The Dead Hand of the Past? Toward an Understanding of ...
Transcript of The Dead Hand of the Past? Toward an Understanding of ...
ORIGINAL PAPER
The Dead Hand of the Past? Toward an Understandingof ‘‘Constitutional Veneration’’
James R. Zink1 • Christopher T. Dawes2
� Springer Science+Business Media New York 2015
Abstract Some observers argue that excessive veneration of the U.S. Constitution
has blinded Americans to its flaws and made them reluctant to consider necessary
reforms. In this paper, we test the assumptions that underlie these claims. We report
the results of two survey experiments that examine the existence and effects of
constitutional status quo bias at both the state and federal levels. Our findings
support the notion that a proposed policy involving constitutional change imbues the
constitutional status quo with normative value and, in turn, disposes individuals to
resist the proposal. These results hold even at the state level. In addition to the
institutional obstacles to constitutional amendment, therefore, we find evidence of
another, psychological barrier to constitutional change that is based specifically in a
sense of constitutional attachment.
Keywords Constitutional veneration � Constitutional amendment � Constitutionalchange � Ballot measures � Status quo bias � Existence bias � Constitutionalism
Electronic supplementary material The online version of this article (doi:10.1007/s11109-015-9325-
5) contains supplementary material, which is available to authorized users.
& James R. Zink
Christopher T. Dawes
1 Department of Political Science School of Public and International Affairs, North Carolina State
University, 212 Caldwell Hall, Campus Box 8102, Raleigh, NC 27695-8102, USA
2 The Wilf Family Department of Politics, New York University, 19 W 4th St., 2nd Floor,
New York, NY 10012, USA
123
Polit Behav
DOI 10.1007/s11109-015-9325-5
Introduction
With just 27 amendments in the nearly 225 years since its ratification, the U.S.
Constitution stands as one of the oldest and least changed constitutions in existence
today. One reason for this is that the amendment process outlined in Article V
makes the Constitution among the hardest in the world to amend (Lutz 1994). But
some argue that a culture of ‘‘constitutional veneration’’ among the public acts as an
additional, psychological barrier to constitutional change: citizens’ reverence for the
Constitution renders them reluctant to support proposed changes to it, sometimes
even when they prefer or would benefit from the policy embodied in the proposal
(see, e.g., Levinson 1990, 2006; Levinson and Balkin 2009; Sabato 2007; Seidman
2013). There is at least some evidence supporting this claim. A series of recent polls
show Americans overwhelmingly believe the Constitution is ‘‘an enduring
document that remains relevant today’’ without any further changes.1 Moreover,
this attitude may influence the way many citizens view constitutional reform. The
electoral college, for example, has long been the subject of criticism, but this
method of presidential selection remains, despite decades of consistent public
support for reform, not to mention a brush with constitutional crisis in the aftermath
of the 2000 presidential election.2 Aside from this kind of indirect evidence,
however, the assumption that the symbolic significance individuals attach to a
constitution can act as an obstacle to constitutional change has not been directly
tested. The question remains, then, does something like ‘‘constitutional veneration’’
exist and, if so, does it make individuals less likely to support proposals that would
effect constitutional change?
Drawing on existing behavioral research and insights gleaned from American
political thought, we seek to better conceptualize ‘‘constitutional veneration’’—or
what we more neutrally refer to as constitutional status quo bias—and examine its
effects on individuals’ willingness to support constitutional change. Extant research
in social psychology and behavioral economics offers many plausible explanations
for why individuals may resist changing a constitution that have little to do with
‘‘reverence’’ for it, such as general status quo bias (Samuelson and Zeckhauser
1988;Kahneman et al. 1991;Ritov and Baron 1992) or risk aversion (Kam and
Simas 2010;Kam 2012;Kam and Simas 2012;Eckles et al. 2014). But we report the
results of two studies that find evidence of a specific bias in favor of the
constitutional status quo. In Study 1, we used Amazon Mechanical Turk to
administer a survey experiment that examines respondents’ willingness to support
hypothetical state and federal constitutional amendment proposals. For Study 2, we
ran similar experiments in Michigan and California during the week leading up to
the November 2012 general election, using the proposed state constitutional
amendments and statutes on which respondents would actually vote on election
1 See the AP-National Constitution Center Poll, August 2012, accessed 11/22/14, http://goo.gl/5NLzDe.
For the years 2008 through 2012, the percentage of respondents endorsing the statement ‘‘The United
States Constitution is an enduring document that remains relevant today’’ were, respectively, 70, 75, 74,
74, and 69 %.2 ‘‘Americans Would Swap Electoral College for Popular Vote,’’ Lydia Saad, Gallup Politics, October
24, 2011, accessed 11/26/14, http://goo.gl/f1j5aC.
Polit Behav
123
day.3 The results for both experiments support the notion that individuals’
attachment to a constitution disposes them to reject constitutional amendment
proposals, even when accounting for alternative explanations such as individuals’
political and policy preferences, knowledge of the proposal (Lupia 1992;Lupia
1994b;Bowler and Donovan 1998;Christin et al. 2002;Kriesi 2007), and risk
orientations (Kam and Simas 2010;Kam 2012;Kam and Simas 2012;Eckles et al.
2014). To be clear, these results are perhaps attributable in part to factors such as
status quo bias, but as we shall explain in what follows, they cannot be reduced to
these other explanations—our findings suggest that, in addition to the reasons
individuals resist change in general, there is something about constitutions per se
that biases individuals against proposals that would result in constitutional change.
Our findings at the federal level, though consistent with conventional wisdom,
are important insofar as they mark the first attempt to disentangle the otherwise
observationally equivalent psychological and institutional obstacles to constitutional
change and establish the bases of constitutional status quo bias as a specific
phenomenon. It is much more surprising that we find effects at the state level, where
the different nature and purpose of a constitution, the public’s lack of knowledge
about state constitutions, and the relative ease and frequency of constitutional
change should make for a much harder test. As we explain in our concluding
discussion, our analyses suggest that constitutional status quo bias at the state level
is weaker and thus easier to overcome, but it nonetheless can have significant
consequences both for how individuals perceive and how elites frame constitutional
proposals. Finally, although our findings ultimately do not speak directly to the
complex, interrelated questions of whether the people should have more or less
control over a constitution and when and how a constitution should change, they
provide important context for these normative and practical debates, a matter to
which we will return in our concluding remarks.
Conceptualizing Constitutional Status Quo Bias
Constitutional scholar Sanford Levinson, one of the most vocal contemporary critics
of the U.S. Constitution, has argued that nearly 225 years of constitutional stasis
prove Americans revere the Constitution too much, to the point that they are blind to
its profound structural flaws and unwilling to consider much needed constitutional
reforms (Levinson 1990, 2006, 2012). He places blame for our religious-like respect
for the Constitution squarely on James Madison, who famously argued in Federalist
49 that citizens’ ‘‘veneration’’ of a constitution promotes political stability by
encouraging a basic wellspring of support and respect for the laws and institutions
of society. The Madisonian notion that the Constitution should be an object of
reverence has become an entrenched part of our political culture, Levinson argues,
which in turn has made us complicit in our own continuing political dysfunction:
‘‘To the extent we continue thoughtlessly to venerate, and therefore not subject to
3 We conducted the experiments in Study 2 before those in Study 1, but we have chosen to present the
studies in logical order rather than the order in which they were administered.
Polit Behav
123
truly critical examination, our Constitution, we are in the position of the battered
wife who continues to profess the ‘essential goodness’ of her abusive husband’’
(Levinson 2006, p. 20). Other scholars, however, argue that widespread reverence
for the Constitution reinforces its power as a shared symbol that serves as a focal
point for agreement among the citizenry (Strauss 1996, pp. 915–916). On this view,
reverence does not necessarily preclude constitutional change, but rather it helps
stabilize and structure the process and rate of change (Holmes 1993).
These competing contemporary perspectives on constitutional veneration and
change generally track founding era debates over the appropriate citizen attitude
toward a constitution. Thomas Jefferson, for example, famously warned that if
citizens accept a constitution as something that is ‘‘like the arc of the covenant, too
sacred to be touched,’’ they effectively cede their authority to a founding generation
that, however great, could not have anticipated changing circumstances or changes
among the people that arise naturally out of the ‘‘progress of the human mind’’
(letter to Samuel Kercheval, July 12, 1816, in Jefferson 1904, [12:11-12]). Jefferson
eventually recommended a sunset scheme that would have provided for the
expiration of laws and reconsideration of the constitution at the turnover of each
generation (every 19 years, by Jefferson’s calculation), thus forcing citizens to
frequently scrutinize the constitutional status quo, even if they ultimately decide
against changing it. Madison’s comments in Federalist 49 indicate he did not think
much of Jefferson’s proposal to organize frequent constitutional conventions for the
purpose of reviewing the entire constitution, but he certainly did not think
constitutional veneration should serve as a barrier to constitutional amendment.4
Even Madison, therefore, offered reasons to be wary of constitutional veneration:
under circumstances where a constitution is deficient in some important way,
citizens’ reverence for it might compound the problem by disposing them to resist
the required changes (Bailey 2012).
Although these past and present constitutional commentators take somewhat
different views on the desirability of constitutional veneration, they all highlight the
power of a constitution as a reference point that anchors citizens’ perspectives on
politics, for better or worse. Moreover, the mechanisms they implicitly describe find
indirect support in existing research on status quo bias and other types of reference-
dependent decision-making. A substantial body of research suggests that individuals
often make decisions relative to a specific reference point, and altering the reference
point can change the option they select from an otherwise identical choice set
(Apesteguia and Ballester 2009;Tversky and Kahneman 1991). In particular, simply
framing a choice as the status quo or ‘‘default’’ option renders individuals more
likely to choose that option than they would if no status quo or default reference
point were specified (Samuelson and Zeckhauser 1988; see also Eidelman and
Crandall 2012; Fernandez and Rodrik 1991; Kahneman et al. 1991; Ritov and Baron
1992; Thaler and Sunstein 2003).
4 In fact, as Bailey (2012, 735) notes, Madison only two years earlier privately expressed sympathy for
Jefferson’s 1783 proposal for periodic constitutional review—that is, the same proposal he rejected in
Federalist 49.
Polit Behav
123
These studies highlight a number of reasons why individuals may be inclined to
resist constitutional change. In some circumstances, it may be rational for
individuals to adhere to the status quo if the alternatives involve uncertainty and/
or transaction costs (Fernandez and Rodrik 1991;Samuelson and Zeckhauser 1988).
Additionally, or alternatively, they may not be willing to incur either the cognitive
costs involved in counterfactual thinking (Roese 1997) or the actual costs associated
with change (Pichert and Katsikopoulos 2008). Moreover, loss aversion may induce
individuals to irrationally choose an option that has been framed as the status quo, as
individuals tend to overweight potential losses and underweight potentials gains
associated with choosing an alternative (Tversky and Kahneman 1991). For any or
all of these reasons, individuals rely on the status quo to make sense of complicated
political issues and choices. Many citizens vote for incumbents, for example,
because they lack information about the challenger or, even if they know the
challenger’s policy positions, they remain uncertain what the challenger will do
once in office (Morgenstern and Zechmeister 2001). Individuals’ risk orientations
also make them more or less susceptible to status quo bias. For instance, Kam and
Simas (2012) find that risk-averse individuals are more likely to support candidates
for political office that exhibit qualities consistent with the status quo, such as
stability, certainty, experience, and governing competence (see also Eckles et al.
2014). Similarly, Eckles and Schaffner (2011) observe that risk-averse individuals
are less supportive of proposed military interventions when they have been primed
with subtle hints about the risks associated with involvement.
Individuals thus may resist constitutional change for the reasons they resist any
kind of political change, but aside from issues of uncertainty and risk surrounding a
policy or choice scenario, is there something specific about a constitution that makes
individuals reluctant to change it? We think one tendency in particular is relevant
for understanding the processes underlying individuals’ deference to the constitu-
tional status quo. Some research suggests the nature of the policy or choice under
consideration invests the status quo with normative qualities that dispose individuals
to resist change. Eidelman et al. (2009) find that under some circumstances
individuals often attach inflated normative value to existing states (see also Crandall
et al. 2009). This ‘‘existence bias’’ inclines individuals to remain with status quo
conditions because they assume the existence of the status quo is evidence of its
normative goodness, a tendency that is stronger the longer the status quo has been in
place (Eidelman et al. 2010).
Drawing on these studies, we suggest that, among other things, a proposed policy
involving constitutional change highlights the symbolic dimension of the consti-
tution and imbues the constitutional status quo with normative significance, thus
disposing individuals to resist the proposal. This constitutional status quo bias is
consistent with the citizen psychology implicitly described in past and present
accounts of constitutional veneration. Returning to Federalist 49, for example,
Madison emphasized constitutional reverence or veneration—something that in part
taps the affective dimension of human psychology—precisely because he thought
appeals to reason alone would be inadequate for encouraging a sense of civic
responsibility among the citizenry: ‘‘A reverence for the laws would be sufficiently
inculcated by the voice of an enlightened reason. But a nation of philosophers is as
Polit Behav
123
little to be expected as the philosophical race of kings wished for by Plato. And in
every other nation, the most rational government will not find it a superfluous
advantage to have the prejudices of the community on its side’’ (Hamilton et al.
2003, p. 312). The arguments regarding constitutional veneration generally accept
that, beyond its practical significance as a legal instrument, a constitution reflects or
articulates the highest, most enduring values and goals of the political community,
and as such it acts as an important symbol to citizens (Elkins et al. 2009, pp.
38–40). The symbolic significance citizens attribute to a constitution, in turn, can
facilitate an attachment to it or a ‘‘prejudice’’ in its favor, thus entrenching the
constitution as a reference point for citizens when they think about politics. A
proposal that implicates constitutional change, therefore, can prime this sense of
constitutional attachment and make the constitutional status quo salient to
individuals as they consider the proposal. Under these circumstances, individuals
are disposed to resist the proposal not simply out of risk aversion or uncertainty, but
also out of a specific deference to the constitutional status quo. Finally, the nature
and extent of individuals’ sense of constitutional attachment is shaped by the
institutional context: if a constitution provides for relatively difficult amendment
and revision procedures, changes to the constitution will be infrequent; if the
constitution is seldom changed, citizens will be more inclined to view it as
something that should not be changed; this view that it is normatively undesirable to
change the constitution makes it even less likely the people will use the amendment
process to change the constitution, and on and on. Thus, consistent with research
that shows individuals are more attached to the status quo the longer it has been in
place (Eidelman et al. 2010; Eidelman and Crandall 2014), individuals’ resistance
to constitutional change becomes self-reinforcing: deference to the constitutional
status quo solidifies its endurance over time, which in turn inclines individuals to
value the constitutional status quo even more.
Testing Constitutional Status Quo Bias
The logic of constitutional status quo bias described above suggests two related
expectations. First, our most basic expectation is that individuals’ abstract sense of
attachment to constitutions will dispose them to resist a proposed amendment to a
constitution. This expectation reflects the central assumption of the arguments for
and against constitutional veneration: that citizens’ reverence for a constitution can
develop into a settled deference to the constitutional status quo that counterbalances
and even overrides their policy preferences.
Second, we also expect that the extent of individuals’ resistance to constitutional
change is influenced in part by the institutional context. Past and present accounts of
constitutional veneration share the assumption that citizens accept a constitution as
an important symbol that is worthy of reverence. For individuals to perceive a
constitution as special, however, it must actually be treated differently than ordinary
law or other routine matters of government. The amendment process is an important
factor in this regard: the relative ease of constitutional amendment can affect the
Polit Behav
123
rate of constitutional change, and the rate of change over time in turn can influence
the extent to which citizens differentiate between a constitution and ordinary law.
The differences between state and federal constitutions in the U.S. federal system
allow us to compare the existence and relative strength of constitutional status quo
bias within different institutional contexts. The federal Constitution is by far the
most high profile constitution in the U.S., but each state also has its own
constitution. Unlike the federal Constitution, however, most state constitutions
today are much easier to amend and, consequently, are more frequently amended,
revised, or altogether replaced. A primary reason for this is that the state
constitutions necessarily evolved to serve many different purposes and deal with
more matters of government than the federal Constitution, which required that they
allow for greater flexibility in accommodating the constitution to changing
circumstances within the state (Dinan 2000; Lutz 1982; Tarr 2000). Thus, while
state constitutions are similar to the federal Constitution in that they also presume to
serve as a sort of symbol to citizens, the relative frequency of constitutional
amendment and change at the state-level may make them seem less ‘‘constitution-
like’’ in the eyes of citizens. If there is a link between constitutional attachment and
the ease and frequency of constitutional change, then we expect the effects of
constitutional status quo bias to be weaker or nonexistent at the state level.
Study 1
To test the plausibility of our basic expectations, we used Amazon Mechanical Turk
(MTurk) to administer a survey experiment to a national convenience sample of
adults. Several recent analyses across a variety of disciplines have validated the
MTurk subject pool (Berinsky et al. 2012; Buhrmester et al. 2011; Paolacci et al.
2010; Sprouse 2011) and it is increasingly used as a recruitment tool by studies
published in top political science journals (Huber et al. 2012; Grimmer et al. 2012).
We ran two versions of the experiment on different sets of subjects, one testing the
effect of hypothetical proposals to amend the state or federal constitution and a
follow-up survey testing the effect of hypothetical proposals to alter statutory law at
the state or federal level. Together, these surveys allow us to isolate the effects of
constitutional status quo bias and differentiate it from general resistance to legal
change. Our sample is comprised of 2088 participants that were at least 18 years old
and residents of the United States at the time of the survey. We recruited workers
that had an MTurk rating of 70 % or above and participants were paid $1 to
complete the survey. Respondents who participated in the first version of the study
were blocked from participating in the second version of the study. More details
about the sample, including summary statistics, are included in the Online
Appendix.
Our surveys asked each respondent about their willingness to support proposals
relating to two substantive issues, collective bargaining rights and a policy that
would require a legislative supermajority to approve tax increases. We chose these
specific issues to retain issue-consistency with Study 2 (below), which involved
actual constitutional amendment proposals on the same issues in Michigan’s 2012
Polit Behav
123
general election. Using these issues provides a common reference point that allows
for a more direct comparison between Study 1 and Study 2.
Respondents for both versions of the survey were randomly assigned to one of
four basic conditions—federal control, federal treatment, state control, or state
treatment—in which they were asked about both issues. For both versions of the
survey, an individual assigned to the federal control condition received both of the
following questions (in randomized order):
Would you favor a federal policy that grants public and private employees
across the country the right to organize and bargain collectively through labor
unions?
Would you favor a federal policy that requires a 2/3 majority vote of the U.S.
House of Representatives and the U.S. Senate in order for the federal
government to impose new or additional federal taxes on taxpayers or to
increase the rate of federal taxation?
The state control conditions were the same as their federal counterparts except
we refer to a ‘‘state policy’’ and similarly change other language to clearly indicate
the state context.
In the constitution version of the experiment, those assigned to the treatment
conditions were asked about the same substantive policy proposals as those in the
control, but the proposals instead were framed as amendments to the state or federal
constitution. For example, a respondent assigned to the federal constitutional change
treatment received both of the following questions in randomized order:
Would you favor an amendment to the United States Constitution that grants
public and private employees across the country the right to organize and
bargain collectively through labor unions? If approved, this amendment would
change the United States Constitution to reflect the new policy.
Would you favor an amendment to the United States Constitution that requires
a 2/3 majority vote of the U.S. House of Representatives and the U.S. Senate in
order for the federal government to impose new or additional taxes on
taxpayers or to increase the rate of federal taxation? If approved, this
amendment would change the United States Constitution to reflect the new
policy.
The questions for those assigned to the state constitution treatment condition used
the same basic wording except that we referred to the subject’s state constitution.
Similarly, those assigned to the treatment conditions in the ordinary law version
of the experiment were asked their views on the same issues as their counterparts in
the control condition, except the proposals were described as changing state or
federal law. Thus a respondent assigned to the federal ordinary legal change
treatment received the following questions in randomized order:
Would you favor a measure that grants public and private employees across
the country the right to organize and bargain collectively through labor
Polit Behav
123
unions? If approved, this measure would change federal law to reflect the new
policy.
Would you favor a measure that requires a 2/3 majority vote of the U.S. House
of Representatives and the U.S. Senate in order for the federal government to
impose new or additional taxes on taxpayers or to increase the rate of federal
taxation? If approved, this measure would change federal law to reflect the
new policy.
The state law treatment condition was the same except that we referred to state
law. The exact wording of all questions is presented in the Online Appendix.
Across both versions of the experiment, a total of 1013 subjects were assigned to
the state conditions (511 control, 240 constitution treatment, 262 law treatment) and
1075 were assigned to the federal conditions (535 control, 250 constitution
treatment, 290 law treatment).
Results
Based on the logic of constitutional status quo bias, we expect to find the following
results. First, for the version of the experiment highlighting constitutional change,
we expect that respondents assigned to the federal or state constitutional change
treatment will exhibit greater opposition to the proposal than those in the
corresponding control group, all things equal. Second, we expect a smaller effect
Table 1 Average treatment
effects for hypothetical
propositions
Support for the status quo is
coded as ‘‘0’’ if the respondent
supported proposal and ‘‘1’’ if
they opposed proposal. p-Values
are associated with two-tailed
t-tests
Support the status quo
Control Treatment Difference
Collective Bargaining
Federal constitution 0.281 0.528 0.247
(N ¼ 278) (N ¼ 250) (p\0:01)
Federal law 0.241 0.303 0.062
(N ¼ 257) (N ¼ 290) (p ¼ 0:10)
State constitution 0.250 0.396 0.146
(N ¼ 240) (N ¼ 240) (p\0:01)
State law 0.273 0.324 0.051
(N ¼ 271) (N ¼ 262) (p ¼ 0:20)
2/3 Majority
Federal constitution 0.374 0.580 0.206
(N ¼ 278) (N ¼ 250) (p\0:01)
Federal law 0.393 0.426 0.033
(N ¼ 257) (N ¼ 290) (p ¼ 0:43)
State constitution 0.412 0.512 0.100
(N ¼ 240) (N ¼ 240) (p ¼ 0:03)
State law 0.351 0.424 0.073
(N ¼ 271) (N ¼ 262) (p ¼ 0:08)
Polit Behav
123
size for the state constitution treatment compared to the federal constitution
treatment. Third, for the version of the experiment that emphasizes ordinary
statutory legal change, we do not expect to find any significant effect for the legal
change treatments at the state or federal level.
Table 1 and Fig. 1 present the average treatment effects for the constitutional and
ordinary legal change treatments for each of the four hypothetical proposals (federal
collective bargaining, state collective bargaining, federal taxation, state taxation).5
For each of the constitution scenarios at both the state and federal levels, our
treatment highlighting constitutional change resulted in a significant effect,
consistent with our first expectation. In contrast, none of the four ordinary legal
change treatments is statistically significant, which is consistent with our third
expectation. Moreover, those effect sizes are small in magnitude (between about 3
and 7 %) relative to their corresponding constitutional change treatments, which
suggests that respondents are much more willing to change statutory law than the
constitution, holding the issue constant. For three of our four issues—the federal
taxation scenario (p\0:01 one-sided) and the state (p ¼ 0:05 one-sided) and federal
(p\0:01 one-sided) collective bargaining scenarios—the effects of our constitu-
tional change treatments are significantly larger than those for the ordinary legal
CollectiveBargaining
2/3Majority
Ave
rage
Tre
atm
ent E
ffect
-0.1
0.0
0.1
0.2
0.3
0.4
Federal ConstitutionFederal LawState ConstitutionState Law
Fig. 1 Average treatment effects and 95 % confidence intervals (from a two-tailed t-tests) forhypothetical propositions
5 Results from regression analyses including several control variables are presented in Online Appendix
Table 2 and Fig. 1.
Polit Behav
123
change treatments.6 Only on the state taxation issue do we fail to find a statistically
significant difference between respondents’ resistance to constitutional change and
their reluctance to change ordinary law (p ¼ 0:30 one-sided). Figure1 also provides
a comparison of the strength of the federal and state constitutional treatments.
Consistent with our second expectation, the effect of our treatment is larger in the
federal conditions than in the state conditions. The difference between the state and
federal constitutional change treatments is significant for the collective bargaining
(p ¼ 0:05 one-sided) and taxation (p ¼ 0:04 one-sided) scenarios. Respondents
consistently demonstrate greater opposition to changes to the federal Constitution
than to their state’s constitution, which supports the notion that the relative ease and
frequency of constitutional amendment can affect the extent to which individuals
are biased against constitutional change.
These results are consistent with our expectations and provide provisional
evidence of constitutional status quo bias, but it is important to consider them in
light of other well-known biases that might offer somewhat different interpretations
of the treatment effects. One straight forward alternative explanation of the results is
that they simply reflect status quo bias rooted in risk aversion or uncertainty
surrounding policy change. But the fact that we do not observe significant effects for
most of the law treatments, along with the difference in effect sizes between the
state and federal constitutional change treatments, strongly suggest that these results
are not reducible to ordinary status quo bias. If respondents opposed the proposals
simply out of a bias against change, then we would not expect them to distinguish
between changes in statutory law and changes to the constitution at either the
federal or state level: they should be as reluctant to change ordinary law as they are
to change a constitution, holding the issue constant. Moreover, we would not expect
to find a difference in the size of effect between the state and federal constitutional
change treatments on the same issues. Finally, because risk averse individuals are
more susceptible to status quo bias (Kam and Simas 2012; Eckles et al. 2014), we
would expect our treatment effects to be especially pronounced among risk averse
respondents if our results were driven simply by status quo bias. Yet our treatment
effects do not significantly differ based on respondents’ risk orientations (see Online
Appendix Table 3).
That we find significant effects at the state level also indicates our results are not
driven entirely by the age of the constitutional status quo. Because individuals are
inclined to the value the status quo more—and thus less likely to change it—the
longer it has been in place (Eidelman et al. 2010; Eidelman and Crandall 2014), it
may be that our treatment effects have little or nothing to do with constitutions per
se and instead reflect respondents’ general reluctance to change any long-standing
status quo condition. It is possible that respondents are unwilling to change the U.S.
6 To compare average treatment effects we used a bootstrap procedure. We drew 1000 samples of
support for the status quo in the treatment and control group for both the constitution and law conditions
and calculated the difference in means for each sample. We then compared the distribution of mean
differences for the constitution and law conditions. The p-value for the test of the hypothesis that the
treatment effect associated with the constitution condition is larger than that for the law condition is the
number of negative mean differences divided by 1000. We follow the same procedure to compare the
federal and state constitutional treatments.
Polit Behav
123
Constitution in part because they know it is old, but most individuals know very
little about the age of their state’s constitution or, indeed, if their state even has a
constitution.7 Thus our state level results offer evidence that there is something
specific about constitutions aside from or in addition to age that biases individuals
against proposals that would effect constitutional change. Perhaps our results are
nonetheless attributable to this longevity bias in a more indirect way: maybe
respondents assume—either correctly or incorrectly—their state’s constitution is old
and conclude based on this assumption that it should not be changed simply because
it has endured over time. Even if this is the case, however, it only offers further
evidence that individuals are inclined to automatically attribute to constitutions a
bundle of venerable characteristics. That is, in this case it is significant not so much
that individuals are reluctant to change their state’s constitution because they
assume it is old, but rather that individuals assume their state’s constitution is old
because it is a constitution.
Finally, the results could be interpreted as evidence that individuals do not suffer
from any ‘‘bias’’ at all, but instead they behave rationally and deliberately weigh the
benefits expected from a policy change against the heightened uncertainty
associated with amending a constitution. Any policy change involves a degree of
unpredictability, and because constitutions usually are more difficult to change than
ordinary law, the costs of unintended consequences are much higher when dealing
with constitutional amendments. Respondents in our study, therefore, simply may
have engaged in an explicit and rational calculation: they expressed opposition to
using constitutional means to effect a policy change because they know it is more
difficult to undo the change should it have unforeseen negative consequences.
Moreover, the difference in the sizes of our treatment effects can be interpreted as
consistent with this possibility: just as respondents are more reluctant to change
their state’s constitution because it is harder to change than ordinary state law, they
are more reluctant to change the U.S. Constitution than their state’s constitution
because it is much harder to change the former than the latter. While it is unlikely
respondents know the exact institutional threshold for amending their state’s
constitution, it is at least plausible that they assume it is relatively easier to amend
than the U.S. Constitution.
To address this last possibility, we conducted a follow-up experiment on MTurk
using the federal collective bargaining scenarios from the original experiments. In
the follow-up study, respondents were randomly assigned to one of four conditions.
Three of the conditions—the control, federal statutory change treatment, and federal
constitutional change treatment—were exactly the same as in the original study. To
these, we added a fourth—a ‘‘certainty’’ scenario that asked:
7 The Advisory Commission on Intergovernmental Relations (ACIR) found that in 1991 only 52 % of the
population knew that their state had a constitution, with 11 % asserting definitively that their state did not
have a constitution, and 37 % expressing uncertainty on the matter (accessed on May 15, 2013, http://
www.library.unt.edu/gpo/acir/Reports/survey/S-20.pdf). Although we did not include any state consti-
tutional knowledge questions in either version of the original experiment, we did include one in the Mturk
follow-up study, described below. Following on the ACIR study, we simply asked respondents if their
state had a constitution: 53 % correctly answered ‘‘yes,’’ 2 % answered ‘‘no,’’ and 45 % indicated they
did not know whether or not their state had a constitution.
Polit Behav
123
Would you favor an amendment to the United States Constitution that grants
public and private employees across the country the right to organize and
bargain collectively through labor unions, as long as the amendment were
written so that it would not alter the basic structure of federal labor law or
fundamentally interfere with the ability of employers to manage their workers?
If approved, this amendment would change the United States Constitution to
reflect the new policy.
By conditioning the hypothetical amendment proposal on the promise that it will
be written carefully so it does not materially affect the status quo in labor law and
employer-employee relations, the new condition effectively gives permission to
support the proposal to those individuals who are troubled by policy uncertainty.
Our sample for the follow-up study is comprised of 802 respondents in total (202
assigned to the control, 199 to the federal legal change condition, 207 to the federal
constitutional change condition, and 194 to the ‘‘certainty’’ constitutional change
scenario). As with the original study, we recruited workers who were at least
18 years old and residents of the United States at the time of the survey and had an
MTurk rating of 70 % or above, and participants were paid $1 to complete the
survey. Respondents who participated in any of the original versions of the Study 1
were blocked from participating in this follow-up. More details about the questions
and the sample, including summary statistics, are included in the Online Appendix.
Table 2 and Fig. 2 present the average treatment effects for this follow-up study.8
Consistent with the original study, we find no significant difference between the
control group and the ordinary legal change treatment group. In contrast, we find a
large and statistically significant difference between the control and the basic
constitutional change treatment—the 20.7 % difference we observe in the follow-up
study is comparable in size to the difference between the control and the
constitution treatment for the federal collective bargaining scenario in the original
experiment (24.7 %). The difference between the control and the new ‘‘certainty’’
constitution treatment groups is also large and statistically significant (0.139,
p\0:01), although it is not as large is the effect for the basic constitutional change
treatment. This suggests that some of our treatment effect may be attributable to the
heightened uncertainty surrounding the relative difficulty of constitutional change,
Table 2 Average treatment effects for hypothetical propositions
Support the status quo
Control Federal
law
Difference Federal
constitution
Difference Federal
constitution ? certainty
Difference
0.248 0.281 0.034 0.454 0.207 0.387 0.139
(N ¼ 202) (N ¼ 199) (p ¼ 0:44) (N ¼ 207) (p\0:01) (N ¼ 194) (p\0:01)
Support for the status quo is coded as ‘‘0’’ if the respondent supported proposal and ‘‘1’’ if they opposed
proposal. p-Values are associated with two-tailed t-tests
8 Results from regression analyses including several control variables are presented in Online Appendix
Table 5 and Fig. 2.
Polit Behav
123
but not all of it is. Individuals remain strongly resistant to changing the constitution
even when we reassure them that the change will not substantially alter the policy
status quo.
Study 2
For our second study, we sought a test of constitutional status quo bias that does not
rely on hypothetical constitutional amendments. Accordingly, we administered
survey experiments to convenience samples of 613 Michigan and 495 California
voters during the week leading up to the November 6, 2012 general election. This
setting is a useful counterpart to Study 1 because it provides us with a realistic
environment, one in which the immediacy and real-world impact of the choice voters
confront represents a truer test of constitutional status quo bias than scenarios
involving hypothetical constitutional amendments. Moreover, the variety of
substantive issues involved in these elections help guard against the possibility that
respondents receiving our treatment questions oppose a proposal not out of a bias
against constitutional change, but rather simply because they do not think the issue
that is the subject of the proposal is serious enough to warrant an amendment.9
Federal Law Federal ConstitutionFederal Constitution
+ Certainty
Ave
rage
Tre
atm
ent E
ffect
-0.1
0.0
0.1
0.2
0.3
0.4
Fig. 2 Average treatment effects and 95 % confidence intervals (from a two-tailed t-tests) forhypothetical propositions
9 Although our Michigan and California surveys test constitutional status quo bias across a range of
substantive issues, one could argue that all of the issues involved are partisan policy issues that most of
our respondents would view as too ephemeral or not important enough to warrant a constitutional
amendment. As Dinan (2014) notes, however, citizens across the United States frequently approve policy-
oriented amendments to their state’s constitution and are not generally any more biased against policy
amendments than other amendment types. We thank the anonymous reviewer who drew our attention to
this matter.
Polit Behav
123
Our Michigan survey asked each respondent about six items—five proposed
constitutional amendments and one state law referendum—that would appear on the
November 6 ballot. Subjects were randomly assigned to one of two conditions for
the measure that would have amended Michigan’s constitution to protect collective
bargaining rights (Proposal 2).10 Respondents assigned to the control condition were
asked the following question: ‘‘On November 6, Michigan voters will decide on a
ballot measure that would grant public and private employees the right to organize
and bargain collectively through labor unions. Do you favor or oppose this ballot
measure?’’ Respondents assigned to the treatment condition received the same
information as those in the control, with an additional sentence noting the measure’s
constitutional effect: ‘‘If approved, the ballot measure would amend Article I of
Michigan’s state constitution by adding Section 28 to reflect the new policy. Do you
favor or oppose this ballot measure that would change the state constitution?’’ The
control and treatment questions for the remaining amendment proposals took the
same basic form. In the case of Proposal 1, the one measure relating to ordinary law,
the control and treatment questions were similar except respondents receiving the
treatment were explicitly informed that the measure would change state law if it
were approved. The complete questions are included in the Online Appendix.
For a comparative perspective, we also administered our study in California, a
state with a potentially different political culture that may attenuate the effects of
constitutional status quo bias. Although both states’ constitutions provide for very
similar amendment procedures, California voters approve state constitutional
amendments much more frequently than Michigan voters.11 Californians’ apparent
comfort with changing the state constitution suggest they generally view it more as
a practical legal instrument rather than a symbolic one, in which case we would
expect the effects of constitutional status quo bias to be relatively weak or
nonexistent in our California survey.
Our California survey asked each respondent about two items—one proposed
constitutional amendment that would increase taxes to fund education (Proposition
30) and one proposed state statute that would abolish the death penalty (Proposition
34)—that would appear on the November 6 ballot. The wording of the control and
treatment conditions took the same form as those administered in Michigan—
respondents in the control conditions were simply asked if they favored the
proposition and they received no information about the legal effect of the measure,
while those assigned to the treatments were explicitly informed that the proposition
would change the state constitution (Proposition 30) or state law (Proposition 34) if
it were approved. The control and treatment questions are included in the Online
Appendix.
For both surveys, we contracted with the firm Qualtrics (www.qualtrics.com) to
solicit subjects and administer our surveys online. Both surveys were conducted in
10 The initial random assignment for the collective bargaining proposal determined whether respondents
received treatment or control questions for the other five proposals.11 Since its current constitution went into effect in 1964, Michigan voters have considered 75 proposed
constitutional amendments, ultimately approving 32 of them (43 %). During about the same timeframe,
California voters have approved 171 of 263 proposed constitutional amendments (65 %). NCSL Ballot
Measure Database, accessed 11/20/13, http://goo.gl/m2YZ8i.
Polit Behav
123
the week leading up to the 2012 general election and subjects were compensated for
their participation. The summary statistics for the Qualtrics samples are presented in
the Online Appendix.
Results
We expect to find the following results for Study 2. First, with regard to the
proposed constitutional amendments (Proposals 2 through 6 in Michigan and
Proposition 30 in California), we expect that respondents assigned to the
constitutional change treatment will exhibit greater opposition to the proposal than
those in the control group, all things equal. Second, we expect there to be little or no
significant difference between the control and treatment groups for the Michigan
emergency powers proposal (Proposal 1) and the California death penalty
proposition (Proposition 34), the two proposals that relate to ordinary statutory
law rather than the state constitution.
Table 3 and Fig. 3 present the average treatment effects for each of the eight
proposals.12 Consistent with our first expectation, we find significant treatment
effects for all six constitutional amendment proposals, with respondents in each
treatment group demonstrating stronger opposition to the proposal than their
counterparts in the control group. In line with our second expectation, we find that
respondents are not as reluctant to change ordinary law: the treatment effect for
Michigan’s emergency powers proposal is small and not statistically significant, and
the treatment effect is negative and not significant for the California death penalty
proposition.
We wish to focus on the Michigan results, particularly Proposal 2, the collective
bargaining proposal. It is especially noteworthy we find such sizable treatment
effects for that proposal, something worth closer examination. Pre-election polls
indicated that support for Proposal 2 was correlated with party identification, with
Democrats largely supporting the measure and Republicans opposing it.13 Yet, as
illustrated in Fig. 4 and Table 4, we find large and significant treatment effects even
among strong Democrats (see also Online Appendix Table 9 and Fig. 4). This is
notable not just because they would have been strongly inclined to favor the
proposal on substantive grounds, but also because in principle they would have been
among the least concerned about uncertainty surrounding the consequences of the
proposal if it were approved. The impetus behind Proposal 2, at least as articulated
by its supporters, was to protect the existing state of labor law in Michigan against
the dramatic wave of change sweeping its neighbors.14 At the time, neighboring
states Indiana, Ohio, and Wisconsin all either had become ‘‘right to work’’ states or
were considering right-to-work legislation, and a constitutional amendment was
12 Results from regression analyses including several control variables are presented in Online Appendix
Table 8 and Fig. 3.13 Dawson Bell, ‘‘Poll: Michigan Voters Skeptical about Collective Bargaining, Bridge Proposals,’’
Detroit Free Press, September 16, 2012, accessed 3/9/14, http://goo.gl/QlBK0l.14 See ‘‘Protect Our Jobs!’’ campaign website, https://goo.gl/bJj2jO.
Polit Behav
123
Table 3 Average treatment
effects for Michigan and
California propositions
Support for the status quo is
coded as ‘‘0’’ if the respondent
supported proposal and ‘‘1’’ if
they opposed proposal. p-Values
are associated with two-tailed
t-tests
Support the status quo
Control Treatment Difference
Michigan
Emergency powers 0.503 0.558 0.055
(N ¼ 288) (N ¼ 319) (p ¼ 0:18)
Collective bargaining 0.410 0.628 0.218
(N ¼ 290) (N ¼ 323) (p\0:01)
Renewable energy 0.453 0.539 0.055
(N ¼ 289) (N ¼ 319) (p ¼ 0:03)
Healthcare workers 0.360 0.465 0.106
(N ¼ 289) (N ¼ 318) (p ¼ 0:01)
2/3 Majority 0.375 0.523 0.148
(N ¼ 288) (N ¼ 321) (p\0:01)
Canada bridge 0.366 0.547 0.181
(N ¼ 287) (N ¼ 318) (p\0:01)
California
Education tax 0.394 0.481 0.087
(N ¼ 231) (N ¼ 264) (p ¼ 0:05)
Death penalty 0.522 0.488 -0.034
(N ¼ 247) (N ¼ 248) (p ¼ 0:45)
MICollectiveBargaining
MIRenewable
Energy
MIHealthcare
Workers
MI2/3
Majority
MICanadaBridge
CAEducation
Tax
MIEmergency
Powers
CADeath
Penalty
State Propositions
Ave
rage
Tre
atm
ent E
ffect
-0.1
0.0
0.1
0.2
0.3
0.4
Constitution AmendmentStatutory Change
Fig. 3 Average treatment effects and 95 % confidence intervals (from a two-tailed t-tests) for Michiganand California propositions
Polit Behav
123
seen by proponents of the measure as the only way to prevent Michigan from
adopting similar laws. From the standpoint of the proposal’s supporters, therefore, a
vote in favor of Proposal 2 would have been a vote in favor of certainty and the
status quo; conversely, a vote against the proposal would have been a vote for a
brand new labor landscape that could have uncertain consequences even for non-
union workers. Given these circumstances, Democrats should have been strongly
inclined to favor Proposal 2 on both substantive and certainty grounds, but simply
highlighting the constitutional effect of the proposal was enough to turn many
Democrats away.
Additional analysis lends further support to the notion that our results are at least
in part attributable to a specific bias in favor of the constitutional status quo.
Proposal 2, for example, was the focus of intense campaigning and was probably the
highest profile proposal on Michigan’s November 2012 ballot. Combined, both
sides of the collective bargaining fight raised over $46 million dollars, the most ever
in state history,15 and increased campaign spending on a measure generally
increases awareness of and information about it (Bowler and Donovan 1998, 2002).
In principle, then, our respondents would have been well informed about the
proposed constitutional change and would have had settled attitudes about it at the
time we administered the survey, which was within a week of the election. As such,
they should have been less susceptible to our treatment and more inclined to vote in
line with their preferences, but the treatment highlighting constitutional change
Strong Democrats DemocratsMI CollectiveBargaining
Ave
rage
Tre
atm
ent E
ffect
0.0
0.1
0.2
0.3
0.4
Fig. 4 Average treatment effects and 95 % confidence intervals (from a two-tailed t-tests) for Democratsand strong Democrats for Michigan’s collective bargaining proposition (Proposal 2)
15 See report by the Michigan Campaign Finance Network based on data compiled from the Michigan
Bureau of Elections, http://goo.gl/m9a8jq.
Polit Behav
123
nonetheless dampened support for the proposal. Indeed, the treatment effects on
Proposal 2 and all of the other Michigan constitutional amendment proposals do not
significantly differ based on respondents’ level of knowledge about the proposals.
This indicates our results are not simply driven by uninformed respondents who
cautiously default to the status quo because they lack sufficient knowledge of the
proposals to make an informed choice.16 The treatment effects also do not
significantly differ based on respondents’ risk orientations, which implies that the
results are not simply attributable to general status quo bias rooted in risk aversion
and uncertainty.17
Discussion
Our analyses support the notion that citizens’ attachment to a constitution can leave
them resistant to proposed changes to it. We consistently find evidence of this bias
in favor of the constitutional status quo across a variety of substantive issues and in
different political contexts, even when accounting for alternative explanations. Our
results at the federal level are perhaps unsurprising, but they are illuminating
nonetheless in that they provide more direct evidence of ‘‘constitutional veneration’’
as a specific phenomenon. That we found any evidence of constitutional status quo
bias at the state level is much more surprising and worth further consideration.
Our findings—and the real-world fact that state constitutions across the United
States are frequently amended—indicate that constitutional status quo bias is
weaker at the state level and thus easier to overcome. It is easier to overcome, first,
at the individual level. As Study 1 indicates, our treatment effect is smaller at the
state level, holding the issue constant, which indicates that competing considera-
tions can more easily overpower an individual’s bias in favor of the constitutional
status quo when contemplating a proposed change to her state’s constitution. This
Table 4 Average treatment effects for Michigan’s collective bargaining proposition (Proposal 2)
Support the status quo
Control Treatment Difference
Strong Democrats 0.164 0.393 0.229
(N ¼ 61) (N ¼ 84) (p\0:01)
All Democrats 0.195 0.446 0.251
(N ¼ 113) (N ¼ 130) (p\0:01)
Support for the status quo is coded as ‘‘0’’ if the respondent supported proposal and ‘‘1’’ if they opposed
proposal. p-Values are associated with two-tailed t-tests
16 Uninformed voters in particular rely on the status quo as a reference point since they generally know
more about the status quo than the uncertain and risky policy alternatives (Lupia 1994a, 1992; Bowler and
Donovan 1998).17 For the full regression analyses examining treatment effects across risk orientations and knowledge of
the proposals, see Online Appendix Table 10.
Polit Behav
123
bias is easier to overcome, second, at the aggregate level within the states. Since
most states only require a simple majority of the popular vote to ratify a proposed
amendment to the state constitution, far fewer individuals must be convinced that
changing the constitution is a good idea.
Constitutional status quo bias can act as an obstacle to constitutional change at
the state level, then, but other factors also play a role in deciding the fate of any
given amendment proposal. For example, the path an amendment proposal takes to
the ballot appears to substantially affect its likelihood of success: proposals that
appear on the ballot after approval by the state legislature enjoy a much higher
success rate than those that take the citizen initiative route to the ballot.18 One
possible explanation for this disparity is the strategic and information advantages
legislators usually have over groups using the initiative process: legislators often are
in a better position to evaluate the costs and benefits associated with seeking policy
change via constitutional amendment and to more accurately gauge the likelihood of
an amendment proposal’s success (Damore et al. 2012). In fact, since most states
require the approval of a super-majority in both legislative chambers to refer an
amendment to voters, the mere presence of a legislatively referred amendment on
the ballot often is indicative of a unified legislature attempting to achieve more
enduring policy accomplishments by submitting the amendment for approval to the
very same voters who elected them in such large numbers in the first place.
Conversely, since the initiative process is a much costlier way to achieve policy
goals than legislative means, groups’ reliance on the initiative process often is
evidence of their weak political position in the legislature or among the electorate.
Additionally, the legislature’s position on an amendment proposal may have effects
at the individual level: the legislature’s referral of or failure to refer an amendment
proposal can signal to voters important information about how they might benefit
from the proposal or how it aligns with their personal preferences (Boehmke and
Patty 2007). Thus while not all states have an initiative process, in those that do the
nature of an amendment proposal’s path to the ballot may weaken or enhance bias
against constitutional change. More generally, extant research suggests that
information about the citizen groups or organized interests that have sponsored a
ballot proposal or similar cues—e.g., the identity of groups, elected officials,
celebrities, or media outlets who have endorsed or spoken out against a proposal—
can help voters make informed choices (Bowler and Donovan 1998; Lupia 1994b, a;
Banducci 1998; Nicholson 2003; Lewkowicz 2006; Bowler and Donovan 2002). It
is possible these cues can provide voters with information not only about the policy
implications of a proposal, but also about the value of using constitutional means to
implement the proposal.
These other factors provide important context for our state level findings, but
they do not contradict them. Constitutional status quo bias may be easier to
overcome at the state level, but it sometimes may be the difference between the
success and failure of a proposal. Even legislatively-referred amendment proposals,
18 The annual reports provided by the Book of States (http://goo.gl/MHnBdk) show that between 1968
and 2013, about 73 % of all legislatively-referred amendments were approved compared to just about
40 % of all initiated amendment proposals.
Polit Behav
123
which enjoy all of the advantages outlined above, frequently fail. To provide some
additional context for Study 2, for example, just 22 out of 44 total legislatively-
referred constitutional amendments have been approved in Michigan since 1964,
when Michigan’s current constitution went into effect (50 %).19 This is higher than
the 32 % success rate (10 out of 31) of amendment proposals placed on the ballot by
initiative during the same time frame, but overall these numbers evince a general
unwillingness of Michigan voters to change their constitution.
Political actors implicitly acknowledge that constitutional status quo bias exists
at the state level, for they often try to enlist this reluctance to change constitutions to
help them fight proposals they oppose. Indeed, constitutional status quo bias may
have played a role in the 2012 Michigan election, our subject in Study 2. For
example, a business coalition fighting the pro-union constitutional amendment
proposals organized under the name ‘‘Citizens Protecting Michigan’s Constitution,’’
thus clearly suggesting to the public that votes in favor of the amendment proposals
are votes against the Michigan constitution, almost as if that fact alone is a sufficient
argument against the proposals. At least one advocacy group argued these sorts of
appeals were effective in turning voters against the proposals—they reminded
voters ‘‘that constitutions, even more malleable state constitutions, should not be
altered lightly’’—and that groups must change their strategies in the future to
account for citizens’ attachment to the constitution.20 The group’s analysis cites as
evidence the difference between the level of support for the proposals in pre-
election polls and the actual election results. An EPIC-MRA poll in September 2012
found that at least three of the five amendment proposals enjoyed the support of over
50 % of Michigan voters.21 The renewable energy proposal (Proposal 3), for
example, registered 55 % support in September, with 34 % expressing opposition
and 11 % undecided. In the end, however, the proposed amendment was easily
defeated 62–38 %. Arguments highlighting the sacred or fundamental status of the
state constitution will not register with every voter on every issue and they will not
always prove decisive even for those who ordinarily are susceptible to such appeals.
On close votes, however, they may help tip the balance against a proposed
amendment.
Constitutional status quo bias also may shape political elites’ strategies in
deciding whether and how to pursue constitutional change at the state level. North
Carolina’s May 2012 vote on Amendment 1, the ultimately successful constitutional
amendment that barred legal recognition of same-sex marriages and civil unions in
the state, offers an illustration. Although existing state law already prohibited same-
sex marriages, conservative legislators pushed for the amendment to make it much
more difficult to overturn the statutory ban. In speaking about the amendment, then-
N.C. House Speaker Thom Tillis conceded that same-sex marriage rights were an
inevitability, especially since younger generations are much more accepting of
19 See Michigan Bureau of Elections report on initiatives and referenda, accessed July 16, 2015, http://
goo.gl/eYWThx, updated to include May 2015 election.20 Dan Ferber, ‘‘Why Michigan’s Renewable Energy Amendment Failed,’’ Midwest Energy News,
November 13, 2012, accessed 3/9/14, http://goo.gl/6Jr6YC .21 Dawson Bell, ‘‘Poll: Michigan Voters Skeptical about Collective Bargaining, Bridge Proposals,’’
Detroit Free Press, September 16, 2012, accessed 3/9/14, http://goo.gl/QlBK0l.
Polit Behav
123
same-sex relationships. But he nevertheless defended the measure and acknowl-
edged it was intended in part to make legal recognition of same-sex marriage in
North Carolina a long and difficult journey.22 That is, not only would the
amendment prevent ‘‘activist’’ state judges from overturning the state’s law
prohibiting same-sex marriage, but, more important, it also would leave future
generations of North Carolinians less disposed to extend marriage rights to same-
sex couples. If constitutional status quo bias makes citizens reluctant to change a
constitution in the first place, it also inclines them against repealing a measure once
it has worked its way into the constitution. Of course, the sponsors of the
amendment had to succeed in getting voters to approve it in the first place, which is
why they scheduled the vote on the amendment for the May 2012 primary election
rather than placing the measure on the November general election ballot. Holding
the vote during a relatively low-salience election in which Republican voters would
decide their party’s presidential candidate (and Democrats would not) made it
likelier that conservative activists inclined to support the amendment would turn out
in much higher numbers than opponents of the amendment. To the extent citizens’
tendency to defer to the constitutional status quo might have presented an obstacle
to passing Amendment 1, therefore, conservative legislators minimized its potential
effects by strategically timing the vote.
Overall, this study also provides context for the normative debates surrounding
questions of constitutional veneration and popular constitutionalism, especially
insofar as our findings highlight how constitutional status quo bias might affect
popular constitutionalism at different levels of government. At the federal level in
particular, our findings indicate that many individuals implicitly accept the U.S.
Constitution as something that is, to use Jefferson’s words, ‘‘too sacred to be
touched.’’ To some, this is precisely why constitutional attachment is so
problematic. As Levinson (1990, 2459-60) notes, this bias ‘‘has led not to few
amendments’’ over time, ‘‘but rather to a process of surreptitious and unacknowl-
edged amendment’’ by judicial fiat or other similar means outside of those
prescribed in Article V. From critics’ perspective, then, reverence for the
Constitution subtly encourages citizens to cede their authority to change the
Constitution to the very government officials the Constitution is meant to constrain.
Whether bias against constitutional change is good or bad ultimately is a matter of
perspective, but even if we accept that this bias is problematic at the federal level,
encouraged in part by a high amendment threshold that already makes constitutional
change difficult enough, our findings show it may serve as a useful ballast for
popular constitutionalism at the state level.
We conclude by highlighting important avenues for future research. We have
sought to establish the existence of ‘‘constitutional veneration’’ and distinguish it
from the most plausible alternative explanations for why individuals might resist
constitutional change. The combined results of our experiments offer strong
evidence that constitutional status quo bias exists, and while we think demonstrating
this is an essential first step, additional questions remain about why individuals defer
22 Jim Morrill, ‘‘N.C. House Speaker Thom Tillis: Gay Marriage Ban Likely to be Reversed,’’ Charlotte
Observer, March 28, 2012, accessed November 12, 2012, http://goo.gl/Ad4cvm.
Polit Behav
123
to the constitutional status quo. In particular, why might individuals exhibit
constitutional status quo bias at the state level when many cannot even say for sure
whether their state has a constitution? Our surveys do not allow us to directly
address this question, but we speculate that our findings are a ‘‘warmglow’’ effect
resulting from the symbolism many citizens attach to the U.S. Constitution. That is,
our results are not necessarily an indication of individuals’ attachment to their
state’s constitution, but instead may be evidence that the symbolic nature of the U.S.
Constitution translates into a more generalized, abstract attachment to constitutions
in the United States. When individuals are cued to the constitutional effects of a
proposal, it activates this more diffuse sense of constitutional attachment and
disposes them against a measure that would effect a change to their state’s
constitution. But this possibility must be tested more directly.
We also note that our study investigates constitutional status quo bias in the
United States only. We assume it is a phenomenon rooted in a combination of the
emphasis historically attached to written constitutions in the U.S., the frequent
invocation of the U.S. Constitution to legitimize arguments in our public discourse,
and socialization in the ‘‘higher law’’ constitutional tradition, among other things.
However, this study can be extended to examine constitutional status quo bias
comparatively across different national-constitutional contexts, which not only
would speak to whether it is a phenomenon peculiar to the United States, but also
would offer further insights into the interrelationship among constitutional design,
citizen psychology, and constitutional change.
Finally, we think important questions remain about the normative implications of
this study. We have established that constitutional status quo bias can act as an
obstacle to change. But even if we accept critics’ view that this generally is
problematic, at least at the federal level, there exists another, more encouraging
possibility that deserves further investigation: the anchoring effect of constitutional
status quo bias may entrench important ideals that can serve aspirational purposes or
act as a rallying point whenever political practice departs from constitutional
promise. ‘‘Federal Farmer,’’ one of the most vocal opponents of the proposed
Constitution as it originally emerged from the Convention, articulated the logic of
this possibility in his argument for attaching a bill of rights to the Constitution:
We do not by declarations change the nature of things, or create new truths,
but we give existence, or at least establish in the minds of the people truths and
principles which they might never otherwise have thought of, or soon forgot....
What is the usefulness of a truth in theory, unless it exists constantly in the
minds of the people, and has their assent:—we discern certain rights...which
the people of England and of America of course believe to be sacred, and
essential to their political happiness...while the people of some other countries
hear these rights mentioned with the utmost indifference.... The reason of the
difference is obvious—it is the effect of education, a series of notions
impressed upon the minds of the people by examples, precepts and
declarations. (Federal Farmer, 1787, in Storing 1981, 2:369–370)
In other words, attachment to a written constitution becomes attachment to the
principles and values enshrined in that constitution, and those constitutional values
Polit Behav
123
in turn comprise—to use Martin Luther King, Jr.’s language—a ‘‘promissory note’’
that even the most deprived citizens can call upon government to honor. If
constitutional attachment translates into attachment to constitutional principles in
this way, the potential benefits may outweigh the costs of constitutional stasis.
Acknowledgments We thank Bill Boettcher, Mike Cobb, Kim Ebert, Alan Gibson, Gregory Huber,
Cindy Kam, David Peterson, John Scott, Frederick Solt, Andy Taylor, Jennifer Wilking, John
Zumbrunnen, the Stony Brook University Center for Behavioral Political Economy, and three anonymous
reviewers for their helpful comments and suggestions. We are especially grateful to John Dinan, who
helped us navigate the data in the Book of States. This collaboration was facilitated by the Visiting Young
Scholars Program organized by the School of Public and International Affairs and the Department of
Political Science at NC State University. Replication data for this paper will be posted no later than
March 2016 at https://dataverse.harvard.edu/dataverse/polbehavior.
References
Apesteguia, J., & Ballester, M. A. (2009). A theory of reference-dependent behavior. Economic Theory,
40, 427–455.
Bailey, J. D. (2012). Should we venerate that which we cannot love? James madison on constitutional
imperfection. Political Research Quarterly, 65(4), 732–744.
Banducci, S. A. (1998). Direct legislation: When is it used and when does it pass? In S. Bowler, T.
Donovan, & C. J. Tolbert (Eds.), Citizens as legislators: Direct democracy in the United States (pp.
109–131). Columbus: Ohio State University Press.
Berinsky, A. J., Huber, G. A., & Lenz, G. S. (2012). Evaluating online labor markets for experimental
research: Amazon.com’s mechanical turk. Political Analysis, 20(3), 351–368.
Boehmke, F. J., & Patty, J. W. (2007). The selection of policies for ballot initiatives: What voters can
learn from legislative inaction. Economics & Politics, 19(1), 97–121.
Bowler, S., & Donovan, T. (1998). Demanding choices. Ann Arbor: University of Michigan Press.
Bowler, S., & Donovan, T. (2002). Do voters have a cue? Tv ads as a source of information in referendum
voting. European Journal of Political Research, 41(6), 777–793.
Buhrmester, M., Kwang, T., & Gosling, S. D. (2011). Amazon’s mechanical turk a new source of
inexpensive, yet high-quality, data? Perspectives on Psychological Science, 6(1), 3–5.
Christin, T., Hug, S., & Sciarini, P. (2002). Interests and information in referendum voting: An analysis of
swiss voters. European Journal of Political Research, 41(6), 759–776.
Crandall, C. S., Eidelman, S., Skitka, L. J., & Morgan, G. S. (2009). Status quo framing increases support
for torture. Social Influence, 4(1), 1–10.
Damore, D. F., Bowler, S., & Nicholson, S. P. (2012). Agenda setting by direct democracy comparing the
initiative and the referendum. State Politics and Policy Quarterly, 12(4), 367–393.
Dinan, J. (2000). ‘The earth belongs always to the living generation’: The development of state
constitutional amendment and revision procedures. Review of Politics, 62(4), 645–674.
Dinan, J. (2014). Policy provisions in state constitutions: The standards and practice of state constitution-
making in the post-baker v. carr era. Wayne Law. Review, 60(1), 155–201.
Eckles, D. L., & Schaffner, B. F. (2011). Risk tolerance and support for military interventions. Public
Opinion Quarterly, 75(3), 533–544.
Eckles, D. L., Kam, C. D., Maestas, C. L., & Schaffner, B. F. (2014). Risk attitudes and the incumbency
advantage. Political Behavior, 36, 731–749.
Eidelman, S., & Crandall, C. S. (2012). Bias in favor of the status quo. Social and Personality Psychology
Compass, 6(3), 270–281.
Eidelman, S., & Crandall, C. S. (2014). The intuitive traditionalist: How biases for existence and
longevity promote the status quo. In M. Zanna & J. Olson (Eds.), Advances in Experimental Social
Psychology (Vol. 40, pp. 53–104). Burlington: Academic Press.
Eidelman, S., Crandall, C. S., & Pattershall, J. (2009). The existence bias. Journal of Personality and
Social Psychology, 97(5), 765–775.
Polit Behav
123
Eidelman, S., Pattershall, J., & Crandall, C. S. (2010). Longer is better. Journal of Experimental Social
Psychology, 46(6), 993–998.
Elkins, Z., Ginsburg, T., Melton, J. (2009). The endurance of national constitutions. Cambridge
University Press.
Fernandez, R., & Rodrik, D. (1991). Resistance to reform: Status quo bias in the presence of individual
specific uncertainty. The American Economic Review, 81(5), 1146–55.
Grimmer, J., Messing, S., & Westwood, S. J. (2012). How words and money cultivate a personal vote:
The effect of legislator credit claiming on constituent credit allocation. American Political Science
Review, 1(1), 1–17.
Hamilton, A., Madison, J., & Jay, J. (2003). The federalist papers. New York: Signet Classic.
Holmes, S. (1993). Precommitment and the paradox of democracy. In J. Elster & R. Slagstad (Eds.),
Constitutionalism and democracy (pp. 195–240). Cambridge: Cambridge University Press.
Huber, A., Hill, S. J., & Lenz, G. S. (2012). Sources of bias in retrospective decision-making:
Experimental evidence on voters’ limitations in controlling incumbents. American Political Science
Review, 106(4), 720–41.
Jefferson, T. (1904-1905). In P. L. Ford (Ed.), The works of Thomas Jefferson (Vols. 1–12). New York:
G.P. Putnam’s Sons.
Kahneman, D., Knetsch, J. L., & Thaler, R. H. (1991). The endowment effect, loss aversion, and status
quo bias. The Journal of Economic Perspectives, 5(1), 193–206.
Kam, C. D. (2012). Risk attitudes and political participation. American Journal of Political Science,
56(4), 817–36.
Kam, C. D., & Simas, E. N. (2010). Risk orientations and policy frames. Journal of Politics, 72(2),
381–396.
Kam, C. D., & Simas, E. N. (2012). Risk attitudes, candidate characteristics, and vote choice. Public
Opinion Quarterly, 76(4), 747–760.
Kriesi, H. (2007). The participation in swiss direct-democratic votes. In C. H. de Vreese (Ed.), The
dynamics of referendum campaigns: An international perspective (pp. 117–141). Basingstoke:
Palgrave Macmillan.
Levinson, S. (1990). Veneration and constitutional change: James madison confronts the possibility of
constitutional amendment. Texas Tech Law Review, 21, 2443–60.
Levinson, S. (2006). Our undemocratic constitution. New York: Oxford University Press.
Levinson, S. (2012). Framed: America’s 51 constitutions and the crisis of governance. New York: Oxford
University Press.
Levinson, S., & Balkin, J. M. (2009). Constitutional crises. University of Pennsylvania Law Review,
157(3), 707–53.
Lewkowicz, M. A. (2006). The effectiveness of elite cues as heuristics in proposition elections. American
Politics Research, 34(1), 51–68.
Lupia, A. (1992). Busy voters, agenda control, and the power of information. American Political Science
Review, 86(2), 390–403.
Lupia, A. (1994a). The effect of information on voting behavior and electoral outcomes: An experimental
study of direct legislation. Public Choice, 78(1), 65–86.
Lupia, A. (1994b). Shortcuts versus encyclopedias: Information and voting behavior in california
insurance reform elections. American Political Science Review, 88(1), 63–76.
Lutz, D. S. (1982). The purposes of american state constitutions. Publius, 12(1), 27–44.
Lutz, D. S. (1994). Toward a theory of constitutional amendment. American Political Science Review,
88(2), 355–70.
Morgenstern, S., & Zechmeister, E. (2001). Better the devil you know than the saint you don’t? Risk
propensity and vote choice in mexico. Journal of Politics, 63(1), 93–119.
Nicholson, S. P. (2003). The political environment and ballot proposition awareness. American Journal of
Political Science, 47(3), 403–410.
Paolacci, G., Chandler, J., & Ipeirotis, P. (2010). Running experiments on amazon mechanical turk.
Judgment and Decision Making, 5(5), 411–19.
Pichert, D., & Katsikopoulos, K. V. (2008). Green defaults: Information presentation and pro-
environmental behavior. Journal of Environmental Psychology, 28, 63–73.
Ritov, I., & Baron, J. (1992). Status-quo and omission biases. Journal of Risk and Uncertainty, 5, 49–61.
Roese, N. J. (1997). Counterfactual thinking. Psychological Bulletin, 121(1), 133–148.
Sabato, L. (2007). A more perfect constitution. New York: Walker Publishing Company.
Polit Behav
123
Samuelson, W., & Zeckhauser, R. (1988). Status quo bias in decision making. Journal of Risk and
Uncertainty, 1, 7–59.
Seidman, L. M. (2013). On constitutional disobedience. New York: Oxford University Press.
Sprouse, J. (2011). A validation of amazon mechanical turk for the collection of acceptability judgments
in linguistic theory. Behavior Research Methods, 43(1), 155–167.
Storing, H. J. (Ed.) (1981). The complete anti-Federalist, (Vol. 7), Chicago: University of Chicago Press.
Strauss, D. A. (1996). Common law constitutional interpretation. The University of Chicago Law Review,
63(3), 877–935.
Tarr, G. A. (2000). Understanding state constitutions. Princeton, NJ: Princeton University Press.
Thaler, R. H., & Sunstein, C. R. (2003). Libertarian paternalism. The American Economic Review, 93(2),
175–179.
Tversky, A., & Kahneman, D. (1991). Loss aversion in riskless choice: A reference-dependent model. The
Quarterly Journal of Economics, 106(4), 1039–1061.
Polit Behav
123