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Chinas New Wave of Aggressive Assertiveness in the South China Sea 555InternationalJournalofChinaStudies
Vol.2,No.3,December2011,pp.555-583
ChinasNewWaveofAggressiveAssertiveness
intheSouthChinaSea+
Carlyle A. Thayer*
UniversityofNewSouthWales
AbstractDuringthefirsthalfof2011Chinabegantoaggressivelyassertitssovereignty
claimsintheSouthChinaSeabyinterferingwiththecommercialoperations
ofPhilippineandVietnameseoilexplorationvesselsoperatingintheirEx-
clusiveEconomicZones.Chinaalsoundertooktodemonstrateitsjurisdiction
by enforcing a unilateral fishing ban and bydeploying civilianvessels in
disputedwaters.ThisstudyexaminesthedriversbehindChineseassertiveness
andhighlightstheimportanceofenergysecurityandsovereignty.Thearticle
considers indetail the impactofChineseassertiveness intheSouthChina
Sea on its bilateral relationswithMalaysia, the Philippines andVietnam,and the responses by theseclaimant states particularly inpresentations to
the Shangri-LaDialogue.The articleconcludes byexploring the utilityof
multilateraldiplomaticeffortstowardsreducingtensionsthrougharegional
codeofconduct.
Keywords: South China Sea, Chinese assertiveness, ASEAN, UNCLOS, code
of conduct
JEL classifcation:F51, F52, F59, N45
1.Introduction
In2009and2010theSouthChinaSeaemergedasapotentialregionalhotspot
asaresultofanincreaseinChineseassertivenessinpressingitssovereignty
claims.DuringthisperiodChinaimposeditsannualunilateralfishingban
withunusualvigourtargetingVietnamesefishingcraftinparticular.1Vietnam,
asChairmanoftheAssociationofSoutheastAsianNations(ASEAN),usedits
positiontointernationalizethisissue.TheUnitedStatesrespondedtolobbying
byVietnamandotherconcernedregionalstatesbyraisingtheSouthChinaSeaissueattheShangri-LaDialogueinSingaporeandatthe17thASEAN
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556 Carlyle A. Thayer
RegionalForummeetinginHanoi.TheSouthChinaSeaquicklyemergedas
anotherirritantinSino-Americanrelations.
ByOctober2010,thetensionsthathadarisenearlierintheyearappearedtohaveabated.Chinaresumedmilitary-to-militarycontactswiththeUnited
States suspended inresponsetoarms sales toTaiwan. ChinaandASEAN
revived themoribund JointWorkingGroup to Implement theDeclaration
onConduct ofParties in the South China Sea (DOC). These and other
developmentsledtheauthortoconcludethatthereweregroundsforcautious
optimismthatsomeprogresscouldbemadeinmanagingSouthChinaSea
tensions.2ThisassessmentappearedtobeborneoutbytestimonyinApril
2011 givenbyAdmiral RobertWillard, Commander of the USPacific
Command,thatthePeoplesLiberationArmyNavy(PLAN)hadadopteda
lessaggressivestanceinthePacific.3
Eventsduringthefirsthalfof2011havewitnessedapatternofbehaviour
onthepartofChinathathasnotbeenseenbeforeandthishascontributedtoa
riseinregionaltensions.Inparticular,Chinabegantoaggressivelyinterferein
thecommercialoperationsofoilexplorationvesselsconductingseismictest-
inginwatersclaimedbythePhilippinesandVietnam.Diplomaticprotestsby
bothstateswereroutinelydismissedbyChina.Thisarticleassessesdevelop-
mentsaffectingthesecurityoftheSouthChinaSeainthefirsthalfof2011.
Followingthisintroduction,thisarticleisorganizedintosixparts.Section
2providesbackgroundtorecentdevelopments.Sections3,4and5considerChinasrelationswithMalaysia, thePhilippinesandVietnam, respectively.
Section6reviewsofficialstatementsmadebykeydefenceministersatthe
Shangri-LaDialogue.Section7offerssomeconclusions.
2.Background
TherearetwomajordriversthatexplainChinesebehaviour:sovereigntyand
hydrocarbonresources.
InMay2009ChinaprotestedsubmissionsbyMalaysiaandVietnamtotheUnitedNationsCommissiononLimitsofContinentalShelfbyofficially
submittingamapofChinasclaims.Thismapcontainedninedashlinesina
U-shapecoveringanestimatedeightypercentormoreofthemaritimeareaof
theSouthChinaSea.HavingstakeditsclaimChinabegantodemonstratethat
ithadlegaljurisdictionovertheSouthChinaSea.Chinathereforechallenged
anyandallassertionstothecontrarybythePhilippinesandVietnam.
RecentannouncementsofjointoilandgasexplorationbythePhilippines
andVietnamwereviewedinBeijingasachallengetoChinastolerance. 4For
example,inFebruary2011,ForumEnergy,anAnglo-Canadianconsortium
based intheUnitedKingdom,concludedatwo-year surveyofoilandgasresourcesintheSouthChinaSea.PresidentBenignoAquinoIIIthenawarded
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Chinas New Wave of Aggressive Assertiveness in the South China Sea 557Figure1ChinasOfficialNine-DashLineMap
Source:ChinassubmissiontotheUnitedNationsCommissionontheLimitsoftheContinentalShelf,7May2009.
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558 Carlyle A. Thayer
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Figure2VietnamsOilExplorationBlocks
Source:VietnamNationalOilandGasGroup(PetroVietnam).
Site ofBinh Minh 02 incident148
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Chinas New Wave of Aggressive Assertiveness in the South China Sea 559
ForumEnergyanexplorationcontracttoexploreforgasintheReedBank
area.5VietnamawardedServicesCorporationandCGGVeritasofFrancea
licensetoconductseismicsurveysoffitscoast.6
According toSong Enlai, chairmanofChinaNationalOffshoreOil
Corporations (CNOOC)boardof supervisors,China loosesabout twenty
million tonsof oil annually or about fortyper cent of its total offshore
productionduetotheactivitiesofcountriesintheSouthChinaSea.CNOOC
hasplanstoinvestUSthirty-onebilliondollarstodrilleighthundreddeep-
waterwellsintheEastSea,YellowSeaandSouthChinaSeawiththeaimof
producingfivehundredmilliontonsofoilby2020.
On7March 2011,Chinese ForeignMinisterYang Jiechi stated that
Chinas foreign policywould serve the countrys economic development.
China thenwarned against any oil exploration inwaters it claimed in the
SouthChinaSea.7 InearlyMay,Chinaannounced that itwould step up
maritimepatrolsbyatleasttenpercentinthefaceofincreasingincursions
intoitsterritorialwaters.Chinesemediareportedthataroundonethousand
recruits would beadded toChinasmarine service to raise the total to
10,000.8
ThatsamemonthChinalaunchedamegaoilandgas-drillingplatform
tobeusedbytheCNOOCintheSouthChinaSea.TherigfreesChinaof
dependenceon foreign-owned contractors for deep-sea drilling.The rig is
capableofexploringwatersup to3,000metres indepth, a capabilitythatneitherthePhilippinesnorVietnampossesses.9Chinesesourcesindicatedthat
therigwouldbeginoperationsin theSouthChinaSea inJulyand thereby
enableChinatoestablishamajorpresenceinthearea.
On27May,thePhilippinesDepartmentofForeignAffairssummoned
Chinese officials to convey its concern about the planned location of the
megarig.PhilippinesofficialsaskedtheChinesediplomatstheexactplanned
locationofthenewoilrigandstatedthatitshouldnotbeplacedinPhilippine
territoryorwaters.
3.China-Malaysia
InJune2009MalaysiasPrimeMinisterDatoSriNajibTunRazakpaida
statevisittoChina.InApril2011,DeputyPrimeMinisterTanSriMuhyiddin
YassinwenttoChinatoprepareforthereturnvisitofPremierWenJiabao
(whowasalsoscheduledtovisitIndonesiaatthesametime).DeputyPrime
MinisterMuhyiddinmetwithVicePremierLiKeqiangon18April.Lireiter-
atedChinaspositionthatdisputesintheSouthChinaSeashouldberesolved
onabilateralbasis.HepressedMuhyiddinforbilateraltalksontheSpratly
Islandsissue.MuhyiddinagreedandalsoofferedtorelayChinasrequestforbilateraltalkstootherASEANmembers,particularlytheclaimantstates.11
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560 Carlyle A. Thayer
PriortoPremierWensvisitthemediareportedthathewouldsignagree-
mentsrelatedtotelecommunicationsandinfrastructureconstructionandthat
theSpratlyissueswouldnotfigureprominently.ChinasAssistantForeignMinisterHuZhengyouobserved,forexample,TheSouthChinaSeaproblem
isanoldone.Ithinkthatwhentheleadersofbothnationsmeettheywont
deliberatelytrytoavoidit,butaswebothunderstandeachothersstance,this
wontbeamajorissue.12
AfterhisreturntoMalaysiaMuhyiddinrevealedthatoverlappingclaims
totheSouthChinaSeawouldbediscussedbetweenPrimeMinisterDatukSeri
NajibTunRazakandPremierWen.AccordingtoMuhyiddin,Malaysiais
oftheopinionthatdiscussionswithChinaontheissueofoverlappingclaims
shouldbecarriedoutafterofficialshavecomeupwithabasicframeworkon
theclaimsbasedonfacts,lawandhistory.Hefurtherstated,Webelieve
negotiationsamongtheASEANclaimantsareimportant.Buttherewillbea
casewheretheoverlappingclaimsinvolvethreecountries,sodiscussionswill
havetobemorethanbilateral.13
Before setting out on his trip, PremierWengave an interview to
MalaysianandIndonesianjournalists.Whenhewasasked,whetherChina
wouldholdtalksonjointdevelopmentinthesecontestedislandsandreefs
withMalaysia and other relevant countries that have cross claims with
China?,PremierWenreplied:
ChinaremainscommittedtotheDeclarationonConductofthePartiesinthe
SouthChinaSea.Wetakethepositionthatterritorialdisputesovermaritime
rights and interests should bepeacefully addressed and resolvedby the
countriesconcernedthroughbilateralchannels.
Wedisapproveofreferringbilateraldisputestomulti-lateralforumsbecause
thatwillonlycomplicatetheissue.Youhaverightlymentionedthatalthough
ChinaandMalaysiahavesomedisputesoverthementionedislandandreefs
intheSouthChinaSea,thesedisputeshavenotimpededoureffortstohave
peacefulco-existencebetweenthetwocountries.
Secondly,ItotallyagreethatthecountriesconcernedcanandshouldhavejointdevelopmentofresourcesintheSouthChinaSeabecausethisisinthe
interestofregionalpeaceintheareaanditalsoservesthe interestsofall
claimantcountries.14
PremierWenvisitedMalaysiafromApril27-28anddiscussionswithPrime
MinisterNajibmainlyfocusedoneconomicandeducationalissues.
4.China-Philippines
AccordingtothePhilippinesDepartmentofForeignAffairs,ChinaincreaseditspresenceandactivitiesintheSpratlyIslandsinthefourthquarterof2010.15
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Chinas New Wave of Aggressive Assertiveness in the South China Sea 561
This increased presence led to six or sevenmajor incursions intowaters
claimedbythePhilippinesinthefirstfivemonthsof2011.16ThePhilippines
has not yet officiallyreleased the list but from statements bygovernmentofficialsthefollowinglistappearsindicative:
Incident 1. On 25 February, three Philippines fishing vessels, F/VJaime
DLS,F/VMama Lydia DLSandF/VMaricris 12,were operating in
thewatersoffJacksonAtollonehundredandfortynauticalmileswest
ofPalawan.AccordingtoareportpreparedbytheArmedForcesofthe
Philippines(AFP),thefishingvesselswereapproachedbyaJianghu-V
Classmissile frigate,Dongguan 560,whichbroadcast over itsmarine
band radio, This isChineseWarship 560.You are in the Chinese
territory.Leavetheareaimmediately.Thenthefrigaterepeatedlybroad-cast,Iwillshootyou.17Asthefishingvesselsbegantowithdraw,the
Chinese frigate fired three shots that landed 0.3 nauticalmiles (556
meters) fromF/VMaricris12.TheF/VMaricris12lefttheareabut
thenreturnedthreedayslatertorecoveritsanchorthatitcutinitshasty
departure.TheF/VMaricris 12 spotted threeChinese fishing vessels
exploitingmarine resources in thearea.The Philippine government
reportedlydid not filea protestwith the ChineseEmbassy over this
incident.18TheChineseAmbassadortothePhilippines,LiuJianchaolater
deniedthatanyChinesevesselhadfiredonFilipinofishermen.19 Incident 2. On 2 March, two Chinese white-painted patrol boats, No. 71
andNo.75,orderedMVVeritas Voyager,aForumEnergyPlcsurvey
vessel operating in the ReedBank area offPalawan Island, to leave
and twicemanoeuvredcloseinwhatappearedathreat toramtheMV
Veritas Voyager.20ThesurveyshipwasFrench-ownedandregisteredin
Singapore.
The Philippines respondedbydispatching twoOV-10 aircraft to in-
vestigate.The Chinese boats departed without further incident. Foreign
AffairsUndersecretaryErlindaBasiliolodgedaprotestwithChineseCharge
dAffairs,BaiTian,on4March.Accordingtoonereportthenoteraisedfour
pointstoprovethatReedBankisnotpartofthedisputedareabyprojecting
eighty-fivenauticalmilesfromthebasepointinthenorthernpartofPalawan
andnotfromtheKalayaanIslandGroup(KIG).Chinaquestionedthisduring
ameetingwiththePhilippines,butdidnotreplyinadiplomaticnote. 21
Aftertheincident,thePhilippinesannouncedatemporaryhalttoseismic
testingandorderedthePhilippineNavyandPhilippinesCoastGuardtoescort
thesurveyshipwhentestingresumed.22Later,PresidentAquinoinstructed
thePhilippineCoastGuardtoprovidesecurityfor oil andgas explorationactivitiesintheKIG.23
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562 Carlyle A. Thayer
On5April, the PhilippineMission to theUnitedNations submitted a
letterinresponsetoChinasNotesVerbalesof7May2009(CML/17/2009
andCML/18/2009)restatingthePhilippinesclaimtosovereigntyovertheKalayaan IslandGroup,adjacentwaters andgeological features (relevant
waters, seabed and subsoil).24 China respondedon14Aprilwith aNote
VerbaletotheUnitedNationsthataccusedthePhilippinesofinvadingand
occupyingsomeislandsandreefsofChinasNanshaIslandsTheRepublic
ofthePhilippinesoccupationofsomeislandsandreefsofChinasNansha
islandsaswellasotherrelatedactsconstitutesaninfringementuponChinas
territorialsovereignty.25TheChineseNoteVerbalealsoarguedthatonthe
basis ofdomestic legislationChinasNansha Islands is fully entitled to
TerritorialSea,EEZ[ExclusiveEconomicZone]andContinentalShelf.26
Incident 3. On 6 May, a Chinese marine vessel with a flat bed was sighted
inAbadSantos(Bombay)Shoal.27
Incident 4. On 19 May, the AFP claimed that two Chinese jet fighters
allegedlyflewintoPhilippinesairspacenearPalawanon11May.This
initialreportwasneverconfirmedandappearstheleastsubstantiatedof
thesixorsevenincidentsofreportedChineseincursions.28
Incident 5. On 21 May, Chinese Marine Surveillance ship No. 75 and
Salvage/ResearchShipNo.707wereobservedheadingtowardSouthern
Bank.29
Incident 6. On 24 May, Filipino fishermen reportedly witnessed a China
MaritimeSurveillancevesselandPeoplesLiberationArmyNavy(PLAN)
shipsunloading steelposts,buildingmaterials and abuoy nearLikas
andPatagislands,nearIroquoisReef-AmyDouglasBankonehundred
nauticalmilesoffPalawan.30Thefishermenreportedtheirsightingtothe
AFPthenextday.NavyHeadquartersinManilaorderedashiptoverify
thesightingbutbadweatherdelayeditsarrivaluntil29Maybywhich
timetheChineseshipshaddeparted.Localfishermenremovedthesteel
pollsandhandedthemovertoauthorities.
TheAFPreportedthisincidenton27May.FourdayslatertheDepartment
ofForeignAffairs summoned theChineseCharge dAffaires to seek a
clarificationof the incident.On1 June the Philippinesconveyedserious
concernsinaNoteVerbaletotheChineseEmbassy.Thenotestated,These
shipsreportedlyunloadedbuildingmaterials,erectedanundeterminednumber
ofposts,andplacedabuoynearthebreakeroftheIroquoisBank.31The
ChineseEmbassyresponded,ThereportedincursionofChineseshipsis
nottrueItsonlyChinasmarineresearchshipconductingnormalmaritime
researchactivitiesintheSouthChinaSea.32SpeakingonaTVforumthat
sameday,DefenseSecretaryVoltaireGazminobserved,Itsalarminginthesensethattheintrusionsareincreasing.Theyarestakingclaimontheareas
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Chinas New Wave of Aggressive Assertiveness in the South China Sea 563
wherewedonothaveapresence.Theywanttohoisttheirflagsotheycan
claimthearea.33ForeignAffairsSecretaryAlbertdelRosariochargedthat
anynewconstructionbyChinainthevicinityoftheuninhabitedIroquoisBankisaclearviolationofthe2002AssociationofSoutheastAsianNations
(ASEAN)-ChinaDeclarationontheConductofParties(DOC)intheSouth
ChinaSea.34
During2011,PresidentAquinolobbiedhisASEANcolleaguestounite
asabloconadetailedcodeofconductandproposedthataunifiedposition
ontheSouthChinaSeadisputeamongtheASEANclaimantstateswasthe
bestwaytoapproachChina.
On8March,PresidentAquinopaidanofficialvisittoIndonesiawherehe
metwithPresidentBambangSusiloYudhoyono.Atajointpressconference
after their talks, PresidentAquinoexpressed his support for Indonesias
leadership role asASEANChair. PresidentYudhoyono said Indonesia as
ASEANChairwouldbring the Spratly Islands issue to the forthcoming
ASEANSummitandEastAsiaSummit.PresidentYudhoyonoexpressedhis
hopethattheSouthChinaSeacouldbecomeazoneofpossibleeconomic
cooperation.PresidentAquino replied, Withregard to joint exploration
[inthearea], thatisanideathathasbeenproposeda fewdecadespastbut
perhapsweshouldcontinuethetalkswithotherclaimantcountries.Thereis
noroomforunilateralactioninthatparticularregion.35
On1June,PresidentAquinopaidanofficialvisittoBruneiDarussalamfor discussionswith SultanHassanalBolkiah.According toPresidential
CommunicationsOperationsSecretaryHerminioColomaJr.,thetwoleaders
expressed theirdesire tomaintain peaceandstability in theSouthChina
SeathroughamultilateraldialogueamongtheASEANcountries,claimant
countries andChina.Clomaquoted theSultanasstatingitsbest tohave
goodrelationswithChina.36
PresidentAquino told the reporters coveringhis visit: We govern
ourselvesthere[SpratlyIslands/KIG].Insteadofonecountryhasabilateral
agreementwithChinaandtheotherhasadifferentbilateralagreementwith
China.Letscometogetherasabody.Whydowehavetofightorincreaseall
ofthesetensionswhenitprofitsnobody?37Aquinoalsorenewedhiscallfor
theimmediateadoptionoftheimplementingguidelinesontheDOC.38The
followingday,12June,EduardoMalaya,aspokespersonfortheDepartment
ofForeignAffairs, called for amorebindingCodeofConductofParties
in the SouthChinaSea inresponsetoChinese intrusions intoPhilippine
waters.
During his statevisit toBrunei PresidentAquino revealed that the
Philippineswas preparing to file a complaint to the United Nations in
responsetoChineseintrusionsintoitsterritory.AccordingtoAquino,WearecompletingthedataonaboutsixtoseveninstancessinceFebruary.We
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willpresentitto[China]andthenbringthesetotheappropriatebody,which
normallyistheUnitedNations. 39TheAquinoAdministrationissupporting
twolegislativemeasuresinresponsetoChinasassertivenessintheSpratlyIslands.TheHouseofRepresentativeisdrawingupthePhilippineMaritime
ZonesbilltodelineatethePhilippinesmaritimezones,whiletheSenateis
consideringtheArchipelagicSeaLanesbill.40
On 28March,General EduardoOban,chief of theArmedForcesof
thePhilippines,announcedthatthePhilippineshadincreasedairandnaval
patrolsintheSouthChinaSeaandhadplanstoupgradeRancudoAirFieldon
Pag-Asa(Thitu)islandandrepairbarracks.41TheAFPwasallocatedUSone
hundredandeighty-threemilliondollarsinfundsfromtheCapabilityUpgrade
Program to purchase twooffshore fast patrol boats, long-rangemaritime
aircraft, surveillanceand communicationequipment includingair defence
radartobetterprotectitsterritory. 42PresidentAquinohadearlierreleasedUS
twohundredandfifty-fivemilliondollarstothearmedforces.
ThePhilippinesrecentlyacquiredtheUSCoastGuardCutterUSCGC
Hamilton,which isexpected toenter service during2011 and then com-
mencepatrollingdisputedwatersintheSouthChinaSea.43ThePhilippines
also expects to take delivery of three newTaiwan-manufacturedMulti-
PurposeAttack Craft in2012.44 InMay, aPhilippine navy study recom-
mendedtheacquisitionofsubmarinesasadeterrentagainstfuturepotential
conflicts.45The Philippinesdefence andmilitary agencies are drawing upa new
defencestrategyinresponsetodevelopmentsintheSouthChinaSea.The
newstrategywouldfocusonbothinternalsecurityoperationsandexternal
territorialdefence.AFPchiefGeneralObansaidthemilitarywasplanningto
setupacoastwatchsystemonthewesternseaboardinthenexttwotothree
years tomonitorandsecuremaritime bordersandnatural resources.46In
June,itwasreportedthatthePhilippinesEmbassyinWashingtonwasinthe
marketforexcessdefenceequipmentfromtheUSunderitsForeignMilitary
Sales(FMS)programmeincludingoneormorepatrolships.47ThePhilippines
alsoannouncedanewUStrainingprogrammeforitsnavalforcestoenable
themtobettercarryouttheirmissionofprovidingsecurityforoilexploration
activitiesintheSouthChinaSea.48
On14May,PresidentAquinoandseveralmembersofhisCabinetflew
outtotheUSSCarl VinsonaircraftcarrierintheSouthChinaSeaasitheaded
towards the Philippines.The aircraft carriermadearoutineport calland
goodwillvisitaccompaniedbytheUSSBunker Hill,USSShilohandUSS
Gridley.49Infact,thevisitbythecarrierwasareaffirmationofthealliance
relationship on the eve of anofficial visit byChinasDefenceMinister
GeneralLiangGuanglie.LiangpaidanofficialvisittothePhilippinesfrom21-25MayfordiscussionswithhiscounterpartDefenseSecretaryVoltaire
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Chinas New Wave of Aggressive Assertiveness in the South China Sea 565
Gazmin.Thetwoministersagreedtoholdregulardiscussionstopromotetrust
andconfidenceandfindcommongroundonterritorialdisputesintheSpratly
Islands.Ajointstatementdeclared,bothministersexpressedhopethattheimplementingguidelinesofthe2002DeclarationofConductwouldsoonbe
finalizedandagreedupon,thatresponsiblebehaviorofallpartiesintheSouth
ChinaSeaissuewouldhelpkeeptheareastablewhileallpartiesworkforthe
peacefulresolutionBothministersrecognizedthatunilateralactionswhich
couldcausealarmshouldbeavoided.50
WhenDefenceMinisterLiangmetwithPresidentAquinoSouthChina
Seaissueswerediscussedingeneral,butthelatterrefrainedfromdirectly
mentioning theReedBank incidentand the reported intrusion ofChinese
aircraftintoPhilippineairspace.51PresidentAquinoalsotoldGeneralLiang
thatmoremaritimeincidentsindisputedareasoftheSouthChinaSeacould
sparka regionalarms race.52 Immediatelyafter the defenceministersmet
SunYi,DeputyChiefofPoliticalSectionattheChineseEmbassyinManila,
announcedthatChinalookedforwardtoanaccelerateddialoguewiththe
Philippines toresolve the dispute in the SouthChinaSea. Its abilateral
issue.Werepeatedlysaidthatandwebelieveitsabilateralissue,SunYi
stated.53
On4June,theDepartmentofForeignAffairsissuedastatementrevealing
ithadlodgedaprotestwiththeChineseEmbassytwodaysearlieroverthe
increasingpresenceandactivitiesofChinesevesselsincludingnavalassetsin theWestPhilippines Sea (SouthChina Sea).The note stated,These
actionsofChinesevesselshamperthenormalandlegitimatefishingactivities
oftheFilipinofishermenintheareaandunderminesthepeaceandstability
oftheregion.54
China responded on7 Junewith a statement by ForeignMinistry
spokesperson,HongLei: Chinesevesselswere cruisingand carryingout
scientificstudiesinwatersunderChinasjurisdictionandtheiractivitieswere
inlinewiththelawChinaasksthePhilippinesidetostopharmingChinas
sovereigntyandmaritimerightsandinterests,whichleadstounilateralactions
thatexpandandcomplicateSouthChinaSeadisputes.ThePhilippinesshould
stoppublishingirresponsiblestatementsthatdonotmatchthefacts.55
LiuJianchao, ChineseAmbassador to thePhilippines, responded to
complaintsbythePhilippinesgovernmentforthefirsttimewhenhemetwith
reportersinManilaon9June.TheambassadorstatedthatChinahadnotyet
startedtodrillforoilintheSpratlyIslands.Werecallingonotherpartiesto
stopsearchingforthepossibilityofexploitingresourcesintheseareaswhere
Chinahasitsclaims.56InresponsetoaquestionhowChinawouldreactif
countrieswentaheadandcontinuedtoexplorewithoutBeijingspermission,
theambassadorsaidChinawouldusediplomaticmeanstoassertitsrights.Wewillneveruseforceunlessweareattacked,hesaid.Liangalsocon-
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firmedtoreportersthatChineseforcestookactiontokeeptheexploration
vesselfromReedBank.Thatspartofourexerciseofjurisdiction.Itsnot
harassment,heclaimed.57
In response toChinese assertiveness, PresidentAquino launched a
newinitiativecallingfortheSouthChinaSeatobecomeaZoneofPeace,
Freedom, Friendship andCooperation (ZOPFF/C).Aquino explained
whatisourisours,andwithwhatisdisputed,wecanworktowardsjoint
cooperation.58HedirectedtheDepartmentofForeignAffairstopromotethe
ZOPFF/Cconceptthroughsustainedconsultationsanddialogue.
AccordingtotheDepartmentofForeignAffairs,theZOPFF/Cprovides
a framework for separating thedisputed territorial features thatmay be
consideredforcollaborativeactivitiesfromnon-disputedwatersintheWest
PhilippinesSea(SouthChinaSea)inaccordancewithinternationallawingeneralandUNCLOSinparticular.59Adisputedareacouldbeturnedintoa
JointCooperationAreaforjointdevelopmentandtheestablishmentofmarine
protected area for biodiversity conservation.Areas not indispute, such as
ReedBankthatliesonthePhilippinescontinentalshelf,canbedeveloped
exclusively by the Philippinesorwith theassistance of foreign investors
invitedtoparticipateinitsdevelopment.
5.China-Vietnam
InDecember 2008,ChinaandVietnam agreed to commence bilateral
discussionsonmaritimeissueswithfirstprioritygiventodevelopingasetof
fundamentalguidingprinciplesasaframeworkforsettlingspecificissues.
Theseconfidentialdiscussionsbeganinearly2010andfivesessionswereheld
duringtheyear.AccordingtoVietnameseForeignMinistrysources,Vietnam
andChinaagreedtosettletheirdifferencesthroughpeacefulnegotiation
andrefrainfromanyactiontocomplicatethesituation,violenceorthreatof
useofviolence.60
Significantly,VietnamandChina agreed to bilateral discussions on
mattersthatdidnotaffectthirdparties,suchasthewatersat themouthoftheGulfofTonkin.VietnamwantedtoincludetheParacelIslandsinbilateral
discussionbutChinarefused.VietnamandChinaalsodifferedonthequestion
ofmultilateralnegotiations.AccordingtoVietnam:
IssuesthatarerelatedtoothercountriesandpartiesliketheSpratlyIslands
cannotbesettledbyVietnamandChina;theyrequiretheparticipationof
other concernedparties. For issues that arenotonly related tocountries
thatbordertheEastSeasuchasmaritimesafetyandsecurity,theymustbe
negotiatedandsettledbyallcountriesthatsharethiscommoninterest. 61
ChinaandVietnamheldtwofurtherworking-levelroundsofdiscussions.AttheseventhandmostrecentroundonAugust1,aVietnamesespokesperson
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notedthatthetwosidesreachedpreliminaryconsensusonsomeprinciples
andthattheeighthroundofdiscussionwouldbeheldlaterintheyear.62
During the eightmonths of2011,ChinaandVietnam exchanged fivehigh-level visits. In February 2011, immediately after EleventhNational
Congress of theVietnamCommunist Party, thenew Secretary General,
NguyenPhuTrong,dispatchedaspecialenvoy,HoangBinhQuan,toBeijing.
QuanmetwithHuJintao,President andGeneralSecretary oftheChinese
CommunistParty,andbriefedhimontheoutcomeofthepartycongress.Quan
alsoextendedaninvitationtoHuandotherChinesepartyandstateleadersto
visitVietnam.Inreturn,HuextendedaninvitationtoSecretaryGeneralTrong
tovisitChina.63IndeferencetoChina,TrongwillvisitBeijingfirst.
InApril,Senior LieutenantGeneralGuo Boxiong, vice chairmanof
ChinasCentralMilitaryCommission, visited Hanoi at the invitation of
GeneralPhungQuangThanh,MinisterofNationalDefence.Lt.Gen.Guo
wasalsoreceivedbyPrimeMinisterNguyenTanDungandpartySecretary
GeneralNguyenPhuTrong.PrimeMinisterDungproposedthetwosides
talk and seek fundamentaland long-lastingmeasures that both sidesare
abletoacceptfortheEastSea[SouthChinaSea]issue64Thejointpress
communiquissuedaftertheconclusionofGuosvisitoutlinedanumberof
cooperativemilitaryactivities,includingincreasingthescopeofjointnaval
patrolsintheGulfofTonkin,butnomentionwasmadeoftheSouthChina
Sea.65ImmediatelyafterGeneralGuosvisit,Vietnamhostedameetingofthe
headsofthegovernmentdelegationsonboundarynegotiationsbetweenChina
andVietnam(18-19April).Thesediscussionswereheldatdeputyminister
level.ChinasForeignMinistryreportedthatthetwoviceministerspledged,
toproperly handlemaritime disputes through friendly consultations and
exploresolutionswithapositiveandconstructiveattitude.66AVietnamese
spokespersonrevealedthatthetwosidesagreedtheywillsignanagreement
onthefundamentalguidelinestosettlethemaritimeissuesbutnegotiations
arestillcontinuingandnodatehasbeensettosigntheagreement. 67
Thefourthhigh-levelmeetingtookplaceinSingaporeinJuneonthe
sidelines of the Shangri-laDialogue and involved the two defenceminis-
ters,LiangGuanglie and PhungQuangThanh.Thismeeting took place
under the shadow of the 26May cable-cutting incident.MinisterThanh
expressed the concernofVietnamesepartyandstateleadersoverwhathe
termed a pressing incident and then offered the conciliatory comment
thatSometime,regrettablecaseshappenwhicharebeyondtheexpectation
ofbothsides.68MinisterLiangrepliedthatChinadidnotwantasimilar
incident tooccur in the future.He noted inparticular that the Peoples
LiberationArmywasnotinvolvedintheincident.Fourdayslaterasecondcable-cuttingincidentoccurred.
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InJune,Vietnamdispatcheda secondspecialenvoytoBeijing,Deputy
Minister of ForeignAffairs HoXuanSonwhomet withhis counterpart,
ZhangZjijun.AjointpressreleaseissuedattheconclusionoftheirtalksonJune25stated,interalia,thetwosideslaidstressontheneedtosteerpublic
opinionalongthecorrectdirection,avoidingcommentsanddeedsthatharm
friendshipandtrust69
On11May,theHaikouMunicipalGovernment,Hainanprovince,issued
anannouncementimposingChinasannualunilateralfishingbanintheSouth
ChinaSeafrom16May1Augustostensiblytoprotectdwindlingfishstocks
during thespawningseason.Vietnam immediately issuedaverbalprotest:
ChinasunilateralexecutionofafishingbanintheEastSeaisaviolation
ofVietnamssovereigntyovertheHoangSa[Paracel]archipelago,aswell
as thecountrys sovereignty and jurisdiction over itsexclusive economic
zoneandcontinentalshelf 70Vietnamalsoprotestedthedeploymentofa
ChineseFisheryAdministrationVessel,Leizhou44261,topatrolinthewaters
aroundtheParacelIslandsfrom5-25May.Vietnamaccusedthepatrolboat
ofcausingdifficultiesfornormalfishingactivitiesconducedbyVietnamese
fishermenintheirtraditionalfishinggroundandmakingthesituationatsea
morecomplicated.71
VietnameselocalauthoritiesreportedthearrivalofChinesefishingboats
inVietnamesewatersingreaternumbersthatinthepast.TheheadofPhu
YenProvinceBorderGuardHeadquartersstated that, everydaybetweenonehundredandtwentyandonehundredandfiftyfishingboatsofChina
wereoperatedwithinwatersfromDaNangCitytotheTruongSa[Spratly]
ArchipelagoPreviouslyChinesefishingboatshaveviolatedourwaters,but
thiswasthefirsttimethereweresomanyboats.72Thenumbersreportedly
rosetotwohundredonsomeoccasions.Vietnamesefishermenformedfishing
teamsoffivetotenboatsforprotectionbecauseofintimidationfromlarger
Chinesecraftthatsometimesusedweaponstothreatenthem.TheVietnamese
governmentiscurrentlyconsideringaproposalbytheMinistryofAgriculture
and RuralDevelopment tobuild ten fishery patrol boats at a totalcost
estimatedatUSonehundredandtwomilliondollars.
AlthoughVietnamesefishermenvowedtodefythebantheVietnamese
presshasnotreportedanymajorincidentsofharassmentordetention.73On
1June,however,itwasreportedthatChinesemilitaryvesselsthreatenedto
usetheirgunsagainstaVietnamesefishingboatoperatinginwatersnearthe
Spratly archipelago.74Amore serious incident took placeon July 5when
armedChinese naval troops reportedly beat the skipper ofaVietnamese
fishingboat,threatenedthecrew,andthenforcedtheboattoleavecontested
watersneartheParacalIslands.75
On26May,threeChinaMaritimeSurveillanceshipsaccostedtheBinhMinh 02, aVietnamese seismicsurvey shipoperating inBlock148, inan
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incidentthatlastedthreehours.ChinaMaritimeSurveillanceshipNo.84cut
acabletowingseismicmonitoringequipment.76ThenextdayVietnamlodged
adiplomaticprotestwithChinasAmbassadorclaimingthattheactionsoftheChinaMaritimeSurveillanceshipsviolatedinternationallawandVietnams
sovereignty.77Vietnamalso sought compensation for thedamagecaused.
TheBinh Minh 02returnedtoportforrepairsandresumeditsoilexploration
activitiesaccompaniedbyanescortofeightships.78
Somenewsmediaerroneouslyreportedthatthiswasthefirstinstance
inwhichtheChinesehadcutthecableofaVietnameseexplorationvessel.
AccordingtoDoVanHau,aseniorPetroVietnamofficial,Whenweconduct
seismicsurveyanddrillingoperations,the[China]haveaeroplanesflyingover
tosurveyouractivities,theyharassuswiththeirvessels,andinextremecases
theycutour[exploration]cables.79TheVietnamesepressreportedthatwhen
Vietnameseconducedcontinentalshelfsurveysin2008,Chinesevesselsalso
cutVietnameseshipssurveycablesandfurtherobstructedVietNamfrom
conductingoilandgasexplorationintheEastSea80
China responded toVietnams proteston 28Maywith the following
statement:WhatrelevantChinesedepartmentsdidwascompletelynormal
marinelaw-enforcementandsurveillanceactivitiesinChinasjurisdictional
area.81Vietnam retortedon29May, the areawhereVietnam conducted
explorationactivities situatesentirely in the exclusive economiczone and
the two hundrednauticalmile continentalshelfofVietnam inaccordancewiththe1982UnitedNationsConventiononLawoftheSea.Itisneithera
disputedareanorisitanareamanagedbyChina.Chinahasdeliberately
misledthepublicintothinkingthatitisadisputedarea. 82Chinaresponded
inkind:the law enforcementactivitiesbyChinesemaritimesurveillance
shipsagainstVietnamsillegallyoperatingshipsarecompletelyjustified.We
urgeVietnam to immediatelystopinfringementactivities andrefrainfrom
creatingnewtroubles.83
On9June,accordingtoVietnamsMinistryofForeignAffairs,asecond
premeditatedand carefully calculated incident occurredwhenChinese
fishingboatNo. 62226equippedwitha cablecuttingdevicesnared the
cableoftheViking IIseismicsurveyshipoperatinginsurveyBlock136-03in
thevicinityofVanguardBank(TuChinh).84Viking IIisregisteredinNorway
andwasoperatingundercharterwithPetroVietnam.85TwoChinaMaritime
SurveillanceshipsandotherChinesefishingcraftcametoassistthedistressed
fishingboat.AccordingtoNguyenPhuongNga,theofficialForeignMinistry
spokesperson,Chinassystematicactswereaimedatturninganundisputed
regionintooneofdispute,tocarryoutitsambitiontomakeChinasnine-dash
lineclaimareality.86
EarliertheViking IIhadbeeninvolvedinseparateincidentson29Mayand31May inwhichChineseboats theFei Sheng No. 16andVessel
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No.B12549 attempted toapproach its reardeck and interferewith its
operations. Security escortswith theViking II successfullyblocked their
approaches.87
Chinese authoritiesclaimed that theViking II incidentoccurredwhen
armedVietnamese ships chasedChinese fishing boats from theWan-an
(Vanguard)Bank.OneoftheChineseboatsbecameentangledinthecableof
theViking IIshipoperatinginthesamearea.TheChineseboatwasdragged
formorethananhourbeforetheentanglednetcouldbecut.Accordingtothe
ChineseForeignMinistryspokesperson,HongLei,TheVietnameseshipput
thelivesandsafetyoftheChinesefishermeninseriousdanger.Vietnamese
ForeignMinistryofficials lodgeda protestwithChinese Embassyon the
afternoonoftheincidentandannouncedthattheVietnamNationalOiland
GasGroupwouldbeseekingcompensationfordamages.88
On 9 June,PrimeMinisterNguyenTanDung responded togrowing
domesticpressure bymaking anunusually strong statement indefence of
national sovereignty.Dung said: We continue to affirm stronglyand to
manifestthestrongestdeterminationofalltheParty,ofallthepeopleandof
allthearmyinprotectingVietnamesesovereigntyinmaritimezonesofthe
country.Dungalsoreaffirmedtheincontestablemaritimesovereigntyof
Vietnamtowardsthetwoarchipelagos,theParacelandSpratlys.89Onthe
sameday, PresidentNguyenMinhTriet,visitingCoTo island offQuang
NinhprovinceneartheChinaborder,statedthatVietnamwasdeterminedtoprotectitsislandsandwearereadytosacrificeeverythingtoprotectour
homeland,ourseaandislandsovereignty.90
On9 June, after the ChineseAmbassador to the Philippines called
onVietnam and the Philippines to ceaseoil explorationand after China
announced itwouldbeconducting routine navalexercises in theWestern
Pacific,91 Vietnam raised the stakes byannouncing a live-fire exercise.
VietnamsNorthernMaritimeSafetyCorporationissuedanoticethattwolive
firingexerciseswouldbeheldon13JuneinthewatersnearHonOngIsland.
Theexerciseswouldlastforatotalofninehoursandbeconductedduringthe
periodeightam-noonandsevenpm-midnightlocaltime.Thenoticefurther
declared,Allvesselsaretorefrainfromengaginginactivitiesinthearea
duringthelive-fireperiod.92HonOngIslandislocatedapproximatelyforty
kilometresoffQuangNamprovinceincentralVietnam.
VietnamsForeignMinistrycharacterizedthelive-firingexercisesasa
routineannual trainingactivityoftheVietnamnavy inthe areawherethe
Vietnamnavyregularlyconductstraining[activities]thatareprogrammedand
plannedannuallyforunitsoftheVietnamPeoplesNavy.93Vietnamdidnot
specifyhowmanyshipswouldbeinvolved.Thefirstphaseoftheexercise
involvedcoastal artillerywhile the second part of the exercise involvedmissilecorvettesfiringtheirdeckgun.
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On11June,theGlobal Times,anEnglish-languagenewspaperpublished
bytheChineseCommunistParty,editorializedthatVietnamsconductofa
live-firingexerciseswasthelowestformofnationalismtocreateanewen-mitybetweenthepeopleofthetwocountries.Hanoiseemstobelookingto
dissipatedomesticpressureandbuckupmoraleathome,whileatthesame
timefurtherdrawingintheconcernofinternationalsocietyovertheSouth
ChinaSeadispute.94The editorial stated thatChinahas never sought to
politicallyblackmailsmallercountries.Butwhenasmallcountryturnsthat
aroundandtriestoblackmailChina,theChinesepeoplewillontheonehand
feelratherangry,whileontheotherhandfinditquiteamusing.Inconclu-
sion,theeditorialopinedIfVietnaminsistsonmakingtrouble,thinkingthat
themoretroubleitmakes,themorebenefitsitgains,thenwetrulywishto
remindthoseinVietnamwhodeterminepolicytopleasereadyourhistory.
Chinas newwave of aggressive assertiveness provoked a patriotic
responseamongstudentsandawidersectionoftheVietnamesecommunity.
UsingFacebook and other social networking site theymounted eleven
anti-China demonstrations inHanoicommencingSunday 5 Junewhen an
estimated three hundredVietnamese gathered near theChineseEmbassy,
Onthesamedayacrowdestimatedatnearly1,000toseveralthousand
gatheredinHoChiMinhCity.95Onthefollowingweekend,12June,two
hundred demonstrators took to thestreets ofHanoiwhile another three
hundredmarchedinHoChiMinhCityinarepeatofthepreviousweekendsprotests.96The protestorsheldplacardsreadingDownwithChina,The
Spratlys andParacelsbelong toVietnamandStopViolatingVietnams
Territory.Police interventionprevented a third demonstrationfrombeing
heldinHoChiMinhCitywhilepeacefuldemonstrationscontinuedinHanoi
ontheweekendsof19and26June.Onthefollowingtwoweekendsthepolice
intervenedandbrokeupthedemonstrationsbydetainingprotestersnodoubt
followinggovernmentinstructionstofulfilVietnamscommitmenttoChina
tosteerpublicopinion.NodemonstrationsoccurredonSunday31July.
Despitepoliceinterventiontheanti-Chinaprotestscontinuedthereafterbut
withreducednumbers.On18AugusttheHanoiPeoplesCommitteeissued
adirectiveorderingahalttopublicdemonstrations,whenacrowdofnearly
fiftyprotestersdefiedthisbanonthefollowingweekend,thepoliceintervened
onceagainanddetainedfifteenactivists.97
During earlyJune,growingenmity betweennationalists inChinaand
Vietnam spilledover into cyberspace.According toNguyenMinhDuc,
directorof the BachKhoa Internetwork SecurityCentre,more than two
hundredVietnamesewebsitesweresubjecttocyberattacks.Amongthesites
affectedwerethoseoftheministriesofAgricultureandRuralDevelopment
andForeignAffairswherehackerssucceededinpostingChineseflagsandslogans.98
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6.Shangri-LaDialogue
ManyofthemajorincidentsintheSouthChinaSeainthefirsthalfof2011
occurredprior to the annualmeetingof the Shangri-LaDialogueheld inSingaporefrom3-5June.DefenceMinistersraisedSouthChinaSeaterritorial
disputesinallplenarysessionsatthedialogue.MalaysiasPrimeMinister
DatoSriNajibTunRazak,whogavetheopeningkeynoteaddress,offered
theupbeatassessmentthatASEANandChinawillsoonbeabletoagreeon
amorebindingcodeofconducttoreplacethe2002DeclarationonConductin
theSouthChinaSeaandthatoverlappingclaimsintheSouthChinaSea
havegenerally beenmanagedwith remarkable restraint.He thenoffered
thisinsightintoMalaysiaspolicy:Iremainfullycommittedtothecommon
ASEANpositionintermsofourengagementwithChinaontheSouthChinaSea, I amequally determined toensureour bilateral relationship remains
unaffectedand,infact,continuestogofromstrengthtostrength.99
USSecretaryofDefenseRobertGates,whilenotmentioningtheSouth
ChinaSea specifically, stated thewell-known position that theUShada
nationalinterestinfreedomofnavigationHealsostressedtheimportance
of customary international lawas aguide for the appropriate use of the
maritimedomain, and rights ofaccess to it.100 ChinasDefenceMinister
putonrecordhiscountryscommitmenttomaintainingpeaceandstability
inSouthChinaSea.Henotedthat,atpresent,thegeneralsituationintheSouthChinaSearemainsstable.101
Incontrast,VietnamsDefenceMinisterspokeindetailaboutthelegal
basisforactivitiesatseatofacilitatecooperationfordevelopmentanddeter
actionsthatriskourcommoninterests,regionallyandnationally.Minister
ThanhspecificallyraisedtheBinh Minh 02cable-cuttingincidentthathad
raised considerableconcern on themaintenanceofpeaceand stability in
theEastSea.Heendedhisremarksonthisincidentwiththesewords:We
trulyexpectnorepetitionofsimilarincidents.102Fourdayslaterasecond
cable-cuttingincidentoccurreddespiteGeneralLiangsprivateremarkscited
above.
The PhilippineSecretary ofNationalDefence,Voltaire Gazmin, re-
portedlywatereddowncommentson theSouthChinaSea inhisdrafttext
beforedelivery.103Hisaddressbeganbydeclaringthat,maritimesecurityis
oneofourforemostconcerns.Inanobviousreferencetothe2MarchReed
Bank incidentGazmin stated that the actions by other states make the
Philippinesworryandconcerned.Theseactionsnecessarilycreateinsecurity
notonlytothegovernmentbutmoredisturbinglytoordinarycitizenswho
depend on themaritimeenvironment for their livelihood. He then gave
detailsof recent incidents involvingChinese vesselswithoutmentioningChinabyname.104
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Malaysias DefenceMinisterDatuk Seri DrAhmadZahidHamidi
drewattention todisputesin theSouthChinaSeageopolitics,SeaLines
ofCommunication,securityandcompetitionoverpetroleumresources.Hearguedthatthe2002DOCneededtobesupportedbyactualactivitiesthat
canpromoteconfidencebuildingamongtheclaimantsandsuggestedthat
claimant countries in the SouthChinaSeawork towards identifyingand
realizingactualconfidence-building(CBM)activitiesthatwouldhelpalleviate
someofthetensioninthearea.105
7.Conclusion
ChinasaggressiveassertionofsovereigntyovertheSouthChinaSeainthe
firsthalfof2001has raised the security stakes for SoutheastAsianstates
andallmaritimepowersthatsailthroughthesewaters.Ensuringthesecurity
oftheSouthChinaSeaisnowaninternationalissuethatmustbeaddressed
multilaterallybyallconcernedstates.
Threemajor incidents mark the new wave ofChinese aggressive
assertiveness.On 2MarchChinese patrol boats operatingwithin the
PhilippinesKalayaanIslandGroupapproachedaPhilippineseismicsurvey
shipinwatersoffReedBankandorderedittoleavethearea.On26May,
threeChinaMaritimeSurveillanceshipsaccostedaVietnamesestate-owned
oilexplorationvesseldeepwithinVietnamsdeclaredExclusiveEconomicZone (EEZ).The vessel was ordered to leave the area after a Chinese
shipdeliberatelycut its submerged surveycable.Andon9June,a second
VietnameseexplorationvesselwasaccostedbyChineseboatsleadingtoan
allegedsecondcable-cuttingincident.
InMay2009,whenMalaysiaandVietnam fileda jointsubmission to
theUnitedNationsCommissionontheLimitsofContinentalShelf,China
lodged aprotestaccompaniedbyamap.TheChinesemap containednine
dashmarksinaroughU-shapecoveringvirtuallyalloftheSouthChinaSea.
ChinaclaimsindisputablesovereigntyovertheSouthChinaSea.Yetithasnevermadeclearthebasisofthisclaimdespitetwodecadesofentreatiesby
regionalstates. Itisunclearwhat it is thatChinaisclaiming.DoesChina
claimsovereigntyoveralltherocksandfeatureswithinthesedashmarks?Or
isChinaclaimingtheSouthChinaSeaasitsterritorialwaters?
SomemaritimespecialistsspeculatethatChinasclaimisbasedonthe
ninerocksitoccupiesintheSpratlyarchipelago.Inotherwords,Chinaclaims
thattherocksareinfactislandsininternationallawandthusattractatwo
hundrednauticalmile(threehundredandseventykilometers)EEZ.Thisis
alegalfiction.Islandsmustbeabletosustainhumanhabitationandhavean
economicfunction.Rocks,whichdonotmeetthesecriteria,cannotclaimanEEZorcontinentalshelf.
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ChinasdashmarkscutintotheEEZsthathavebeendeclaredbyVietnam
andthePhilippinesTheseEEZsarebasedfirmlyininternationallaw.Both
stateshavedrawnstraightbaselinesaroundtheircoastsandthenextendedtheirclaimfromthesebaselinesseawardouttotwohundrednauticalmiles.
UndertheUnitedNationsConventiononLawoftheSealittoralstateshave
sovereigntyoverthesewatersintermsofexploitationofnaturalresources
suchasfisheriesandoilandgasdepositsontheoceanfloor.
InNovember 2002, China andASEAN reached agreement on a
DeclarationonConductofPartiesintheSouthChinaSea.Thiswasanon-
bindingdocumentinwhichthesignatoriespledgednottouseforcetosettle
their sovereignty disputes.TheDOC,whichcontains numerous proposed
confidence-buildingmeasures,hasneverbeenimplemented.
Chinese assertiveness inpushing its sovereignty claims in the South
China Sea in 2009 and 2010 provoked an internationalbacklash.South
China Seadisputes featured prominentlyat theASEANRegional Forum
andattheinauguralASEANDefenseMinistersMeetingPlusin2010.China
was outmanoeuvreddiplomaticallyand sought to limit further damage by
agreeing to revive theheretofore-moribundASEAN-China JointWorking
Group toImplement theDeclarationonConduct ofParties.Thisworking
grouphadbeenstalledoverChinasinsistencethatterritorialandsovereignty
claimscouldonlybesettledbilaterallybythestatesconcerned.Chinaalso
objectedtoaclauseinthedraftguidelinestoimplementtheDOC,drawnupbyASEAN,thatmentionedASEANmemberswouldgatherfirsttoworkout
acommonpositionbeforemeetingwithChina. InJuly2011,ASEANand
Chinafinally reachedagreementonthe guidelines to implement theDOC
afterASEANquietlydroppedtheoffendingclause.106
According toanassessment bya veterancommentator: Hard-headed
strategistsinSoutheastAsiaknowthatadoptingtheimplementingguidelines
ishardlyaconstraintonChinasincreasinglyaggressivebehaviorintheSouth
ChinaSea.TherealrestraintonChinaisthepresenceoftheU.S.Navyand
theneedtohavestableU.S.-Chinarelations.107
ASEAN,underthechairmanshipofIndonesia,hasbeenpushingChina
toupgradetheDOCintoamorebindingCodeofConduct.Someregional
diplomats are hopeful that an agreement can be reachedby the tenth
anniversaryoftheDOCinNovember2012.Thisisunlikelytobeachieved
unlessASEANmaintainsitsunityandcohesionandadoptsacommonstance.
ItiscleartherearenervousNelliesamongitsmembers.
In the early tomid-1990s,whenChinabegan to occupy rocks in the
SpratlysincludingthecelebratedMischiefReef,securityanalystsdescribed
Chinesestrategyascreepingassertivenessandtalkandtake.Theevents
duringthefirsthalfof2011arebestdescribedasaggressiveassertiveness.ChinaappearstobepayingbackVietnamforitsroleininternationalizingthe
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SouthChinaSeawhenitwasChairofASEAN.ChineseactionsintheReed
BankareaaredesignedtoexposeambiguitiesintheUS-PhilippinesMutual
SecurityTreatyoverwhetherornottheKalayaanIslandGroupiscoveredbythistreaty.
ASEANandtheinternationalcommunity,bothofwhichrelyontransit
through the SouthChinaSea,mustdiplomaticallyconfrontChinaover its
aggressiveassertiveness.Theyshouldbringcollectivediplomaticpressureto
bearonChinatofaithfullyimplementtheguidelinestoimplementtheDOC
adoptedbetweenASEANandChinainBaliinJuly2011.ASEANshouldalso
seekendorsementforitsdiplomaticpositionattheEastAsiaSummittobe
heldinNovember2011.
Meanwhile,boththePhilippinesandVietnamshouldcontinuetoenhance
theircapacitytoexertnationalsovereigntyovertheirEEZs.Theirweakness
onlyinvitesChinatoactmoreassertively.On11June,NguyenPhuongNga,
spokesperson for theMinistry ofForeignAffairs, responded toaquestion
aboutapossiblerolefortheUnitedStatesandothercountriesinresolving
SouthChinaSeadisputes,byreplying,Maintainingmaritimepeace,stability
securityandsafetyintheEasternSeaisinthecommoninterestsofallnations
withinandoutsidetheregion.Everyeffortbytheinternationalcommunity
toward peaceand stability in the Eastern Sea iswelcome.108Itisinthe
interestoftheUnitedStatesanditsalliesaswellasIndiatoassistbothnations
incapacitybuildingintheareaofmaritimesecurity.Atthesametimethiscoalitionoflike-mindedstatesshouldbackASEANinitseffortstosecure
agreementon acode of conduct for theSouthChinaSea. IfChina is not
forthcoming,ASEANmembersthemselvescoulddrawupaTreatyonaCode
ofConductintheSouthChinaSea,andafterratification,openittoaccession
bynon-memberstates alongthe linesoftheASEANTreaty ofAmityand
CooperationandtheSoutheastAsianNuclear-FreeWeaponsZoneTreaty.
Notes
+ This isarevisedversionofapaperoriginallydelivered to theConferenceon
MaritimeSecurityintheSouthChinaSea,sponsoredbytheCenterforStrategic
andInternationalStudies,Washington,D.C.,20-21June2011.
* DrCarlyleA.ThayerisEmeritusProfessor in theSchool ofHumanitiesand
SocialSciences,UniversityofNew SouthWales (UNSW) at theAustralian
DefenceForceAcademy (ADFA),Canberra,Australia. ProfessorThayerwas
educatedatBrown,receivedanMAinSoutheastAsianStudiesfromYaleanda
PhDininternationalrelationsfromtheAustralianNationalUniversity(ANU).
HejoinedtheUNSWin1979andtaughtfirstinitsFacultyofMilitaryStudies
attheRoyalMilitaryCollege-Duntroonbeforetransferringtotheacademicstaff
atADFA(1985-2010).ProfessorThayerscareerincludesvisitingappointmentswiththeDepartmentofPoliticalandSocialChangeatANU(1992-94);theAsia
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576 Carlyle A. Thayer
PacificCenterforSecurityStudiesinHawaii(1999-02);andDeakinUniversity
astheiron-siteacademicco-ordinatorattheCentreforDefenceandStrategic
StudiesattheAustralianDefenceCollege(2002-04).Thayerhasbeenhonoured
byappointmentastheC.V.StarrDistinguishedVisitingProfessorattheSchool
ofAdvancedInternationalStudiesatJohnsHopkinsUniversity(2005)andthe
InauguralFrancesM.andStephenH.FullerDistinguishedVisitingProfessor
atOhioUniversity(2008).Heistheauthorofover400publicationsincluding
Southeast Asia: Patterns of Security Cooperation(2010).
1. Theauthorhasdiscussedthesedevelopmentsindetail,see:CarlyleA.Thayer,
RecentDevelopmentsintheSouthChinaSea:ImplicationsforPeace,Stability
andCooperationintheRegion,inTranTruongThuy(ed.),The South China
Sea: Cooperation for Regional Security and Development Proceedings of the
International Workshop Co-organized by the Diplomatic Academy of Vietnam
and the Vietnam Lawyers Association, 26-27 November 2009, Hanoi, Vietnam,
Hanoi:NhaXuat BanTheGioi, 2010, pp.125-138; andCarlyleA.Thayer,
RecentDevelopmentsintheSouthChinaSea:ImplicationsforRegionalPeace
andProsperity,paperpresentedtothe2ndInternationalWorkshopontheSouth
ChinaSea:CooperationforRegionalSecurityandDevelopment,co-sponsored
bytheDiplomaticAcademyofVietnamandtheVietnamLawyersAssociation,
NewWorldSaigonHotel,HoChiMinhCity,12-13November2010.
2. CarlyleAThayer,Recent Developments in the South China Sea: Grounds for
Cautious Optimism?,RSISWorkingPaperNo.220,Singapore:S.Rajaratnam
SchoolofInternationalStudies,NanyangTechnologicalUniversity,Singapore,
14December2010.
3. QuotedinAgenceFrance-Presse,ChineseNavyLessAssertivein 2011:US
admiral,12April2011.
4. KaviChongkittavorn,DifferencePerceptionsofaRisingChina,The Nation,
6June2001.
5. Aquino toRaise JointSouthChinaSeaOilProbe toASEAN,Zamboanga
Today Online,12March2011.
6. Reuters,VietnamAccusesChinaofHarassingAnotherBoat,9June2011.
7. AureaCalica,PalaceinNoHurrytoFileChinaProtest,The Philippine Star,
21May2011.
8. UnitedPressInternational,VietnamAllegesHigh-SeasInterference,10June
2011.
9. MichaelRichardson,ChinaBringsOut the BigRig inEnergyRace,The
Australian Financial Review, 1 June 2010, andMichaelRichardson, China
StepsUpDrilling,Intimidation,The Japan Times,1June2011.
10. PiaLee-Brago,ChinaBuildinginPHLWaters;DFASummonedEnvoy,The
Philippine Star,2June2011.
11. Bernama,TalkstoRevolveClaimsoverSpratlys,New Straits Times,19April
2011.
12. Reuters,ChinaEyesEnergy,BankDealswithMalaysia,Indonesia,21April2011.
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Chinas New Wave of Aggressive Assertiveness in the South China Sea 577
13. NajibandChinesePremiertoDiscussTerritorialClaims,The Star Online,26
April2011.
14. PremierWenShowsGreatInterestinChina-MalaysiaTies,The Star Online,
27April2011.
15. MaxDeLeonadEstrellaTorres,BusinessStepsIntoEndSpratlysRow,ABS-
CBNNews,3June2011.
16. JerryE.Esplanada andTaraQuismundo,AbidebyUNPact,ChinaTold,
Philippine Daily Inquirer,3June2011.
17. TessaJamandre,ChinaFiredatFilipinoFishermeninJacksonAtoll,ABS-CBN
News,3June2011.
18. AureaCalica, PHL toTakeChinese Incursionsto theUnitedNations,The
Philippine Star,4June2011.
19. JimGomez,ChinaWarnsNeighbors:StopOilSearchinSpratlys,Associated
Press,9June2011.
20. BritishBroadcastingNews(BBC)News,Asia-Pacific,PhilippinesHaltsTests
afterChinaPatrolChallenge,8March2011;NicholasHeathandDanielTen
Kate, VietnamSays ChineseBoatHarassedPetroVietnam Survey Ship,
BloombergBusinessweek,9June2011;AureaCalica,PalaceinNoHurryto
FileChinaProtest,The Philippine Star,21May2011;andTessaJamandre,
ChinaFired atFilipino Fishermen in JacksonAtoll,ABS-CBNNews, 3
June2011.TheSampaguitagasfieldintheReedBankisestimatedtocontain
between3.4trilliontotwentytrillioncubicfeetofnaturalgas;Carpsamong
theSpratlys,The Economist,10March2011,onlineedition.
21. TessaJamandre,ChinaFiredatFilipinoFishermeninJacksonAtoll,ABS-CBN
News,3June2011
22. AFP,ChinaStakesClaimonDisputedIslandsafterSpats,9March2011,and
AureaCalica,PalaceinNoHurrytoFileChinaProtest,The Philippine Star,
21May2011.
23. CoastGuardtoSecureOilExplorationinKalayaanIslandGroup,GMANews
TV,19April2011.TheKIGcontainsninegeologicalfeatures:Balagtas(Irving
Reef),Kota (Loaita), Lawak(Nanshan),Likas (WestYork),Pag-asa (Thitu),
Panata (Lankiam), Parola (NortheastCay), Patag Island (Flat Island is also
consideredapartoftheSpratlys)andRizal(CommodoreReef).
24. PhilippineMission totheUnitedNations, letter tothe SecretaryGeneral of
heUnitedNations,11-00494,No.000228,NewYork,5April2011.Seealso:
AFP,PhilippinesProtestsChinasSpratlysClaimatUN,13April2011;Tessa
Jamandre,PHLProtestsChineseMapClaimingSpratlyIslands,GMANews
TV,13April2011;andJerryE.Esplanada,PHRunstoUNtoProtestChinas
9-DashLineSpratlysClaims,Philippine Daily Inquirer,15April2011.
25. QuotedbyTessaJamandre,ChinaAccusesPHofInvasion,ABC-CBNNews,
19April 2011,andTeresaCerojano,BeijingCountersManilasUNProtest,
SaysPhilippinesStarted to Invade Spratlys in1970s,AssociatedPress, 19
April2011.
26. TheChineseNoteVerbale specificallymentioned theLaw of thePeoples
RepublicofChinaonTerritorialSeaandContiguousZone(1992),theLawon
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578 Carlyle A. Thayer
theExclusiveEconomicZoneandtheContinentalShelfofthePeoplesRepublic
ofChina(1998)aswellasthe1982UNConventiononLawoftheSea.
27. TessaJamandre,ChinaFiredatFilipinoFishermeninJacksonAtoll,ABS-CBN
News,3June2011.
28. ChineseJets Intruded into PHSpaceAFP, Philippine Daily Inquirer,20
May2011;TwoUnidentifiedAircraftSeenoverSpratlysAFP,GMANews
TV,21May2011;AFPValidatesKalayaanIslandsAircraftSightingIncident,
PhilippineInformationAgencyPressRelease,23May2011;andJimGomez,
China,PhilippinesWarnRivalsonSpratlys,The China Post,24May2011.
29. TessaJamandre,ChinaFiredatFilipinoFishermeninJacksonatoll,ABS-CBN
News,3June2011.
30. Jun Pasaylo, China SurveillanceShipsRoamPhlWaters,The Philippine
Star,1June2011;SimoneOrendain,PhilippinesSeeksAnswersaboutLatest
SouthChinaSea Incident,VoiceofAmericaNews,1 June2011;KatherineEvangelista,PhilippinesMilitarytoActwithDiplomacyoverSpratlysDispute
DefenseChief,Philippine Daily Inquirer,1June2011;JohanaPaolad.Poblete,
PhilippinesPreparingIssuesforUNaboutChinaIntrusions,Business World,
2June2011reports;ChinaDeniesInvasionofSouthChinaSea,ABS-CN
News,2June2011;AFP,PhilippinesGovtProteststoChinaoverOilPlans
inSouthChinaSea,The China Post,2June2011;andJerryE.Esplanadaand
TarraQuismundo,AbidebyUNPact,ChinaTold,Philippine Daily Inquirer,
3June2011.
31. QuotedbyGMANews,DFAConveysProtesttoBeijingoverChineseVessels,
GMANewsTV, 4 June2011.Seealso: PiaLee-Brago,ChinaBuilding inPHLWaters;DFASummonedEnvoy,The Philippine Star,2June2011.Tessa
Jamandre, ChinaFired atFilipinoFishermen in JacksonAtoll,ABS-CBN
News,3June2011reportednoNoteVerbalewasgiventotheChineseCharge
dAffairesatthe31Maymeeting.
32. GMANews,DFA:StrongerSeaCodetoPreventRepeatofMischiefReef,
GMANewsTV,2June2011,andChinaDeniesIncursionintoWestPhilippine
Sea,The Philippine Star,3June2011.
33. DonaZ.Pazzibugan, Chinese Intrusions inPH-Claimed Parts ofSpratlys
Alarming,SaysGazmin,Philippines Daily Inquirer,2June2011.
34. PiaLee-Brago,ChinaBuildinginPHLWaters;DFASummonedEnvoy,ThePhilippineStar,2June2011.
35. QuotedbyAdiantoP.Simamora,SBY,AquinoAgreeonTalksoverSpratlys,
The Jakarta Post,9March2011.
36. ReginaBengco,PeaceinSpratlysIsAllTheyWant,Malaya.Com,2June2011;
Shirley Escalante, Philippines,BruneiPush forDialoguetoSettleSpratley
IslandsDispute,Australia NetworkNews, 3 June2011 andChinaDenies
IncursionintoWestPhilippineSea,The Philippine Star,2June2011.
37. Johanna Paolad.Poblete,PhilippinesPreparing IssuesforUNaboutChina
Intrusions,Business World,2June2011.
38. AdoptionofTerritorialGuidelinesUrged,Manila Bulletin,2June2011.
39. Johana Paolad.Poblete,Philippines Preparing Issues for UN aboutChinaIntrusions,Business World,2June2011;AmitaO.Legaspi,PalacePrepares
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Chinas New Wave of Aggressive Assertiveness in the South China Sea 579
Spratlys IncursionsReport,GMANewsTV, 3 June 2011;andJimGomez,
PhilippinesPlansNewUNProtestasChinaDeniesAggressiveActsinSpratly
Islands,AssociatedPress,3June2011.
40. GMANews,DFA:StrongerSeaCodetoPreventRepeatofMischiefReef,
GMANewsTV,2June2011.
41. JaimeLaude,AFPtoMaintainPresenceinSpratlys,The Philippine Star,29
March2011.
42. JonGrevatt, Philippines to InvestUSD183million inDefence ofSpratly
Islands,Janes Defence Weekly,30March2011;Reuters,PhilippinesStepsUp
PresenceinSouthChinaSea,28March2011andAssociatedPress,Philippines
toBolsterWatch inDisputedSpratlys,BloombergBusinessweek,28March
2011.
43. Philippines Set toDeployNew PatrolShip toKalayaan Islands,Manila
Bulletin, 14April 2011, andAFP, Philippines toBoosts Spratly Patrols,ChannelNewsAsia, 15April 2011.TheUSCGCHamilton, aWeatherHigh
EnduranceCutter,was renamed theBRPGregorio del Pilar andwill be the
largestshipinthePhilippinenavy;MarichuA.Villanueva,KeepingPhlNavy
afloat,The Philippine Star,16May2011.
44. Reuters,PhilippinesSaysWillSpend$255minonMilitaryHelicopters,Boats,
13April2011.
45. KatherineEvangelista,PhilippinesEyeSubmarinestoBoostNavy,Philippine
Daily Inquirer,17May2001.
46. ChinaDeniesIncursionintoWestPhilippineSea,The Philippines Star,3June
2011.47. MichaelLimUbac,PhilippinesShopsforUSMilitaryGear,Philippine Daily
Inquirer,5June2011.
48. ShirleyEscalante,PhilippinesIncreaseSecurityforOilExploration,Australia
NetworkNews,28April2011.
49. ChristineO.Avendano,DonaPazzibuganandJeromeAning,PalaceSeesNo
TerrorBacklashagainstAquinoVisittoShip,Philippine Daily Inquirer,16May
2011.
50. QuotedbyChina,PHAgreetoHoldRegularTalksonSpratlys,ABS-CBN
News,23May2011;ChristineO.AvendanoandDonaZ.Pazzibugan,Peaceful
SpratlysResolutionReaffirmed,Philippines Daily Inquirer, 24May 2011;SimoneOrendain, Philippines,ChinaSupport DiscussiononSouthChina
Sea,VoiceofAmericaNews,24May2011;JimGomez,China,Philippines
WarnRivals onSpratlys,The China Post, 24May 2011;and JimGomez,
China,PhilippinesDefenseChiefsDiscussSpratlys,AssociatedPress,4June
2011.
51. WillardCheng,Philippines,ChinaOKSouthChinaSeaDialogue,ABS-CBN
News,23May2011.
52. AFP,PhilippinesWarnsofArmsRaceinSouthChinaSea,24May2011,and
WilliamB.Depasupil,PhilippinesWarnsofArmsRaceinSouthChinaSea,
Manila Times,25May2011.
53. Pia Lee-Brago, ChinaWelcomesDialogue toEnd NanshaDispute,ThePhilippine Star,25May2011.
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580 Carlyle A. Thayer
54. Statementof theDepartmentofForeignAffairson thePresenceofChinese
VesselsintheWestPhilippineSea(SouthChinaSea),4June2011.
55. QuotedbyXinhua,ChinaRejectsPhilippinesAccusationonSouthChinaSea
issue,7June2011;AFP,ChinaSaysPhilippinesHarmingItsMaritimeRights,
ABS-CBNNews,7June2011;Reuters,ChinaScoldsPhilippinesoverDisputed
Waters,8June2011.
56. JimGomez,ChinaWarnsNeighbors:StopOilSearchinSpratlys,Associated
Press,9June2011.
57. JimGomez,ChinaWarnsNeighbors:StopOilSearchinSpratlys,Associated
Press,9June2011.
58. Quotedin ARules-BasedRegime intheSouthChinaSeaby:AlbertF.Del
Rosario,SecretaryofForeignAffairs,PublicInformationServiceUnit,7June
2011.
59. AmitaO.Legaspi,PalacePreparesSpratlysIncursionsReport,GMANewsTV,3June2011.
60. Answer fromVietnamMinistry of ForeignAffairsSpokespersonNguyen
PhuongNga toQuestions byGregTorode South China Morning Post,
December2010;see:GregTorodeandMinnieChan,ChinaRefusestoYield
onParacels,Sunday Morning Post[HongKong],12December2010.
61.Ibid.
62. Vietnam,ChinaAgree toResolveSea Dispute throughPeacefulMeans,
VietnamNewsAgency,3August2011.
63. ChinesePresidentVowstoFurtherTieswithVietnam,Xinhua,18February
2011,andChinasHuJintaoInvitesNguyenPhoTrong,VoiceofVietnam
News,19February2011.
64. PartyLeadersMeetingwithChineseGeneral,VietnamNewsAgency,14April
2011.
65. LiQiong, China,Vietnam Issue JointPressCommuniqu onCMCVice
ChairmanGuoBoxiongsVisittoVietnam,Xinhua,17April2011.
66. VietnamesePrimeMinisterNguyenTanDungMeetswithChineseViceForeign
MinisterZhangZhijun,MinistryofForeignAffairsofthePeoplesRepublicof
China,20April2011.
67. QuotedinAgenceFrancePresse,Vietnam,ChinaVowtoWorkonDisputedSea
Pact,21April2011,andDeutschePresse-Agentur,VietnamandChinaPledge
toSettleSouthChinaSeaDisputes,20April2011.68. EastSeaIncidentaPressingIssue:VietnameseDefenseMinister,Thanh Nien
News,4June2011.ChinesenewsmediadistortedMinisterThanhsremarksby
reportingthathe agreedtoresolveheirdifferencesover theSouthChinaSe
throughbilateralefforts,andthatnothirdpartyshouldbeallowedtointerferein
sucheffortsorusetheissuetoharmthebilateralrelations,see:ChineseDM
MeetswithVietnameseCounterpartinSingapore,Xinhua,4June2011.
69. MinistryofForeignAffairs, VietNam-China JointPressRelease, June 26,
2011.(Accessed27June2011)
70. VietnamOpposesChinasFishingBaninEastSea,VoiceofVietnamNews,
14May2011.
71. ChineseShipViolatesVietnamsSovereignty,VietnamNewsAgency,13May
2011.
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Chinas New Wave of Aggressive Assertiveness in the South China Sea 581
72. Chinese Fishing BoatsViolateVietnamWaters;GovtMulls PatrolBoats,Thanh Nien News,29May2011.
73. DeutschePresse-Agentur, VietnamDefiant onFirstDay ofChinese Fishing
Ban,16May2011.
74. AnDienandMinhHung,EastSeaUndercurrents,Thanh Nien News,10June
2011.
75. Vietnam:ChineseSoldiersAttackFishermen,AssociatedPress,13July2011.
76. BaoCaoSuCoTauTruongQuocCatCapThuDiaChanCuaTauBinhMinh
02VaoLuc5H58Ngay 26/05/2011,andReuters, VietnamSaysChinese
BoatsHarassedOilExplorationShip,27May2011.Theincidenttookplace
116nauticalmilesofftheDaiLanhCapeonthecoastofPhuYenprovinceat12
degrees4825northlatitudeand111degrees2648eastlongitude.
77. VNCondemnsChineseIntrusion,VietnamNewsAgency,28May2011.
78. DeutschePresse-Agentur,VietnamStandsGroundinSeaDispute,SurveyshipTakesUpWork, 6 June2011;AgenceFrancePresse, Vietnam complains
toChinaas sea tensions rise,9 June 2011;andNicholasHeathandDaniel
TenKate,VietnamSaysChineseBoatHarassedPetroVietnamSurveyShip,
BloombergBusinessweek,9June2011.
79. BenBlandandKathrinHille,VietnamandChinaOilClashesIntensify,The
Financial Times,27May2011.
80. National,WorldSecurityCloselyLinked:Minister,Viet Nam News,7June
2011.VietnamesesourcestoldtheauthorthereasonVietnamdidnotprotestthe
2008incidentwasbecausetheVietnamesesurveyvesselwasoperatingbeyond
VietnamsEEZ.
81. QuotedinReuters,ChinaReprimandsVietnamoverOffshoreOilExploration,
28May2011.
82. VietnamDemandsChinaStopSovereigntyViolations,Thanh Nien News,29
May2011.
83. QuotedbyHuyDuong,ThePhilippinesandVietnamattheCrossroad,Manila
Times,9June2011.
84. IanTimberlake, SeaSpat RaisesChina-VietnamTensions,AgenceFrance
Presse,9 June 2011.TalismanEnergy Inc., a Canadian companybased in
Calgary, announced inApril 2011 that itwould conduct amajor seismic
programmeinthisarea;NicholasHeathandDanielTenKate,VietnamSays
ChineseBoatHarassedPetro-VietnamSurveyShip,BloombergBusinessweek,9June2011.
85. Reuters,VietnamAccusesChinaofHarassingAnotherBoat,9June2011.
86. QuotedbyUnitedPressInternational,VietnamAllegesHigh-seasInterference,
10June2011.
87. AnDienandMinhHung,EastSeaUndercurrents,Thanh Nien News,10June
2011.
88. IanTimberlake, SeaSpat RaisesChina-VietnamTensions,AgenceFrance
Presse,9June2011,andReuters,ChinaAccusesVietnaminEscalatingSea
Tensions,10June2011.
89. InterviewwithThanhNienquotedbyAgenceFrancePresse,VietnamPMSays
SeaSovereigntyIncontestable,9June2011,andDeutschePresse-Agentur,
VietnamsTopLeadersAddFiretoSouthChinaSeaDisputes,9June2011.
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582 Carlyle A. Thayer
90. DeutchePresse-Agentur,VietnamsTopLeadersAddFiretoSouthChinaSea
Dispute,9June2011.
91. BenBlanchardandMichaelMartina,ChinaSaystoHoldRoutineNavyDrills
inWesternPacific,Reuters,9June2011.
92. BaoDamAnToanHangHaiMienBac (NorthernMaritimeSafetyCorpora-
tion), Ve viec ban dan that tren vung bienQuang Nam, So 107/TBHH-
CT.BDATHHMB,9June2011.
93. QuotedbyJohnRuwitch,VietnamWelcomesInternationalHelpasSeaDispute
Escalates, Reuters, 11 June 2011.See also:MargieMason,VietnamPlans
Live-FireDrillafterChinaDispute,AssociatedPress,10June2011;Agence
FrancePresse,VietnamtoHoldLive-FireDrillasChinaRiftGrows,10June
2011;andDeutschePresse-Agentur,NavyOfficialSaysLive-FireDrillsWell
insideVietnamsTerritory,11June2011.
94. QuotedbyAssociatedPress, ChineCommunist PartyNewspaper CautionsVietnam,11June2011.
95. ChineseAggressionin theSouthChinaSea Persists,SaysVietnamForeign
Minister,IB Times,9June2011;Reuters,VietnamAccusesChinaofHarassing
Another Boat, 9 June 2011; andIanTimberlake, FacebookEffect Stirs
Vietnam-ChinaTensions,AgenceFrancePresse,10June2011
96. DeutschePresse-Agentur, VietnameseDemonstrate against Chinaas Sea
DisputesHeatsUp,12June2011;Reuters,VietnamAllowsSecondAnti-China
ProtestinHanoi,12June2011;andAgenceFrance-Presse,ProtestersRally
aheadofVietnamFireDrills,The Standard,13June2011.SomeVietnamese
universitieswarnedtheirstudentsnottotakepartinanti-Chinademonstrations.A notice at the IndustrialUniversity inHoChiMinh City, for example,
threatenedtoexpelstudentswhotookpartinanti-Chinademonstrations;see:
JohnRuwitch,VietnamAllowsSecondAnti-ChinaProtestinHanoi,Reuters,
12June2011.
97. VietnamIssuesUltimatumtoAnti-ChinaProtesters,DeutschePresseAgentur,
18August2001,andMarianneBrown,VietnamSecurityForcesDetainAnti-
ChinaProtesters,VoiceofAmericaNews,21August2011
98. AFP,VietnamComplainstoChinaasSeaTensionsRise,9June2011,andIan
Timberlake,VietnamtoHoldLive-FireDrillasChinaRiftGrows,10June
2011.99. Dato SriNajibTunRazak,KeynoteAddress,The 10th IISSAsian Security
SummittheShangri-LaDialogue,3June2011.
100.RobertM.Gates,EmergingSecurityChallengesintheAsia-Pacific,The10th
IISSAsianSecuritySummittheShangri-LaDialogue,4June2011.
101.LiangGuanglie,Chinas InternationalSecurityCooperation,The10thIISS
AsianSecuritySummittheShangri-LaDialogue,5June2011.
102.PhungQuangThanh,RespondingtoNewMaritimeSecurityThreats,The10th
IISSAsianSecuritySummittheShangri-LaDialogue,5June2011.
103.Confidential sourcewho spokewith SecretaryGazmin at the Shangri-La
Dialogue.
104.VoltaireGazmin,RespondingtoNewMaritimeSecurityThreats,The10thIISSAsianSecuritySummittheShangri-LaDialogue,5June2011.
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Chinas New Wave of Aggressive Assertiveness in the South China Sea 583
105.Bernama, ComprehensiveEffortsNeeded to Ensure RegionalMaritime
Security,The Star Online,5June2001.
106.Asof this writing the guidelines have notbeen released.According to a
confidentialsourcewhoattendedtheASEANrelatedmeetingsinBali,thenew
guidelinesstate,ThepartiestotheDOCwillcontinuetopromotedialogueand
consultationsinaccordancewiththespiritoftheDOC.Privateemailreceived
22July2011.
107.BaryWain,ASouthChinaSeaCharade,The Wall Street Journal,21August
2011.
108.QuotedbyJohnRuwitch,VietnamWelcomesInternationalHelpasSeaDispute
Escalates,Reuters,11June2011.
ReferencesGates, RobertM. (2011), Emerging SecurityChallenges in theAsia-Pacific,
presentationtothe10thIISSAsianSecuritySummittheShangri-LaDialogue,4
June.
Gazmin,Voltaire (2011), Responding to NewMaritimeSecurityThreats,
presentationtothe10thIISSAsianSecuritySummittheShangri-LaDialogue,5
June.
LiangGuanglie(2011),ChinasInternationalSecurityCooperation,presentationto
the10thIISSAsianSecuritySummittheShangri-LaDialogue,5June.
NajibTunRazak,DatoSri(2011),KeynoteAddressatthe10thIISSAsianSecurity
SummittheShangri-LaDialogue,3June.PhungQuangThanh (2011), Responding toNewMaritimeSecurity Threats,
presentationtothe10thIISSAsianSecuritySummittheShangri-LaDialogue,5
June.
Thayer,CarlyleA.(2010),RecentDevelopmentsintheSouthChinaSea:Implications
forPeace,StabilityandCooperationintheRegion,inTranTruongThuy(ed.),
The South China Sea: Cooperation for Regional Security and Development
Proceedings of the International Workshop Co-organized by the Diplomatic
Academy of Vietnam and the Vietnam Lawyers Association, 26-27 November 2009,
Hanoi, Vietnam,Hanoi:NhaXuatBanTheGioi,pp.125-138.
Thayer, CarlyleA. (2010), RecentDevelopments in the South China Sea:
Implications for RegionalPeaceand Prosperity, paperpresented to the 2nd
InternationalWorkshopontheSouthChinaSea:CooperationforRegionalSecurity
andDevelopment,co-sponsoredbytheDiplomaticAcademyofVietnamandthe
VietnamLawyersAssociation,NewWorld SaigonHotel,HoChiMinh City,
Vietnam,12-13November.
Thayer,CarlyleA(2010),RecentDevelopmentsintheSouthChinaSea:Grounds
forCautiousOptimism?,RSISWorkingPaperNo.220,Singapore:S.Rajaratnam
SchoolofInternationalStudies,NanyangTechnologicalUniversity,Singapore,14
December.
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