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DOCUMENT TITLEConflict Minerals Reporting TemplateSHEET1 of 8

REVISION HISTORY

REVISION ORIGINATOR DESCRIPTION OF FUNCTIONAL CHANGE

1New Release

2

2.01

2.02

A change in the first digit of the revision number (e.g., 1.0 to 2.0) signifies a set of major improvements have occurred which will likely include different data reporting requirements. Changes to the first or second decimal place (e.g., “2.01” to “2.02”) indicate only minor changes have been made to the template which

are not expected to result in substantial changes to the data being reported. The addition of a letter (e.g., “a”, or “b”, or “c”) following the revision number indicate that only the standard smelter list has been updated from the prior version.

RELEASE DATE

Jared Connors, Intel

July 19th, 2011


Aug 29th, 2012

Major update to functionality including: addition of the known smelter list, addition of declaration scope including product tab, and added and modified multiple questions and / or their responses.


Dec 21st 2012

List of changes to the template functionality:1. Modified Smelter List tab to prevent smelter rows from wrapping text. This was being caused by the hidden formula in column A which allows for a software vendor to easily grab the smelter IDs.2. Changed protection settings on the Smelter List tab to allow users to delete rows. This allows users to delete rows with incorrect entries within the smelter tab. Ensured that columns could not be mistakenly deleted in the process.


March 29th 2013

1. Added new selection to the metals dropdown lists of smelter list tab “Smelter not yet identified”2. Moved “smelter not listed” to the bottom of each metals dropdown list3. Fixed error in Checker sheet to eliminate display of text “one or more smelters have been added to smelter list” when rows are deleted4. Rewrite of T&Cs5. Adding Italian translation6. Allow for deletion of rows in Smelter List tab7. Removed hover over text in column C of Smelter List tab8. Inserted additional rows for data entry on the Smelter List tab up to 2,500 rows9. Made smelter ID numbers visible in Smelter List tab10. Made template revision history tab visible

2.02

2011 Electronic Industry Citizenship Coalition, Incorporated and Global e-Sustainability Initiative. All rights reserved.


March 29th 2013

11. Removed language selection from individual tabs, all controlled on Declaration tab12. Updated template to prevent users from adding tabs to the worksheet13. Added statement at the top of the revision history tab clarifying purpose of .0x revision updates

REVISION HISTORY

UPDATES TO SMELTER LIST

New.

A change in the first digit of the revision number (e.g., 1.0 to 2.0) signifies a set of major improvements have occurred which will likely include different data reporting requirements. Changes to the first or second decimal place (e.g., “2.01” to “2.02”) indicate only minor changes have been made to the template which

are not expected to result in substantial changes to the data being reported. The addition of a letter (e.g., “a”, or “b”, or “c”) following the revision number indicate that only the standard smelter list has been updated from the prior version.

1. Added “CV DS Jaya Abadi” an alias to “PT Stanindo Inti Perkasa”2. Added “Mentok” as an alias to “PT Tambang Timah”3. Corrected spelling of "Duoluoshan" id # 3CHN0014. Corrected spelling of "Mitsubishi Materials Corporation" id # 1JPN0395. Changed “Gejiu Non-ferrous” to its proper name “Geiju Non-Ferrous Metal Processing Co. Ltd.”6. Changed “Mitsubishi Material” to its proper name “Mitsubishi Materials Corporation”7. Changed “Niotan” to “Kemet Blue Powder”8. Added “Nihon Material Co. LTD” as a gold refiner9. Added “Aida Chemical Industries Co. Ltd.” as a gold refiner10. Added “Asaka Riken Co Ltd” as a gold refiner

11. Added “Kojima Chemical” as a gold refiner12. Added “Sabin” as a gold refiner13. Added “United Precious Metal Refining Inc.” as a gold refiner14. Added “Yokohama Metal Co Ltd” as a gold refiner15. Added “CNMC (Guangxi) PGMA Co., Ltd.” as a tin refiner16. Added “Conghua Tantalum and Niobium Smeltry” as a tantalum refiner17. Removed “Tantalite Resources” as a refinery18. Added “Minmetals Ganzhou Tin Co. Ltd.” as a tin refinery19. Updated “ATI Metalworking Products” to its proper full name “ATI Tungsten Materials”20. Updated “China Minmetals Corp.” to its proper full name “China Minmetals Nonferrous Metals Co Ltd”

21. Removed “Ganzhou Huaxing Tungsten” as a smelter22. Removed “Ganzhou Nonferrous Metals Smelting Co Ltd.” as a smelter23. Removed “Sichuan Metals & Materials Imp & Exp Co as a tungsten smelter24. Added “Ganzhou Grand Sea W & Mo Group Co., Ltd.” as a tungsten smelter25. Added “Hunan Chenzhou Mining Group Co” as a tungsten smelter26. Added “Japan New Metals Co Ltd” as a tungsten smelter27. Added “Zhuzhou Cemented Carbide Group Co Ltd” as a tungsten smelter

1. Added the following aliases to Ohio Precious Metals “OPM Metals”, “USPM”, “United States Precious Metals”2. Added “ALMT” as tungsten smelter3. Added “Suzhou Xingrui Noble” as gold smelter4. Added “Shangdong Zhaojin Group” as an alias of “Shandong Zhaojin Gold & Silver Refinery Co., Ltd”5. Added “Shandong Zhaoyuan Gold Argentine refining company limited” as an alias of “Zhongyuan Gold Smelter of Zhongjin Gold Corporation”6. Added “SEMPSA” as an alias for “SEMPSA Joyeria Plateria SA”7. Added “Umicore Brazil Ltd” as an alias for “Umicore Brasil Ltda”8. Added “Pan Pacific Copper Co., LTD.” as a gold smelter9. Added “White Solder Metalurgia” as a tin smelter10. Added “JiuJiang JinXin Nonferrous Metals Co. Ltd.” as a tantalum smelter

2011 Electronic Industry Citizenship Coalition, Incorporated and Global e-Sustainability Initiative. All rights reserved.

11. Corrected spelling of “jiujiang Tanbre” to “JiuJiang Tambre Co. Ltd.”12. Added Torecom as a gold smelter15. Added “PT Tinindo Internusa” as alias of “PT Tinindo Inter Nusa”16. Added “CV Jus Tindo” as alias of “CV JusTindo”17. Added “PT Bellitin Makmur Lestari” and “BML” as alias of “PT BilliTin Makmur Lestari”18. Added “Liuzhou China Tin Group Co., Ltd.” as alias of “Liuzhou China Tin”19. Added “PT Timah (Persero) TBK” and “Banka Tin” as alias of “PT Tambang Timah”20. Added “Yun Nan Tin Co.,LTD” as alias of “Yunnan Tin Company Limited”

21. Added “GEJIU ZILI MINING&SMELTING CO.,LTD.” as alias of “Gejiu Zi-Li”22. Added “Jiangxi Tungsten Co Ltd” as alias of “Jiangxi Tungsten Industry Group Co Ltd”23. Added “Linwu Xianggui” as a tin smelter24. Added "IMLI" and “Indra Eramulti Logam” as aliases of “PT Bukit Timah”25. Added “CV Gita Pesona” as tin smelter26. Added “PT Tommy Utama” as tin smelter27. Added “PT Bangka Tin Industry” as tin smelter28. Added “PT DS Jaya Abadi” as tin smelter29. Added “PT Panca Mega” as tin smelter30. Added “PT Seirama Tin investment” as tin smelter

31. Added “PT Karimun Mining” as tin smelter32. Added “Cooper Santa” as tin smelter33. Added “Daejin Indus Co. Ltd” as gold smelter34. Added “DaeryongENC” as gold smelter35. Added “Do Sung Corporation” as gold smelter36. Added “Hwasung CJ Co. Ltd” as gold smelter37. Added “Korea Metal” as gold smelter38. Added “SAMWON METALS Corp.” as gold smelter

Introduction

Note: Entries with (*) are mandatory fields. 1. Insert your company's Legal Name. Please do not use abbreviations

3. Insert your company’s unique identifier number or code (DUNS number, VAT number, etc)4. Insert your full company address (street, city, state, country, postal code)5. Please identify the authorized management representative responsible for the accuracy of the data in this template.7. Please enter the Date of Completion for this form using the format DD-MMM-YYYY8. Save the file name as: companyname-date.xls (date as YYYY-MM-DD)

For each of the six required questions, provide an answer for each metal using the pull down menu selections.

If the answer provided for any metal listed is “Yes”, responses are required for Questions 2 through 6, as indicated by the yellow highlighted fields.2 and 3. For each metal, select the appropriate response regarding its origination.4. For each metal, select the appropriate response best representing the status of your supplier data collection activities.5. For each metal, select the appropriate response best representing the status of your smelter identification efforts.6. For each metal, select the appropriate response based on a comparison of the smelters in your supply chain to the published CFS Compliant Smelter List.

EICC Extractives website: (www.eicc.info/extractives.htm)training, request template, FAQs, Conflict-Free Smelters (CFS) list

This EICC-GeSI Conflict Minerals Reporting Template (the Template) was created by the Electronic Industry Citizenship Coalition® (EICC®) and the Global e-Sustainability Initiative (GeSI) as a common means for the collection of sourcing information related to “Conflict Minerals”. Companies in the electronics and all other industries may adopt this Template as an element of their due diligence program to verify the responsible sourcing of materials and to support compliance to new legislation*. This Template is consistent with EICC and GeSI’s related activities including the Conflict Free Smelter (CFS) Program**.

* In 2010, the U.S. Dodd-Frank Act was passed concerning “Conflict Minerals” originating from the Democratic Republic of the Congo (DRC) or adjoining countries. The SEC has published final rules associated with the disclosure of the source of Conflict Minerals by U.S. publicly traded companies (see the rules at http://www.sec.gov/rules/final/2012/34-67716.pdf). The rules reference the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, (http://www.oecd.org/dataoecd/62/30/46740847.pdf), which guides suppliers to establish policies, due diligence frameworks, and management systems. ** See information on the Conflict-Free Smelter (CFS) Program (www.conflictfreesmelter.org/) and other information (www.eicc.info/extractives.htm).

Instructions for completing Company Information questions (rows 7 - 17).Provide comments in ENGLISH only

2. Select your company’s Declaration Scope. For Scope selections of “Division” or “Category of Products”, provide additional details describing company division or plant, or specific category of product(s) for which this Template is being completed in the “Description of Scope” field. For Scope selection of Product(s) a link to the worksheet tab for Product List will be displayed.

Instructions for completing the six Due Diligence Questions (rows 21 - 51).Provide answers in ENGLISH onlyThese six questions define the usage, origination and sourcing identification for each of the metals. Responses to these questions shall represent the ‘Declaration Scope’ selected in the company information section.

1. If the answer provided for any metal listed is “No”, all remaining fields within this section will be highlighted black, indicating that no further responses are required and your declaration is considered complete.

Refer to the link above the comment section for verifying smelter status.Provide comments in the Comment sections as required to clarify your responses.

A. Please answer “Yes” or “No”. Provide any comments, if necessary. B. Please answer “Yes” or “No” If “Yes”, provide the web link in the comments section.

F. Please answer “Yes” or “No”. If “No”, please describe what you request your suppliers to complete (e.g., certificate of compliance, custom form, etc.).G. Please answer “Yes” or “No”. Provide any comments, if necessary.

I. Please answer “Yes” or “No”. If “Yes”, please describe how you manage your corrective action process.

Note: Columns with (*) are mandatory fields

1. Metal (*) - Use the pull down menu to select the metal for which you are entering smelter information.2. Smelter Reference List(*) - Select from dropdown. This is the list of known smelters as of template release date. If smelter is not listed select 'Smelter Not Listed'

Instructions for completing Questions A. – J. (rows 53 - 73).Provide answers in ENGLISH only

The OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-affected and High-risk Areas (OECD Guidance) defines “Due Diligence” as “an on-going, proactive and reactive process through which companies can ensure that they respect human rights and do not contribute to conflict”. Due diligence should be an integral part of your company’s overall conflict free sourcing strategy. Questions A. thru J. are designed to assess your company’s conflict-free minerals sourcing due diligence activities. Responses to these questions shall represent the full scope of your company’s activities and shall not be limited to the ‘Declaration Scope’ selected in the company information section.

C. Please answer “Yes” or “No”. Provide any comments if necessary. “DRC conflict-free” is defined in the US Dodd-Frank Wall Street Reform and Consumer Protection Act as “products that do not contain conflict minerals that directly or indirectly finance or benefit armed groups in the Democratic Republic of the Congo or an adjoining country”.

D. Please answer “Yes” or “No”. The Conflict-Free Smelter (CFS) List is a list of mineral smelters and refiners who have been validated to be in compliance with the CFS program. For the current list and more information about the program please go to www.conflictfreesmelter.org. Provide any comments, if necessary.E. Please answer “Yes” or “No”. Examples of due diligence measures may include: communicating and incorporating into contracts (where possible) your expectations to suppliers on conflict-free mineral supply chain; identifying and assessing risks in the supply chain; designing and implementing a strategy to respond to identified risks; verifying your direct supplier’s compliance to its DRC conflict-free policy, etc. These due diligence measure examples are consistent with the guidelines included in the internationally recognized OECD Guidance.

H. Please select the best response which indicates if and how your company verifies the responses provided by your suppliers. Please refer to the following definitions when responding: “3rd party audit” refers to on-site audits of your suppliers conducted by independent third parties. “Documentation review only” refers to a reviewof supplier submitted records and documentation conducted by independent third parties and, or your company personnel. “Internal audit” refers to on-site audits of your suppliers conducted by your company personnel.

J. Please answer “Yes” or “No”. The SEC conflict minerals disclosure requirements apply to US exchange-traded companies that are subject to the US Securities Exchange Act. For more information please refer to www.sec.gov.Instructions for completing the Smelter List Tab.Provide answers in ENGLISH only

This template allows for smelter identification using the Smelter Reference List. Columns B,C,D and E must be completed in order from left to right to utilize the Smelter Reference List feature.Use a separate line for each metal/smelter/country combination

3. Standard Smelter Names (*)- Fill in smelter name if you selected 'Smelter Not Listed' in column 'c'. This field will auto-populate when a smelter name in selected in column 'c'.

8. Smelter Facility Contact Name – Fill in the name of the Smelter Facility Contact person who you worked with.9. Smelter Facility Contact Email – Fill in the email address of the Smelter Facility contact person who was identified in step#7. Example: [email protected]

13. Comments – free form text field to enter any comments concerning the smelter. Example: smelter is being acquired by Company YYY

TERMS AND CONDITIONS

4. Smelter Facility Location: Country (*) – This field will auto-populate when a smelter name is selected in column 'c'. If you selected 'Smelter Not Listed' in column 'c', use the pull down menu to select the country location of the smelter facility that processes the minerals that enter your supply chain. This is the physical location of the smelter where the minerals are being processed. Do not list the headquarters of the company. Example: Canada5. Smelter Facility Location: Street Address – Fill in the street address of the smelter facility that processes the minerals that enter your supply chain. This is the physical location of the smelter where the minerals are being processed. Do not list the headquarters of the company. Example: 12 Calgary Street6. Smelter Facility Location: City – Fill in the city location of the smelter facility that processes the minerals that enter your supply chain. This is the physical location of the smelter where the minerals are being processed. Do not list the headquarters of the company.Example: Montreal7. Smelter Facility Location: State/Province, if applicable – Fill in the state or province location of the smelter facility that processes the minerals that enter your supply chain. This is the physical location of the smelter where the minerals are being processed. Do not list the headquarters of the company. Example: Quebec

10. Proposed next steps, if applicable – Provide the actions you will take with the smelter if the facility is not listed on the EICC-GeSI CFS list. Example: request smelter facility to be assessed through the CFS program, remove from preferred supplier list, etc.11. Name of Mine(s) or if recycled or scrap sourced, state “recycled” or “scrap” - Provide the name of the mine that extracted the metal noted in column B. If the metal was provided from “recycled” or “scrap” sources, note which (scrap or recycled) in the field provided. See definitions for “recycled” and “scrap”

12. Location (Country) of Mine(s) or if recycled or scrap sourced, state “recycled” or “scrap” - In the field provided, identify the country in which the mine is located. Example: Australia. If the metal was provided from “recycled” or “scrap” sources, note which (scrap or recycled) in the field provided. See definitions for “recycled” and “scrap”

The Conflict-Free Smelter Program (“Program”) Compliant Smelter List (the "List") and Program templates and tools, including, without limitation, the Conflict Minerals Reporting Template (collectively “Tools”), including, without limitation, all information provided therein, are provided for informational purposes only and are current as of the date set forth therein. Any inaccuracy or omission in the List or any Tool is not the responsibility of the Electronic Industry Citizenship Coalition, Incorporated, a Delaware non-stock corporation ("EICC"), or of the Global e-Sustainability Initiative, a Belgian international not-for-profit association ("GeSI"). Determination of whether and/or how to use all or any portion of the List or any Tool is to be made in the User’s sole and absolute discretion. Prior to using the List or any Tool, you should review it with your own legal counsel. No part of the List or any Tool constitutes legal advice. Use of the List or any Tool is voluntary.

Neither EICC nor GeSI makes any representations or warranties with respect to the List or any Tool. The List and Tools are provided on an "AS IS" and on an "AS AVAILABLE" basis. EICC and GeSI hereby disclaim all warranties of any nature, express, implied or otherwise, or arising from trade or custom, including, without limitation, any implied warranties of merchantability, non-infringement, quality, title, fitness for a particular purpose, completeness or accuracy. To the fullest extent permitted by applicable laws, EICC and GeSI renounce any liability for any losses, expenses or damages of any nature, including, without limitation, special, incidental, punitive, direct, indirect or consequential damages or lost income or profits, resulting from or arising out of the User’s use of the List or any Tool, whether arising in tort, contract, statute, or otherwise, even if shown that they were advised of the possibility of such damages.

In consideration for access and use of the List and/or any Tool, THE USER hereby agrees to and does (a) release and forever discharge EICC and GeSI, as well as their respective officers, directors, agents, employees, volunteers, representatives, contractors, successors, and assigns, from any and all claims, actions, losses, suits, damages, judgments, levies, and executions, which the User has ever had, has, or ever can, shall, or may have or claim to have against EICC and/or GeSI, as well as their respective officers, directors, agents, employees, volunteers, representatives, contractors, successors, and assigns, resulting from or arising out of the List or any Tool or use thereof, and agrees to (b) indemnify, defend and hold harmless EICC and GeSI, as well as their respective officers, directors, agents, employees, volunteers, representatives, contractors, successors, and assigns, from any and all claims, actions, losses, suits, damages, judgments, levies, and executions resulting from or arising out of the USER'S use of the List or any Tool.

By accessing and using the List or any Tool, and in consideration thereof, the User agrees to the foregoing. © 2011 Electronic Industry Citizenship Coalition, Incorporated and Global e-Sustainability Initiative. All rights reserved.

Revision 2.02 March 29th 2013

If any part of any provision of these Terms and Conditions shall be invalid or unenforceable under applicable law, said part shall be deemed ineffective to the extent of such invalidity or unenforceability only, without in any way affecting the remaining parts of said provision or the remaining provisions of these Terms and Conditions.

Return to declaration tab

ITEMAdjoining Country

CFS Compliant Smelter List

CFS Program

Conflict Mineral

Declaration Scope

Division

Dodd-Frank

DRCDRC Conflict-Free

EICCGeSI Gold Refiner (smelter)

OECDProduct

Product CategoryRecycled and Scrap Materials

SECSmelter

Tantalum Smelter

Tin Smelter

Tungsten Smelter

© 2011 Electronic Industry Citizenship Coalition, Incorporated and Global e-Sustainability Initiative. All rights reserved.Revision 2.02 March 29th 2013

DEFINITION

Democratic Republic of Congo

Electronics Industry Citizenship Coalition (www.eicc.info)Global e-Sustainability Initiative (www.gesi.org)

Organization for Economic Co-operation and Development

A group of products which can be described by an industry recognized generic term (ex. capacitors).

Security Exchange Commision (www.sec.gov)

A country that shares an internationally recognized border with the Democratic Republic of Congo is considered an “adjoining country”.Conflict-Free Smelter Program Compliant Smelter List is a list of smelters which have been independently audited and determined to be compliant to a CFS protocol. The list and protocols can be found here: (http://www.conflictfreesmelter.org/)The Conflict-Free Smelter (CFS) Program is a program developed by EICC and GeSI to enhance company capability to verify the responsible sourcing of metals. Further details of the CFS Program can be found here: (http://www.conflictfreesmelter.org/)As defined in 2010 United States legislation, Dodd-Frank Wall Street Reform and Consumer Protection Act, Section 1502(e)(4):CONFLICT MINERAL.—The term ‘‘conflict mineral’’ means—(A) columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives; or(B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country. (available at http://www.sec.gov/about/laws/wallstreetreform-cpa.pdf)For purposes of this template, the Scope describes the applicability of the information provided by the reporting company. The scope may encompass the entirety of a company’s services and/or products, or at a company’s discretion, the template may be used to address the company’s specific Division, Category of Products, or Product(s).A division is a defined unit of a business which performs a specific service or produces a specific category of products.2010 United States legislation, Dodd-Frank Wall Street Reform and Consumer Protection Act, Section 1502 (“Dodd-Frank”) (http://www.sec.gov/about/laws/wallstreetreform-cpa.pdf)

Is defined to mean the products that do not contain minerals that directly or indirectly finance or benefit armed groups in the Democratic Republic of the Congo or an adjoining country. Source: 2010 United States legislation, Dodd-Frank Wall Street Reform and Consumer Protection Act, Section 1502 (http://www.sec.gov/about/laws/wallstreetreform-cpa.pdf)

A gold refiner is a metallurgical operation that produces fine gold with a concentration of 99.5% or higher from gold and gold-bearing materials with lower concentrations.

A company’s Product or Finished good is a material or item which has completed the final stage of manufacturing and/or processing and is available for distribution or sale to customers.

Conflict Minerals are considered "recycled" that are reclaimed end-user or post-consumer products, but not considered "recycled" are minerals that are partially processed, or a byproduct from another ore. For full definition see SEC Rules (http://www.sec.gov/rules/final/2012/34-67716.pdf).

A smelter is a company that procures and processes mineral ore, slag and / or recycled materials and scrap into refined metal or metal containing intermediate products. The output can be pure (99.5% or greater) metals, powders, ingots, bars, grains, oxides or salts.

© 2011 Electronic Industry Citizenship Coalition, Incorporated and Global e-Sustainability Initiative. All rights reserved.Revision 2.02 March 29th 2013

A tantalum smelter is a company which converts tantalum (Ta) containing ores, slags, powder or scrap into Ta containing products (such as Ta powders, Ta components, Ta oxides, alloys, wires, sintered bar or similar final products) or intermediate products (such as KTaF(also known as KSalt), Ta hydroxides and Ta unrefined powders, synthetic ores and other Ta digestion materials).A tin smelter is referred to as companies treating tin containing ore concentrates in order to produce crude or fully refined tin (≥99.85% pure). Secondary smelters are companies which treat secondary materials for the production of crude or fully refined tin. Refiners are companies that treat crude tin or suitable secondary materials to produce fully refined tin. Tin smelters may be one of, or a combination of the above.

A tungsten (W) refiner is defined as a company converting W ore (wolframite and scheelite), W concentrates, or W-bearing secondary material for conversion to tungsten containing intermediates such as Ammonium Para-Tungstate (APT), Ammonium Meta-Tungstate (AMT), ferrotungsten, and tungsten oxides. APT production is the typical identifying capability of a tungsten smelter.

Conflict Minerals Reporting Template

English Err:508

The purpose of this document is to collect sourcing information on tin, tantalum, tungsten and gold used in products

Mandatory fields are noted with an asterisk (*). The information collected in this template should be updated annually. Any changes within the annual cycle should be provided to your customers

Company Information

Company Name (*): AVX CorporationDeclaration Scope (*): A. Company Level

Description of Scope:Company Products

Company Unique Identifier: DUNS 058895921Address: 1 AVX Blvd, Fountain Inn, SC 29644

Authorized Company Representative Name (*): Rick GouldRepresentative Title: Corporate WW Purchasing

Representative Email (*):

Representative Phone: 864-967-2150

Date of Completion (*): 22-May-2013

Answer the following questions 1 - 6 based on the declaration scope indicated above

Answer CommentsTantalum (Ta) (*) Yes

Tin (Sn) (*) Yes

Gold (Au) (*) Yes

Tungsten (W) (*) Yes

Answer CommentsTantalum (Ta) (*) Yes 0 Portion, ref. Solutions for Hope, http://www.resolv.org/site-solutionsforhope/

Tin (Sn) (*) No 0Gold (Au) (*) No 0

Tungsten (W) (*) No 0

Answer CommentsTantalum (Ta) (*) Yes 0 Portion

Tin (Sn) (*) Yes 0 PortionGold (Au) (*) Yes 0 Portion

Tungsten (W) (*) No 0 Portion

Answer Comments Click here to enter smelter namesTantalum (Ta) (*) Yes 0

Tin (Sn) (*) No but > 50% 0Gold (Au) (*) No but > 50% 0

Tungsten (W) (*) No but > 50% 0

Answer CommentsTantalum (Ta) (*) Yes all smelters have been provided 0

Tin (Sn) (*) No 0Gold (Au) (*) No 0

Tungsten (W) (*) No 0

Answer CommentsTantalum (Ta) (*) Yes 0

Tin (Sn) (*) No 0 No Sn suppliers named as being EICC certifiedGold (Au) (*) No 0 only a portion

Tungsten (W) (*) No 0 No W suppliers named as being EICC certified

Answer the Following Questions at a Company LevelQuestion Answer Comments and Attachments

A. Do you have a policy in place that includes DRC conflict-free sourcing? (*) Yes

B. Is this policy publicly available on your website? (*) Yes

C. Do you require your direct suppliers to be DRC conflict-free? (*) Yes

Planned once lists become available

E. Have you implemented due diligence measures for conflict-free sourcing? (*) Yes

F. Do you request your suppliers to fill out this Conflict Minerals Reporting Template? (*) Yes

G. Do you request smelter names from your suppliers? (*) Yes

H. Do you verify due diligence information received from your suppliers? (*) Yes (all methods apply) level of due diligence depends on the risk per OECD guidelines

I. Does your verification process include corrective action management? (*) Yes level of due diligence depends on the risk per OECD guidelines

J. Are you subject to the SEC Conflict Minerals disclosure requirement rule? (*) Yes

Click here to check required fields completion© 2011 Electronic Industry Citizenship Coalition, Incorporated and Global e-Sustainability Initiative. All rights reserved.

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Link to Terms & Conditions

[email protected]

1) Are any of the following metals necessary to the functionality or production of your company's products that it manufactures or contracts to manufacture? If no for all metals, you are done with this survey. (*)

2) Do the following metals (necessary to the functionality or production of your company's products) originate from the DRC or an adjoining country? (*)

3) Do the following metals (necessary to the functionality or production of your products) come from a recycler or scrap supplier? (*)

4) Have you received completed Conflict Minerals Reporting Templates from all of your suppliers? (*)

5) For each of the following metals, have you identified all of the smelters your company and its suppliers use to supply the products included within the declaration scope indicated above? (*)

6) Have all of the smelters used by your company and its suppliers been validated as compliant in accordance with the Conflict-Free Smelter (CFS) Program and listed on the Compliant Smelter List for the following metals? (*)

Link to "CFS Compliant Smelter List"

D. Do you require your direct suppliers to source from smelters validated as compliant to a CFS protocol using the CFS Compliant Smelter List? (*)

mailto:[email protected]

http://www.conflictfreesmelter.org/

D9

From the dropdown choose a response of A. This declaration represents all our company products B. This declaration represents all our company products from Division(s) [Specify in "Description of scope"] C. This declaration represents specific product category(ies) [Specify in "Description of scope"] D. This declaration represents a specific list of products [Identify products on 'Product List' tab] 从下拉列表中选择回答： A.这份申报代表我们公司所有的产品 B.这份申报代表我们公司某个分部的所有产品[在"范围描述”栏内注明] C.这份申报代表特定的产品类别[在"范围描述”栏内注明] D.这份申报代表特定清单上的产品[在“产品清单”工作表内标签识别产品] ドロップダウンメニューから回答を選択してください。 A.この申告は当社の全製品にあてはまる B.この申告は当社の特定部門の全製品にあてはまる［特定部門名を「範囲の説明」に明記］ C.この申告は特定の製品カテゴリーにあてはまる［製品カテゴリーを「範囲の説明」に明記］ D.この申告は製品の特定の品目にあてはまる［「製品リスト」タブに製品を指定］ 드랍다운 메뉴에서 하나를 선택하시오. A. 이 선언문은 회사 모든 제품에 적용됩니다 B. 이 선언문은 명시한 계열회사나 부서의 모든 제품에 적용됩니다 ["선언범위 설명"란에 기입] C. 이 선언문은 명시한 제품 범주에만 적용됩니다 ["선언범위 설명"란에 기입] D. 이 선언문은 명시한 제품 목록에만 적용됩니다 ["제품 목록"란에 기입] Merci de sélectionner la réponse dans la liste déroulante: A. Cette déclaration représente tous les produits de mon entreprise B. Cette déclaration représente tous les produits des Divisions de l'entreprise [Spécifier dans "Description du périmètre"] C. Cette déclaration représente une (des) catégorie(s) de produits spécifiques [Spécifier dans "Description du périmètre"] D. Cette déclaration représente une liste de produits spécifiques [Identifier les produits dans la feuille 'Liste de produits'] A partir da lista escolha a resposta: A. Esta declaração representa todos os produtos da organização. B. Esta declaração representa todos os produtos de nossa organização referentes a Divisão (Especificar em "Descrição do Escopo") C. Esta Declaração representa uma lista específica de produtos (identificar os produtos na "Lista de Produtos" D. Esta declaração representa uma lista específica de produtos [Identifique produtos na guia 'lista de produtos'] Bitte wählen Sie eine der Antworten aus dem Drop-Down Menü: A. Diese Erklärung gilt für alle Produkte unserer Firma B. Diese Erklärung gilt für alle Produkte unserer Firma aus dem/den Unternehmensbereich(en) (Bitte eingeben in "Beschreibung des Erklärungsbereiches" C. Diese Erklärung gilt für spezifische Produktkategorien (Bitte eingeben in "Beschreibung des Erklärungsbereiches") D. Diese Erklärung gilt für eine spezifische Liste von Produkten (Bitte die Produkte im Reiter "Product List" eingeben) Selezionare la risposta dalla lista qui di seguito riportata: A. La presente dichiarazione è applicabile a tutti i prodotti della nostra società. B. La presente dichiarazione è applicabile a tutti i prodotti dell'Unità Operativa(e)[Specificare nella "Descrizione del Perimetro"] C. La presente dichiarazione è applicabile alla specifica categoria di prodotti [Specificare nella "Descrizione del Perimetro"] D. La presente dichiarazione è applicabile alla lista di prodotti [Identificare prodotti nella tabella denominata "Lista Prodotti"]

D16

Enter a valid email address for company representative here 在这里输入一个公司授权代表的有效电邮地址。会社代表者の有効な電子メールアドレスを入力してください 담당자 이메일 주소를 기입하시오. Indiquer une adresse email valide pour le représentant légal de l'entreprise Adicione o endereço de e-mail do representante da empresa aqui. Geben sie hier die gültige Email Adresse vom Firmenvertreter ein Capture una direccion de email valida del representante de la compañia aqui Inserire un indirizzo email del rappresentante legale della società

B18

Please note the date this form was completed by your company Date must be displayed in international format DD-MMM-YYYY 请注意贵公司完成此模板的日期。日期必须是以日-月-年国际格式来显示。この書類が作成された日付を記入してください日付はDD-MMM-YYYYという形式で記述します（例: 01-JAN-2012) 이 템플릿 문서 작성 완료 날짜는 DD-MMM-YYYY (예: 12-Jul-2012)로 표기하시오. Merci d'inscrire la date a laquelle ce formulaire a été complété par votre entreprise la date doit être indiquée au format international : JJ-MMM-AAAA Por favor, registre a data neste formulário pela sua organização. A data deve ser apresentada em formato internacionalamente reconhecido DD-MMM-AAAA. Bitte geben Sie das Datum an, an dem dieser Fragebogen von ihrer Firma ausgefüllt wurde. Das Datum muss im internationalen Format TT-MM-JJJJ eingegeben werden. Por favor anote la fecha en la cual esta forma se completo La fecha debe ser escrita en el formato internacional DD-MMM-AAAA Indicare cortesemente la data di compilazione del presente modulo da parte della vostra società. La data deve essere indicata secondo il formato internazionale GG-MM-AAAA

D22

From the dropdown choose a response of "Yes" or "No" 从下拉列表中选择“是” 或 “不是” ドロップダウンメニューから「はい」又は「いいえ」を選択してください Yes = 예, No = 아니오 Merci de sélectionner "Oui", "Non", "Incertain" ou "Inconnu" dans la liste déroulante A partir da lista selecione a resposta: "Sim", "Não" ou "Incerto" ou "Não Sei" Vom drop-down Menü wählen sie als Antwort "Ja", "Nein" oder "Unsicher oder Unbekannt" De las opciones elija la respuesta "si" , "no" or "incierto o desconocido" Selezionare la risposta "SI" o "NO" dal menu a tendina

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From the dropdown choose a response of "Yes", "No", or "Uncertain or Unknown" 从下拉列表中选择“是”，“不是” 或 “不确定或不祥” ドロップダウンメニューから「はい」、「いいえ」又は「不確定・不明」を選択してください Yes = 예, No = 아니오, Uncertain or Unknown = 파악되지 않음 Merci de sélectionner "Oui", "Non", "Incertain" ou "Inconnu" dans la liste déroulante A partir da lista selecione a resposta: "Sim", "Não" ou "Incerto" ou "Não Sei" Vom drop-down Menü wählen sie als Antwort "Ja", "Nein" oder "Unsicher oder Unbekannt" De las opciones elija la respuesta "si" , "no" or "incierto o desconocido" Selezionare la risposta "SI" ; "NO" o "Incerto" o "Ignoto" dal menu a tendina

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D40

From the dropdown choose a response of Yes, No but > 75%, No but > 50%, No but > 25%, No but < 25%, or No - none 从下拉菜单中选择一个回应: 是；不是，但大于75%；不是，但大于50%；不是，但大于25%；不是，但小于25%；或不是，完全没有。ドロップダウンメニューから、「はい」、「いいえ/75%超」、「いいえ/50%超」、「いいえ/25%超」、「いいえ/25%未満」又は「いいえ/ゼロ」を選択してください。 드랍다운 메뉴에서 하나를 선택하시오. 예, 아니오 하지만 > 75%, 아니오 하지만 > 50%, 아니오 하지만 > 25%, 아니오 하지만 < 25%, 아니오 -없음 Dans le menu déroulant, choisir la réponse : Oui, Non mais > 75%, Non mais > 50%, Non mais > 25%, Non mais , 25 % ou Non - Aucun No menu suspenso escolher uma resposta de Sim, Não mas> 75%, Não mas> 50%, Não mas> 25%, Não mas <25%, ou Não - nenhum. Vom drop-down Menü wählen sie eine Antwort: JA, Nein aber >75%, Nein aber >50%, Nein aber >25%, Nein aber <25%, Nein - keine Del menu elija una respuesta de "Si, pero no > 75%, pero no > 50%, pero no >25%, pero no < 25%, o No-ninguno Dalla presente lista, scegliete la risposta: Si, ma non > 75%, No ma non > 50%, No ma non > 25%, No ma non < 25%, or No - niente

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D46

From the dropdown choose a response of Yes all smelters have been provided or No 从下拉菜单中选一个回应: 是，所有的冶炼厂已提供或不是ドロップダウンメニューから、「はい、すべての製錬業者名が提供されている」又は「いいえ」を選択してください。 드랍다운 메뉴에서 하나를 선택하시오. 예 모든 제련소 정보가 제공됨 , 아니오 Dans le menu déroulant, choisir la réponse : Oui toutes les fonderies ont été identifiées ou Non No menu, da lista suspensa, escolher uma resposta "Sim, todos as fundições têm fornecido. ou "Não". Vom drop-down Menü wählen sie als Antwort: Ja alle Schmelzhütten wurden genannt oder Nein Del menu elija una respuesta de Si todos los fundidores han proporcionado o No Dalla presente lista, scegliete la risposta: Si, tutte le fonderie sono state identicate o No

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D52

From the dropdown choose a response of "Yes", "No", or "Unknown" 从下拉菜单中选一个回应: “是“，“不是“，或“不详“ ドロップダウンメニューから、「はい」、「いいえ」又は「不明」を選択してください。 Yes=예, No=아니오, Unknown= 파악되지 않음 Dans le menu déroulant, choisir la réponse : "Oui", "Non" ou "Inconnu" No menu, da lista suspensa, escolha uma resposta de "Sim", "Não", ou "Não Informado" Vom drop-down Menü wählen sie als Antwort: "Ja", "Nein" oder "Unbekannt" Del menu elija una respuesta de "Si", "No", o "Desconocido" Dalle presente lista, scegliete la risposta: "Si", "No" o "Non conosciuto"

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From the dropdown choose a response of "Yes", "No" or "Yes included in standard contract language" 从下拉列表中选择“是” 或 “不是” 或 "是包含在标准合同文本" ドロップダウンメニューから「はい」又は「いいえ」を選択してください Yes = 예, No = 아니오, 네 표준 계약 언어에 포함되어 Merci de sélectionner "Oui", "Non", ou "Oui inclus dans la langue du contrat type" dans la liste déroulante A partir da lista selecione a resposta: "Sim", "Não" ou "Sim incluídos na linguagem do contrato padrão" Vom drop-down Menü wählen sie als Antwort "Ja", "Nein" oder "Ja in Mustervertrag Sprache enthalten" De las opciones elija la respuesta "si" , "no" or "Sí incluyó en el lenguaje de contrato"

D65

From the dropdown choose a response of "Yes", "No" or "Planned once lists become available" 从下拉列表中选择“是” 或 “不是” ドロップダウンメニューから「はい」又は「いいえ」を選択してください Yes = 예, No = 아니오, 목록이 나오는 일단 계획 Merci de sélectionner "Oui", "Non", "Prévues une fois les listes sont disponibles" dans la liste déroulante A partir da lista selecione a resposta: "Sim", "Não" ou "Planejado uma vez listas tornam-se disponíveis" Vom drop-down Menü wählen sie als Antwort "Ja", "Nein" oder "Geplant, sobald Listen zur Verfügung stehen" De las opciones elija la respuesta "si" , "no" or "Planificación de una vez se disponga de las listas"

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From the dropdown choose a response of "Yes (3rd party Audit)", "Yes(Documentation review only)", "Yes(Internal Audit)", "Yes(all methods apply)", or "No" 从下拉列表选择回答“是（第三方审核）”，“是（仅文件审查）”，“是（内部审核）”，“是（所有方法皆有）”，或“不是” ドロップダウンメニューから、「はい（第三者機関監査）」、「はい（書類審査のみ）」、「はい（内部監査）」、「はい（すべての方法を適用）」、「いいえ」のいずれかを選択してください Yes (3rd party Audit)=예(제 3자 검증), Yes(Documentation review only)=예(문서검토), Yes(Internal Audit)=예(내부 검증), Yes(all methods apply)=예(모든 방법 적용), No=아니오 Merci de choisir à partir du menu déroulant la réponse appropriée: "Oui (Audit par tierce partie)", "Oui" (Revue des documents fournis uniquement)", "Oui (Audit interne)", "Oui (toutes les méthodes)", "Non" No menu suspenso escolha uma resposta de "Sim (Auditoria parte 3)", "Yes (revisão da documentação só)", "Yes (Auditoria Interna)", "Yes (todos os métodos se aplicam)", ou "Não" Vom drop-down Menü wählen sie eine Antwort "Ja (3rd Party Audit)", "Ja (Nur Überprüfung von Dokumenten)", "Ja (Interner Audit)", "Ja (Alle Methoden treffen zu)" oder "Nein" Del menu elija una respuesta a "Yes ( Auditoria por terceros)", "Yes ( revision de decumentacion solamente)", "Yes ( auditoria interna)", "Yes ( todos los metodos aplican)", o "No". Selezionare cortesemente una delle seguenti opzioni: "SI (terza parte Audit)", "Si (Documentazione soltanto esaminata)", "Si (Internal Audit)", "Si (applicati tutti i metodi)", o "No"

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Link to "CFS Compliant Smelter List"

© 2011 Electronic Industry Citizenship Coalition, Incorporated and Global e-Sustainability Initiative. All rights reserved.


Metal (*) Smelter Reference List (*) Standard Smelter Names (*) Smelter ID Smelter Facility Contact Name Proposed next steps, if applicable CommentsTantalum H.C. Starck GmbH H.C. Starck GmbH UNITED STATES 3DEU006 45 Industrial Place Newton Massachussets Dale Lathrop [email protected] Smelter Not Listed KEMET Blue Metals MEXICO 3USA010 Ave. Uniones 2500 entre Ave. LaParque Industrial del Norte C. H. Matamoros, Tamaulilpas,MexicoTantalum Smelter Not Listed H.C. Starck JAPAN 3DEU006 MitoTantalum Telex Telex UNITED STATES 3USA018 [email protected] Ningxia Orient Tantalum Industry Co., Ltd. Ningxia Orient Tantalum Industry Co., Ltd. CHINA 3CHN009Tantalum Gannon & Scott Gannon & Scott UNITED STATES 3USA004 [email protected] H.C. Starck GmbH H.C. Starck GmbH GERMANY 3DEU006 Laufenburg +49-7763-820Tantalum Solikamsk Metal Works Solikamsk Metal Works RUSSIAN FEDERATION 3RUS012Tantalum Tantalite Resources Tantalite Resources SOUTH AFRICA 3ZAF024Tantalum Ulba Ulba KAZAKHSTAN 3KAZ014Tantalum Global Advanced Metals Global Advanced Metals JAPAN 3USA005 111 Aza Hasechi, HigashinagaharAizuwakamatsu Fukushima Pref. Hiroyuki Yamamoto [email protected] H.C. Starck GmbH H.C. Starck GmbH GERMANY 3DEU006 Im Schleeke, 78-91 38642 GoslaGoslar Germany Ulrike Reich [email protected] RFH RFH CHINA 3CHN017Tantalum F&X F&X CHINA 3CHN003 Yaxi Industrial Development ZonJiangmen Guangdong Haoyu Zheng [email protected] Taki Chemical Taki Chemical JAPAN 3JPN023 Hyogo-ken, Japan (November 15, 2012)Tantalum Global Advanced Metals Global Advanced Metals UNITED STATES 3USA005Tantalum Mitsui Mining & Smelting Mitsui Mining & Smelting JAPAN 3JPN008Tantalum Hi-Temp Hi-Temp UNITED STATES 3USA016 [email protected] Global Advanced Metals (Cabot) Global Advanced Metals (Cabot) UNITED STATES 3USA005 County Line Road Boyertown Pa Andrew O'Donovan [email protected] Kemet Blue Powder Kemet Blue Powder UNITED STATES 3USA010 16 Bruce Way Mound House Nevada, USA Marc Runyan [email protected] Exotech Exotech UNITED STATES 3USA002 1851 Blount Road Pompano Beach Fl 33069 David Gussack [email protected] The Refinery of Shandong Gold Mining Co. Ltd The Refinery of Shandong Gold Mining Co. Ltd CHINA 1CHN053 Jiao Jia village, Jing Cheng Town Yantai Shan Dong Brandy [email protected] Toyo Smelter & Refinery Sumitomo Metal Mining Co. Ltd. JAPAN 1JPN057 Alex Ong [email protected] Tanaka Denshi Kogyo Tanaka Kikinzoku Kogyo K.K. JAPAN 1JPN058 2303-15 Yoshida Yoshinogari-chSaga-pref. WOO FENG WEI/ Mr Yamatsu [email protected]/ [email protected] JX Nippon Mining & Metals Co., Ltd JX Nippon Mining & Metals Co., Ltd JAPAN 1JPN028 6-3, Otemachi-cho 2-chrome, ChTokyoGold Royal Canadian Mint Royal Canadian Mint CANADA 1CAN050 Ottawa, Onatrio Customer Service [email protected] Caridad Caridad MEXICO 1MEX010Gold Codelco Codelco CHILE 1CHL014Gold Heimerle + Meule GmbH 1DEU017Gold Heraeus Ltd Hong Kong Heraeus Ltd Hong Kong HONG KONG 1HKG019 30 On Chuen Street, On Lok TsueHong Kong Amelia Tan [email protected] LS-Nikko Copper Inc LS-Nikko Copper Inc KOREA, REPUBLIC OF 1KOR032 20Fl.,ASEM Tower,159,SamseongSeoul JinWon,Jung [email protected] Shandong Zhaojin Gold & Silver Refinery Co. Ltd Shandong Zhaojin Gold & Silver Refinery Co. Ltd CHINA 1CHN054Gold Sumitomo Metal Mining Co. Ltd. Sumitomo Metal Mining Co. Ltd. JAPAN 1JPN057Gold Matsuda Sangyo Co. Ltd Matsuda Sangyo Co. Ltd JAPAN 1JPN034Gold Mitsubishi Materials Corporation Mitsubishi Materials Corporation JAPAN 1JPN039Gold Western Australian Mint trading as The Perth Mint Western Australian Mint trading as The Perth Mint AUSTRALIA 1AUS046 131 Horrie Miller Drive Perth Airport Western Australia [email protected] Zhongyuan Gold Smelter of Zhongjin Gold CorporatZhongyuan Gold Smelter of Zhongjin Gold CorporatCHINA 1CHN065 Zhaoyuan Shan Dong Fu Jianbin [email protected] Zhongjin Gold Corporation Limited Zhongyuan Gold Smelter of Zhongjin Gold CorporatCHINA 1CHN065 No.1 of Jin'chang Road San'men'xia City He Nan http://www.zjgold.com/fuwu/showarticle.asp?articleid=11235Gold Ohio Precious Metals LLC. Ohio Precious Metals UNITED STATES 1USA043Gold Metalor USA Refining Corporation Metalor USA Refining Corporation UNITED STATES 1USA037Gold Tanaka Kikinzoku Kogyo K.K. Tanaka Kikinzoku Kogyo K.K. JAPAN 1JPN058 Tokyo Building 22F, 7-3, Maru Tokyo Mr Osamu Ikeda [email protected] Aida Chemical Industries Co. Ltd. Aida Chemical Industries Co. Ltd. JAPAN 1JPN072Gold Metalor Switzerland Metalor Technologies SA SWITZERLAND 1CHE035 Rue des Perveuils 8 CH-2074 MarinGold Metalor Technologies (Hong Kong) Ltd Metalor Technologies (Hong Kong) Ltd HONG KONG 1HKG036Gold W.C. Heraeus GmbH Heraeus Precious Metals GmbH & Co. KG GERMANY 1DEU018 W.C. Heraeus GmbH, HeraeusstraHanau Thomas Trin [email protected] China's Shangdong Gold Mining Co., Ltd The Refinery of Shandong Gold Mining Co., Ltd CHINA 1CHN053 Shan DongGold Smelter not yet identified Heraeus Precious Metals North America UNITED STATES 15524 Carmenita Road Sante Fe Springs CaliforniaGold Zijin Mining Group Co. Ltd Zijin Mining Group Co. Ltd CHINA 1CHN066Gold JM USA Johnson Matthey Inc UNITED STATES 1USA025 [email protected] Sabin Metal Corp. Sabin Metal Corp. UNITED STATES 1USA075 1647 Wheatland Center Rd, ScottScottsville NY Daniel Fisher [email protected] recycled scrapGold Smelter not yet identified So Accurate Refing Group UNITED STATES Long Island City New York, USALong Island City New York, USNew York Lawrence Wilson [email protected] Domestic jewelry and electroincs scrap recycledGold Asahi Pretec Corp Asahi Pretec Corp JAPAN 1JPN005Gold Kojima Chemicals Co. Ltd Kojima Chemicals Co. Ltd JAPAN 1JPN074Gold Dowa Dowa JAPAN 1JPN015Gold Nihon Material Co. LTD Nihon Material Co. LTD JAPAN 1JPN071Tin Huichang Jinshunda Tin Co. Ltd Huichang Jinshunda Tin Co. Ltd CHINA 2CHN052Tin Liuzhou China Tin Liuzhou China Tin CHINA 2CHN015 No. 243, Shuinan Road Liu Zhou Guang Xi Zhi Zhang/ Dong Sheng Zhang [email protected] Malaysia Smelting Corp Malaysia Smelting Corp MALAYSIA 2MYS016 Penang Ms. Siti Norihan [email protected] Rahman Hydraulic TinTin PT Timah PT Timah INDONESIA 2IDN042Tin Thaisarco Thaisarco THAILAND 2THA046Tin Funsur Minsur PERU 2PER019 Las Begonias 441, Of.338 San Is Lima 27 San Isidro Mr. Anthony Turner, Mr. Cruzado, [email protected],[email protected], luke@nathantrott San RafaelTin Yunnan Chengfeng Non-Ferrous Metals Co Ltd Yunnan Chengfeng CHINA 2CHN047 Rm. 8018, Tower B., Huidu InternKun Ming Yun Nan Mr. To Tel. 0871-3100102Tin PT Koba Tin PT Koba Tin INDONESIA 2IDN036 Jl. Anggrek No. 142, Komplek P Prop. Kepulauan Bangka Belitung Mr.Yap Kean Pang [email protected] CNMC (Guangxi) PGMA Co. Ltd. CNMC (Guangxi) PGMA Co. Ltd. CHINA 2CHN050 No.1 Dianchang Rd, Pinggui DistrHezhou Guang' xiTin Mitsubishi Materials Corporation Mitsubishi Materials Corporation JAPAN 1JPN039Tin Yunnan Tin Company Limited Yunnan Tin Company Limited CHINA 2CHN048 121 East Jinhu Road Gejiu Yun Nan Li Yihua [email protected]/ [email protected] Yunnan Tin Company LTDTin Thailand Smelting and Refining Co. Ltd. Thaisarco THAILAND 2THA046 80 Moo 8 Sakdidej Rd T.Vichit A.Muang Phuket Mr. Panya Torchareon [email protected] Thailand Smelting and Refining Co., LtdTin China Minmetals Minmetals Ganzhou Tin Co. Ltd. CHINA 2CHN051 No121, Jinhu East rd. Gejiu YuhanTin Metallo Chimique Metallo Chimique BELGIUM 2BEL017 Nieuwe Dreef 33, 2340 Beerse BEERSE Mrs. Inge Hofkens [email protected] UNKNOWNTin EM Vinto EM Vinto BOLIVIA 2BOL010 [email protected] Mineração Taboca S.A. Mineração Taboca S.A. BRAZIL 2BRA018 Avenida Constantino Nery, 2789 - Chapada, Manaus - AM, 69050-001, Brazil (0xx)92 3656-1944 Pitinga BRAZILTin Gejiu Zili Metallurgy Co. Gejiu Zi-Li CHINA 2CHN011 Huogudu, Zhadian town, Gejiu ciGejiu Yunnan Zhou Yun [email protected] Yunnan Gejiu ChinaTin PT Babel Inti Perkasa PT Babel Inti Perkasa INDONESIA 2IDN025Tin PT Bangka Kudai Tin PT Bangka Kudai Tin INDONESIA 2IDN027 Jl Sisingamangaraja 75, SUNGAILSUNGAILIAT 0717 7020519 Bangka Belitung IndonesiaTin PT Bangka Putra Karya PT Bangka Putra Karya INDONESIA 2IDN028 Pinang Bangka UNKNOWNTin PT Belitung Industri Sejahtera PT Belitung Industri Sejahtera INDONESIA 2IDN030 Yos Sudarso No. 88, Sunter Jakarta Utara Propinsi DKI Jaya 62-21-65314730 Bangka,Jawa Barat Indonesia - ArtesianTin PT Bukit Timah PT Bukit Timah INDONESIA 2IDN032 Jalan Ketapang , Kawasan IndustrPangkalpinang Bangka Belitung UNKNOWNTin PT Refined Banka Tin PT Refined Banka Tin INDONESIA 2IDN038 JL Kawasan Industri Jelitik Kec Sungailiat Kab Bangka Mr kant Su [email protected]>, UNKNOWNTin PT Stanindo Inti Perkasa PT Tambang Timah INDONESIA 2IDN040 Kawasan Industri Ketapang PangBangka Belitung Province INDONESIA MB Gunawan [email protected] PT Tambang Timah PT Tambang Timah INDONESIA 2IDN042 JALAN MEDAN MERDEKA TIMURBangka Belitung Province INDONESIA DWI NANDA, BERRY [email protected] PT Timah Nusantara PT Timah Nusantara INDONESIA 2IDN043Tin Mitsubishi Material Mitsubishi Material JAPAN 2JPN020 Ikunomachi Asago-city Hyogo sakae minami [email protected] scrap scrapTin Minsur Minsur PERU 2PER019 Las Begonias 441, Of.338 San Is Lima 27 San Isidro Mr. Anthony Turner, Mr. Cruzado, [email protected],[email protected], luke@nathantrott San Rafael PERUTin Cookson Cookson UNITED STATES 2USA001 4100 Sixth ave Altoona PA Brian Conrad [email protected], [email protected] SCRAP USATin Yunnan Tin Company Limited Yunnan Tin Company Limited CHINA 2CHN048 121 East Jinhu Road Gejiu Yun Nan Li Yihua, Mr. Yun Zheng Yunnan Tin Company LTD CHINATin Smelter Not Listed AIM CANADA 9100 Henr-Bourassa Est Montreal Quebec Mathieu Germain recycled recycledTin Smelter Not Listed An Xin Xuan Xin Yue You Se Jin Shu Co. Ltd. CHINA Baoding Hebei General Yang [email protected] RECYCLED RECYCLEDTin Smelter Not Listed Coopersanta BRAZIL Mina Good Future - C-Line 75 Km - 42 - District of Bom Futuro - Ariquemes - Rondô[email protected] coopermetalro@coopermetRequest registration with EICC Smelter list Bom Futuro BrazilTin Smelter Not Listed Jean Goldschmidt International BELGIUM Engis Belgium Engis Belgium Thomas Dupont [email protected] Recycled Scrap Tin Smelter Not Listed Ketabang UNITED KINGDOM 55 Bishopsgate LONDON [email protected] UNKNOWNTin Smelter Not Listed Linwu Xianggui Smelter Co. Ltd CHINA Fen Chen Zhou City, Hunan ProviHUNANTin Smelter Not Listed Rui Da Hung TAIWAN No.15-12 . Lin 36 Wulin VillageTaoyuan Count Mr. Chen Kuei Yuan [email protected] UNKNOWNTin Smelter Not Listed Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co. Ltd. CHINA Shantou Guangdong Miss Wu RECYCLED RECYCLEDTin Smelter Not Listed Soft Metals Ltda BRAZIL AVE Joao Ferreira Panna, 281 - Distrito Industrial III Ariane [email protected] UNKNOWNTin Smelter Not Listed White Solder Metalurgia BRAZIL Rodovia 421, Km 1,1 nº 917 CEPAriquemes Rodovia http://www.whitesolder.com.br/in [email protected] registration with EICC Smelter list Ariquemes, Rodovia Brazil Tin Smelter Not Listed Wind Yunnan Nonferrous Metals Co., Ltd. CHINA Old city of Yunnan Province Yunnan Du Hongwu [email protected] recycled CHINATin Smelter Not Listed Wu Xi Shi Yi Zheng Ji Xie She Bei Company CHINA Yixing JIANGSU RECYCLED RECYCLEDTin Smelter Not Listed Yifeng Tin Industry (Chenzhou) Co Ltd CHINA Block A,Minmetals Building,No.5,Beijing Mr Sang [email protected] UNKNOWNTin Yunnan Tin Company Limited Yunnan Tin Smelting Co.Ltd CHINA 2CHN048 Golden Lake East Road NO.121 Gejiu City Yunnan Province Huang's [email protected] ask the supplier to join in CFS N/A N/ATin OMSA OMSA BOLIVIA 2BOL022 Mr.Mariano Pero Taborga [email protected] CV United Smelting CV United Smelting INDONESIA 2IDN009 Mr. Johanes Irving Tedy [email protected] PT Stanindo Inti Perkasa PT Stanindo Inti Perkasa INDONESIA 2IDN040 Mr.Hardi Salim [email protected] PT Tambang Timah PT Tambang Timah INDONESIA 2IDN049 Bangka Indonesia Abrun Abubakar [email protected], cors paper documentation review check Bangka, Jawa Barat, Timah IndonesiaTin CV DS Jaya Abadi CV DS Jaya Abadi INDONESIA 2IDN059 Jl. Ketapang Kawasan Industri, Pangkalpinang, Bangka Mr. Hardi Salim [email protected] Smelter Not Listed KOVOHUTĚ PŘÍBRAM NÁSTUPNICKÁ, A.S. CZECH REPUBLIC Pribram Vi C.P. 530 261 81 Pri Pribram Czech Rep [email protected] Get on EICC list or be eliminated as supplierTin Smelter not yet identified CHINA TIN SMELTER CO.LTD CHINA Laibin,Guangxi,China Laibin Guangxi NISS Ling [email protected] Tungsten HC Starck GmbH HC Starck GmbH GERMANY 4DEU008 Wolfram JSCTungsten Global Tungsten & Powders Corp Global Tungsten & Powders Corp UNITED STATES 4USA007 PennsylvaniaTungsten Wolfram Company CJSC Wolfram Company CJSC RUSSIAN FEDERATION 4RUS013 Moscow Customer service [email protected] Xiamen Tungsten Co Ltd Xiamen Tungsten Co Ltd CHINA 4CHN014Tungsten Chaozhou Xianglu Tungsten Industry Co Ltd Chaozhou Xianglu Tungsten Industry Co Ltd CHINA 4CHN002Tungsten Ganzhou Nonferrous Metals Smelting Co Ltd. Jiangxi Rare Earth & Rare Metals Tungsten Group CoCHINA 4CHN009Tungsten Jiangxi Tungsten Industry Co Ltd Jiangxi Tungsten Industry Group Co Ltd CHINA 4CHN010Tungsten H.C. Starck GmbH H.C. Starck GmbH GERMANY 3DEU006 TALISONTungsten Smelter Not Listed Plansee AUSTRIA 3AUT011Tungsten Smelter Not Listed KYORITSU GOKIN CO., LTD. JAPAN Nishinomiya,Nishinomiya Japan Zhu Wenyan [email protected] Smelter Not Listed Kennametal Inc. UNITED STATES Latrobe Pennsylvania Chen Yongqing [email protected]

To begin:Step 1. S elect Metal in column B

Step 2. S elect from dropdown in column CStep 3. If dropdown selection is "Smelter Not List ed" complete columns D & E

Step 4. Enter all available smelter information in columns F thru N

Smelter Faci lity Location: Country (*)

Smelter Facility Locati on: Street ad dress

Smelter Faci lity Location: City

Smelter Facility Location: State / Province

Smelter Faci lity Contact Email

Name of Mi ne(s) o r i f recycled or scrap sourced, state recycled or scrap

Locati on (Country) of Mine(s ) or if recycl ed or scrap sou rced, state recycl ed or scrap

None require Scrap recyc ler

Jln. TPI Ketapang Pangkal Balam PangKalZip 33121

[email protected]/ LiYihua@ ytl.c om.cn, yuntinic@ sbcglobal.net, c ustomerservice@ ytc.cn

San Miguel, La P azBolivia Jalan Parit Lalang No.2, Pangkalpinang, Bangka,

IndonesiaBangka - Belitung, IndonesiaJl. Jenderal Sudirman 51Pangkal Pinang 33121, Bangka, Indonesia

1600 T echnology WayLatrobe, PA 15650 USA

B4

From the dropdown choose a metal, "Tantalum (Ta)", "Tin (Sn)", "Gold (Au)", "Tungsten (W)" ここから、タンタル Tantalum (Ta), 錫 Tin (Sn), 金 Gold (Au), タングステン Tungsten (W)を選択してください。从下拉列表中选择金属“钽（Ta）”, “锡(Sn)”，“金（Au）”，“钨(W)” 풀다운 메뉴를 이용하여 "Tantalum (Ta)", "Tin (Sn)", "Gold (Au)", "Tungsten (W)" 중 하나를 선택하시오.

Metal Standard Smelter NamesGold (Au) Allgemeine Gold- und Silberscheideanstalt A.G.Gold (Au) Almalyk Mining and Metallurgical Complex (AMMC)Gold (Au) AngloGold Ashanti Mineração LtdaGold (Au) Argor-Heraeus SAGold (Au) Asahi Pretec CorpGold (Au) Atasay Kuyumculuk Sanayi Ve Ticaret A.S.Gold (Au) Aurubis AGGold (Au) Bangko Sentral ng Pilipinas (Central Bank of the Philippines)Gold (Au) Boliden ABGold (Au) CaridadGold (Au) Cendres & Métaux SAGold (Au) Central Bank of the DPR of KoreaGold (Au) Chimet SpAGold (Au) CodelcoGold (Au) DowaGold (Au) FSE Novosibirsk RefineryGold (Au) Heimerle + Meule GmbHGold (Au) Heraeus Precious Metals GmbH & Co. KGGold (Au) Heraeus Ltd Hong KongGold (Au) Inner Mongolia Qiankun Gold and Silver Refinery Share Company LimitedGold (Au) Ishifuku Metal Industry Co., Ltd.Gold (Au) Japan MintGold (Au) Jiangxi Copper Company LimitedGold (Au) Johnson Matthey LimitedGold (Au) Johnson Matthey IncGold (Au) JSC Ekaterinburg Non-Ferrous Metal Processing PlantGold (Au) JSC UralectromedGold (Au) JX Nippon Mining & Metals Co., LtdGold (Au) Kazzinc LtdGold (Au) Kyrgyzaltyn JSCGold (Au) L' azurde Company For JewelryGold (Au) LS-Nikko Copper IncGold (Au) MaterionGold (Au) Matsuda Sangyo Co. LtdGold (Au) Metalor Technologies SAGold (Au) Metalor Technologies (Hong Kong) LtdGold (Au) Metalor USA Refining CorporationGold (Au) Met-Mex Peñoles, S.A.Gold (Au) Mitsubishi Materials CorporationGold (Au) Mitsui Mining and Smelting Co., Ltd.Gold (Au) Moscow Special Alloys Processing PlantGold (Au) Navoi Mining and Metallurgical CombinatGold (Au) Ohio Precious Metals LLC.Gold (Au) OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)Gold (Au) PAMP SA

Note: The following list of smelter names does not represent the EICC-GeSI Conflict-Free Smelter (CFS) or all smelters worldwide.

Gold (Au) Western Australian Mint trading as The Perth MintGold (Au) Prioksky Plant of Non-Ferrous MetalsGold (Au) PT Aneka Tambang (Persero) TbkGold (Au) Rand Refinery (Pty) LtdGold (Au) Royal Canadian MintGold (Au) Schone EdelmetaalGold (Au) SEMPSA Joyeria Plateria SAGold (Au) The Refinery of Shandong Gold Mining Co. LtdGold (Au) Shandong Zhaojin Gold & Silver Refinery Co. LtdGold (Au) SOE Shyolkovsky Factory of Secondary Precious MetalsGold (Au) Solar Applied Materials Technology Corp.Gold (Au) Sumitomo Metal Mining Co. Ltd.Gold (Au) Tanaka Kikinzoku Kogyo K.K.Gold (Au) The Great Wall Gold and Silver Refinery of ChinaGold (Au) Tokuriki Honten Co. LtdGold (Au) Umicore Brasil LtdaGold (Au) Umicore SA Business Unit Precious Metals RefiningGold (Au) Valcambi SAGold (Au) Xstrata Canada CorporationGold (Au) Zhongyuan Gold Smelter of Zhongjin Gold CorporationGold (Au) Zijin Mining Group Co. LtdGold (Au) OJSC Kolyma RefineryGold (Au) PX Précinox SAGold (Au) Istanbul Gold RefineryGold (Au) Nadir Metal Rafineri San. Ve Tic. A.Ş.Gold (Au) Nihon Material Co. LTDGold (Au) Aida Chemical Industries Co. Ltd.Gold (Au) Asaka Riken Co LtdGold (Au) Kojima Chemicals Co. LtdGold (Au) Sabin Metal Corp.Gold (Au) United Precious Metal Refining Inc.Gold (Au) Yokohama Metal Co LtdGold (Au) Chugai MiningGold (Au) Suzhou Xingrui NobleGold (Au) Pan Pacific Copper Co. LTDGold (Au) TorecomGold (Au) Daejin Indus Co. LtdGold (Au) DaeryongENCGold (Au) Do Sung CorporationGold (Au) Hwasung CJ Co. LtdGold (Au) Korea MetalGold (Au) SAMWON METALS Corp.Tin (Sn) CooksonTin (Sn) CV Duta Putra BangkaTin (Sn) CV JusTindoTin (Sn) CV Makmur JayaTin (Sn) CV NurjanahTin (Sn) CV Prima Timah UtamaTin (Sn) CV Serumpun SebalaiTin (Sn) CV United SmeltingTin (Sn) EM VintoTin (Sn) Gejiu Zi-LiTin (Sn) Geiju Non-Ferrous Metal Processing Co. Ltd.

Tin (Sn) Gold Bell GroupTin (Sn) Jiangxi NanshanTin (Sn) Liuzhou China TinTin (Sn) Malaysia Smelting CorpTin (Sn) Metallo ChimiqueTin (Sn) Mineração Taboca S.A.Tin (Sn) MinsurTin (Sn) Mitsubishi Materials CorporationTin (Sn) Novosibirsk Integrated Tin WorksTin (Sn) OMSATin (Sn) PT Alam Lestari KencanaTin (Sn) PT Artha Cipta LanggengTin (Sn) PT Babel Inti PerkasaTin (Sn) PT Babel Surya Alam LestariTin (Sn) PT Bangka Kudai TinTin (Sn) PT Bangka Putra KaryaTin (Sn) PT Bangka Timah Utama SejahteraTin (Sn) PT Belitung Industri SejahteraTin (Sn) PT BilliTin Makmur LestariTin (Sn) PT Bukit TimahTin (Sn) PT Eunindo Usaha MandiriTin (Sn) PT Fang Di MulTindoTin (Sn) PT HP Metals IndonesiaTin (Sn) PT Koba TinTin (Sn) PT Mitra Stania PrimaTin (Sn) PT Refined Banka TinTin (Sn) PT Sariwiguna BinasentosaTin (Sn) PT Stanindo Inti PerkasaTin (Sn) PT Sumber Jaya IndahTin (Sn) PT TimahTin (Sn) PT Timah NusantaraTin (Sn) PT Tinindo Inter NusaTin (Sn) PT Yinchendo Mining IndustryTin (Sn) ThaisarcoTin (Sn) Yunnan ChengfengTin (Sn) Yunnan Tin Company LimitedTin (Sn) PT Tambang TimahTin (Sn) CNMC (Guangxi) PGMA Co. Ltd.Tin (Sn) Minmetals Ganzhou Tin Co. Ltd.Tin (Sn) Huichang Jinshunda Tin Co. LtdTin (Sn) Kai Unita Trade Limited Liability CompanyTin (Sn) White Solder MetalurgiaTin (Sn) Linwu Xianggui Smelter CoTin (Sn) CV Gita PesonaTin (Sn) PT Tommy UtamaTin (Sn) PT Bangka Tin IndustryTin (Sn) PT DS Jaya AbadiTin (Sn) PT Panca MegaTin (Sn) PT Seirama Tin investmentTin (Sn) PT Karimun MiningTin (Sn) Cooper SantaTantalum (Ta) DuoluoshanTantalum (Ta) Exotech Inc.

Tantalum (Ta) F&XTantalum (Ta) Gannon & ScottTantalum (Ta) Global Advanced MetalsTantalum (Ta) H.C. Starck GmbHTantalum (Ta) Hi-TempTantalum (Ta) JiuJiang Tambre Co. Ltd.Tantalum (Ta) Mitsui Mining & SmeltingTantalum (Ta) Ningxia Orient Tantalum Industry Co., Ltd.Tantalum (Ta) Kemet Blue PowderTantalum (Ta) PlanseeTantalum (Ta) RFHTantalum (Ta) Solikamsk Metal WorksTantalum (Ta) TelexTantalum (Ta) UlbaTantalum (Ta) Zhuzhou Cement CarbideTantalum (Ta) Conghua Tantalum and Niobium SmeltryTantalum (Ta) JiuJiang JinXin Nonferrous Metals Co. Ltd.Tungsten (W) ATI Tungsten MaterialsTungsten (W) Chaozhou Xianglu Tungsten Industry Co LtdTungsten (W) China Minmetals Nonferrous Metals Co LtdTungsten (W) Chongyi Zhangyuan Tungsten Co LtdTungsten (W) Global Tungsten & Powders CorpTungsten (W) HC Starck GmbHTungsten (W) Jiangxi Rare Earth & Rare Metals Tungsten Group CorpTungsten (W) Jiangxi Tungsten Industry Group Co LtdTungsten (W) Wolfram Bergbau und Hütten AGTungsten (W) Wolfram Company CJSCTungsten (W) Xiamen Tungsten Co LtdTungsten (W) Zhuzhou Cemented Carbide Group Co LtdTungsten (W) Ganzhou Grand Sea W & Mo Group Co LtdTungsten (W) Japan New Metals Co LtdTungsten (W) Hunan Chenzhou Mining Group CoTungsten (W) Tejing (Vietnam) Tungsten Co LtdTungsten (W) ALMT

Known alias Smelter Facility Location: CountryAllgemeine Gold,Allgemeine GERMANY

UZBEKISTANAngloGold Ashanti BRAZILArgor Heraeus SWITZERLANDAKK,Asahi Pretec Corp koubJAPANATAkulche TURKEYAurubis,Norddeutsche AffineGERMANYCentral Bank of the Philippi PHILIPPINESBoliden Mineral AB SWEDEN

MEXICOCendres et Métaux SA SWITZERLAND

KOREA, REPUBLIC OFChimet ITALY

CHILEDowa Kogyo k.k,Dowa MetalsJAPANNovosibirsk RUSSIAN FEDERATION

GERMANYHeraeus Germany,Heraeus GERMANYHeraeus Hong Kong,HeraeusHONG KONGQiankun Gold and Silver CHINAIshifuku Tokyo Melters JAPANJapanese Mint Osaka JAPANJCC CHINAJohnson Matthey Canada,JMCANADAJohnson Matthey USA,JM USAUNITED STATESEkaterinburg RUSSIAN FEDERATION

RUSSIAN FEDERATIONJX Nippon Mining and Metal JAPAN

KAZAKHSTANKYRGYZSTAN

L' azurde SAUDI ARABIALS Nikko KOREA, REPUBLIC OFMaterion Advanced Metals UNITED STATES

JAPANMetalor Switzerland SWITZERLANDMetalor Hong Kong,Metalor HONG KONGMetalor USA UNITED STATES

MEXICOJAPAN

Mitsui JAPANRUSSIAN FEDERATION

Navoi,NMMC UZBEKISTANOhio Precious Metals,OPM MUNITED STATES

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) RUSSIAN FEDERATIONPAMP SA SWITZERLAND SWITZERLAND

Note: The following list of smelter names does not represent the EICC-GeSI Conflict-Free Smelter (CFS) or all smelters worldwide.

AGR Matthey,Perth Mint (WesAUSTRALIAPrioksky RUSSIAN FEDERATION

INDONESIARand Refinery,Rand RefinerSOUTH AFRICA

CANADAUmicore Feingold NETHERLANDSSEMPSA SPAINShandong Gold Mining (LaizCHINAShangdong Zhaojin Group CHINAShyolkovsky RUSSIAN FEDERATIONSolar Applied Materials Tai TAIWANSumitomo,Toyo Smelter & RJAPANTanaka,TANAKA TOKYO MELTEJAPANGreat Wall Gold & Silver RefCHINATokuriki Tokyo Melters AssaJAPANUmicore Brazil Ltd BRAZILUmicore Hoboken,Umicore BeBELGIUMVALCAMBI,Valcambi SUISSESWITZERLANDXstrata,Xstrata CorporationCANADAZhongjin Gold Corporation CHINAZijin Mining CHINA

RUSSIAN FEDERATIONPX Precinox SWITZERLAND

TURKEYTURKEYJAPANJAPANJAPANJAPANUNITED STATESUNITED STATESJAPANJAPANCHINAJAPANKOREA, REPUBLIC OFKOREA, REPUBLIC OFKOREA, REPUBLIC OFKOREA, REPUBLIC OFKOREA, REPUBLIC OFKOREA, REPUBLIC OFKOREA, REPUBLIC OF

Alpha Metals Taiwan UNITED STATESINDONESIA

CV Jus Tindo INDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIA

Empresa Metallurgica Vinto,BOLIVIAGejiu Zili Metallurgy Co.,G CHINAGejiu Non-ferrous CHINA

Guangxi Zhongshan Gold BelCHINACHINA

Liuzhou China Tin Group Co.CHINAMSC,Malaysia Smelting CorpMALAYSIA

BELGIUMTaboca,Paranapanema BRAZILFunsur,Minsur Mines,Funsur PERU

JAPANRUSSIAN FEDERATIONBOLIVIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIA

PT Bellitin Makmur Lestari, INDONESIAIndra Eramulti Logam,IMLI INDONESIA

INDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIA

CV DS Jaya Abadi INDONESIAINDONESIA

Mentok INDONESIAINDONESIA

PT Tinindo Internusa INDONESIAINDONESIA

Thailand Smelting and RefinTHAILANDYunnan Chengfeng Non-FerrCHINAYTCL,Yuntinic Resources In CHINAPT Timah (Persero) TBK,BanINDONESIACNMC(GUANGXI)PGMA SmeltinCHINAChina Minmetals,Minmetal CHINA

CHINACHINABRAZILCHINAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIABRAZIL

Duoluoshan Sapphire Rare MCHINAExotech UNITED STATES

F&X Electro-Materials Limit CHINAUNITED STATES

Cabot,Cabot Corporation,CaUNITED STATESHC Starck,Starck,Stark GERMANY

UNITED STATESJiujiang Tanbre CHINAMitsui JAPANNingxia,OTIC CHINANiotan UNITED STATESPlansee Group,Plansee HoldAUSTRIA

CHINASolikamsk RUSSIAN FEDERATION

UNITED STATESKAZAKHSTAN

Zhuzhou,Zhuzhou Cemented CHINACHINACHINA

ATI,ATI Firth Sterling,ATI UNITED STATESXianglu Tungsten Industry CCHINAChina Minmetals Corp,CMN,MCHINAZhangyuan Tungsten Co LtdCHINAGTP,Osram Sylvania,Global UNITED STATESStarck,Stark,HCS,HC Starck,GERMANYGanzhou Nonferrous Metals SCHINAGanzhou Huaxing Tungsten PrCHINAWBH AUSTRIAWolfram,Wolfram JSC RUSSIAN FEDERATIONXTC,XTC Haicang,XTC H.C. CHINAZCCC,Zhuzhou Cemented CarCHINAGanzhou Grand Sea W and MCHINAJNM,Mitsubishi Materials CorJapanChenzhou,Chenzhou MiningCHINATejing Tungsten VIETNAM

CHINA

EnglishSmelter ID

1DEU0011UZB0021BRA0031CHE0041JPN0051TUR0061DEU0071PHL0081SWE0091MEX0101CHE0111KOR0121ITA0131CHL0141JPN0151RUS0161DEU0171DEU0181HKG0191CHN0201JPN0211JPN0221CHN0231CAN0241USA0251RUS0261RUS0271JPN0281KAZ0291KGZ0301SAU0311KOR0321USA0331JPN0341CHE0351HKG0361USA0371MEX0381JPN0391JPN0401RUS0411UZB0421USA0431RUS0441CHE045

1AUS0461RUS0471IDN0481ZAF0491CAN0501NLD0511ESP0521CHN0531CHN0541RUS0551TWN0561JPN0571JPN0581CHN0591JPN0601BRA0611BEL0621CHE0631CAN0641CHN0651CHN0661RUS0671CHE0681TUR0691TUR0701JPN0711JPN0721JPN0731JPN0741USA0751USA0761JPN0771JPN0781CHN0791JPN0801KOR0811KOR0821KOR0831KOR0841KOR0851KOR0861KOR0872USA0012IDN0032IDN0042IDN0052IDN0062IDN0072IDN0082IDN0092BOL0102CHN0112CHN012

2CHN0132CHN0142CHN0152MYS0162BEL0172BRA0182PER0192JPN0202RUS0212BOL0222IDN0232IDN0242IDN0252IDN0262IDN0272IDN0282IDN0292IDN0302IDN0312IDN0322IDN0332IDN0342IDN0352IDN0362IDN0372IDN0382IDN0392IDN0402IDN0412IDN0422IDN0432IDN0442IDN0452THA0462CHN0472CHN0482IDN0492CHN0502CHN0512CHN0522CHN0532BRA0542CHN0552IDN0562IDN0572IDN0582IDN0592IDN0602IDN0612IDN0622IDN0633CHN0013USA002

3CHN0033USA0043USA0053DEU0063USA0163CHN0073JPN0083CHN0093USA0103AUT0113CHN0173RUS0123USA0183KAZ0143CHN0153CHN0193CHN0204USA0014CHN0024CHN0034CHN0044USA0074DEU0084CHN0094CHN0104AUT0124RUS0134CHN0144CHN0154CHN0164JPN0174CHN0184VNM0194CHN020

To ensure all required fields have been populated before submitting to your customers review form for any line items highlighted in red

Required FieldsCompany Name (*):Declaration Scope (*):Description of Scope:Authorized Company Representative Name (*):Representative Email (*):Date of Completion (*):

Tantalum (Ta) (*)Tin (Sn) (*)

Gold (Au) (*)Tungsten (W) (*)









Click here to return to Declaration tab

1) Are any of the following metals necessary to the functionality or production of your company's products that it manufactures or contracts to manufacture? If no for all metals, you are done with this survey. (*)

2) Do the following metals (necessary to the functionality or production of your company's products) originate from the DRC or an adjoining country? (*)

3) Do the following metals (necessary to the functionality or production of your products) come from a recycler or scrap supplier? (*)

4) Have you received completed Conflict Minerals Reporting Templates from all of your suppliers? (*)

5) For each of the following metals, have you identified all of the smelters your company and its suppliers use to supply the products included within the declaration scope indicated above? (*)

6) Have all of the smelters used by your company and its suppliers been validated as compliant in accordance with the Conflict-Free Smelter (CFS) Program and listed on the Compliant Smelter List for the following metals? (*)



B. Is this policy publicly available on your website? (*)

0Err:508

A. Do you have a policy in place that includes DRC conflict-free sourcing? (*)

C. Do you require your direct suppliers to be DRC conflict-free? (*)D. Do you require your direct suppliers to source from smelters validated as compliant to a CFS protocol using the CFS Compliant Smelter List? (*)E. Have you implemented due diligence measures for conflict-free sourcing? (*)F. Do you request your suppliers to fill out this Conflict Minerals Reporting Template? (*)G. Do you request smelter names from your suppliers? (*)H. Do you verify due diligence information received from your suppliers? (*)I. Does your verification process include corrective action management? (*)J. Are you subject to the SEC Conflict Minerals disclosure requirement rule? (*)

To ensure all required fields have been populated before submitting to your customers review form for any line items highlighted in redClick here to return to Smelter List

Answer providedAVX CorporationA. Company LevelCompany ProductsRick [email protected]

YesYesYesYes

YesNoNoNo

YesYesYesNo

YesNo but > 50%No but > 50%No but > 50%

Yes all smelters have been providedNoNoNo

YesNoNoNo

Yes

Yes

Yes

Planned once lists become available

Yes

Yes

Yes

Yes (all methods apply)

Yes

Yes

No products or item numbers listedErr:508

To ensure all required fields have been populated before submitting to your customers review form for any line items highlighted in redErr:508

Notes Hyperlink to sourceCompletedCompletedCompletedCompletedCompletedCompleted

CompletedCompletedCompletedCompleted





Required fields remaining to be completed


Completed

Completed

Completed

Completed

Completed

Completed

Completed

Completed

Completed

Completed

Err:508 Err:508

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© 2011 Electronic Industry Citizenship Coalition, Incorporated and Global e-Sustainability Initiative. All rights reserved.AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAA


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© 2011 Electronic Industry Citizenship Coalition, Incorporated and Global e-Sustainability Initiative. All rights reserved.AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAA

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