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Telemental Health/Telepsychiatry OPERATIONS AND IMPLEMENTATION MANUAL For County Mental Health Plans November 2002 A publication of the CALIFORNIA INSTITUTE FOR MENTAL HEALTH

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Telemental Health / Telepsychiatry Implementation and Operations ManualCalifornia Institute for Mental Health • California Mental Health Directors Association 1

Telemental Health/Telepsychiatry

OPERATIONS AND

IMPLEMENTATION

MANUAL

For County Mental Health Plans

November 2002

A publication of theCALIFORNIA INSTITUTE FOR MENTAL HEALTH

Telemental Health / Telepsychiatry Implementation and Operations Manual2 California Institute for Mental Health • California Mental Health Directors Association

Telemental Health / Telepsychiatry Implementation and Operations ManualCalifornia Institute for Mental Health • California Mental Health Directors Association 3

Telemental Health/Telepsychiatry

OPERATIONS ANDIMPLEMENTATION

MANUAL

For CountyMental Health Plans

November 2002

For more information about California Institute for Mental Healthproducts and documents, contact:

Sandra Naylor Goodwin, Ph.D., Director, CIMHPatricia Ryan, Director, CMHDA

California Institute for Mental Health2030 J Street • Sacramento, CA 95814

(916) 556-3480www.cimh.org

California Mental Health Directors Association2030 J Street • Sacramento, CA 95814(916) 556-3477www.cmhda.org

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I. Introduction and Background ................................................................ 8A. Telemedicine For Mental Health Services In California .....................................................8B. CIMH/CMHDA Policy Initiatives .....................................................................................9C. Current Models in California—Opportunities for Collaboration ..........................................9

1. Contract between county authorities: Tri-City Mental Health Center contracts with counties ..... 102. Contracts between county and provider ............................................................................... 10

3. Internal TM program in a county ......................................................................................... 114. Teleconferencing Training for Counties ................................................................................ 11

D. Use of this Manual .......................................................................................................121. Conflicts with State and Federal Guidelines or Mandates...................................................... 122. HIPAA ............................................................................................................................... 12

II. Implementation of Telemental Health / Telepsychiatry Programs ......... 13A. Introduction .................................................................................................................13B. Technical Requirements for a Telepsychiatry Site ..........................................................13C. Telecommunications and Networking Technology—A Primer ..........................................14

1. Nature of telemedicine data and data transmission ............................................................. 142. Connecting two or more sites ............................................................................................. 143. How much bandwidth is required? ...................................................................................... 16

D. Space ..........................................................................................................................16E. Human Resources ........................................................................................................16F. Policies and Procedures ...............................................................................................17G. Contracts.....................................................................................................................18

1. Types of Contracts ............................................................................................................. 182. Contract Components ........................................................................................................ 18

H. Billing ..........................................................................................................................18I. The Project Plan...........................................................................................................18

1. Pre-Requisites for System Development .............................................................................. 18

2. Components of project plan ............................................................................................... 193. Guidelines for project task development, initiation and monitoring ........................................ 204. Costs of Site Implementation and Operation ........................................................................ 20

TABLE OF CONTENTS

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III. Billing and Reimbursement Guidelines................................................. 23A. Paying for Telemedicine in California—Overview ............................................................23B. Medi-Cal Specialty Mental Health Services ...................................................................23

1. Overview ........................................................................................................................... 232. Medi-Cal and Telemedicine ................................................................................................. 24

3. Documentation Requirements ............................................................................................ 254. Billing Codes ..................................................................................................................... 255. Service Billing Guidelines ................................................................................................... 26

6. Service Billing Procedures .................................................................................................. 27C. Administrative Services Organization for Specialty Mental Health

Services to Children and Adolescents ...........................................................................31D. FQHC and County Health Clinic Medi-Cal Claims ............................................................31E. Medicare .....................................................................................................................31F. Third Party Payers/Private Insurance............................................................................31

1. Overview—Third Party Payment for Telemental Health .......................................................... 312. Current Policies of Major Payers—Status of Telemedicine..................................................... 32

G. Program Sustainability .................................................................................................321. Outreach Objectives........................................................................................................... 322. Healthy Families Program ................................................................................................... 323. Eligibility for Other Funding ................................................................................................. 32

IV. Education and Training ....................................................................... 34

V. Evaluation of TM Services .................................................................. 36

VI. Appendices ....................................................................................... A-1A. Sample Policies and Procedures (Tri-City Mental Health Center, Pomona) .....................A-2B. Sample Contract: Tri-City Mental Health Center............................................................A-8C. Sample Contract: U.C. Davis Health Center ................................................................A-18D. Sample Informed Consent (Tri-City Mental Health Center, Pomona) .............................A-26E. Program Descriptions of Current TM Implementations (See also I.C.

“Current Models in California—Opportunities for Collaboration”).................................A-311. “Conceptual Models of Consultation-Liaison Psychiatry Interventions” (U.C. Davis) .............. A-312. Cedars-Sinai Medical Center ............................................................................................. A-333. Shasta County Telepsychiatry Program Brochure ................................................................ A-36

4. Northern Sierra Rural Health Network ............................................................................... A-405. Blue Cross of California ................................................................................................... A-426. California Prison System TM Networks .............................................................................. A-49

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F. “Communications 101: Telecommunications Overview”by William Halverson, CTTC .......................................................................................A-50

G. “Room Design: Assessing Equipment Location and Configuration, Lighting andSound” by Kathy J. Chorba, U.C. Davis Health System ................................................A-71

H. “Laws and Regulations Affecting Telemedicine” by Jana Katz, MPH,U.C. Davis Health System ..........................................................................................A-75

I. H.R. 5661: “Medicare, Medicaid, and SCHIP Benefits Improvement and ProtectionAct of 2000”—legislation text and summary of telehealth provisions ..........................A-89

J. Troubleshooting: Common Problems and Solutions(U.C. Davis Training Manual) .....................................................................................A-93

K. Index of Abbreviations and Acronyms .........................................................................A-96L. Further Reference—Bibliography and Internet Links .................................................A-110

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AcknowledgementsCIMH and CMHDA would like to acknowledge

Stephen Mayberg, Ph.D., Director, and PennyKnapp, M.D., Medical Director, of the CaliforniaDepartment of Mental Health for their support andapproval of funding for this project.

A joint CIMH/CMHDA Telemental Health Execu-tive Committee provided important direction andleadership for this project. The Committee mem-bers are:• Tom Sullivan, LCSW, former Director, Sacramento

County Mental Health & CMHDA (CommitteeChair);

• Richard Dorsey, M.D., Medical Director of River-side County Mental Health Services;

• Terry Kramer, L.C.S.W., former Executive Direc-tor Tri-City Mental Health Services;

• Donald Hilty, M.D., Assistant Professor of Clini-cal Psychiatry at U.C. Davis;

• William Halverson, MBA, former MScNE Co-Director and Technology Advisor, CaliforniaTelehealth and Telemedicine Center;

• Speranza Avram, M.P.A., Executive Director,Northern Sierra Rural Health Network;

• Penny Knapp, M.D., Medical Director, CaliforniaDepartment of Mental Health;

• Roxy Szeftel, M.D., Director, Child Psychiatry,Training and Telepsychiatry, Cedars Sinai HealthSystem;

• Jana Katz-Bell, M.P.H., Manager UC Davis HealthSystem Telehealth Program;

• Mary Jane Alumbaugh, Ph.D., Consultant to CIMH• Sandra Naylor-Goodwin, Ph.D., Executive Direc-

tor, CIMH;

• David Oppenheim, former Small Counties Coor-dinator, CMHDA;

In addition, we also wish to acknowledge thefollowing for assisting with presentations, provid-ing material, or providing technical assistance inthe development of this project:• Suzanne Ash, former Coordinator of

Telepsychiatry, Tri-City Mental Health Center;

• Kristy Kelly, MFT, former Director MendocinoCounty Mental Health Services;

• Jeff Williams, Systems Analyst, California StateAssociation of Counties;

• Jack Tannenbaum, Deputy Director, CMHDA,former Chief of Technical Assistance and Train-ing, California Department of Mental Health;

• Anthony Sotelo, Associate Mental Health Spe-cialist, Technical Assistance and Training, Cali-fornia Department of Mental Health.

Drafts of this manual were prepared by EdwardCohen, Ph.D. Our thanks to everyone for their helpin this effort!

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A. Telemedicine For Mental HealthServices In California

The California Business and Professions Code de-fines telemedicine as:

2290.5. (A) (1) ...the practice of health care deliv-ery, diagnosis, consultation, treatment, transfer ofmedical data, and education using interactive audio,video, or data communications. Neither a telephoneconversation nor an electronic mail message betweena health care practitioner and client constitutes“telemedicine”

(2) … “interactive” means an audio, video, or datacommunication involving a real time (synchronous)or near real time (asynchronous) two-way transfer ofmedical data and information.

For purposes of this Manual, Telemental Health/Telepsychiatry Services are defined as “Psychiat-ric or mental health services delivered ‘real time’using the latest technology in teleconferencing andequipment.”

Typically, telemedicine involves the use of state ofthe art video conferencing equipment such as largetelevision monitors and cameras, coupled with high-speed communication lines to connect a “hub site” anda “remote site.” The remote site typically involves aphysician and supporting staff, who request consulta-tion from another physician or specialist. The remotesite may also include the client, family and other rel-evant participants. The hub site provides the consult-ing physician or specialist and relevant support staff,with the end result being a simultaneous teleconfer-encing session. The current technology provides highpicture definition and instantaneous data, which al-lows clinicians to observe a great deal of somatic infor-mation, such as reactions to medications, mental sta-tus, and affective responses. Because of this,telemedicine can be used to provide specialty consul-tation in almost all areas of medicine. Additionally,patients as well as clinicians report high satisfactionwith telemedicine services as a substitute for face-to-face visits.

In 1999 it was estimated that over 74,000

telemedicine visits occurred in the United States1, andmental health services are among the most highly uti-lized medical specialties via telemedicine. TelementalHealth/Telepsychiatry (TM) services have consistentlybeen among the most utilized of telemedicine servicesdue to the scarcity of psychiatrists and other mentalhealth professionals in rural and urban underservedareas as well as the traditional dependence on primarycare settings for mental health related services.

TM services can be highly congruent with systemsof care that value collaboration and integration amongtreatment team members and stakeholders. Becausethe immediacy of video conferencing can instanta-neously involve people over distances, more direct col-laboration is possible among treating clinicians, casemanagers, clients, family members, and other support-ive people than is usual with traditional methods.

TM covers a wide range of services. The scope ofTM can include:• Office, home, and hospital-based procedures;• Individual, group, and family assessment;• Therapeutic interventions;• Medication evaluation and monitoring;• Emergency evaluations;• Case management—brokerage and linkage;• Distance learning and training;• Supervision, case conferencing, and consultation;• Administrative collaboration.

Through careful planning, telemedicine technolo-gies can be used to address numerous issues facingcounty mental health plans. For instance, TM can alsobe used to provide cultural and linguistic competen-cies that are unavailable in the local area, thus com-pensating for staffing shortages and gaps in providernetworks; And, after the initial cost for equipment andrelated expenses, a telemedicine site can be easily in-tegrated into a county’s overall continuum of care forassessment, treatment, and case management.

(Crucial to the success of implementation and on-going operations is the Site Coordinator, the staff mem-ber most responsible for the day-to-day running of atelemedicine site. The professional requirements andjob duties of the Site Coordinator are explained inSection II of this manual).

I. Introduction and Background

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B. CIMH/CMHDA Policy Initiatives

The California Institute for Mental Health (CIMH)and the California Mental Health Directors Associa-tion (CMHDA) are involved in a broad coalition oftelemedicine providers, trainers, and educators, as wellas the State Department of Mental Health (DMH) inan effort to coordinate new and ongoing telemedicineprojects. This steering committee has developed pro-tocols, provided technical assistance, researched bill-ing issues and acted as a clearinghouse for counties andother interested parties as this new technology devel-ops.

The mission of the project is: “to promote qualityand accessible services for underserved or inad-equately served populations.”

The priority objectives for CIMH/CMHDA are to:• Develop clear reimbursement standards for services;• Develop funding opportunities for equipment;• Provide information to avoid duplicating existing ef-

forts;• Identify opportunities for collaboration;• Develop education and training opportunities for

counties;• Develop a Clearinghouse of Information.

C. Current Models in California—Opportunities for Collaboration

The variety of county structures, the diversity ofpopulations and geographies, and the availability oftelemedicine programs in the state will inevitably re-sult in different implementation models for county-based telemedicine programs. Regardless of the modelused, the basic documentation requirements forcounty mental heath plans and clinics apply as theywould for any other service:• Medical necessity for Specialty Mental Health ser-

vices, or adherence to specific criteria for other non-Medi-Cal related services;

• Appropriate clinical documentation for client recordsin accordance with Attachment C of the contractbetween the county mental health plan and the StateDepartment of Mental Health;

• Appropriate coding of services and adequate docu-mentation of client demographic and service encoun-ter data;

• Compliance with mandated performance outcomesmeasurements.Since telemedicine involves two separate sites pro-

viding services to the client, accountability for properdocumentation rests with both sites, as appropriateto the services delivered at each site. Also, as withother services, adherence to clinical best practices isjust as important in telemedicine as in face-to-facevisits.

As of this writing there are at least ten separatetelemedicine networks in the state, each with itsown unique structure and business model. Eachcounty also has at least some current capability toimplement TM services. For example, the Califor-nia State Association of Counties (CSAC) hascompleted the implementation of teleconferencingsites and a communication bridge in each county’sCAO office.

County mental health departments have always re-lied on collaborative efforts to avoid duplication andmaximize cost effectiveness. This is especially true inrural areas, which have traditionally shared a smallnumber of providers and hospitals. The establishmentof TM services is no exception.

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Listed below are examples of general models forimplementing and using TM services within countymental health departments.

1. Contract Between CountyAuthorities: Tri-City Mental HealthCenter Contracts with Counties

A description of the Tri-City Telepsychiatry pro-gram is included in Appendix A. Tri-City MentalHealth Center, a Joint Powers Authority, was formedas an instrumentality of the cities of Claremont, LaVerne, and Pomona. The Center has contracts withLos Angeles and surrounding counties for a widerange of behavioral health services. As of this writ-ing Tri-City has developed 5 hub and 10 remote sitesto serve 175 clients in 5 counties (Kern, Shasta,Mendocino, Humboldt and San Bernardino), hold-ing independent contracts with each county. Thecontracts specify responsibilities of Tri-City (the pro-vider of Telepsychiatry services) and the county (re-ferred to as the “Contractor.”) The Contractor, forexample, is responsible for providing space andequipment for its TM site, and for following the Tri-City Operational Guidelines.

Since Tri-City is a Medi-Cal billing authority,services rendered at the Center (Hub Site) arebilled to DMH directly for Medi-Cal covered cli-ents and services. The Center bills the Contractorfor all county match dollars or non-Medi-Cal cov-ered expenses (e.g. for Medicare beneficiaries, thirdparty payers, etc.), at rates based on the SMA. Thecounty contractor also incurs TM services at a re-mote or referring site and is responsible for obtain-ing revenue for these services as for any other face-to-face service.

Mendocino County operates three sites, one eachin the cities of Ukiah, Willits, and Fort Bragg. Thesites receive child psychiatry consultations from Tri-City clinicians. One Site Coordinator is responsiblefor all three sites, spending 8 hours per week in Ukiah,and about a half day per week in each of the other twosites. After one year of operation these sites have served80 clients with 48 current open cases, and they nowaverage 17 sessions per week. Clients are referred bycounty mental health.

2. Contracts Between County andProvider

a) The Sacramento Area ChildTelepsychiatry Project

The Sacramento Area Child Telepsychiatry Projectbegan under the impetus of an award of System of Caredollars by DMH to Sacramento County. The intent ofthe award was to develop up to three pilot telepsychiatryclinic sites in Sacramento County and nearby rural coun-ties in need of child psychiatry. Each county would holda contract with a telepsychiatry provider, UC DavisHealth System, which would provide psychiatric con-sultation services to psychiatrists and staff in the threecounties. The target population includes children andadolescents placed out of home, and the expected ben-efits of the program include increasing the availabilityof child psychiatry to counties with little or no internalcapacity, as well as minimizing the travel distance forchildren and adolescents to receive psychiatric evalua-tions and ongoing treatment. At this writing the projectis currently in the planning and implementation stage.

b) Modoc County/University of California atDavis Project

Modoc, California’s northernmost county, is a gen-erally remote, rural county, which has presented sig-nificant challenges in terms of the technology neededto support telemedicine. However, in a collaborationbetween UC Davis, the Northern Sierra Rural HealthNetwork, Modoc Hospital, and Modoc County Behav-ior Health, telepsychiatry is being delivered to Modocyouth. The hospital receives medical care through theUCD TeleMedicine Clinic site. When a Modoc youthrequires medication evaluation, the mental health de-partment contacts the hospital and a nurse practitio-ner opens a medical case on the child. After psychiat-ric evaluation, via the telemedicine site, medicationprescription and follow-up may take place. This modelis particularly well suited to small, rural counties.

c) Cedars Sinai Health SystemsThe Cedars Sinai Telepsychiatry program is an-

other example of a private provider. Cedars Sinai con-tracts with Regional Centers to provide pediatric andpsychiatric consultation for developmentally disabledchildren. This program also provides intensive train-ing to resident physicians in psychiatry, pediatrics,family practice and forensics via telesites. See Ap-pendix E-2 for a more detailed description.

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3. Internal TM Program in a CountyThe Department of Mental Health, County of Riv-

erside (CA) has used a PC-based televideo system since1995 to link the main psychiatric emergency room inRiverside with a branch psychiatric emergency roomin Indio (CA), 120 miles away. The Riverside ER hasphysicians on site 24/7, and Indio has nurses and so-cial workers, but no physicians. After evaluation, a non-MD clinician in Indio calls the ER physician in River-side, presents the case, and receives orders or a requestfor telepsychiatry examination. These exams are pro-vided on request by a physician, by client request, be-fore a client can be released.

Riverside County has a population of about 1.5 mil-lion, with county mental health being by far the pre-dominant provider of inpatient services, and the onlyprovider of psychiatric emergency services. The TMsystem meets the needs not only of traditional publicsector patients (indigent, Medicaid, Medicare), but alsomost of the private sector, including HMOs, managedcare, and clients with indemnity insurance who utilizecounty services. Also, physicians’ services are billed aspart of comprehensive ER charges.

For the telepsychiatry examination, the client in theIndio site sits in front of a PC terminal with a com-puter screen and camera. The physician in Riversidealso has a room with a monitor and camera. The nursein Indio, who remains with the client during the exam,activates the system, and the examination is live, usu-ally taking about 30 minutes. The consulting physi-cian in Riverside then dictates orders and notes. Un-der California law the client has the option of a videoconferencing or face-to-face exam, but the latter re-quires transport to Riverside, which no client has re-quested in five years of operation.

Two to three clients per day are currently evaluated

with this system, with high levels of satisfaction reportedby patients, families, clinical staff, payers, and electedofficials. The cost of site hardware (monitor and cam-era) in 1995 was about $10,000, and the same equip-ment now costs about $3,000. The county uses a singleISDN line on dial-up basis; The original cost of the ISDNline was about $15/hour when actually connected, butis now down to less than $1 per hour. Preliminary infor-mation, including oral discussion and fax of records, canuse a standard phone line. It is also worth noting thatquality improvement studies have shown no differencesin diagnoses or dispositions by physicians, when com-paring face-to-face with video conferencing.

Other counties are also developing TM programs tobe used for in-county services. Los Angeles CountyMental Health, for example, is developing TM sites toserve the remote areas of Palmdale and Lancaster.

4. Teleconferencing Training for CountiesVideo conferencing can be an excellent way to pro-

vide training to multiple sites. TM sites and telecom-munications set up for clinical services can also sup-port conferences related to individual clients, or canbe used for general trainings. This is especially usefulfor rural counties, since travel logistics and costs oftenprohibit rural staff from attending conferences.

For example, CIMH recently facilitated a trainingsession in Therapeutic Behavioral Services. The train-ing was provided by Edgewood Centers and offered toLassen, Modoc, Siskiyou, Shasta, and Trinity countiesvia the telehealth facilities and ISDN bridge of theNorthern Sierra Rural Health Network (NSRHN),under contract to CIMH. Edgewood Centers also uti-lized grant money from the California Telehealth andTelemedicine Center (CTTC) to set up a local TMsite. This site has also been used to provide individual-ized consultation to rural counties.

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D. Use of this Manual

1. Conflicts with State and FederalGuidelines or Mandates

This manual is directed towards county public healthand mental health departments that are planning toimplement TM sites and/or are planning to contractfor TM services. It is meant to be an adjunct to currentdepartmental policies and procedures: in the event thatany portion of this manual conflicts with relevant lo-cal, state or federal guidelines, those guidelines shallprevail. This manual will be updated as needed to re-flect changes in legislation, practice patterns, and tech-nology.

2. HIPAAThe Health Insurance Portability and Accountabil-

ity Act of 1996 (HIPAA) mandates standardized codesets for electronic transactions of healthcare data (e.g.electronic claims, clinical data, fax information).HIPAA also contains provisions to protect the privacyand confidentiality of any individually identifiablehealthcare information, including behavioral healthinformation. All County Mental Health Plans willbe required to comply with HIPAA. This legisla-

tion will result in changes to many aspects of cur-rent data systems, as well as policies and proceduresrelated to the privacy of client records. The man-dated implementation timeline for the electronic trans-action data sets is October 16, 2003 (delayed from theoriginal 2002 date)2, and the privacy regulations are tobe implemented by April 14, 2003.

This edition of the manual is not intended to ad-dress these changes—however, the manual will be up-dated to reflect changes as they are implemented. Formore information about implementation of HIPAA forCalifornia Mental Health Plans, please refer to the stateDepartment of Mental Health website, at <http://www.dmh.cahwnet.gov/hipaa2001/>.

1 Ellis, J. (no date). The state of telemedicine: Californiamoves to the forefront. A CSRHA Special Report.Sacramento, CA: California State Rural HealthAssociation.

Nickelson, D. (2001). Telecommunications & mentalhealth: Legal, regulatory, and payment issues. January17, 2001 Conference Call Summary, National RuralDevelopment Partnership Taskforce, pp. 3-5.

2 Covered healthcare entities must submit a summary oftheir compliance plan by 10/16/02.

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A. Introduction

The successful implementation of TM programsrequires strategic planning and project manage-ment processes that include key staff representingall levels of departmental functioning. The inter-face of new technologies with traditional servicesmay be viewed with some skepticism by clinicianswho were trained to focus on face-to-face interper-sonal relationships between health care practitio-ners4 and clients. However, previous implementa-tions of TM in traditional settings have surmountedinitial resistance by initiating education programsabout the benefits of TM as an adjunct to systems ofcare, the high satisfaction rates of consumers, andthe effectiveness of TM. As staff members begin tounderstand how TM can assist in achieving the mis-sion and objectives of county mental health, theirparticipation will be invaluable in assuring a smoothimplementation.

B. Technical Requirements for aTelepsychiatry Site

This section will introduce technical requirementsfor equipment and telecommunications for a typicalTM site that will be used for purposes of teleconfer-encing, such as “real time” psychiatric assessments andinterventions in tandem with another TM site. A listof basic technical system requirements will be intro-duced, followed by a more detailed description of thecomponents, written especially for non-technical staff.(A summary of a typical TM site budget, includingequipment and staffing, can be found in Section II,Section I.4. “Costs of Site Implementation and Op-eration,” page 20).

The basic setup of a TM site, whether hub or re-mote site, includes:

• Large T.V.The video/television monitor should be at least 27”,preferably 32”.

• Video conferencing cameraVideo cameras designed specifically for conferences areavailable for telemedicine sites. The camera must becapable of viewing the majority of space in a large con-ference room, preferably with the capability of voice-activated switching (camera automatically focuses onspeaker). The camera should have a minimum datatransfer rate of 512 kilobits per second (kbps). (SeeSection C. “Telecommunications and NetworkingTechnology—A Primer” for a description of the na-ture of TM transmission.)

• Telecommunications serviceThe telephone/telecommunications services shouldpreferably be ISDN or T-1 lines (See below, SectionC. “Telecommunications and Networking Technol-ogy—A Primer”).

• Fax machineA fax machine with its own dedicated phone lineshould be available for the transmission of paperwork,such as Releases of Information, progress notes, his-tory, medication orders, etc. The fax machine may beneeded for a Telepsychiatry session that is in progress.

• Extra telephone and phone lineBackup technical or clinical assistance may be neededwhile a Telepsychiatry session is in progress.The video monitor, camera, rolling cart and relatedsoftware can be purchased as a package that may alsoinclude installation and one year on-site maintenanceservice.5

II. Implementation of Telemental Health/Telepsychiatry Programs3

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C. Telecommunications andNetworking Technology—A Primer6

1. Nature of telemedicine data anddata transmission

TM data (what we’ll call the sound and video in-formation being transmitted) can be categorized asinteractive or non-interactive. Non-interactive TMdata are frequently transmitted in medicine. Ex-amples include the transmission of lab pictures orX-Ray images. This is known as “store and forward,”and requires less sophisticated technology than in-teractive transmission if there are no requirementsfor immediate “real time” reception of and responseto the data.

Telepsychiatry primarily requires systems that sup-port “real time” interactive activities. The types ofequipment and communications technology that arerequired depend on the amount of data being trans-mitted (e.g. phone calls transmit less data than videoconferencing) and the speed with which the data aretransmitted. (For example, email messages containingpictures will transmit at a slower rate than email withonly text.)

Generally, higher speeds and larger amounts ofdata require higher bandwidth. Bandwidth is definedas the capacity of the combined technology compo-nents that determines how quickly information issent through a telecommunications medium. Inother words, bandwidth is the maximum amount ofdata that can travel a communications path at anygiven time. Bandwidth is measured differently foranalog systems (such as standard home telephonevoice communication) than for digital telephone andtelecommunications. Analog systems are measuredin cycles-per-second (hertz), while digital speed ismeasured in bits-per-second (bps). (One thousand bits= 1 kilobit. One thousand kilobits = 1 megabit.) Speedis important for interactive video conferencing, sinceslower speeds tend to result in distorted or disjointedimages making it difficult to distinguish subtle move-ments and facial expressions. (Since voice transmis-sion requires less bandwidth, it is possible to havedisjointed images while at the same time receivingaccurate sound.)

(See Section C.3., page 16, “How much bandwidthis required?”)

2. Connecting two or more sitesA network is a group of two or more computer sys-

tems linked together. A local area network (LAN)spans a relatively small area, usually confined to a singlebuilding or group of buildings. A wide area network(WAN) is a set of connecting links among severalLANs. We will expand the definition of a network toinclude the linkage of two or more TM sites.

TM networks (like LANS and WANS) are con-nected by telecommunications technologies. Advancesin these technologies have made telemedicine possible.These technologies vary by the physical medium oftransmission (e.g. phone lines, cables, wireless, etc.)and by the bandwidth they can support. The most com-mon telecommunications technologies in use are dial-up modem, ISDN, and T-1 lines.

Dial-up modems are now very common, and aretypically installed in all new computers. Even thoughtoday’s modems are faster than ever, they still rely onbasic analog phone lines to connect with other mo-dems. In the hierarchy of telecommunications tech-nologies, “plain old telephone service” (or POTS) isthe slowest, i.e. has the least amount of bandwidth ca-pacity, compared to other technologies. POTS never-theless remains the most cost-effective way to trans-mit fax data for small LANS and individual users, andmost home computer users still rely on modems to usebasic email and access the internet.

An Integrated Services Digital Network (ISDN) isan advanced telephone line-based system. It involves adial-up digital connection to the telecommunicationcarrier, and can carry information nearly five times asquickly as a modem/POTS setup. ISDN is also an inter-national communications standard designed to carrymultiple data “signals” (voice, video and data) at thesame time over digital phone lines. The bandwidth ca-pacity of ISDN can be increased by adding more “chan-nels” on to the basic setup of three channels. (Channelrefers to a communications path between two devicessuch as telephones or computers.) The channels can beused separately for multiple types of concurrent data, ortwo of the three channels can be combined to providethe maximum bandwidth for one communications ac-tivity, such as telemedicine video and audio transmis-sion. An ISDN service can also be used as a “gateway”for a LAN, accepting and routing voice mail and faxesto the individual computers or phones connected to theLAN. The flexibility of ISDN has made it very popularin LANs and telemedicine networks.

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A T-1 line combines multiple channels (up to 24)into one dedicated phone line. Many telecommunica-tions vendors also sell “fractional” or “partial” T-1 linesthat have fewer channels. T-1 services are sold as leasedlines, permanent telephone connections between twopoints set up by a telecommunications carrier. Unlikenormal telephone service and dial-up ISDN, leasedlines are always active (similar to cable modem serviceand DSL connections). Because other customers donot share the line, the quality of data transmission isquite high. Like ISDN lines, the available T-1 chan-nels can be divided up for different types of data trans-mission (“multiplexing”), or combined to provide themaximum amount of bandwidth. T-1 lines are favoredby businesses requiring constant, immediate access tothe Internet as well as Internet Service Providers(ISPs). (In order to manage large amounts of data andmany concurrent users, many ISPs use the more pow-erful T-3 lines that may have up to 672 channels.) Theprimary drawback of T-1 lines for telepsychiatry is thateach line has only one endpoint. Having multiple linesfor multiple endpoint sites can be very expensive.

Digital Subscriber Line (DSL) is increasingly be-ing used. DSL operates in conjunction with theInternet to provide bandwidth ranging from 128 kbps

to 8,000 kbps at a lower cost than other high-speedtechnologies. DSL uses regular phone lines already in-stalled in homes and businesses. The available band-width for downloading may be limited by the connec-tion speeds of the DSL service provider.

Table 1 shows and compares the bandwidth and rela-tive ongoing costs for each of these telecommunica-tion technologies. (Source: “Technology 101,” Will-iam Halverson—Appendix F).

A few general points about these technologies:• Higher bandwidth is almost always associated with

higher cost.• The decision to purchase a telecommunications tech-

nology should also take into account the generalnetworking and telephonic needs of the site and thesite’s location. Cost efficiencies can be realized withcareful consideration of multiple uses of the tech-nology, taking into account the current technolo-gies already in place.

• The availability of high-end technologies such asISDN, T-1 and DSL is highly varied, depending ongeographical location. Often, rural areas most in needof telemedicine have the fewest number of availablehigh speed telecommunications options. T-1 lines

SERVICE

POTS—voicecommunication

Dial-up modemwith POTS

ISDN (3 channels)

T-1 (full)

DSL

BANDWIDTH PER…

3 kilohertz (kHz) per line

30 kilobits per second(kpbs)

2 digital channels @ 64kilobits per second (kpbs),1 system data channel @16 kpbs

64 kbps per channel

128 kbps and higher

TOTAL AVAILABLEBANDWIDTH

3 kHz

30 kpbs

128 kpbs

1.554 megabits persecond (mbps)

128 kbps and higher

APPROX MONTHLYCOST (Fixed & Usage)

$20/month $8/Hour

same as voice + InternetService Provider fee

$30-50/month $16/hour($8/hour for each digitalchannel used)

$155/month (oneendpoint) + $25 per miledistance between points

$40-$200/month

Table 1: Comparison of Telecommunication Technologies

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may be all that are available in some rural areas. If arural site only wants to connect to one location, andthe distance is not too far, then one T-1 line canwork well. Also, rural county mental health depart-ments will qualify for subsidization of their T-1 linescosts through the Universal Service Program, whichwill reduce the out-of-pocket expense for the coun-ties7. (See the insert box “Solutions for Rural Cali-fornia Sites,” below.)

Solutions for Rural California Sites—Northern Sierra Rural Health Network

The NSRHN operates a videoconferencing bridgethat makes it possible for health facilities locatedin the Citizens Telecommunications service areato use partial T-1 lines to connect with ISDN us-ers. This would allow a rural site with only T-1 avail-ability to leverage multiple endpoint telemedicinesites. The phone charges for these lines are sub-sidized through the Rural Health Universal ServiceFund operated by the FCC.For more information, visit the Network’s websiteat <http://www.nsrhn.org/>

3. How much bandwidth is required?

Most telemental health projects use systems thattransmit data at 384 kbps (from a survey conducted bythe Association of Telemedicine Service Providers, asreported by Smith & Allison). This is considered to bea reasonable compromise between low and high costsystems. (This amount of bandwidth could be obtainedby adding lines to a 3-channel ISDN line8, or by pur-chasing a one-quarter fractional T-1 line.) Some re-search into the quality of data transmission has beenreported. Participants noticed a difference in qualitycomparing 128 kbps and 384 kbps. The perceived dif-ference comparing 384 kbps and 762 kbps is less no-ticeable, although the cost difference between thesethree transmission rates is significant.

D. Space

(See also Appendix G, “Room Design: AssessingEquipment Configuration, Lighting and Sound.”) Theroom used for video teleconferencing should be largeenough to accommodate a small group, yet smallenough to allow most participants to be viewed at onetime. The ideal camera distance from participants is 6-8 feet. (If a person is too close to the monitor, it willappear as though the person is looking down ratherthan making direct eye contact.) When there is onlyone client, the upper body should take up as much ofthe local viewing window as possible.

The room should be painted a light gray or whitecolor. Overhead lighting that gives off the equivalentof natural sunlight is preferable, with the ideal place-ment in the area above the video conferencing unit.The space should minimize outside noise and inter-ruptions as much as possible. (A posted sign is recom-mended indicating that a TM session is in progress.)

E. Human Resources

a) Implementation StaffWhile existing staff may be used to implement a TM

site, a dedicated staff member will be required at leastpart time for about three months to manage the start uptasks. (See “The Project Plan” on page 18 for a list ofstart up tasks.) Along with a dedicated project manager,time will be required of other staff and managers to en-sure integration of the TM service with other programs.Those staff members may include the medical director,staff psychiatrists, program directors, and program man-agers. Representatives from administrative support staffwill be needed to assist with the development of proce-dures, paperwork transmission, ordering supplies, etc.,and MIS staff will be needed to order and install equip-ment and telecom services. (Counties that do not pur-chase TM equipment but use already existing TM siteswill still need to develop program specifications andpolicies and procedures.) Staff representing the clinical,administrative and managed care departments will re-ceive training during the implementation period (seeSection IV, “Education and Training”).

At least one person (such as the eventual Site Co-ordinator or another designated staff member) should

Telemental Health / Telepsychiatry Implementation and Operations ManualCalifornia Institute for Mental Health • California Mental Health Directors Association 17

be fully trained during the implementation period, andbe available to coordinate ongoing training once theoperations phase has begun. Time will also be neededto prepare forms and paperwork, as well as announce-ments of the new service to county departments, con-tracted providers, and the community.

b) Ongoing OperationsThe following staff will have ongoing direct respon-

sibilities for the operations and maintenance of a TMsite (assuming some county to county variation givencurrent staff roles and responsibilities):

Site Coordinator—oversees day-to-day operations;ensures that referrals, appointments, paperwork, cli-ent charts, and in-session activities are organizedand coordinated. The site coordinator may very wellbe the most important “champion” for telemedicineservices among the staff. To perform this crucial setof functions, the site coordinator must be skilled inseveral administrative functions and have a solidunderstanding of the clinical and technical issues.The Site Coordinator does not need to be a licensedbehavioral health clinician, unless that person willalso provide clinical supervision to clinic staff. (Insome TM settings, the Site Coordinator may alsoprovide billable case management services, in whichcase that person must meet the staffing requirementsfor that service.) The Site Coordinator may alsohave responsibility for more than one site. If a countyhas only one site, the coordinator may split his/hertime among other administrative and/or clinicalduties. In the experience of other programs, forevery hour of clinical service a TM site wouldrequire an equal amount of time per week of thesite coordinator’s time. For example, every fourhours of clinical service time would require fourhours of a site coordinator’s administrative time.Medical Director—oversees the clinical policies andprocedures; ensures that best practices are followed;may provide clinical supervision for complex cases,and at times may provide direct services to clients.Fiscal/Administrative—tracks session utilization,paperwork and data entry; ensures proper billingprocedures are in placeManagement Information System (MIS) staff—“on call” county or departmental MIS staff to en-sure that software, hardware and telecom servicesare working correctly; available for consultationor technical support as needed.

Other staff members who may be involved on a case-by-case basis include case managers, program manag-ers, managed care intake/access staff, primary thera-pists, and psychiatrists.

It is recommended that case managers have the re-sponsibility of attending most clients’ sessions with thehub site physician. This is important for a number ofreasons: first, the case manager builds and maintains aliaison relationship with the physician; second, the casemanager hears what the physician says and can helpclients and families clarify issues; third, the relation-ship between the case management and the client andfamily is strengthened, and as a result, the family has alocal contact person; and finally, having a referringagency staff member integrally involved in the day today services helps the referring agency with oversightof the local agency.

F. Policies and Procedures

While many existing policies and procedures maycover aspects of the TM site or TM referrals, the uniquenature of TM requires its own set of policies and pro-cedures. For example, client information will have tobe transmitted to the consulting (Hub) site, while acopy of progress notes, prescriptions, and other followup information will be transmitted back to the refer-ring site. Current county Releases of Information areprobably sufficient, whereas Informed Consent formsunique to TM services should be developed (see Ap-pendix D for a sample Informed Consent form).

The following is a non-inclusive list of areas in whichit is recommended that policies and procedures be de-veloped for TM sites or county clinics making referralsto TM sites (see Appendix A for selected samples):• Intake procedures and screening for TM services;

• Staff roles and responsibilities;

• Use of equipment and TM room;

• Transmission of clinical data to hub site;

• Releases of information and informed consent;

• Appointment scheduling;

• Transmission of prescriptions, lab orders, progressnotes, etc., from consulting site;

• Case management and continuity of care;

• Evaluation and outcomes.

Telemental Health / Telepsychiatry Implementation and Operations Manual18 California Institute for Mental Health • California Mental Health Directors Association

G. Contracts

1. Types of Contracts

As shown in Section I.C., “Current Models in Cali-fornia—Opportunities for Collaboration”, the ways inwhich TM services can be procured and provided arehighly varied. The basic contractual relationships forcounties’ TM services can be summarized as:

• TM services delivered within county system (e.g.county mental health staff provide consultation tosame county mental health clinics);

• County mental health staff provide TM consulta-tion to other non-mental health agencies in samecounty;

• County mental health staff provide TM consulta-tion to primary care physicians and clinics;

• County A requests consultation from county B, re-quiring memorandum of agreement (MOU) or con-tract;

• County contracts with private provider(s) for con-sultation services via TM (providers can be locatedwithin or outside of contracting county);

• A group of counties share resources (e.g. TM sites,TM consultation staff, or a single contract betweena group of counties and an external provider).

2. Contract ComponentsTM service agreements require some deviation from

standard contracts in use by counties. For county-to-county contracts or MOUs, there are already modelsin place (such as MOUs between counties for the pro-vision and reimbursement of out-of-county SpecialtyMental Health Services). Changes to current MOUsregarding TM services have to do with the following:

a) Identification of target population for TM ser-vices;b) Roles and responsibilities specific to TM sitestaff and other non-site staff;c) Billing and reimbursement procedures for con-current services at the referring and hub sites. (SeeSection III, “Billing and Reimbursement Guide-lines.”) Contracts should specify the responsibili-ties of each party in billing for services, reporting

encounters, and accepting payment. MOUs shouldspecify the responsibilities for coordinating whichservices are provided and billed, so as to ensurethat the county’s (or counties’) claims meet allminimum fiscal and clinical requirements, such asthose for claiming Medi-Cal Federal Financial Par-ticipation (FFP);d) The transmission of new forms related to TMservices (e.g. Informed Consent);e) The transmission and efficient communicationof pharmacy orders, lab orders and prescriptions.(Note: Relationships with labs and pharmacies, andprocedures for filling prescriptions should be estab-lished. These support services should be a part ofthe stakeholders’ engagement process. A list of par-ticipating pharmacies can be generated after areapharmacies have been contacted and their partici-pation has been established. Similarly, arrangementswith area labs should be developed. These arrange-ments will help to ensure that important patientinformation is received by both the physician at thehub site and the mental health agency.)

Contracts with private providers will also requirethe changes listed above, with the exception of respon-sibilities for claiming Medi-Cal FFP. As stated elsewhere(Section III.B., “Medi-Cal Specialty Mental HealthServices”), there are no new service codes for TM atthis time.

H. Billing

Billing procedures for TM services will differ fromthose currently in use. See Section III, “Billing andReimbursement Guidelines” for more information.

I. The Project Plan

1. Pre-Requisites for SystemDevelopment• Board and executive management support;• Medical support;• Sufficient staff;• Strong MIS/IS department;• Staff who embrace treatment innovations.

Telemental Health / Telepsychiatry Implementation and Operations ManualCalifornia Institute for Mental Health • California Mental Health Directors Association 19

2. Components of project planThe major categories of tasks for implementation are:

a) Program Planning• Identify lead project manager for implementation;• Identify relevant stakeholders;• Perform needs assessment;• Define the target client population(s);• Define the scope of the TM services—How will TM

be used?• What are objectives of the TM Services (e.g. Pro-

vide more psychiatry services? Geographic penetra-tion? Outreach? Training?);

• Define services to be offered via TM;• Identify projected utilization (e.g. The number of

projected clinical hours to be utilized by the TMsite);

• Identify risk management issues;• Develop business plan for implementation.

b) Stakeholder Orientation & Involvement• Develop plan for stakeholder involvement in plan-

ning, strategies for “buy off” approval, potential prob-lem areas;

• Develop and provide “kick off” orientation to stake-holders.

c) Budget Development(See Section II.I.4., “Costs of Site Implementationand Operation” on page 20 for sample budget)

d) Facilities/Space• Conduct geographic needs assessment (if necessary);• Locate potential TM site room(s);• Develop plan and budget for room preparation.

e) Telecommunications & Networking—Ordering & Installation (see also AppendixF, “Communications 101”)• Inventory current telecom resources;• Inventory existing wiring;• Develop budget for telecom and networking equip-

ment, installation and ongoing charges;• Order telecom lines and service (allow 4-6 weeks

prior to first use for ISDN, DSL, T1, and phonelines).

f) Hardware/Software—Ordering &Installation• Inventory existing usable equipment;• Order hardware (at least three weeks prior to first

use, to allow for training and familiarization);• Install and test hardware.

g) Procedures Development(See Section II.F. on page 17 for list of policies andprocedures.)

h) Development of Quality Improvement/Evaluation Processes• Identify accountable Quality Improvement (QI) lead;• Define linkages with existing county QI processes;• Identify existing QI/Outcomes indicators;• Define TM related QI indicators;• Identify data needs for evaluation (see also Section

V., “Evaluation of TM Services”);• Identify data collection procedures, as needed.

i) Contracts/Procurement• Identify vendor procurement needs, if any;• Inventory current relevant MOUs;• Identify new partners (e.g. counties) requiring MOUs

or contracts;• Define appropriate procurement procedures;• Develop procurement processes, as needed (e.g. Re-

quest for Proposal or Request for Qualifications);• Develop new contract/MOU language as needed;• Identify potential vendors/bidders;• Negotiate contracts with vendors and providers;• Finalize and sign contracts.

j) Staffing & Personnel(See II.E., page 16, “Human Resources)

• Identify site staff from existing personnel;• Identify need for further staff hiring;• Develop job descriptions (or amend current ones);• Initiate recruitment activities, if needed.

k) Training of Staff, Providers, OtherStakeholders

(See Section II.E. “Human Resources” and SectionIV. “Education and Training”)

Telemental Health / Telepsychiatry Implementation and Operations Manual20 California Institute for Mental Health • California Mental Health Directors Association

3. Guidelines for project taskdevelopment, initiation andmonitoring

a) Project Management LeadThe style and methods of program implementation

vary county by county. As mentioned above in theproject plan tasks, it is recommended to appoint a leadproject manager. The tasks involved in implementingTM are varied and require people from multiple pro-grams and county departments. The Project Managershould be someone who understands the value of TM,is comfortable with technology, is familiar with theclinical issues, and is able to provide leadership to cross-functional work groups described below. In some cases,the person assigned as Site Coordinator might be theappropriate project manager, but for larger implemen-tations a dedicated project manager might be required.

b) Implementation planning meetingsMany implementation and planning tasks require

time limited work groups that are cross functional (e.g.have representatives from the various technical, clini-cal, administrative and stakeholder groups who will bepart of ongoing operations). Some of these work groupsmay evolve into ongoing operations committees; forexample, a work group developing clinical protocolsmay become a QI Committee that reviews data thatsupport QI indicators for TM. The chair of each workgroup, along with the Project Manager, Medical Di-rector, and project sponsor (e.g. Mental Health Direc-tor) would meet regularly as a Steering Committee totrack progress and decide policy issues presented by thevarious work group representatives and the projectmanager.

Depending upon the needs of the county, some ofthe work groups might be:• Clinical/QI—developing clinical criteria and proto-

cols; developing QI indicators; ensuring PerformanceOutcomes Measurement (POPs) data collection;

• Technical—managing tasks involved with facilities,equipment, telecom, etc.;

• Administrative—managing tasks involved with busi-ness flow, intake procedures, billing, and recordsmaintenance.

c) Tracking Progress; documenting status,problems and contingencies

The project plan should list, by category, the spe-cific tasks with assigned lead (e.g. chair of work groupor other person), target date for completion, precedenttasks, and any other information necessary to accom-plish them. Progress can be tracked with written andverbal reports to the Steering Committee and shouldinclude the following:• Name of task;

• Target date for completion;

• Completion status (e.g. in % terms);

• Expected cost variances (if relevant and known);

• Contingencies (e.g. precedent tasks that would im-pede progress if not completed);

• Next steps and responsible person(s).

4. Costs of Site Implementation andOperation

a) Site Equipment, Installation, TelecomSetting up a telemedicine site for behavioral health

is relatively inexpensive without the need for special-ized equipment that is required for other specialtytelemedicine services (e.g. dermatology, ophthalmol-ogy, etc.). Costs include a one-time purchase of equip-ment and installation fees, ongoing equipment main-tenance (unless included in the purchase package),ongoing phone line/ISDN/broadband charges, and re-lated phone call fees. The costs of equipment may varybased on room size. Other costs not shown may in-clude room preparation, furniture, and office supplies.As mentioned above, extra staffing is also required bothduring the implementation period and for ongoingoperations.

Some funding may be available for counties to de-fray telecommunications costs through the CaliforniaTeleconnect Program of the California Public Utili-ties Commission, http://www.cpuc.ca.gov/static/indus-try/telco/public+programs/ctf.htm or the UniversalService Administrative Company (USAC) which ad-ministers federal subsidy programs for telecommunica-tions http://www.universalservice.org/ .

Telemental Health / Telepsychiatry Implementation and Operations ManualCalifornia Institute for Mental Health • California Mental Health Directors Association 21

b) Staffing CostsFirst year staffing costs for implementation (assum-

ing a three-month implementation period) and ninemonths ongoing operations are shown in the follow-ing tables. (The tables do not reflect costs of executivemanagement time, marketing materials, or departmentoverhead.) Site Coordinators should be staffed to

match the clinical hours provided at the site (i.e. forevery four hours of clinical time, the site will re-quire four hours of Site Coordinator time).The tables reflect the following scenarios:Scenario 1. County operating one site using half time

Site CoordinatorScenario 2. County operating three sites with one Site

Coordinator.

Table 2: Usual equipment and telecom costs for implementing a TM site9.

Item

Video conferencing package: includes 32” T.V., camera, software,cabinet & rolling cart, installation, service (e.g. 1 year on site)

Network Termination device

ISDN 3 line installation

ISDN monthly fee

TM Usage Charge10

TOTALS

One-time cost

$11,250

$500

$800

$12,550

Ongoing cost

$125/month

$350 +/month

$475 +/month

Table 3: Scenario 1—One site

Project Manager

Site Coordinator

Admin Support

MIS staff

Training

Travel

SUBTOTALS

YEAR TOTAL

3 months’salary

7,500.00

3,125.00

4,375.00

3,000.00

1,000.00

19,000.00

IMPLEMENTATION (3 MONTHS) OPERATIONS (9 MONTHS)

25%benefits

1,875.00

781.25

1,093.75

3,750.00

Total

9,375.00

3,906.25

5,468.75

3,000.00

1,000.00

22,750.00

9 months’salary

18,750.00

19,687.50

51,562.50

25%benefits

4,687.50

4,921.88

12,890.63

Total

23,437.50

24,609.38

64,453.13

87,203.13

Assumptions: Implementation OperationsProj Mgr: .5 FTE base salary $60,000Site Coord: .25 FTE base salary $50,000 Site Coord: .5 FTE base salary $50,000MIS: .25 FTE base salary $70,000 MIS: .25 FTE base salary $70,000Training: UC Davis TLC or other trainings Admin Supp: .75 FTE base salary $35,000Travel: Training, conferences, site visits

Telemental Health / Telepsychiatry Implementation and Operations Manual22 California Institute for Mental Health • California Mental Health Directors Association

Table 4: Scenario 2—Three sites

Project Manager

Site Coordinator

Admin Support

MIS staff

Training

Travel

SUBTOTALS

YEAR TOTAL

3 months’salary

11,250.00

6,250.00

8,750.00

3,000.00

1,000.00

30,250.00

IMPLEMENTATION (3 MONTHS) OPERATIONS (9 MONTHS)

25%benefits

2,812.50

1,562.50

2,187.50

6,562.50

Total

14,062.50

7,812.50

10,937.50

3,000.00

1,000.00

36,812.50

9 months’salary

28,125.00

26,250.00

26,250.00

80,625.00

25%benefits

7,031.25

6,562.50

6,562.50

20,156.25

Total

35,156.25

32,812.50

32,812.50

100,781.25

137,593.75

Assumptions: Implementation OperationsProj Mgr: .75 FTE base salary $60,000Site Coord: .5 FTE base salary $50,000 Site Coord: .75 FTE base salary $50,000MIS: .5 FTE base salary $70,000 MIS: .5 FTE base salary $70,000Training: UC Davis TLC or other trainings Admin Supp: 1 FTE base salary $35,000Travel: Training, conferences, site visits

3 We are indebted to the following organizations fortechnical assistance and materials in the preparation ofthis section: U.C. Davis Telemedicine Learning Center,Tri-City Mental Health Center (Pomona), CaliforniaState Association of Counties, and the CaliforniaTelehealth & Telemedicine Center.

4 The Business and Professions code of the Medi-Calmanual, Section 2290.5, describes a “health carepractitioner” as a “licentiate,” specifically referencing a“physician and surgeon, podiatrist, clinical psychologist,marriage and family, therapist, clinical social worker ordentist,” but the term may be used to describe otherlicensed health care workers.

5 For vendor information, visit http://tlc.ucdavis.edu, theU.C. Davis Telemedicine Learning Center Web site.

6 Sources: 1) Wachter, G. (2000). Telecommunication:Linking Providers and Patients. Telemedicine InformationExchange: http://tie2.telemed.org/telemed101/topics/telecom.asp, June 30, 2000. Last accessed April, 2002. 2)Smith, H. A. & Allison, R. A. (Draft Pending Publica-tion). Telemental Health: Delivering Mental Health Care ata Distance. Washington, D.C.: U.S. Dept. of Health andHuman Services, Substance Abuse and Mental HealthServices Administration. 3) Halverson, W. (no date).

“Communications 101: Telecommunications Overview”(from U.C. Davis Telemedicine Learning Center trainingmanual). Sacramento, CA: California Telehealth &Telemedicine Center. 4) Nemana, R. (no date).“TeleHealth Technology 101.” (from U.C. DavisTelemedicine Learning Center training manual).

7 More information on The Rural Health UniversalService Fund, administered by the Universal ServiceAdministrative Company (USAC), is available at http://www.universalservice.org/overview/.

8 Two ISDN lines result in up to 256 kbps; three linesresult in up to 384 kbps.

9 The prices quoted are approximate, and reflect marketrates as of August 2001. As with other technologyrelated equipment and services, prices change consider-ably over time. Ongoing telecom charges vary bygeography, availability of telecom service, and availablediscounted packages. CIMH and its partner organiza-tions are available to provide information on vendorsand discounted purchase arrangements.

10 This includes the per-minute cost to connect the site tolocal and long distance carriers. Normal costs runbetween $35-40 per hour.

Telemental Health / Telepsychiatry Implementation and Operations ManualCalifornia Institute for Mental Health • California Mental Health Directors Association 23

A. Paying for Telemedicine inCalifornia—Overview

The funding sources that are available for reimburs-ing TM services are the same as for current services.As described below, federal and state authorities haveenabled and encouraged local mental health programsto provide telemedicine services to publicly and pri-vately funded beneficiaries.

Counties use a combination of funding sources to pro-vide services, including the federal Mental Health BlockGrant, Medi-Cal, EPSDT, Medicare, System of Care dol-lars, private insurance, local general funds and grants, andassorted other sources. (Some of these funding sources,particularly realignment and other System of Care dol-lars, are also used by counties to pay for services to theindigent and under-insured who meet criteria as severelyand persistently mentally ill adults/older adults or severelyemotionally disturbed children/adolescents.)

The “California Telemedicine Act of 1996” (see Sec-tion III.B.2., page 24) made the practice of telemedicinea legitimate means by which an individual may receivemedical services from a health care provider without re-quiring person-to-person contact with the provider. SomeMedi-Cal providers have already been successful in pro-viding and billing behavioral health TM services for eli-gible Medi-Cal beneficiaries. The Healthy Families Pro-gram offers some ability to fund TM services, and there isa commitment from the Managed Risk Medical Insur-ance Board (MRMIB), the state agency that manages theHealthy Families Program, to further develop the capac-ity of health plans to pay for telemedicine services. TheState Department of Mental Health has indicated thatcounties may also provide TM services under realignmentfunding in the absence of other payers.

Medicare policy has been steadily developing since theFederal Balanced Budget Act of 1997, which set initialobjectives and standards for Medicare telemedicine ser-vices. Initially Medicare policy focused only on ruralHealth Professional Shortage Areas. Despite recent rulechanges, which have clarified reimbursement policies,Medicare reimbursement for mental health services re-mains problematic for County Mental Health plans. Suc-cessful billing for Medicare TM services is contingent onthe resolution of many policy issues that are creating bar-riers for counties to make full use of this payment source.

Private insurance or health plan policies may or maynot yet include TM services. Each health plan must beapproached individually to obtain policy informationabout TM procedures. As with other specialty mentalhealth services, health plans usually require approvalfor services by the client’s primary care physician, priorauthorization, and/or referral to a contracted provider.

Techniques to ensure the sustainability of TM programsare similar to those of any other ongoing mental healthprograms, and should include strategies to make full use ofexisting funding sources, provide outreach to potential ben-eficiaries, ensure successful billing, track costs accurately,and take advantage of sources of funding connected withnew initiatives (e.g. system of care dollars, AB34, etc.).Telemedicine is not considered a separate program per se,in that it is one of many tools to support and enhance ac-cess to care. Hence, TM can be used as a treatment ad-junct for any county beneficiary, provided that the countyaggressively pursues a variety of funding sources.

B. Medi-Cal Specialty MentalHealth Services

1. OverviewCalifornia’s Medicaid program, Medi-Cal, provides

reimbursement for specialty mental health servicesunder the oversight of county Mental Health Plans(MHPs), and under contract with the state’s Depart-ment of Mental Health (DMH). These services includeinpatient care, rehabilitative mental health services,targeted case management, and other outpatient mo-dalities for eligible beneficiaries who meet the state’smedical necessity criteria. MHPs authorize services anduse a combination of county clinics, contracted orga-nizational providers, group practices, hospitals, andindependent practitioners to deliver services.

Since Medicaid is a joint state and federal program,and since MHPs have responsibility for providing medi-cally necessary services, the funding for Medi-Cal men-tal health services is obtained from a combination ofcounty “match” dollars and Federal Financial Partici-pation (FFP) at an average county/FFP ratio of 48.77%/51.23%. Mental health plans are reimbursed the en-

III. Billing and Reimbursement Guidelines11

Telemental Health / Telepsychiatry Implementation and Operations Manual24 California Institute for Mental Health • California Mental Health Directors Association

tire non-federal share of cost for all EPSDT-eligibleservices that are in excess of expenditures made be-yond the Fiscal Year 1994-95 baseline in the countybeing served. (Beginning in Fiscal Year 1998-99, eachcounty’s Fiscal Year 1994-95 baseline is adjusted ac-cording to a formula established by the DMH.)

Counties generally purchase Medi-Cal and EPSDTfunded services under contract with providers (or pro-vide services directly through county clinics), and col-lect encounter information from claims or by electronicmeans. The county prepares a Medi-Cal claim for pro-cessing by the Department of Mental Health, which isintegrated with the claim sent by the Department ofHealth Services to the federal Center for Medicare andMedicaid Services (formerly HCFA) to obtain the FFP.

2. Medi-Cal and TelemedicineThe “California Telemedicine Act of 1996” made the

practice of telemedicine a legitimate means by which anindividual may receive medical services from a health careprovider without requiring person-to-person contact withthe provider (California Medi-Cal Provider Manual: In-patient and Outpatient, 2001). Telemedicine serviceshave been approved as reimbursable by the Departmentof Health Services and by the Department of MentalHealth. Telepsychiatry and telemental health services areconsidered appropriate Specialty Mental Health Servicesunder the following minimum conditions (sources: Cali-fornia Business and Profession Code, Section 2290.5;Welfare and Institutions Code, Section 14132.72):• A telemedicine service must use interactive audio, video

or data communication to qualify for reimbursement. Theservice must be in real-time or near real-time (delay inseconds or minutes) to qualify as an interactive two-waytransfer of medical data and information between theclient and practitioner. Neither a telephone conversa-tion, an electronic mail message or facsimile transmis-sion between a health care practitioner and a client, or“store and forward” client visits and consultations, whichare transmitted after the client is no longer available,constitutes telemedicine and will not be reimbursed.(Non-TM phone conversations may be otherwise billedas appropriate Mental Health Services, Medication Sup-port Services or Targeted Case Management within theguidelines of Title 9, Division 1, California Code of Regu-lations Sections 1840.324-1840.326.)

• The audio-video telemedicine system used, must, ata minimum, have the capability of meeting the pro-cedural definition of the service code provided

through telemedicine. The telecommunicationequipment must be of a quality to adequately com-plete all necessary components to document the levelof service for the service code billed.

• The health care practitioner who has the ultimate re-sponsibility for the care of the client must be licensedin the State of California and enrolled as a Medi-Calprovider (e.g. contracted or approved to provide ser-vices either by the referring county or by the county inwhich the hub site is located). Other approved clinicstaff may also provide billable services via videoconferencing appropriate to their professional trainingand scope of practice, in accordance with state law.

• The health care practitioner who has the ultimateresponsibility for the care of the client must first ob-tain verbal and written consent from the recipient,including:➤ A description of the risks, benefits and conse-

quences of telemedicine;➤ The client retains the right to withdraw at any time;➤ All existing confidentiality protections apply;➤ The client has access to all transmitted medical

information;➤ No dissemination of any client images or information

to other entities without further written consent.• All medical information transmitted during the delivery

of health care via telemedicine must become part of theclient’s medical record maintained by the licensed healthcare provider or certified Short-Doyle/Medi-Cal clinic.In addition, Medi-Cal reimbursement for Specialty

Mental Health Services is determined by Medical Ne-cessity Criteria as outlined in Title 9, Division 1 Cali-fornia Code of Regulations, Section 1830.205, “Medi-cal Necessity Criteria for MHP Reimbursement of Spe-cialty Mental Health Services.” A telepsychiatry/telemental health service must also be an approved CPTor other HCPCS code, in accordance with Title 9, Cali-fornia Code of Regulations, Section 1810.216.112.

The existing Specialty Mental Health Servicecodes (including those relevant codes unique tocounty MHPs) are sufficient for Medi-Cal billing.At this time there are no new service codes fortelepsychiatry/telemental health services13.

For services provided within certified Short DoyleMedi-Cal clinics, the current Service Function and Ser-vice Activity Codes are sufficient for Medi-Cal billing.

Telemental Health / Telepsychiatry Implementation and Operations ManualCalifornia Institute for Mental Health • California Mental Health Directors Association 25

3. Documentation RequirementsThe basic clinical documentation requirements for

county mental heath plans and clinics apply as theywould for any other service. Since telemedicine al-most always involves two separate sites providingclinical services to the client, accountability for properdocumentation rests with both sites as appropriateto the services delivered at each site.

• Medical necessity for Specialty Mental Healthservices, or adherence to specific criteria forother non-Medi-Cal related services;

• Appropriate clinical documentation for clientrecords in accordance with Attachment C of thecontract between the county mental health planand the state Department of Mental Health;

• Appropriate coding of services and adequatedocumentation of client demographic and ser-vice encounter data;

• Compliance with mandated performance out-comes measurements.

Contracts between counties and TM providers, orMemorandums of Understanding (MOUs) betweencounties should specify the responsibilities of each sitein completing the required documentation. Examplesof such operational guidelines and a sample contractare shown in Appendices A, B and C.

4. Billing CodesThis section will address billing codes that are

unique to County Mental Health Plans and the Cali-fornia Department of Mental Health. Service codes

used by other settings, such as primary care prac-tices, Medi-Cal health plans, and health clinics, maydiffer.

a) Clinic Service Function and ServiceActivity Codes

The nature of telepsychiatry and telemental healthservices requires that both the hub and referral sitesprovide concurrent services. Services may include di-rect care to clients and collateral services, as well ascase consultation between professionals. It is expectedthat a combination of both types of services may beprovided at different points in time. The services billedwill depend on the needs of the client, as well as thescope of practice of available staff. For services pro-vided within county clinics and/or by contracted ShortDoyle certified organizational providers, the currentService Activity Codes are sufficient to claim Medi-Cal FFP, provided the requirements of Section1840.314, Title 9, Division 1 of the California Code ofRegulations are met.

To document a consultation session among twoclinic based psychiatrists, the Service Activity calledPlan Development is reimbursable under MentalHealth Services or Medication Support Services ser-vice function codes. Plan Development allows certainclinical staff to consult about a client regarding devel-opment of a treatment plan, coordination plan, verifi-cation of medical or service necessity, or monitoringof a client’s progress. This activity is reimbursable with-out the client being present.

The following table outlines suggested scenarios forbilling telepsychiatry services using the ServiceFunction and Service Activity Codes. These sce-

HUB (CONSULTING) SITEService Function/Activity Label

Mental Health Services/Assessment

Medication Support/Evaluation

Medication Support/Evaluation (follow up visits)

Medication Support/Plan Development*

REFERRING SITEService Function/Activity Label

Mental Health Services/Collateral Targeted Case Manage-ment/Linkage & Consultation

Medication Support/Collateral Targeted Case Manage-ment/Linkage & Consultation

Medication Support/Administration (e.g. by R.N.)Targeted Case Management/Linkage & Consultation

Medication Support/Plan Development*

Table 5: Recommended Concurrent Service Function/Activity Codes

Telemental Health / Telepsychiatry Implementation and Operations Manual26 California Institute for Mental Health • California Mental Health Directors Association

narios are applicable to the “Consultation Model”,in which the hub site provides psychiatry consulta-tion to a referring physician or psychiatrist. Notethat all referral sites’ services include Case Manage-ment. The availability of case management at thereferral site for continuity of care is very important,not only for those clients who are already assigned acase manager, or who meet the criteria for needingcase management services, but also for new clientswho may be in acute distress.

b) Specialty Mental Health Service CodesTable 6 illustrates suggested scenarios of

telepsychiatry services that may be administered con-currently at the hub and referring sites. These sce-narios are applicable to the “Consultation Model”,in which the hub site provides psychiatric consulta-tion to a referring physician or psychiatrist. Whilethese services are common in a physician consulta-tion model, the hub and referral sites are not limitedto providing only these services if others are medi-cally necessary and within the scope of TM servicesdescribed above.

5. Service Billing Guidelines

a) Same Service Code Billed ConcurrentlyThe Department of Mental Health has determined

that the same service code provided concurrently bythe hub and referral sites (e.g. Case Management) isallowable, provided that:• There is adequate documentation (see above, Sec-

tion B.3.);• The service is not provided when “lockouts” apply,

as per Title 9, California Code of Regulations, Divi-sion 1, Section 1840;

• The total amount of time billed per 24-hour period,by Service Function Code, is within the parametersof the Short-Doyle Medi-Cal Maximum Time Al-lowances.Table 7 shows the current maximum time allowances

for Service Function Codes.

b) Case Consultation/Plan DevelopmentPlan development activities between the hub and

referring site psychiatrists or staff are reimbursable un-

HUB (CONSULTING) SITEService Label/CPT or HCPCS Code

Case Conference X9544

Office/OP Visit New Patient 99205

Case Conference X9544

Pharmacological Management 90862

Office/OP Visit New Patient 99205

Case Conference X9544*

REFERRING SITEService Label/CPT or HCPCS Code

Case Management Z5820 Office/OP VisitEstablished Patient 99205

Case Management Z5820 Case ConferenceX9544

Pharmacological Management 90862 CaseManagement Z5820

Office/OP Visit Established Patient 99211Case Management Z5820

Office/OP Visit Established Patient 99215Case Management Z5820

Case Conference X9544*

Table 6: Recommended Concurrent TM Service Codes

*Consultation between two practitioners, client not present.

Telemental Health / Telepsychiatry Implementation and Operations ManualCalifornia Institute for Mental Health • California Mental Health Directors Association 27

der Medi-Cal for the following purposes (Title 9, Divi-sion 1 of the California Code of Regulations, Sections1810.225, 227, 233, 249, 316):1. Development of coordination plans, treatment plans

or service plans;

2. Approval of plans;

3. Verification of medical or service necessity;

4. Monitoring of the client’s progress.The client does not need to be present for this ac-

tivity. These activities may be via telephone, videoconferencing, or in person. In most situations, suchconsultation is related to medication evaluation andongoing monitoring. Especially with children and ado-lescents, medication adjustments are common in theearly stages of treatment and require a great deal ofcoordination among the treatment team members aswell as the patient’s family. Consultative activitiesare not reimbursable by Medi-Cal when the primarypurpose is clinical supervision.

c) Present in RoomBilling for those participants in a TM session

should follow the same guidelines as in face-to-faceor billable non face-to-face sessions. Family members,friends, family support partners and ancillary agencystaff members can participate in a TM session. Thesession may be billed as a “Collateral” visit if other non-family agency members are present and participate ac-tively, whether or not the client is present.

“Collateral” means a service activity to a sig-nificant support person in a beneficiary’s life withthe intent of improving or maintaining the mentalhealth status of the beneficiary. The beneficiarymay or may not be present for this service activity.(Title 9, Division 1, Section 1810.206)

If the client is present with family members (no otheragency or non-family participants), the session can bebilled as family therapy using the existing MentalHealth Services code 340.

6. Service Billing ProceduresBilling procedures for TM services are not very dif-

ferent from those currently in place for other servicesprovided within the scope of County Mental HealthPlans. However, the nature of TM services, i.e. theconcurrent provision of services in two separate sites,adds a level of complication to the successful docu-mentation and transmission of billing information.The following typical billing scenarios will be addressedin this section:• County contract with external TM provider;• Two or more counties (i.e. hub or consulting county

and one or more referring sites);• Internal county TM program (county clinic model).

In addition, this section will also address billing pro-cedures for Federally Qualified Health Clinics(FQHCs), the Statewide Administrative Services Or-ganization (ASO), Medicare, and third party insurancereimbursement.

SERVICE

Case Management/Brokerage

Mental Health Services

Medication Support

Crisis Intervention

Stabilization

Day Treatment Intensive

Day Rehabilitative

SERVICE FUNCTIONCODE

01-09

10-19 & 30-59

60-69

70-79

20-29

81-89

91-99

TIMEALLOWANCE

1440

2878

240

480

20

1

1

TIME BASE

Minutes

Minutes

Minutes

Minutes

Hours

Unit (Day)

Unit (Day)

Table 7: Short-Doyle Medi-Cal Maximum Time Allowances14

Telemental Health / Telepsychiatry Implementation and Operations Manual28 California Institute for Mental Health • California Mental Health Directors Association

a) County—Provider ModelFigure 1, “County-Provider Model—Medi-Cal/EPSDTBilling & Reimbursement Flow,” illustrates a sce-nario in which the county contracts with a provider(individual practitioner, group, organizational pro-vider, or hospital) to offer TM consultation servicesto the county. Reimbursement for the provider’s ser-vices would be done in the same way that providersare currently being reimbursed, e.g. fee for service

for independent practitioners and groups, or througha cost reimbursement contract with organizations.Claims or encounter data from the provider wouldbe added to the aggregate Medi-Claim that is pre-pared for submission to DMH. The county staffwould also incur services concurrently at the Refer-ral Site. Those services would be documented in thecounty’s MIS, and would be included in the county’sMedi-Cal claims to DMH.

Client Appointment

Figure 1. Telemental Health / Telepsychiatry: County-Provider ModelMedi-Cal/EPSDT Billing & Reimbursement Flow

Hub Site(provider)

Referring Site(county)

TM Consultation provided to County

Serviceprovided

Prepare serviceclaim (or enter

encounter/CSI data)

Enterencounter/CSI data

County receives51.23% or

100% for EPSDT

Submit countyclaim to DMH

Collect share ofcost, if applicable

$

Receive andprocess claim

County paysprovider

$

Rev. 1/7/02 III.B.6

Telemental Health / Telepsychiatry Implementation and Operations ManualCalifornia Institute for Mental Health • California Mental Health Directors Association 29

b) Hub County-Referring County ModelFigure 2, “Hub County-Referring County Model—Medi-Cal/EPSDT Billing & Reimbursement Flow,”is a billing and reimbursement scenario modeled af-ter the Tri-City Mental Health Center contract withcounties (see Appendix B for Tri-City’s sample con-tract). In this scenario, two counties have developeda contract or Memorandum of Understanding (MOU)with dual billing responsibilities. (This scenario wouldalso apply to a relationship between one county andtwo or more others.) The counties would negotiatethe flow of data resulting in successful claims by bothcounties for the services rendered in each TM site.The hub (consulting) county would document its ser-vices in its information system (MIS) database. The

MIS system would reflect the client’s county code (re-ferring county), and the hub county’s provider num-ber. The hub county would then submit this encoun-ter to DMH as part of its Medi-Cal claim file. Reim-bursement by DMH for this service would be made tothe referring site county at either 51.32% of the costfor the service or at 100% if the client was EPSDTeligible and the referring county met its annualEPSDT baseline15. The referring county would thenreimburse the hub county for its services to the refer-ring county beneficiary. The logistics of claiming andpayment would be defined in the MOU. Concurrently,the services provided by staff at the referring countysite would also be claimed to DMH as part of the re-ferring county’s Medi-Cal claim file.

Client Appointment

Figure 2. Telemental Health / Telepsychiatry:Hub County-Referring County Model

Medi-Cal/EPSDT Billing & Reimbursement Flow

Hub SiteCounty

Referring SiteCounty

Claim submitted to referring county

Service provided by referring site staff

Medi-Cal Encounter submittedto DMH

Medi-Cal claim to DMH, using referring county

provider #

DMH pays Hub's claim @ 51.23% or@ 100% for EPSDT

Collect share ofcost, if applicable

$

Referring county paysHub county 100%

Rev. 1/7/02 III.B.6

Consult service provided to referring county beneficiary

DMH pays referring county's claim

$

Telemental Health / Telepsychiatry Implementation and Operations Manual30 California Institute for Mental Health • California Mental Health Directors Association

c) County Clinic ModelFigure 3, “Modoc-UC Davis— Medi-Cal/EPSDTBilling & Reimbursement Flow,” is an example of amodel that assumes a single county operating bothhub and referral sites, using clinic staff, and in thiscase, UC Davis, without other external providers.

This billing and reimbursement model would followthe general rules and limitations for incurring andclaiming concurrent services (see Section III.B.5.a.,“Same Service Code Billed Concurrently”). Other-wise, billing and Medi-Cal claim procedures are thesame as currently implemented.

Client Appointmentvia NSRHN Bridge

Figure 3. Telemental Health / Telepsychiatry: Modoc-UC DavisMedi-Cal/EPSDT Billing & Reimbursement Flow

Hub Site(UCD psychiatrist*)

Referring Site(Modoc County & Modoc

Medical Center)

TM consultation provided to county

Collect share ofcost, if applicable

$Medical center staff provide med mgmt.

UCD paidas per contract

$

8/13/02

County MH staff provide case

mgmt; refer for psych consult

Concurrent services

Encountersubmittedto DMH

County paid DMH

Claim submittedto EDS/DHS

$

Med Ctr paid FFS by DHS

"Claim" datasent to ModocMental Health

*Assumes provider contract between Modoc County and UC Davis

Telemental Health / Telepsychiatry Implementation and Operations ManualCalifornia Institute for Mental Health • California Mental Health Directors Association 31

C. Administrative ServicesOrganization for Specialty MentalHealth Services to Children andAdolescents

The CMHDA Administrative Services Organiza-tion (ASO) contracted with Value/Options autho-rizes Specialty Mental Health Services that are de-livered to out-of-county children and adolescents bythe ASO network of practitioners. At this time, thereare no designated telemedicine providers in the ASOnetwork. However, if it is determined that TM ser-vices are required from the ASO network, prior au-thorization will be required and the contact is DeniseKoenes at (916) 556-3477 x112.

D. FQHC and County Health ClinicMedi-Cal Claims

Normally in a Federally Qualified Health Clinic(FQHC), psychiatrists who provide services on siteat the FQHC may have their services billed by theFQHC directly to the state’s Department of HealthServices (DHS). Services off-site (i.e. Specialty Men-tal Health Services) are the responsibility of theCounty Mental Health Plan (MHP). Payment forSpecialty Mental Health Services usually requiresauthorization from the MHP and/or use of the MHP’scontracted network practitioners.

In most TM scenarios, the FQHC would be provid-ing services as a remote (referring) site, and the hubconsultation services provided by another provider. Inorder for off site services to be billed under Medi-Cal, that provider’s services must be handled as aSpecialty Mental Health Service, involving MHPauthorization and network practitioners. Servicesprovided to the client at the FQHC site may be billedthrough the DHS Medi-Cal claiming system.

Since FQHCs and other local health clinics pro-vide most of the health related services to Medi-Calbeneficiaries and the indigent, it is recommended that,in the implementation of TM services, the county MHPinclude as key stakeholders those primary care practi-tioners or health clinics. Their involvement would in-crease the coordination between primary care and be-havioral health.

E. Medicare

Medicare now reimburses telemedicine sessionsunder limited conditions. (See the following for asummary of current Medicare regulations: Appen-dix H, “Laws and Regulations AffectingTelemedicine”; Appendix I, “Telehealth Provi-sions, Medicare, Medicaid and SCHIP BenefitsImprovement and Protection Act of 2000” {H.R.5661}.) For example, the client must reside in apartial or full Health Professional Shortage Area(HPSA) or a non-metropolitan statistical area(MSA). Eligible providers are the same providersthat can currently bill for Medicare services. H.R.5661 made allowances for non-medical profession-als (e.g. R.N.s or LCSWs) to present or refer casesfor consultation. Acceptable reimbursable servicesinclude consultation, office visits, psychotherapy andpharmacological management.

Medicare reimbursement for mental health servicesremains problematic for counties. Successful billingfor Medicare TM services is contingent on the resolu-tion of many policy issues that are creating barriers forcounties to make full use of this funding source.

F. Third Party Payers/PrivateInsurance

1. Overview—Third Party Paymentfor Telemental Health

The California Telecommunications Act of 1996(SB 1665) regulates reimbursable telemedicine servicesby both public and private payers. The Act also stipu-lates that

“on and after January 1, 1997, no health careservice plan contract that is issued, amended,or renewed shall require face-to-face contactbetween a health care provider and a client forser vices appropriately provided throughtelemedicine, subject to all terms and conditionsof the contract agreed upon between the en-rollee or subscriber and the plan.”

To date very few private insurance plans have devel-oped benefits or reimbursement guidelines fortelepsychiatry.

Telemental Health / Telepsychiatry Implementation and Operations Manual32 California Institute for Mental Health • California Mental Health Directors Association

2. Current Policies of Major Payers—Status of Telemedicine

a) Blue Cross (See also Appendix E, “ProgramDescriptions of Current TM Implementations”)

As of this writing, Blue Cross is the only private Medi-Cal health plan that will reimburse TM visits. Blue Crosswill reimburse its contracted providers for TM servicesto Medi-Cal or Healthy Families Blue Cross members.Telemedicine services are not yet a covered benefit forBlue Cross commercial (employer) based plans.

b) KaiserKaiser is currently piloting telemedicine sites.

Telemedicine as a covered modality is being consid-ered but is not yet available to Kaiser Medi-Cal,Healthy Families, or commercial enrollees.

c) ‘Carve out’ plans“Carve out” behavioral health plans include those

employer-sponsored plans of United Behavioral Health,Value Options Behavioral Health, Pacificare BehavioralHealth, and MHN, among others. These plans have notyet developed benefits or policies for reimbursing TM vis-its. Enrolled members of commercial (employer) basedplans administered by these companies may, however,be eligible for TM services. Pre-authorization would berequired, and the use of TM would be considered onlywhen face-to-face visits are clearly not feasible.

G. Program Sustainability

1. Outreach ObjectivesSustainability of the Sacramento Area

Telepsychiatry Project can be ensured with adequatefunding through a variety of sources. In order to sus-tain the telepsychiatry program for all county residentswho need care, counties should continue to provideoutreach to Medi-Cal beneficiaries and potentialHealthy Families eligible consumers. While the readi-ness of private insurers to reimburse telemedicine ser-vices is highly variable, counties should be encouragedto explore potential reimbursement from insurers.CIMH will provide technical assistance to assist withobtaining reimbursement from private insurer plans ona case-by-case basis and through work with health planand insurance associations.

2. Healthy Families ProgramFrom a policy level, the Healthy Families Program

has approved telemedicine as a covered service. Countymental health departments that provide mental healthservices through the Healthy Families standard ben-efit (e.g. those county departments that are subcon-tractors to health plans) may initiate telepsychiatry asneeded. (It is highly advisable, however, to confirmreimbursement for telemedicine services from healthplans prior to service provision. CIMH can providetechnical assistance on a case-by-case basis.) For en-rollees whose mental health benefits are providedthrough their health plan, the health plan must au-thorize all services16. For children evaluated as SEDand who receive ongoing Healthy Families servicesthrough county mental health, telepsychiatry servicesmay be initiated by the county as needed, and billedthrough the same mechanisms as other SED HealthyFamilies services are reported.

3. Eligibility for Other FundingTM can be used as an adjunct to almost any pro-

gram that provides services through federal or stategrant money. Client eligibility for specific programsshould always be checked. TM, for example, can befunded for clients enrolled in AB2034, Dual Diagno-sis, Forensic Conditional Release Program (CONREP),and Projects for Assistance in Transition fromHomelessness (PATH). For clients who are disabled,SSI funding should be pursued to provide basic incomemaintenance and partial costs of services.

For children and adolescents, eligibility should bedetermined for such funding as SB 163 and other sys-tem of care funds, Mental Health Services for SpecialEducation Pupils’ Program (AB 2726), Healthy Fami-lies, and School-Based Early Mental Health Interven-tion and Prevention Services (AB 1650).

11 We are indebted to the following organizations for theirfeedback and guidance in the preparation of thissection: California Department of Mental HealthTechnical Assistance and Training Unit, Tri-CityMental Health Center, Pomona, California Telehealth& Telemedicine Center, Managed Risk MedicalInsurance Board, Blue Cross of Northern California,and the Northern Sierra Rural Health Network.

12 Service codes for health and behavioral health serviceswill change as a result of HIPAA legislation. The

Telemental Health / Telepsychiatry Implementation and Operations ManualCalifornia Institute for Mental Health • California Mental Health Directors Association 33

mandated national electronic transaction standardshave been issued, with a compliance deadline ofOctober 16, 2003 (extended from 2002). This manualwill be revised to reflect the new standardized codes.

13 The California Department of Health Services requires a“TM” modifier for certain telemedicine Medi-Cal claimsfrom non-mental health consultant physicians. At thistime, the modifier is not required for Specialty MentalHealth telemental health/telepsychiatry services.

14 Source: California Department of Mental HealthTechnical Assistance and Training Unit

15Ideally, “credit” for incurring EPSDT funds should accrueto the Hub county for the eligible services provided bythe hub site. The participating counties may want tonegotiate a way to track this activity so that the Hubcounty is credited towards its annual baseline for thecorrect amount of EPSDT dollars.

16 As of August 2001, Blue Cross of California is the onlycontracted Healthy Families health plan that hasimplemented telemedicine services for Healthy Familiesenrollees.

Telemental Health / Telepsychiatry Implementation and Operations Manual34 California Institute for Mental Health • California Mental Health Directors Association

This section will outline the training topics that arerequired or recommended in order to implement a TMsite or begin participating in a TM program. A trainingprogram that meets your county’s needs should be builtinto the implementation project plan. An effective train-ing strategy would be to make use of TM experts andexisting training programs, with the objective of build-ing internal capacity for ongoing training activities. Asmentioned in Section II (“Implementation ofTelemental Health/Telepsychiatry Programs”) the SiteCoordinator or a Clinical Manager can become the resi-dent expert in TM for training new staff, or to representTM to other county programs and agencies.

The U.C. Davis Telemedicine Learning Center(TLC), consistently voted as one of the top ten TMprograms in the nation, is a resource available to countystaff (see Appendix C for a description of the programand a detailed training agenda). Several times each yearthe TLC holds 3-day training seminars (at no chargeto county department staff) that cover the followingareas:

• Executive management;• Technical systems;• Clinical practice;• Operations management.The TLC training program is especially useful to a

county that has already had some experience in devel-oping and using TM services. However, the trainingprogram is also set up for participants who are just be-ginning the planning process for implementation.

Each county will have its own unique training needs.However, there are suggested training efforts that havebeen shown to result in successful implementations.� Orientation to executive managers, advisory

groups, and other stakeholders.As mentioned in Section II (“Implementation of

Telemental Health / Telepsychiatry Services”) havingkey stakeholders and managers “buy off” on the ben-efits and need for TM services is crucial. Some of the“talking points” other programs have found helpful inpresenting plans to implement TM services are:

• TM is an acceptable practice in almost every areaof health care; standards and best practices areemerging rapidly;

• Emerging research has shown that TM is effec-tive, and consumers consistently express high sat-isfaction with TM as a substitute for face to faceinterventions;

• The costs of running a TM program are stable andpredictable after the initial investment in equip-ment;

• TM can increase access to care for underservedbeneficiaries;

• TM may increase revenue to the county by pro-viding services to more people who otherwisewould not have been served;

• TM can improve the coordination of care due tothe enhanced ability of treatment team membersto communicate with each other;

• TM can improve the coordination between physi-cal health and behavioral health services;

• Gaps in cultural competencies and languages canbe filled using remote staff and clinicians.

Support must be garnered from all levels of countygovernment, including the Board of Supervisors. Ma-terials can also be obtained to help orient county gov-ernment, agency executives and others.� Orientation to Medical, Clinical and

Administrative Staff“Pictures speak louder than words.” Seeing a TM

session in action, and practical descriptions of TM in-terventions in various clinical scenarios are powerfultools to introduce its importance and effectiveness. (Asequipment is installed, role playing exercises would helpstaff understand the more technical aspects of videoconferencing, as well as differences from face to faceinteractions.) Descriptions of current programs thatrepresent a variety of models (such as those includedin the appendices) would also show the potential tocustomize a TM program to a county’s needs.

Once an orientation has taken place, there are sev-eral minimally required training topics related to on-going operations.

• Policies and procedures (see Section II.F.);

• Clinical protocols and best practices;

• Effective use of facility and equipment;

• Troubleshooting problems;

IV. Education and Training17

Telemental Health / Telepsychiatry Implementation and Operations ManualCalifornia Institute for Mental Health • California Mental Health Directors Association 35

• Case management and aftercare procedures;• Integrating TM services with other System of Care

programs;• Documentation;• Billing procedures.

� Ongoing Training to Operations StaffOperations staff will include, at a minimum, the Site

Coordinator, Psychiatrist or Medical Director, Admin-istrative Support, and Fiscal/Billing staff. The SiteCoordinator(s) will benefit from re-training on suchtopics as clinical best practices, new county servicesthat will interface with TM, new technologies or bet-ter ways to use current technologies, and innovativenew approaches in TM used by other programs. Medi-

cal staff/psychiatrists will also benefit from ongoing newinformation about innovations, best practices, and thelatest research. Administrative and fiscal staff will con-tinue to require training on changes in administrativepolicies, such as Medi-Cal billing procedures, documen-tation standards, etc., while information system (MIS)staff will benefit from ongoing training in technologi-cal innovations, efficient ways to provide technicalsupport, and orientation to any changes in programpolicy that would impact MIS systems.

17 We are indebted to the U.C. Davis Telehealth LearningCenter and to Tri-City Mental Health Center, Pomona,for their assistance in the preparation of this section.

Telemental Health / Telepsychiatry Implementation and Operations Manual36 California Institute for Mental Health • California Mental Health Directors Association

Evaluations of TM services fall into the followingcategories (with non-inclusive lists of examples):• Structural Indicators– status or success of implemen-

tation, e.g. equipment status; available capacity ofTM appointment openings;

• Process Indicators—utilization data, e.g. numbers ofpatients served; types of services; length of treatmentepisodes; penetration rates; appropriate use of treat-ment modalities (such as medications);

• Outcomes Quality Indicators—client satisfaction; im-provement on outcomes indicators or scales; reduc-tions in more expensive or unnecessary levels of care;

• Cost Benefit/Cost Effectiveness Indicators—costs ofproviding TM compared to face to face visits; costbenefit of reduced travel time to clients and clini-cians; revenue and costs resulting from increasedoutreach & penetration; revenue vs. costs of imple-mentation and ongoing operations; costs of non-bill-able services.Published reports of TM evaluations focus mainly

on case studies, implementation status, program de-sign descriptions, and utilization rates. There are veryfew cost benefit/cost effectiveness studies or outcomesstudies, although client satisfaction surveys consistentlyresult in high marks for TM services18.

Further evaluation of TM services may be desiredto assist in planning, and to justify ongoing operationsto stakeholders. However, since TM programs in Cali-fornia counties would normally be integrated into ex-isting QI and outcomes programs, such as the Perfor-mance Outcomes System and pilots for children andadults, one initial barrier to evaluating TM services isthat the service codes being used do not differentiateTM for other services. Therefore, prior to programimplementation, evaluators may wish to design anad hoc system of tracking TM services with the useof an appointment or contact log. Tri-City MentalHealth Center, for example, uses separate programcodes to identify Telepsychiatry services for internaldata collection.

Tracking the utilization of TM services would be thefirst step in evaluation, and would provide the build-ing block for eventual analyses of outcomes, cost/ben-efits and cost effectiveness. A suggested list of prelimi-nary data elements is as follows:

V. Evaluation of TM Services• Name or ID of client;• Zip code of client (or other more specific geographi-

cal information);• Date of appointment;• Date of service;• Service code, other service descriptors;• Length of service;• Payer source;• Diagnoses;• Results of session (e.g. continued treatment, medi-

cation monitoring, crisis management, suicide pre-vention, etc.).With these data elements, simple utilization analy-

ses can be performed. For example, since one objec-tive of TM is to provide increased mental health ser-vices to rural areas, these data could be used to trackwhether services have been made more accessible tothose who may not have had face-to-face visits, suchas those in inaccessible geographical areas. Trackingthe general results of sessions would also be a moreimmediate way to show interim and immediate effec-tiveness of TM services while the longer-range out-come data are being collected. A review of service de-mand and diagnoses would also be useful in planningfor increased capacity.

18 Frueh, B. C., Deitsch, S. E., Santos, A. B., Gold, P. B.,Johnson, M. R., Meisler, N., Magruder, K. M., &Ballenger, J. C. (2000). Procedural and methodologicalissues in telepsychiatry research and program develop-ment. Psychiatric Services, 51(12), 1522-7

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APPENDICES

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Appendix A

Tri-City Mental Health CenterOperational Guideline

Subject: Telepsychiatry Services Section No.:

Effective Date: 04/23/01 Page: { PAGE } of 5

Supersedes: All previous

Approved By:Executive Director Also Refer To:

Signature/Date: Submitted By:

PURPOSE

The purpose of this operational guide is to define procedures for providing psychiatric servicesthrough a teleconferencing modality.

AUTHORITY

State of California Department of Mental Health (SDMH)

LEGAL/REGULATORY REFERENCES

Short Doyle/Medical Manual for the Rehabilitation OptionBusiness and Professional Code 2290.5HIPAA – Health Insurance Portability Accountability Act of 1996; 2001

MISSION STATEMENT

Tri-City Mental Health Center strives to provide culturally sensitive mental services, by qualifiedmental health providers, based upon a person’s needs. Tri-City Mental Health Center willprovide services, using telemedicine techniques to those people who would not otherwise havehad access to services. Services provided in this modality will minimize not only the associatedcost for services, but travel time as well. This service is dedicated to a consultative andcollaborative model between multiple disciplines, Consumers and family members. In this waywe ensure that all Consumers receive the benefits of each specialty service, and activelyparticipate in their own treatment planning.

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Section No.:

Effective Date: Page: { PAGE } of 5

Rev. 07/26/01

DEFINITIONS

Remote Site Coordinator (RSC) – The person in the originating county (AKA: NetworkSubscriber) who will coordinate all Telepsychiatry appointments and clinical issues.

Hub Site Coordinator (HSC) – Tri-City’s Site coordinator who will coordinate all Telepsychiatryappointments and clinical issues.

Network Subscriber – The agency, entity, and/or county that has contracted with Tri-City toreceive Telepsychiatry Services at one or more sites local to the subscriber.

Consumers – Those participants/patients that meet target population requirements identified bythe Net2work subscriber and have agreed to be treated using the teleconferencing modality.

INITIATION OF NEW NETWORK SUBSCRIBERS

A. Identification of need and estimated number of hours.

B. Identification of target population to be served.

C. Identification of primary contacts for:

Contracts, site coordinator, physical site supervisor, technological staff, billing,

management.

D. Identification of site address and telephone numbers.

PROCEDURE

A. Initial request for services: Typical flow of consumer care shall proceed in this fashion:

1. A consumer/guardian requests services in his or her county.

2. That county then provides a full psychosocial assessment, as defined in theShort-Doyle / Medi-Cal Manual for the Rehabilitation Option.

3. If it is determined that a psychiatric assessment is necessary, that consumer isthen referred (with all the relevant information) to the Remote Site Coordinator(RSC).

4. The RSC logs request.

5. The RSC then sends the following information to the HUB Site Coordinator(HSC):

a. Application for Services (Tri-City’s)

b. UMDAP

c. Psychosocial Assessment

d. Progress notes

e. Service plan

f. Care coordination plan

g. Release of Information to and from Network subscriber and Tri-City

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Section No.:

Effective Date: Page: { PAGE } of 5

Rev. 07/26/01

h. Evaluation/Outcome measures as needed

i. Informed consent for treatment with Teleconferencing as the modality

6. The HUB Site Coordinator will then:

a. Review submitted information

b. Log request

c. Create chart

d. Complete data entry

e. Schedule appointment

f. Ensure that Evaluation/Outcome measures are completed

7. On appointment date, the RSC calls the HSC to inform them of the consumer’sarrival.

8. The RS calls the HS via the teleconferencing equipment and the appointmentbegins.

9. After the appointment, the Site Coordinators schedule the next appointment.

10. The doctor’s note is faxed to the Network subscriber and the original is placed inthe chart at Tri-City.

11. Medications are ordered in the following way:

a. Prescriptions will be phoned in or FAXED to the pharmacy of the consumer’schoice.

b. Triplicate prescriptions are sent via courier (i.e. Federal Express) to thepharmacy of the consumer’s choice.

12. For ongoing consumers, emergency care issues can be handled over the phone,during normal business hours, by coordinating with the Hub Site Coordinator.

B. Ongoing requests for services:

1. Consumers will receive ongoing services from the same psychiatrist whereverpossible. Scheduling will be done with consumer and the site coordinators.

2. All caregivers will participate in disposition meetings on consumers, using theteleconferencing modality or by telephone. Consultation is welcomed and shouldfollow the needs of the consumer.

3. Participation of entire families is considered a component of all treatmentwhenever possible.

C. Financial Eligibility

The Network Subscriber in accordance with Medi-Cal guidelines will obtain financialEligibility, Share of Cost, and liability. This information will be forwarded to the Hub SiteCoordinators with initial requests as well as when any changes are made.

D. Evaluations and Outcomes

The RSC, Consumer and Psychiatrist will obtain the following measures:

1. Children’s Outcome Measure Questionnaires: CLEP, CSQ-8, CAFAS, GAF.

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Section No.:

Effective Date: Page: { PAGE } of 5

Rev. 07/26/01

2. Adult Outcome Measure Questionnaires: BASIS32, CLEP, MSHIP, GAF.

E. Emergency Assessments

When the Network Subscriber determines that a Consumer’s needs are immediate andcritical, an emergency medication assessment can be arranged. The arrangements canbe made by the HSC, in conjunction with the psychiatrist.

F. Intake Packets

1. Completed by Consumer/Guardian/Conservator at network subscriber site

a. Payor Financial Information

b. Authorization for Reimbursement

c. Application for Services

d. Outcome Measures – In Spanish only

e. Evaluative tools

f. Informed consent for Telepsychiatry modality

g. Consent for mental health treatment

h. Release of information to and from Tri-City

2. Completed by Network Subscriber/and Psychiatrist

a. Psychosocial Assessment

b. Progress Notes

c. Medication consent

d. Care Coordination Plan

e. Service Plan

f. Referral Form

g. FAX form

h. Designated evaluative tools.

i. Outcome measures

G. Referral for Medication

Many consumers with severe mental disorders will benefit from medication treatmentand should be referred for medication evaluation, unless the consumer is unwilling or themental disorder is mild, the Psychiatrist may request some brief clinical information to beused to prioritize appointments when a shortage of psychiatric resources develops.Assessment paperwork must be completed before the consumer is seen. This willfacilitate the psychiatric evaluation and eliminate duplication of clinical interviewquestions.

H. Release of Information

A release of information will be needed to transfer documents from Network Subscriberto Tri-City. An additional release will be needed that allows Tri-City to release

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Section No.:

Effective Date: Page: { PAGE } of 5

Rev. 07/26/01

information to the Network Subscriber. For documents that are considered “third party”documents, a summary of relevant information from the referring staff will be helpful.

RESPONSIBILITIES

Psychiatrists: Review and confirm information on Medical History Questionnaires; reviewassessment information and diagnosis; make note of all diagnostic changes in progressnotes. Advise consumer of medication side effects and contraindications. Consult withRemote site staff and Hub site staff in order to provide continuity of care andprofessionalism. Provide prescriptions for psychotropic medications as needed. Providepsychiatric services via teleconferencing modality.

Site Coordinators: Organize consumers’ charts, appointments, and evaluations. Assistdoctors with needs. Fax records and organize all statistical data. Facilitate all critical careissues with consumers, doctors and remote site providers.

Program Supervisor: Assist with problem solving, consumer care, agreement questions (i.e.,Grant, Contract Memorandum of Understanding), compliance issues and facilitation of ongoingservice provision and new subscribers. Supervise and facilitate all training at new sites, sitevisits and evaluation reviews. Submit all monthly statistical data to Executive Director.

Management of Information Systems (MIS) Coordinator: Assist with all trouble shootingissues and technology problems. Assist with installation of equipment and training of remotesite staff on technology. (Available during all normal business hours M-TH 8:30 am to 5:30 p.m.Fridays 8 am to 5 p.m.)

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BOILERPLATETRI-CITY MENTAL HEALTH CENTER

TELEPSYCHIATRY SERVICES AGREEMENT

THIS AGREEMENT is made and entered into this day of , 2001, by

and between Tri-City Mental Health Center, a Joint Powers Agency, formed under Section 115 of the

Internal Revenue Code, as an instrumentality of the cities of Claremont, La Verne and Pomona each of

which is a municipal corporation of the State of California (hereinafter also referred to as

“TRI-CITY”) and (hereinafter referred to as “CONTRACTOR”).

I. WHEREAS, TRI-CITY Mental Health Center is the duly appointed mental health authority

in the cities of Claremont, La Verne, and Pomona for the State of California: and

II. WHEREAS, TRI-CITY Mental Health Center is desirous of increasing access to services

for at risk populations via a teleconferencing modality; and

III. WHEREAS, the following terms, as used in this Agreement shall have the following

meaning:

A. Telepsychiatry Services (hereinafter also referred to as “Services”) is broadly defined as

the application of electronic communication technologies to the practices of psychiatry

and related services. Related services include, but are not limited to, Case Consultation,

Case Management – Brokerage and Linkage, and Administrative Collaboration. The

essence is the delivery of services, data and information to individuals in their own

communities instead of the movement of people to concentrated centers of health care.

As Such, Telepsychiatry is emerging as a significant new tool in addressing cultural,

socioeconomic and geographic barriers to health services and information in

underserved urban and rural communities. The key to Telepsychiatry is collaboration

between one or more sites to expand the range of resources and services available at the

point of service. Benefits include improved access to specialty care, enhanced primary-

care services, and the increased availability of medical education, training programs and

health information in underserved communities.

B. “Parties” means TRI-CITY and CONTRACTOR.

IV. WHEREAS, the CONTRACTOR is desirous of these services;

Appendix B

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2

NOW THEREFORE, in consideration of the mutual promises, covenants and conditions set forth

herein, the Parties hereto do agree as follows:

1.0 PURPOSE:

TRI-CITY is desirous to expand and improve access to a full spectrum of psychiatric care for

CONTRACTOR as well as to address the identified psychiatric needs and significantly

improve the mental health of those individuals receiving psychiatric care via the Telepsychiatry

Network.

2.0 OBLIGATIONS OF TRI-CITY:

Pursuant to the terms of this Agreement, TRI-CITY will provide Telepsychiatry and related

services (hereinafter referred to as “Services”) to residents of the jurisdiction of the

CONTRACTOR. TRI-CITY shall employ, contract with, or otherwise arrange the services of

qualified health professionals to provide Services hereunder. The days and times during which

TRI-CITY shall render Services and the total amount of Services provided hereunder shall be

determined solely at the discretion of TRI-CITY. TRI-CITY is responsible for updating the

Operational Guidelines attached in Exhibit A, incorporated herein by this reference into the

Agreement.

3.0 OBLIGATIONS OF CONTRACTOR:

CONTRACTOR shall do the following during the term hereof:

A. Cooperate with TRI-CITY to facilitate the provision of Services;

B. At its sole cost and expense, provide space and Equipment; and,

C. Be responsible for following the current Operational Guidelines attached in Exhibit A,

incorporated herein by this reference, and any revisions provided by TRI-CITY.

4.0 TERM:

The term of this Agreement shall commence on ,2001 and shall continue in

full force and effect through , 2002.

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5.0 NON-RECURRING/RECURRING COST:

Non-Recurring Cost

Poly Com View Station $ 9,000.00

View Station Set-Up and Installation $ 2,250.00

(includes 1 year Technical Support under this Contract)

ISDN 3 Line Installation $ 800.00

Recurring Cost

Administrative Consultation $ 50.00 per hour

Training (including Travel Time & Materials) $ 50.00 per hour

Site Coordination $ 50.00 per hour

It is estimated that ISDN Line Service and Maintenance charges will be approximately $15.00

per hour/per line.

The pricing matrix above reflects costs CONTRACTOR is responsible for. TRI-CITY shall

order the above equipment, lines and services on behalf of CONTRACTOR. CONTRACTOR shall be

named as payor on all contracts associated with the matrix above.

6.0 PAYMENT:

CONTRACTOR will be billed at the end of each month by TRI-CITY. Payments are due

within 30 days after receipt of invoice.

TRI-CITY will bill for services as follows:

6.1 Medi-Cal Clients: TRI-CITY will bill the State Department of Mental Health directly

for all clients who have Medi-Cal.

CHILDREN:

• The 48.77% match for children will be paid by CONTRACTOR from E.P.S.D.T.

funds.

• For those children who do not qualify for E.P.S.D.T., the 48.77% match will be

billed directly to the CONTRACTOR based on TRI-CITY’s current Medi-Cal

rates.

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ADULTS:

• The 48.77% match for adult clients will be billed directly to the CONTRACTOR

based on TRI-CITY’s current Medi-Cal rates.

6.2 Medicare Clients: Medicare does not currently pay for Telepsychiatry and related

services. According to Health Care Financial Association (HCFA), psychologist or

psychiatrist services must be provided in-person in order to be covered by Medicare.

However, proposed regulations were issued on June 22, 1998 which, when adopted, will

cover certain physician and psychologist services provided via a telemedicine network

if certain requirements are satisfied. TRI-CITY shall review the possibility of billing

Medicare for Services upon the issuance of a final ruling by HCFA pertaining to

Telemedicine or Telepsychiatry services. In the event that a final ruling is not issued, or

in the event that Medicare reimbursement is not made available to pay for Services

provided hereunder, TRI-CITY will continue to bill and CONTRACTOR will continue

to pay for services rendered to Medicare beneficiaries under this Agreement.

6.3 Medi-Cal/Medicare Crossover: For clients who are eligible for Medi-Cal and

Medicare, services must be billed to Medi-Cal as follows:

• PART A: TRI-CITY has elected not to be a Medicare provider for partial

hospitalization. Therefore, Medi-Cal only will be billed directly.

• PART B: TRI-CITY is a Part B provider; however, Telepsychiatry is not a

Medicare reimbursable service. TRI-CITY will only bill Medi-Cal.

• For Adult clients, the CONTRACTOR will be billed for the remaining 48.77% of

the required match based on TRI-CITY’s current Medi-Cal rates.

6.4 Third Party Insurance: TRI-CITY will bill CONTRACTOR directly for any client

who has Third Party Insurance using the current Statewide Maximum Allowable (SMA)

rates (Exhibit B), incorporated herein by this reference. These rates will be adjusted

annually upon receipt of the new schedule of SMA rates from the State Department of

Mental Health. It will be the CONTRACTOR’s responsibility to bill the Third Party

Insurance for reimbursement.

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6.5 Self-Pays: TRI-CITY will bill CONTRACTOR directly based on the SMA rates for all

services to clients who do not have any source of revenue.

6.6 No Shows: It is the CONTRACTOR’s responsibility to ensure that the client keeps all

scheduled appointments. No shows will be billed to the CONTRACTOR per each

missed appointment as follows:

• $25 per visit for a medication visit

• $100 per visit for an evaluation visit

7.0 MEDI-CAL DENIALS:

TRI-CITY executes monthly adjustments for actual Medi-Cal services denied by the State.

Any Medi-Cal unit denied by the State due to client ineligibility, will be billed directly to the

CONTRACTOR based on the current SMA rates.

8.0 PROFESSIONAL SERVICES:

TRI-CITY will provide, via Telepsychiatry, medication support and related services to the

CONTRACTOR based on the current SMA rates provided by the State Department of Mental

Health.

9.0 EQUIPMENT:

All Equipment, furnished by CONTRACTOR under this contract shall remain the property of

CONTRACTOR and shall be used only for the purpose specified under this contract. The

CONTRACTOR shall be responsible for providing a secure room for the Equipment. It is the

responsibility of the CONTRACTOR to repair or replace Equipment if it is damaged or stolen,

due to the CONTRACTOR’s negligence.

10.0 RELATIONSHIP OF PARTIES:

It is the intention of the Parties to this Agreement that the relationship created hereby is that of

independent CONTRACTORs and does not constitute an employee-employer relationship.

Nothing in this Agreement is intended to create nor shall it be deemed or construed to create

any relationship between the Parties hereto other than that of independent entities contracting

for the purposes of affecting the provisions of this Agreement. Neither of the Parties hereto,

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6

nor any of their respective officers, directors or employees shall be construed to be the agent,

employer or representative of the other.

11.0 INDEMNIFICATION AND INSURANCE:

11.1 Indemnification – CONTRACTOR agrees to indemnify, defend and hold harmless

TRI-CITY, its agents, officers and employees from and against any and all liability,

expense, including defense costs and legal fees, and claims for damages of any nature

whatsoever, including, but not limited to, bodily injury, death, personal injury, or

property damage arising from or connected with, CONTRACTOR’s operations or it’s

services hereunder, including any worker’s compensation, suits, liability, or expense,

arising from or connected with services by any person pursuant to this Agreement.

11.2 Insurance – CONTRACTOR shall obtain, at its’ sole cost, prior to exercising any right

or performing any obligation pursuant to this Agreement, policies of General Liability

and Worker’s Compensation insurance. CONTRACTOR shall provide certificates of

general liability and worker’s compensation insurance to TRI-CITY within thirty (30)

days of the effective date of this Agreement.

• General Liability shall name TRI-CITY as an additional insured and shall provide a

combined single limit of not less than One Million Dollars ($1,000,000) per

occurrence that provides against liability for any and all claims and suits of damage

or injuries to persons or property resulting from or arising out of operations of

CONTRACTOR. CONTRACTOR shall notify TRI-CITY not less than thirty (30)

calendar days prior to any modification or cancellation of insurance coverage

required under this Agreement.

• Worker’s Compensation insurance in an amount and form to meet all applicable

requirements of the Labor Code of the State of California, including Employers

Liability with a limit not less than One Million Dollars ($1,000,000), covering all

persons providing services on behalf of CONTRACTOR and all risks to such

persons under this Agreement.

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12.0 INTELLECTUAL PROPERTY:

All copyrights and other intellectual property produced as a result of this Agreement shall be

produced for the “public domain”. As such, TRI-CITY, CONTRACTOR, or any other party

shall have a nonexclusive irrevocable, perpetual and royalty-free license to reproduce, publish,

copy, alter, or otherwise use the intellectual property so produced.

13.0 RECORDS AND AUDITS:

13.1 Clinical Records – CONTRACTOR and TRI-CITY shall maintain adequate clinical

records on services provided by the various professional and para-professional

personnel in sufficient detail to permit an evaluation of services, in accordance with

State and local requirements. Service records will include all documentation as

required by the State Department of Mental Health in the Rehabilitation Option and

Targeted Case Management, and other documentation requirements.

13.2 Audit

A. CONTRACTOR and TRI-CITY shall maintain for at least five years all books,

records, documents and other evidence, accounting procedures, and practices,

sufficient to reflect properly all direct costs of whatever nature incurred in the

performance of this Agreement.

B. TRI-CITY reserves the right to conduct an audit of the CONTRACTOR for any

reason TRI-CITY deems appropriate and necessary based on the requirements of

the State Department of Mental Health in the Rehabilitation Option and Targeted

Case Management Manual or for any reason deemed appropriate and necessary.

14.0 ACKNOWLEDGEMENTS:

A . CONTRACTOR agrees to acknowledge TRI-CITY, in publications, press releases,

brochures, videotapes and other publicity or public relations materials or presentations,

whether printed or electronic communications, implemented by CONTRACTOR to

promote services made available or resulting from this Agreement.

B. The CONTRACTOR agrees to credit TRI-CITY, when any service, product, performance,

or other tangible outcome results from this Agreement.

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C. The CONTRACTOR agrees to provide one copy of all press releases, news articles, and

other published references (e.g., newsletters initiated by the CONTRACTOR regarding

this Agreement) to TRI-CITY.

15.0 CONFIDENTIALITY:

Neither party shall use, appropriate, or disclose to any third party any confidential or sensitive

information of the other party, except as required in the performance of this Agreement or by

law. “Confidential Information” means all information and data, confidential in nature,

provided or disclosed by either party to the other, whether oral, written, graphic or other form,

including Agreements, correspondence, financial data, forecasts, projections, feasibility and

marketing studies, consulting information, procedures, concepts or ideas and all copies and

reproductions, but does not include any information that is generally known to the public, was

in a party’s lawful possession prior to the disclosures by the other party hereunder, or was

lawfully obtained from a source other than the other party. The Parties agree to use their best

efforts to prevent disclosure to third Parties of such confidential information. Neither party

shall, however, be held liable for inadvertent disclosure beyond its control of such confidential

information, provided they have exercised reasonable care and adequate security aimed at

maintaining the confidentiality of the information. This provision shall survive the termination,

expiration, or cancellation of this Agreement.

16.0 GENERAL PROVISIONS:

16.1 Notices – Any notices to be given hereunder by either party to the other may be effected

by personal delivery in writing or by mail, registered or certified, postage prepaid,

return receipt requested. CONTRACTOR shall notify TRI-CITY in writing of any

change in business address as reflected on this page, a minimum of ten days prior to the

effective date thereof. Unless otherwise designated by either party in writing, such

notice shall be mailed to the following:

CONTRACTOR:

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TRI-CITY: Gary Barnes, Deputy Director/CFO

Tri-City Mental Health Center

3201 Temple Avenue, Suite 250

Pomona, CA 91768

16.2 Governing Law – The validity and interpretation of the Agreement shall be governed

by the laws of the State of California.

16.3 Arbitration – Any controversy or claim arising out of or relating to this Agreement, or

the breach thereof, shall be settled by arbitration in accordance with the Commercial

Arbitration Rules of the American Arbitration Association. The arbitration decision

shall be final and binding on both Parties, except that errors of law shall be subject to

appeal.

16.4 Partial Validity – If any provision of this Agreement is held by a court of competent

jurisdiction to be invalid, void, or unenforceable, the remaining provisions will

nevertheless continue in full force without being impaired or invalidated in any way.

16.5 Attorneys’ Fees – If either party hereto brings any action interpreting or enforcing this

Agreement, or arising out of the performance of this Agreement, the prevailing party is

entitled to reimbursement of costs and reasonable attorneys’ fees (which may be set by

the court in the same action or in a separate action brought for that purpose), in addition

to any other relief to which the prevailing party is entitled. This section also applies to

both judicial and arbitration proceedings.

17.0 TERMINATION:

Either party may terminate this Agreement for material breach of default hereunder by the other

party by giving not less than thirty (30) calendar days prior written notice to the breaching or

defaulting party setting forth the nature of this breach or default. Termination shall be effective

upon expiration of the thirty (30) calendar day notice period if the breach of default stated

therein shall not at that time have been cured.

In the event of any additions, deletions, or amendments to laws or regulations governing the

subject matter of this Agreement, or to interpretations of such laws or regulations, the Parties

shall use all reasonable efforts to revise this Agreement to conform and comply with such

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10

changes; provide, however, that if, as a consequence of such changes, either party, upon the

advice of counsel, determines that this Agreement poses an unreasonable risk of liability to it,

and the Parties cannot mutually agree upon amendments necessary to eliminate such risk of

liability, then this Agreement shall terminate upon expiration of ten (10) calendar days prior

written notice.

CONTRACTOR shall remain liable for the processing and payment of invoices and statements

for covered services provided to beneficiaries until effective date of such expiration or

termination of this Agreement.

18.0 ENTIRE AGREEMENT:

This Agreement constitutes the entire understanding between the Parties respecting the subject

matter contained herein and supersedes any and all prior oral or written Agreements respecting

this subject matter. No waiver or modification of any provision of this Agreement shall be

binding unless it is in writing and signed by both Parties. This Agreement may only be

modified by written amendment, executed by the Deputy Director/CFO of TRI-CITY.

Approved as to Form:

Gary BarnesDeputy Director/Chief Financial OfficerTRI-CITY MENTAL HEALTH CENTER

Dated: _______________________ Dated: _________________________________

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Appendix C

AGREEMENT FOR SERVICES BETWEENTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA AND

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Telemedicine Consulting and Project Implementation Services:

A. UC Davis Center for Health and Technology, Telehealth Program (hereinafter referred toas CHF) performance:

For 2 designated county mental health clinics (hereinafter referred to as “county”) sites(Exhibit A) CHT shall:

1. Complete a project assessment -- Gather data to assess overall scope of theproject—this includes compiling the project goals, needs, and technologyapproaches to achieving those goals; financial viability; operational viability;compiling a list of sites, preparing a budget.

2. Perform research on available telecommunications—CHT will consult vendors re:switch type, availability of ISDN v. other technologies, costs of thosetelecommunication services to be used for telemedicine.

3. Perform one visit per county site to assess needs and capabilities— this site visit willexamine lighting, audio issues, clean power, emergency power if any, storage space,space for supplies, support personnel, phone ‘demarc’ for expansion capability,local wiring implementation, personnel literacy.

4. Complete network architecture planning—Using information gathered from projectand site assessments, telecommunications research and conversations with theremote site, CHT will design and develop a telecommunications architecture. Thiswill be delivered in the form of a diagram (sample diagram, Exhibit B) showing theappropriate sites, their equipment and location in the network.

5. Prepare order forms for installation of telecommunications (sample form, ExhibitC). This form will allow the county to more easily order telecommunicationsservices at each site.

6. Select equipment—Based on project assessment, network architecture, andtelecommunications availability, CHT will choose the appropriate equipment tocarry out audio/video. This equipment will be able to provide audio/videoteleconferencing, and it will include an audio/video teleconferencing unit, atelevision-type display, and a cart. Since this is a telepsychiatry project only, noperipheral scopes will be included.

7. Purchase and assemble equipment—CHT will prepare purchase orders, negotiateprices with vendors, purchase equipment, receive and store equipment, assemble thenecessary components, test the assembled unit, and configure the units for deliveryand installation.

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8. Deliver, install and perform testing of equipment—CHT will transport theequipment to each site, where it will be stored until installation. An installation teamwill arrive within 60 days to unpack and deploy the unit. Final configuration andtesting of the telecommunications and video system will be completed at that time.As proof of installation, CHT shall demonstrate operational audio/video from eachcounty site.

9. Troubleshoot telecommunication installation—if during installation and trainingprocess, the telecommunications fail, CHT will assist a county designee in workingwith the telecommunications provider to reach a resolution.

10. Prepare user training materials—CHT will prepare and issue to each county site usertraining materials and “quick-reference” cards. These cards will enable each user toquickly learn to place and receive calls.

11. Perform one on-site user training (2-hour) session per county site immediatelyfollowing equipment installation.

12. Perform up to three 1-hour follow-up training sessions via video per county site

13. Provide technical support for one year from execution of this contract. Technicalsupport detailed in Exhibit D.

The above deliverables shall be provided at the rates listed in the budget detailed in ExhibitE.

B. Performance: In order for each of the 2 county sites to be implemented as detailed in 1A,must assure completion of the following items.

1. Shall designate ISDN or Ti capable county sites within the state of California,and notify CHT within 2 weeks of execution of this contract of the site name,location (physical address) telephone and fax numbers, and the name of a projectcoordinator local to each site.

2. Will assure each county site designates 3 individuals (one to act as telemedicinecoordinator, and the 2 other individuals as back-up) for system and operationstraining. Designated coordinator may also serve as technical liaison to CHT in alltroubleshooting efforts.

3. Each county clinic shall ensure all sites will be available to CHT personnelduring normal working hours, 8am - 5pm, Monday - Friday, excluding holidays,for installation, testing and training purposes.

4. Shall accept a signed letter of acceptance (Exhibit F) as proof of work completionfor each site installation. CIMIH shall instruct each county site to sign the letterwhen the work is completed.

5. County shall retain the responsibility of ordering and paying for the installationand on-going service of all telecommunications services necessary for successful

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operation of videoconferencing unit, as advised by CHT.a) County will place telecommunications order with telecommunicationsvendor (refer to 1 .A.5.) within 14 days of receiving order form from CHT.b) County will forward a copy of the completed, submittedtelecommunications order toCHT.

6. County shall retain sole financial responsibility for maintainingtelecommunication service at all County sites throughout the duration of thisproject.

7. In the event of a telecommunications failure, County will initiate trouble ticketcalls with telecommunications provider, obtain ticket number and be responsiblefor working (under CHT guidance) to resolve the problems. County will send acopy of all correspondence relating to trouble tickets, and will report all troubleticket numbers to CHT technical personnel.

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1. This Agreement shall be effective upon execution of this contract and end one yearafter execution date.

B. INVOICING AND PAYMENT1. For services rendered and upon receipt and approval of the invoices, agrees to

compensate CHT in accordance with the rates specified in the project budget,Exhibit E.The start-up costs in the amount of ____ for the procurement of equipment andstaffing expense will be paid within ten (10) days of receipt of CHT invoice.

Invoices shall include the contract number and be submitted not more frequentlythan monthly in arrears, with the exception of start-up costs, to:

Address

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EXHIBIT CSample Telecommunications Order Form(Fields of information to be completed for each county site)

Today’s Date:Requested due date:AM or PM:Person placing order:Phone number:Business location

NameAddressCityPhone number Billing summary#:Business nameAddressPhone numberCity/state/zip code

Site contact name (the person who will know where the jack is to be installed) Phone numberBilling BTN:

ExistingNewTermination

MOPERu 1SJA 11

Switch type:Number of lines neededLine configuration

VoiceDateVoice/dataNationalCustomPoint to point

Long distance carrierLine blockingCaller ID completeCaller ID selectiveHuntingEquipment make and model:

Model numberVendor contact name and number

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EXHIBIT DTECH SUPPORT

Technical Support will cover:1.) Installation Troubleshooting—provide installation and troubleshooting of the videoconferencing and

related communications equipment at all sites.2.) Training Support—provide phone support 8 AM —5 PM, Monday through Friday (excluding

holidays) for user questions and issues.3.) Phone Consulting—provide phone support 8 AM — 5 PM, Monday through Friday (excluding

holidays) for troubleshooting telecommunications issues.4.) Telecommunications provider problems -- Placing the trouble ticket calls, obtaining the~ticket

number, working with the phone technician are things the county site will have to do. Whenrequested by county clinic site, CHT will advise and help county isolate the cause of the problem anddetermine steps for resolution.

5.) Fault isolation -- fault testing, devising a cause of action to effect repairs, and participating intechnical conference calls with the telecommunications provider.

What we don’t do:1.) Troubleshoot the remote site if the remote site is not a county site (listed in Exhibit A).2.) Alter the original configuration of the videoconferencing units for purposes other than what was

intended(Administrative video conferencing and telepsychiatry).

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Appendix D

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Several models of psychiatric consultation to theprimary care setting have been described (8-10).These models are on a continuum where the criticalvariable is the amount of direct contact which theconsultant has with the patient. These models in-clude: 1) the traditional referral or replacement modelwhere the psychiatrist is the principal provider ofmental health services and there is limited commu-nication between primary care physician and psychia-trist; 2) the consultation care model where the pri-mary care physician is the principal provider of men-tal health services and occasionally communicateswith the psychiatrist; and 3) the collaborative caremodel or liaison-attachment model where mentalhealth services are provided jointly by the primarycare physician and psychiatrist, including frequentcommunication between providers.

Psychiatrists in Great Britain have looked at theutilization of these models of psychiatric consulta-tion to primary care. All three models are utilizedin Great Britain with the slight majority of psychia-trists functioning in the traditional referral model,followed by the collaborative care model, and finallythe consultation model (10). Strathdee and Baileyhave also surveyed general practitioners and psychia-trists on the practice patterns of psychiatric consul-tation in ambulatory clinic settings in Great Britain(10-11). Younger psychiatrists were more likely tobe involved in some form of consultation to primarycare physicians as compared to older psychiatrists.Approximately one-third of consulting psychiatristswere involved in some formal educational activityat the primary care site, including lectures, case-based discussions or conferences, and informal pro-cess groups for staff to discuss problems. The major-ity of primary care physicians favored the collabora-tive care model. There is nearly unanimous supportfrom primary care physicians and psychiatrists thatthe consultation process was improved by physicallylocating the psychiatrist in the primary care clinicsetting (10-12).

Patient, Physician, and SystemFactors Affecting Consultation

A number of factors affect the nature and effective-ness of psychiatric consultation to a primary care clinic,including the location of the consulting psychiatrist,the predominant primary care practice in the clinic,the continued presence of the consulting psychiatrist,and fiscal issues.

A psychiatrist who provides consultation in the pri-mary care clinic is usually well received by patients andprimary care physicians. Many patients are more com-fortable seeing a psychiatrist in the familiar surround-ings of their primary care clinic rather than a trip to afreestanding psychiatric clinic, which can be stigma-tizing. In particular, patients who are resistant to psy-chological explanations for their problems or symptomsmay be more likely to accept referrals to see psychia-trists in their medical clinics. Referring physicians alsobenefit from the close proximity of a consulting psy-chiatrist in many ways: opportunities for follow-up aregreatly enhanced; face-to-face communication is pos-sible; and joint sessions with patients can be arranged.“Curbside consultations”, which are informal discus-sions about patients (e.g. medication selections orchanges), commonly occur. Consulting psychiatristsbenefit by witnessing first hand the workings of theclinic, the practice styles of the referring physicians,and the need for parties involved. A disadvantage forthese psychiatrists is that they must leave their prac-tice and travel to medical clinics.

Psychiatrists providing consultation in free-stand-ing psychiatric clinics or separate offices are challengedto establish effective lines of communication with pri-mary care physicians to offset the absence of face-to-face communication, and if they have never workedin such a clinic, they may not understand the needs ofthe parties involved. Advantages of separate locationsfor psychiatric consultation include a greater sense ofconfidentiality for the patient (e.g. separate charts forthe primary care physician and the psychiatrist), less

Appendix E-1

Conceptual Models of Consultation-Liaison Psychiatry Interventions1

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time spent by the consulting psychiatrist traveling andlearning new administrative systems, and office spacewhich is more appropriate to psychiatric interviews.

The predominant primary care practice of theconsultees in the clinic often affects the choice of con-sultation model utilized by the consulting psychiatrist.Family practice physicians and general practitioners aregenerally more comfortable with the collaborative careor consultation care models in which the primary carephysician plays a significant role in the provision ofmental health services. Physicians in internal medi-cine and pediatrics are often more comfortable with atraditional referral model.

References

1 from: Hilty DM, Servis ME, Nesbitt TS, Hales RE. Theuse of telemedicine to provide consultation-liaisonservice to the primary care setting. Psychiatric Annals1999; 29: 421-427.

8. Katon W, Von Korff M, Lin E, et al: Collaborativemanagement to achieve treatment guidelines. JAMA273:1026-1031, 1995

9. Pincus H: Patient-oriented models for linking primarycare and mental health care. Gen Hosp Psychiatry 9:95-101, 1987

10. Strathdee G: Primary care-psychiatry interaction: aBritish perspective. Gen Hosp Psychiatry 9:102-110,1987.

11. Bailey J, Black M, Wilkin D: Specialist outreachclinics in general practice. BMJ 308:1083-1086, 1994

12. Katon W, Von Korff M, Lin E, et al: Collaborativemanagement to achieve depression treatment guide-lines. J Clin Psychiatry 58(suppl 1):20-24, 1997

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1. Telepsychiatry for theDevelopmentally Disabled:

Treating, Teaching, TrainingRoxy Szeftel, M.D.Director, Child Psychiatry & Training &TelepsychiatryCedars Sinai Health System(310) [email protected]

2. CSMC Programs• Telepsychiatry at 3 sites• First site started in 1997• Doctors Immersion Program at Manirnoth Moun-

tain and Lake Tahoe, Special Sports Program• Genetics & Behavioral Phenotype Research• Specialty in Autism & Fragile X Treatment• Early childhood 0-3 Specialist Training (to be

training telesites also)

3. Current Telepsychiatry Clinics• Porterville Developmental Center• Kern Regional Center in Bakersfield• Mercy Medical Center in Redding• Mercy Medical Center Statistics:• Start date was March 13• 40 consumers seen• Almost all received a new Axis I diagnosis• Total of 59 sessions• Age 4 to 38• 37 of the consumers under the age of 22• 3 people have left the program - 2 moved and 1

withdrew• We are fully booked through November 20, our

tentative end date with a waiting list• We have also provided 50 genetic review sessions

and 2 neurological reviews in addition• We have 10 family practice residents in Redding,

7 residents in psychiatry at Cedars, 5 residents inpediatrics/genetics at Cedars who have partici-pated in the training

4. Clinic Set Up• Regional center clients exclusively• Attended by child psychiatry sub-specialists• Mercy Clinic, attended by genetics also• Expertise in MR and DD• Experience with severely disabled people• Expertise in psychiatric medications, special edu-

cation, UT, speech and language, psychotherapy• Availability for long term follow up

5. What is the need?• Lack of access to psychiatric consultation• Consultant who can talk to the patient• Can talk to the family• Can address the “whole person” not just prescribe

meds at a distance• Available for long distance back up 24/7• Provides ongoing assistance to the local primary

care doctor

6. Program Goals:• Treat: Provide quality psychiatric treatment• Teach: Collaborate with and educate health pro-

fessionals at local site• Training: Resident Physicians in Psychiatry, Pe-

diatrics, Family Practice Forensic on rotation athub or telesite

7. Physicians in Training onRotation

• Sepulveda VA residents in adult psychiatry• CSMC residents in adult psychiatry• C SMC residents in child psychiatry• CSMC residents in pediatrics• Mercy Medical residents in family practice• UCLA-Oliveview forensic psychiatry fellows

(starting September)

Appendix E-2

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8. Immersion at Mammoth• Yearly Mammoth Special Sports Skiing Program• Physician participates as a chaperone and a skier• Exposed to people with disabilities in a norma-

tive setting• Experience of pediatricians last year:• “Mountain Sickness” vs. “Performance Anxiety”

9. Goals: Health Professionals• Learn what psychiatric diagnoses are common• Learn psychiatric assessment of people with lim-

ited communication skills• Learn effective psychiatric treatments

10. Goals: Physicians in Training• Increased exposure to DD individuals• Improved clinical skills for assessment• Improved knowledge base for DD• Less anxiety and resistance to seeing these patients• Better overall attitudes to this clientele

11. Essentials for a clinic• Remember the Jetsons?• Big TV• Small room• Dedicated personnel

12. Telepsychiatry Coordinator• Enjoys new technologies• Liaisons well with professionals at both sites• Can work out kinks in the process: technical and

professional• “Hands on” style• Controls the remote• Calls into “Lifelines” for virtual presence: parents,

doctors, teachers, and therapists• Able to get necessary data for the consult in time

and set up a complete medical record

13. Scheduling• Weekly 3 hour sessions• 2 new patients and 3 or 4 follow-ups• Writes progress notes

• Immediately faxes notes• Client takes notes to local MD• Local MD follows through on treatment• Notes regarding school are brought to school IEPs

14. Preparing the Consultation• All relevant materials are priority mailed one week

beforehand• Materials are all read and highlighted before con-

sult• Review of data summary page in hand before con-

sult begins• Medical record prepared beforehand• “Ready to start” when the patient arrives

15. Complete Consultation• Time allocation• 1/2 hour is clinical interview• 1/2 hour is case discussion and treatment plan-

ning• Client, family, staff, teachers, pharmacist, psy-

chologist, caseworkers, care providers, therapistsand others all present.

16. Who is the Consultee• Local MD on site participating in consult• Local MD off site m the community,• Consultation is sent to the treating physician

17. Consultation Experience• Client is interviewed with support from staff who

know him well• Interactive communication is stressed• Clients stay entire hour usually without disruption• Every attempt is made to assess patient directly,

not just by staff report

18. “The Happening”• Unique experience for hub and site• Collaborative open discussion among consultants

and consultees• All discussion is inclusive• Audio is always on• Maximum participation by all

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• Try to get good mental status exam and Dx• Treatment plan is discussed as it is formulated

19. Treatment issues

20. Diagnostic Overshadowing• Conceptual Bias among clinicians• Presented with the same information about symp-

toms• Clinicians make Axis I Dx for patients without

MR• Clinicians do not make Axis I Dx for MR patients• Symptoms instead attributed to MR

21. Symptoms vs. Behaviors• When psychiatric symptoms are recognized• Called “behaviors” by staff• Treatment plans target these “behaviors”• Not recognized and treated as part of a psychiat-

ric disorder

22. DSM System• DSM III created 5 Axis diagnosis• Differentiated Mental Retardation by putting it

on Axis II• Leaves Axis I wide open

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Appendix E-3

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Appendix E-4

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Appendix E-5

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Blue Cross of California Teleconsultations by SpecialtyJuly 1999 – June 2001

OTHER TOTAL27%

PEDIATRICS4%

NEUROLOGY5%

ENDOCRINOLOGY8%

PSYCHIATRY14%

DERMATOLOGY42%

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Appendix E-6

As described at conferences and in magazines suchas Telemedicine Today (Volume 7, Issue 5, October 1999,pp. 32 - 33), California’s prison telemedicine programbegan in January 1997 as a result of psychiatric staffingdifficulties at Pelican Bay (a correctional facility). Con-nections with the California Medical Facility(Vacaville) were established in April 1997 to providetelepsychiatry services. Through September 1999,2,400 total patient encounters were handled throughthe program with 46% involving mental care (includ-ing group therapy). Telemedicine is particularly ad-vantageous for providing initial consultations and es-tablishment of specialty services based on patient needshas been successful in all such efforts accomplishedthrough 1999 in this program. One of the major at-tractions to inmates is the ability to be seen by the

California Prison Telemedicine Programsame clinician. In order to ensure constant use of spe-cialists’ time, a suite of side-by-side rooms has been setup in a telemedicine service center in Sacramento toavoid downtime due to unattended appointments (be-cause of lock-down or other circumstances). Despitethe tendency to think that prison telemedicine mightonly work in large systems (such as those in Californiaand Texas), at least one administrator with the Cali-fornia program believes this is a viable solution for allstates, with more limited or less robust applications asneeded.

*Source: Feedback Research Services (2000). PrisonTelemedicine. Telemed-E-Zine, 3 (9-10). Available:http://www.feed-back.com/sepoct00ezine.htm

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Appendix F

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Appendix G

Room DesignAssessing Equipment Location and Configuration,

Lighting and Sound

Kathy J. Chorba

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Room DesignAssessing Equipment Location and Configuration,

Lighting and Sound

Patient SiteRoom size Large enough to accommodate small groups, i.e. procedure

room size, but not the procedure roomRoom location 1) Inside primary care clinic. Easily accessible by all potential

referring physicians2) Away from noisy areas (waiting room, street or parking lot,large equipment -X-ray, copy, etc)

Electrical considerations Dedicated circuits with dedicated neutrals are desired, in orderto avoid problems caused by “dirty power” which adverselyaffects the microphone, speakers, and other components. Theseproblems cannot be resolved by using a UPS.

Placement of videoconferencing unit

6-8’ from where the patient will be viewed, and preferably tothe right of left of the door of the room (to enable doctor andassistant to enter and leave the room without disturbingconsult)

Placement of video, data andphone lines

Behind where the unit will be placed, and as close to the dooras possible

Placement of exam table Side of room opposite video unit, or at least where foot of tablefaces video unit. Must also be far enough away from the wallfor the physician to stand behind when using scopingequipment in order to be able to view video monitor andpatient at the same time

Proper lighting Type of lights: Overhead lighting = Full spectrum. Lights thatgive off the equivalent of natural sunlight (in place of standardfluorescent lighting). Exam light should be available for usewhen neededPlacement of lights: Preferable placement would be in the areaabove the video conferencing unit. Light should shine downdiagonally towards the patient

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Wall and cabinet color White or gray is best. Yellow, tan and pink adversely affectpatient skin tone

Place a poster on the wall opposite the video camera to give itsomething to focus on while waiting to room the patient.Without a focal point, the camera will zoom in and out trying tosearch for an object. thus wearing out the camera’s motor ($220repairIyear)

Placement of X-ray light box Wall opposite of video cameraAmbient noise elimination Most troubling noise comes from the heating/cooling system..

noisy air vents, leaking faucets, etc.Patient education materials andexam tools

Certain specialties require assessment tools that are notassociated with the video unit, but should be stored near theunit for easy access, i.e., ruler for derm, stadiometer for pedsendo, child play toys for peds neurology. Other specialtiesrequire patient education hand-outs to be given to patient afterthe exam, ie dermatology, nutrition, etc.

Unit storage

If you are not keeping the unit in the clinic room, you will needto store it in a locked, secure area

If the unit is to be kept in the clinic room, it should be coveredto prevent curious patients from playing with it. At the veryleast, there should be a cover on the cameraScopes that aren’t attached to the unit should be stored in alocked cabinetTurn unit off when not in use (auto answer, camera motor wear)

Selection and placement ofpatient chairs

Patient chairs should be standard size, without armrests, inorder to fit as many as possible in consult room toaccommodate a small group. (Pediatric and Palliative careconsults). Chairs should be placed as close as possible withinfocal range of the camera

Placement of microphone Video units come with all sorts of microphones. For the unitsthat have external microphones, place them on a small mobiletable in front of but out of reach of patient

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Specialist SiteRoom size Not too big, not too small. Large enough to accommodate

equipment. specialist, desk, and have 6~ between specialist andcamera. Not so small that it appears to be a broom closet or an“afterthought”, and not so large that the patient would get theimpression others would be in the room “watching” the consult

Room location Close to where specialty clinics operateElectrical Considerations Dedicated circuits with dedicated neutrals are desired, in order

to avoid problems caused by “dirty power” which adverselyaffects the microphone, speakers. and other components. Theseproblems cannot be resolved by using a UPS.

Placement of equipment Preferably on wall next to door to allow technical support toenter the room to make a quick fix without disturbing thephysician/patient interaction

Video, data and phone lines Behind the video unit. Also place a phone on the consultant’sdesk to return pages and contact other clinics

Proper lighting Type of lights: Overhead lighting = Full spectrum. Lights thatgive off the equivalent of natural sunlight (in place of standardfluorescent lighting)Placement of lights: Preferable placement would be in the areaabove the video conferencing unit. Light should shine downdiagonally towards the consultant

Carpet, wall coverings,soundproofing

.

Carpet and wall coverings absorb sound. If possible, applysound soak material to walls. Colors should be blue/gray forproper contrast to skin tones. Solid colors to wall coveringswithout texture, so video camera will focus on consultant alone

Light box for X-ray viewing Should be placed in room on wall next to consultant forteaching purposes

Patient Education Materials Located in room to use as demonstrations to patientsMedical Reference and codingbooks

Specialty-specific medical reference books, ICD-9 codingbooks, and specialty charge master (with standard patientdiagnosis codes)

Dictaphones and blank tapes To use immediately after each consult / consult clinicTelemedicine chargedocuments

Billing forms for the consultant to complete after each patientencounter

Fax and patient informationforms

For immediate physician/patient feed-back

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Appendix H

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Appendix I

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Appendix J

Troubleshooting:

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Appendix K

Numerals3WC: 3-Way Calling

AAAD: Analog Alignment DisketteAAL: ATM Adaption LayerABC: Atanasoff-Berry ComputerABE: Agent Building EnvironmentABIOS: Advanced Basic Input / Output SystemABR: Available Bit RateAC: Alternating CurrentACF: Advanced Communications FunctionACK: AcknowledgementACL: Access Control ListACPI: Advanced Configuration and Power InterfaceACS: Automatic Class SelectionADC: Analog Digital ConverterADCCP: Advanced Data Communications Control

ProceduresADM: Add / Drop MultiplexersADP: Automated Data ProcessingADPCM: Adaptive Differential Pulse Code Modula-

tionADSC: Adobe Document Structuring ConventionsADSI: Active Directory Services InterfaceADSL: Asymmetric Digital Subscriber LineAF: Auxiliary-carry FlagAFC: Automatic Frequency ControlAFP: AppleTalk File ProtocolAGC: Automatic Gain ControlAGIS: Apex Global Information ServicesAGP: Accelerated Graphics PortAI: Artificial IntelligenceAIMUX: ATM Inverse MultiplexingAIN: Advanced Intelligent NetworkAIS: Alarm Indication SignalAIX: Advanced Interactive ExecutiveAKM: Apogee Kick MotorALI: Acer Laboratories, Inc.ALIVE: Artificial Life Interactive Video Environ-

mentAM: Amplitude Modulation

AMD: Advanced Micro DevicesAMI: Alternative Mark InversionAMI: American Megatrends, Inc.AMON: ATM MonitoringAMS: Access Method ServicesANA: Automatic Number AnnouncementANI: Automatic Number IdentificationANSI: American National Standards InstituteAOL: America On-LineAPA: All Points AddressableAPC: American Power ConversionAPI: Application Program InterfaceAPM: Advanced Power ManagementAPPC: Advanced Program-to-Program Communica-

tionsARC: Attached Resources ComputingARIES: ATM Research & Industrial Enterprise

StudyARLL: Advanced Run Length LimitedARP: Address Resolution ProtocolARPA: Advanced Research Projects AgencyARPANET: Advanced Research Projects Agency

NetworkARQ: Automatic Repeat RequestAS: Autonomous SystemsASAP: Any Service / Any PortASCII: American Standard Code for Information

InterchangeASG: Advanced Systems GroupASIC: Application Specific Integrated CircuitASME: American Society of Mechanical EngineersASP: Association Of Shareware ProfessionalsASPI: Advanced SCSI Programming InterfaceASR: Automatic Send / ReceiveAST: Asynchronous System TrapAT: Advanced TechnologyAT: AttentionATA: Advanced Technology AttachmentATAPI: Advanced Technology Attachment Packet

InterfaceAT&T: American Telephone & TelegraphATM: Adobe Type ManagerATM: Asynchronous Transfer ModeATM: Automated Teller Machine

Index of Abbreviations and Acronyms

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AUI: Attachment Unit InterfaceAVI: Audio / Video InterleavedAVN: Ameritech Virtual NetworkAWB: Aglets WorkbenchAXP: Almost Exactly Prism

BB8ZS: Binary 8-Zero SubstitutionBALUN: Balanced / UnbalancedBANCS: Bell Application Network Control SystemBANM: Bell Atlantic Nynex MobilBARRNET: Bay Area Research NetworkBASIC: Beginners all-purpose Symbolic Instruction

CodeBBS: Bulletin Board SystemBCC: Blind Carbon CopyBCD: Binary Coded DecimalB-CDMA: Broadband Code Division Multiple

AccessBCR: Business Communications ReviewBDC: Backup Domain ControllerBECN: Backward Explicit Congestion NotationBellCoRe: Bell Communications ResearchBEZS: Bandwidth Efficient Zero SuppressionBFT: Binary File TransferBGA: Ball Grid ArrayBGP: Border Gateway ProtocolB-ICI: Broadband: ISDN Inter-Carrier InterfaceBIL: Band Interleaved by LineBIOS: Basic Input / Output SystemBIP: Band Interleaved by PixelB-ISDN: Broadband: Integrated Services Digital

NetworkBitBLT: BitBlock TransferBITNET: Because It’s Time NetworkBIU: Bus Interface UnitBL: Blue Lightning (Chip)BMP: BitmapBNC: British National ConnectorBOOTP: Boot ProtocolBPB: BIOS Parameter BlockBPF: Berkeley Packet FilterBPS: Bits Per SecondBRB: Be Right BackBRI: Basic Rate InterfaceBSC: Bi-Synchronous CommunicationBSD: Berkeley Software DistributionBSP: Bell Systems PracticeBSQ: Band Sequential

BT: British TelecomBTB: Branch Target BufferBTS: Base Transceiver StationBUS: Broadcast and Unknown Server

CC: CountryCA: Computer AnimationCAC: Connection Admission ControlCACP: Central Arbitration Control PointCAD: Computer Aided DesignCAM: Common Access MethodCAM: Computer Aided MachiningCAN: Campus Area NetworkCAP: Competitive Access ProviderCAP: Carrierless Amplitude and PhaseCAS: Column-Address SelectCASE: Computer Aided Software EngineeringCATANET: Concatenated NetworkCATV: Cable TelevisionCAV: Constant Angular VelocityCB: Citizens BandCB: Component BrokerCBR: Constant Bit RateCBT: Computer Based TrainingCC: Carbon CopyCCB: Command Control BlockCCITT: Comite Consultatif International

Telephonique et Telegraphique (InternationalTelephone and Telegraph Consultative Committee)

CCS: Common Channel SignalingCCS: Common Command SetCCTV: Closed Circuit TelevisionCD: Carrier DetectCD: Compact DiscCDC: Control Data CorporationCD-DA: Compact Disc: Digital AudioCDDI: Copper Distributed Data InterfaceCDFS: CD-ROM File SystemCDI: Compact Disc InteractiveCDIA: Certified Document Imaging ArchitectCDMA: Code Division Multiple AccessCDPD: Cellular Digital Packet DataCD-R: Compact Disc: RecordableCD-RW: Compact Disc: Re-WritableCD-ROM: Compact Disc: Read Only MemoryCDV: Cell Delay VariationCDVT: Cell Delay Variation ToleranceCE: Consumer Electronics

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CERFNET: California Educational Research NetworkCERT: Computer Emergency Response TeamCES: Circuit Emulation ServicesCF: Carry FlagCFP: Computers, Freedom and PrivacyCGA: Color Graphics AdapterCGI: Common Gateway InterfaceCGM: Computer Graphics MetaFileCHAP: Challenge-Handshake Authentication

ProtocolCHS: Cylinders / Heads / SectorsCICS: Customer Information Control SystemCIDR: Classless Inter-Domain RoutingCIF: Cells In FrameCIM: Common Information ModelCIO: Chief Information OfficerCIR: Committed Information RateCIS: CompuServe Information ServicesCISC: Complex Instruction Set ComputingCLE: Customer Located EquipmentCLEC: Competitive Local Exchange CarrierCLP: Cell Loss PriorityCLR: Cell Loss RatioCLV: Constant Linear VelocityCMI: Cable Microcell IntegratorCMI/HIC: Cable Microcell Integrator / Headend

Interface ConverterCMIP: Common Management Information ProtocolCMOS: Complimentary Metal Oxide SemiconductorCMP: Communications Plenum CableCMR: Communications Riser CableCMS: Code Management SystemCMYK: Cyan, Magenta, Yellow KeyCN: Common NameCNA: Certified Network AdministratorCNC: Computer Numeric ControlCNE: Certified Network EngineerCNS: Certified Novell SalespersonCO: Central OfficeCOA: Certificate Of AuthenticityCOAST: Cache On A StickCOBOL: Common Business Oriented LanguageCODEC: Coder / DecoderCODEC: Compression / DecompressionCOMDEX: Communications Development ExpositionCOPS: Concept Oriented Programming SystemCORBA: Common Object Request Broker Archi-

tectureCOS: Class Of ServiceCOSMOS: Computer System for Mainframe Operations

CoSysOp: Co-Systems OperatorCOW: Character-Oriented Windows InterfaceCPE: Customer Premises EquipmentCP/M: Control Program / MicrocomputerCPS: Characters Per SecondCPU: Central Processing UnitCR: Carriage ReturnCRC: Cyclical Redundancy CheckingCRN: Computer Reseller NewsCRT: Cathode Ray TubeC-SCANS: Client-Systems Computer Access

NetworksCSD: Corrective Service DiskettesCSID: Calling Station IdentificationCSLIP: Compressed Serial Line Internet ProtocolCSMA: Carrier Sense Multiple AccessCSMA/CD: Carrier Sense Multiple Access: Colli-

sion DetectionCSNET: Computer Science NetworkCSP: CompuCom Speed ProtocolCSS: Cascading Style SheetsCSU: Channel Service UnitCT: Computer TelephonyCTD: Cell Transfer DelayCTI: Computer-Telephony IntegrationCTS: Clear To Send SignalCTTC: Copper To The CurbCTTH: Copper To The HomeCTTY: Console TeletypeCUI: Centre Universitaire d’InformatiqueCUT: Control Unit TerminalCVF: Compressed Volume FileCW: Continuous WaveCWT: Call WaitingCYBORG: Cybernetic Organism

DD2T2: Dye Diffusion Thermal TransferDAC: Digital Analog ConverterDAMA: Demand Assigned Multiple AccessDARPA: Defense Advanced Research Projects

AgencyDASD: Direct Access Storage DeviceDAT: Digital Audio TapDAT: Digital Audio TapeDATU: Direct Access Testing UnitDAVID: Digital Audio/Video Interactive DecoderDB: DecibelsdBm: Decibels per Milliwatt

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DBMS: DataBase Management SystemDBR: DOS Boot RecordDBS: Demand Broadcast SystemDBS: Direct Broadcast SatelliteDC: Direct CurrentDCB: Data Control BlockDCC: Direct Cable ConnectionDCE: Data Communications EquipmentDCE: Distributed Computing EnvironmentDCS: Digital Communication SystemDD: Data DefinitionDD: Definition Description (HTML)DD: Double DensityDDCMP: Digital Data Communications Message

ProtocolDDD: Digital Diagnostic DisketteDDD: Direct Distance DialDDE: Dynamic Data ExchangeDDial: Diversi-DialDDN: Defense Data NetworkDDT: Don’t Do ThatDDT: Dynamic Debugging ToolDE: Discard EligibleDEC: Digital Equipment CorporationDECNET: Digital Equipment Corporation NetworkDES: Defense Encryption StandardDES: Digital Encryption StandardDFDSS: Data Facility Dataset ServicesDFHSM: Data Facility Hierarchical Storage ManagerDFSMS: Data Facility Storage Management SubsystemDG-UX: Data General UnixDHCP: Dynamic Host Configuration ProtocolDI: Destination IndexDIIG: Digital Information Infrastructure GuideDIMM: Dual In-Line Memory ModuleDIN: Deutsche Industrie NormDIP: Dual In-Line PackageDIS: Dynamic Impedance StabilizationDISOSS: Distributed Office Support SystemDL: Definition ListDLC: Digital Loop CarrierDLCI: Data Link Connection IdentifierDLL: Dynamic Link LibraryDLSw: Data Link SwitchingDLT: Digital Linear TapeDLVA: Detector Logarithmic Video AmplifierDMA: Direct Memory AccessDMF: Distribution Media FloppyDMI: Desktop Management InterfaceDMM: Digital Multi-Meter

DMS: Digital Multiplex SwitchDMS: Digital Multiplex SystemDMT: Discrete Multi-ToneDMTF: Desktop Management Task ForceDN: Domain NameDNA: DEC Network ArchitectureDNIS: Dialed Number Identification ServiceDNR: Digital Number RecorderDNS: Domain Name SystemDOS: Disk Operating SystemDOW: Direct Over-WriteDPAM: Demand Priority Access MethodDPI: Dot Pitch IntegerDPMI: DOS Protected Mode InterfaceDPMS: Display Power Management SignalingDPMS: DOS Protected Mode ServicesDPT: Distributed Processing TechnologyDQDB: Distributed Queue Dial BusDRAM: Dynamic Random Access MemoryDS0: Digital Signal level 0DSA: Distributed Systems ArchitectureDSI: Digital Speech InterpolationDSL: Digital Subscriber LineDSLAM: Digital Subscriber Line Access MultiplexerDSP: Digital Signal ProcessorDSR: Date Set ReadyDSU: Data Service UnitDT: Definition TermDTA: Disk Transfer AreaDTE: Data Terminal EquipmentDTMF: Dual Tone Modulated FrequencyDTP: Desktop PublishingDTR: Data Terminal ReadyDTV: Desktop VideoDUN: Dial-Up NetworkingDV: Digital VideoDVB: Digital Video BroadcastingDVC: Digital Video ConferenceDVD: Digital Video DiscDVI: Digital Video InteractiveDXI: Data Exchange InterfaceDYLAN: Dynamic Language

EE1: European 1E3: European 3EBCDIC: Extended Binary Code: Decimal Inter-

change CodeEBR: Extended-Partition Boot Record

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ECC: Error Correction CodeECD: Electronic Cash DisbursementsECM: Error Correction ModeECMA: European Computer Manufacturers Associa-

tionECP: Extended Capabilities PortED: Extra-High DensityEDI: Electronic Data InterchangeEDO: Extended Data-OutEDP: Electronic Data ProcessingEEPROM: Electronic Erasable Programmable Read-

Only MemoryEEST: Enhanced Ethernet Serial TransceiverEFCI: Explicit Forward Congestion IndicationEFF: Electronic Frontier FoundationEGA: Enhanced Graphics AdapterEGP: Exterior Gateway ProtocolEIA: Electronic Industries AssociationEIDE: Enhanced Integrated Drive ElectronicsEIRP: Effective Isotropic Radiated PowerEISA: Enhanced/Extended Industry Standard

ArchitectureELAN: Emulated Local Area NetworkELF: Extremely Low FrequencyEMA: Electronic Messaging AssociationEMA: Enterprise Management ArchitectureEMF: Electro Motive ForceEMF: Enhanced Metafile FormatEMM: Extended Memory ManagerEMR: Electromagnetic RadiationEMS: Expanded Memory SpecificationENIAC: Electronic Numerical Integrator And

CalculatorEOF: End Of FileEOT: End Of TransferEPIC: Electronic Privacy Information CenterEPP: Enhanced Parallel PortEPROM: Erasable Programmable Read-Only MemoryEPS: Encapsulated Post-ScriptERU: Emergency Recovery UtilityESA: Enterprise Systems ArchitectureESC: Engineering Service CircuitESD: Electronic Software DistributionESD: Electro-Static DischargeESDI: Enhanced Small Device InterfaceESN: Electronic Serial NumberESO: Entry Server OfferingESP: Enhanced Serial PortESP: Enhanced Service ProviderESRI: Environmental Systems Research Institute

ETO: Electronic Trading OpportunityEULA: End User Licensing Agreement

FFAQ: Frequently Asked QuestionFAT: File Allocation TableFAX: FacsimileFCB: File Control BlockFCC: Federal Communications CommissionFCS: First Customer ReleaseFDC: Floppy Disk ControllerFDDI: Fiber Distributed Data InterfaceFDMA: Frequency Division Multiple AccessFEC: Foreign Exchange CarrierFEC: Forward Error CorrectionFECN: Forward Explicit Congestion NotificationFEP: Front End ProcessorFERF: Far End Reporting FailureFIFO: First In / First OutFITS: Flexible Image Transport SystemFM: Frequency ModulationFOIM: Field Office Information ManagementFORTRAN: Formula TranslatorFPS: Floating Point SystemFPS: Frames Per SecondFPT: Forced Perfect TerminationFPU: Floating Point UnitFQDN: Fully Qualified Domain NameFRAD: Frame Relay Access DeviceFSK: Frequency Shift KeyingFSN: Full Service NetworkFTAM: File Transfer Access ManagementFTC: Federal Trade CommissionFTP: File Transfer ProtocolFTPD: File Transfer Protocol DaemonFTS: Federal Telecommunications SystemFTTC: Fiber To The CurbFTTH: Fiber To The HomeFUNI: Frame User Network InterfaceFVIPS: First Virtual Internet Payment SystemFYI: For Your Information

GG: GigabyteGb: GigabitGbps: Gigabits Per SecondGB: Gigabyte

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GCRA: Generic Cell Rate AlgorithmGDG: Generation Data GroupGDS: Generation DatasetGEIS: General Electric Information SystemsGES: Global Enterprise ServicesGFC: Generic Flow ControlGGP: Gateway-to-Gateway ProtocolGIF: Graphical Interchange FormatGIG: GigabyteGIS: Geographic Information SystemGOES: Geosynchronous Orbital Earth SatelliteGOSIP: Government Open Systems Interconnec-

tion ProfileGPF: General Protection FaultGPS: Global Positioning SystemGSO: Geostationary OrbitGTPNet: Global Trade Point NetworkGUI: Graphical User Interface

HHAM: Home Amateur MechanicHAN: Home Area NetworkHBA: Host Bus AdapterHCL: Hardware Compatibility ListHCSS: High-Capacity Storage SystemHD: Hard DriveHD: High-DensityHDA: Head Disk AssemblyHDLC: High-Level Data Link ControlHDR: Host Data ReplicatorHDSL: High-bit-rate Digital Subscriber LineHDT: Host Digital TerminalHDTV: High-Definition TelevisionHEC: Header Error ControlHEPNET: High Energy Physics NetworkHFC: Hybrid Fiber-CoaxialHGC: Hercules Graphics CardHIC: Headend Interface ConverterHLF: High-Level FormattingHLLAPI: High-Level-Language Application Pro-

gram InterfaceHMA: High Memory AreaHMMP: HyperMedia Management ProtocolHMMS: HyperMedia Management SchemaHMP: Host Monitoring ProtocolHP: Hewlett-PackardHPC: Handheld Personal ComputerHPFS: High Performance File SystemHPT: High-Pressure Tin

HR: Horizontal RuleHRD: High Resolution Diagnostic DisketteHRSC: High Resolution Stereo CameraHSSI: High Speed Serial InterfaceHST: High-Speed TechnologyHTML: Hypertext Markup Languagehttp: Hypertext Transfer ProtocolHW: HRSC / WAOSSHz: Hertz

IIA: Intel ArchitectureIAB: Internet Activities BoardIAD: Integrated Access DeviceIAM: Inverse ATM MuxIBM: International Business MachinesIBS: IntelSat Business ServiceIC: Integrated CircuitICD: International Code DesignationICE: Intrusion Countermeasure ElectronicsICMP: Internet Control Message ProtocolICR: Intelligent Character RecognitionICRIS: Integrated Customer Record Information

SystemIDE: Integrated Drive ElectronicsIDSL: ISDN Digital Subscriber LineIEEE: Institute of Electronic and Electrical EngineersIEN: Integrated Enterprise NetworkIESG: Internet Engineering Steering GroupIETF: Internet Engineering Task ForceIFM: Intelligent Flow ManagementIGMP: Internet Group Multicast ProtocolIGP: Interior Gateway ProtocolIIOP: Internet Inter-ORB ProtocolIIS: Internet Information ServicesIISP: Interim Inter-Switch ProtocolILMI: Integrated Layer Management InterfaceIMAP: Internet Messaging Access ProtocolIMC: Initial Microcode LoadIMP: Interface Message ProcessorIMUX: Inverse MultiplexingIN: Intelligent NetworkINTELSAT: International Telecommunications

Satellite OrganizationInterNIC: Internet Network Information CenterINWG: International Network Working GroupI/O: Input / OutputIOS: Inter-Network Operating SystemIP: Internet Protocol

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IPC: Internet Proxy CacheIPL: Initial Program LoadIPMI: Internet Provider Multicast InitiativeIPN: Internet Protocol NumberIPNG: Internet Protocol: Next GenerationIPv4: Internet Protocol version 4IPv6: Internet Protocol version 6IPX: Internetwork Packet ExchangeIRC: Internet Relay ChatIRF: Inherited Rights FilterIRL: In Real LifeIRQ: Interrupt: Request LineIRTF: Internet Research Task ForceIRTOS: I2O Real-Time Operating SystemISA: Industry Standard ArchitectureISA: Interactive Services AssociationISDN: Integrated Services Digital NetworkISIS: Internally Switched Interface SystemISIS: Investigative Support Information SystemISM: Internet Service ManagerISMF: Interactive Storage Management FacilityISO: International Standards OrganizationISP: Internet Service ProviderISPA: Inverted Socket Process ArchitectureISPF/PDF: Interactive System Productivity Facility /

Program Development FacilityIT: Information TechnologyITS: Internet Telephony ServerITT: International Telephone & TelegraphITTA: Information Technology Training AssociationITU: International Telecommunications UnionITV: Interactive TelevisionIWM: Integrated Woz MachineIXC: InterExchange Carrier

JJCL: Job Control LanguageJDBC: Java DataBase ConnectivityJDK: Java Development KitJEDEC: Joint Electron Devices Engineering CouncilJES: Job Entry SubsystemJIT: Just In TimeJMAPI: Java Management Application InterfaceJNDI: Java Naming Directory InterfaceJNET: Japanese NetworkJOVIAL: Jules’ Own Version of the International

Algorithmic LanguageJPEG: Joint Photographic Experts GroupJTS: Java Transaction Services

KK: Kilobytekb: Kilobitkbps: Kilobits Per SecondkB: KilobytekHz: KiloHertzKIF: Knowledge Interchange FormatKnU: Knowledge Utility

LLAN: Local Area NetworkLANE: Local Area Network EmulationLAP-B: Link Access Procedure: BalancedLAPM: Link Access Procedure: ModemsLAT: Local Area TransportLATA: Local Access and Transport AreaLAV: Load AverageLBA: Logical Block AddressingLCC: Leadless Chip CarrierLCD: Liquid Crystal DisplayLDAP: Lightweight Directory Access ProtocolLD-CELP: Low-Delay Code Excited Linear PredictionLEC: LAN Emulation ClientLEC: Local Exchange CarrierLECS: LAN Emulation Configuration ServerLED: Light Emitting DiodeLEN: Line Equipment NumberLES: LAN Emulation ServerLF: Line FeedLHB: Line History BlockLI: List ItemLibOp: Libraries OperatorLIF: Low Insertion ForceLIFO: Last In / First OutLILO: Linux LoaderLIM: Lotus-Intel-MicrosoftLIS: Lithium Ion StorageLISP: List ProcessingLLC: Logical Link ControlLLF: Low-Level FormattingLMDS: Local Multipoint Distribution ServiceLNA: Low Noise AmplifierLNB: Low Noise Block DeconverterLNNI: LAN Emulation Network-to-Network InterfaceLoD: Legion of DoomLOD: Level Of DetailLPC: Local Procedure CallLPT: Local Printer Terminal

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LT: Line TerminationLU: Logical UnitLUN: Logical Unit NumberLUNI: LAN User-to-Network InterfaceLZW: Lempel-Ziv-Walsh (Compression)

MM: MegabyteMAC: MacintoshMAC: Media Access ControlMAN: Metropolitan Area NetworkMAP: Manufacturing Automation ProtocolMAPI: Messaging Application Programming InterfaceMAPS: Multiservice Access PlatformsMARS: Multicast Address Resolution ServerMATV: Master Antenna TelevisionMAU: Medium Attachment UnitMAU: Multi-Station Access UnitMb: MegabitMB: MegabyteMBS: Master Boot SectorMBS: Maximum Burst SizeMBT: Maximum Burst ToleranceMC: Mini-CartridgeMCA: MicroChannel ArchitectureMCGA: MultiColor Graphics ArrayMCI: Media Control InterfaceMCI: Microwave Communications, Inc.MCR: Minimum Cell RateMDA: Monochrome Display AdapterMDC: McAfee Development CenterMDI: Multiple Document InterfaceMDRAM: Multibank Dynamic Random Access

MemoryMEG: MegabyteMF: Modulated FrequencyMFM: Modified Frequency ModulationMFTP: Multi-Cast File Transfer ProtocolMGA: Monochrome Graphics AdapterMHS: Message Handling ServiceMHz: MegahertzMI: Mode IndicateMIB: Management Information BasesMIC: Microsoft Internet ChatMIC: Mode Indicate: CommonMICA: Modem ISDN Channel AggregationMICROTEL: Microsoft / IntelMIDI: Musical Instrument Digital InterfaceMIDR: Mosaicked Image Data Record

MIG: Metal-In-GapMILES: Merisel’s Information and Logistical Effi-

ciency SystemMILNET: Military NetworkMIME: Multipurpose Internet Mail ExtensionMIN: Mobile Identification NumberMIPL: Multimission Image Processing LaboratoryMIPS: Millions Of Instructions Per SecondMIPS: Multimission Image Processing SubsystemMMDS: Multipoint Multichannel Distribution ServiceMMX: Multimedia ExtensionMNP: Microcom Networking ProtocolMO: Magneto-OpticalMOCA: Merisel Open Computing AllianceMoD: Masters of DeceptionMODEM: Modulator / DemodulatorMOL: Microsoft Open LicenseMOM: Microsoft Office ManagerMOS: Metal Oxide SemiconductorMPC: Multimedia Personal ComputerMPD: Mini Port DriverMPEG: Motion Picture Experts GroupMPOA: Multi-Protocol Over ATMMPS: Multi-Processor SpecificationMR: Magneto-ResistiveMS: Microsoft System(s)MSD: Microsoft DiagnosticMS-DOS: Microsoft Disk Operating SystemMSN: Microsoft NetworkMSO: Multiple Systems OperatorsMSTP: Multimission Software Transmission ProjectMTA: Major Trading AreaMTA: Mail Transfer AgentMTA: Message Transfer AgentMTBF: Mean Time Before FailureMTTR: Mean Time To RepairMUA: Mail User AgentMUD: Multi-User DungeonMULTICS: Multiplexed Information and Comput-

ing ServiceMUX: MultiplexerMVP: Modular Voice ProcessorMVS: Multiple Virtual StorageMVS/ESA: Multiple Virtual Storage / Enterprise

Systems ArchitectureMVS/SP: Multiple Virtual Storage / System ProductMVS/TSO: Multiple Virtual Storage / Time Sharing

OptionMVS/XA: Multiple Virtual Storage / Extended

Architecture

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MWI: Message Waiting IndicatorMWN: Message Waiting Notification

NNACK: Negative AcknowledgementNAP: Network Access PointNAU: Network Addressable UnitNBB: Number of Bytes of BinaryNC: Network ComputerNCA: Network Computing ArchitectureNCC: Network Control CenterNCF: Netware Command FileNCIC: National Crime Information ComputerNCM: Node Controller ModuleNCP: Network Control ProgramNCP: Network Core ProtocolNCPS: Netware Cross-Platform ServicesNCSA: National Center for Supercomputing

ApplicationsNCSA: National Computer Security AssociationNCSC: National Computer Security CenterNDIAG: Norton DiagnosticsNDIS: Network Driver Interface SpecificationNDMP: Network Data Management ProtocolNDS: Novell Directory ServiceNEARNET: New England Academic and Research

NetworkNEAT: Novell Easy Administration ToolNetBEUI: NetBIOS Extended User InterfaceNetBIOS: Network Basic Input / Output SystemNEWS: Novell Electronic Webcasting ServiceNFS: Network File SystemNHRP: Next Hop Resolution ProtocolNHRP: Non-Hierarchical Routing ProtocolNIC: Network Information CenterNIC: Network Interface CardNiCD: Nickel CadmiumNII: National Information InfrastructureNiMH: Nickel Metal HydrideNIMS: Near Infrared Mapping SpectrometerNIS: Network Information ServiceNLB: Number of Lines of BinaryNLM: NetWare Loadable ModuleNLP: Natural Language ProcessingNLS: Online SystemNMI: Non-Maskable InterruptNNI: Network Node InterfaceNNI: Network-To-Network InterfaceNNTP: Network News Transport Protocol

NOC: Network Operations CenterNOF: Not On FileNORAD: North American Defense CommandNOS: Network Operating SystemNPA: Numbering Plan AreaNPC: Network Parameter ControlNPN: Notes Public NetworkNPR: Network Process EngineeringNRN: Novell Remote NetworkNRT: Non-Real-TimeNSA: National Security AgencyNSFNET: National Science Foundation NetworkNSI: Network Solutions, Inc.NSM: Network / Systems ManagementNSP: National Service ProviderNT: New TechnologyNTFS: NT File SystemNTP: Network Time ProtocolNTSC: National Television Standards CommitteeNTT: Numbered Test TrunkNUI: Network User IdentificationNUMA: Non-Uniform Memory AccessNVRAM: Non-Volatile Random Access MemoryNWG: Network Working GroupNYNEX: New York: New England ExchangeNYSERNET: New York State Education Research

Network

OO: OrganizationOA&M: Operations Administration & MaintenanceOAG: Open Applications GroupOCE: Open Collaboration EnvironmentOCIS: Organized Crime Information SystemOCR: Optical Character RecognitionODBC: Open Database CompliantODI: Open Data-Link InterfaceODN: OutDial NotificationODSI: Open Directory Service InterfaceOEM: Original Equipment ManufacturerOFDM: Orthogonal Frequency Division MultiplexingOL: Ordered ListOLAP: Online Analytical ProcessingOLE: Object Linking and EmbeddingOMR: Optical Mark RecognitionONE: Open Network EnvironmentONMS: Open Network Management SystemONU: Optical Networking UnitOPC: Organic Photoconducting Cartridge

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OPT: Open Protocol TechnologyORMS: Operating Resource Management SystemOS: Operating SystemOS/2: Operating System / 2OSF: Open Software FoundationOSI: Open Systems InterconnectionOSI: Open Standards InterconnectionOSPF: Open Shortest Path FirstOSR: OEM System ReleaseOT: Open TransportOU: Organizational UnitOURS: Open User-Recommended Solutions

PPABX: Private Automatic Branch ExchangePAD: Packet Assembler / DisassemblerPAL: Phase Alteration StandardPAL: Phase Alternating LinePAL: Programmable Array LogicPAM: Peachtree Accounting: MacintoshPAP: Password Authentication ProtocolPARC: Palo Alto Research Center (Xerox PARC)PAS: Publicly Available SubmitterPAW: Peachtree Accounting for WindowsPAX: Private Automatic ExchangePBIS: Peachtree Business Internet SuitePBMS: Pacific Bell Mobile ServicesPBS: Portable Base StationPBX: Private Branch ExchangePC: Personal ComputerPCA: Peachtree Complete AccountingPCA: Performance and Coverage AnalyzerPCDOS: Personal Computer Disk Operating SystemPCI: Personal Computer InterconnectPCM: Pulse Code ModulationPCMCIA: Personal Computer Memory Card Inter-

national AssociationPCR: Peak Cell RatePCS: Personal Communication SystemPCS: Proxy Cache ServerPD: Phase-Change: DualPDA: Personal Digital AssistantPDC: Primary Domain ControllerPDN: Public Data NetworkPDP: Program Data ProcessorPDQ: Peachtree Data QueryPDS: Partitioned DatasetPDS: Planetary Data SystemPDS: Premise Distribution System

PDU: Protocol Data UnitPEM: Product Error MessagePF: Program FunctionPFA: Peachtree First AccountingPGA: Pin-Grid ArrayPGA: Professional Graphics AdapterPGP: Pretty Good PrivacyPIC: Preferred InterExchange CarrierPIC: Primary InterExchange CarrierPIC: Programmable Interrupt ControllerPIF: Program Information FilePIG: Product Information GuidePIM: Personal Information ManagerPIN: Personal Identification NumberPING: Packet Internet GroperPIO: Programmed Input / OutputPIXEL: Picture ElementPLCC: Plastic Leaded-Chip CarrierPLCP: Physical Layer Convergence ProtocolPLE: Public Local ExchangePLL: Phase Locked LoopPLP: Packet Level ProcedurePMS: Pantone Matching SystemPNNI: Private Network-to-Network InterfacePnP: Plug and PlayPOA: PowerOpen AssociationPOH: Power On HoursPOP: Point Of PresencePOP: Post Office ProtocolPOS: Programmable Option SelectPOST: Power On: Self TestPOTS: Plain Old Telephone ServicePPD: Post-Script Printer DescriptionPPI: Programmable Peripheral InterfacePPN: Project-Programmer NumberPPP: Point-To-Point ProtocolPPS: Pulses Per SecondPQFP: Plastic Quad Flat PackPRI: Primary Rate InterfacePRIMOS: Prime Operating SystemPRML: Partial Response: Maximum LikelihoodPROFS: Professional Office SystemPROM: Programmable Read-Only MemoryPRW: Peachtree Report WriterPS/2: Personal System / 2PS: Physical SequentialPS: Programmed SymbolsPSC: Peachtree Support CenterPSDN: Packet Switched Data NetworkPSTN: Public Switched Telephone Network

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PU: Physical UnitPUN: Physical Unit NumberPUP: PARC Universal PacketPVC: Permanent Virtual CircuitPVC: Permanent Virtual ConnectionsPWS: Peer Web Services

QQAM: Quadrature Amplitude ModulationQBE: Query By ExampleQBP: QuickBooks ProQDN: Query Direct NumberQEMM: Quarterdeck Extended Memory ManagerQIC: Quarter Inch CartridgeQIC: Quarter Inch CommitteeQIO: Queue Input / OutputQoS: Quality of ServiceQPSK: Quadrative Phase Shift KeyingQTW: Quick-Time for Windows

RRAD: Rapid Application DevelopmentRAD: Remote Antenna DriverRADAR: Radio Detection And RangingRAD/RASP: Remote Antenna Driver / Remote

Antenna Signal ProcessorRADSL: Rate Adaptive Digital Subscriber LineRAID: Redundant Array of Inexpensive DrivesRAM: Random Access MemoryRAM: Remote Access ModemRARP: Reverse Address Resolution ProtocolRAS: Remote Access ServerRASP: Remote Antenna Signal ProcessorRBB: Residential BroadbandRBOC: Regional Bell Operating CompaniesRCF: Remote Call ForwardingRDF: Radio Direction FindingRDM: Report Display ManagerRDN: Relative Distinguished NameRDP: Reliable Datagram ProtocolRECS: Reseller Electronic Communication SystemREMOB: Remote ObservationREXEC: Remote ExecutableREXX: Restructured Extended ExecutorRF: Radio FrequencyRFC: Request For CommentsRFI: Radio Frequency Interface

RFI: Request For InformationRFNM: Request For Next MessageRFS: Remote File ServiceRFS: Remote File SystemRGB: Red-Green-BlueRIP: Routing Information ProtocolRISC: Reduced Instruction Set ComputingRJE: Remote Job EntryRLE: Run Length EncodingRLL: Run Length LimitedRLOGIN: Remote LoginRM: Resource ManagementRMA: Return Merchandise AuthorizationRMS: Record Management ServicesRO: Receive OnlyROM: Read Only MemoryRPC: Remote Procedure CallRPG: Role Playing GameRPM: Revolutions Per MinuteRSA: Rivest, Shamir and Adleman (Encryption)RSEXEC: Resource Sharing ExecutiveRSH: Remote ShellRSH: Restricted ShellRSVP: Resource Reservation ProtocolRT: Real-TimeRTC: Real-Time ClockRTCP: Real-Time Transport Control ProtocolRTF: Rich Text FormatRTL: Run-Time LibraryRTP: Real-Time Transport ProtocolRTS: Request To SendRTSP: Real-Time Streaming ProtocolRTTY: Radio TeletypeRU: Request UnitRU: Response UnitRVD: Remote Virtual Disk

SSAA: Service Aspects and ApplicationsSAA: Systems Application ArchitectureSAFE: Security And Freedom through EncryptionSAP: Service Advertising ProtocolSAR: Segmentation And ReassemblySARC: Symantec Antivirus Research CenterSASI: Shugart Associates System InterfaceSATAN: Security Administrator Tool for Analyzing

NetworksSATNET: Satellite NetworkSCC: Switching Control Center

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SCCS: Switching Control Center SystemSCE: Service Creation EnvironmentSCLM: Software Configuration and Library ManagerSCO: Santa Cruz OperationSCP: Service Control PointSCPC: Single-Channel Per CarrierSCR: Sustained Cell RateSCSI: Small Computer System InterfaceSDH: Synchronous Digital HierarchySDL: Shielded Data LinkSDLC: Synchronous Data Link ControlSDSC: San Diego Supercomputer CenterSDSF: System (Spool) Display and Search FacilitySEAL: Secure Electronic Authorization LaboratorySEAL: Simple and Efficient Adaption LayerSECAM: Sequential And MemorySEM: System Error MessageSET: Secure Electronic TransactionsSFA: Sales Force AutomationSFT: System Fault ToleranceSGI: Silicon Graphics, Inc.SGML: Standardized General Markup LanguageS-HDSL: Single-Line: High-bit-rate Digital Sub-

scriber LineSI: Source IndexSIF: Standard Input FormatSIG: Special Interest GroupSIM: Subscriber Identity ModuleSIMM: Single In-Line Memory ModuleSIP: Single In-Line PackageSIPP: Single In-Line Pin PackageSKIP: Simple Key management for Internet ProtocolSLED: Single Large Expensive DiskSLIP: Serial Line Internet ProtocolSLMR: Silly Little Mail ReaderSMB: Server Message BlockSMCC: Sun Microsystems Computer CompanySMDS: Switched Multi-Megabit Data ServicesSMI: System Management InterruptSMM: System Management ModeSMP: Symmetrical Multi-ProcessingSMPTE: Society of Motion Picture and Television

EngineersSMS: Service Management SystemsSMS: Storage Management SubsystemSMTP: Simple Mail Transfer ProtocolSNA: Systems Network ArchitectureSNADS: Systems Network Architecture Distribu-

tion ServicesSNAP: Sub-Network Access Protocol

SNMP: Simple Network Management ProtocolSOHO: Small Office / Home OfficeSO-J: Small Outline J-leadSONET: Synchronous Optical NetworkSP: Stack PointerSPARC: Scalable Processor ArchitectureSPID: Service Profile IdentificationSPP: Standard Parallel PortSPS: Standby Power SupplySPX: Sequenced Packet ExchangeSQL: Structured Query LanguageSRAM: Static Random Access MemorySS6: Signaling System 6SS7: Signaling System 7SSA: Serial Storage ArchitectureSSB: Single Side BandSSCOP: Service Specified Convergence ProtocolSSD: Solid State DiskSSFD: Solid State Floppy DiskSSPA: Solid State Power AmplifierSTA: Spanning Tree AlgorithmSTD: StandardSTM: Synchronous Transfer ModeSTP: Shielded Twisted PairSTP: Signal Transfer ProtocolSUBLIB: Subroutine LibrarySUE: Stupid User ErrorSUN: Stanford University NetworksSVC: Switched Virtual CircuitSVGA: Super Video Graphics ArraySWIM: Super Woz Integrated machineSysOp: Systems Operator

TT: TerabyteTA: Terminal AdapterTAE: Transportable Applications EnvironmentTAG: Technical Advisory GroupTAP: Technological Assistance ProgramTAPI: Telephony Applications Program InterfaceTAR: Tape ArchiveTb: TerabitTbps: Terabits Per SecondTB: TerabyteTBD: To Be DeterminedTCAM: Telecommunications Access MethodTCG: Teleport Communications GroupTCL: TAE Command LanguageTCM: Trellis Coded Modulation

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TCP: Tape Carrier PackageTCP: Transmission Control ProtocolTCP/IP: Transmission Control Protocol / Internet

ProtocolTCQAM: Trellis Coded Quadrature Amplitude

ModulationTD: Table DataTDM: Time-Division MultiplexingTDMA: Time Division Multiple AccessTDR: Time Domain ReflectometryTelOp: Teleconference OperatorTEMPEST: Transient Electromagnetic Emanations

StandardTFT: Thin Film TransistorTFTP: Trivial File Transfer ProtocolTG: Technical GuideTGID: Trunk Group Identification NumberTH: Table HeaderTHD: Total Harmonic DistortionTHENET: Texas Higher Education NetworkTIA: The Internet AdapterTIC: Token-Ring Interface CouplerTIFF: Tagged Image File FormatTIGA: Texas Instruments Graphics ArchitectureTII: Technology Independent InterfaceTIP: Terminal IMPTLA: Three Letter AcronymTLB: Translation Lookaside BufferTLD: Top Level DomainTMN: Time Management NetworkingTOP: Technical & Office ProtocolTP: Twisted PairTP-4: Transport Protocol 4TPA: Third Party ApplicationTPD: Third Party DeveloperTPI: Tracks Per InchTPPD: Twisted Pair: Physical-Media DependentTR: Table RowTRPC: Transaction Remote Procedure CallTRS: Tandy Radio ShackTSAPI: Telephony Services Applications Program

InterfaceTSO: Time Sharing OptionTSO/E: Time Sharing Option / ExtensionsTSPS: Traffic Service Position SystemTSR: Terminate: Stay ResidentTSU: Time Sharing UserTTF: True-Type FontTTL: Time To LiveTTL: Transistor-to-Transistor Logic

TTS: Transaction Tracking SystemTTT: Trunk-to-Trunk TransferTTY: TeletypeTV: TelevisionTVRO: Television: Receive OnlyTWAIN: Technology Without An Interesting NameTWTA: Traveling Wave Tube Amplifier

UUAE: Unrecoverable Application ErrorUART: Universal Asynchronous Receiver-Transmit-

terUBR: Unspecified Bit RateUCM: Universal Cable ModuleUDF: Universal Disk FormatUDP: User Datagram ProtocolUIC: User Identification CodeUL: Underwriters LaboratoriesUL: Unordered ListUMA: Upper Memory AreaUMB: Upper Memory BlockUNC: Universal Naming ConventionUNI: User-To-Network InterfaceUNIVAC: Universal Automatic ComputerUNMA: Unified Network Management ArchitectureUPC: Universal Product CodeUPC: Usage Parameter ControlUPS: Uninterruptable Power SupplyURL: Uniform Resource LocatorUSB: Universal Serial BusUSENET: User NetworkUSL: Unix System LaboratoryUSR: U.S. RoboticsUTP: Unshielded Twisted PairUUCP: Unix-to-Unix Copy Program

VVAC: Volts: A/C CurrentVAN: Value-Added NetworkVAP: Value-Added ProcessVAR: Value-Added ResellerVAX: Virtual Address ExtensionVB: Visual BasicVBI: Vertical Blanking InterfaceVBR: Variable Bit RateVC: Virtual ChannelVC: Virtual Circuit

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VCC: Virtual Channel ConnectionVCI: Virtual Channel IdentifierVCPI: Virtual Control Program InterfaceVCR: Video Cassette RecorderVDC: Volts: Direct CurrentVDSL: Very-high-bit-rate Digital Subscriber LineVDT: Video Dial ToneVDU: Video Display UnitVERONICA: Very Easy Rodent-Oriented

Networkwide Index to Computerized ArchivesVESA: Video Electronics Standard AssociationVFAT: Virtual File Allocation TableVFC: Vector Function ChainerVFC: Video Feature ConnectorVFW: Video For WindowsVGA: Video Graphics ArrayVICAR: Video Image Communication And RetrievalVIDS: VICAR Interactive Display SubsystemVINES: Virtual Networking SoftwareVL: VESA LocalVLA: Volume License AgreementVLAN: Virtual Local Area NetworkVLB: VESA Local BusVLF: Very Low FrequencyVLM: Virtual Loadable ModuleVLSI: Very Large Scale IntegrationVM: Virtual MachineVMB: Voice Mail BoxVMC: VESA Media ChannelVMM: Virtual Memory ManagerVMS: Virtual Memory SystemVOIP: Voice Over IPVP: Virtual PathVPC: Virtual Path ConnectionVPI: Virtual Path IdentifierVPN: Virtual Private NetworkVQ: Vector QuantificationVR: Virtual RealityVRAM: Video Random Access MemoryVRDI: Virtual Raster Display InterfaceVRML: Virtual Reality Modeling LanguageVSAM: Virtual Storage Access MethodVSAT: Very Small Aperture TerminalVS/VD: Virtual Source / Virtual DestinationVSWR: Voltage Standing Wave RadioVT: Virtual TributaryVTAM: Virtual Telecommunications Access MethodVTOA: Voice and Telephony Over ATMVxD: Virtual Device Driver

WW3C: World Wide Web ConsortiumW4WG: Windows For WorkgroupsWAIS: Wide Area Information SearchWAITS: Wide Area Information Transfer SystemsWAN: Wide Area NetworkWAOSS: Wide Angle Optoelectronic Stereo ScannerWATS: Wide Area Telephone ServiceWATS: Website Activity Tracking StatisticsWCS: Wireless Communication Service(s)WDM: Wave Division MultiplexingWELL: Whole Earth ‘Lectronic LinkWFW: Windows For WorkgroupsWinHEC: Windows Hardware Engineering Confer-

enceWINS: Windows Internet Name ServiceWINSOCK: Windows SocketWINTEL: Windows / IntelWMF: Windows MetaFileWORM: Write Once-Read ManyWTOR: Write To Operator with ReplyWWAN: Wireless Wide Area NetworkWWW: World Wide WebWYSIWYG: What You See Is What You Get

XXGA: Extended Graphics ArrayXMM: Extended Memory ManagerXMS: Extended Memory SpecificationXNS: Xerox Network ServicesXT: Extended

YYAHOO: Yet Another Hierarchical Officious OracleYMS: Young Micro SystemsYP: Yellow Pages

ZZAI: Zero Administrative InitiativeZD: Ziff-DavisZF: Zero FlagZIF: Zero Insertion ForceZIP: Zig-Zag In-Line Package

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Appendix L

Selected Bibliography

Baer, L., Cukor, P., & Coyle, J. T. (1997). Telepsychiatry:Application of telemedicine to psychiatry. In E. RashidL. Bashshur, E. Jay H. Sanders, & et al. (Eds.),Telemedicine: Theory and practice. (pp. xviii, 435):Charles C Thomas, Publisher Charles C Thomas,Publisher.Abstract: chapter one of the earliest telemedicine experi-ments involved “long distance” telecommunication forneurological and other consultations from a universitydepartment of psychiatry to a state mental hospital; psychia-try continues to have a strong interest in the potential oftelemedicine in general and telepsychiatry in particular forimproving the delivery of a wide range of mental healthservices to isolated providers and populations; discusses thecurrent situation and problems in mental health care deliverythat prompt psychiatry’s continued interest; examines therationale for the use of telecommunications in psychiatry;describes some telepsychiatry projects; speculates about thefuture of telepsychiatry; an appendix discusses the specificrole of telephone technology in the provision of psychiatriccare (PsycINFO Database Record (c) 2000 APA, all rightsreserved)

‘‘California Telemedicine Development Act of 1996’’ (SB1665, 1995-1996 Session) http://www.leginfo.ca.gov/pub/95-96/bill/sen/sb_1651-1700/sb_1665_bill_960925_chaptered.pdf

Cerda, G. M., Hilty, D. M., Hales, R. E., & Nesbitt, T. S.(1999). Use of telemedicine with ethnic groups.Psychiatric Services, 50(10).Abstract: Presents the case of 56-yr-old Mexican-Americanfemale with somatic complaints 9 mo after the sudden deathof her husband of 30 yrs. The physician diagnosed majordepression and started the Subject on paroxetine. TheSubject was concerned about seeing a mental healthprofessional in her community for fear of being stigmatized.Thus she was referred to the University California, Davis,for a telepsychiatric evaluation. After the evaluation, thefrequency of the Subject’s visits for medical appointmentsdecreased. Telemedicine allowed the patient to receive care inthe office of her primary care physician and facilitatedculturally sensitive care. ((c) 1999 APA/PsycINFO, allrights reserved).

D’Souza, R. (2000). Telemedicine for intensive support ofpsychiatric inpatients admitted to local hospitals.Journal of Telemedicine and Telecare, 6 Suppl 1, S26-8.Abstract: A service was developed to treat acute psychiatricinpatients in their local hospitals using telemedicine. Thisreduced the need for these patients to be transferred to apsychiatric facility in Adelaide. An evaluation of outcomesshowed that it was possible to manage acute psychiatricpatients in this manner, reducing costs of transport. Inaddition, patients were treated close to their homes. Patientsrated their satisfaction with the service and the use oftelemedicine very highly.

Ermer, D. J. (1999). Experience with a rural telepsychiatryclinic for children and adolescents. Psychiatric Services,50(2), 260-261.Abstract: Access to child and adolescent psychiatric servicesin many rural areas is limited by lack of physicians and longtravel times. A child and adolescent telepsychiatry clinic thatis part of the University of Kansas Medical Center’stelemedicine program addresses this problem by linking themedical center with a county mental health center in ruralPittsburgh, Kansas. The clinic receives ten to 18 visits aweek and has been able to serve severely disturbed childrenand children in crisis. The quality of clinical interactions inthe telepsychiatry clinic appears comparable to that in face-to-face meetings. (PsycINFO Database Record (c) 2000APA, all rights reserved).

Frueh, B. C., Deitsch, S. E., Santos, A. B., Gold, P. B.,Johnson, M. R., Meisler, N., Magruder, K. M., &Ballenger, J. C. (2000). Procedural and methodologicalissues in telepsychiatry research and program develop-ment. Psychiatric Services, 51(12), 1522-7.Abstract: OBJECTIVE: The authors reviewed theliterature related to telepsychiatry-applications ofvideoconferencing technology for mental health care-whichoffers hope for an affordable means of solving long-standingworkforce problems, particularly in geographical areas wherespecialist providers are not readily available. METHODS:To conduct a comprehensive review of the telepsychiatryliterature, the authors searched the MEDLINE database(1970 to February 2000), using the keywordstelepsychiatry, telemedicine, and videoconferencing. Studieswere selected that included the use of videoconferencingtechnology for the provision of any form of mental healthcare services.

Further reference: Bibliography & Internet Links

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RESULTS AND CONCLUSIONS: Psychiatric interviewsconducted by telepsychiatry appear to be generally reliable,and patients and clinicians generally report high levels ofsatisfaction with telepsychiatry. A significant limitation of theliterature is the lack of empirical research on telepsychiatry,especially cost analyses and clinical outcome studies. Theauthors outline a research agenda addressing the proceduraland methodological issues that should shape future research:study design, outcome measurement, consideration ofpatient characteristics, and program design.

Graham, M. A. (1996). Telepsychiatry in Appalachia.American Behavioral Scientist, 39(5), 602-615.Abstract: Examined the use of digital technology to providehealth care services to underserved communities. TheAPPAL-LINK telepsychiatry project is described beginningwith its inception as a response to a critical shortage ofpsychiatric manpower in the public mental health system.The methods used in the project and a preliminary 6-moassessment of chronically mentally ill patients, providers, andcommunity satisfaction are described. The article concludeswith a discussion of the obstacles to the wider implementationof telepsychiatry/telemedicine projects in rural areas.(PsycINFO Database Record (c) 2000 APA, all rightsreserved).

Hilty, D. M., Servis, M. E., Nesbitt, T. S., & Hales, R. E.(1999). The use of telemedicine to provide consulta-tion-liaison service to the primary care setting. Psychiat-ric Annals, 29(7), 421-427.Abstract: Telemedicine is one strategy to improve theaccessibility of mental health care in the primary care setting,including primary care clinics linked to academic medicalcenters. Successful applications of telemedicine will befacilitated by an awareness of consultation models, as well asof patient, physician, and system factors that affect psychiat-ric consultation-liaison services to the primary care setting.In preliminary studies, patient satisfaction withtelepsychiatric care is comparable to patient satisfaction within-person psychiatric care and other specialty care viatelemedicine. ((c) 1999 APA/PsycINFO, all rightsreserved).

Hilty, D. M., Sison, J. I., Nesbitt, T. S., & Hales, R. E.(2000). Telepsychiatric consultation for ADHD in theprimary care setting (Journal of the American Academyof Child & Adolescent Psychiatry 39).Abstract: Discusses the use of telemedicine to improve theaccessibility of mental health care in the rural setting. A casereport is presented that describes the use of telepsychiatry fora child with attention deficit hyperactivity disorder(ADHD). The Subject was a 9-yr-old boy who had beendiagnosed by his pediatrician with ADHD. The mother hadagreed with the diagnosis, but was concerned about psycho-tropic treatment and requested a consultation with apsychiatrist. The psychiatric evaluation was conducted by

telemedicine, in which the psychiatrist reviewed thepediatrician’s chart and the Subject and his mother describedhis symptoms. The psychiatrist corroborated the diagnosis,and discussed behavioral strategies, medication options, andthe pros and cons of using a stimulant, which was hisrecommendation. All parties were satisfied with the consulta-tion. The mother appreciated not having to miss a day ofwork, and the pediatrician appreciated the 2nd opinion.(PsycINFO Database Record (c) 2000 APA, all rightsreserved)

Kennedy, C., & Yellowlees, P. (2000). Guidelines for usingvideoconferencing in mental health services. Journal ofTelemedicine and Telecare, 6(6), 352-3.Abstract: A pilot trial was established to support visitingpsychiatric services and local public and private practitionersthrough the use of videoconferencing. The purpose of thetrial was to determine whether people in the communityreceived better health-care with telemedicine. A community-based approach was used to evaluate health outcomes, costs,utilization, accessibility, quality and needs for such servicesin a rural community in Queensland. Over a two-yearperiod data were collected from 124 subjects who met thecriteria of having a mental health problem or mental disorder.Nine further subjects refused to participate in the study.Only 32 subjects used videoconferencing to receive mentalhealth services. Preliminary results did not show anysignificant improvements in wellbeing or quality of life,although the time span was relatively short. However, theresults confirmed that the people were no worse off from aconsumer or a practitioner perspective from usingvideoconferencing. Most consumers found thatvideoconferencing with a psychiatrist moderately or greatlyhelped them in managing their treatment, with 98% of thempreferring to be offered videoconferencing in combinationwith local services. Overall, videoconferencing is a crucialpart of enhancing psychiatry services in rural areas. How-ever, it is not necessarily cost-effective for all consumers,general practitioners, psychiatrists, or the public mentalhealth service. (Proceedings of TeleMed 99: From Researchto Service Delivery. Seventh International Conference onTelemedicine and Telecare, London, 28 Nov - Dec 1,1999).

Nesbitt, T. S., Hilty, D. M., Kuenneth, C. A., & Siefkin,A. (2000). Development of a telemedicine program: areview of 1,000 videoconferencing consultations.Western Journal of Medicine, 173(3), 169-74.Abstract: OBJECTIVE: To examine the financial andorganizational characteristics, demand for services, andsatisfaction outcomes of a growing telemedicine programserving both urban or suburban and rural populations.DESIGN: Retrospective review of 1,000 consecutivetelemedicine consultations in the University of California(UC) Davis Telemedicine Program.

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SETTING: Telemedicine videoconferencing units, used tointegrate care in the UC Davis Health System among theUC Davis Medical Center and several urban or suburbanprimary care clinics, rural hospitals, and clinic affiliates.SUBJECTS: A total of 657 consecutive patients whoconsented to a telemedicine consultation. Main outcomemeasures Demographic information about the patientpopulation, the rural and urban or suburban clinics, thetypes of specialty consultations, and telemedicine equipmentused in the UC Davis Health System. Patient and physiciansatisfaction were measured on a 5-point Likert scale.RESULTS: Patients and primary care physicians reportedhigh levels of satisfaction. Rural clinics requested more and agreater variety of specialist consultations than urban orsuburban clinics.CONCLUSION: Although referring physicians andpatients indicate a high level of satisfaction with telemedicineservices and insurers are negotiating reimbursement policies,additional research must investigate the reasons why somepayers, patients, and providers resist participation in theseservices.

Nickelson, D. W. (1998). Telehealth and the evolvinghealth care system: Strategic opportunities for profes-sional psychology. Professional Psychology: Research &Practice, 29(6), 527-535.Abstract: Telehealth (previously telemedicine)—the use oftelecommunications to provide health information and careacross distance—has recently reemerged as a potentiallyeffective way to provide general and specialty health careservices and appears poised to enter mainstream healthservice delivery. Because telehealth may become a significantpart of the future of health care, it is critical to all professionsthat it be defined broadly. Barriers to the appropriatedevelopment of telehealth must be examined and addressed.Professional psychology’s ongoing integrated legislative, legal,marketplace, and consumer education strategies for dealingwith recent broader market-driven changes in the health caresystem provide a solid framework for analyzing and ensuringthat psychological practice is poised to manage the opportuni-ties and challenges presented by this emerging field.(PsycINFO Database Record (c) 2000 APA, all rightsreserved).

Rohland, B. M., Saleh, S. S., Rohrer, J. E., & Romitti, P.A. (2000). Acceptability of telepsychiatry to a ruralpopulation. Psychiatric Services, 51(5), 672-674.Abstract: 67 residents (mean age 53.3 yrs) of a ruralMidwestern state were surveyed by telephone to determinewhich factors would influence their willingness to receivemental health services through live, 2-way audio and videotransmission. Two-thirds of the survey respondents werewilling to participate in telepsychiatry. Many expressedreluctance, however. They were concerned about maintain-ing confidentiality, and they perceived telepsychiatry as

impersonal. Medicare enrollees and older survey respondentswere less willing than younger respondents to endorse the useof telemedicine. (PsycINFO Database Record (c) 2000APA, all rights reserved).

Stamm, B. H., & Perednia, D. A. (2000). Evaluatingpsychosocial aspects of telemedicine and telehealthsystems. Professional Psychology: Research & Practice,31(2), 184-189.Abstract: Telemedicine and telehealth evaluations oftenaddress the technological aspects of health care whileneglecting the psychosocial implications of the technology.Currently, little is known about the meaning of telehealthcare in terms of access, quality of care, or financial impact.This article focuses on the human aspects of using technologyto provide mental health care and the insight that psychologycan bring to the evaluation process. It discusses telehealth’simpact on and interface with health care facilities, specificallyin relation to training, informatics, remote consultations,patient outcomes, provider health, and professional practice.It also presents guidelines and suggestions for the implemen-tation of a telehealth evaluation. It also presents guidelinesand suggestions for the implementation of a telehealthevaluation, including evaluation design, examples ofoutcome-related questions that may be pertinent to telehealthevaluation, and suggestions for psychology’s continuing rolein telehealth. ((c) 2000 APA/PsycINFO, all rightsreserved).

Szeftel, R. (1999). “Rural telepsychiatry is economicallyunsupportable”: Comment. Psychiatric Services, 50(2),267.Abstract: Comments on the article by A. Werner and L.Anderson (see record 1998-12581-001), disagreeing withtheir pessimism expressed on telepsychiatry. Szeftel listsseveral things that differeniate his telemedicine financiallyviable program from others. (PsycINFO Database Record(c) 2000 APA, all rights reserved).

Wachter, G. (2001). HIPAA’s Privacy Rule Summarized:What Does It Mean

For Telemedicine? Telemedicine Regulatory Issue Sum-mary, February 26, 2001

Available: http://tie.telemed.org/legal/issues/hippa2001_2.pdf

Zarate, C. A., Jr., Weinstock, L., Cukor, P., Morabito, C.,& et al. (1997). Applicability of telemedicine forassessing patients with schizophrenia: Acceptance andreliability. Journal of Clinical Psychiatry, 58(1), 22-25.Abstract: Examined the reliability and acceptance ofvideoconferencing equipment in the assessment of patientswith schizophrenia. The reliability of the Brief PsychiatricRating Scale, Scale for the Assessment of Positive Symp-toms, and Scale for the Assessment of Negative Symptoms

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in Schizophrenia was assessed in 3 conditions: in person, byvideoconferencing at low bandwidth, and byvideoconferencing at high bandwidth. 45 patients and 2interviewers rated aspects of the study interviews vs previouslive psychiatric interviews. Global severity of schizophreniaand overall severity of positive symptoms were reliablyassessed by videoconferencing. Higher bandwidth resulted inmore reliable assessment of negative symptoms and waspreferred over low bandwidth, although patients’ and raters’acceptance of video was good in both conditions.Videoconsultation proved to be a reliable method of assessingschizophrenic patients with limited access to consultation.(PsycINFO Database Record (c) 2000 APA, all rightsreserved).

Zaylor, C., Whitten, P., & Kingsley, C. (2000).Telemedicine services to a county jail. Journal ofTelemedicine and Telecare, 6 Suppl 1, S93-5.Abstract: Local and county jails rarely offer telepsychiatryservices to their inmates. We have established atelepsychiatry pilot project between the Kansas UniversityMedical Center and the Lyon County Jail in Emporia,Kansas. A total of 264 telepsychiatry consultations wereconducted with jail inmates. Of these, 70 were initialevaluations and 194 were follow-up visits; only one inmaterefused to be seen. Approximately one-third of all inmateswere seen for psychiatric consultation within one week oftheir incarceration and 68% were seen within one month ofincarceration. Among lessons learned during the first year ofservice were: the monthly demand for consultations was fivetimes greater than projected; moderately to severely illinmates with a broad range of psychiatric illness can be seenand treated effectively using videoconferencing; and thetechnology was accepted by the jail personnel and theinmates alike and integrated into the jail’s routine in terms ofthe delivery of psychiatric care.

Zaylor, C. L. (1999). An adult telepsychiatry clinic’sgrowing pains: How to treat more than 200 patients in 7locations. Psychiatric Annals, 29(7), 402-408.Abstract: Describes the history of telemedicine andtelepsychiatry at the University of Kansas Medical Center.Comparison of clinic sites is discussed. It is concluded thatthe University of Kansas’ experience with theirTelepsychiatry Service has shown them that psychiatricservices can be provided over interactive televideo to a broadrange of patients under a broad range of circumstances. Ithas also shown that patients can be flexible and responsiveand that they prefer to take an active role in their care.(PsycINFO Database Record (c) 2000 APA, all rightsreserved).

Useful Websites

Telemedicine Information Exchange (TIE)The Telemedicine Information Exchange was cre-ated and is maintained by the Telemedicine Re-search Center with major support from the Na-tional Library of Medicine. The site contains in-formation on TM programs, research, conferences,and funding.http://tie.telemed.org/

California Telehealth and TelemedicineCenter (CTTC)

The CTTC is affiliated with the CaliforniaHealthcare Association’s Rural Healthcare Cen-ter. CTTC provides funding (primarily from foun-dation grants) for pilot programs, infrastructuredevelopment, and training. CTTC provides themajority of funding for the U.C. DavisTelemedicine Learning Center. The CTTC website provides a wealth of information on policy is-sues and funding.http://www.cttconline.org/

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California Mental Health Directors Association2030 J Street • Sacramento, CA 95814

(916) 556-3477www.cmhda.org

California Institute for Mental Health2030 J Street • Sacramento, CA 95814(916) 556-3480www.cimh.org