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    NAVAL ARCHITECTURE OCEAN AND MARINE ENGINEERING

    NM916

    Systems Availability & Maintenance

    Dr I. Lazakis

    Coursework 2

    Fault Tree Analysis (FTA) Application

    Gkoumas Dimitrios

    Reg. No. 201580394

    Stais Giorgos

    Reg. No. 201582379

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    This document is the coursework/project coversheet for all NAME classes conducted at University of

    Strathclyde for academic year 2015-16. Please do the following when submitting your coursework:

    Staple a completed printed copy of this form to every piece of coursework/project work

    you submit for classes in the Department of Naval Architecture & Marine Engineering.

    Avoid the use of document containers such as cardboard or plastic covers,

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    We do not wish to discourage students from discussing their work with fellow students and

    collaborating in solving problems. However you must ensure that your submitted work distinguishes

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    DETAILS

    Please ensure that the details you give are accurate and completed to the best of your knowledge.

    Registration Number :201580394 Name : Gkoumas Dimitrios

    Registration Number:201582379 Name:Stais Giorgos

    Class Code :NM916 Coursework Title: Fault Tree Analysis (FTA)

    Lecturer: Dr . I. Lazakis

    Declaration

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    Table of Contents

    1. Introduction 4

    2. Analysis Procedure 4

    3. FTA Symbols Description 5

    4. Systems Fault Tree Analysis 7

    5. Overall Results 11

    6. Cut Sets 14

    7. Importance Measurements 16

    8. Systems Improvement 21

    9. Conclusion 22

    10. References 23

    11. Appendix 24

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    1.Introduction

    The fault tree analysis (FTA) is a well-known reliability tool used in various research

    studies and industries since its original introduction in reliability analysis in the 60s

    and 70s. It is a deductive procedure used to define the various combinations of

    hardware and software failures and human errors that could cause undesired events at

    the system level. Fault tree analysis maps the relationship between faults, subsystems,

    and redundant safety design elements by creating a logic diagram of the overall system.

    The analysis begins with a general conclusion, then attempts to determine the specific

    causes of the conclusion by constructing a logic diagram called a fault tree. This is also

    known as taking a top-down approach. The main purpose of the fault tree analysis is to

    help identify potential causes of system failures before the failures actually occur. It

    can also be used to evaluate the probability of the top event using analytical or statistical

    methods. These calculations involve system quantitative reliability and maintainability

    information, such as failure probability, failure rate and repair rate. After completing

    an FTA, you can focus your efforts on improving system safety and reliability.

    2.Analysis Procedure

    Many different approaches can be used to model a FTA, but the most common way

    can be summarized in a few steps. A single fault tree is used to analyze only one

    undesired event or top event, which may be subsequently fed into another fault tree as

    a basic event. FTA analysis can be defined in five steps:

    1. The Definition of the undesired event. This can be very hard to find, although

    some of the events are very easy and obvious to observe. Someone with an

    engineering background and knowledge is the best person who can help define

    and number the undesired events.

    2. Understanding the problem. Once the undesired event is selected, all causes

    with probabilities of affecting the undesired event of 0 or more are studied and

    analyzed. Getting exact numbers for the probabilities leading to the event is

    usually impossible for the reason that it may be very costly and time consuming

    to do so.

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    3. Fault Tree Construction. After the selection of undesired event and having

    analyzed the system so that we know all the causing effects we can now

    construct the fault tree. Fault tree is based on AND and OR gates which define

    the major characteristics of the fault tree.

    4. Fault Tree Evaluation. After the fault tree has been assembled for a specific

    undesired event, it is evaluated and analyzed for any possible improvement.

    5. Control of systems hazards. This step is very specific and differs largely from

    one system to another, but the main point will always be that after identifying

    the hazards all possible methods are pursued to decrease the probability of

    occurrence.

    3.FTA Symbols Description

    The FT structure consists of a number of gates and events. The most

    commonly used are described below

    AND gate

    The output occurs if and only if all the input parts of the gate occur.

    The input parts can be intermediate gates, basic ivents or a

    combination of the two. The output can be the top event or any

    intermediate event

    OR gate

    The output occurs if and only if any of the inputs parts of the gate

    occur. The input parts can be intermediate gates, basic events or a

    combination of the two. The output can be the top event or anyintermediate event. An OR gate should have at least two inputs

    VOTING gate

    By using this gate, the output occurs when m out of n input events occur.

    When m is equal to n, the gate reacts like an OR gate. The input parts

    can be intermediate gates, basic events or a combination of the two. The

    number of inputs needs to be higher or equal to three. The output can

    be the top event of the FT or any intermediate event.

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    Sequence Enforcing (SEQ) gate

    Is used if all the input events occur in a specific order

    (from left to right) as presented in the FT structure.

    This means that the left most event occurs followed by

    the one next to it and so on.

    Transfer Gate

    This gate is used as a connector between different parts

    of the FT structure. In case of FT being too big in size

    the transfer gate is used to represent part of the FT as

    a single gate, thus minimizing the graphical size of the

    whole FT structure

    Basic event

    Basic events describe the final stage of a FT structure

    or branch of a FT and define the end of the analytical

    structure.

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    4.Systems Fault Tree Analysis Diagram

    In order to construct our system, the primary goal we have in mind is to

    understand the working principles of the system and which are the elementswhich fail first and how their reliability can be improved. Practically the latter

    can be reached by applying condition monitoring to the most critical elements

    so as to extend their operation life. Also the ships crew can achieve the increase

    of the elements lifetime by performing regular inspection to the critical

    equipment.

    The system which we are going to examine is the Main Engine. Our Planned

    Maintenance System includes the engines sixcylinder items. The cylinderscover, liner, piston and stuffing box are incorporated as well as all the crosshead

    and crankpin bearings. The crankshaft component is consider as a separate unit

    along with the thrust and main bearings. Apart from those units which need

    either overhauling or dismantling and inspection, also some samples and

    deflection measurements for some items are needed. Those items are composed

    in a third separate category. Below, the overall layout of the system is

    illustrated.

    In order our diagram to be accurate, so as the results to be acceptable and

    logical we have to select the appropriate gates. For the top gate a Voting gate

    is used, so as to determine that in case two out of three units fail, the whole Main

    Engine will stop working, as the first subsystem is measurements and samples

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    will always fail much earlier than the rest two subsystems. Therefore, if any of

    the two other subsystems will fail in addition with the first, this will occur a

    complete malfunction of the Main Engine.

    At this point, transfer gates are used to handle each item as a subsystem for

    convenience reasons. Each category are described in detail below.

    The first subsystem is the Measurements & Samples. An OR gate is placed at the top

    of the subsystem leading to a failure of the engine if only one of the following four

    basic events fails. This is the less critical subsystem because in case engine crew forget

    to take any of them, the Main Engine could still working without any problem. On the

    other hand, the results of the above measurements and samples are very valuable as we

    can evaluate the current condition of the Main Engine and prevent future major

    components damages.

    The second subsystem is the Cylinder Unit Failure. Our Main Engine consists of 6

    Cylinders as a result we divide them separately. We chose a Voting gate for this

    subsystem where in case two out of six cylinders will breakdown the top gate will

    become out of order. We made this selection because as per classification requirements

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    all vessels should carry onboard a minimum quantity of major spare parts. As a result,

    in case any item of cylinder unit breakdown then engine crew could easily replace it

    from spare parts. But if an additional unit will fail then the top gate will stop working.

    Each cylinder unit is sub-divided in two systems which are the Cover-Piston-Liner

    Failure and ConRod - PistonRod Failure. In the first system is included the Piston, the

    Cylinder Cover and the Cylinder Liner. In the second system is included the Stuffing

    Box, the CrossHead Bearing and the CrankPin Bearing. All basic events are connected

    with an OR gate with the top event due to the fact that all of them are extremely

    critical, thus failure of any of them will occur complete failure of the unit.

    The third subsystem is the Crankshaft Failure which is divided in two parts. The first

    is Main Bearings and the second is the Thrust Bearing. We used an OR gate to

    connect them because crankshaft is very sensitive to any possible damage of the

    bearings, thats why all engines are equipped with an Oil Mist Detector whichautomatically slow-down the engine in case of bearings failure.

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    Finally the Main Bearings subsystem consists of eight basic events which represents

    each individual Main Bearing. As we mentioned before, every vessel is obliged to carryonboard some spare parts and one of them is one set of Main Bearings. Consequently,

    we chose a Voting Gate to connect the basic events with the top one which will fail

    only in case two out of eight main bearings run out of order.

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    5.Overall Results

    Availability & Reliability Calculations

    In this stage of our coursework we have to calculate the overall results. We start

    calculating the FTA results from the M/E for 43800 hours correspond to 5years of

    operation. The time steps for this simulation time are 21. We select the exact

    calculations method. This method calculates the reliability and availability, the cut sets

    with their probability and normalized probability as well as their roots and the

    Importance measures.

    The reliability represents a components ability to work at a certain capacity. The

    reliability can be again to its initial condition after the proper maintenance is applied.The availability shows the ability of a component to be accessible and ready to work

    the amount of hours set by the manufacturer. This value also decreases after several

    working hours and can be brought back up to approximately 100 percent after the

    adequate maintenance.

    Main Engines Reliability & Availability

    Months Hours Unreliability Unavailability Reliability Availability0 0 0 0 100,000% 100,000%

    3 2190 0,865934 0,865934 13,407% 13,407%

    6 4380 0,984126 0,984126 1,587% 1,587%

    9 6570 0,998242 0,998242 0,176% 0,176%

    12 8760 0,999813 0,999813 0,019% 0,019%

    15 10950 0,999981 0,999981 0,002% 0,002%

    18 13140 0,999998 0,999998 0,000% 0,000%

    21 15330 1,000000 1,000000 0,000% 0,000%

    24 17520 1,000000 1,000000 0,000% 0,000%

    27 19710 1,000000 1,000000 0,000% 0,000%30 21900 1,000000 1,000000 0,000% 0,000%

    33 24090 1,000000 1,000000 0,000% 0,000%

    37 26280 1,000000 1,000000 0,000% 0,000%

    40 28470 1,000000 1,000000 0,000% 0,000%

    43 30660 1,000000 1,000000 0,000% 0,000%

    46 32850 1,000000 1,000000 0,000% 0,000%

    49 35040 1,000000 1,000000 0,000% 0,000%

    52 37230 1,000000 1,000000 0,000% 0,000%

    55 39420 1,000000 1,000000 0,000% 0,000%

    58 41610 1,000000 1,000000 0,000% 0,000%

    61 43800 1,000000 1,000000 0,000% 0,000%

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    Crankshafts Reliability & Availability

    Months Time Unreliability Unavailability Reliability Availability

    0 0 0 0 100% 100%3 2190 0,159943 0,159943 84% 84%

    6 4380 0,37676 0,37676 62% 62%

    9 6570 0,567512 0,567512 43% 43%

    12 8760 0,712154 0,712154 29% 29%

    15 10950 0,813808 0,813808 19% 19%

    18 13140 0,882027 0,882027 12% 12%

    21 15330 0,926412 0,926412 7% 7%

    24 17520 0,954656 0,954656 5% 5%

    27 19710 0,972331 0,972331 3% 3%

    30 21900 0,983252 0,983252 2% 2%33 24090 0,989929 0,989929 1% 1%

    37 26280 0,993978 0,993978 1% 1%

    40 28470 0,996416 0,996416 0% 0%

    43 30660 0,997876 0,997876 0% 0%

    46 32850 0,998746 0,998746 0% 0%

    49 35040 0,999261 0,999261 0% 0%

    52 37230 0,999566 0,999566 0% 0%

    55 39420 0,999746 0,999746 0% 0%

    58 41610 0,999852 0,999852 0% 0%

    61 43800 0,999913 0,999913 0% 0%

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    Measurements & Samples

    Reliability & Availability

    Months Time Unreliability Unavailability Reliabilty Availability

    0 0 0 0 100,00% 100,00%

    3 2190 0,840409 0,840409 15,96% 15,96%

    6 4380 0,974531 0,974531 2,55% 2,55%

    9 6570 0,995935 0,995935 0,41% 0,41%

    12 8760 0,999351 0,999351 0,06% 0,06%

    15 10950 0,999896 0,999896 0,01% 0,01%

    18 13140 0,999983 0,999983 0,00% 0,00%

    21 15330 0,999997 0,999997 0,00% 0,00%

    24 17520 1,000000 1,000000 0,00% 0,00%

    27 19710 1,000000 1,000000 0,00% 0,00%

    30 21900 1,000000 1,000000 0,00% 0,00%

    33 24090 1,000000 1,000000 0,00% 0,00%

    37 26280 1,000000 1,000000 0,00% 0,00%

    40 28470 1,000000 1,000000 0,00% 0,00%

    43 30660 1,000000 1,000000 0,00% 0,00%

    46 32850 1,000000 1,000000 0,00% 0,00%

    49 35040 1,000000 1,000000 0,00% 0,00%

    52 37230 1,000000 1,000000 0,00% 0,00%

    55 39420 1,000000 1,000000 0,00% 0,00%

    58 41610 1,000000 1,000000 0,00% 0,00%

    61 43800 1,000000 1,000000 0,00% 0,00%

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    6.Cut Sets

    A cut set identifies which unique combination of component failures and/or

    events can cause an undesired event to occur. A minimal cut set is the smallest

    set of events, which, if they all occur, cause the top event to occur. The Cut

    Sets show the weak parts of a system and the ways of having a break down

    with the less amount of non-operational elements.

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    7.Importance Measures

    Importance measures are the systemsmost critical components, which will define

    the failure of the system. They are important in order to identify which components

    should be maintained first and help us to prioritize the overall maintenance work. The

    importance measures are expressed in percentage of importance. The highest the

    percentage, the highest the importance of an element.

    We can use several methods to identify the importance measures. The software

    calculates those values by using the Criticality and the Fussell-Vesely method. Both of

    them obtaining the same results. Below, the top 10 most important measures of each

    subsystem are presented.

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    Main Engines Important Measures

    Crankshafts Important Measures

    Event Criticality Fussell-Vesely Fussell-VeselyAlternative

    MainBearing1 23,73% 23,73% 23,73%

    MainBearing2 20,77% 20,77% 20,77%

    MainBearing3 24,41% 24,41% 24,41%

    MainBearing4 23,13% 23,13% 23,13%

    MainBearing5 20,77% 20,77% 20,77%

    MainBearing6 21,86% 21,86% 21,86%MainBearing7 20,77% 20,77% 20,77%

    MainBearing8 23,50% 23,50% 23,50%

    Thrust Bearing 10,52% 10,52% 10,52%

    Event Criticality Fussell-Vesely Fussell-Vesely

    AlternativeBearings Clearance 12,1% 12,1% 12,1%

    CorssheadBearing3 5,5% 5,5% 5,5%

    Cover1 5,5% 5,5% 5,5%

    Cover2 5,5% 5,5% 5,5%

    Cover3 5,5% 5,5% 5,5%

    Cover4 5,5% 5,5% 5,5%

    Cover5 5,5% 5,5% 5,5%Cover6 5,5% 5,5% 5,5%

    CrankPinBearing1 5,5% 5,5% 5,5%

    CrankPinBearing2 5,5% 5,5% 5,5%

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    Cylinders Important Measures

    Measurements and Samples

    Important Measures

    Event Criticality Fussell-Vesely Fussell-Vesely Alternative

    Bearings Clearance23,4% 23,4% 23,4%

    CrankShaft Deflection23,4% 23,4% 23,4%

    CrossHead Guide & Shoes

    Clearance23,4% 23,4% 23,4%

    Lub Oil Analysis29,9% 29,9% 29,9%

    Event Criticality Fussell-Vesely Fussell-Vesely Alternative

    CorssheadBearing3 5,56% 5,56% 5,56%

    Cover1 5,56% 5,56% 5,56%

    Cover2 5,56% 5,56% 5,56%

    Cover3 5,56% 5,56% 5,56%

    Cover4 5,56%

    5,56% 5,56%

    Cover5 5,56% 5,56% 5,56%

    Cover6 5,56% 5,56% 5,56%

    CrankPinBearing1 5,56% 5,56% 5,56%

    CrankPinBearing2 5,56% 5,56% 5,56%

    CrankPinBearing3 5,56% 5,56% 5,56%

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    8.Systems Improvement

    There are various measures could be taken in order to improve the overall system/sub-

    system reliability such as:

    i. All Maintenance jobs should be carried out prior reaching the maximum

    limit as per manufacturer data in order to achieve highest performance of

    our equipment.

    ii. All similar components of our system like all Liners or all Pistons should

    have the same maintenance intervals in order to avoid continuous stoppages

    for repairs and better engine performance as all the similar items will have

    the same running hours

    iii. As it is known, classification inspections take place on annually, 2.5 and 5

    years interims therefore major repairs works should take place based on

    above periodicity in order to eliminate off-hire periods.

    iv. Additionally, in order to minimize the repair costs some items that effect

    one each other, it is preferably to have the same maintenance intervals. For

    example, in order to dismantle the piston, it is compulsory to dismantle the

    cylinder cover as a result it is an opportunity to perform all

    inspections/repairs on it.

    v. As this vessel has only one Main Engine, additional spare parts for critical

    items should be kept onboard in order crew to have the ability to replace

    them in case of malfunction.

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    9.Conclusion

    The Main Engine of the vessel is one of the most complicated machinery item

    onboard consisting of a lot of parts. On this coursework, we checked only few majoritems of the main engine. This is the reason our results not represent exactly the real

    situation but very close of it. To conclude, through the PTC WINDCHILL QUALITY

    SOLUTIONS Software we can obtain valuable results which will assist us to prepare

    an effective and cost-competitive maintenance plan.

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    10.References

    1.

    NM523 / NM916 Systems availability and maintenanceLecture

    Notes, Dr. Iraklis Lazakis, University of Strathclyde, 2014.

    2.

    Fault Tree Analysis as a toolfor modeling the marine main

    engine reliability structure, Rafal Laskowski, Scientific Journals

    of the maritime university of Szczecin, 2015

    3.

    Operational Information of The Two Stroke Crosshead Engine-

    The Piston,

    http://www.marinediesels.info/2_stroke_engine_parts/piston.htm

    4.

    Operational Information of The Two Stroke Crosshead Engine-

    The Cylinder Liner,

    http://www.marinediesels.info/2_stroke_engine_parts/liner.htm

    5.

    PTC Windchill FTA Data sheet, 2014

    http://www.marinediesels.info/2_stroke_engine_parts/piston.htmhttp://www.marinediesels.info/2_stroke_engine_parts/piston.htmhttp://www.marinediesels.info/2_stroke_engine_parts/liner.htmhttp://www.marinediesels.info/2_stroke_engine_parts/liner.htmhttp://www.marinediesels.info/2_stroke_engine_parts/liner.htmhttp://www.marinediesels.info/2_stroke_engine_parts/piston.htm
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    11. Appendix

    Planned Main tenance System-Vessels Master List

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