SYNTHESIS AND CHARACTERIZATION OF TANTALUM OXIDE...

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SYNTHESIS AND CHARACTERIZATION OF TANTALUM OXIDE-BASED NANOWIRE HETEROSTRUCTURES FOR PHOTOCATALYSIS by LYNDON E. SMITH JR. DR. NITIN CHOPRA, COMMITTEE CHAIR DR. RAMANA G. REDDY DR. C. HEATH TURNER A THESIS Submitted in partial fulfillment of the requirements for the degree of Master of Science in the Department of Metallurgical and Materials Engineering in the Graduate School of The University of Alabama TUSCALOOSA, ALABAMA 2012

Transcript of SYNTHESIS AND CHARACTERIZATION OF TANTALUM OXIDE...

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SYNTHESIS AND CHARACTERIZATION OF TANTALUM OXIDE-BASED NANOWIRE

HETEROSTRUCTURES FOR PHOTOCATALYSIS

by

LYNDON E. SMITH JR.

DR. NITIN CHOPRA, COMMITTEE CHAIR

DR. RAMANA G. REDDY

DR. C. HEATH TURNER

A THESIS

Submitted in partial fulfillment of the requirements

for the degree of Master of Science

in the Department of Metallurgical and Materials Engineering

in the Graduate School of

The University of Alabama

TUSCALOOSA, ALABAMA

2012

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Copyright Lyndon E. Smith Jr. 2012

ALL RIGHTS RESERVED

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ABSTRACT

Semiconductor nanostructures under irradiation catalyze the mineralization of organic

dyes in solution. To improve the efficiency of this process, many novel nano-heterostructures

have been fabricated using a variety of synthetic methods, however, many of these methods

require management of difficult to control parameters, days of aging, and dangerous or

expensive precursors to synthesize nanomaterials that may lack uniformity, recoverability, or

efficiency. In this thesis, 1D CuO-TaOx-NiOy nano-heterostructures are fabricated using a

combination of thermal oxidation and DC magnetron sputter deposition. CuO nanowires were

synthesized by thermal oxidation, and TaOx and NiOy were deposited onto CuO nanowire

template by sputter deposition of the metal followed by thermal annealing in air. A systematic

study was done on the effect of sputter deposition parameters and annealing temperature for Ta.

The completed heterostructure was evaluated by its performance in the degradation of various

organic dyes. CuO-TaOx-NiOy nanowires with thin (10 nm thick) layers in methylene blue

(concentration = 20 mg/L) with a catalyst dose of 1.0 g/L were found to be the most efficient

catalyst. Rationally engineered semiconductor nano-heterostructures can be applied in

environmental remediation and reduce the amount of pollution from industrial waste effluent.

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DEDICATION

This thesis is dedicated to my friends and family.

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LIST OF ABBREVIATIONS AND SYMBOLS

AOP Advanced Oxidation Process

Ar argon

C0 Initial concentration

CNT Carbon nanotube

Ct Concentration at time t

Cu Copper

CuO Cupric oxide

CuOx Non-stoichiometric copper oxide

Cu2O Cuprous oxide

DC Direct current

DRS Diffuse Reflectance Spectroscopy

EDX Energy Dispersive X-ray Spectroscopy

g-C3N4 Graphitic carbon nitride

HAADF High Angle Annular Dark Field

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mCuO Mass of cupric oxide nanowires on copper substrate

mCuO-Ta Mass of cupric oxide nanowires and tantalum film

mTa Mass of tantalum

MTa Molar mass of tantalum

mTa2O5 Mass of tantalum pentoxide

MTa2O5 Molar mass of tantalum pentoxide

nTa Moles of tantalum

nTa2O5 Moles of tantalum pentoxide

N or N2 Nitrogen

NH3 Ammonia

Ni Nickel

NiO Nickel oxide

NiOy Non-stoichiometric nickel oxide

O or O2 Oxygen

O2- Superoxide anion

OH Hydroxyl radical

PVP Poly(vinyl pyrrolidone)

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SEM Scanning Electron Microscopy

STEM Scanning Transmission Electron Microscopy

Ta Tantalum

Ta2O5 Tantalum pentoxide

TaOx Tantalum oxide

TEM Transmission Electron Microscopy

VLS Vapor-liquid-solid

VS Vapor-solid

XPS X-ray Photoelectron Spectroscopy

XRD X-ray Diffraction

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ACKNOWLEDGMENTS

I would like to greatly thank my advisor, Dr. Nitin Chopra for his support and guidance. I

would also like to thank my group members who helped me at every step of my master’s, with

special thanks to Mr. Junchi Wu (Graduate Student) and Mr. Wenwu Shi (Graduate Student).

Thanks to the Central Analytical Facility (CAF) staff including Mr. Rich Martens, Mr. Johnny

Goodwin, and Mr. Robert Holler for providing training and lessons. I would also like to thank

staff from MTE department and MINT center including Ms. Jan Creitz, Mr. Bob Fanning, Ms.

Lyndall Wilson, Ms. Kim Walker, Ms. Casey Mcdow, Ms. Jamie Crawford, and Mr. John

Hawkins. I would also like to thank Dr. Reddy and Dr. Turner for serving on my committee.

I would like to thank financial support from NSF LSAMP, CAF, University of

Alabama’s Office of Sponsored Programs, Research Grant Committee Award, and NSF award

(0925445) for my tuition, stipend, instrument time, supplies and infrastructure/resource.

Finally, I would like to thank my family and friends with all encouragement and support.

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CONTENTS

DEDICATION ............................................................................................................................... iii

LIST OF ABBREVIATIONS AND SYMBOLS .......................................................................... iv

ACKNOWLEDGMENTS ............................................................................................................ vii

LIST OF TABLES .......................................................................................................................... x

LIST OF FIGURES ....................................................................................................................... xi

1. INTRODUCTION ................................................................................................................... 1

1.1 Synthesis and Characterization of metal oxide nanostructures ........................................ 4

1.1.1 Synthesis of metal oxide nanostructures ................................................................... 4

1.1.2 Characterization of metal oxide nanostructures ...................................................... 12

1.2 Metal oxide nano-heterostructures in photocatalysis ..................................................... 13

1.2.1 Why photocatalysis? ............................................................................................... 13

1.2.2 Relevant materials properties and their effects on photocatalytic efficiency ......... 15

1.3 Motivations, challenges, and goals ................................................................................ 17

1.3.1 Motivations and challenges..................................................................................... 17

1.3.2 Goals ....................................................................................................................... 19

2. EXPERIMENTAL PROCEDURES...................................................................................... 21

2.1 Synthesis of CuO nanowires .......................................................................................... 21

2.2 Systematic studies on the sputter deposition of Ta ........................................................ 22

2.3 Annealing study on Ta films .......................................................................................... 23

2.4 Annealing studies with urea, nitrogen, and ammonium hydroxide................................ 24

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2.5 Addition of NiO layer .................................................................................................... 28

2.6 Photocatalysis with the core-shell oxide nanowires and nanotubes ............................... 29

2.7 Characterization ............................................................................................................. 32

2.7.1 Scanning Electron Microscopy (SEM) ................................................................... 32

2.7.2 Transmission Electron Microscopy (TEM) ............................................................ 34

2.7.3 X-ray Diffraction (XRD) ........................................................................................ 36

2.7.4 X-ray Photoelectron Spectroscopy (XPS) .............................................................. 36

2.7.5 Raman Spectroscopic characterization ................................................................... 39

2.7.6 UV-vis spectroscopy ............................................................................................... 41

3. RESULTS AND DISCUSSION ............................................................................................ 43

3.1 Synthesis of CuO nanowires and systematic study of Ta sputtering ............................. 43

3.1.1 Effect of sputtering duration ................................................................................... 46

3.1.2 Effect of sputtering pressure ................................................................................... 51

3.1.3 Effect of sputtering power ...................................................................................... 54

3.2 Annealing study on tantalum films ................................................................................ 57

3.3 Annealing study on tantalum oxide films with N2, NH3 and urea ................................. 63

3.4 Addition of NiOy layer and photocatalytic studies......................................................... 67

4. CONCLUSIONS AND FUTURE WORK ............................................................................ 85

REFERENCES ............................................................................................................................. 87

APPENDIX ................................................................................................................................. 100

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LIST OF TABLES

Table 2.1 Systematic study on the effect of sputtering conditions on the deposited Ta film ........23

Table 2.2 Study on the effect of annealing temperature on Ta film sputtered for 75 min. ............24

Table 2.3 Annealing experiments done with ammonia and nitrogen in the box furnace ..............26

Table 2.4 Gravimetric analysis and urea to weight ratio for all films annealed with urea

present in the box furnace .............................................................................................28

Table 2.5 Sputtering conditions for Ta and Ni films .....................................................................29

Table 2.6 Effect of initial concentration on experiments ...............................................................31

Table 2.7 Effect of initial concentration on experiments ...............................................................31

Table A.1 XPS peak assignment for 75 min Ta film, 30 min TaOx film and 30 min

TaOx-25 min NiO film ................................................................................................101

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LIST OF FIGURES

Figure 1.1 SEM images of ceria nanoparticles and nanorods by hydrothermal synthesis at

170°C for (a) 12, (b) 24, (c) 48, and (d) 144 h (Reprinted with permission

from Yan, L.; Yu, R.; Chen, J.; Xing, X. Template-Free Hydrothermal

Synthesis of CeO2 Nano-octahedrons and Nanorods: Investigation of the

Morphology Evolution. Cryst. Growth Des. 2008, 8, 1474-477. Copyright

2008 American Chemical Society.) ..............................................................................5

Figure 1.2 A basic electrospinning apparatus. The Taylor shown at the top right forms at

the tip of the syringe. SEM image of nonwoven mat of poly(vinyl

pyrrolidone) (PVP) nanofibers. (Reprinted with permission from Li, D.; Xia,

Y. Electrospinning of Nanofibers: Reinventing the Wheel? Adv. Mater. 2004,

16, 1151-170. Copyright 2004 John Wiley and Sons.) ................................................8

Figure 1.3 Experimental setup for synthesizing bicomponent nanowires using dual

spinneret method. (Reprinted with permission from Liu, Z.; Sun, D. D.; Guo,

P.; Leckie, J.O. An Efficient Bicomponent TiO2/SnO2 Nanofiber

Photocatalyst Fabricated by Electrospinning with a Side-by-Side Dual

Spinneret Method. Nano Lett. 2007, 7, 1081-085. Copyright 2007 American

Chemical Society.) .......................................................................................................9

Figure 1.4 (A) Typical XRD pattern and (B) TiO2 nanosheets synthesized at 180°C using

5 mL of tetrabutyl titanate and 0.6 mL of hydrofluoric acid. (C) Individual

nanosheet with SAED pattern (inset). (D) High-resolution of vertical

nanosheets. (Reprinted with permission from Han, X.; Kuang, Q.; Jin, M.;

Xie, Z.; Zheng, L. Synthesis of Titania Nanosheets with a High Percentage of

Exposed (001) Facets and Related Photocatalytic Properties. J. Am. Chem.

Soc. 2009, 131, 3152-153. Copyright 2009 American Chemical Society.) ...............16

Figure 1.5 Schematic detailing the goals of this thesis ..................................................................20

Figure 2.1 CMF1100 furnace used for annealing in all experiments except for select

nitridation experiments ...............................................................................................22

Figure 2.2 Experimental setup for ammonolysis experiments (nitrogen canister not

pictured) ......................................................................................................................25

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Figure 2.3 (A) Schematic detailing the basic operation of SEM, (B) JEOL 7000 Scanning

Electron Microscope ...................................................................................................33

Figure 2.4 Tecnai F-20 Transmission Electron Microscopy .........................................................35

Figure 2.5 (A) schematic showing Bragg’s law; (B) Digital image of X-ray

Diffractometer ............................................................................................................37

Figure 2.6 Schematic of X-ray photoelectron spectroscopy (Reprinted with Permission

from Wikipedia); (B) digital picture of Kratos Axis 165. ..........................................38

Figure 2.7 (A) Schematic of Raman scattering, (B) Bruker Senterra Raman system ...................40

Figure 2.8 Digital pictures of UV-vis spectrometer.......................................................................42

Figure 3.1 (A) SEM image of CuO nanowires, (B) diameter distribution of nanowires

(41.94 ± 13.66 nm), (C) EDX composition profile of nanowires, (D) XRD

spectrum of CuO nanowires, and (E) TEM image of CuO nanowires .......................45

Figure 3.2 SEM and TEM images of core-shell nanowires with different sputtering

duration. (A) and (B) 1 min, (C) and (D) 5 min, (E) and (F) 10 min, (G) and

(H) 15 min, (I) and (J) 30 min, (K) and (L) 45 min, (M) and (N) 60 min, (O)

and (P) 75 min ............................................................................................................48

Figure 3.3 (A) Diameter of nanowires plotted against time (1D, 1A–8A) [Diameter (nm)

= 42.454 + 2.148t (min), R2 = 0.9885], (B) XRD spectra of CuO nanowires

and nanowires with Ta film sputtered for different durations, and (C) table

identifying the β-Ta peaks in the samples ..................................................................49

Figure 3.4 Morphological evolution of Ta film over time. (A) and (B) 1 min, (C) and (D)

5 min, and (E) 10 min .................................................................................................50

Figure 3.5 SEM and TEM images of samples prepared at different sputtering pressure.

(A) and (B) 3 mTorr, (C) and (D) 5 mTorr, (E) and (F) 8 mTorr, (G) and (H)

12 mTorr, (I) and (J) 20 mTorr. ..................................................................................52

Figure 3.6 XRD patterns (A) and diameter distribution (B) of samples prepared at

different sputtering pressure. ......................................................................................53

Figure 3.7 SEM and TEM images of core-shell nanowires sputtered at different

sputtering power. (A) and (B) 50 W, (C) and (D) 150 W, (E) and (F) 200 W.

(G) Diameter of nanowires and thickness of shell against sputtering power. ............55

Figure 3.8 XRD patterns of samples prepared at different sputtering powers. ..............................56

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Figure 3.9 Oxidation of core-shell nanowires at different temperature. (A) and (B)

200 °C, (C) and (D) 400 °C, (E) and (F) 600 °C, (G) and (H) 700 °C, (I) and

(J) 800 °C....................................................................................................................58

Figure 3.10 XRD patterns (A), diameter distribution (B), and O/Ta ratio from EDX of

nanowires annealed at different temperatures ............................................................59

Figure 3.11 (A) HAADF image, (B) line profiling of sample annealed at 200 °C. .......................60

Figure 3.12 Raman spectra comparison of samples with different annealing temperatures.

(A) Raman spectra of CuO nanowires with and without Ta coating. (B)

Raman spectra of coated sample annealed at different temperature. .........................61

Figure 3.13 UV-vis DRS of Ta films sputtered for 75 min annealed at different

temperatures for 2 h: A) Raw reflectance spectra and the Tauc plots and band

gaps for B) 200°C, C) 400°C, D) 600°C, E) 700°C, and F) 800°C ...........................62

Figure 3.14 TEM photos of (A,B) sample 1 and (C,D) sample 3 ..................................................64

Figure 3.15 Raman for CuO sample, TaOx sample, NiO sample in two different spots,

and the two urea samples examined. Peaks marked by dotted line show that

there is very little shift after sputtering and annealing process. .................................65

Figure 3.16 XRD of urea-annealed samples 1 and 3 compared with CuO nanowires ..................66

Figure 3.17 (A) and (B) SEM images of CuO-TaOx (30 min sputter) nanowires, (C)

diameter distribution of CuO-30 min TaOx nanowires. .............................................70

Figure 3.18 (A) SEM images of CuO-TaOx (30 min sputter)-NiOy (25 min sputter)

nanowires, (B) diameter distribution of nanowires, (C) EDX composition of

nanowires. ...................................................................................................................71

Figure 3.19 (A), (B), and (C) TEM images of CuO-TaOx-NiOy (10 nm layers) ...........................72

Figure 3.20 XRD pattern for CuO-TaOx-NiOy system with 30 min sputtered layer of Ta

annealed at 700°C and 25 min sputtered layer of Ni annealed at 500°C ...................73

Figure 3.21 XRD pattern for CuO-TaOx-NiOy system with 10 nm sputtered layers ....................73

Figure 3.22 XRD pattern for CuO-NiOy-TaOx system with 25 min sputtered layer of Ni

annealed at 500°C and 30 min sputtered layer of Ta annealed at 700°C ...................74

Figure 3.23 XRD pattern for CuO-NiOy-TaOx system with 25 min sputtered layer of Ni

annealed at 500°C and 30 min sputtered layer of Ta annealed at 700°C ...................74

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Figure 3.24 XPS spectra for 30 min sputtered Ta film annealed at 700°C for 2 h in air A)

Ta 4f, B) Cu 2p, C) O 1s, D) C 1s ..............................................................................75

Figure 3.25 XPS spectra for 30 min sputtered Ta film annealed in air at 700°C, sputtered

with Ni for 25 min, and finally annealed again at 500°C A) Ta 4f, B) Ni 2p,

C) O 1s, D) C 1s .........................................................................................................76

Figure 3.26 Tauc plots and band gap energies for (A) CuO nanowires, (B) CuO-30 min

TaOx nanowires, (C) CuO-30 min TaOx-25 min NiOy nanowires, (D) CuO-25

min NiOy, (E) CuO-25 min NiOy-30 min TaOx .........................................................77

Figure 3.27 Tauc plots and band gap energies for (A) CuO-TaOx (10 nm sputter)

nanowires, (B) CuO-TaOx-NiOy (10 nm sputter) nanowires, (C) CuO-NiOy

(10 nm sputter) nanowires, (D) CuO-NiOy-TaOx (10 nm sputter) nanowires ...........78

Figure 3.28 Degradation of methyl orange under UV irradiation with several different

catalysts ......................................................................................................................79

Figure 3.29 Degradation of several different dyes using the CuO-NiOy (25 min sputter)-

TaOx (30 min sputter) nanowires ...............................................................................79

Figure 3.30 Degradation of methylene blue with CuO-TaOx-NiOy (10 nm layers) and

CuO-NiOy-TaOx (10 nm layers) nanowires ...............................................................80

Figure 3.31 Degradation of methylene blue with different initial concentrations using the

CuO-TaOx-NiOy (10 nm layers) photocatalyst ..........................................................81

Figure 3.32 Degradation of methylene blue with different catalyst loading using the CuO-

TaOx-NiOy (10 nm layers) photocatalyst ...................................................................82

Figure 3.33 First-order reaction kinetics fitting for samples with varied catalyst loading of

CuO-TaOx-NiOy (10 nm layers) photocatalyst ..........................................................83

Figure 3.34 First-order reaction rate constants fitting for samples with varied catalyst

loading of CuO-TaOx-NiOy (10 nm layers) photocatalyst ........................................84

Figure A.1 XPS spectra for 75 min sputtered Ta film (A) Ta 4f, (B) O 1s, (C) C 1s, (D)

Cu 2p ...........................................................................................................................100

Figure A.2 Selection of photocatalyst and light for degradation .................................................102

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CHAPTER 1

1. INTRODUCTION

Nanomaterials, defined as materials having at least one dimension measuring less than

100 nm, have attracted a significant amount of attention in the past few decades due to their

novel size-dependent properties that differ from bulk materials1. Nanomaterials can be broadly

categorized into three classes based on confinement of charge carriers – 0D (nanoparticles), 1D

(nanowires, nanorods, nanotubes), and 2D nanomaterials (thin films, nanosheets). The surge in

interest in nanomaterials is due the potential for solving problems in energy generation and

storage,2–6

microelectronic devices,3,7,8

environmental remediation,9–13

and gas sensing.14,15

Nanomaterials have several advantages over their bulk counterparts. First, nanomaterials have

greater surface area than their bulk counterparts.1 Secondly, many properties of nanomaterials

(electronic, chemical, optical, and thermal) are dependent upon the size and shape material and

can be rationally engineered to produce the desired effects.3,14,16–20

Finally, nanomaterials allow

atomic scale control of properties. However, many of the applications mentioned can be

significantly improved by the combination of different materials in a single, rationally

engineered structure.

Nano-heterostructures are a logical next step in the development of nanomaterial

technologies. Nanomaterials can be combined at the nanoscale and can be individually

constructed and tuned to enhance certain properties. The ability to heterostructure nanomaterials

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can be exploited to improve the properties and to increase the functionality of materials in a

controllable way. Nano-heterostructures can be categorized as nanoparticle-, nanotube-,

nanowire-, and thin film-based.21

As an example of a nanoparticle-based heterostructure, Cu

nanoparticles were selectively deposited on the {111} facets of micrometer-scale, 26-facet (8

{111}, 6 {100}, and 12 {110} facets) polyhedral Cu2O particles (shown in Figure 1.1).22

The

pristine particles with no Cu nanoparticles were compared to the Cu-Cu2O heterostructures in the

photocatalytic degradation of methyl orange dye under UV irradiation.22

The amount of

degradation was measured by UV-vis spectroscopy.22

After 90 min, the methyl orange was

degraded by only 20% when pristine Cu2O particles were used.22

After the same amount of time,

the dye was degraded by 80% when the Cu-Cu2O particles were used.22

The adsorption of

methyl orange after 30 min increased from 1.6% to 13.4% by the addition of Cu particles on the

{111} facets.22

The superior performance of these heterostructures was attributed to their

increased adsorptive abilities and the Schottky junction formed at the Cu-Cu2O interface.22

Noble metal nanoparticles are often added to semiconductor nanostructures to improve the

photocatalytic properties for this reason, but they are much more expensive.22

By

heterostructuring with cheaper Cu nanoparticles, superior performance was achieved at reduced

cost.22

The heterojunction lowers the rate of charge carrier recombination because holes and

electrons separate at the junction.22–25

An example of nanotube-based heterostructures would be

single- and multi-walled carbon nanotubes in composites or decorated with nanoparticles.26–35

For instance, carbon nanotubes (CNTs) decorated with Pd nanoparticles can be placed on

flexible polymer substrates to function as hydrogen sensors.35

CNT-Pd heterostructure is

intended to replace older, rigid materials typically used for sensing H2.35

An example of a

nanowire-based heterostructure is a core-brush photocatalyst with a single crystal ZnO core and

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a polycrystalline TiO2 shell.25

The photocatalytic activity was evaluated by observing the

photodegradation of Bromo-Pyrogallol Red under UV irradiation at 245 nm and visible-light

irradiation at 450 nm.25

The improved photocatalytic properties are due to increased charge

transfer rate, increased charge carrier lifetime, and lower band gap as a result of the interface

between the two semiconductors and the band gaps of the individual components.25

Finally, an

example of a thin film-based heterostructure is thin film with epitaxial layers. High efficiency

multi-junction GaAs-based solar cells have been reported.36

Nano-heterostructures are also being

developed to improve thermoelectric properties,37,38

Li-ion battery performance,39

and more

advanced composite devices.26

Transition metal oxide nanostructures offer a huge number of morphological features,

structural motifs, and a large variety of electrical and magnetic properties.40

This class of

nanomaterials has potential applications in nanomedicine, catalysis, sensing, solid oxide fuel

cells, and information storage.40

The catalytic properties of TiO2 were first reported in 1921.41

Studies on catalysis involving oxide materials go back to the 1960s. During this decade,

experiments were performed to examine the mechanism of gas/solid reactions on the surface of

dark and illuminated ZnO with O2 and CO.42,43

A few years later during the same decade, the

oxidation of propylene, isobutene, and benzene over a thin film of PbO was studied.44

The same

reaction was also tested under near-UV and visible light, but, while PbO did catalyze the reaction

of the three organic compounds, irradiation had no effect on the reaction.44

In 1972 a major

breakthrough occurred when a TiO2 semiconductor electrode was used to catalyze the splitting of

water in a photoelectrochemical cell.45

Since then many studies have been done on a myriad of

oxides for photocatalytic water splitting and other energy generating applications and

environmental remediation.5,10–13

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1.1 Synthesis and Characterization of metal oxide nanostructures

Metal oxide nanostructures are ceramic materials, but the commonly used, industrial

solid-state methods for producing ceramics are often unsuitable for producing nanomaterials and

taking full advantage of their properties.40

Full exploitation of the properties arising from small

size, large surface area, morphology, and heterostructuring requires the use of specialized

fabrication methods.40

These methods include hydrothermal and solvothermal synthesis,9,24,40,46,

sol-gel processes,47,48

electrospinning,23,49

thermal annealing,50–54

CVD and PVD.40,55,56–63

1.1.1 Synthesis of metal oxide nanostructures

1.1.1.1 Synthesis of metal oxide nanostructures by hydrothermal and solvothermal methods

The most used of these techniques are hydrothermal and solvothermal synthesis.40

In

these processes, an aqueous or organic solution is prepared with a precursor of the required

material. The solution is then heated in an autoclave. In some hydrothermal processes, the

solution has two temperature zones. In the high temperature zone, the precursor is soluble. The

dissolved material then moves by convection to the low temperature zone. The low temperature

zone becomes supersaturated and crystallization begins. Supersaturation can also be achieved by

gradually cooling or quenching of the solution. Solvothermal synthesis is similar to the

hydrothermal method except that the precursor solution may not be aqueous. They are simple,

relatively low-temperature techniques that allow control of various reaction parameters and can

be made into a scalable, continuous process.40,64–66

Using these methods, metastable phases and

certain morphologies that would be difficult to make using other methods can be fabricated.40

One of the disadvantages of this technique, however, is the inability to synthesize nanomaterials

with vertical alignment. Another disadvantage concerns the tendency of nanoparticles to

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aggregate which necessitates the use of stabilizing agents that can reduce the performance of the

material.67,68

Contamination with impurities from the solution is another issue.69,70

Also,

synthesizing tertiary or quaternary oxides good control over the morphology and composition is

very difficult using hydrothermal and solvothermal methods.40,71–76

Shape control can be

achieved through organic or inorganic additives or by choice of solvent.40,69,77

Hydrothermal and

solvothermal methods often use surfactants, capping reagents, or certain solvents to suppress the

growth of certain facets.78,79

Ceria nanoparticles were synthesized using hydrothermal synthesis

using Na3PO4 to avoid the problem of contamination and achieve shape control through reaction

time.69

The results are shown in Figure 1.2.

Figure 1.1 SEM images of ceria nanoparticles and nanorods by hydrothermal synthesis at 170°C

for (a) 12, (b) 24, (c) 48, and (d) 144 h (Reprinted with permission from Yan, L.; Yu, R.; Chen,

J.; Xing, X. Template-Free Hydrothermal Synthesis of CeO2 Nano-octahedrons and Nanorods:

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Investigation of the Morphology Evolution. Cryst. Growth Des. 2008, 8, 1474-477. Copyright

2008 American Chemical Society.)

The nanostructures were grown from an aqueous solution of Ce(NO3)36H2O and Na3PO46H2O

in a Teflon-lined autoclave at 170°C.69

However, using this method, the morphology of the ceria

nanostructures is limited to nanorods, nanoparticles, and the intermediate structures.

1.1.1.2 Synthesis of metal oxide nanostructures by sol-gel processes

The sol-gel process is another solution-based synthesis method that is widely used in the

synthesis of glass and ceramic materials. In the most general sense, this method involves the

formation of a gel from a colloidal solution of precursors that will form the final compound.80,81

The sol can be a solution of colloidal powders, alkoxide precursors, or nitrate precursors.80,81

A

colloidal powder sol undergoes gelation.80

The alkoxide or nitrate precursors undergo hydrolysis

and polycondensation reactions.80

The resulting gels are then aged and dried in hypercritical

conditions to produce aerogels or dried in atmospheric conditions to produce xerogels.80

Shape

control in a sol-gel process can be achieved via templating methods or choice of solvent.81–84

Sol-gel methods have many advantages. First, this is a solution-based method that involves

liquid mixtures.85

This allows rapid and thorough mixing of the precursors which leads to

homogenous gels.85

Because of this homogeneity, the chemical reaction requires a much lower

temperature to activate which reduces contamination from undesired reactions with the

containers and atmosphere.85

Thin films can be readily synthesized by dip coating in the

solution.85

Moreover, the sol-gel method can be used to synthesize materials with very high

surface areas.86

The drawbacks of the process include large volume reduction upon the formation

and drying of gels, remaining pores after the removal of residual compounds, expensive raw

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materials, and long reaction time which is on the order of several hours or days.85

As an example,

TiO2/SiO2 was synthesized with the sol-gel method for photocatalytic degradation of Rhodamine

6G.86

Rhodamine 6G will adsorb onto SiO2 and not TiO2, but SiO2 will not degrade Rhodamine

6G when irradiated with UV without a photocatalyst present.86

The sol-gel synthesized

heterostructure takes advantage of the adsorptive properties of SiO2 and the photocatalytic

properties of TiO2 to make a photocatalyst that exhibits a higher rate constant and specific

surface area than Degussa P-25 TiO2.86

However, the gelling process took 1 week followed by

heating at 12 h.86

The processing time is a significant drawback to the sol-gel process.

1.1.1.3 Synthesis of metal oxide nanostructures by electrospinning

The electrospinning process is a method for making extremely long nanofibers with

uniform diameters. In the electrospinning process, a jet of a polymer melt or solution in a syringe

is drawn from the tip by an electric field applied between the syringe and a collector.49,87,88

The

electric field voltage is on the order of kV, and at the tip of the syringe is formed a Taylor cone, a

cone-shaped fluid structure.49,87,88

At the critical voltage the force of the electric field is strong

enough to overcome the surface tension of the solution and the fluid begins to flow from the tip

of the Taylor cone; however, the voltage must still be high enough to produce a smooth flow as

opposed to the unstable, droplet flow.49,87,88

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Figure 1.2 A basic electrospinning apparatus. The Taylor shown at the top right forms at the tip

of the syringe. SEM image of nonwoven mat of poly(vinyl pyrrolidone) (PVP) nanofibers.

(Reprinted with permission from Li, D.; Xia, Y. Electrospinning of Nanofibers: Reinventing the

Wheel? Adv. Mater. 2004, 16, 1151-170. Copyright 2004 John Wiley and Sons.)

For ceramics, typical sol-gel precursors have been found to be usable for electrospinning if the

viscoelasticity of the gel is properly controlled.87

Poly(vinyl pyrrolidone) or another polymer is

often added with the appropriate solvents to the sol-gel.87,89–94

This technique has been used to

synthesize several different oxide nanofibers for applications in photocatalysis, antimicrobials,

and gas sensing.92,93,94

The electrospinning method has also been the platform for creating new

polymer/ceramic composites, hierarchical, nanostructures.87,89–94

A duel-spinneret method was

used to fabricate a TiO2/SnO2 photocatalyst with both oxides’ surfaces fully exposed.23

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Figure 1.3 Experimental setup for synthesizing bicomponent nanowires using dual spinneret

method. (Reprinted with permission from Liu, Z.; Sun, D. D.; Guo, P.; Leckie, J.O. An Efficient

Bicomponent TiO2/SnO2 Nanofiber Photocatalyst Fabricated by Electrospinning with a Side-by-

Side Dual Spinneret Method. Nano Lett. 2007, 7, 1081-085. Copyright 2007 American Chemical

Society.)

By using this method, the surface area was increased, charge carrier recombination was

decreased, and holes and electrons were able participate in the reaction.23

This system was

evaluated by use in the photodegradation of Rhodamine B under UV irradiation and showed

improved photocatalytic properties when compared to a TiO2 nanofiber catalyst.23

Electrospinning has several drawbacks. One issue with the use of electrospinning is the

formation of beads in the electrospun fiber.95

Proper control over the rheological properties of

the precursor solution are a major concern.95

Furthermore, electrospun metal oxides are often

synthesized from sol-gel precursors which can take several days to achieve the proper viscosity

for electrospinning.23,95

The dependence of viscosity on aging time affects the ability to spin

fibers with controllable diameters.95

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1.1.1.4 Synthesis of metal oxide nanostructures by thermal annealing

Thermal annealing is the simple process of heating the material in the appropriate

atmosphere. 50,51–54,96–103

Most metals form an oxide layer simply sitting in air at room

temperature. Still, to produce an oxide film with the required parameters heating the material to a

certain temperature for a certain time may be necessary. Thermal annealing can be used as a

post-processing technique to alter the properties of an already prepared material, be used to

oxidize a material, and grow nanowires and thin films. 50–54,96–102

CuO, ZnO, W18O49 nanowires

have all been grown using this technique.50,54,99–102

In the case of W18O49, a tungsten carbide

substrate is first heated in a nitrogen atmosphere.100

This causes the formation of W2C nanowire

nuclei to form. Then, the substrate is heated in pure oxygen to produce W18O49 nanowires. In the

case of CuO and ZnO, the heating is done in oxygen or in air.50,54,99–102

ZnO may form several

nano-architectures at different conditions.54

Other metals simply produce thin films when

oxidized in air.51–53,97,98

Thermal annealing, however can introduce defects and stresses due to

phase changes or the formation of new compounds.98,102,104

For this reason, thermal annealing is

often avoided for certain applications. For the synthesis of certain nanomaterials, such as

nanowires and hollow nanoparticles, this is a simple, effective method for producing high quality

nanostructures. 50–54,96–103

1.1.1.5 Synthesis of metal oxide nanostructures by CVD and PVD

Chemical vapor deposition (CVD) and physical vapor deposition (PVD) techniques are

widely used techniques in the deposition of a large variety of compounds in an array of

morphologies.52,55–63,97,98,100,105–118

These methods are used in microelectronics, optics, and

photocatalysis to deposit metal oxides.55–60,62,63,105,106

For metal oxides, the CVD process is

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usually done with a metallorganic precursor.57

Depending on the application, CVD has several

major advantages. Films deposited by CVD are dense, pure, and uniform and have good

reproducibility and adhesion to the substrates along with high deposition rates.57,61

Also, CVD

can produce uniform films with good conformal coverage on substrates with complex

morphologies.61

By controlling the process parameters, the crystal structure, morphology, and

orientation of the films can be controlled.61

The deposition rate can be easily adjusted and is

usually low for producing epitaxial films and high for producing protective coatings.61

A wide

range of usable precursors can be used therefore granting access to a wide range of products.61

Moreover, films can be deposited at relatively low deposition temperatures achieved through

vapor phase reactions and subsequent nucleation and growth on the substrate, which is especially

important for depositing refractory materials.61

The disadvantages of CVD are the hazards posed

by the use of dangerous precursor gases (e.g. SiH4) and the difficulty in depositing

multicomponent materials with well-controlled stoichiometry.61

PVD is a term that covers a number of techniques such as sputter deposition, cathodic arc

deposition, molecular beam epitaxy, electron-beam evaporation, and thermal evaporation,

however, the techniques all involve a solid or liquid material that is evaporated to the gas phase

and condenses on the substrate. CVD is often used for protective coatings, but many ceramic

coatings still require a high deposition temperature.61

For applications where such a coating is

needed and the substrate cannot be heated above a certain temperature, a PVD method may be

the preferred alternative.61,107

Because PVD methods use purely physical methods to get the

material to the gas phase, ceramic materials are often synthesized by a reactive deposition

process.59,60,107–109,119

RF sputtering of ceramics can be done directly from a target of the

material, but the target may be expensive to fabricate and the deposition rate is not as high as DC

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sputtered materials. Even with reactive DC magnetron sputtering of materials, the fabrication of

dense films without defects is difficult.108

Also, arcs can occur at the target affect the structure,

properties, and composition of the coating, pulsed reactive deposition, variant of sputter

deposition, can overcome these shortcomings.108

One disadvantage of PVD processes is line-of-sight deposition. Materials with complex

geometries require the use of multiple deposition sources, rotating substrate holders, or movable

gun.61,108

Line-of-sight deposition also means that the angle of deposition leads to a columnar

structure.61

Other drawbacks are the targets often time-consuming and difficult manufacture, the

difficulty in large-area deposition, except for laser ablation, the difficulty in controlling film

stoichiometry, and the high cost because of sophisticated reactor and vacuum systems.61

One of

the major advantages of PVD techniques is the ability to fabricate vertically aligned

nanomaterials on a substrate. Also, PVD processes are environmentally friendly alternatives to

other coating methods because they require no toxic chemical precursors.61,119

Furthermore,

because of the high vacuum and lack of precursors and solvents used in wet chemical methods,

very pure films can be synthesized with no contamination.

1.1.2 Characterization of metal oxide nanostructures

XRD, SEM, TEM, EDX, Raman spectroscopy and XPS are well-known techniques, but

for more specialized applications such as photocatalysis, characterization techniques that offer

insight into the properties relevant to the process are required.23,120

For photocatalytic

applications, the material, its crystallinity (single-, poly-, amorphous), its morphology, surface

energy, band gap energy, band edge locations, recombination rates, and the presence of defects

that can act as recombination centers or traps for charge carriers all affect the efficiency of the

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catalyst.11,23,120–125

The material and its crystallinity can be determined by XRD. The material’s

morphology and some defects (grain boundaries, stacking faults, etc.) can be studied with SEM

and TEM. Band edge locations can be determined with XPS.125

Photoluminescence spectroscopy

can be used to determine how much recombination is occurring in the material.23

For

photocatalysis, a high recombination rate diminishes the effectiveness of the process. The charge

carriers must migrate to the surface to react before recombining. A low recombination rate

manifests as a weak photoluminescence response.23

The surface photovoltage spectroscopy

(SPS) method is also an important tool for characterizing photocatalysts.23

A strong SPS signal

corresponds to higher charge separation rate.23

1.2 Metal oxide nano-heterostructures in photocatalysis

Transition metal oxides that show d0 or d

10 electronic configuration are widely used for

photocatalytic applications in water-splitting and environmental remediation.5,10–13,23–25,42–

44,63,93,96,105,109,121–124,126–129 Oxides are versatile materials that can be crafted with an array of

technologies with a myriad of morphologies.9,13–15,40,46–48,50,51,54,64,71–76,81–84,89–94,129

Using these

techniques, it has been shown that the photocatalytic properties can be significantly improved by

improving the relevant materials properties.

1.2.1 Why photocatalysis?

The photocatalytic properties of TiO2 were observed in 1921.41

Studies on ZnO, O2, and

CO under UV irradiation were performed in the 60s.42,43

Photodegradation of propylene,

isobutene, and benzene was explored over PbO in the same decade.44

In 1972, a significant

milestone in the application of transition metal oxides to energy generation was reached when

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TiO2 was used for photolysis of H2O. Advances in photocatalysis could lead to efficient, green

energy generation and environmental remediation using solar energy.

Fossil fuels are a limited resource that is concentrated in a few parts of the world. The

continued use of fossil fuels introduces harmful pollutants into the atmosphere every day. New

sources of energy must be found to prevent this. Hydrogen may be able to replace fossil fuels if

it can be generated efficiently and cleanly.130,131

Photocatalytic water-splitting involves the use of

a semiconducting material under irradiation to generate H2 and O2 gas.4,5,132,133

Through proper

materials selection, synthesis, processing, and heterostructuring, nanomaterials could be

rationally engineered to meet the challenge of producing clean energy and mitigate or prevent

environmental pollution from liquid and gaseous industrial waste.130,131

A significant portion of the wastewater coming from industrial processes is contaminated

with organic dyes. Of the total amount dyes produced, 1-20% of total global production of these

dyes is lost and released into the environment.134

These dyes are highly visible in low

concentrations, resistant to fading in light, water, and many chemicals, and are difficult to

decolorize.135

Not only that, but there are over 100,000 dyes having a large structural variety

(acidic, basic, disperse, azo, diazo, anthroquinone bases, and metal complex dyes).135

Moreover,

aerobic treatments and conventional biological treatments are ineffective.134,135

Adsorption and

coagulation methods cause secondary pollution and anaerobic processes azo dyes reduce to

dangerous aromatic amines.134

Also, most of the dyes themselves are toxic with basic and diazo

direct dyes being the most toxic.135

In response to this problem, AOPs have been developed.134

One subset of these processes involves using a semiconductor submerged in the wastewater

under irradiation to generate radical species such as hydroxyl radicals (OH) from water.10–

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13,25,77,79,93,127,134–137 These radicals are highly reactive and this obviates the need to find a way to

degrade these dyes using more complex chemistry.

1.2.2 Relevant materials properties and their effects on photocatalytic efficiency

The band gap energy and band edge locations determine the absorption of photons,

excitation and migration of charge carriers, and the redox capability of those photoexcited

electrons and holes.121

The direct or indirect nature of the band gap energy is also important.

Direct, narrow band gap semiconductors tend to show high absorbance, but indirect band gap

semiconductors are thought to be better for charge separation.121

Dopants are employed to

change the band gap energy.121,138

3d transition metals, cations with d10

/d10

s2, and nonmetals are

used as dopants to raise the valence band level.121,138–140

. Narrowing the band gap, however, also

reduces the redox potentials and tends to decrease carrier lifetime.121,138–140

Substitution of alkali

or alkaline earth metals, p-block cations with d10

configuration, and d-block cations with d0

configuration changes the conduction band minimum.121

The conduction band level determines

the rate of generation of H2 and O2-, so tuning of the conduction band minimum is extremely

important.121

Because of quantum size effects, the band gap energy of semiconductor

nanoparticles can also be tuned by varying the size.1

The chemistry between at the semiconductor-solution interface is also very important.

Higher surface energy generally leads to higher catalytic activity; moreover, the surface energy

determines the selectivity, the overpotential the redox reactions, and the susceptibility of to

photocorrosion.121

The surface roughness, state of hydration, hydroxylation, crystallinity, and

charge on the surface all influence photocatalytic activity.141

One goal in the fabrication of

semiconductors for photocatalysis is the synthesis of nanostructures with a high percentage of

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high energy facets.121,142

To illustrate, hydrothermal synthesis with tetrabutyl titanate and 47%

hydrofluoric acid as a solvent was used to synthesize TiO2 nanosheets (shown in Fig. 6) with up

to 89% (001) exposed facets.79

Figure 1.4 (A) Typical XRD pattern and (B) TiO2 nanosheets synthesized at 180°C using 5 mL

of tetrabutyl titanate and 0.6 mL of hydrofluoric acid. (C) Individual nanosheet with SAED

pattern (inset). (D) High-resolution of vertical nanosheets. (Reprinted with permission from

Han, X.; Kuang, Q.; Jin, M.; Xie, Z.; Zheng, L. Synthesis of Titania Nanosheets with a High

Percentage of Exposed (001) Facets and Related Photocatalytic Properties. J. Am. Chem. Soc.

2009, 131, 3152-153. Copyright 2009 American Chemical Society.)

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Methyl orange was used to evaluate the photocatalytic activity of these nanostructures with

Degussa P25 TiO2 used for comparison.79

Improved photocatalytic activity was observed when

compared to P25 TiO2 after cleaning adsorbed fluorine and inorganics off with an alkaline

solution of NaOH.79

Another major issue in photocatalysis is the recombination of charge carriers. The

introduction of dopants that change the band gap energy decreases carrier lifetime because these

dopants act as traps for charge carriers.121,138–140

Heterostructuring the nanowires can help to

overcome this problem.23–25,93,127,136

The difference in the conduction and valence band between

the semiconductors facilitates charge separation at the interface.23–25,93,127

Electrons in the

conduction band want to go from the more negative band to the more positive band. Holes in the

valence band want to go from the more positive valence band to the more. Type II

heterojunctions facilitate charge separation because the holes and electrons want to be on

opposite sides of the junction. This makes heterostructuring of nanomaterials is superior to

mixing different oxides.137

1.3 Motivations, challenges, and goals

1.3.1 Motivations and challenges

Many challenges must be overcome to achieve an efficient photocatalyst. The first is the

fabrication of nano-heterostructures for photocatalysis. Since, a major purpose of developing

photocatalytic methods is to develop clean energy sources to replace fossil fuels and clean up

industrial waste, the fabrication methods should be environmentally friendly, be cost-effective

and efficient, and allow large-scale synthesis of the materials. Solvothermal methods have been

developed that allow continuous synthesis of nanomaterials, but these methods often require the

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use of expensive and possibly toxic precursors. CVD is also widely used in industry, but suffers

from similar problems. PVD is environmentally friendly, but the efficient deposition of oxide

materials often necessitates the use of reactive methods which can be more difficult and tedious

to control. Thermal annealing is low-cost, but this method alone does not allow the user to take

full advantage of the morphological control offered by other methods. Also, it can introduce

stresses and defects into the material. Sol-gel method requires long reaction times and expensive

precursors. Since, metal oxides deposited by electrospinning use sol-gel precursors, it suffers

from the same drawbacks as the sol-gel process. Also, the aging process for the sol makes the

fabrication of uniform fibers more difficult.

The second challenge is recovery and recyclability of the photocatalyst. Nanoparticles are

often used in the degradation of organic materials in wastewater effluent from industrial

processes, but even if the material proves to be an effective catalyst, it must be recovered from

the solution. Sedimentation is often used to recover the catalyst, but smaller nanoparticles often

can remain in the solution that may be toxic to human beings and wildlife.143,144

Heterostructured

core-shell Fe3O4/WO3 heterostructures have been developed to help resolve this problem.96

The

Fe3O4 cores allow the catalyst to be recovered with a magnetic field,96

however, using only that

method would limit materials selection so that each heterostructured catalyst would have to have

at least one component recoverable in a magnetic field. Electrospinning produces 1D nanofibers

of extremely long length, giving the catalyst a favorable morphology for recovery. PVD methods

can produce nanostructures on substrates that are easily of recoverable. Even so, photocatalyst

performance degrades over time; consequently, an effective photocatalyst is one that must also

be reusable.

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The third challenge is increasing the efficiency of the photocatalyst. There are many

trade-offs to be considered in the rational engineering of an effective photocatalyst. Direct band

gap semiconductors tend to show high absorption. If the band gap is also narrow, then the

material will be able to absorb a large fraction of incident photons from the sun. Indirect band

gaps, however, tend to have lower recombination rates, but they do not show the immediate

onset of absorption shown by direct band gap semiconductors.121

A wide band gap photocatalyst

may be doped to narrow the band gap, but this may introduce defects that act as recombination

centers into the material. Heterostructuring of the material can increase carrier lifetime by

promoting charge carrier separation at the interface without the drawbacks of doping. Also,

intelligent heterostructuring oxides together may obviate the need to use more expensive

materials such as noble nanoparticles in the system, thereby reducing the cost. Earth-abundant

transition metals could be used. Intelligent choices in the catalyst and co-catalyst(s) can help

produce a more efficient system.

1.3.2 Goals

CuO nanowires (Eg = 1.70 eV) were synthesized and used as templates for making

heterostructures with Ta2O5 (Eg = 4.00 eV) and NiO (Eg = 3.50 eV) using facile, dry synthesis

methods for the photodegradation of organic dyes in solution.145

In order to achieve this goal, the

structure was fabricated using a combination of thermal annealing and DC magnetron sputter

deposition. 1) CuO nanowires were synthesized by thermal annealing in air. 2) Ta was sputtered

onto the CuO nanowires to make a CuO-Ta heterostructure. 3) This structure was annealed in air

to produce a CuO-TaOx heterostructure. 4) In an attempt to dope this structure with N, the CuO-

TaOx heterostructure was annealed with N2, NH3, and urea by ammonolysis. Instead a thin shell

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of g-C3N4 was produced on the surface. 5) Ni was sputtered onto the CuO-TaOx heterostructure

and annealed in air to produce CuO-TaOx-NiOy heterostructure. The process was also reversed

so that Ni was sputtered and annealed first and Ta second to produce a CuO-NiOy-TaOx

heterostructure. 6) The CuO-TaOx-NiOy and CuO-NiOy-TaOx heterostructures were used for

photocatalysis experiments with several dyes and the parameters of photocatalysis were

systematically studied.

Figure 1.5 Schematic detailing the goals of this thesis

Sputter Ta

Sputter Ni

Anneal in air Sputter Ni

CuO NWs

Anneal in air

Photocatalysis

h Valence Band

Conduction Band

Band gap

Parametric study on

sputtering conditions

Annealing study to

find best temperature

Anneal in air Sputter Ta Anneal in air

Nitridation

Ta2O

5:N, Ta

3N

5

OR

g-C3N

4

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CHAPTER 2

2. EXPERIMENTAL PROCEDURES

2.1 Synthesis of CuO nanowires

CuO nanowires were synthesized by annealing acid-etched Cu foil in air at 410°C for 6 h.

The Cu foil’s surface was etched by placing small rectangular samples of Cu foil (Alfa Aesar,

Ward Hill, MA) into a 33% (v/v) solution of nitric acid (Fisher Scientific, Fair Lawn, NJ) and DI

water for approximately 15 sec. The samples were removed, rinsed with DI water, and dried with

a stream of air. The etched samples were then annealed in a CMF 1100 box furnace picture in

Figure 2.1. The result was CuO nanowires on a Cu2O film on the Cu substrate. This was

confirmed by XRD and scanning electron microscopy SEM.

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Figure 2.1 CMF1100 furnace used for annealing in all experiments except for select nitridation

experiments

2.2 Systematic studies on the sputter deposition of Ta

A systematic study of Ta sputtering on the CuO nanowires was performed. The sputtering

system (ATC Orion Sputtering System with DC and RF power sources, AJA International, N.

Scituate, MA) was run in DC mode with Ar gas providing the plasma. The Ta target (2 in.

diameter.250 in. thick, 99.95% purity) was used for all experiments. A calibration curve was

created using the quartz thickness monitor on the sputtering system. The effect of sputtering

duration, pressure, and power were considered. Table 2.1 lists all of the different sputtering

conditions used. The sample sputtered for 15 min at 2 mTorr pressure and 100 W was used as the

base sample for comparison.

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Table 2.1 Systematic study on the effect of sputtering conditions on the deposited Ta film

Power (W) Duration

(min)

Pressure

(mTorr)

Argon flow rate

(scm3/min)

Sputtering Rate on

a flat substrate

(Å/min)

100 1 2 25 45

100 5 2 25 45

100 10 2 25 45

100 15 2 25 45

100 30 2 25 45

100 45 2 25 45

100 60 2 25 45

100 75 2 25 45

50 15 2 25 25

100 15 2 25 45

150 15 2 25 65

200 15 2 25 86

100 15 2 25 45

100 15 3 25 44

100 15 5 25 43

100 15 8 25 42

100 15 12 25 41

100 15 20 25 38

All of the samples were then examined using XRD, SEM, TEM, Raman spectroscopy, and UV-

vis spectroscopy. XPS was performed on the 75 min sputtered sample.

2.3 Annealing study on Ta films

The 75 min sputtered film was selected for further processing. Several samples of the

film were annealed in air at atmospheric pressure at different temperatures for 2 h in the box

furnace. Table 2.2 shows the different temperatures chosen for annealing. The resulting films

were characterized using XRD, SEM, TEM, Raman spectroscopy, and UV-vis spectroscopy in

diffuse reflectance mode (DRS). TaOx XRD peaks only began to appear at 600°C.

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Table 2.2 Study on the effect of annealing temperature on Ta film sputtered for 75 min.

Temperature (°C) Time (h)

200 2

400 2

600 2

700 2

800 2

2.4 Annealing studies with urea, nitrogen, and ammonium hydroxide

The 75 min sputtered film that was annealed at 700°C for 2 h was selected for attempts at

nitridation. First, an excess of NH4OH solution (10-35% ammonia, Mallinckrodt Chemicals,

Phillipsburg, NJ) was poured into an Erlenmeyer flask. Then, the flask was sealed at the top with

vacuum grease and aluminum foil except for a tube that connected to the back of the box

furnace. Finally, the flask was placed on a hot plate and turned up to 50°C, and the TaOx sample

was annealed in the furnace at 700°C for 2 h. The experimental setup is shown in Figure 2.2.

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Figure 2.2 Experimental setup for ammonolysis experiments (nitrogen canister not pictured)

The same setup was used again for other experiments where nitrogen gas was fed through

another tube along with ammonia.

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Table 2.3 Annealing experiments done with ammonia and nitrogen in the box furnace

w/ NH3

Hot plate

temperature

(°C)

w/ N2

+ 50 Not used

+ 50 +

+ 100 +

Urea pellets were crushed and sprinkled onto the film in certain mass ratios with a

calculated amount of Ta2O5. To find the mass of the tantalum oxide, a CuO substrate was

prepared using the same method described earlier and weighed. Then, the substrate was sputtered

with Ta for 75 min and weighed again. After annealing in air for 2 h at 700°C the film was

weighed a last time. The weight of the substrate was subtracted from the weight after sputtering

with Ta for 75 min. For the purposes of calculating the urea:Ta2O5 mass ratio, the Ta was

assumed to have completely oxidized to Ta2O5. The following equations and reaction were used

in calculating the mass of oxide present:

(2.1)

(2.2)

(2.3)

(2.4)

(2.5)

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Where mCuO is the mass of CuO nanowires on the Cu substrate, mCuO-Ta is the mass after

sputtering with Ta, mTa is the mass of Ta, MTa is the molar mass of Ta, mTa2O5 is the mass of

Ta2O5, MTa2O5 is the molar mass of Ta2O5, nTa is the number of moles of Ta, and nTa2O5 is the

number of moles of Ta2O5.

This method was used because unreacted Cu would also react to produce Cu2O and some Cu2O

would be further oxidized to CuO. Simply subtracting the substrate weight of the original CuO

substrate from the weight after annealing the Ta film would not be sufficient to calculate the

mass of tantalum oxide produced. The urea was then weighed, crushed with a mortar and pestle,

and spread onto the film. Table 4 shows the urea:Ta2O5 ratios used from the results of the

gravimetric analyses. All samples had urea put onto the film and were annealed at 600°C for 1 h

except for sample 8, which was annealed at 800°C, and sample 9, which was annealed by putting

the urea in a crucible and inverting the film on top of it.

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Table 2.4 Gravimetric analysis and urea to weight ratio for all films annealed with urea present

in the box furnace

Sample

#

CuO

Weight

(mg)

Weight

after Ta

sputter for

75 min (mg)

Weight after

700°C heating in

air for 2 h (mg)

Weight of

Urea used

(mg)

Ratio of

urea to

Ta2O5

1 4465.8 4474.2 4541.3 125 12.1:1

3 3410.2 3414.5 3449.3 108.8 20.5:1

4 2969.5 2969.7 3038.3 228 950:1

6 4196.4 4196.9 4214 31.4 51.4:1

7 4492.1 4499.2 4533.8 341 39.3:1

8 4204.1 4212.8 4332.9 990.9 93.3:1

9 4698.7 4705.5 4696.8 40.95 4.9:1

2.5 Addition of NiO layer

For the preparation of the photocatalyst samples, a Ta film was sputtered and annealed in

air at 700°C for 2 h. A calibration curve was prepared for the Ni target (2 in. diameter3 mm

thick, 99.99% purity). Ni was sputtered onto the already-prepared TaOx film and annealed at

500°C for 2 h. Table 3 shows the sputtering conditions for the preparation of each potential CuO-

TaOx-NiOy catalyst.

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Table 2.5 Sputtering conditions for Ta and Ni films

Element Power

(W)

Duration

(min)

Pressure

(mTorr)

Argon flow

rate

(scm3/min)

Sputtering Rate on

a flat substrate

(Å/min)

Ta (thick) 100 30 2 25 45

Ni (thick) 100 25 4 25 37

Ta (thin) 100 2.23 2 25 45

Ni (thin) 100 2.67 4 25 37

The first catalyst prepared was CuO nanowires sputtered with Ta for 30 min, annealed at 700°C

for 2 h, sputtered with Ni for 25 min, and annealed at 500°C for 2 h. Then a catalyst with thinner

layers (roughly 10 nm each on a flat substrate) was prepared in a similar way. The annealing

temperature and duration remained the same. Thick and thin layer photocatalysts were also

prepared with the Ni layer sputtered and annealed first.

To prepare the nanotubes, hydrochloric acid (HCl) and ammonium hydroxide (NH4OH)

were used to etch CuO nanowires leaving only the TaOx and NiOy layers. First, to get the TaOx

nanotubes (30 min Ta sputter, 700°C anneal in air), they were placed in a centrifuge tube with

HCl agitated for 5 min. The tube was then centrifuged. The supernatant was removed, DI water

was added, the contents were agitated, and the tube was centrifuged again. This was repeated at

least 5 times to ensure the complete removal of the acid. For the samples with NiOy, NH4OH was

used as an etchant and the same procedure was followed.

2.6 Photocatalysis with the core-shell oxide nanowires and nanotubes

Methyl orange was used to evaluate the photocatalytic ability of the different nanowires

and nanotubes. The catalyst loading for each experiment was kept at 1 gram of catalyst per liter

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of solution, and the initial concentration of the dye was kept at approximately 10 mg solvent per

liter of solution. About 5 to 7 grams of a catalyst was weighed and placed in a quartz tube with a

magnetic stirrer. The tubes were then covered with Parafilm. UV-vis spectroscopy was used to

evaluate the degradation. The tubes were stirred in the dark for 30 min, and the concentration

was tested to ensure that the mixture was at equilibrium and to evaluate the adsorptive ability of

the catalyst. Each catalyst was then evaluated under different light sources and in the dark for 5

h. An aliquot of solution was taken and tested each hour using UV-vis spectroscopy to evaluate

the degradation rate. All catalysts were tested in the dark, under white light, and under UV (254

nm). Table 6 shows all of the experiments performed. CuO-NiOy-TaOx nanowires with thick

layers under UV were found to be the most efficient combination.

The next step was to find the best dye for degradation experiments. CuO-NiOy-TaOx

nanowires were used for all dyes. The dye without catalyst was placed in one quartz tube and dye

with the catalyst was placed in another with a magnetic stirrer. The catalyst loading is the same

(1 g catalyst:1 L solution) and the volume of dye solution in each tube is the same. The dyes

tested were methyl orange, methylene blue, rhodamine B, rhodamine 6G, congo red, and phenol

with hydrogen peroxide. Because it showed the greatest increase in degradation when the

catalyst was added, methylene blue was determined to be the best dye. To optimize the material

used, CuO-TaOx-NiOy and CuO-NiOy-TaOx were both made with thin layers and the

photocatalysis experiments were repeated in the same way was before. CuO-TaOx-NiOy

nanowires with thin layers were found to be the best material.

The final step was to optimize the photocatalysis parameters. First, the initial

concentration of the dye solution was changed, and the experiments were performed exactly as

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all previous experiments under UV irradiation. The experiments performed are shown in Table 6.

Then, when the best initial concentration had been determined (20 mg/L), the catalyst loading

was changed. The catalyst loading experiments are shown in Table 7.

Table 2.6 Effect of initial concentration on experiments

Initial

Concentration

mg/L M

5 1.56E-05

10 3.13E-05

15 4.69E-05

20 6.25E-05

25 7.82E-05

50 1.56E-04

Table 2.7 Effect of initial concentration on experiments

Catalyst

Loading

g cat/L solution

0.2

0.6

1

1.3

1.6

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2.7 Characterization

2.7.1 Scanning Electron Microscopy (SEM)

Scanning Electron Microscopy uses an electron beam focused with magnetic lenses to

image very small objects. Qualitative and quantitative analysis can be performed on a sample

using an EDX detector. The electron beam bombards the surface and causes the ejection of

secondary electrons (SE), backscattered electrons, characteristic X-rays (used in EDX analysis)

and Auger electrons. Figure 2.3 illustrates the process. SEM images were generated by recording

intensities of electrons at different locations. SEM images were collected using a JEOL 7000,

and EDX spectra were collected using an Oxford detector. No special preparation was needed to

observe the sample, but artifacts do appear in some of the images of the oxides because of their

semiconducting nature.

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Figure 2.3 (A) Schematic detailing the basic operation of SEM, (B) JEOL 7000 Scanning

Electron Microscope

A

B

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2.7.2 Transmission Electron Microscopy (TEM)

Transmission Electron Microscopy was utilized in this thesis for high magnification, high

resolution morphology characterization. Unlike SEM, the voltage is high enough to penetrate the

sample and examine it at the near-atomic level. TEM samples were prepared by grinding a piece

of the film from a sample in an agate mortar and pestle with acetone. This was then dropped by

pipet on a lacey carbon copper grid. Each sample was dried in vacuum for several hours before

use. All TEM images were collected at 200 kV accelerating voltage. EDX line profiling spectra

were collected in TEM. Figure 2.4 shows the Tecnai F-20 TEM used for all TEM imaging.

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Figure 2.4 Tecnai F-20 Transmission Electron Microscopy

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2.7.3 X-ray Diffraction (XRD)

X-ray diffraction was used to identify the phases present after all processing steps. An

XRD peak only appears when a crystalline sample is irradiated with X-rays at an angle meeting

the Bragg condition for that lattice. Figure 2.5 illustrates the appropriate conditions as well as

Bragg’s law stated mathematically. All XRD patterns were collected with a Philips APD 3720

X-ray Diffractometer pictured in Figure 2.5.

2.7.4 X-ray Photoelectron Spectroscopy (XPS)

X-ray Photoelectron Spectroscopy was used to determine the chemical states. Figure 2.6

shows a rudimentary schematic of XPS and the Kratos Axis 165 which was used to gather all

XPS spectra. When a sample is irradiated with X-rays, electrons from the sample will be emitted

with a certain kinetic energy equal the energy of the incident photon less the binding energy and

work function of the detector.

hν=Ebinding+Ekinetic+ϕ (2.2)

where hν is the energy of incident X-rays, Ebinding is the binding energy, and ϕ is the work

function of detector.

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Figure 2.5 (A) schematic showing Bragg’s law; (B) Digital image of X-ray Diffractometer

B

A

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Figure 2.6 Schematic of X-ray photoelectron spectroscopy (Reprinted with Permission from

Wikipedia); (B) digital picture of Kratos Axis 165.

B

A

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2.7.5 Raman Spectroscopic characterization

Raman spectroscopy is used to study low-frequency vibrational and rotational modes in

molecules or crystals. A light of known wavelength is shone on the sample. Most of the light will

be scattered elastically. This is called Rayleigh scattering. A small fraction of light will be

scattered inelastically (Raman scattering). This happens when a molecule is excited from its

ground state to some virtual state and returns to a different state of vibration or rotation. When

the molecule returns to a lower energy state than the original energy, this is called Stokes

scattering. When the opposite occurs and the molecule returns to a higher state of energy, this is

called Anti-Stokes scattering. Raman spectroscopes measure this shift. The possible scattering

effects are shown in a diagram in Figure 2.7.

Figure 2.7B shows the Bruker Senterra system used for Raman spectra collection. A 785

nm excitation wavelength was used. Images of samples were collected at 50X or 100X

magnification using a CCD camera. Laser power was kept at 10 or 25 mW. Integration time was

20 sec, 2 co-additions were used for all samples.

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Figure 2.7 (A) Schematic of Raman scattering, (B) Bruker Senterra Raman system

Ground

States

Virtual

Energy States

(1) (2) (3)

(1) Rayleigh Scattering

(2) Stokes Raman

Scattering (3) Anti-Stokes Raman

Scattering

A

B

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2.7.6 UV-vis spectroscopy

UV-vis spectroscopy measures the amount of light a solution has absorbed to measure its

concentration. It only works with substances that are active in the UV and visible regions. UV-

vis was used to measure the degradation of the dye by measuring the absorption of an aliquot of

dye every hour. This concept is based on Beer’s law. Absorbance is directly proportional to

concentration until too high a concentration is reached.

A=εbc (2.2)

Where A is absorbance (no units), ε is the molar absorptivity with units of L mol-1

cm-1

b is the path length of the sample, which is the path length of the cuvette in which the sample is

contained, c is the concentration of the compound in solution, expressed in mol L-1

.

Ocean optics USB-4000 spectrometer equipped with DH-2000 UV-vis-NIR light source

was used to collect UV-vis spectra (Figure 2.9). All collections were conducted inside quartz

cuvette.

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Figure 2.8 Digital pictures of UV-vis spectrometer

Light source

Sample holder

Spectrometer

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CHAPTER 3

3. RESULTS AND DISCUSSION

3.1 Synthesis of CuO nanowires and systematic study of Ta sputtering

Ever since the ability of titanium dioxide to split water in a photoelectrochemical cell was

demonstrated, metal oxides have gained a huge amount of attention for their optical, electronic,

sensing, and photocatalytic applications.14,15,28,45,46,55,57–60,94,146

Core shell nanowires can be

synthesized through a variety of methods discussed previously including solvothermal, sol-gel,

electrospinning, thermal annealing, CVD, and PVD processes.

Thermal annealing and PVD are combined to synthesize these nanowires. These

techniques are simple, environmentally friendly, and completely dry methods that avoid the

problems of contamination and aggregation dealt with in other methods. CuO nanowires were

first synthesized using a simple, catalyst-free thermal annealing method.50,54,99

The nanowires

were grown at 410°C in air for 6 h. The as-prepared nanowires were generally straight and

tapered in shape as shown in Error! Reference source not found.A. Error! Reference source

not found.B, C, and D show the diameter distribution, EDX spectra, and XRD pattern for these

nanowires. Figure 3.1E shows that the preferred plane for CuO growth is (-111), and the

direction of growth is [011]. Oxide formation in Cu at 410°C occurs via a short-circuit diffusion

mechanism where the rate is controlled by the diffusion of atoms and ions through dislocations

and grain boundaries in the oxide.147,148

The growth of CuO nanowires cannot be explained

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through the VLS or VS mechanism. In the VLS mechanism, a metal droplet acts as a catalyst for

nanowire growth.50

The diameter of the nanowire is determined by the diameter of the droplet.50

Moreover, the droplet can be found at the tip or base of the newly formed nanowire.50

CuO

nanowires observed here and in the literature, however, have a tapered shape such that the

diameter at the base of the nanowire is greater than the diameter at the tip.50,99,147,148

Also, no

metal droplets could be observed on the tips or base of the nanowires. In the VS mechanism, the

precursors evaporate in a high temperature zone and condense in a low temperature zone.50

The

melting temperature of Cu, CuO, and Cu2O are all above 1000°C, which is much higher than the

temperature of oxidation (410°C).50

The homologous temperatures for Cu, CuO, and Cu2O are

0.38, 0.28, and 0.33 respectively.147

The VLS and VS models cannot be used to explain the

growth of CuO nanowires. Several mechanisms have been proposed in the literature. CuO

nanowires may grow through a stress-relaxation mechanism, screw dislocations forming on the

face of the crystal, or through Cu ion diffusion through dislocations.50,99,147,148

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Figure 3.1 (A) SEM image of CuO nanowires, (B) diameter distribution of nanowires (41.94 ±

13.66 nm), (C) EDX composition profile of nanowires, (D) XRD spectrum of CuO nanowires,

and (E) TEM image of CuO nanowires

A

D

B

C

CuO

(-111)

2.51 Å

2 nm

E

[011]

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3.1.1 Effect of sputtering duration

Following sputtering for 1 min, the nanowires are covered with a thin, largely amorphous

layer of tantalum. Crystallinity in the 1 min Ta film becomes apparent when observing the TEM

images of the film. -Ta grains were observed with (400) texture. The nanowires still have a

tapered shape, but this diminishes with further sputtering. The nanowires also become curlier

with more sputtering time. After 5 min, the nanowires appear to have flatter, more cylindrical

tips. Also, the increasing curliness is very apparent after 5 min. At 5 min of sputtering,

crystalline Ta nanoparticles are formed and are shown in Figure 3.4C and D. The Ta begins to

nucleate and form crystalline nanoparticles. After 10 min of sputtering, the branched structure

has formed and this structure persists for the samples sputtered for longer durations. From 30

min onward, some nanowires appear to be buried, and some appear broken and flattened on the

surface. Also, the nanowires are still curlier, but the tips are more vertically aligned. In Figure

3.3, the average diameters and standard deviations of the nanowires are shown. The average

diameter increases linearly with time. Crystallinity only becomes apparent in XRD after

sputtering for at least 30 min. At 30 min, three tantalum peaks appear–(002), (202), and (513).

The films have (002) texture with the (513) peak being the second strongest in intensity until 75

min is reached. The growth of (002) “fiber-texture” at low sputtering pressure is also reported

elsewhere.110

The growth of the film initially resembles the Stranski-Krastanov (SK) structure up to 5

minutes of sputtering.149

In the SK growth mode, the substrate is covered with completely with a

film, and clusters form on top of the film.149

The clusters are (202) β-Ta nanoparticles shown in

Figure 3.4C and D. The clusters, however, do not adhere well to the underlying film and are not

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found on the nanowires’ surfaces. After 10 minutes of sputtering, a columnar structure forms the

nanowires. This process begins when the nanoparticles reach a critical size.149

In this case,

diffusion on the surface is very limited. This results in the formation of the columnar structure

instead of a polycrystalline which would form if the incoming atoms were able to diffuse

laterally.149

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Figure 3.2 SEM and TEM images of core-shell nanowires with different sputtering duration. (A)

and (B) 1 min, (C) and (D) 5 min, (E) and (F) 10 min, (G) and (H) 15 min, (I) and (J) 30 min,

(K) and (L) 45 min, (M) and (N) 60 min, (O) and (P) 75 min

A B C D

E F G H

I J K L

M N O P

1 μm

100 nm

1 μm

100 nm

1 μm

1 μm 20 nm 20 nm

20 nm

20 nm

20 nm 20 nm

20 nm

20 nm 1 μm

1 μm

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Figure 3.3 (A) Diameter of nanowires plotted against time (1D, 1A–8A) [Diameter (nm) =

42.454 + 2.148t (min), R2 = 0.9885], (B) XRD spectra of CuO nanowires and nanowires with Ta

film sputtered for different durations, and (C) table identifying the β-Ta peaks in the samples

(degrees) Sample Species (hkl)

33.89 5A–8A β-Ta (002)

38.47 8A β-Ta (202)

70.61 5A–8A β-Ta (513)

C B

A

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Figure 3.4 Morphological evolution of Ta film over time. (A) and (B) 1 min, (C) and (D) 5 min,

and (E) 10 min

10 nm

A

2 nm

β-Ta

(400)

2.58 Å

β-Ta

(202)

2.36 Å

B

2 nm

D

20 nm

C

20 nm

E

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3.1.2 Effect of sputtering pressure

The effect of sputtering pressure was also tested. Figure 3.5 shows the SEM and TEM

images for these nanowires. The XRD data and average diameters of the nanowires are in Figure

3.6. The “fir tree” grain structure also appears on these nanowires, but increasing pressure seems

to suppress crystallinity. The average diameter of the core-shell nanowires increases with

pressure over the interval observed, but it does so irregularly. The higher pressure films show no

crystallinity in tantalum except for a slight peak at 3 mTorr (0.4 Pa). Crystallinity in sputtered Ta

films has been reported at higher pressures, but the grains were randomly-oriented.110

Even at

lower pressures, however, the films reported here show little or no crystallinity. Crystallinity

may be present in the films, but it is not enough to be detected by XRD.

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Figure 3.5 SEM and TEM images of samples prepared at different sputtering pressure. (A) and

(B) 3 mTorr, (C) and (D) 5 mTorr, (E) and (F) 8 mTorr, (G) and (H) 12 mTorr, (I) and (J) 20

mTorr.

A B C D

E F G H

I J

1 μm

1 μm

1 μm 1 μm

1 μm

20 nm

20 nm

20 nm

20 nm

10 nm

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Figure 3.6 XRD patterns (A) and diameter distribution (B) of samples prepared at different

sputtering pressure.

B

A

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3.1.3 Effect of sputtering power

The sputtering rate is linearly dependent on power (Diameter (nm) = 1.7386 + 0.1618

P(Watts)). Figure 3.7 shows the microstructural evolution of the nanowires and their average

diameters. At higher power (150 and 200 W), nanowires are curlier and some are broken and

buried by the film. The 50 W nanowires shown in Figure 3.7B appear to have the nascent fir tree

structure, but no crystallinity was observed in the film. Also, no Ta nanoparticles were observed.

XRD spectra for these samples are in Figure 3.8. At 100 W, the (002) texture predominates. At

150 W, the (002) and (202) peak are both present, but it is difficult to tell how the crystallinity

will evolve over time without a similar study varying the time being performed at this power. At

200 W, the (202) peak predominates and is the only Ta peak present. This means that the films

texture also varies with power.

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Figure 3.7 SEM and TEM images of core-shell nanowires sputtered at different sputtering

power. (A) and (B) 50 W, (C) and (D) 150 W, (E) and (F) 200 W. (G) Diameter of nanowires

and thickness of shell against sputtering power.

A B C D

E F

G

20 nm

100 nm 1 μm

1 μm 20 nm 1 μm

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Figure 3.8 XRD patterns of samples prepared at different sputtering powers.

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3.2 Annealing study on tantalum films

After the sputter deposition systematic study was completed, an annealing study was

performed on the Ta films. The film sputtered for 75 min at 2 mTorr and 100 W was chosen for

further study. Several of these samples were prepared and annealed in air in a box furnace at

different temperatures. The SEM and TEM images are shown in Figure 3.9. Figure 3.10 shows

the XRD spectra. At 200°C, tantalum peaks are present with the strongest reflection coming

from (002). These peaks disappear after annealing at 400°C, and at 600°C and higher

temperatures, several oxide peaks appear. The formation of new phases may explain the sudden

drop in diameter at 700°C. The increase in diameter from the 75 min sputtered sample to the

sample annealed at 200°C may be due to the formation of more crystalline tantalum and the

diffusion of copper and oxygen into the film, which is apparent from the line profile of the

nanowire annealed at 200°C shown in Figure 3.11. At 600°C oxides begin to form, but at 700°C,

several different oxide peaks appear. Most oxide phases have a lower density than -tantalum

(16.3 g/cm3) which helps explain the volume increase.

110 After annealing at 200°C, the film’s

surface has not changed considerably, but at 400°C, the regular, branched appearance gives way

to a lumpier film. At 800°C, there appears to be some faceting on the surface of the nanowires.

Oxide forms at 600°C and at higher temperatures. When Ta oxidizes, suboxides are formed first

which gradually change to Ta2O5, which is reflected in Figure 3.10A.53

Also, Ta does not react to

form tantalum oxides until the entire matrix is saturated with O2.53

The O/Ta ratio shown in

Figure 3.10C increases rapidly until the annealing temperature reaches 600°C. As the

temperature increases, the concentration of O2 reaches the saturation point more quickly. The

formation of TaOx changes the nature of O2 diffusion.53

Initially, O2 diffuses through Ta metal.53

Then, when oxidation begins, the O2 must diffuse through a mixture of Ta metal and TaOx.53

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Also, the grain fir tree structure starts to disappear at higher annealing temperatures. The grains

coalesce and the film gets smoother with time. In Figure 3.12, Raman spectra were collected for

the various oxides. These show no shifting in the CuO peaks. This indicates that there is little to

no strain at the interface. The reflectance spectra in Figure 3.13A show that the oxide films

(600°C, 700°C, and 800°C) have flat and low reflectance profiles throughout the UV and visible

regions. The band gaps were derived from the Tauc plots made based on Kubelka-Munk

theory.150

Figure 3.9 Oxidation of core-shell nanowires at different temperature. (A) and (B) 200 °C, (C)

and (D) 400 °C, (E) and (F) 600 °C, (G) and (H) 700 °C, (I) and (J) 800 °C

A B C D

E F G H

I J

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Figure 3.10 XRD patterns (A), diameter distribution (B), and O/Ta ratio from EDX of nanowires

annealed at different temperatures

B C

A

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Figure 3.11 (A) HAADF image, (B) line profiling of sample annealed at 200 °C.

A B

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Figure 3.12 Raman spectra comparison of samples with different annealing temperatures. (A)

Raman spectra of CuO nanowires with and without Ta coating. (B) Raman spectra of coated

sample annealed at different temperature.

A B 293 cm

-1

339 cm-1

622 cm-1

744 cm-1

293 cm-1

339 cm-1

622 cm-1

744 cm-1

1088 cm-1

1088 cm-1

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Figure 3.13 UV-vis DRS of Ta films sputtered for 75 min annealed at different temperatures for

2 h: A) Raw reflectance spectra and the Tauc plots and band gaps for B) 200°C, C) 400°C, D)

600°C, E) 700°C, and F) 800°C

B

C

A

D

E F

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3.3 Annealing study on tantalum oxide films with N2, NH3 and urea

Two of the films subjected to annealing with urea produced interesting results in XRD.

Sample 1 and Sample 3 both showed evidence of a graphitic carbon nitride (g-C3N4) peak.

Figure 3.14 shows the TEM images of the films left deposited on both of the samples. The film is

partially amorphous, but has some crystallinity which can be seen in Figure 3.14B. The Raman

spectra were collected for these two samples and an initial CuO-TaOx-NiOy core-shell nanowire

sample. No peaks were observed however for g-C3N4. The Raman spectra in Figure 3.15 show

very little shift in the CuO peaks.

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Figure 3.14 TEM photos of (A,B) sample 1 and (C,D) sample 3

Ta2O

5

0.348 nm

0.317

nm

C3N

4

C3N4

Ta2O

5

0.331

nm

D

B

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Figure 3.15 Raman for CuO sample, TaOx sample, NiO sample in two different spots, and the

two urea samples examined. Peaks marked by dotted line show that there is very little shift after

sputtering and annealing process.

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Figure 3.16 XRD of urea-annealed samples 1 and 3 compared with CuO nanowires

(002)

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3.4 Addition of NiOy layer and photocatalytic studies

The nanowires sputtered with Ta for 30 min and annealed in air at 700°C for 2 h are

shown in Figure 3.17. The fir tree structure on these nanowires has disappeared. The film is

smooth and polycrystalline, and several oxide phases are present. Figure 3.19 shows selected

TEM images from the thin layer CuO-TaOx-NiOy nanowires. Figure 3.21 and Figure 3.22 show

the XRD patterns for the thick and thin photocatalysts with the Ta layer fabricated first. The

crystallinity of the TaOx is apparent from the XRD pattern. No NiOy peaks were detected in any

of the samples. Crystallinity was observed in XRD only in the thick films and the thin CuO-

TaOx-NiOy heterostructure. Figure 3.24 and Figure 3.25 show the XPS data for the thick CuO-

TaOx heterostructure and the thick CuO-TaOx-NiOy heterostructure. Figure 3.27B confirms the

existence of NiO on the nanowires, but it may not be crystalline.

For the degradation experiments, all of the samples were stirred in the dark for 30 min.

The graphs begin at zero, which is the time when each sample was placed under illumination.

The drop in concentration observed is due to the adsorption of the dye onto the catalyst. Without

the adsorption of the dye on the catalyst, photodegradation cannot occur.86

Figure 3.30 shows the

degradation of methyl orange under UV with several catalysts. The best performing catalyst was

selected thusly. Each experiment was performed with one sample with catalyst and one without

catalyst samples run concurrently. The best conditions were selected based on the two samples

with the largest difference in final concentration. The best performing catalyst was the thick

CuO-NiOy-TaOx catalyst which degraded the material by 59.6%. This was used for finding the

best dye (Figure 3.29) which was found to be methylene blue. Methylene blue did not degrade

more than all of the other materials, but it showed the greatest difference in degradation between

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the sample with catalyst and without catalyst. Phenol with H2O2 as a sacrificial reagent and

congo red both degraded rapidly with or without catalyst; therefore, they were not useful for

comparison. Rhodamine 6G and rhodamine B showed no difference in degradation with or

without catalyst. This implies that the catalyst has no discernible effect on the process. Methyl

orange had showed results similar to methylene blue, but the catalyst made the greatest

difference in methylene blue. Afterwards, the thin layer heterostructures were synthesized and

compared to the thick layer heterostructures. Figure 3.30 shows that thin layer CuO-TaOx-NiOy

was the best performing candidate, and it was used to test the effect of initial concentration and

catalyst loading on the degradation rate. The results are in Figure 3.31 and Figure 3.32. The best

initial concentration for photocatalysis was found to be 20 mg/L and the best catalyst loading

was found to be 1.0 g/L. The best candidates were again chosen based on the difference in

percent degraded between the sample with catalyst and without catalyst. Because the dye

solution absorbs some of the incident light, if the concentration of the solution is too high, most

of the incident light will be absorbed by the solution and the photocatalyst will not be activated.

In the case of catalyst concentration, if too much catalyst is in the solution, a shadowing effect

can occur and prevent all of the catalyst from being activated.

Rate constants for the different catalyst loads are shown in

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Figure 3.34. They were calculated by assuming first-order kinetics. For comparison, a

report on the degradation of methylene blue using Degussa P25 TiO2 under UV irradiation was

used.151

The TiO2 catalyst decolorized a 10 mg/L solution (3.1210-5

M) by approximately 96%

with 1.2 g/L catalyst concentration after 5 h.151

The thin layer CuO-TaOx-NiOy catalyst

decolorized the methylene blue by 75.3% with 1.0 g/L catalyst concentration (Figure 3.28).

However, the heterostructure shows superior performance when compared to CuO nanowires in

the degradation of methyl orange (Figure 3.28). The difference in rate constants may be due to

the nature of the catalyst. After fabrication of the catalyst, the film is scraped off and weighed.

This may not contain an even proportion of nanowires that have the complete three-layer oxide

0.114 h-1

0.132 h-1

0.054 h-1

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structure because new nanowires grow during each round of thermal annealing. There may be

nanowires coated only with NiO or with no coating at all due to the fabrication method.

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Figure 3.17 (A) and (B) SEM images of CuO-TaOx (30 min sputter) nanowires, (C) diameter

distribution of CuO-30 min TaOx nanowires.

B

100 nm

C 172.66±22.08 nm

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Figure 3.18 (A) SEM images of CuO-TaOx (30 min sputter)-NiOy (25 min sputter) nanowires,

(B) diameter distribution of nanowires, (C) EDX composition of nanowires.

Element Weight% Atomic%

O K 21.72 56.37

Ni K 10.7 7.57

Cu K 48.5 31.69

Ta M 19.08 4.38

Totals 100

A

260.39±39.22 nm

B

C

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Figure 3.19 (A), (B), and (C) TEM images of CuO-TaOx-NiOy (10 nm layers)

A

Ta2O

5

(022) 2.50 Å Ta

2O

5

(310) 3.25 Å

O5Ta

2.11

(105) 2.15 Å

O5Ta

2.11

(105) 2.16 Å

O5Ta

2.11

(105) 2.16 Å

Ta2O

5

(402) 2.13 Å

OTa

(111) 2.55 Å

2 nm

O5Ta

2.11

(105) 2.15 Å

O5Ta

2.11

(212) 2.17 Å

OTa

(200) 2.21 Å

2 nm

Ta2O

5

(017)

3.05 Å

PDF

27-1447

2 nm

B

C

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Figure 3.20 XRD pattern for CuO-TaOx-NiOy system with 30 min sputtered layer of Ta annealed

at 700°C and 25 min sputtered layer of Ni annealed at 500°C

Figure 3.21 XRD pattern for CuO-TaOx-NiOy system with 10 nm sputtered layers

(0

02

)

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Figure 3.22 XRD pattern for CuO-NiOy-TaOx system with 25 min sputtered layer of Ni annealed

at 500°C and 30 min sputtered layer of Ta annealed at 700°C

Figure 3.23 XRD pattern for CuO-NiOy-TaOx system with 25 min sputtered layer of Ni annealed

at 500°C and 30 min sputtered layer of Ta annealed at 700°C

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Figure 3.24 XPS spectra for 30 min sputtered Ta film annealed at 700°C for 2 h in air A) Ta 4f,

B) Cu 2p, C) O 1s, D) C 1s

A

Ta5+

4f5/2

Ta

5+ 4f

7/2

Ta0 4f

7/2

B

Cu2+

2p1/2

Cu2+

2p3/2

C O2-

1s

O 1s

D C 1s

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Figure 3.25 XPS spectra for 30 min sputtered Ta film annealed in air at 700°C, sputtered with Ni

for 25 min, and finally annealed again at 500°C A) Ta 4f, B) Ni 2p, C) O 1s, D) C 1s

A

Ta5+

4f5/2

Ta5+

4f7/2

Ta

0 4f

5/2 Ta

0 4f

7/2 B

Ni2+

2p3/2

Ni2+

2p1/2

C O2-

1s

O 1s

D C 1s

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Figure 3.26 Tauc plots and band gap energies for (A) CuO nanowires, (B) CuO-30 min TaOx

nanowires, (C) CuO-30 min TaOx-25 min NiOy nanowires, (D) CuO-25 min NiOy, (E) CuO-25

min NiOy-30 min TaOx

A B

C

D

E

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Figure 3.27 Tauc plots and band gap energies for (A) CuO-TaOx (10 nm sputter) nanowires, (B)

CuO-TaOx-NiOy (10 nm sputter) nanowires, (C) CuO-NiOy (10 nm sputter) nanowires, (D) CuO-

NiOy-TaOx (10 nm sputter) nanowires

A B

C D

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Figure 3.28 Degradation of methyl orange under UV irradiation with several different catalysts

Figure 3.29 Degradation of several different dyes using the CuO-NiOy (25 min sputter)-TaOx (30

min sputter) nanowires

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Figure 3.30 Degradation of methylene blue with CuO-TaOx-NiOy (10 nm layers) and CuO-NiOy-

TaOx (10 nm layers) nanowires

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Figure 3.31 Degradation of methylene blue with different initial concentrations using the CuO-

TaOx-NiOy (10 nm layers) photocatalyst

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Figure 3.32 Degradation of methylene blue with different catalyst loading using the CuO-TaOx-

NiOy (10 nm layers) photocatalyst

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Figure 3.33 First-order reaction kinetics fitting for samples with varied catalyst loading of CuO-

TaOx-NiOy (10 nm layers) photocatalyst

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Figure 3.34 First-order reaction rate constants fitting for samples with varied catalyst loading of

CuO-TaOx-NiOy (10 nm layers) photocatalyst

0.114 h-1

0.132 h-1

0.054 h-1

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CHAPTER 4

4. CONCLUSIONS AND FUTURE WORK

CuO-TaOx-NiOy nano-heterostructures were synthesized using a dry, step-by-step

thermal annealing in air and DC magnetron sputter deposition. A systematic study on the effect

of sputtering parameters on the morphology of the CuO-Ta nanowires and the crystallinity of the

Ta film was performed. The thickness of the film was found to be linearly dependent on

sputtering power and duration. Also, changing the sputtering power changes the texture of the

film. Sputtering at 100 or 150 W produces -Ta films with (002) texture. Sputtering at 200 W

produces -Ta films with (202) texture. Increasing the sputtering pressure diminishes the

crystallinity of the film. An annealing study was then performed on the Ta film. The Ta film

began to change to TaOx at 600°C. The film has numerous suboxides of Ta. The O/Ta ratio

revealed that as the temperature increased, the film quickly became saturated with more O2

before reacting to form a film with numerous suboxides in addition to Ta2O5. No N-doping was

observed after the nitridation experiments, but two of the samples developed a film of what

appears to be g-C3N4. NiO is present in the final catalyst heterostructures, but it does not appear

to be crystalline. The thick layer CuO-NiOy-TaOx catalyst outperformed both CuO nanowires

and CuO-TaOx nanowires in the degradation of methyl orange. The thin layer CuO-TaOx-NiOy

catalyst outperformed the thick layer catalyst in the degradation of methylene blue but not

Degussa P25 TiO2. The best conditions for photocatalysis with the CuO-TaOx-NiOy

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photocatalyst were 20 mg/L initial concentration of methylene blue and 1.0 g/L catalyst

concentration.

In the future, photocatalytic water splitting will be explored with the goal of constructing

a micro-reactor for the splitting of water. Such reactors have been demonstrated for the

degradation of organic dyes and for water splitting.152,153,154,155,156

The advantage of the thermal

annealing and PVD approach is the ability to easily fabricate vertically aligned nanostructures on

a substrate. This allows for the fabrication of a suitable morphology for a simple photocatalytic

flow reactor. After an active photocatalyst for water splitting under irradiation has been

developed, a simple flow reactor can be developed for a continuous water photolysis process

with a catalyst that splits water directly irradiation. With further study, this catalyst can be made

to split water under visible light and photolysis under irradiation from direct sunlight can be

explored.

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APPENDIX

Figure A.0.1 XPS spectra for 75 min sputtered Ta film (A) Ta 4f, (B) O 1s, (C) C 1s, (D) Cu 2p

A

Ta5+

4f5/2

Ta5+

4f7/2

Ta0 4f

7/2

Ta0 4f

5/2

O 1s

O2-

1s B

C 1s C D

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Table A.1 XPS peak assignment for 75 min Ta film, 30 min TaOx film and 30 min TaOx-25 min

NiO film

Region Peak Assignment Binding Energy

75 min Ta

film

30 min

TaOx film

(700°C)

30 min TaOx

(700°C)/25 min

NiOx film

(500°C)

Ta

1 Ta5+

4f5/2 28.47 28.12 28.42

Ta5+

4f7/2 26.6 26.19 25.61

Ta0 4f5/2 24.06 / 23.07

Ta0 4f7/2 22.23 22.02 21.48

Ni

2 Ni2+

2p3/2 / / 853.6992

Ni2+

2p3/2 Shoulder / / 854.6906

Ni2+

2p3/2 Shoulder / / 855.869

Ni2+

2p3/2 Satellite / / 860.7667

Ni2+

2p3/2 Satellite Shoulder / / 863.5889

Ni2+

2p3/2 Satellite Shoulder / / 866.3468

Ni2+

2p1/2 / / 871.0836

Ni2+

2p1/2 Shoulder / / 872.9498

Ni2+

2p1/2 Satellite / / 877.7026

Ni2+

2p1/2 Satellite / / 880.6268

Cu

3 Cu2+

2p3/2 / 933.5614 /

Cu2+

2p3/2 Shoulder / 935.5642 /

Cu2+

2p3/2 Satellite / 940.824 /

Cu2+

2p3/2 Satellite / 942.3444 /

Cu2+

2p3/2 Satellite / 943.8608 /

Cu2+

2p1/2 / 953.0486 /

Cu2+

2p1/2 / 954.2433 /

Cu2+

2p1/2 Satellite / 962.0757 /

O

4 O2-

1s in Ta2O5 530.5889 529.8323 /

O2-

1s in NiO / / 529.6892

O 1s 531.8124 531.4148 531.4402

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Figure A.0.2 Selection of photocatalyst and light for degradation