Susan J Dlott Financial Disclosure Report for 2009
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Transcript of Susan J Dlott Financial Disclosure Report for 2009
8/3/2019 Susan J Dlott Financial Disclosure Report for 2009
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in Government Act of1978F OR C A LEN D A R Y EA R 2 0 0 9 ( 5 v s . c , v , ] ,. ~ 7 0 7 - ~ 1 0
1 . P c z ~ o n R c p o r t i n [ ( ~ a z t n a m e , f i r ~ m i d d l e i ~ J ~ ] ) 2 . C o u r t o r O r g a n i z a t io n 3 . D a t e o [ R e p o r t
D LO Tr , S U S A N L U S SO U T H~I L ~ D I ST R I C T O F O H iO 4/14/2010
4. Ti t le (A~clc I~ jud ges indicatc act ive or s~mior s tat~; 5 ~ . R ~ p o r ~ T y p e ( c . h ~ c k a p i u o p r i a t c t y p e ) 6 . Rcpor t~ag Per iod
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U S C O U R T H O U S E with applicable Laws snd regula tions .
2 N D F L O O R R O O M 2 2 7C ] ~ C I N ~ A T I O H I O 4 5 2 0 2
R e v i ew i n g O W w . e r D a te
I M P O R T A N T N O T E S : T~e i~utruct~r~ accomj,~,in~ this form mu~t be fdlm~e,! Complete all part~che~king the NONE box for each part where yo u hm,e no repor table information, Sign on last pag~
D N O N E (N o reportable positions.)
P O S I T I O N NAME OF ORGANIZATION/ENTITY
1 . C O -P EtLSO N A L R EP R ESEN T A T IV E , : :~ ] ESTA T E
[~ NONE (No r e po r la b le a gr e e me n t s . )
DATE PARTIES AND TERMS
i.
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FINANCIAL DISCLOSURE REPORT
Page 2 of 15 l ~ L O ’ r ’ r , s v s A r ~ a t . 4 / t 4 t 2 o ~ o
HI. NON-INVESTMENT INCOME. ~,,g
A. FHer’s Non-Investment Incom e
N O N E (N o repgrtable non-investment income.)
DATE S O U R C E A N D T Y P E I N C O M E( y o u a - ~ , n o t s p o u s e ’ s )
I.
2.
3.
4.
B . S p o u s e ’ s N o n - ln v e s t m e n t I n c o m e - lf yow tt~r¢ married during any p~raon of th¢ rtpor~g y~ar, c~l~e ~ ~
~I~ om~ ~t ~red ~ for ~)
~ NO~ ~o r~o r tab le n o n - i n vestm en t i n co m e.)
~ SO~CE AND ~E
1 . PI~ ~ a~ I~ ~ ~ on F~ciM ~1~.
2.
3.
4.
(l~ude~ au~e ~ xpo~e and ~d~m chitdrm: s~ pp. 25-27 of filing inarucaons.)
[~] N O N E (N o reportable reimbursements .)
S O U R C E DATE~ LOCATION P U R P O S E ITEMS P AID OR P ROVIDED
I.
2.
3.
4.
5.
8/3/2019 Susan J Dlott Financial Disclosure Report for 2009
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Na me o f P e r s o n R e po r t i ng :Dat e o f Re p or tF I N A N C IA L D I S C L O S U R E R E P O R T
I OLO ,SUS.age 3 of 15
V . G I F T S . a,,~,~,~ ~hose lo n, o~e ,~t ~t ,~,~, ,a~ ct ,~o,; ,, ,~ r~ z~-J l
NO~ ~o rego~able
~ DES~ION
1 ,
3.
5.
CRgDtT~R DESCRI~N V~ CODE
I.
2.
3.
4.
8/3/2019 Susan J Dlott Financial Disclosure Report for 2009
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F I N A N C IA L D I S C L O S U R E R E P O R T ~,,,ofP . . . .R . p o m . g D.t,,fa,~n
Page 4 o f 1 5 D L O T T . S U S A N J . 4 1 1 4 n 0 ~ 0
I . BOND-GREEN OI~O INCOME TAX RE~ D I n t ~ r ~ M T
COMM, LEARNING CENTER
2 . BONI~-AKRON OHIO SEWER SYS REV C I n f a r c t M a t u r e d 1 2 / 0 1 / 0 9 L AS E R I E S 1 9 9 8 4 . 6 @ / , D U E I 2 / I ~ 9
3. B O N D - B L L rE A S H O H S E R V G A R A G E & C l n tm’ r s t M TFIR EHOU SE 3 % DUE ] 1 1 1 11 0
4. B O N D - C I N C I 2f f N A T I O H I O C I T Y S C H L - D I n t . ~ m s t M a t u r e d 1 2 ] 0 1 1 0 9 M AF A C C O N S & I MP R 5% DUEI 2 / I /09
5. B O N D - F R A N K L I N C O , O H H O S P R E V C I n t r u s t M a t u r r d 06/01/09 M A
H O L Y C R O S S 5 % D U E 611109
6. B O N D - C I N C I N N A T I O H I O C I T Y D lntr re .s t M TSCHOOL DISTRICT 5° / , DUE 12/1 /15
7. B O N D . F A I R F I EL D & U N I O N L O C A L D In~’rst M TSCH OOL, 3 ,875%, DUE 12 /1112
8, C A S H h e l d i n c u s t o d i a n a t Jo h n s o n N o n e N T[ n v rn s t m m t s ( # 9 ~ )
9. C A S H h e l d i n c u s t o d i a n ~ Jo h n s o n N o n e J TI nvc s t rm rn t s (#8932)
1 0 . Womr n s cap i t a l c l ub p ar t n r ~h i p (2 .5% A Dis t r ibu t ion K Wo n w r r ~ i p ) )
1 1 . I L L n qO I S E D U C F A C A U T H R M O R R I S C I n t r u s t M a t u ~ x i 0~/01109 M AC O L L E G E 5 % D U E 6 / 1 / 0 9
1 2 . B O N D - L O R A I N C O O H R E V C A T H D Int~st M THEAL T HC AR E 5 .2 % DUE 91 1 1 1 0
! 3 . F fF T H T H ] ’ R D B A N K C H F J Z KI N G A C C T ~ A In teres t I T
1 4 . S H S S Y S C O C O R P A D i ~ d d c n d S o l d 02/13109 L E
1 5 . S H S A D O B E S Y S T E M S I N C N o n e S o l d 02/04/09 K A
1 6 . B O N D - L A K E O H L O C A L SC H D I ST D In t~ r~ t M TGEN OBLIG 5.35% DUE 12/01/11
1 7 . SH S A KA M A I TEC H N O LOGIES No n e Sold 02/12/09 K A
8/3/2019 Susan J Dlott Financial Disclosure Report for 2009
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N a m e o f P e r so n R e p o r ti n g Datc of R e p o r t
PagcF[NANCIAL5 of 15 DISCLOS ~ ~PORT DLO~, SUS~ J . ~ 1 4 ~ 0 1 0
NO~ ~o r~ortable income, ~sets, or ff~actio~.)
A. B. C. D.
D~ of~s~ ~d~g ~ v~u~ ~t ~ T~o~
O) (2 ) 0) (2 ) 0) (2) O) (~)
1 8 . SHS D~ CO~ON A ~d S o l d 0~1~ ~ A
1 9 . S H S C ~ I EV R O N C O R P A l~vid~d J T S o l d 08/27/09
20 . S H S E X X O N M O B I L ( ~ 9 3 2 ) A D i v l d ~ n d S o l d 08/27/09
21 . S H S I S H A R E S S & P S M A L L C A P 6 0 0 A D i v i d ~ a d S o l d 02/03/09 L B
22 . S H S I ’ v [I C R O S O F T C O R P B D i v i d e m d M T
23 . S H S P E P S I C O I N C C Divided L T
24 . S H S . I O H ] q S O N F I X ED I N C O M E F U N D E Divided N T B u y 0 7 / 2 9 1 0 9 M
25 . SHS BI~a B I L L I TO N L T D A D R A D i v i d e n d 1 T
26 . S H S C O N O C O P H I L L IP S C D i v i d e n d L T
27 . B O N D - C L E V E L A N D O H D In tvm; t M TW A T E R W O R K S R E V I S T M O R T S E R I E SG 5.5" /~ 2013
28 . S H S C A T E R P I L L A R T R A C T O R A D i v i d e n d S o l d 1 . 0 / 0 1 1 0 9 I A
2 9. S H S D A N At IT :, K C O R P ( #8 93 2) A D iv l cLm d S o l d 10/19/09 J A
30 . F i f t h Th i rd Bank S t~ck A Di.vid~nd S o l d 0 8 1 1 3 1 0 9 K A
31 . S H S P R O C T E R & G A M B L E C O D D i v i c k n d M T
32 . S H S C I S C O S Y S T E M S I N C N o n e I T
33 . S H A R E S W E L L P O i N T I N C N o n e S o l d 02/13/09 L D
34 . S H A R E S E Q U I T A B L E R E S O U R C E S I N C A D i v i & m d J T S o l d 0 2 / 0 4 / 0 9 L E
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Ia m e o f P e r s o n R e p ~ r t i n ~ Dale of ReportF I N A N C I A LD I S C L O S U R E R E P O R T
P a g e 6 of 15 4n4ao t o
V I I. IN V E S T M E N T S a nd T R U S T S - ~=o, .~ , . ~ , , , . ~ , ~ , , ~ a.dud~ ,h~,e of.r . , .*e ~,d d~. ,d~.t rh#~ .~ r~ 3*-60
NONE (No r e po r t a b le i n c o m e , a sse t s , o r t r a n sa c t i o r s .)
A. B. C. D.
D~cf ip~on of Arae~ In~:n© during C , m s s v ~ f l u e a t e n d Tr ~ac f ions d~r i ng m p or t iug p e r i od
( i a d u d i ~ g t ’ s t r a m ) r epo ,~g lm iOd o f r t po r t i ~ Ix~od
CD (2) O) ~ 2 ) O) (~) O) (4)P l a c e " C A ’ ) " a R r r t a r . h a s s e t A m o un t T y p e (e . g ., Value Va lu e T y p e ( ~ g . , D a t ~ V a l u e O ~ i n I d e n t i t y o f
e x c e p t f i ’ o m p r i ~ " d i s c l o s u r ~ C o d e 1 d i v . , r e n t , Code 2 M r th o d buy, sel l , m m / d d ~ y Co de 2 C od e I buy~r/sd ler
( A - H ) o r i n t . ) ( I - P ) C o d e 3 r c d c m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v s t e
(~w)
35 . S H A R E ~ G E N E R A L E L E C T R IC C I ) i v i d end K T S o l d 10/01/09C O M P A r e ’ (par t)
36 . S I I S E X X O N M O B I L C O R P O R A T I O N C D i v i d e n d L T S o l d 02/04109
3 7 . S H A R F ~ R O Y A L D U T C H P E T R O L EU M A D i v i d e n d S o l d 02/13/09
C O M P A N Y ( N E T H E e J . A N D S )
3 8 . S H S I O H N S O N & J O H N S O N C D i v i d , n d M T
39.- SHARES NOVARTIS AG ADR A D i v i d e n d K T
40 . L A K E 3 V O O D O H I O G E N 5 .0 % D U E D r m t e m s t M T
12/1114 DATED 5~26105
41 . G A H A N N A O H I O G E N 5 .0 % D U E 1 2 / 1 / 1 8 D Intcr r .s t M TDATED 911105
42 . I A C K S O N O H I O L O C A L S C I tO O L D I S T D In teres t M T
5 .0 % DUE 1 2 /1 /1 6 DAT ED 4 /2 1 1 0
43 . ~OR OHIO GEN 5.0% DUE 12/1/15 C I n t t a - r s t M T
D A T E D I 0 / !/ 0 5
44 . U N I O N C O U N T Y O H I O 4 . 5 % D U E D I n t c r r s t M T
12/1 /14 DATED 7/1 /05
45 . U N I V E R S I T Y O F C I N C I N N A T I G E N C In teres t M T
4 .0% DUE 6/1112 DATED 311105
46 . O C C I D E N T A L P E T R O L E U M A D i v i d e n d S o l d 0 3 1 0 6 1 0 9 J B
CORPORATION
4 7 . STR.YKER CORPORATION A D i v i d t m d S o l d 10/19/09, K A
4 8 . BOND - OHIO HOUSING FINANCY C I n t ~ r c s t M T
A G E N CY M O R T R E W ’ , 3 . 9 5 % , D U E 9 1 1 1 1 5
4 9 . OI~O STATE DEPT OF ADMIN D I n t ~ - c s t M T
SERVI CF~ C OP , 5%, DUE 911 / 11
50 . P I C K E R I N T O N O H I O L O C A L S C H O O L , C I n t e r e s t L T4 . 125%, DUE 12 / 1 /16
51 . S T A T E O F O H I O I N F R A S T R U C T U R E C Intr~cst M T
IMP, 4%, DU E 2/1/13
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57 . E M E R S O N E L E C T R IC C O M P A N Y B D i v i d e n d L T
5 8 . T H O R . N B U R G I N T E R N A T I O N A L B D i v i d v n d L T S o l d 02J04/09 L AV A L U e F U N V (p~)
59 . C O M C A S T C O R P C L A S S A S P E C I A L A D i v i d e n d J T
6 0. G I L E A D S C I E N C E S I ~ C N o n e S o l d 10/19/09 J B
6 1. R O C H ~ E I I O L D D q GS L I M I T E D - A D R A D i v i d e n d J T
6 2. U N I T ED H E A L T H C A R E C O R P A D i v i d v a d S o l d 10/01/09 J A
63 . S H S K E L L O G G C O M P A N Y A D i v i d e n d I T
64 . SHS KRAFT FOODS [NC A Dividend S o l d 06/30109 I A
65 . B O N D - S T A T E O F O I l ~ O B L D G A L r I ’ H D L a t c r e ~ t M TREV,5%, DUE 10]1 / 17
66 . S H S U S B A N C O R P A D i v i d e n d J T
67 . O H ] O M U N I E L E C T R I C G E N E R A T I O N D I n t c n ~ M TA G E N C Y " R E V C A L L A B L E 2 - 1 5 - 1 4
68 . B E C T O N , D IC K D 4 S O N A N D C O M P A N Y A D i v i d e n d l T
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F I N A N C I A L D I S C L O S U R E R E P O R T ~ .... tr~n R~po~g v,t, of~t
P age 8 o f 15 V L O T r , SU S A ~ J . 4 / 1 4 r 2 0 1 0
74 . P R I N C I P A L F I N A N C I A L G R O U P N o n e S o l d 10/19/09 J A
75. S A F E W A Y I N C O R P O R A T E D B D i v i d e n d L T B u y 02/04/09 L
76 . G O L D M A N S A C H S G R O U P I N C A D i v i d e n d K T
77 . G S F T N L S Q M M K T I N S T L A D i v i d e n d S o l d 0 3 1 0 5 1 0 9 L A
7 8 . I N T U I T I V E S U R G I C A L I N C N o n e S o l d 06/11109 K A
7 9 . M A N I T O W O C C O M P A N Y I N C A D i v i d e n d J T
80 . M I N D R A Y M E D I C A L I N T L L T D A D i v i d e n d J T
8 1 . P E P S IC O I N C O R P O R A T E D A D i v i d e n d J T S o l d 1 0 / 1 9 1 0 9 I B
8 2 . P E T R O L E O B R A S I L E I R O - S A A D i v i d e n d K T
83 . P O L O R A L P I t L A U R E N C O R P A D i v i d v o d K T
84 . T A T A M O T O R S L T D - S P N S A D R A D i v i d e n d K T
85. G R E A T E R C L E V E L A N D O I I I O D In tt : a~ t M TR E G I O N A L T R A N S P O R T A T I O N
AI.~ORITY GNE
8/3/2019 Susan J Dlott Financial Disclosure Report for 2009
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Page 9 of 15 ]4 / 1 4 ~ 0 1 0
N O ~ ~ o reportable income, ~sets, or ~a~actio~.)
~ B. C. D.
D~ of~ In~c d~g Gr ~s v~u~ st ~d T~ d~g ~ng ~
( A - H ) ~ i~) ( I - P ) C ~ = 3 ~) ( I - P ) ( A - ~ (i f
86 . MASON O~O GEN 4%D~ I~021~0 D ~t M T
87 . NORTH OLMSTED OHI O GEN. 5 . 2 . 50% D Intexest M TDUE ! 2/1/20
88. O H I O S T A T E H O U S I N G F I ] ~ A N C E C In teres t L TA G E N C Y R E V 3 . 7 % D U E 1 2 / !1 1 6
89 . B A N K . O F N E W Y O R K M E L L O N C O R P A D i v i d e n d S o l d 10/01/09 L A
90 . F P L G R O U P I N C B D iv id e n d L T
91. JOH N SO N DISC IP LIN ED M ID -C AP N o n e S o l d 02/03/09 M AFUND
9 2 . VANGUARD MONEY MARKET D Div idemd O T Bu y : 12/02/09 N
93 . Beav c rc r~ek Ohio c i t y s choo l d i s t r ic t 4 . 75% C I m g r e s t M T B u y 06/12/09 M
94 . D U B L l ~ O H I O C I T Y S C H O O L D In teres t M T B u y 02/18/09 MD I S T R I C T F A C . 4 . 0 %
95 . K E N ’ T O N C T Y . K Y S C H O O L D 1 S T R I C F C In ter t~ t M T B u y 02/17/09 MF I N A N C E 4 . 5 %
96 . K E N T U C KY S T A T E P R O P A N D B L D G . N o n e M T B u y 10/28/09 M
C O M M I S S IO N 5 ,0 %
97 . R I S IN G S U N ] ]q . S C H O O L B L D G . C O R P . C In teres t M T B u y 12/16/09 M3.8%
98 . W A L G R E E N C O M P A _ N Y A D i v i d e n d L T S o t d 10119/09 K E
9 9 . X T O E n e r g ~ t A D i v i d e n d S o l d 02/03/09 K A
1 0 0 . G A M E ST O P C O R P O R A T I O N N o n e B u y 0 1 1 0 6 1 0 9 K
101. G~OP CORPORATION N o n e S o l d 12/23/09 K A
1 0 2 . T Y C O I N T ER N A T I O N A L L T D A Dism’bu t ion
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N a m e o f P e r so m R c p o r t in l ~ D a t e o f R e p o r tF I N A N C I A LDISCLOS~~PORT
P a g e 1 0 o f 1 5 4 / 1 4 0 0 1 0
NO~ ~o r~r~ble income, ~se~, or ~ac~o~.)
A. B. C. D.
D~ of~ ln~e d~g ~o~ v~ue a t ~d T~a~o~ d~g ~g ~M
( A - ~ a ~t) ( J - P ) ~ 3 ~) ( l- V ) (if~
(~ ~)
103. ~ ~~ CO~ B Di~on
1 0 4 . A L L S T A T E C O R P O R A T I O N A D i v i d e n d S o l d 10/01/09 I A
105. APPLIED MATERIALS, INC A D i v i d e d I T Bu y 07/01/09 J
1 0 6 . N O R F O L K S O U T H E R N C O R P O R A T I O N A D i v i d e n d J T B u y 06/30/09 J
107. P O T A S H C O R P O R A T I O N O F A D i v i d e n d J T B u y 06/30/09 JS A S K A T C H E W A N , l N C
1 0 8 . B O E I !q G C O M P A N Y A D i v i d e n d S o l d 06/17109 J A
1 0 9 . T A R G E T CORPORATION A D i v i d e n d ,Sold !04/20109 J A
110. F RE E PORT M CM ORAN COPPE R & N o n e B u y 01/06/09 JG O L D
1 1 1 . F RE E PORT M CM ORAN COPPE R & N o n e Sold 08/27/09 l DGOLD
1 1 2 . AMERICAlq INTERNATIONAL GROUP, A Distr ibut ionINC.
! 13 . JOI -’INSON FIXED INCOM E FUND C D i v i dend J T Bu y 07/29109 J
114. F I R S T A M E K I C A N T R E A S U R Y A In teres t J T B u y 07/29/09 JO B L I G A T IO N S F U N D
115. ~RICAN EXPRESS A D i v i d e n d S o l d 06/11/09 K D
116 . A RCH E R D A N IE LS M ID LA N D A D iv id e n d K T
1 1 7 . B P P L C S P O N S A D R A D iv id e n d J T
1 1 8 . D P L I N C A D i v i d e n d K T B u y 03/05109 K
i 19 . EVERGREEN MONEY M ARKET A D iv id e n d Sold 12/01/09 K A
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IName of Person Repor/ing Date afD I S C L O S U R E REPORT
I ~ L O ~ r , S U S A ~ J .
P a g e 11 of 15 4 / 1 4 a o ~ o
V I I . I N V E S T M E N T S a n d T R U S T S - ~ , ~ o , ~ ~ a , o . ~ , ~ , a~a.,~,, thoso o/ ,po=o .,a do~,~,~,t ,hua,,~; .~, ~ ~.o o /ra~# ~
NO~ ~o repo~able income, ~sets, or ~actio~.)
D~p~ of~ h~e d~ng ~ss ~ue at ~ T~a~o~ dmng r~ng ~(racing ~ ~) r~g p~ of~g ~
0) (~) (D (Z ) 0) (~ ) O) (4) (5 )
PI~ "~" ~ ~ ~ ~ T~ (e.g., V a l u e V~ue T~ (e.g~ D a m Value G~ Id~ of
~pt ~ p~ ~cl~ C~e 1 ~v., ~ ~e 2 M~ b~, soil ~d~ C~e 2 ~e I b~/sell~
(~-~ ~ ~) ( J-O) ~ 3 ~:~) (J-e) (~-~ (if~
(~
120. GS F~ SQ ~T ~S~ None L T ~y 01/0~ L
121. ~PLE ~C None L T B~ 06/i l/~ J
I~. ~CS L~ None K T
1~. ~BRO ~C A ~d~d K T Buy 0 1 / 1 5 / 0 9
124. ~U~ SE~OR SPDR A ~d K T
25. ~g MSCI ~ ~ A ~d~d K T
126. ISiS ~MS~ ~RG~G A Di~d~d K T
127. ~OG~ COMP~ ~ON A ~d~d J T B~ 03 / 05 / 09 J
128. ~D~O~C ~C A ~d K T
129. ~SE ~O~ B ~d K T B~ 01 / 15 / 09 K
130. P~ ~SS ~C A ~d~d K T
131. S~ERGER L~ A ~d~d K T
132. ~R~OLIO ~CO~RY ~S~ None J T
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L I N ES 8 A N D 9 A R E C A S H A C C O U N T S H E L D I N I N V E S TM E N T A C C O U N T S F O R F U T U R E P U R C H A S E S .
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L I N E 1 0 9 T A R G E T W A S S O L D I N T H E C U R R E N T Y E A R I N F h 4 T I R E - F Y A N D W A S I N L C U D E D O N L I N E 1 9 I N T H E P R I O R Y E A R
L I N E 1 3 5 S t I A R E S O F H O L O G I C S A R E T H E T O T A L C O M B I N E D F R O M T H E P R I O R Y E A R L I N E S 5 6 A N D 1 2 4 A N D ! 9 2
L I N E 9 1 JO H N S O N M I D C A P W A S C O M B I N E D D U E T O S A L E I N ~ C U R R E N T Y E A R A N D W A S S H O W N O N L I N E S 6 0 & 1 8 2 IN T H E P R I O I ~
L I N E 1 2 8 1 M E D T R O N I C S W A S S H O W N O N L I N E 7 1 I N P R I O R Y E A R - M O V E D F O R E A S I E R D I S P L A Y
L I N E 9 9 X T O E N E R G Y W A S O N I !h i E 84 M O V E D I N G R O U P I N G FOK EASE OF ENT R Y
L I N E 1 0 4 A L L S T S ’ I’ E C O R P O R A T I O N W A S S H O W N O N L I N E 8 5 I N P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R . T I N G
L I N E 1 22 A M D O C S W A S S H O W N O N L I N E 1 2 0 IN P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R T I N G
L I N E 1 3 3 S U N C O R . W A S S H O W N O N L I N E 1 2 1 l lq P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R T I N G
L I N E 1 17 B P P L C A D S W A S S H O W N O N L I N E 1 2 2 IN P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R T I N G
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L I N E 1 14 F I R S T A ~ C A N T R E A S U R Y O B L I G A T I O N F U N D S W A S S H O W N O N L I N E 1 28 I N P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F
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L I N E 1 3 4 I S II A R E S W Y E T H W A S S H O W N O N L I N E 1 3 2 I N P R I O R Y E A R M O V E D I N GROUPI NG F O R E A S E O F R E P O R T I N G
L I N E 1 2 5 I S IL A R E S M S C I E A F E ] IN D E X W A S S H O W N O N L I N E 1 3 3 I N P R I O R Y E A R M O V E D I N GRO U PING F O R E A S E O F R E P O R T I N G
L I N E 1 2 6 IS H A R E S T R N I S C I E M E R G I N G M A R K E T W A S S H O W N O N L I ] ¢ E 1 3 6 I N P R I O R Y E A R M O V E D I N GROUPING F O R E A S E O FR E P O R T I N G
L I N E 1 3 2 P O R . T F O L I O R E C O V E R . A S S O C I A T E S W A S S H O W N O N L I ] qE 1 3 8 IN P R I O R Y E A R M O V E D I N GROUPI NG F O R E A S E O F R E P O R T I N G
L I N E 1 21 A P P L E I N C W A S S H O W N O N L l l qE 1 4 3 I N P R I O R Y E A R M O V E D I N G R O U P I N G F O P . E A S E O F R E P O R T I N G
L I N E 7 6 G O L D M A N S A C H S I S T H E T O T A L C O M B I !, /E D F R O M T I I E P R I O K Y E A R L I N E S 1 4 5 A N D 1 6 2
L I N E 1 9 C H E V R O N C O R P I S T I l E T O T A L C O M B I N E D F R O M T H E P R I O R . Y E A R L I N E S 1 5 3 A N D 3 1
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L I N E 9 9 XT O E N E R G Y W A S S H O W N O N L 1 2 N ’ E 8 4 IN P R I O R . Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R . T I ~ I G
L I N E 3 2 C I S C O S Y S T E M S I S T H E T O T A L C O M B I N E D F R O M T H E P R I O R . Y E A R L I N F ~ 7 3 A N D 5 9
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PART I POSITIONS JUDGE DLOTr SERVES AS CO REPRESENTATIVE OF [ ESTATE - SHE HAS NO INTFAhEST IN TH~ TRUST
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a c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - ~ i s c l o s u r e .
I f u rt h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r ia a n d t h e a c c e p t a n c e o f g i ft s w h i c h h a v e b e e n r e p o r t e d a r e inc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e L s e q . , 5 U . S .C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t in n s o
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FILING INSTRUCTIONS
M a i l s i g n e d o r ig i n a l a n d 3 a d d i ti o n a l c o p i e s t o :
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