SURVEY OF HOW COURTS NATIONALLY CITE THE AMERICAN …
Transcript of SURVEY OF HOW COURTS NATIONALLY CITE THE AMERICAN …
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SURVEY OF HOW COURTS NATIONALLY CITE
THE AMERICAN LAW INSTITUTE’S RESTATEMENTS
50-State Survey
State Citation Note
Alabama Keller v. Kiedinger, 389 So. 2d 129,
132 (Ala. 1980).
“After careful consideration, we are convinced the Restatement proposes
the best view, and we adopt s 390 as the law of this state.”
Alaska Saddler v. Alaska Marine Lines, Inc.,
856 P.2d 784, 787 (Alaska 1993).
“On the issue of strict products liability, we have adopted the
Restatement (Second) of Torts § 402A (1965), with some exceptions.”
Flint Hills Res. Alaska, LLC v.
Williams Alaska Petroleum, Inc., 377
P.3d 959, 975 (Alaska 2016).
“The rules in aid of contract interpretation are set out in section 202 of
the Restatement (Second) of Contracts.”
Arizona In re Sky Harbor Hotel Properties,
LLC, 246 Ariz. 531, 533, 443 P.3d 21,
23 (2019) (quoting CSA 13-101 Loop,
LLC v. Loop 101, LLC, 236 Ariz. 410,
414 ¶ 18, 341 P.3d 452, 456 (2014)).
“Absent controlling authority to the contrary, we generally follow
the Restatement when it sets forth sound legal policy.”
KnightBrook Ins. Co. v. Payless Car
Rental Sys. Inc., 243 Ariz. 422, 427,
409 P.3d 293, 298 (2018).
“‘In Arizona, if there is no statute or case law on a particular subject, we
have traditionally followed the Restatement of Laws, and generally will
embrace the Restatement if it prescribes a sound and sensible
rule.’ Cramer v. Starr, 240 Ariz. 4, 10 ¶ 21, 375 P.3d 69, 74–75 (2016)
(citations and internal quotation marks omitted). Although we leave for
another day whether to adopt other portions of the First or
Third Restatements of Restitution, we now decline to adopt
First Restatement § 78 because it is contrary to Arizona’s equitable
indemnity principles and does not, in our view, reflect a sound rule.”
Owner-Operator Indep. Drivers Ass'n
v. Pac. Fin. Ass'n, Inc., 241 Ariz. 406,
414, 388 P.3d 556, 564 (Ct. App.
2017).
“Arizona courts follow the Restatement of the Law unless the Legislature
or our courts have adopted a contrary rule.”
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Powers v. Taser Intern. Inc., 174 P.3d
777, 782 (Ariz. Ct. App. 2007).
“Absent controlling Arizona law to the contrary, we generally follow the
Restatement, provided we deem it good legal authority . . . . However, we
do not follow the Restatement blindly . . . and will come to the contrary
conclusion if Arizona law suggests otherwise.”
Arkansas Stewart Title Guar. Co. v. Am. Abstract
& Title Co., 363 Ark. 530, 562, 215
S.W.3d 596, 616 (2005) (Corbin, J.
Dissenting).
“The majority seeks to define [the first] element [of tortious interference
with a business expectancy] by looking to Professor Prosser and
the Restatement (Second) of Torts. While this court has looked to Prosser
for guidance in prior cases dealing with this tort, I do not feel that we
need to resort to such sources here, as there is sound precedent from the
Eighth Circuit and the Eastern District of Arkansas.”
California Lake Almadnor Associates L.P. v.
Huffman-Broadway Group, Inc., 178
Cal.App. 4th 1194, 1200 n.3 (Cal. Ct.
App. 2009).
“Although the Restatement Second of Contracts (Restatement) is not
binding authority, ‘considering the circumstances under which it has been
drafted, and its purposes, in the absence of a contrary statute or decision
in this state, it is entitled to great consideration as an argumentative
authority.’”
Colorado More v. Western Forge Corp., 192
P.3d 427, 429 (Colo. Ct. App. 2007)
(quoting AE, Inc. v. Goodyear Tire &
Rubber Co., 168 P.3d 507, 509 n. 1
(Colo. 2007)).
“While not binding on Colorado courts, ‘the restatements generally
provide concise summaries of the law in a certain subject matter and can
be persuasive authority.’”
Bayer v. Crested Butte Mountain
Resort, Inc., 960 P.2d 70, 79 (Colo.
1998), as modified on denial of
reh'g (June 22, 1998).
“Although the Restatement (Second) of Torts does not have the force of
law, we may look to it as a summary of guiding legal principles.”
Cafeteria Operators L.P. v.
AMCAP/Denver Ltd. P'ship, 972 P.2d
276, 278 (Colo. App. 1998).
“[I]t is impossible for a court to ‘adopt’ a Restatement in the legislative
sense. Rather, we may apply sections of the Restatements as a
formulation of the law applicable to the issue before the court.”
Connecticut Snell v. Norwalk Yellow Cab, Inc., 158
A.3d 787, 805 (Conn. Ct. App. 2017)
Stating that the Restatement (Second) of Torts is not binding if it
conflicts with state precedent.
Delaware Riedel v. ICI Americas Inc., 968 A.2d
17, 20 (Del. 2009), overruled on other
“At this time, we decline to adopt any sections of the Restatement (Third)
of Torts. The drafters of the Restatement (Third) of Torts redefined the
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grounds by Ramsey v. Georgia S. Univ.
Advanced Dev. Ctr., 189 A.3d 1255
(Del. 2018).
concept of duty in a way that is inconsistent with this Court's precedents
and traditions. The Restatement (Third) of Torts creates duties in areas
where we have previously found no common law duty and have deferred
to the legislature to decide whether or not to create a duty. . . . Whether
the expansive approach for creating duties found in
the Restatement (Third) of Torts is viewed as a step forward or backward
in assisting courts to apply the common law of negligence, it is simply
too wide a leap for this Court to take. Therefore, at the present time we
continue to follow the Restatement (Second) of Torts.”
District of
Columbia
Richardson v. Nationwide Mut. Ins.
Co., 826 A.2d 310, 322 (D.C.), reh'g
en banc granted, opinion vacated, 832
A.2d 752 (D.C. 2003), and vacated
pursuant to settlement, 844 A.2d 344
(D.C. 2004).
“We ought not to assume too readily that our decisions should be
construed in a way that makes them inconsistent with the Restatement,
which is written by the American Law Institute (ALI), an organization
comprised of especially distinguished judges, attorneys, and
scholars. See, e.g., Poretta v. Superior Dowel Co., 153 Me. 308, 137 A.2d
361, 373 (1957). ‘The Restatement may be regarded both as the product
of expert opinion and as the expression of the law by the legal
profession.’ Id. Although we are not required to follow the Restatement,
we should generally do so ‘where we are not bound by the previous
decisions of this court or by legislative enactment, ... [for] by so doing
uniformity of decision w[ill] be more nearly effected.’ Smith v.
Normart, 51 Ariz. 134, 75 P.2d 38, 42 (1938); see also Ellis v. James V.
Hurson Assocs., 565 A.2d 615, 618 (D.C. 1989); Gallimore v.
Washington, 666 A.2d 1200, 1213–14 (D.C. 1995) (dissenting opinion)
(addressing an issue not reached by the majority).”
Florida Westgate Resorts, Ltd. v. Sussman, 387
F. Supp. 3d 1318, 1352 (M.D. Fla.
2019).
“Florida courts have regularly turned to the Restatement (third)
for guidance in cases involving the professional obligations of lawyers
and law firms.” Canta v. Philip Morris USA, Inc., 245 So. 3d 813, 821
n.8 (Fla. 3d DCA 2017). Florida also “follows the Restatement (Second)
of Torts § 766 (1977) for [intentional interference] cause[s] of
action.” Martin Petroleum Corp. v. Amerada Hess Corp., 769 So. 2d
1105, 1107 (Fla. 4th DCA 2000) (citing Gossard v. Adia Servs., Inc., 723
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So. 2d 182, 185 (Fla. 1998)). Section 766, in turn, cross-references
sections 768–773. See Restatement (Second) of Torts § 766 cmt. a.
Georgia Dziwura v. Broda, 676 S.E.2d 400, 402
(GA Ct. App. 2009).
“While not binding authority, we find the Restatement persuasive.”
Realmark Inv. Co. v. Am. Fin. Corp.,
171 B.R. 692, 694 (N.D. Ga. 1994).
“Because no controlling precedent exists, the Court must decide the
conflict of law issue as it believes the Georgia Supreme Court would
decide it. Wammock v. Celotex Corp., 835 F.2d 818 (11th Cir.1988).
For guidance, the Court may consider Restatements of Law, treatises, law
review commentaries, decisions from other jurisdictions whose doctrinal
approach is substantially the same, and the majority view of the other
states. Charles Alan Wright, Arthur R. Miller, & Edward H.
Cooper, 19 Federal Practice and Procedure § 4507 (1982).”
Hawaii Bynum v. Magno, 106 Haw. 81, 87,
101 P.3d 1149, 1155 (2004), as
amended (Dec. 2, 2004)
Compare Majority opinion, “This court has many times relied on
the Restatement (Second) of Torts as persuasive authority,” with
Dissenting opinion, “The majority offers no compelling justification or
cogent reason to disregard our precedent and resort to
the Restatement's discussion of the collateral source rule . . . .”
Idaho Asbury Park, LLC v. Greenbriar Estate
Homeowners' Ass'n, Inc., 152 Idaho
338, 345, 271 P.3d 1194, 1201 (2012)
(quoting Estate of Skvorak v. Sec.
Union Title Ins. Co., 140 Idaho 16, 22,
89 P.3d 856, 862 (2004)).
“‘The Restatement is not law unless it has been adopted by this Court.
This Court will not adopt a Restatement provision if it is inconsistent
with Idaho precedent, a different formulation resolved the issue, or the
issue can be resolved by current Idaho law.’”
Illinois Cochran v. Securitas Sec. Services
USA, Inc., 59 N.W.3d 234, 247 (Ill. Ct.
App. 4th Dist. 2016).
“Generally, a Restatement provides guidance to a court but does not
become binding authority unless specifically adopted by our supreme
court.”
Tilschner v. Spangler, 409 Ill. App. 3d
988, 994 & n. 2, 949 N.E.2d 688, 694
(2011) (quoting Secondary
Sources, Yale Law School, Lillian
Goldman Law Library, http://m-
“In the absence of Illinois law, we often deem secondary sources, such as
the Restatement (Second) of Torts, to be persuasive. * * * ‘A secondary
source is not the law. It's a commentary on the law. A secondary source
can be used for three different purposes: it might educate you about the
law, it might direct you to the primary law, or it might serve
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library.law.yale.edu/content/secondary-
sources) (emphasis in original).
as persuasive authority. Few sources do all three jobs well. The important
classes of legal secondary sources include: treatises, periodical articles,
legal encyclopedias, ALR Annotations, Restatements, and Looseleaf
services.
* * *
Restatements
The restatements were developed by legal scholars initially to restate the
law, and currently to describe what the law should be. In either
case, Restatements are very persuasive although they are not very good at
describing the law. They can serve as adequate law finders.’”
Indiana Americans for the Arts v. Ruth Lilly
Charitable Remainder Annuity Tr. No.
1 U/A Jan. 18, 2002, 855 N.E.2d 592,
600 (Ind. Ct. App. 2006)
“. . . we observe that the Restatement is ‘not a statute whose precise
wording is entitled to deference as an act of an equal branch of
government.’”
Iowa Heinz v. Heinz, 653 N.W.2d 334, 339
(Iowa 2002).
“In general, we look at the Restatement not as the law but as a guide.”
Moad v. Libby, 863 N.W.2d 37, at *3
(Iowa Ct. App. 2015) (unpublished).
“Our courts adopt the rules and rationale set forth in a
particular Restatement only to the extent the rules and rationale are
deemed consistent with our body of law and
have persuasive force. See Thompson v. Kaczinski, 774 N.W.2d 829, 839
(Iowa 2009). Thus, although our court may adopt the rules or rationale set
forth in a particular Restatement, we do not necessarily do so jot-for-jot.”
Kansas Progressive Nw. Ins. Co. v. Gant, No.
15-9267-JAR-KGG, 2018 WL
4600716, at *6 (D. Kan. Sept. 24,
2018) (citing Kansas v. Nebraska, 135
S. Ct. 1042, 1064 (2015) (Scalia, J.,
concurring in part and dissenting in
part)).
Noting the Honorable Antonin G. Scalia’s criticism of
modern Restatements “for losing si[gh]t of their purported mission of
summarizing existing law.”
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State Citation Note
Nichols v. Kansas Political Action
Committee, 11 P.3d 1134, 1140 (Kans.
2000).
“The Restatement, of course, is not a compilation of Kansas law. Thus,
when presented with the question of recognizing a cause of action, which
is set forth in the Restatement but has not been prosecuted in Kansas
courts, this court typically weighs relevant factors, and declares either
that it is adopting or not adopting a rule set forth in a Restatement
section.”
Kentucky Presnell Const. Managers, Inc. v. EH
Const., LLC, 134 S.W.3d 575, 582
(Ky. 2004).
“Because we find § 552 to be consistent with Kentucky case law, we join
the majority of jurisdictions and hereby adopt § 552's standards for
negligent misrepresentation claims in this jurisdiction.”
Scheck Mechanical Corp. v. Borden,
Inc., 186 F.Supp.2d 724, 734 (W.D.
Ky. 2001).
“We have recognized that, based upon Kentucky's general adoption of
the Restatement in other tort situations, Kentucky would recognize this
standard for negligent misrepresentation.”
Goldman Services Mechanical
Contracting, Inc. v. Citizens Bank &
Trust Co. of Paducah, 812 F.Supp.
738, 742 (W.D. Ky. 1992).
“Based upon Kentucky's general adoption of the Restatement in other tort
situations, the court concurs with that conclusion.”
Louisiana In re Two-J Ranch, Inc., 534 F. Supp.
2d 671, 688 (W.D. La. 2008).
Recognizing that “the Restatements are, at best, persuasive authority.”
Nicholas v. Allstate Ins. Co., 765 So.2d
1017, 1021 n.4 (La. 2000)
“Although the Restatement is not binding on Louisiana courts, the
restrictions and guidelines established therein for policy reasons do
provide guidance to our courts in the adjudication of these claims.”
Maine Dupuis v. Fed. Home Loan Mortg.
Corp., 879 F. Supp. 139, 142 (D. Me.
1995) (citing United States v. Gil, 657
F.2d 712, 715 (5th Cir. 1981); Bonk v.
McPherson, 605 A.2d 74, 78 (Me.
1992)).
“[B]oth the federal courts and the Maine Law Court regularly rely on
the Restatements where, as here, no applicable precedents exist.”
Maryland Sunbeam Prod., Inc. v. 148977
Canada, Inc., No. C-02-85666, 2004
WL 3135768, at *4 (Md. Cir. Ct. Mar.
9, 2004) (unpublished).
“While this Court agrees that the modern restatement might be more clear
and “business friendly” than the Maryland appellate holdings of 65 yeats
ago, the job of updating legal standards generally should be left to the
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legislature. Therefore, this Court will adhere to the principles of stare
decisis and apply the existing rule.”
Massachusetts Lou v. Otis Elevaor Co., 933 N.E.2d
140, 148 (Mass. Ct. App. 2010)
“[W]hile this court often considers the various Restatements of the Law
as prestigious sources of potentially persuasive authority, we have never
taken the position that this court should abdicate to the views of the
American Law Institute as set forth in its various Restatements.”
Michigan Smith v. Allendale Mut. Ins. Co., 303
N.W.2d 702, 709 (Mich. 1981)
“Even where a particular Restatement section has received specific
judicial endorsement, cases where that section is invoked must be decided
by reference to the policies and precedents underlying the rule restated.”
Minnesota Travertine Corp. v. Lexington-
Silverwood, 683 N.W.2d 267, 271
(Minn. 2004).
“We will not adopt a provision of a Restatement of Law if our precedent
is to the contrary and we believe that our precedent still reflects the
proper rule of law.”
Williamson v. Guentzel, 584 N.W.2d
20, 24 (Minn. Ct. App. 1998).
“Restatements of the law are persuasive authority only and are not
binding unless specifically adopted in Minnesota by statute or case law.”
Mississippi Boardman v. United Servs. Auto. Ass'n,
470 So. 2d 1024, 1032 (Miss. 1985)
“As indicated above, this Court has expressly approved Restatement § 6
and incorporated it into the law of this state. . . Short of authoring a
treatise on the subject which would be neither helpful nor read, we will
simply say that the factors enumerated in Restatement § 6 will from case
to case be given such relative weight as they are entitled, consistent with
the general scheme of the center of gravity test.”
Missouri D.T. v. Catholic Diocese of Kansas
City-St. Joseph, 419 S.W.3d 143, n.12
(Mo. 2013)
“And because the Restatements of the Law, as a series of treatises, are not
binding precedent upon any court but, rather, constitute the American
Law institute’s compilations of law and general statements on what the
law is or should be, our Missouri Supreme Court may elect to continue to
endorse an outdated and superseded RESTATEMENT (SECOND) OF
TORTS, section 317, as one of the required elements of the tort of
intentional failure to supervise clergy.”
City of St. Louis v. Am. Tobacco Co.
Inc., 70 F. Supp. 2d 1008, 1015 (E.D.
Mo. 1999).
“In this case, however, the Court believes that plaintiffs' theory of
recovery may in fact be recognized for several reasons. First, courts in
other states have adopted and recognized the Restatement of Restitution §
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115. . . . Second, Missouri state courts have often relied upon
and adopted other provisions contained in the Restatement of Restitution.
. . . For these reasons, the Court believes that plaintiffs' claim pursuant to
the Restatement of Restitution § 115 should be presented to the Missouri
state courts, if plaintiffs have otherwise demonstrated that they have
properly stated a cause of action pursuant to section 115.”
Montana Peterson v. Eichhorn, 2008 MT 250, ¶
17, 344 Mont. 540, 544–45, 189 P.3d
615, 620 (citations omitted).
“[Appellee] points out that § 509 has not been adopted in Montana and is
not binding authority. While this is true, it is also true that we
have adopted other sections of the Restatement. Thus, Eichhorn's
observation that § 509 has not been adopted in Montana and is not
binding authority does not end our analysis.”
Nebraska Blinn v. Beatrice Cmty. Hosp. &
Health Ctr., Inc., 270 Neb. 809, 823,
708 N.W.2d 235, 248 (2006).
Explaining that Nebraska has rejected Restatement (Second) of Contracts
view of promissory estoppel in favor of a less demanding standard.
Nevada Vega v. CTX Mortg. Co., LLC, 761 F.
Supp. 2d 1095, 1097 (D. Nev. 2011).
Noting that a state district court “anticipated that because the Nevada
Supreme Court had adopted the Restatement (Third) of Property
(Mortgages) in other contexts, that it would also adopt § 5.4 of
the Restatement.”
New
Hampshire
In re Tr. of Mary Baker Eddy, 212
A.3d 414, 421-22 (N.H. 2019).
Rejecting more stringent test for special interest standing proposed by
Restatement of the Law Charitable Nonprofit Organizations in favor of a
more flexible standard adopted in other jurisdictions because the more
flexible standard better comported with New Hampshire law.
New Jersey Tris Pharma, Inc. v. UCB
Manufacturing, Inc., 2016 WL
4506129 at *5 (N.J. Superior Ct. Aug.
29, 2016)
“While we may look at the Restatement’s definition of a ‘trade secret’ as
additional support for the common law definition, the Restatement is not
binding upon our courts.”
New Mexico Fikes v. Furst, 2003-NMSC-033, ¶ 14,
134 N.M. 602, 607, 81 P.3d 545, 550
“Although the Restatement is not binding, we consider it to be
‘persuasive authority entitled to great weight.’”
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(quoting Gabaldon v. Erisa Mortgage
Co., 1999–NMSC–039, ¶ 27, 128 N.M.
84, 990 P.2d 197).
Gabaldon v. Erisa Mortgage Co., 990
P.2d 197, 204 (N.M. 1999)
“As a matter of course, we emphasize that the Restatement is merely
persuasive authority entitled to great weight that is not binding on this
court.”
Venaglia v. Kropinak, 1998-NMCA-
043, ¶ 12, 125 N.M. 25, 30, 956 P.2d
824, 829.
“For authoritative guidance on the common law we look to the
Restatement.”
New York Thorn v. Stephens, 169 Misc.2d 832,
834 fn.2 (N.Y. Supp. Ct. Westchester
1995)
“The Restatement of Law is not binding. In the absence of legal
precedent, however, the Courts may look for guidance to such sources as
the Restatements of Law.”
North
Carolina
Williams v. Habul, 724 S.E.2d 104,
110 (N.C. Ct. App. 2012).
“[T]he Restatement (Second) of Contracts serves as persuasive, not
binding, authority upon this Court and, ‘[e]xcept as specifically adopted
in this jurisdiction, the Restatement should not be viewed as
determinative of North Carolina law.’ Hedrick v. Rains, 344 N.C. 729,
729, 477 S.E.2d 171, 172 (1996). Our Courts, however, have looked to
the Restatement for guidance in cases involving third party beneficiary
contracts.”
North Dakota Stanley v. Turtle Mountain Gas & Oil,
Inc., 1997 ND 169, ¶ 10, 567 N.W.2d
345, 348.
“The Restatements of Tort are carefully studied and precisely stated
summaries of basic principles of law. Barsness v. General Diesel &
Equipment Co., 383 N.W.2d 840, 842 n. 1 (N.D. 1986). In Barsness, we
recognized: ‘They are entitled to respect as authoritative and reasoned
outlines of the law “as it has developed in the courts.”’ Id. at 842 n. 1,
quoting Restatement (Second) of Torts, Introduction at VII.”
Barsness v. Gen. Diesel & Equip. Co.,
383 N.W.2d 840, 842 n. 1 (N.D. 1986).
“Barsness urges us to ‘adopt’ this section of the Restatement. Because the
Restatements are carefully studied and precisely stated summaries of
basic principles of law, they are particularly useful for study and
reference. They are entitled to respect as authoritative and reasoned
outlines of the law ‘as it has developed in the courts.’ Restatement
(Second) of Torts (1965), Introduction at VII. Although we have often
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relied upon and cited the Restatements as relevant authority, we believe it
is inappropriate for a judicial body to ‘adopt’ principles of law as
summarized in the Restatements. While at times the difference may
appear semantical, there are important differences between ‘adopting’ a
reference and relying upon it as relevant authority in a particular case. We
are not a legislative body and we therefore cannot ‘adopt’ any part of the
Restatements. Of course, we shall continue to use and cite Restatement
references as authoritative and convenient expressions of principles of
law where they are appropriate.”
Ohio Dillon v. Waller, No. 95APE05-622,
1995 WL 765224, at *7 (Ohio Ct. App.
Dec. 26, 1995) (unpublished).
Referring to the Restatement of Torts as “persuasive authority” and
adopting Restatement rule as “the more reasoned approach.”
Oklahoma Gomes v. Hameed, 2008 OK 3, ¶¶ 2-3,
11, 184 P.3d 479, 491–92, 95 (Opala,
J. Dissenting)
“Restatements of the common law on chosen subjects have long been
recognized as a material source for tracking or monitoring the
development and growth of common-law norms.3 The American Law
Institute (ALI), a private national organization of judges, practitioners,
and law teachers,4 crafts the restatements, whose purpose is to identify,
simplify and clarify selected common-law
norms. The restatement process is slow and deliberative. An
ALI restatement on a given legal subject is developed gradually over a
period of years. Today's hasty recognition of a new state common-law
norm shortcuts severely the accepted restatement process
by adopting into Oklahoma law a new legal norm on the basis of a single
state's jurisprudential development of very recent vintage. . . .
Today's adoption of a new legal norm—taken from a single sister state's
common-law jurisprudence—shortcuts severely the multiple-stage
process of the ALI restatement work. The court's hasty and premature
injection of a new Oklahoma norm of unwritten law without any
consideration of its impact on existing common law throws to the winds
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the safeguards built into the ALI restatement system. I would await a
careful and thorough ALI examination before adopting the tendered norm
into the body of Oklahoma's common law.”
Oregon Petersen v. Gangle, 899 P.2d 725 (Or.
1995).
“Although we often look to the Restatement (Second) of Judgments for
guidance in deciding questions of claim and issue preclusion, we are not
bound by it.”
Allen v. Heil Co., 285 Or. 109, 120,
589 P.2d 1120, 1126 (1979).
“It should be remembered that s 402A is not a statute and that as an
attempted restatement of common law it is binding upon this court only
so long and in such particulars as we may find appropriate.”
Pennsylvania Murray v. Willistown Twp., 2017 PA
Super 265, 169 A.3d 84, 92 (2017).
“Where, as here, the Supreme Court of Pennsylvania has neither adopted
nor rejected a Restatement provision, we are free to adopt it in an
appropriate case.”
Newell v. Montana W., Inc., 154 A.3d
819, 824 n.7 (Pa. Super. 2017).
“In the absence of a contrary pronouncement by the Supreme Court, we
are free to adopt Section 349 in an appropriate case.”
Tincher v. Omega Flex, Inc., 628 Pa.
296, 340–41, 104 A.3d 328, 354-55 &
n. 7 (2014).
“[B]ecause the language of a provision of the restatement, even to the
extent it was adopted by the Court verbatim, has not been vetted through
the crucible of the legislative process, a court applying
the restatement formulation should betray awareness that the language of
an ‘adopted’ restatement provision is not ‘considered controlling in the
manner of a statute.’ A given restatement section simply states principles
of the common law, general rules whose validity depends on the
reasoning that supports them. Coyle, 584 A.2d at 1385. As with any other
common law rules, the normative principles of an ‘adopted’ section of
a restatement are properly tested against the facts of each case.”
“Consideration for whether the general principle has been accepted
elsewhere reflects the understanding that the restatement purports to
represent the majority view on the subject in the United
States. See Adams, 33 Hofstra L.Rev. at 443–44. But, questions remain
subject to dispute regarding the “essential nature of
the modern Restatements” and whether uniformity among jurisdictions is
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necessary and wise. See generally Vargo, 26 U. Mem. L.Rev. at 515–
36 (describing internal criticism of some that membership of American
Law Institute drafting Third Restatement “[wa]s largely comprised of
those who represent[ed] corporate interests” and who “fail[ed] to leave
the client at the door”); and see Adams, 33 Hofstra L.Rev. at 443–
44 (offering argument that “fit” for jurisdiction that shapes common law
“is more important than uniformity” among American jurisdictions).”
Coyle by Coyle v. Richardson-Merrel,
inc., 526 Pa. 208, 212 (Pa. 1991).
“Even where this Court has ‘adopted’ a section of the Restatement as the
law of Pennsylvania, the language is not to be considered controlling in
the manner of a statute. Such precepts, though they may govern large
numbers of cases, are nothing other than common law pronouncements
by the courts; their validity depends solely on the reasoning that supports
them.”
Rhode Island Schock v. United States, 56 F. Supp. 2d
185, 193 (D.R.I. 1999).
“The Rhode Island Supreme Court would look to the Restatement, but it
would not adopt the illogical rule reported by Comment C that Schock
quotes. The Restatement is not precedent. A sentence in a Comment
published in 1958 does not bind this Court in the fashion of a similar
sentence from the First Circuit or Rhode Island Supreme Court. Instead,
learned treatises are weighed along with Rhode Island court
decisions, persuasive opinions by other state courts, and the public policy
considerations identified in state decisional law.”
South
Carolina
Todd v. S.C. Farm Bureau Mut. Ins.
Co., 283 S.C. 155, 168, 321 S.E.2d
602, 610 (Ct. App. 1984), writ granted
in part, 285 S.C. 84, 328 S.E.2d 479
(1985), and decision quashed, 287 S.C.
190, 336 S.E.2d 472 (1985)
“Neither the trial court nor this Court is at liberty to substitute its
subjective and provincial sensibilities regarding what is reprehensible and
socially intolerable conduct for the guidelines which our Supreme Court
has established with its adoption of the Restatement formulation of the
tort.”
“While we do not intimate that every case falls neatly within a simple
equation, we have discerned certain limitations established by the
Restatement and cases interpreting it which we feel compelled to
recognize.”
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State Citation Note
South Dakota Chem-Age Industries, Inc. v. Glover,
652 N.W.2d 756, 770 (S.D. 2002).
“Of course, the Restatement’s pronouncements are not binding on this
Court; nevertheless, we have found its reasoning persuasive in many
instances.”
Sapienza v. Liberty Mut. Fire Ins. Co.,
389 F. Supp. 3d 648, 653 (D.S.D.
2019) (quoting Chem-Age Indus., Inc.
v. Glover, 652 N.W.2d 756, 770 (S.D.
2002)).
“Although there is no South Dakota precedent on an insurer's liability for
providing an inadequate defense, there is a draft of
the Restatement addressing this issue. Because the
draft Restatement follows the well-reasoned majority rule and because
the Supreme Court of South Dakota has found
the Restatements ‘persuasive in many instances,’ this Court predicts that
the Supreme Court of South Dakota would adopt
the Restatement's position on insurer liability for an improper defense.”
Tennessee Innerimages, Inc. v. Newman, 579
S.W.3d 29, 46 (Tenn. Ct. App. 2019)
“In the absence of a controlling statute or guidance from the Supreme
Court, this Court has the authority to adopt provisions of a Restatement in
order to further the development of the common law in this state.”
Texas Gutierrez v. Collins, 583 S.W.2d 312,
318 (Tex. 1979).
“Having considered all of the theories, it is the holding of this court that
in the future all conflicts cases sounding in tort will be governed by the
‘most significant relationship’ test as enunciated in Sections 6 and 145 of
the Restatement (Second) of Conflicts. This methodology offers a
rational yet flexible approach to conflicts problems. It offers the courts
some guidelines without being too vague or too restrictive. It represents a
collection of the best thinking on this subject and does indeed include
‘most of the substance’ of all the modern theories.”
Utah C.R. England v. Swift Transportation
Co., 2019 UT 8, ¶ 18, 437 P.3d 343,
347 (quoting Bunnell v. Bills, 13 Utah
2d 83, 368 P.2d 597, 602 (1962)).
“Because Bunnell was decided in 1962—twenty-three years after the
first Restatement was published and seventeen years before the
second Restatement was published, the first and second Restatements act
as helpful bookends in our survey of the ‘generally recognized [law] in a
majority of jurisdictions’ at the time. Accordingly, we look to
the Restatements of Torts, and cases in other jurisdictions that have
interpreted the Restatements’ language, as persuasive authority.”
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State Citation Note
Coburn v. Whitaker Constr. Co., 2019
UT 24, ¶ 15, 445 P.3d 446, 451.
“Finally, Ms. Coburn argues that we should abandon the rule from
the Restatement (Second) because the rule in the Restatement (Third) is
different. But she does not explain how or why any change in
the Restatement (Third) would affect the continuing viability of Hale.
The fact that the Restatement may have changed over time does not
necessarily mean that an opinion adopting an earlier-in-time rule needs to
be overturned. It is still incumbent upon Ms. Coburn to explain why that
change necessitates the overturning of our precedent—an explanation she
omits here.”
Grundberg v. Upjohn Co., 813 P.2d
89, 95 (Utah 1991).
“The restatement serves an appropriate advisory role to courts in
approaching unsettled areas of law. We emphasize, however, that section
402A of the Restatement (Second) of Torts, as drafted in 1965, is not
binding on our decision in this case except insofar as we explicitly adopt
its various doctrinal principles.”
Vermont Jenkins v. Miller, 983 F. Supp. 2d 423,
451 (D. Vt. 2013) (citing Schuppin v.
Unification Church, 435 F.Supp. 603,
609 (D.Vt. 1977); Fromson v.
State, 2004 VT 29, ¶ 25, 176 Vt. 395,
848 A.2d 344, 351 (declining to adopt
a cause of action for prima facie tort as
set forth in Restatement (Second) of
Torts § 870 under the circumstances of
that case)).
“To be sure, as this Court has acknowledged, Vermont courts are not
bound to follow the Restatements. In this case however, section
700 merely tracks existing Vermont law.”
Virginia Automotion, Inc. v. Gregory, 46 Va.
Cir 509, 509 (Va. Cir. Norfolk 1996)
Stating that the Restatement is persuasive but not binding.
Washington FutureSelect Portfolio Mgmt., Inc. v.
Tremont Grp. Holdings, Inc., 175
Wash. App. 840, 859, 309 P.3d 555,
564 (2013), aff'd, 180 Wash. 2d 954,
“Even though no Washington court has formally adopted section 148 [of
the Restatement (Second) of Conflict of Laws], we may still refer to that
provision for guidance.”
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State Citation Note
331 P.3d 29 (2014), and aff'd, 190
Wash. 2d 281, 413 P.3d 1 (2018).
West Virginia Havalunch, Inc. v. Mazza, 170 W. Va.
268, 272–73, 294 S.E.2d 70, 75 (1981).
“We have never had a case directly on this point in West Virginia, and
while there are numerous old West Virginia defamation cases from which
we could draw by loose analogy, the issue is sufficiently unique that the
better course is to adopt the majority rule on this discrete subject as it has
been articulated elsewhere in the American law. A good point of entry is
the Restatement (Second) of Torts, § 566 (1977) . . . .”
Wisconsin Habush v. Cannon, No. 2011AP1769,
2012 WL 2345137, at *5 (Wis. Ct.
App. June 21, 2012) (unpublished).
Referring to “opinions from federal courts, from other state courts, or
from such authorities as the RESTATEMENT” as persuasive authorities.
State v. Eugenio, 210 Wis. 2d 347,
352, 565 N.W.2d 798, 801 (Ct. App.
1997), aff'd, 219 Wis. 2d 391, 579
N.W.2d 642 (1998).
“The official comment which accompanies a source of authority is not
automatically law; it is ‘persuasive authority.’ See Paulson v. Olson
Implement Co., Inc., 107 Wis.2d 510, 523-24, 319 N.W.2d 855, 861-62
(1982). When the supreme court has determined that a principle in a
comment should become law, it has formally adopted it. . . . Thus, based
on the supreme court's historical practice of treating the commentary that
often accompanies legal authority as a separate source, we conclude that
the comments accompanying Standard 3.1(c) are not authority because
the Simmons court did not adopt them.”
Wyoming Lee v. LPP Mortg. Ltd., 2003 WY 92,
¶ 33, 74 P.3d 152, 163–64 (Wyo.
2003).
“Having found that no duty of disclosure will arise under § 551, we
decline the invitation to adopt § 551 at this time. However, as noted by
this court previously, a majority of jurisdictions have either accepted §
551 or cited it with approval. Richey, 904 P.2d at 802–03 and n. 3
(collecting cases). We are not suggesting that we reject § 551 and refuse
to adopt it. However, because § 551 affects legal duties, we would prefer
to fully consider its adoption when the parties have presented thorough
argument on the subject and a duty of disclosure would actually exist
under the restatement.”
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Federal Circuits & U.S. Supreme Court
Federal
Court
Citation Note
1st Circuit Neelon v. Krueger, No. 12-CV-11198-
IT, 2015 WL 4576825, at *2 (D. Mass.
July 30, 2015)
“For issues of tort, Massachusetts does not ‘tie ... conflicts law to any
specific choice-of-law doctrine, but seek[s] instead a functional choice-
of-law approach that responds to the interests of the parties, the States
involved, and the interstate system as a whole.’ The Massachusetts
Supreme Judicial Court (“the Supreme Judicial Court”) has held,
however, that the Restatement (Second) of Conflicts of Laws (1971)
(“the Restatement”) is an ‘obvious source of guidance’ for choice-of-law
questions.”
Dupuis v. Fed. Home Loan Mortg.
Corp., 879 F. Supp. 139, 142 (D. Me.
1995)
“Under both federal common law and Maine law, the Restatement
(Second) of Agency provides the governing principles because both the
federal courts and the Maine Law Court regularly rely on the
Restatements where, as here, no applicable precedents exist.”
2nd Circuit In re Fosamax Prod. Liab. Litig., 742
F. Supp. 2d 460, 472 (S.D.N.Y. 2010).
“It must be remembered that a restatement is neither a statute nor a
development of legislative code, but rather one organization's summary
or opinion of certain principles of law. Courts are free to adopt certain
sections as the law of their state and reject others. As a federal court
sitting in diversity, the Court is hesitant to stitch into decades of Florida
tort law one section of a treatise that its courts have shown no apparent
interest in adopting over the past twelve years.”
O'Shanter Res., Inc. v. Niagara
Mohawk Power Corp., 915 F. Supp.
560, 566 (W.D.N.Y. 1996) (quoting
Encogen Four Partners v. Niagara
Mohawk Power Corporation, 914
F.Supp. 57, 62 (S.D.N.Y. 1996)).
“‘The Restatement . . . is not the substantive law of New York and
creates no rights not already incorporated by New York statutory and
common law.’”
3rd Circuit Wallach v. Eaton Corp., 837 F.3d 356,
368 (3d Cir. 2016)
“The Restatement eliminates the risk of courts reaching inconsistent
conclusions about the consensus of state law, supplants the need for a
would-be assignor or assignee to conduct her own fifty-state survey
before assigning an antitrust claim to ensure it will be enforceable in
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federal court, and sets a baseline from which litigants may operate when
challenging or defending the validity of such an assignment. . . In sum,
we agree with Appellants that the Restatement carries persuasive force in
defining our federal common law, but we also caution that it serves only
as a starting point.”
4th Circuit
5th Circuit Dupuis v. Fed. Home Loan Mortg.
Corp., 879 F. Supp. 139, 142 (D. Me.
1995) (citing United States v. Gil, 657
F.2d 712, 715 (5th Cir. 1981); Bonk v.
McPherson, 605 A.2d 74, 78 (Me.
1992)).
“[B]oth the federal courts and the Maine Law Court regularly rely on
the Restatements where, as here, no applicable precedents exist.”
Rhynes v. Branick Mfg. Corp., 629 F.2d
409, 410 (5th Cir. 1980).
“We have no assurance whatever that Texas would adopt the product line
rule of liability. That rule represents at least a radical extension of Texas
product liability theory, at most a shift to a new and additional basis for
liability. Neither action is appropriate for us. Whatever the merits or
demerits of the proposed new rule, for us to adopt it for Texas would be
presumptuous. We decline to do so.”
6th Circuit Freeman v. Blue Ridge Paper Prod.,
Inc., 529 F. App'x 719, 728 (6th Cir.
2013).
Predicting North Carolina law and refusing to adopt section of
Restatement (Second) of Torts where the plaintiff offered
no authority suggesting North Carolina would adopt it.
Beau Townsend Ford Lincoln, Inc. v.
Don Hinds Ford, Inc., 759 F. App'x
348, 353 (6th Cir. 2018) (quoting
Garrison v. Jervis B. Webb Co., 583
F.2d 258, 262 n.6 (6th Cir. 1978)).
“[W]e may look to an applicable Restatement (here, the Restatement of
Contracts) for guidance ‘when there is no controlling state law on point
when the state has indicated ... that it considers the Restatements to be
persuasive authority.’”
7th Circuit Ormond v. Anthem, Inc., No. 1:05-CV-
1908-DFH-TAB, 2008 WL 906157, at
*18 (S.D. Ind. Mar. 31, 2008).
“It is one thing for the court to assume from the Ohio Supreme Court's
decision to adopt some sections of the Restatement of Conflict of Laws
that it intended to adopt the entire Restatement. It is a much bigger leap
to assume that the Ohio court's decision to adopt some sections of
the Restatement amounted to a delegation to the American Law Institute
of the authority to craft Ohio's conflicts of law jurisprudence through
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future revisions of the Restatement. The court is unwilling to make that
leap.”
8th Circuit Boswell v. Panera Bread Co., 879 F.3d
296, 303 (8th Cir. 2018) (citing State
ex rel. Vincent v. Schneider, 194
S.W.3d 853, 858–59 (Mo. 2006) (en
banc)).
“Missouri routinely finds the Restatement (Second) of
Contracts persuasive. See, e.g.,
Hill v. MCI WorldCom Commc'ns, Inc.,
141 F. Supp. 2d 1205, 1212 (S.D. Iowa
2001).
“Though the Restatement rejects the exception, see Restatement
(Second) of Torts § 652D cmt. (“[I]t is not an invasion of the right to
privacy ... to communicate a fact ... to a single person, or even to a small
group of persons.”), Iowa courts are obviously not bound to follow it. . .
Iowa has adopted the Restatement 's privacy tort principles . . . but
principles are flexible guides to aid in the resolution of cases.”
9th Circuit McKay v. Rockwell Int'l Corp., 704
F.2d 444, 447 (9th Cir. 1983).
“Section 402A is not a federal statute. It should be applied only when the
purposes it seeks to serve dictate its application. When that is not the
case it has no independent force. To apply it merely because it is there is
to abdicate judicial responsibility.”
In re Breast Cancer Prevention Fund,
574 B.R. 193, 216 (Bankr. W.D. Wash.
2017).
“Washington courts look to the Restatement of Trusts as persuasive
authority.”
W. Radio Servs. Co., Inc. v. Allen, 147
F. Supp. 3d 1132, 1144 (D. Or. 2015),
aff'd, 716 F. App'x 660 (9th Cir. 2018).
“Federal and Oregon courts refer to the Restatement of Torts when
considering a trespass claim.”
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10th Circuit Pena v. Greffet, 110 F. Supp. 3d 1103,
1138 (D.N.M. 2015).
Refusing to follow Restatement (Third) of Agency rule over New
Mexico case law adopting and applying the Restatement (Second) of
Agency rule and explaining rationale for sticking to the old rule.
11th Circuit Roach v. M/V Aqua Grace, 857 F.2d
1575, 1583 (11th Cir. 1988)
“This Court does not have the power to abandon controlling Supreme
Court precedent in favor of the Restatement.”
D.C. Circuit Tel-Oren v. Libyan Arab Republic, 726
F.2d 774, 781 (D.C. Cir. 1984).
Looking for guidance to the RESTATEMENT OF THE LAW OF
FOREIGN RELATIONS (REVISED) § 702 (Tent. Draft No. 3, 1982)
and characterizing the Restatement as commentary “defining the limits of
section 1350 [jurisdiction].”
Federal
Circuit
U.S. Supreme
Court
Kansas v. Nebraska, 135 S. Ct. 1042,
1064 (2015) (Scalia, J., concurring in
part and dissenting in part).
“I write separately to note that modern Restatements—such as the
Restatement (Third) of Restitution and Unjust Enrichment (2010), which
both opinions address in their discussions of the disgorgement remedy—
are of questionable value, and must be used with caution. The object of
the original Restatements was “to present an orderly statement of the
general common law.” Restatement of Conflict of Laws, Introduction, p.
viii (1934). Over time, the Restatements' authors have abandoned the
mission of describing the law, and have chosen instead to set forth their
aspirations for what the law ought to be. Keyes, The Restatement
(Second): Its Misleading Quality and a Proposal for Its Amelioration, 13
Pepp. L.Rev. 23, 24–25 (1985). Section 39 of the Third Restatement of
Restitution and Unjust Enrichment is illustrative; as Justice THOMAS
notes, post, at 1068 (opinion concurring in part and dissenting in part), it
constitutes a “‘novel extension’” of the law that finds little if any support
in case law. Restatement sections such as that should be given no weight
whatever as to the current state of the law, and no more weight regarding
what the law ought to be than the recommendations of any respected
lawyer or scholar. And it cannot safely be assumed, without further
inquiry, that a Restatement provision describes rather than revises current
law.”
Montana v. United States, 440 U.S.
147, 164, 99 S. Ct. 970, 979, 59 L. Ed.
“I join the Court's opinion on the customary understanding that its
references to law review articles and drafts or finally adopted versions of
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2d 210 (1979) (Rehnquist, J.
Concurring).
the Restatement of Judgments are not intended to bind the Court to the
views expressed therein on issues not presented by the facts of this case.”