Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 1

Contract Name

InstitutionBroker

CCRA NumberNB Number

AGF Trust CompanyAGF Investments Inc.

- RSP 403-002AGF Group of Funds Retirement Savings Plan NBC0022- RSP 403-010Harmony Retirement Savings Plan NBC0199

AGF Trust CompanyPFSL Investments Canada Ltd.

- RSP 403-009Primerica Concert Retirement Savings Plan NBC0195Assumption Mutual Life Insurance Company

Assumption Mutual Life Insurance Company- RSP 110-009Assumption Life locked-in retirement account NBC0526

B2B TrustcoB2B Bank

- RSP 417-026B2B Bank Retirement Savings Plan NBC0593B2B Trustco

B2B Bank Intermediary Services Inc.- RSP 417-028B2B Bank Intermediary Services Inc. Retirement Savings Plan NBC0594

B2B TrustcoB2B Trustco

- RSP 417-013B2B Bank Financial Services Inc. Retirement Savings Plan NBC0058- RSP 417-019B2B Bank Securities Services Inc. Retirement Savings Plan NBC0305- RSP 417-024Counsel Portfolio Services Inc. Retirement Savings Plan NBC0498

B2B TrustcoMackenzie Financial Corporation

- RSP 417-002Mackenzie Retirement Savings Plan NBC0242B2B Trustco

Quadrus Investment Services Ltd.- RSP 417-025Quadrus Retirement Savings Plan NBC0517

BMO Trust CompanyBMO Investments Inc.

- RSP 527-002BMO Mutual Funds Retirement Savings Plan NBC0093

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 2

Contract Name

InstitutionBroker

CCRA NumberNB Number

BMO Trust CompanyBMO Nesbitt Burns Inc.

- RSP 527-010BMO Nesbitt Burns Retirement Savings Plan NBC0051BMO Trust Company

BMO Trust Company- RSP 527-047BMO Group Retirement Services Group RSP NBC0569- RSP 527-048BMO GRS Group Retirement Savings Plan (Advisor Offer) NBC0573- RSP 527-043BMO InvestorLine Group RSP NBC0367- RSP 527-009BMO Investorline Retirement Savings Plan NBC0392- RSP 527-003BMO Mutual Funds Group Retirement Savings Plan NBC0094- RSP 527-011BMO Nesbitt Burns Group Retirement Savings Plan NBC0366- RSP 527-014The Trust Company of Bank of Montreal Retirement Savings Plan NBC0308

BMO Trust CompanyGuardian Group of Funds Ltd.

- RSP 527-006BMO Retirement Savings Plan NBC0390- RSP 527-016Guardian Group of Funds Ltd. Self-Directed Retirement Savings Plan NBC0207

BMO Trust CompanyThe Bank of Montreal

- RSP 527-044Advisor's Advantage Trust Retirement Savings Plan NBC0391Canadian Imperial Bank of Commerce

Canadian Imperial Bank of Commerce- RSP 338-005CIBC Deposit LIRA NBC0017

Canadian Western BankCanadian Western Bank

- RSP 387-001Branch Guaranteed RSP NBC0474- RSP 387-006Deposit Broker Guaranteed RSP NBC0473

Canadian Western TrustATB Securities Inc.

- RSP 418-037ATB Securities Inc. Self-Directed RSP NBC0547Canadian Western Trust

Canadian Western Trust- RSP 418-003Canadian Western Trust Company Guaranteed RSP NBC0376

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 3

Contract Name

InstitutionBroker

CCRA NumberNB Number

Canadian Western TrustCanadian Western Trust

- RSP 418-001Canadian Western Trust Company Self-Directed RSP NBC0375Canadian Western Trust

Odlum Brown Limited- RSP 418-025Odlum Brown Limited Self-Directed Retirement Savings Plan NBC0546

Canadian Western TrustQtrade Asset Management Inc.

- RSP 418-041Qtrade Asset Management Inc. Self-Directed Retirement Savings Plan NBC0419Canadian Western Trust

Qtrade Investor Inc.- RSP 418-040Qtrade Investor Inc. Self-Directed Retirement Savings Plan NBC0420

Canadian Western TrustRaymond James Ltd.

- RSP 418-058Raymond James Ltd. Self-Directed Retirement Savings Plan NBC0548Central 1 Credit Union

Central 1 Credit Union- RSP 115-006B.C. Central Credit Union Self-Directed Retirement Savings Plan NBC0144- RSP 115-001B.C. Central Retirement Savings Plan NBC0142

CIBC Mellon Trust CompanyCIBC Mellon Trust Company

- RSP 524-016CIBC Mellon - General Retirement Savings Plan NBC0273- RSP 524-029Manulife Financial Group Retirement Savings Plan NBC0534- RSP 524-026Manulife Financial Group Retirement Savings Share Ownership Plan NBC0407

CIBC Mellon Trust CompanyIntegra Capital Management Corporation

- RSP 524-014Integra Retirement Savings Plan NBC0264CIBC Trust Corporation

Canadian Imperial Bank of Commerce- RSP 322-025President's Choice Financial Retirement Savings Plan NBC0265

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 4

Contract Name

InstitutionBroker

CCRA NumberNB Number

CIBC Trust CorporationCIBC Asset Management Inc.

- RSP 322-030Renaissance Investments Retirement Savings Plan NBC0394CIBC Trust Corporation

CIBC Investor Services Inc.- RSP 322-012CIBC Investor Services Inc. Self-Directed Retirement Savings Plan NBC0182

CIBC Trust CorporationCIBC Securities Inc.

- RSP 322-015CIBC Group RSP NBC0156- RSP 322-017CIBC Mutual Funds Retirement Savings Plan NBC0041

CIBC Trust CorporationCIBC SI/ISI

- RSP 322-018CIBC Personal Portfolio Services Retirement Savings Plan NBC0254CIBC Trust Corporation

CIBC Trust Corporation- RSP 322-003CIBC Trust Self-Directed Retirement Savings Plan NBC0148

CIBC Trust CorporationCIBC World Markets Inc.��

- RSP 322-010CIBC Wood Gundy Self-Directed Retirement Savings Plan NBC0043Citi Trust Company Canada

Empire Life Investments Inc.- RSP 637-002Empire Life Mutual Funds Retirement Savings Plan NBC0584

Coastal Community Credit UnionCoastal Community Credit Union

- RSP 436-001Coastal Community Credit Union RSP NBC0559Computershare Trust Company of Canada

Canaccord Genuity Corp.- RSP 574-503Canaccord Genuity Corp. Self-Directed Retirement Savings Plan NBC0351

Computershare Trust Company of CanadaCredential Securities Inc.

- RSP 574-572Credential Securities Inc. Self-Directed Retirement Savings Plan NBC0503

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 5

Contract Name

InstitutionBroker

CCRA NumberNB Number

Computershare Trust Company of CanadaUnion Securities Ltd.

- RSP 574-272Union Securities Limited Retirement Savings Plan NBC0355Computershare Trust Company of Canada (Toronto)

BBS Securities Inc.- RSP 574-620BBS Securities Inc. Self-Directed Retirement Savings Plan NBC0597

Computershare Trust Company of Canada (Toronto)Caldwell Securities Ltd.

- RSP 574-244Caldwell Securities Ltd. Retirement Savings Plan NBC0329Computershare Trust Company of Canada (Toronto)

Edward Jones- RSP 574-599Edward Jones Self-Directed Retirement Savings Plan NBC0539

Computershare Trust Company of Canada (Toronto)GMP Securities L.P.

- RSP 574-470GMP Securities L.P. Self-Directed Retirement Savings Plan NBC0435Computershare Trust Company of Canada (Toronto)

Jones Gable & Company Ltd.- RSP 574-196Jones Gable & Company Ltd. Self-Directed Retirement Savings Plan NBC0590

Computershare Trust Company of Canada (Toronto)Macquarie Private Wealth Inc.

- RSP 574-512Macquarie Private Wealth Inc. Self-Directed Retirement Savings Plan NBC0369Computershare Trust Company of Canada (Toronto)

Open Access Limited- RSP 574-527Open Access Limited Individual Retirement Savings Plan NBC0380

Computershare Trust Company of Canada (Toronto)Penson Financial Services Canada Inc.

- RSP 574-529Penson Financial Services Canada Inc. Retirement Savings Plan NBC0484Computershare Trust Company of Canada (Toronto)

PI Financial Corp.- RSP 574-279PI Financial Corp. Self-Directed Retirement Savings Plan NBC0596

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 6

Contract Name

InstitutionBroker

CCRA NumberNB Number

Computershare Trust Company of Canada (Toronto)Questrade Inc.

- RSP 574-571Questrade Inc. Self-Directed Retirement Savings Plan NBC0499Computershare Trust Company of Canada (Toronto)

Sprott Asset Management Inc.- RSP 574-606Sprott Asset Management L.P. Retirement Savings Plan NBC0557

Computershare Trust Company of Canada (Toronto)Sprott Private Wealth L.P.

- RSP 574-518Sprott Private Wealth L.P. Self-Directed Retirement Savings Plan NBC0379Computershare Trust Company of Canada (Toronto)

Stone & Co. Limited- RSP 574-580Stone & Co. Limited Self-Directed Retirement Savings Plan NBC0513

Concentra Financial Services AssociationConcentra Financial Services Association

- RSP 584-001Concentra Financial Retirement Savings Plan NBC0445Concentra Trust

Atlantic Baptist Foundation- RSP 145-682Atlantic Baptist Foundation Retirement Savings Plan NBC0455

Concentra TrustConcentra Financial Services Association

- RSP 145-005Concentra Financial Self-Directed Retirement Savings Plan NBC0462Concentra Trust

Credential Asset Management Inc.- RSP 145-664Credential Asset Management Multiple Fund Retirement Savings Plan NBC0453

Concentra TrustCredit Unions

- RSP 145-001Credit Union Deposit Program Retirement Savings Plan NBC0447- RSP 145-658Credit Union Retirement Savings Plan NBC0452

Concentra TrustCrocus Investment Fund

- RSP 145-646Crocus Investment Fund Retirement Savings Plan NBC0451

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 7

Contract Name

InstitutionBroker

CCRA NumberNB Number

Concentra TrustGrowthWorks Ltd.

- RSP 145-703GrowthWorks-Matrix Retirement Savings Plan NBC0458Concentra Trust

ING Direct Funds Limited- RSP 145-680Ing Direct Funds Limited Self-Directed Retirement Savings Plan NBC0454

Concentra TrustJovFunds Management Inc.

- RSP 145-695JovFunds Self-Directed Retirement Savings Plan NBC0525Concentra Trust

Northwest & Ethical Investments L.P. - RSP 145-723Northwest & Ethical Investments L.P. Retirement Savings Plan NBC0537

Concentra TrustSaskWorks Venture Fund Inc.

- RSP 145-687SaskWorks Venture Fund Inc. Retirement Savings Plan NBC0589Concentra Trust

Sterling Mutuals Inc.- RSP 145-690Sterling Mutuals Inc. Self-Directed Retirement Savings Plan NBC0571

Co-operators Life Insurance CompanyCo-operators Life Insurance Company

- RSP 144-007Co-operators Life Ins. Co. Deferred Annuity Contract NBC0292- RSP 144-008Co-operators Life Ins. Co. Group RSP NBC0293- RSP 144-010Co-operators Life Ins. Co. Restricted Contribution Group RSP NBC0294- RSP 144-013Versatile Asset NBC0196- RSP 144-014Versatile Asset II NBC0295- RSP 144-016Versatile Asset III NBC0389- RSP 144-018Versatile Portfolios NBC0400

CUMIS Life Insurance CompanyCUMIS Life Insurance Company

- RSP 149-005Locked-in Retirement Account, Group RSP NBC0112

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 8

Contract Name

InstitutionBroker

CCRA NumberNB Number

Desjardins Financial SecurityDesjardins Financial Security

- RSP 111-112Desjardins Financial Security Guaranteed Investment Funds Plan - Helios RSP NBC0523- RSP 111-041Placement flexibile-CRI NBC0050

Desjardins Financial Security Life Assurance CompanyDesjardins Financial Security Life Assurance Company

- RSP 111-043Locked-in Retirement Account NBC0023- RSP 111-072National Savings Contract NBC0165

Desjardins Trust Inc.Acadia Financial Services Inc.

- RSP 168-116Acadia Financial Services LIRA NBC0425Desjardins Trust Inc.

Acadia Investments Inc.- RSP 168-089Acadia Investment Fund LIRA NBC0125

Desjardins Trust Inc.Desjardins Financial Security Investments Inc.

- RSP 168-134Desjardins Financial Security Investments Inc. RSP NBC0505Desjardins Trust Inc.

Desjardins Trust Inc.- RSP 168-074Acadia Life Locked-In Retirement Account NBC0020- RSP 168-136Caisses / Credit Unions RSP NBC0512- RSP 168-007Desjardins Funds and Guaranteed Investment RSP NBC0514- RSP 168-066Desjardins Securities Inc. Self-Directed RSP NBC0383- RSP 168-118Letko Brosseau Inc. RSP NBC0476- RSP 168-025Self-Managed RSP NBC0515

Desjardins Trust Inc.SFL Investments

- RSP 168-137SFL Investments RSP NBC0518First Calgary Financial Credit Union Ltd.

First Calgary Financial Credit Union Ltd.- RSP 519-001Locked-In Retirement Savings Plan NBC0187

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 9

Contract Name

InstitutionBroker

CCRA NumberNB Number

Household Trust CompanyHousehold Trust Company

- RSP 329-001Household Trust Locked-in Retirement Account NBC0080HSBC Bank Canada

HSBC Bank Canada- RSP 337-001HSBC Bank Canada Retirement Savings Plan NBC0110

HSBC Trust Company (Canada)HSBC Global Asset Management (Canada) Limited

- RSP 544-008HSBC Pooled Funds Retirement Savings Plan NBC0297HSBC Trust Company (Canada)

HSBC Investment Funds (Canada) Inc.- RSP 544-004HSBC Mutual Funds Retirement Savings Plan NBC0111

HSBC Trust Company (Canada)HSBC Securities (Canada) Inc.

- RSP 544-010HSBC InvestDirect Self-Directed Retirement Savings Plan NBC0288HSBC Trust Company (Canada)

HSBC Trust Company (Canada)- RSP 544-009HSBC Trust Company (Canada) Retirement Savings Plan NBC0434- RSP 544-001HSBC Trust Company Retirement Savings Plan NBC0296

HSBC Trust Company (Canada)National Bank Financial Inc.

- RSP 544-011National Bank Financial Inc. Self-Directed Retirement Savings Plan NBC0289Industrial Alliance Insurance and Financial Services Inc.

Industrial Alliance Insurance and Financial Services Inc.- RSP 104-040IA Clarington GIF Individual Variable Annuity Contract NBC0585- RSP 104-042IAG Savings and Retirement Plan NBC0577- RSP 104-013Industrial Alliance Insurance and Financial Services Inc. Group Retirement Savin NBC0364

Industrial Alliance Pacific Insurance and Financial ServicesIndustrial Alliance Pacific Insurance and Financial Services

- RSP 230-095IAG Savings and Retirement Plan NBC0578

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 10

Contract Name

InstitutionBroker

CCRA NumberNB Number

Industrial Alliance Trust Inc. (IAT)FundEX Investments Inc.

- RSP 575-011FundEX Investments Inc. Retirement Savings Plan NBC0574Industrial Alliance Trust Inc. (IAT)

IA Clarington Investments Inc. - RSP 575-005IA Clarington Investments Inc. Retirement Savings Plan NBC0472

Industrial Alliance Trust Inc. (IAT)Industrial Alliance Securities Inc.

- RSP 575-003Industrial Alliance Securities Inc. Retirement Savings Plan NBC0466Industrial Alliance Trust Inc. (IAT)

Investia Financial Services Inc.- RSP 575-007Investia Financial Services Inc. Retirement Savings Plan NBC0538

ING Bank of CanadaING Bank of Canada

- RSP 545-001ING DIRECT Retirement Savings Plan for Locked-In Pension Transfers NBC0286Investors Group Trust Co.

London Life Insurance Company- RSP 193-067Christian Labour Association of Canada GRSP NBC0561- RSP 193-065London Life Trusteed Group Retirement Savings Plan NBC0489- RSP 193-066London Life Trusteed Group Retirement Savings Plan (2) NBC0482

Investors Group Trust Co. Ltd.Investors Group Financial Services Inc.

- RSP 193-029Investors Group Financial Services Locked-in Retirement Account NBC0006Knights of Columbus

Knights of Columbus- RSP 196-005Locked-in Retirement Account NBC0109

LBC TrustLBC Trust

- RSP 211-002Laurentian Bank of Canada Retirement Savings Plan NBC0481LBC Trust

Return on Innovation Management Inc.- RSP 211-084Return on Innovation Fund Inc. Retirement Savings Plan NBC0558

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 11

Contract Name

InstitutionBroker

CCRA NumberNB Number

League Savings & Mortgage CompanyLeague Savings & Mortgage Company

- RSP 421-001League Savings & Mortgage Locked-in Retirement Account NBC0035London Life Insurance Company

London Life Insurance Company- RSP 202-116Flexible Investment Group Retirement Savings Plan NBC0213- RSP 202-051Freedom Funds LIRA NBC0011- RSP 202-123London Life Broker Sponsored Group Retirement Savings Plan NBC0368- RSP 202-121London Life Group Retirement Savings Plan NBC0358- RSP 202-128London Life Preferred Series 2 Segregated Funds RSP NBC0586- RSP 202-127London Life Segregated Funds RSP NBC0543- RSP 202-053Performer and Enhanced Performer Group RSP NBC0160

Manulife Trust CompanyManulife Private Wealth, a Division of Manulife Asset Management Ltd.

- RSP 642-001Manulife Private Wealth Retirement Savings Plan NBC0595Natcan Trust Company

Natcan Trust Company- RSP 525-001Natcan Trust Company Locked-in Retirement Account NBC0078

Natcan Trust CompanyNational Bank Direct Brokerage Inc.

- RSP 525-026National Bank Direct Brokerage Inc. Retirement Savings Plan NBC0404Natcan Trust Company

National Bank Financial Inc.- RSP 525-025National Bank Financial Inc. Self-Directed Retirement Savings Plan NBC0508

Natcan Trust CompanyNational Bank Financial Ltd.

- RSP 525-024National Bank Financial Ltd. Self Directed Retirement Savings Plan NBC0507Natcan Trust Company

National Bank Securities Inc.- RSP 525-029National Bank Securities Inc. Registered Retirement Savings Plan NBC0432

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 12

Contract Name

InstitutionBroker

CCRA NumberNB Number

Natcan Trust CompanyNational Bank Trust Inc.

- RSP 525-035Private Investment Management Locked-in Retirement Account NBC0439Natcan Trust Company

NBCN Inc.- RSP 525-018Natcan Trust Company Self-Directed Locked-in Retirement Savings Plan NBC0304

National Bank of CanadaNational Bank of Canada

- RSP 330-001Locked-in Retirement Account NBC0077Olympia Trust Comapny

Olympia Trust Comapny- RSP 542-001Olympia Trust Company Self-Directed Retirement Savings Plan NBC0599

Peace Hills Trust Peace Hills Trust

- RSP 424-001Peace Hills Trust Retirement Savings Plan NBC0483Primerica Life Insurance Company of Canada

Primerica Life Insurance Company of Canada- RSP 528-001Primerica Common Sense Funds Retirement Savings Plan NBC0271

RBC Life Insurance CompanyRBC Life Insurance Company

- RSP 442-016RBC Guaranteed Investment Funds NBC0493SSQ, Life Insurance Company Inc.

SSQ, Life Insurance Company Inc.- RSP 219-022SSQ Retirement Savings Plan NBC0541- RSP 219-014SSQ Retirement Savings Plan NBC0536

Standard Life Trust CompanyStandard Life Trust Company

- RSP 437-004Standard Life Mutual Funds Ltd. NBC0260State Farm International Life Insurance Company Ltd.

State Farm International Life Insurance Company Ltd.- RSP 269-023Flex-5 Plus (Policies C07049, C94049, C89059) NBC0501

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 13

Contract Name

InstitutionBroker

CCRA NumberNB Number

State Street Trust Company CanadaRussell Investments Canada Ltd.

- RSP 565-011Russell Investments Retirement Savings Plan NBC0527State Street Trust Company Canada

Sentry Select Capital Corp.- RSP 565-007Sentry Select Retirement Savings Plan NBC0490

Sun Life Assurance Company of CanadaCI Investments Inc.

- RSP 272-133SunWise Elite RSP NBC0506- RSP 272-139SunWise Essential Series 2 Segregated Funds (base contract) RSP NBC0591- RSP 272-140 SunWise Essential Series 2 Segregated Funds (income class) RSP NBC0592- RSP 272-137SunWise Essential Series Retirement Savings Plan NBC0562

Sun Life Assurance Company of CanadaSun Life Assurance Company of Canada

- RSP 272-070Canadian Dental Group RSP NBC0233- RSP 272-068Sun Life of Canada Specimen Group RSP NBC0262- RSP 272-134Sun Life Superflex Annuity RSP NBC0496- RSP 272-075SunSpectrum Interest Account Retirement Savings Plan NBC0393

Sun Life Financial Trust Inc.Sun Life Assurance Company of Canada

- RSP 570-004Sun Life Financial Trust Inc. Group RSP NBC0309Sun Life Financial Trust Inc.

Sun Life Investment Services (Canada) Inc.- RSP 570-043SLF Investments Retirement Savings Plan NBC0598

The Bank of Nova Scotia Trust Company (Scotiatrust)Bank of Nova Scotia and Scotia Securities Inc.

- RSP 520-005Scotia Locked-in Retirement Account NBC0019The Bank of Nova Scotia Trust Company (Scotiatrust)

Dundee Private Investors Inc.- RSP 520-017Dundee Private Investors Inc. Self-Directed Retirement Savings Plan NBC0582

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 14

Contract Name

InstitutionBroker

CCRA NumberNB Number

The Bank of Nova Scotia Trust Company (Scotiatrust)DWM Securities Inc.

- RSP 520-015DWM Securities Inc. Self-Directed Retirement Savings Plan NBC0581The Bank of Nova Scotia Trust Company (Scotiatrust)

Scotia Capital Inc.- RSP 520-004Scotia Self-Directed Locked-in Retirement Account NBC0399

The Bank of Nova Scotia Trust Company (Scotiatrust)Scotia Private Client Group

- RSP 520-014Scotia Retirement Savings Plan NBC0348The Canada Life Assurance Company

The Canada Life Assurance Company- RSP 125-102Canada Life Generations NBC0267- RSP 125-115Canada Life Preferred Series 2 Segregated Funds RSP NBC0588- RSP 125-114Canada Life Segregated Funds RSP NBC0544- RSP 125-095Canada Life Universal Group RSP NBC0510- RSP 125-055Comprehensive Annuity Policy NBC0069

The Canada Trust CompanyAssante Capital Management Ltd.

- RSP 521-124Assante Capital Management Ltd. Retirement Savings Plan NBC0318The Canada Trust Company

Assante Financial Management Ltd.- RSP 521-126Assante Financial Management Ltd. Retirement Savings Plan NBC0319

The Canada Trust CompanyBluMont Capital Corporation

- RSP 521-092BluMont Capital Corporation Retirement Savings Plan NBC0388The Canada Trust Company

CI Investments Inc.- RSP 521-107CI Investments Insight Program Retirement Savings Plan NBC0263- RSP 521-024CI Investments Retirement Savings Plan NBC0136

The Canada Trust CompanyFidelity Investments Canada ULC

- RSP 521-049Fidelity Investments Canada Retirement Savings Plan NBC0179

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 15

Contract Name

InstitutionBroker

CCRA NumberNB Number

The Canada Trust CompanyFidelity Investments Life Insurance Company

- RSP 521-156Fidelity Investments Life Insurance Company Group General Retirement Savings NBC0464The Canada Trust Company

Fidelity Retirement Services Company of Canada Limited- RSP 521-076Fidelity Retirement Services Company of Canada Limited Group General RSP NBC0463

The Canada Trust CompanyGlobal Maxfin Investments Inc.

- RSP 521-163Global Maxfin Investments Inc. Retirement Savings Plan NBC0520The Canada Trust Company

Goodman & Company, Investment Counsel Ltd.- RSP 521-121Dynamic Mutual Funds Ltd. Locked-In Retirement Account NBC0280

The Canada Trust CompanyManulife Asset Management Limited

- RSP 521-141Manulife Mutual Funds Retirement Savings Plan NBC0361The Canada Trust Company

Manulife Bank of Canada- RSP 521-160Manulife Bank of Canada Retirement Savings Plan NBC0478

The Canada Trust CompanyManulife Securities Incorporated

- RSP 521-142Manulife Securities Incorporated Self-Directed RSP NBC0362The Canada Trust Company

Manulife Securities Investment Services Inc.- RSP 521-143Manulife Securities Investment Services Inc. Self-Directed RSP NBC0363

The Canada Trust CompanyMGI Financial Inc.

- RSP 521-034MGI Financial Self-Directed Retirement Savings Plan NBC0535The Canada Trust Company

Partners in Planning Financial Services Ltd.- RSP 521-165PIP Self-Directed Retirement Savings Plan NBC0568

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 16

Contract Name

InstitutionBroker

CCRA NumberNB Number

The Canada Trust CompanyTD Asset Management Inc.

- RSP 521-138TD Future Builder Group Retirement Savings Plan NBC0337- RSP 521-004TD Mutual Funds Retirement Savings Plan NBC0157

The Canada Trust CompanyTD Waterhouse (Canada) Inc.

- RSP 521-008TD Waterhouse Self-Directed Retirement Savings Plan NBC0107The Canada Trust Company

TD Waterhouse Institutional Services- RSP 521-075TD Waterhouse Institutional Services Self-Directed Retirement Savings Plan NBC0385

The Canada Trust CompanyTD Waterhouse Private Investment Counsel Inc.

- RSP 521-015TD Waterhouse Private Investment Counsel Retirement Savings Plan NBC0119The Canada Trust Company

TD Waterhouse Private Trust- RSP 521-154TD Waterhouse Private Trust Retirement Savings Plan NBC0416

The Canada Trust CompanyThe Canada Trust Company

- Self- Directed Retirement Savings Plan NBC0021The Canada Trust Company

TheToronto-Dominion Bank- RSP 521-005TD Canada Trust Retirement Savings Plan NBC0036- RSP 521-006TD Employee Future Builder Group RSP NBC0567

The Canada Trust CompanyTricycle Asset Management Corp.

- RSP 521-129Tricycle Capital Corporation Self-Directed Retirement Savings Plan NBC0290The Canada Trust Company

Worldsource Financial Management Inc.- RSP 521-101Worldsource Financial Management Inc. Self-Directed Retirement Savings Plan NBC0230

The Empire Life Insurance CompanyThe Empire Life Insurance Company

- RSP 157-182Class Plus 2 Retirement Savings Plan NBC0601

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 17

Contract Name

InstitutionBroker

CCRA NumberNB Number

The Empire Life Insurance CompanyThe Empire Life Insurance Company

- RSP 157-180Elite Investment Program NBC0284- RSP 157-177Elite XL Investment Program NBC0285- RSP 157-181Empire Class Segregated Finds NBC0497

The Equitable Life Insurance Company of CanadaThe Equitable Life Insurance Company of Canada

- RSP 159-024Equitable Life Pivotal Solutions Retirement Savings Plan NBC0492The Great-West Life Assurance Company

Investors Group- RSP 178-054Flexible Accumlation Annuity Investors Group Series NBC0257

The Great-West Life Assurance CompanyThe Great-West Life Assurance Company

- RSP 178-047Flexible Accumulation Annuity NBC0226- RSP 178-058Great-West Life Preferred Series 2 Segregated Funds RSP NBC0587- RSP 178-057Great-West Life Segregated Fund Investors Group Series RSP NBC0551- RSP 178-056Great-West Life Segregated Funds RSP NBC0545

The Independent Order of ForestersThe Independent Order of Foresters

- RSP 189-002Forester Annuity Plus NBC0102- RSP 189-003Forester Growth Funds Plus NBC0291

The Manufacturers Life Insurance Company (Manulife Financial)The Manufacturers Life Insurance Company (Manulife Financial)

- RSP 206-045GRO-Group Retirement Savings Plan NBC0421- RSP 206-061Manulife Guaranteed Interest Contract RSP NBC0377- RSP 206-064Manulife Guaranteed Investment Funds Select (GIF Select) NBC0553- RSP 206-065Manulife PensionBuilder Retirement Savings Plan NBC0570- RSP 207-052Maritime Life Elite Portfolio (MLEP) Locked-In Retirement Account NBC0386- RSP 207-031Maritime Life Synchrony Funds Locked-In Retirement Account NBC0342

The Royal Trust CompanyAEGON Fund Management

- RSP 254-516imaxx Retirement Savings Plan NBC0357

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 18

Contract Name

InstitutionBroker

CCRA NumberNB Number

The Royal Trust CompanyBrigata Capital Management Inc.

- RSP 254-546Brigata Capital Management Inc. Retirement Savings Plan NBC0530The Royal Trust Company

Bullion Management Services Inc.- RSP 254-527Bullion Management Services Inc. Retirement Savings Plan NBC0583

The Royal Trust CompanyEdgePoint Wealth Management Inc.

- RSP 254-552EdgePoint Wealth Management Inc. RSP NBC0579The Royal Trust Company

Fidelity Clearing Canada ULC- RSP 254-554Fidelity Clearing Canada ULC Group Retirement Savings Plan NBC0552

The Royal Trust CompanyFiera Capital Corporation

- RSP 254-483Fiera Capital Corporation Retirement Savings Plan NBC0580The Royal Trust Company

Franklin Templeton Investments Corp.- RSP 254-416Franklin Templeton Investments Retirement Savings Plan NBC0116

The Royal Trust CompanyGluskin Sheff & Associates Inc.

- RSP 254-391Gluskin Sheff & Associates Inc. Retirement Savings Plan NBC0576The Royal Trust Company

I.A. Michael Investment Counsel Ltd.- RSP 254-489I.A. Michael Investment Counsel Ltd. Retirement Savings Plan NBC0575

The Royal Trust CompanyLouisbourg Investments Inc.

- RSP 254-556Louisbourg Investments Inc. Retirement Savings Plan NBC0555The Royal Trust Company

MacDougall, MacDougall & MacTier Inc.- RSP 254-403MacDougall, MacDougall & MacTier Inc. Retirement Savings Plan NBC0564

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 19

Contract Name

InstitutionBroker

CCRA NumberNB Number

The Royal Trust CompanyMarquest Investment Counsel Inc.

- RSP 254-417Marquest Investment Counsel Inc. Locked-In Retirement Account NBC0245The Royal Trust Company

MD Management Ltd.- RSP 254-014Canadian Medical Association Retirement Savings Plan NBC0134

The Royal Trust CompanyPhillips, Hager & North Investment Management Ltd.

- RSP 254-559Phillips, Hager & North Investment Management Ltd. Retirement Savings Plan NBC0556The Royal Trust Company

RBC Dominion Securities Inc.- RSP 254-497RBC Dominion Securities Inc. Self-Directed Retirement Savings Plan NBC0063

The Royal Trust CompanyRBC Investor Services Trust

- RSP 254-533RBC Investor Services Trust Retirement Savings Plan NBC0509The Royal Trust Company

RBC Phillips, Hager & North Investment Counsel Inc.- RSP 254-548RBC Phillips, Hager & North Investment Counsel Inc. RSP NBC0560

The Royal Trust CompanyRBC Private Counsel (USA) Inc.

- RSP 254-565RBC Private Counsel (USA) Inc. Retirement Savings Plan NBC0600The Royal Trust Company

Sun Life Global Investments (Canada) Inc.- RSP 254-561Sun Life Global Investments (Canada) Inc. Retirement Savings Plan NBC0563

The Royal Trust CompanyThe Royal Trust Company

- RSP 254-396Burgundy Asset Management Retirement Savings Plan NBC0323- RSP 254-474Highstreet Asset Management Retirement Savings Plan NBC0412- RSP 254-514Invesco Retirement Savings Plan NBC0344- RSP 254-355Mackie Research Capital Corporation Retirement Savings Plan NBC0470- RSP 254-511MD Private Trust Company Retirement Savings Plan NBC0325- RSP 254-488Montrusco Bolton Investments Inc. Retirement Savings Plan NBC0533

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 20

Contract Name

InstitutionBroker

CCRA NumberNB Number

The Royal Trust CompanyThe Royal Trust Company

- RSP 254-522RBC Asset Management Inc. Retirement Savings Plan NBC0408- RSP 254-378RBC Direct Investing Inc. Retirement Savings Plan NBC0343- RSP 254-381Royal Bank of Canada NBC0359- RSP 254-007Royal Trust Personal Trust Services NBC0572- RSP 254-457SEI Investments Canada Company Group Retirement Savings Plan NBC0418- RSP 254-456SEI Investments Canada Company Retirement Savings Plan NBC0417

The Royal Trust CompanyValue Partners Investments Inc.

- RSP 254-536Value Partners Investments Inc. Retirement Savings Plan NBC0479The Royal Trust Company

Wave Cycle Mutual Funds Ltd.- RSP 254-547Wave Cycle Mutual Funds Ltd. Retirement Savings Plan NBC0532

The Royal Trust Corporation of CanadaThe Royal Trust Corporation of Canada

- RSP 255-007Royal Trust Personal Trust Services Retirement Savings Plan NBC0167The Standard Life Assurance Company of Canada

The Standard Life Assurance Company of Canada - RSP 267-051Ideal Segregated Funds Contract - LIRA NBC0328- RSP 267-052Ideal Term Fund Policy - LIRA NBC0423

The Standard Life Assurance Company of Canada (Standard Life Canada)The Standard Life Assurance Company of Canada (Standard Life Canada)

- RSP 267-047Group Retirement Solutions - association-sponsored: guaranteed & pooled funds NBC0565- RSP 267-044Group Retirement Solutions - association-sponsored: guaranteed funds NBC0566- RSP 267-046Group Retirement Solutions - employer-sponsored: guaranteed & pooled funds� NBC0127- RSP 267-042Group Retirement Solutions - employer-sponsored:guaranteed funds�� NBC0126- RSP 267-019Tri-Plan Group RSP NBC0037

The Wawanesa Life Insurance CompanyThe Wawanesa Life Insurance Company

- RSP 291-003Wawanesa Life Insurance Company LIRA NBC0225

21of

Superintendent's List for Locked-In Retirement Account (LIRA)

Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20

Sorted by Financial Institution

Justice and Attorney General

Office of the Superintendent of Pensions

Page 21

Contract Name

InstitutionBroker

CCRA NumberNB Number

Toronto Mutual Life Insurance CompanyCI Investments Inc.

- RSP 276-008Individual Variable Annuity Contract for C.I.Segregated Funds NBC0202Transamerica Life Canada

Transamerica Life Canada- RSP 214-026Transamerica Guaranteed Investment Funds (TGIF) NBC0549- RSP 214-027Transpac NBC0550

21of