Stobbe LF Barcelona Supply Chain 2005-06-080

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    Green Electronics3rd International Conference on Lead-Free ElectronicsBarcelona, June 8, 2005 - p 1 Irina Stobbe

    Forschungsschwerpunkt Technologiender Mikroperipherik

    Marking of Electronic Components and BoardAssemblies as RoHS Compatible

    Information in the Supply Chain and Logistics

    Irina Stobbe, Otmar Deubzer, Hansjrg Griese, Herbert Reichl

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    Green Electronics3rd International Conference on Lead-Free ElectronicsBarcelona, June 8, 2005 - p 2 Irina Stobbe

    Lead-free Labelling / Material Declaration

    Labelling itself is NOT a requirement from the RoHS legislative

    Why ?

    Request in a common standard for marking scheme across the industry, i.e. ina worldwide acceptable solution, which supports the trust in declaration

    Ease communication within supply chain at minimum costs

    Supporting manufacturing, repair, service (Life Cycle Enhancement)

    Supporting material recycling: Announcement of valuable and difficult in

    handling materials

    Challenges:

    Label as small as possible, BUT should contain large amount of information

    Higher production and documentation costs, reading effort

    Missing comprehensibility for users (uncertainty of how to interpret the labels)

    Source: Fujitsu-Siemens

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    Green Electronics3rd International Conference on Lead-Free Electronics

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    LegislativeRequirements

    Market

    RoHScompliance

    WEEEEcoDesign

    User Legis-lation

    Process- and Material-orientedRequirements

    ReuseServiceSupplychain

    Logistics/Quality

    Trace-ability

    Reco-vering

    Supporting decision making on different levels

    Requirements to Labelling/Marking?

    RemainingLifetime

    Recyc-ling

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    European Legislative

    Directive on Waste Electrical and Electronic Equipment (WEEE) - Producer Responsibility for Take Back of Used Electronics and Recycling Rates Scope: consumer products in 10 categories

    Def: Old-old-equipment: no declaration, mostly contains lead

    Old equipment: before 2006-07-01 - lead-free declaration for a short time

    Directive on the Restriction of the Use of Certain Hazardous Substances in EEE (RoHS) Ban on e.g. Lead, Cr(VI), Hg, Cd in Electronics after July 1, 2006 for 8 from 10 categories from WEEE (subject of changes ) Exemptions are possible and subject of changes (defined in ANNEX, reviewed by TAC)

    Directive End of Life of Vehicles (ELV) Bann on Materials and Recycling, (temporarily) exemption for lead

    Draft Directive on establishing a framework for EcoDesign of Energy Using Products (EuP) Eco-Design under the umbrella of CE-mark

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    No Marking Requirement from RoHS Directive

    -Labelling only, if it is explicitly required by directives. That makes necessary thatconformity assessment methods are defined by EU and available.

    EU Parliament and Commission have to decide about the commitment requirement

    Remain:

    Marking should provide convenience, trust !

    Rules and definitions like maximum concentration values (MCV) and explanationsshould simplify communication and agreements

    Markings about non-existence have a temporarily character:The destination is the restriction of hazardous materials without any exemptions.

    Different marking systems are possible, because marking has a temporarilycharacter. Harmonisation is handicapped by different interests of market playersand timelines

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    Information for convenience and benefit

    Relevant information in the supply chain

    Status of technology change processes in the supply chain

    Assembly process specification

    Component specification (Terminal finish, Maximum processing

    temperature, inner materials, MSL) Board specification (other hazardous materials, finishes)

    Material data - Information for life cycle, for eco-design / Product

    improvement processes Marketing - Functionality

    Use phase

    Service, Repair, Reuse

    Material recycling (WEEE request) Disposal

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    Various marking schemes on market

    Intertronics (EU)

    ZETEX (EU)Future electronics

    Schurter

    Lattice

    Panasonic

    Ecliptek

    TechSearch InternationalHarwin

    C&K components

    AEC

    examples only

    AAT Aston

    ANDUS

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    Marking schemes : more brand than standard

    Lead-free marking:

    RoHS marking:

    Supertex FairchildBourns

    Nu visions

    Lattice

    SchurterMicro semiconductor

    Phoenix ContactNIC Components

    Matrix USA Label IDent

    examples only

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    Technologies for Labelling on Boards

    Bar code

    Etched in the copper layer

    Printed

    2D datamatric codelaser etched

    Printed label, glued

    Printed with branding

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    Standards and Technical reports Inter-regional process

    JEDEC Standard JESD97, May 2004: Marking, Symbols, and Labels forIdentification of Lead (Pb) Free Assemblies, Components, and Devices

    IPC-1066, June 2004: Marking, Symbols and Labels for Identification ofLead-Free and Other Reportable Materials in Lead-Free Assemblies,Components and Devices

    JEITA ETR-7021, June 2004; Guidance for the lead-Free Marking ofMaterials, Components and Mounted Boards used in Electronic andElectric Equipment

    JEITA ET-7001 (Draft 2005) : The marking for presence and non-presence

    of the specified chemical substances in materials, components andmounted boards used in electrical and electronic equipment

    EIAJ EDR-7605 (JEITA), Technical Report : Marking guideline of packingfor lead-free semiconductor device (only)

    Soldertec- and EFSOT- Questioners, proposals many enterprise specific rules and roadmaps / request in labelling

    if compatibility with RoHS and other legal or if lead in it.

    IPC-1066 and JEITA ET-7001 now as IEC proposals for world widestandardisation

    NEW

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    JEITA - Approach

    ETR-7021 (2004): Levels of lead-free are defined as phase timeline forreach that

    (for components and boards)

    Phase 1: contains lead, but lead-free processablePhase 2: Lead-free solder systems and terminationsPhase 3A: No lead in materials at all

    (only RoHS exemptions are allowed)

    Phase 3: lead-free in all components, solder joints andfinishing materials

    ET-7001 (2005): Presence and non-presence, all RoHS materials,no phases !

    Materials will be described by their chemical symbol (Pb, Hg, CrVI, Cd,...),alloys by the substances contained or by shortened composition symbols

    NEW

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    Comparison of Standards or Guidelines (1)

    Pb-free means Pb < 0,1wt% in rawmaterials, reference to RoHS,

    process ready,

    Non-presence means substance < 0,1 (0,01)wt% in the uniform substance or uniformmaterial

    Lead-free, Mercury-free,

    Tolerance up to maximum concentration

    value (MCV) < 0,1 (0,01) wt% in

    homogeneous material

    Limitation

    Without referenceLike RoHS without dataAnnex1, Scope Art. 2 (1)Exemptions

    Lead-free per order presumed

    SnAgCu A40C5SnZnBi Z80B30

    (see IEC 61190-1-3 or ISO 9453)

    Phase 1 - LF processable

    Phase 2 - LF terminals and solder

    Phase 3 3A - RoHS compliance

    Phase 4 3 - LF at all

    Soldertec/BeCAP

    Pb free presumed

    IPC : HF =Halogen free

    Lead free presumedBoard Substrate

    Solder symbol (e1, e2,..) for solder classes

    e1 - SnAgCue2 - other SnX, no Bi, no Zne3 - Sne4 - preplated(Ag, Au, NiPd, NiPdAu)e5 - SnZn, SnZnX, no Bie6 - Bie7 - low temp. Solder (only JESD97)

    SnAgCu A40C5SnZnBi Z80B30

    It displays at the main unit and the wrappingmaterial under the presence/non-presence sign

    Solder Material

    -

    - 2nd level interconnect

    -

    - Totally Pb-free

    No more phases, onlypresence or non-presenceof a (RoHS) substance from Annex I

    Lead-free Phases

    IPC-1066 / JESD97JEITA ET-7001Category

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    Comparison of Standards or Guidelines (2)

    Other restrictions like Halogen-free (HF)(only IPC) included

    Material declaration makes boards easier torecycle,

    all RoHS-Materials

    Changes in exemptions are traceable,support to serviceBenefits

    For substrates, solder material, conf. finishwith categories

    For solder, terminals and board finishes withthe chemical formula

    Not required,

    Recommended for solder ( z.B. Z80B30) and

    finishes

    Material

    Declaration

    Solder symbol

    2nd Totallylevel Pb-freeinterc. Label

    Presence of other materials from Annex 1(equivalent to RoHS)

    [[Hg]], [[(PDPE)]],

    >>#7-2006

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    Supporting decision making on different levels

    Requirements to Labelling/Marking?

    LegislativeRequirements

    Market

    RoHScompliance

    User Legis-lation

    Process- and Material-orientedRequirements

    ReuseServiceSupplychain

    Logistics/Quality

    Trace-ability

    Reco-vering

    RemainingLifetime

    Recyc-ling

    WEEEEcoDesign

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    High Level Information: Content

    Product identification, e.g. part and serial number, Supplier codeetc

    See: Request in new product identifications numbers for transferredproducts in the supply chain logistics

    Material content information

    refer to IEC DPAS 3/750, 3/2005, Handbook of Material Data

    Declaration RoHS materials, Halogens (IEC 61249-2-21), conformal coatings (IPC-

    CC-830B)

    Solder process and solder material, Maximum safe temperature,

    Moisture sensitivity level (MSL) Thermal stress

    Reuse Disassembly Repair - Recycling information

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    Material Data Declaration : Requirements

    Legislation :no explicit requirement, but the legislations like EuP, RoHS, WEEE, ELV,etc trigger the implementation of MDD IEC Working group for PAS

    Supply Chain :

    Customers request for compliance declaration

    Design for Environment (DfE):MDD supports DfE with the existing databases

    Material data declaration (MDD):

    Negative list e.g. RoHS compliance

    Extended negative list e.g. Joint Industry Guide

    Averaged positive list e.g. Umbrella Specs of ZVEI

    Positive list (Full material data declaration)

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    Environmental Screening Requirements

    TPI (Toxic Potential Indicator)RPI (Recycling Potential Indicator)ERM (Raw Material extraction energy)

    Material data are required in design phase for resource consumption,toxicity assessment and raw material extraction energy calculation

    Example screening tool : IZM/EE Toolbox:

    Product treematerial declaration (PAS)

    ...

    ProductSub-Part 1.1:93 gMaterial A: 12 gMaterial B: 23 g

    Material D: 3 gMaterial E: 49 gMaterial F: 1 g

    Product Part 1:122 g

    Product:357 g

    ProductSub-Part 1.2

    Product Part 2

    Product treeenvironmental screening

    ...

    ProductSub-Part 1.1:970 indicator pointsMaterial A: 820 ind. ptsMaterial B: 15 ind. pts

    Material D: 100 ind. ptsMaterial E: 30 ind. ptsMaterial F: 5 ind. pts

    Product Part 1:2,260 indicator points

    Product:3,160 indicator points

    ProductSub-Part 1.2

    Product Part 2Environmental Assessment

    Environmental screeningindicators, e.g.

    Toxic Potential Indicator:

    HazardousSubstancesDeclarations(R-phrases)

    AllowableWorkplaceConcentration(MAK)

    WaterPollutionClassification(WGK)

    Ecological Material Rating(points per mass unit)

    Projection on Numerical ScaleandAggregation

    0

    100

    TPI/mass unit

    Source: Karsten Schischke

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    Traceability

    Traceability : A process that has the ability to trace the usage and position of aunit using recorded documents (EN ISO 8402, DIN ISO 9001,2000, 7.5.3)

    Which component with which charge number is when and in which product forwhich job and which costumer is built?

    Advantages of traceability in the inner supply chain:

    Transparent production process

    Targeted identification of affected assembly

    Reduce cost and time in case of failure

    Which environmental effect can be reached with traceability:

    Enables material flow management, which can be a part of anenvironment management system (EMS) (that means optimization underenvironment conditions)

    Waste flow optimisation reduces cost and impact

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    Labelling levels for more effective knowledge

    ( Low Level Labelling single data: yes or no one sign)

    High Level Labelling: labelling, that is not directly visible and understandable It needs extra devices and handlings to get the information. These kind of labelling provide more than one information.

    Place of real information storing is inside or outside of theproduct.

    Reader

    Data matrix

    Transponder

    Life CycleModules

    (Memory,Transponder)

    Realisation of storing these data: Data matrix (outsourcing the data) Transponder (RFID) (mostly outsourcing the data) LIM (capturing and storing the data)

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    Data matrix

    Data matrix: A very area efficient 2D (two dimensional)barcode symbology

    Featuring:

    1. Storage of special identification number, non-changeable

    2. Access to company (Web-) DATABASE in order to get allrequired product information for service or recyclingpurposes (outsourced information)

    Finderpattern

    Alternatingpattern

    Data region

    =

    A unique perimeter pattern helps the barcode scanner determine the cell locations.

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    Transponder/RFID

    RFID: A system meant to provide data that is saved in a transponder(tag). Generally, RF ID system consists of a tag, an antenna to supportthe tag, reader (interrogator) that communicate with the tag throughair interface.

    Featuring:

    1. Storage of material contents in transponder memory

    2. Data readout by interested party, e.g. service provider, recycler

    3. Data modification possible (after service, )4. Problem: Too expensive and not sufficient memory to represent allmaterial-content information information should be outsourced

    Reader

    RFIDTag

    Datapulse

    Energy

    Computer

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    Using a life cycle information unit (LIU/LIM)

    Transportation

    Test

    Use

    Design

    Manufacturing

    Reuse

    &Recycling

    LIU

    Life Cycle Units are integrated in (electronic) products :

    records

    &

    an

    alyzes

    supports

    improves

    Repair, Refurbishment,Predictive Maintenance

    supports

    SFB 281- gov. funded project

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    Use of provided information (Scenarios I)

    Recycling processes: Optical recognition of the lead-freesign and separation of higher graded lead-free PWBs:Special treatment before the smelting process for higherrecovery rates of precious and other (Sn) metals.Benefit values not calculated yet.

    Recycling: calculation of content of goods receipt instead ofmeasurement (chem. analysis), dismantling rulesBenefit: cost for transponder and memory vs. chem.

    Analysis, multiple use for logistics

    Repair: Knowledge about solder material and finishes

    working temperature, temperature compatibility ofcomponentsBenefit: quality

    HF / A40C5 / OSP+

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    Use of provided information (Scenarios II)

    Service / Reuse: Full material and productinformation provide the possibility of reuse andupgrades including the traceability. Benefit: quality,

    time, reuse

    DB

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    EFSOT Material Declaration outsourcing of information

    http://www.efsot-europe.infoInternational project on newgeneration environmentalfriendly soldering technologies

    ProjectExample

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    EFSOT Material Declaration outsourced info

    outsourcedinformation inweb-based

    datasheets

    P bl D t b t t h t t

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    c c

    Tantalum MnO2 Silver TBBA Sb2O3 Fe/Ni Sn

    Material data variation from different manufacturers vs. USpecsinformation spectrum

    Problem: Data may be not accurate enough to supporteco design on a material basis

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    Declaration of RoHS compliance

    Negative List of selected materials, traces < 0,1 % No more information about environmental hotspots

    Reduction of hazardous material in components JIG (List A, B, DQ 2-3 exemplary) , Umbrella Specs (Typical values, averaged, DQ 3-4 exemplary)

    Application of material based screening tools for EcoDesign

    Full material declaration, data quality better than 3 (includesaveraged data)

    Provide a life cycle analysis

    Full Material data, Energy data, utilization data, data qualitybetter than 4

    (Data quality DQ ranges from 1 (bad) to 5 (excellent) in a systematicSPOLD-alike assessment, can be weighted by mass or by toxicity; workin process )

    Which data quality suffice . ?

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    Summary (1)

    Lead free labelling depends on

    Definition of lead-free (limit values and unit)

    Lead-free in outer connections or in the inner materials too? (relates

    to definition of phase 2 or phase 3) RoHS compliance includes exemptions, which could be changed during

    the evaluation processes (... and includes five materials more!)- sign needs explanation

    Suggestion: Mark lead-containing components with leadand the number and year of RoHS exemption annex

    Lead-free labelling is only for supply chain logistics(Floor shops and other), for marketing it is free, what to use;Declaration of solder system and maximum safe temperature areuseful in service or repair

    Pb

    #7-2006

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    Summary (2)

    Real challenges in manufacturer management are to organise theenumeration (P/N) of changed components in all accompanyingdocuments

    Qualification of processes, layouts, bills of material, customer relateddocuments, assurance documents.

    Kind of enumeration depends on historic grown old numbers, placeand data technology; Very different on manufacturers

    ISO 9000 and ISO 14000 support the transfer process

    Environment improvement due to labelling is possibleonly if manufacturer organizes traceability andprovides energy or material flow management under

    environmental issues

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    Thanks for your attention ! Questions ?

    Marking of Electronic Components and Board Assemblies as RoHSCompatible Information in the Supply Chain and Logistics

    Contact:

    [email protected]+49 - 30 - 464 03 156

    http://www.efsot-europe.info

    IPC-1066 / JESD97 JEITA ET-7001#21/2006

    G

    A30C5

    [[Pb, Hg]]