STATE OF SOUTH CAROLINA BEFORE THE Case) PUBLIC …

OF SOUTH CAROLINA
(PIease type or print)
Address: PO Box 33068
Charlotte, NC 28233 Other:
Email: jenny. furr@piedmontng. corn
NOTE: The cover sheet and information contained herein neither replaces nor supplements the filing and service of pleadings or other papers as required by law. This form is required for use by the Public Service Commission of South Carolina for the purpose of docketing and must
be filled out corn letel .
DOCKETING INFORMATION (Check all that apply)
Request for item to be placed on Commission's Agenda Emergency Relief demanded in petition expeditiously
Monthly Analysis of Deferred Account - Hedging Program
INDUSTRY (Check one) NATURE OF ACTION (Check all that apply)
Electric
Electric/Gas
Electric/Telecommunications
Electric/Water
Electric/Water/Telecom.
Electric/Water/Sewer
Petition to Intervene
Prefiled Testimony
Address: PO Box 33068
Email: jenny,[email protected]
NOTE: The cover sheet and information contained herein neither replaces nor supplements the filing and service of pleadings or other papers as required by law. This form is required for use by the Public Service Commission of South Carolina for the purpose of docketing and mustbe filled out co_.
DOCKETING INFORMATION (Check all that apply)
Request for item to be placed on Commission's Agenda [] Emergency Relief demanded in petition [--] expeditiously
[] Other: Monthly Analysis of Deferred Account - Hedging._____Program
_TRY (Check one)IF--"- NATURE OF ACTION (Check all that apply)
[] Electric
[] Electric/Gas
[] Electric/Telecommunications
[] Electric/Water
[] Electric/Water/Telecom.
[] Electric/Water/Sewer
[]Gas
[] Railroad
[] Sewer
[] Telecommunications
[] Transportation
[] Water
[] Water/Sewer
[] Petition to Intervene
[] Prefiled Testimony
February 13, 2009
Mr. Charles Terreni Chief Clerk Administrator Public Service Commission of South Carolina 101 Executive Center Drive, Suite 100 Columbia, South Carolina 29210
I
C
Enclosed is Piedmont's Deferred Account-Hedging Program report for the period end November 30, 2008.
If you have any questions, please feel free to contact me.
Sincerely,
Enclosures
mlllllll .,eomo Natural Gas
101 Executive Center Drive, Suite 100 Columbia, South Carolina 29210
Re: Docket No. 2001-410-G.
Enclosed is Piedmont's Deferred Account-Hedging Program report for the period end November 30, 2008.
If you have any questions, please feel free to contact me.
Sincerely,
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ADM INVESTOR SERVICES, INC. Chicago Board of Trade Building 141 Nl. Jackson Blvd. Suite 1600A Chicago, IL 60604-3190
MONTHLY COMMODITY STATEMENT
psII. ou Cwa
ACCOUNT NUMBBRs X2068
SALBSMAN NUMBBR: X121
INTRODUCBD BY: RBC WBALTH. MANAGEMENT (704)264-2767
PIBDMONT NATURAL GAS CO SOUTH CAROLINA ACCOUNT ATTN MARGARET LAUDBR PO BOX 33068 CHARLOTTE NC 28233-3060
'l3, 'z'3D aD. —~ - ~i.'3/. ~U
'j3 A% OLs~~
IP YOU HAVB ANY QUESTIONS OR ZSSUBS REGARDING YOUR STATEMENT THAT YOU ARB UNABLE TO RBSOLVE WITH YOUR BROKER, PLEASE CONTACT ADMIS CUSTOMER SERVICB AT 1/800/654-0461 or 312/242-7200.
* * w w w w w Y 0 U R A C T I V I T Y T H I S M 0 N T H *
DATE
WIRB
L@=((0
DESCRIPTION
NOV 10 NATURAL GAS NOV 10 NATURAL GAS TRANSFER DISB TRANSFER DISBURSED
WIRE TRANSFER DISB WIRE TRANSFER DISBURSED
WIRE TRANSPER DISB WIRE TRANSFER DISBURSED
l 5 + WIRE RIIIIWSPER DZSB WIRE TRANSFER DISBURSBD
SI /GALS I I mlR. D; m RrA. 10/08 INTEREST CREDIT INTERBST
V+ 7 SJD ~4 .WZRR Z'IDDISPER RBC WIRE TRANSFBR RBCBIVED
12250 16000
EX PRICB/LBGND
WZRESNT US 2, 247, 112.00
WIRBSNT US 208, 477. 00
CR INT US
QQ Cj ~ WZRE S WIRE
0/6. 4
2, 474, 033.13
WIRBSNT US 889, 691.00
P) 79 .P)!79 20
ISY 29 10
DEC 08 NATURAL GAS PUT DEC 08 NATURAL GAS PUT DEC 08 NATURAL GAS PUT DEC 08 NATURAL GAS PUT DEC 08 NATURAL GAS WIRE TRANSFER REC WIRB TRANSFBR RBCBIVED
6500 7050 7500 8000
WIREREC
.00
.00
.00
20 29 20 10 10 10
20
CALL DEC 08 NATURAL GAS CALL DEC 08 NATURAL GAS CALL DEC 08 NATURAL GAS CALL DEC 08 NATURAL GAS CALL DEC 08 NATURAL GAS CALL DEC 08 NATURAL GAS CALL DEC 08 NATURAL GAS WIRE TRANSPER DISB WZRE TRANSPER DISBURSBD
8800 9000 9800
WIRESNT
US US US US US US US US 1,259, 203.00
.00
.00
.00
.00
.00
.00
.00
WIRESNT CASH
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR
OBJECTIONS CORRECTED VYILL BE DEEMED YOUR AGREFMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
RETAIN FOR TAX RECORDS
ADM INVESTOR SERVICES, INC.
Chicago Board of Trade Building 141 W. Jackson Blvd. Suite 1600A Chicago, IL 60604-3190
PIEDMONT NATURAL GAS CO
ACCOUNT NUMBER: X2068
SALESMAN NUMBER: XI21
INTRODUCED BY: RBC'WEALTH'MANAGEMENT
REGARDING YOUR STATEMENT THAT YOU
ARE UNABLE TO RESOLVE WITH YOUR BROKER,
PLEASE CONTACT ADMIS CUSTOMER SERVICE AT
1/800/654-0461 or 312/242-7200.
WIRE TRANSFER RECEIVED
11/14/8 ._ _, _//"/q._) WIRE REC 111308
WIRE TRANSFER RECEIVED
11/20/8 WIRE TRANSFER DISB
11/21/8 WIRE TRANSFER REC
11/24/8 WIRE TRANSFER DISB
C NET PREM US _50,535.00 WIRESNT US 2,088,338.00
WIRESNT US 989,719.00
WIRESNT US 2,247,112.00
WIRESNT US 208,477.00
EXER/ASSN US .00
EXER/ASSN US . 00
EXER/ASSN US .00
.00 9800 C EXPIRE US
.00 i0000 C EXPIRE US
.00
WIRESNT US 1,259,203.00
WIRESNT US 1,784,668.00
CASH US 2,241,528.50
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR ©BJECTIONS CORRECTED WILL BE DEEMED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
ADM INVESTOR SERVICES, INC. Chicago Board of Trade Building 141 IW. Jackson Blvd. Suite 1600A Chicago, IL 60604-3190
PAGE 2
ACCOUNT NUMBER:
SALESMAN NUMBBR:
INTRODUCED BY:
RBC WEALTH MANAGEMENT (704)264-2767
PIBDMONT NATURAL GAS CO SOUTH CAROLZNA ACCOUNT ATTN MARGARBT LAUDER PO BOX 33068 CHARLOTTE NC 28233-3060
IF YOU HAVE ANY QUESTIONS OR ISSUES REGARDING YOUR STATEMENT THAT YOU ARE UNABLE TO RESOLVE WZTH YOUR BROKER, PLEASE CONTACT ADMIS CUSTOMER SERVICB AT 1/800/654-0461 or 312/242-7200.
DATE
WIRE TRANSFBR RECEIVED WIRE TRANSFBR DISBURSBD
* * * *»»»» P 0 S I T I 0 N S I N Y 0 U R
WIREREC US WIRBSNT US
* » » » » * » » » * » » * » » » *
10/20/8 18 PUT SBP 10 NATURAL GAS 5600 C 18* OPTION MARKBT VALUE
BXPZRB 8/26/10 AVERAGB SHORT: .300
.300 US
10/08/8
LAST TRADE DATE: 8/26/10
12 PUT APR 09 NATURAL GAS 6000 C 12* OPTION MARKBT VALUE
EXPIRE 3/26/09 AVBRAGB SHORT: .200
.200 US 63, 000. 00
.525 63, 000. 00»
9/03/8 10/08/8
14 PUT JUN 09 NATURAL GAS 6000 C 13 PUT JUN 09 NATURAL GAS 6000 C 27'» OPTION MARKBT VALUE
BXPIRB 5/26/09 AVERAGE SHORT: .232
.560 151,200. 00»
10/07/8 10/20/8
11 PUT JUL 09 NATURAL GAS 6000 C 11 PUT JUL 09 NATURAL GAS 6000 C 22» OPTION MARKET VALUB
BXPZRE 6/25/09 AVERAGE SHORT: .250
.200 US 58, 960.00
10/08/8
11 PUT AUG 09 NATURAL GAS 6000 C 11» OPTION MARKBT VALUE
EXPIRE 7/28/09 AVBRAGE SHORT: .330
.330 US 66, 990.00
11 PUT SEP 09 NATURAL GAS 6000 C 11* OPTION MARKBT VALUE
EXPIRE 8/26/09 AVERAGE SHORT: .300
.300 US 69, 300.00
17 PUT OCT 09 NATURAL GAS 6000 C 17» OPTION MARKET VALUE
.290 US 115,430.00
LAST TRADB DATE: 9/25/09
P EASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATEI Y. YOUR FAILURE To EXERCISE IMFvIEDIATELY YOUR RIGHT TO HAVE DIFPERENCES OR
OBJECTIONS CORRECTED VVII L BE DFEMED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
PAGE 2
INTRODUCED BY: RBC'WEALTH-MANAGEMENT
1/800/654-0461 or 312/242-7200.
11/26/8 11/28/8 WIRE TRANSFER RECEIVED WIREREC US 4,654,862.50
WISE TRANSFER DISBURSED WIRESNT US 2,720 264.00• . . . . . . . . . . . . . .
POSITIONS IN YOUR A C C 0 U N T * * • • . . . . . . . . . . . . .
10/20/8 18 PUT SEP i0 NATURAL GAS 5600 C .300 US 52,200.00
18- OPTION MARKET VALUE .290 52,200.00"
EXPIRE 8/26/10
10/08/8 12 PUT APR 09 NATURAL GAS 6000 C .200 US 63,000.00
12. OPTION MARKET VALUE .525 63,000.00-
EXPIRE 3/26/09
9/03/8 14 PUT JUN 09 NATURAL GAS 6000 C .170 US 78,400.00
27* OPTION MARKET VALUE .560 151,200.00"
EXPIRE 5/26/09
ii PUT JUL 09 NATURAL GAS 6000 C .200 US 58,960.00
10/20/8 ii PUT JUL 09 NATURAL GAS 6000 C .300 US 58,960.00
EXPIRE 6/25/09
10/08/8 Ii PUT AUG 09 NATURAL GAS 6000 C .330 US 66,990.00
1 I* OPTION MARKET VALUE .609 66,990.00 *
EXPIRE 7/28/09
10/07/8 II PUT SEP 09 NATURAL GAS 6000 C .300 US 69,300.00
Ii* OPTION MARKET VALUE .630 69,300.00"
EXPIRE 8/26/09
9/29/8 17 PUT OCT 09 NATURAL GAS 6000 C .290 US 115,430.00
17" OPTION MARKET VALUE .679 115,430.00"
EXPIRE 9/25/09
OBJECTIONS CORRECTED WILL BE DEEMED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
ADM INVESTOR SERVICES, INC. Chicago Board of Trade Building 141 W. Jackson Blvd. Suite 1600A Chicago, IL 60604-3190
PAGB 3
ACCOUNT NUMBBR:
SALBSMAN NUMBER:
INTRODUCED BY:
RBC WEALTH'MANAGEMENT (704)264-2767
PIEDMONT NATURAL GAS CO SOUTH CAROLINA ACCOUNT ATTN MARGARBT LAUDBR PO BOX 33068 CHARLOTTE NC 28233-3060
IF YOU HAVE ANY {}UESTIONS OR ISSUES RBGARDING YOUR STATBMENT THAT YOU ARE UNABLB TO RESOLVB WITH YOUR BROKBR, PLEASE CONTACT ADMIS CUSTOMBR SERVICE AT 1/800/654-0461 oz 312/242-7200.
DATB
10/20/8
LONG/BUY SHRT/SELL DESCRIPTION BX PRICB/LBGND CC
.300 US.442 29 PUT DEC 09 NATURAL GAS 6000 C 29* OPTION MARKET VALUB
DBBIT
11 PUT JAN 10 NATURAL GAS 6000 C 11» OPTION MARKET VALUE
.200 US 36, 960.00
LAST TRADB DATB: 12/28/09
8 PUT FBB 10 NATURAL GAS 6000 C 17 PUT FEB 10 NATURAL GAS 6000 C 25» OPTION MARKET VALUB
EXPIRE I/26/10 AVERAGE SHORT: .268
, 200 US 26, 720. 00 , 300 US 56, 780.00 .334 83, 500. 00»
10/22/8
17 PUT AUG 10 NATURAL GAS 6000 C 17* OPTION MARKBT VALUE
.300 US 62, 220. 00
.366 62, 220. 00»
18 PUT OCT 10 NATURAL GAS 6000 C 18» OPTION MARKBT VALUB
EXPIRE 9/27/10 AVERAGB SHORT: .200
.200 US 79, 740. 00
.443 79, 740. 00»
13 PUT APR 09 NATURAL GAS 6500 C 13* OPTION MARKBT VALUE
.200 US 100,490.00
13 PUT MAY 09 NATURAL GAS 6500 C 13» OPTION MARKBT VALUE
EXPIRE 4/27/09 AVBRAGB SHORT: .160
.160 US 104, 520. 00
.804 104, 520.00»
10 PUT JUL 09 NATURAL GAS 6500 C 10» OPTION MARKET VALUE
EXPIRB 6/25/09 AVERAGB SHORT: .200
.200 US 78, 600. 00
.786 78, 600.00*
PAGE 3
1/800/654-0461 or 312/242-7200.
29* OPTION MARKET VALUE
Ii* OPTION MARKET VALUE
17" OPTION MARKET VALUE
i0" OPTION MARKET VALUE
.786
DEBIT
128,180.00
128,180.00-
36,960.00
36,960.00*
CREDIT
26,720.00
56,780.00
83,500.00*
62,220.00
62,220.00*
79,740.00
79,740.00*
100,490.00
100,490.00"
104,520.00
104,520.00"
78,600.00
78,600.00*
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR R!GHT TO NAVE DIFFERENCES OR OBJECTIONS CORRECTED WILL BE DEEMED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
ACCOUNT NUMBBRl X2068
INTRODUCED BY: RBC 'WEALTH MANAGEMENT (704)264-2767
PIEDMONT NATURAL GAS CO SOUTH CAROLINA ACCOUNT ATTN MARGARET LAUDER PO BOX 33068 CHARLOTTB NC 28233-3060
IF YOU HAVB ANY QUESTIONS OR ISSUES REGARDING YOUR STATBMENT THAT YOU ARE UNABLE TO RBSOLVE WITH YOUR BROKER, PLEASB CONTACT ADMIS CUSTOMBR SERVICB AT 1/800/654-0461 oz 312/242-7200.
DATB
9/04/8
.200
11» OPTION MARKET VALUE EXPIRE 7/28/09
AVERAGB SHORT: .200
9/05/8 10/21/8
9/04/8 9/05/8
12 PUT SEP 09 NATURAL GAS 6500 C 12» OPTION MARKET VALUE
LAST TRADE DATB: 8/26/09
7 PUT MAR 10 NATURAL GAS 6500 C 20 PUT MAR 10 NATURAL GAS 6500 C 27» OPTION MARKBT VALUE
BXPIRB 2/23/10 AVERAGB SHORT: .417
6 PUT MAY 10 NATURAL GAS 6500 C 6 PUT MAY 10 NATURAL GAS 6500 C
12» OPTION MARKBT VALUE EXPIRE 4/27/10
AVERAGB SHORT: .150
9/04/8 9/05/8
7 PUT ZUN 10 NATURAL GAS 6500 C 6 PUT PUN 10 NATURAL GAS 6500 C
13* OPTION MARKET VALUE EXPIRE 5/25/10
AVBRAGB SHORT: .150
9/04/8 9/05/8
9/04/8 9/05/8
5 PUT UUL 10 NATURAL GAS 6500 C 6 PUT JUL 10 NATURAL GAS 6500 C
11» OPTION MARKET VALUE BXPIRB 6/25/10
AVBRAGE SHORT: .150
6 PUT AUG 10 NATURAL GAS 6500 C 5 PUT AUG 10 NATURAL GAS 6500 C
11» OPTION MARKET VALUB BXPIRE 7/27/10
AVBRAGB SHORT: .150
33, 060. 00 27, 550. 00 60, 610.00»
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY, YOUR FAILURE To EXERCISE IMMEDIATEI Y YOUR R'GHT TO HAVF DIFFERENCES CR OBJECT'ONS CORRECTED WILL BE DEEMED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
141 W. Jackson Blvd. Suite 1600A Chicago, IL 60604-3190
PAGE 4
CHARLOTTE NC 28233-3060
1/800/654-0461 or 312/242-7200.
12, OPTION MARKET VALUE
6 PUT MAY i0 NATURAL GAS 6500
6 PUT MAY I0 NATURAL GAS 6500 12, OPTION MARKET VALUE
? PUT JUN i0 NATURAL GAS 6500
6 PUT JUN I0 NATURAL GAS 6500 13" OPTION MARKET VALUE
ii* OPTION MARKET VALUE
CREDIT
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY, YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR OBJECTIONS CORRECTED WILL BE DEEMED YOUR AGREEMENT THAT THIS STATEt,,4ENT IS CORRECT AND RATIFIED
RETAIN FOR FAX RECORDS
SALBSMAN NUMBER: X121
INTRODUCED BY: RBC ~ WEALTH'MANAGEMENT (704)264-2767
PIEDMONT NATURAL GAS CO SOUTH CAROLINA ACCOUNT ATTN MARGARET LAUDER PO BOX 33068 CHARLOTTE NC 28233-3060
IP YOU HAVE ANY QUESTIONS OR ISSUES REGARDING YOUR STATEMENT THAT YOU ARE UNABLB TO RESOLVE WITH YOUR BROKER, PLEASB CONTACT ADMIS CUSTOMER SBRVICE AT 1/800/654-0461 ar 312/242-7200.
DATB
9/29/8
LONG/BUY SHRT/SELL DESCRIPTION EX PRICE/LEGND CC
.300 US.644 17 PUT OCT 10 NATURAL GAS 6500 C 17* OPTION MARKET VALUB
DEBIT
13 PUT MAR 09 NATURAL GAS 6600 C 13~ OPTION MARKET VALUE
7, 800. 00- SIM EXPIRB 2/24/09 AVERAGE SHORT: .180
.180 US 101,400. 00
10 PUT DEC 09 NATURAL GAS 6600 C 10* OPTION MARKET VALUE
EXPIRB 11/23/09 AVBRAGB SHORT: .220
.220 US 6'l, 100.00
.671 67, 100.00"
7/28/8 6 PUT MAY 10 NATURAL GAS 6800 C 6» OPTION MARKET VALUB
EXPIRB 4/27/10 AVERAGE SHORT: .340
.340
7 PUT JUN 10 NATURAL GAS 6800 C 74 OPTION MARKBT VALUE
23 PUT NOV 09 NATURAL GAS 6850 C 23* OPTION MARKBT VALUE
.694 48, 580. 00*
.500 US 217, 580.00
8/25/8 9/03/8
32 PUT JAN 09 NATURAL GAS 7000 C 22 PUT JAN 09 NATURAL GAS 7000 C 54~ OPTION MARKET VALUB
264, 600.00- SIM EXPIRB 12/24/08 AVERAGE SHORT: .170
.150 US.200 US.767
9/04/8
17 PUT PEB 09 NATURAL GAS 7000 C 17~ OPTION MARKBT VALUB
73, 100.00- SIM EXPIRE 1/27/09 AVBRAGB SHORT: .230
.230 US.915 155,550.00 155,550.00~
LAST TRADB DATE: 1/27/09 PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY YOUR FAILURE To EXERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR OBJECTIONS CORRECTED WILl BE DEEMIED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
PAGE 5
1/800/654-0461 or 312/242-7200.
DATE LONG/BUY SHRT/SELL DESCRIPTION EX PRICE/LEGND CC DEBIT
9/29/8 17 PUT OCT i0 NATURAL GAS 6500 C .300 US 109,480.00
17" OPTION MARKET VALUE .644 109,480.00. EXPIRE 9/27/10
AVERAGE SHORT: .300
9/03/8 13 PUT MAR 09 NATURAL GAS 6600 C .180 US 101,400.00 13. OPTION MARKET VALUE
.780 101,400.00- 7,800.00- SIM EXPIRE 2/24/09
AVERAGE SHORT: .180
9/11/8 i0 PUT DEC 09 NATURAL GAS 6600 C .220 US 67,100.00
i0- OPTION MARKET VALUE .671 67,100.00- EXPIRE 11/23/09
AVERAGE SHORT: .220
7/28/8 6 PUT MAY I0 NATURAL GAS 6800 C .340 US 43,140.00
6* OPTION MARKET VALUE .719 43,140.00- EXPIRE 4/27/10
AVERAGE SHORT: .340
7/28/8 7 PUT JUN i0 NATURAL GAS 6800 C .340 US 48,580.00
7* OPTION MARKET VALUE .694 48,580.00* EXPIRE 5/25/10
AVERAGE SHORT: .340
10/08/8 23 PUT NOV 09 NATURAL GAS 6850 C .500 US 217,580.00
23* OPTION MARKET VALUE .946 217,580.00- EXPIRE 10/27/09
AVERAGE SHORT: .500
8/25/8 32 PUT JAN 09 NATURAL GAS 7000 C .150 US 245,440.00
9/03/8 22 PUT JAN 09 NATURAL GAS 7000 C .200 US 168,740.00
54" OPTION MARKET VALUE .767 414,180.00. 264,600.00- SIM EXPIRE 12/24/08
AVERAGE SHORT: .170
9/04/8 17 PUT FEB 09 NATURAL GAS 7000 C .230 US 155,550.00
17" OPTION MARKET VALUE .915 155,550.00- 73,100.00- SIM EXPIRE 1/27/09 AVERAGE SHORT: .230
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR OBJECTIONS CORRECTED WILL BE DEEMED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATrFIED
CREDIT
ADM INVESTOR SERVICES, INC, Chicago Board of Trade Building 141 W. Jackson Blvd. Suite 160QA Chicago, IL 60604-3190
FAG B 6
RBC WEALTH. MANAGEMENT (704)264-2767
PIEDMONT NATURAL GAS CO SOUTH CAROLINA ACCOUNT ATTN MARGARET LAUDBR PO BOX 33068 CHARLOTTE NC 28233-3060
IF YOU HAVE ANY QUESTIONS OR ISSUBS REGARDING YOUR STATBMENT THAT YOU ARE UNABLE TO RESOLVE WITH YOUR BROKER, PLBASE CONTACT ADMZS CUSTOMER SERVICE AT 1/800/654-0461 or 312/242-7200.
DATE
9/12/8
.300 1.018
US13 PUT MAR 09 NATURAL GAS 7000 C 13* OPTION MARKET VALUE
59, 800.00 — SZM BXPZRE 2/24/09 AVBRAGE SHORT: .300
8/05/8 8/11/8 9/18/8
12 PUT APR 09 NATURAL GAS 7000 C 12 PUT APR 09 NATURAL GAS 7000 C 24* OPTION MARKET VALUE
114,000.00- SIM BXPIRB 3/26/09 AVBRAGB SHORT: .300
12 PUT MAY 09 NATURAL GAS 7000 C 12 PUT MAY 09 NATURAL GAS 7000 C 12 PUT MAY 09 NATURAL GAS 7000 C 36» OPTION MARKBT VALUB
153,000.00- SIM EXPIRE 4/27/09 AVERAGE SHORT: .283
129, 960.00 129,960.00 259, 920.00»
132, 840. 00 132, 840. 00 132,840. 00 398, 520. 00*
8/11/8 8/20/8
8/11/8 8/20/8
8/11/8 8/20/8
13 PUT JUN 09 NATURAL GAS 7000 C 13 PUT JUN 09 NATURAL GAS 7000 C 26» OPTION MARKET VALUE
81,900.00- SIM BXPIRE 5/26/09 AVERAGE SHORT: .275
11 PUT JUL 09 NATURAL GAS 7000 C 11 PUT JUL 09 NATURAL GAS 7000 C 22» OPTION MARKET VALUE
43, 340.00- SZM BXPIRE 6/25/09 AVERAGE SHORT: .300
11 PUT AUG 09 NATURAL GAS 7000 C 11 PUT AUG 09 NATURAL GAS 7000 C 22» OPTION MARKBT VALUE
22, 880. 00- S1M EXPIRE 7/28/09 AVERAGE SHORT: .315
117,370.00 117,370.00 234, 740. 00»
122, 540. 00 122, 540. 00 245, 080. 00»
8/11/8 8/29/8
6 PUT SBP 09 NATURAL GAS 7000 C 17 PUT SBP 09 NATURAL GAS 7000 C 23» OPTION MARKET VALUB
13,110.00- SIM BXPIRB 8/26/09 AVBRAGB SHORT: .402
.340
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE TO EXERCISE IMtvIEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR
Chicago Board of Trade Building 141 W. Jackson Blvd. Suite 1600A
Chicago, IL 60604-3190
SALESMAN NUMBER: X121
ARE UNABLE TO RESOLVE WITH YOUR BROKER, PLEASE CONTACT ADMIS CUSTOMER SERVICE AT
1/800/654-0461 or 312/242-7200.
9/12/8 13 PUT MAR 09 NATURAL GAS 7000 C .300 US 132,340.00
13" OPTION MARKET VALUE 1.018 132,340.00- 59,800.00- SIM EXPIRE 2/24/09
AVERAGE SHORT: .300
24* OPTION MARKET VALUE 1.083 259,920.00*
114,000.00- SIM EXPIRE 3/26/09
8/05/8 12 PUT MAY 09 NATURAL GAS 7000 C .190 US 132,840.00
36* OPTION MARKET VALUE 1.107 398,520.00* 153,000.00- SIM EXPIRE 4/27/09
AVERAGE SHORT: .283
AVERAGE SHORT: .275
8/11/8 ii PUT JUL 09 NATURAL GAS 7000 C .270 US 117,370.00
8/20/8 II PUT JUL 09 NATURAL GAS 7000 C .330 US 117,370.00
AVERAGE SHORT: .300
8/11/8 ii PUT AUG 09 NATURAL GAS 7000 C .290 US 122,540.00
8/20/8 ii PUT AUG 09 NATURAL GAS 7000 C .340 US 122,540.00
AVERAGE SHORT: .315
8/11/8 6 PUT SEP 09 NATURAL GAS 7000 C .340 US 68,100.00
8/29/8 17 PUT SEP 09 NATURAL GAS 7000 C .425 US 192,950.00
23* OPTION MARKET VALUE 1.135 261,050.00-
13,110.00- SIM EXPIRE 8/26/09
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR OBJECTIONS CORRECTED WILL BE DEEMED YOUR AGREEMENT THAT THIS STATEMENT S CORRECT AND RATIFIED
CREDIT
I
PAGE 7
ACCOUNT NUMBER:
SALESMAN NUMBBR:
INTRODUCBD BY:
RBC WEALTH MANAGEMBNT (704)264-2767
PIBDMONT NATURAL GAS CO SOUTH CAROLINA ACCOUNT ATTN MARGARBT LAUDER PO BOX 33068 CHARLOTTB NC 28233-3060
IP YOU HAVB ANY QUESTIONS OR ISSUBS RBGARDING YOUR STATEMENT THAT YOU ARE UNABLB TO RBSOLVB WITH YOUR BROKER, PLBASB CONTACT ADMIS CUSTOMBR SBRVICB AT 1/800/654-0461 or 312/242-7200.
DATE
EX PRICE/LEGND CC
9 PUT OCT 09 NATURAL GAS 7000 C 8 PUT OCT 09 NATURAL GAS 7000 C
17* OPTION MARKET VALUE BXPIRB 9/25/09
AVERAGB SHORT: .400
9/18/8
9/18/8
15 PUT NOV 09 NATURAL GAS 7000 C 15 PUT NOV 09 NATURAL GAS 7000 C 30» OPTION MARKET VALUE
BXPIRB 10/27/09 AVBRAGE SHORT: .375
10 PUT DBC 09 NATURAL GAS 7000 C 10* OPTION MARKBT VALUB
LAsT TRADE DATE: 11/23/09
11 PUT JAN 10 NATURAL GAS 7000 C 11» OPTION MARKET VALUE
.350.400 1.026
9 PUT PEB 10 NATURAL GAS 7000 C 9» OPTION MARKET VALUE
.350
9/18/8
6 PUT MAR 10 NATURAL GAS 7000 C 6» OPTION MARKET VALUE
.330
6 PUT APR 10 NATURAL GAS 7000 C 6 PUT APR 10 NATURAL GAS 7000 C
12 PUT APR 10 NATURAL GAS 7000 C 24» OPTION MARKET VALUB
BXPIRE 3/26/10 AVBRAGB SHORT: .297
.270 US 48, 060.00
.801 19a.a4o. oo*
6 PUT MAY 10 NATURAL GAS 7000 C 6» OPTION MARKET VALUB
EXPIRE 4/27/10
49, 260. 00»
Pl EASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY, YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR
OBJECTIONS CORRECTED WILL BE DEEM@g~~lIIEtI+~T TH+T tII71 Q)TATEMENT IS CORRECT AND RATIFIED
PAGE 7
1/800/654-0461 or 312/242-7200.
15 PUT NOV 09 NATURAL GAS 7000
i0" OPTION MARKET VALUE
PLEASE REPORT ANY DIFFERENCES OR _XERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR OBJECTIONS CORRECTED WILL BE DEEM f,,li_l_lSl._E]_._.T TH_I_)TATEMENT IS CORRECT AND
" RATIFIED
CREDIT
PAGB 8
ACCOUNT NUMBER:
SALESMAN NUMBER:
INTRODUCED BY:
RBC WEALTH MANAGBMBNT (704)264-2767
IP YOU HAVE ANY QUESTIONS OR ISSUBS RBGARDING YOUR STATEMENT THAT YOV ARE VNABLB TO RESOLVE WITH YOUR BROKER, PLEASE CONTACT ADMIS CUSTOMBR SBRVICE AT 1/800/654-0461 or 312/242-7200.
DATE
8/11/8
.300
OPTION MARKET VALUE EXPIRE 5/25/10
AVBRAGE SHORT: .300
CRBDIT
8/01/8 8/11/8
5 PUT JVL 10 NATURAL GAS 7000 C 6 PUT JUL 10 NATURAL GAS 7000 C
11~ OPTION MARKET VALUE EXPIRE 6/25/10
AVBRAGE SHORT: .302
8/01/8 8/20/8
6 PUT AUG 10 NATURAL GAS 7000 C 5 PUT AUG 10 NATURAL GAS 7000 C
11~ OPTION MARKET VALUE EXPIRE 7/27/10
AVBRAGB SHORT: .311
.350 US 38, 900.00
12 PUT SBP 10 NATURAL GAS 7000 C 12~ OPTION MARKBT VALUB
BXPIRB 8/26/10 AVERAGB SHORT: .400
.400 US 100,440. 00
22 PUT JAN 09 NATURAL GAS 7050 C 22* OPTION MARKBT VALUB
118,800. 00- SIM BXPIRB 12/24/08 AVBRAGB SHORT: .220
.803 176, 660.004
10/20/8 11 11*
CALL JUL 09 NATURAL GAS 7250 C OPTION MARKBT VALVE
EXPIRE 6/25/09 AVBRAGB LONG: 1.035
1.035 .782
8/07/8
12 PUT APR 09 NATURAL GAS 7300 C 12~ OPTION MARKBT VALUE
93, 000.00- SIM BXPIRE 3/26/09 AVBRAGE SHORT: .230
.230 US 154, 920. 00 1.291 154, 920.00~
8/14/8 8/29/8 9/18/8
17 PUT PEB 09 NATURAL GAS 7500 C 26 PVT PEB 09 NATURAL GAS 7500 C 16 PUT PEB 09 NATURAL GAS 7500 C 59* OPTION MARKET VALUE
548, 700.00- SIM EXPIRE 1/27/09
.325
.310
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE TO EXERCISE IMIIEDIATELY YOUR RIGHT TQ HAVE DIFFERENCES . R
OBJECTIONS CORRECTED WILL BE DEEMgg~~ggEDQ~T TH/IT T2I71 TATEMENT IS CORRECT AND RATIFIED
RETAIN FOR 'AX RECORDS
PAGE 8
1/800/654-0461 or 312/242-7200.
8/11/8 6 PUT JUN i0 NATURAL GAS 7000 C
118,800.00- SIM EXPIRE 12/24/08
93,000.00- SIM EXPIRE 3/26/09
PLEASE REPORT ANY DIFFERENCES OR OBJ_N"_ f_ .... YO'U'JR_F2AiLURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR " VlEDIATELY,
OBJECTIONS CORRECTED WILL BE DEEM_i_,._IE)L_]_E]_j_. T TN,_IT/}PII_TATEMENT IS CORRECT AND RATIFIED
ADM INVESTOR SERVICES, INC. Chicago Board of Trade Building 141 W. Jackson Blvd. Suite 1600A Chicago, II 60604-3190
PAGE 9
ACCOUNT NUMBER:
SALBSMAN NUMBER:
INTRODUCBD BY:
(704) 264-2767
PIEDMONT NATURAL GAS CO SOUTH CAROLINA ACCOUNT ATTN MARGARBT LAUDER PO BOX 33068 CHARLOTTB NC 28233-3060
IF YOU HAVE ANY QUESTIONS OR ISSUES REGARDING YOUR STATBMBNT THAT YOU ARE UNABLE TO RBSOLVE WITH YOUR BROKER, PLBASB CONTACT ADMIS CUSTOMER SERVICE AT 1/800/654-0461 or 312/242-7200.
DATE
8/20/8
.400 US 1.409
20 PUT MAR 09 NATURAL GAS 7500 C 20» OPTION MARKET VALUE
192,000. 00- SIM EXPIRB 2/24/09 AVBRAGE SHORT: .400
CRBDIT
8/04/8 6 PUT MAR 09 NATURAL GAS 7750 C 6* OPTION MARKET VALUE
72, 600.00- SIM EXPIRB 2/24/09 AVBRAGE SHORT: .330
10/08/8 13 13»
CALL JUN 09 NATURAL GAS 7900 C OPT10N MARKET VALUE
EXPIRB 5/26/09 AVERAGE LONG: .730
.730 US
8/04/8
11 PUT JAN 09 NATURAL GAS 8000 C 11» OPTION MARKBT VALUE
163,900.00- SIM EXPIRE 12/24/08 AVERAGE SHORT: .260
.260 US 1?3,580.00 1.578 173,580. 00»
8/04/8 8 PUT FBB 09 NATURAL GAS 8000 C 8* OPTION MARKET VALUE
114,400. 00- SIM EXPIRE 1/27/09 AVBRAGE SHORT: .300
.300 1.680
8/04/8
7 PUT MAR 09 NATURAL GAS 8000 C 7» OPTION MARKET VAIUE
102, 200. 00- SIM EXPIRE 2/24/09 AVBRAGE SHORT: .400
.400 US 126, 630.00 1.809 126, 630.00»
10/08/8 12 12*
CALL APR 09 NATURAI GAS 8100 C OPTION MARKBT VALUB
EXPIRE 3/26/09 AVERAGE LONG: .492
.492 US
6/03/8
7 PUT MAR 09 NATURAL GAS 8250 C 7* OPTION MARKET VALUE
119,700.00- SIM EXPIRE 2/24/09 AVBRAGE SHORT: .230
.230 US 140, 840. 00 2. 012 140, 840. 00 '
PLEASE REPORT ANY DIFFERENCES QR OBJECTIONS IMMEDIATELY. YOUR FAILURE TO EXERCISF IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES QR
RE'TAIN FOR TAX RECORDS
1/800/654-0461 or 312/242-7200.
192,000.00- SIM EXPIRE 2/24/09
163,900.00- SIM EXPIRE 12/24/08
114,400.00- SIM EXPIRE 1/27/09
7* 0PTIONMARKET VALUE
119,700.00- SIM EXPIRE 2/24/09
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO NAVE DIFFERENCES OR
RETAIN FOR FAX RECORDS
ADM INVESTOR SERVICES, INC. Chicago Board of Trade Building 141 mt. Jackson Blvd. Suite 1600A Chicago, IL 60604-3190
ACCOUNT NUMBBR: X2068
PAGE 10 SALBSMAN NUMBER: X121
INTRODUCED BY: RSC'WEALTH'MANAGEMBNT (704) 264-2767
PIEDMONT NATURAL GAS CO SOUTH CAROLINA ACCOUNT ATTN MARGARET LAUDBR PO BOX 33068 CHARLOTTB NC 28233-3060
IF YOU HAVE ANY QUESTIONS OR ISSUES REGARDING YOUR STATBMBNT THAT YOU ARB UNABLE TO RESOLVE WITH YOUR BROKBR, PLBASE CONTACT ADMIS CUSTOMER SERVICE AT 1/800/654-0461 or 312/242-7200.
DATB
9/04/8
17 17»
CALI FEB 0 9 NATURAL GAS 83 5 0 C OPTION MARKBT VALUB
BXPIRB 1/27/09 AVBRAGB LONG: .865
.865.207 US
35, 190.00 35, 190.00»
CALL vTUL 09 NATURAL GAS 8350 C OPTION MARKET VALUE
EXPIRE 6/25/09 AVBRAGE LONG: .665
.665 US
10/08/8 11 11»
CALL AUG 09 NATURAL GAS 8400 C OPTION MARKET VALUB
BXPIRB 7/28/09 AVERAGB LONG: .790
.790
CALL MAR 10 NATURAL GAS 8400 C OPTION MARKET VALUE
EXPIRE 2/23/10 AVBRAGE LONG: 1.270
1.270 1.142
9/04/8 13 13»
CALL MAY 09 NATURAL GAS 8450 C OPTION MARKET VALUB
EXPIRE 4/27/09 AVBRAGB LONG: .670
.670
.920
CALL APR 09 NATURAL GAS 8500 C OPTION MARKET VALUB
EXPIRE 3/26/09 AVERAGE LONG; .680
.680
35, 750.00»
CALL SEP 10 NATURAL GAS 8500 C OPTION MARKET VALUB
BXPIRE 8/26/10 AVERAGE LONG: .965
.965.893 US 160, 740. 00
160, 740. 00*
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE TO EXERCISE IMtvIEDIATELY YOUR RIGHT, 0 HAVE DIFFERENCES OR
PAGE I0
PLEASE CONTACT ADMIS CUSTOMER SERVICE AT 1/800/654-0461 or 312/242-7200.
DATE LONG/BUY SHRT/SELL DESCRIPTION
13- OPTION MARKET VALUE
OPTION MARKET VALUE
.893 160,740.00.
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR OBJECTIONS CORRECTED WILL BE DEEMED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
RETAIN FOR "TAX RECORDS
ADM INVESTOR SERVICES, INC. Chicago Board of Trade Buiiding 141 VV. Jackson Blvd. Suite 1600A Chicago, IL 60604-3190
MONTHLY COIVIMODITY STATEMENT
PAGE 11
ACCOUNT NUMBER:
SALESMAN NUMBER:
INTRODUCBD BY:
RBC WBALTH'MANAGEMENT (704)264-2767
PIEDMONT NATURAL GAS CO SOUTH CAROLINA ACCOUNT ATTN MARGARBT LAUDER PO BOX 33068 CHARLOTTE NC 28233-3060
IP YOU HAVB ANY QUESTIONS OR ISSUES RBGARDING YOUR STATEMENT THAT YOU ARE UNABLE TO RESOLVE WITH YOUR BROKER, PLBASE CONTACT ADMIS CUSTOMBR SBRVICB AT 1/800/654-0461 or 312/242-7200,
DATB
9/18/8
CALL MAY 09 NATURAL GAS 8550 C OPTION MARKET VALUE
BXPIRE 4/27/09 AVERAGB LONG: .855
.855
37, 800. 00 37, 800. 00*
9/03/8 22 22»
CALL JAN 09 NATURAL GAS 8600 C OPTION MARKET VALUE
.710
9, 460. 00»
9/18/8 16 16»
CALL PBB 09 NATURAL GAS 8600 C OPTION MARKET VALUB
.925 , 178
9/03/8 13 13*
CALL MAR 09 NATURAL GAS 8600 C OPTION MARKET VALUB
BXPIRE 2/24/09 AVERAGE LONG: .84O
.840.254 33,020. 00 33, 020. 00»
9/18/8 12 12»
EXPIRB 3/26/09 AVERAGB LONG: .780
.780
CALL APR 10 NATURAL GAS 8600 C OPTION MARKBT VALUE
BXPIRB 3/26/10 AVERAGE LONG: .900
CALL JUN 09 NATURAL GAS 8650 C OPTION MARKET VALUB
BXPIRB 5/26/09 AVERAGB LONG: .530
.900
.604
.530.368
US
US
10/08/8 23 23*
CALL NOV 09 NATURAL GAS 8650 C OPTION MARKBT VALUE
EXPIRB 10/27/09 AVBRAGE LONG: 1.010
1.010 , 889
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR OBJECTIONS CORRECTED WILL BE DEELIED YOIJR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
RFTAIN FOR TAX RECORDS
INTRODUCED BY: RBC'WEALTH.MANAGEMENT
OPTION MARKET VALUE
.889 204,470.00*
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO NAVE DIFFERENCES OR OBJECTIONS CORRECTED WILL BE DEEMED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
ADM lNVESTOR SERVlCES, INC. Chicago Board of Trade Building 141 W. Jackson Blvd. Suite t600A Chicago, IL 60604-3190
MONTHLY COMMODlTY STATEMENT
PAGE 12
ACCOUNT NUMBER:
SALBSMAN NUMBBR:
INTRODUCED BY:
RBC WBALTH MANAGBMENT (704)264-2767
IP YOU HAVE ANY QUESTIONS OR ISSUES REGARDING YOUR STATEMENT THAT YOU ARE UNABLE TO RBSOLVE WITH YOUR BROKBR, PLBASE CONTACT ADMIS CUSTOMER SERVICB AT 1/800/654-0461 or 312/242-7200.
DATB
9/12/8
22 22»
OPTION MARKBT VALUE EXPIRB 12/24/08
AVERAGE LONG: .680
CALL SBP 09 NATURAL GAS 8750 C OPTION MARKBT VALUB
CALL OCT 09 NATURAL GAS 8750 C OPTION MARKBT VALUB
BXPIRE 9/25/09 AVBRAGB LONG: 1.010
CALL SEP 09 NATURAL GAS 8900 C OPTION MARKBT VALUB
.970
.555
114,240. 00 114,240. 00»
33, 600.00 33, 600.00»
10/22/8
9/04/8
CALL JUL 09 NATURAL GAS 8950 C OPTION MARKBT VALUE
.770
.697
.700.393
US
US
CALL DEC 09 NATURAL GAS 9000 C OPTION MARKBT VALUE
BXPIRB 11/23/09 AVBRAGE LONG: 1.070
1.070.937 US 271, 730.00
PAGE 12
I0" OPTION MARKET VALUE
.937 271,730.00-
ADM INVESTOR SERVICES, INC. Chicago Board of Trade Building 141 mI. Jackson Blvd. Suite 1600A Chicago, IL 60604-3190
PAGE 13
ACCOUNT NUMBER:
SALBSMAN NUMBER:
INTRODUCBD BY:
RBC WBALTH MANAGEMENT (704)264-2767
IP YOU HAVE ANY {}UESTIONS OR ISSUES RBGARDING YOUR STATBMBNT THAT YOU ARE UNABLE TO RESOLVE WITH YOUR BROKER, PLBASB CONTACT ADMIS CUSTOMER SBRVICB AT 1/800/654-0461 oz 312/242-?200.
DATB
9/29/8
CALL OCT 10 NATURAL GAS 9000 C OPTION MARKET VALUE
BXPIRE 9/27/10 AVERAGB LONG: 1.040
147, 900.00 147, 900.00»
CALL ZUL 09 NATURAL GAS 9100 C OPTION MARKET VALUE
EXPIRE 6/25/09 AVERAGB LONG: 1.000
1.000 .367
CALL MAY 10 NATURAL GAS 9100 C OPTION MARKBT VALUB
BXPIRB 4/27/10 AVERAGB LONG: 1.009
1.009.491 US 29, 460. 00
29, 460, 00»
8/20/8 5 5*
CALL AUG 10 NATURAL GAS 9100 C OPTION MARKET VALUE
BXPIRB 7/27/10 AVBRAGB LONG: 1.070
1.070 .650
8/25/8 32 32*
CALL JAN 09 NATURAL GAS 9150 C OPTION MARKBT VALUE
.820
7, 040.00»
9/04/8 9/05/8
6 6
CALL MAY 10 NATURAL GAS 9150 C CALL MAY 10 NATURAL GAS 9150 C
OPTION MARKET VALUB BXPIRE 4/27/10
AVBRAGB LONG: .660
8/20/8 11 11*
EXPIRB 7/28/09 AVBRAGB LONG: 1.025
1.025 .442
CALL NOV 09 NATURAL GAS 9250 C OPTION MARKET VALUE
EXPIRB 10/27/09 AVERAGB LONG: 1.080
1.080 .758
US 113,700. 00 113,700.00»
LAST TRADB DATB: 10/27/09 PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMI'IEDIATELY. YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR OBJECTIONS CORRECTED WILL BE DEEMED YOLIR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
SALESMAN NUMBER: X121
1/800/654-0461 or 312/242-7200.
OPTION MARKET VALUE
OPTION MARKET VALUE
9/04/8 6 CALL MAY 10 NATURAL GAS 9150 C910518 6 CALL MAY 10 NATURAL GAS 9150 C12"
OPTION MARKET VALUE
48,620.00
48,620.00*
113,700.00
113,700.00-
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY, YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR OBJECTIONS CORRECTED WiLL BE DEEMED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
ADM INVESTOR SERVICES, INC, Chicago Board of Trade Building 141 mI. Jackson Blvd. Suite 1600A Chicago, IL 60604-3190
PAGE 14
ACCOUNT NUMBBR:
SALESMAN NUMBER:
INTRODUCED BY:
RBC WEALTH MANAGBMENT (704)264-2767
PIBDMONT NATURAL GAS CO SOUTH CAROLINA ACCOUNT ATTN MARGARET LAUDER PO BOX 33068 CHARLOTTE NC 28233-3060
IP YOU HAVB ANY QUESTIONS OR ISSUES REGARDING YOUR STATEMENT THAT YOU ARB UNABLB TO RBSOLVE WITH YOUR BROKER, PLBASE CONTACT ADMIS CUSTOMER SERVICB AT 1/800/654-0461 or 312/242-7200.
DATB LONG/BUY SHRT/SELL DESCRIPTION EX PRICE/LBGND CC DEBIT CREDIT
10/14/8 19 19*
CALL MAY 10 NATURAL GAS 9250 C OPTION MARKET VALUB
.530.462 US 87, 780. 00
87, 780.00*
CALL JUN 10 NATURAL GAS 9250 C OPTION MARKBT VALUE
CALL JUN 09 NATURAL GAS 9300 C OPTION MARKET VALUE
36, 660.00 36, 660.00*
CALL AUG 09 NATURAL GAS 9300 C OPTION MARKET VALUE
CALL SBP 10 NATURAL GAS 9300 C OPTION MARKBT VALUE
.680.434
82, 920.00 82, 920. 00*
10/14/8 18 18*
CALL OCT 09 NATURAL GAS 9350 C OPTION MARKBT VALUE
.750
CALL MAY 10 NATURAL GAS 9350 C OPTION MARKBT VALUB
EXPIRB 4/27/10 AVBRAGE LONG: .820
96, 400. 00 96, 400. 00*
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR OBJECTIONS CORRECTED WILL BE DEEMED YOUR AGREEMENT THAT TH!$ STATEMENT IS CORRECT AND RATIFIED
PAGE 14
.482 96,400.00*
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY, YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR OBJECTIONS CORRECTED WiLL BE DEEMED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
PAGE 15
ACCOUNT NUMBBR:
SALESMAN NUMBBR:
INTRODUCED BY:
RBC.WEALTH MANAGEMENT (704)264-2767
IP YOU HAVE ANY QUESTIONS OR ISSUES RBGARDING YOUR STATBMBNT THAT YOU ARE UNABLB TO RESOLVE WITH YOUR BROKBR, PLBASB CONTACT ADMIS CUSTOMBR SERVICB AT 1/800/654-0461 or 312/242-7200 ~
DATE
8/11/8
25, 680. 00 25, 680. 00"
9/17/8 15 15+
12*
CALL JUN 10 NATURAL GAS 9400 C CALL J'UN 10 NATURAL GAS 9400 C
OPTION MARKET VALUE BXPIRB 5/25/10.742AVBRAGB LONG
.825 US
.660 US
10/14/8 16 16*
CALL JUL 10 NATURAL GAS 9400 C OPTION MARKBT VALUB
8/11/8 12 12+
BXPIRE 3/26/09 AVBRAGB LONG: .729
.729 US
10/20/8 17 17*
CALL PBB 10 NATURAL GAS 9450 C OPTION MARKET VALUB
EXPIRE 1/26/10 AVERAGE LONG: 1.085
1.085 .870
10/30/8 18 18*
.520
76, 320.00*
CALL JUN 10 NATURAL GAS 9500 C OPTION MARKBT VALUE
.660 US
LAST TRADE DATB: 5/25/10 PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE To EXERCISE IMtv1EDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR
PAGE 15
1/800/654-0461 or 312/242-7200.
16 CALL JUL i0 NATURAL GAS 9400 C 16" OPTION MARKET VALUE
25,680.00
25,680.00*
109,350.00
109,350.00"
28,380.00
28,380.00
56,760.00*
147,900.00
147,900.00,
76,320.00
76,320.00*
31,920.00
31,920.00"
PAGB 16
ACCOUNT NUMBER:
SALESMAN NUMBER:
INTRODUCED BY:
RBC WEALTH MANAGEMBNT (704)264-2767
PIBDMONT NATURAL GAS CO SOUTH CAROLINA ACCOUNT ATTN MARGARET LAUDBR PO BOX 33068 CHARLOTTB NC 28233-3060
IF YOU HAVE ANY QUESTIONS OR ISSUBS REGARDING YOUR STATBMENT THAT YOU ARE UNABLE TO RBSOLVB WITH YOUR BROKER, PLEASB CONTACT ADMIS CUSTOMBR SERVICB AT 1/800/654-0461 or 312/242-7200.
DATE
11»
CALL JUL 10 NATURAL GAS 9500 C CALL JUL 10 NATURAL GAS 9500 C
OPTION MARKET VALUE BXPIRE 6/25/10
AVERAGE LONG: .657
25, 450. 00 30, 540. 00 55, 990.00'
8/11/8 13 13*
EXPIRE 5/26/09 AVERAGB LONG: .795
.795 US.256 33, 280. 00 33,280. 00*
8/11/8 6 6»
.845 US
8/20/8 20 20»
CALL MAR 09 NATURAL GAS 9650 C OPTION MARKBT VALUE
8/11/8 6 6*
CALL JUL 10 NATURAL GAS 9650 C OPTION MARKBT VALUB
.855 US
8/29/8 26 26»
CALL FBB 09 NATURAL GAS 9700 C OPTION MARKBT VALUE
1.020 .077
8/05/8 12 12*
CALL MAY 09 NATURAL GAS 9700 C OPTION MARKBT VALUE
EXPIRE 4/27/09 AVERAGB LONG: .860
.860 US.188 22, 560. 00 22, 560, 00*
8/04/8 7 7»
CALL MAR 09 NATURAL GAS 9750 C OPTION MARKET VALUB
BXPIRB 2/24/09 AVERAGB LONG: 1.270
1.270 .132
US 9, 240. 00 9, 240. 00*
LAST TRADE DATE: 2/24/09 P'I EASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE TO EXERCISE IMI'IEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR
ORJF. T'ONS CORRECTED WILL BE DEEMED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
1/800/654-0461 or 312/242-7200.
26* OPTIONMARKET VALUE
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO ,'-lAVE DIFFERENCES OR OBJECTIONS CORRECTED WILL BE DEEMED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
RETAIN FOR "TAX RECORDS
PAGE 17
ACCOUNT NUMBER:
SALBSMAN NUMBER:
INTRODUCED BY:
RBC WEALTH MANAGEMENT (704)264-2767
PIEDMONT NATURAL GAS CO SOUTH CAROLINA ACCOUNT ATTN MARGARET LAUDER po Box 33068 CHARLOTTE NC 28233-3060
IF YOU HAVE ANY QUESTIONS OR ISSUBS REGARDING YOUR STATEMBNT THAT YOU ARB UNABLB TO RESOLVE WITH YOUR BROKER, PLBASB CONTACT ADMIS CUSTOMER SERVICE AT 1/800/654-0461 or 312/242-7200.
DATE
8/11/8
CALL JUL 09 NATURAL GAS 9750 C OPTION MARKET VALUB
.815
32, 120.00 32, 120.00*
CALL SBP 09 NATURAL GAS 9800 C OPTION MARKET VALUE
1.100 .404
8/29/8 8 8*
1.175 .503
9/11/8 10 10»
CALL DEC 09 NATURAL GAS 9800 C OPTION MARKET VALUE
1.015 .764
Ia/oB/8 11 11*
CALL JAN 10 NATURAL GAS 9800 C OPTION MARKBT VALUE
.985
CALL FEB 10 NATURAL GAS 9800 C OPTION MARKBT VALUE
, 985 US.793 63, 440. 00 63, 440. 00»
8/01/8 5 5»
CALL JUL 10 NATURAL GAS 9800 C OPTION MARKET VALUE
EXPIRB 6/25/10 AVERAGB LONG: .990
.990 US
10/14/8 23 23'»
.700 US
LAST TRADE nATE: Ia/27/o9
PI EASE REPORT ANY DIFFERENCES OR OBJECTIONS II',1MEDIATELY. YOUR FAILURE TO EXERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERE IDES .R OBJECTIONS CORRECTED WILL BE DEEMED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
PAGE 17
1/800/654-0461 or 312/242-7200.
I0- OPTION MARKET VALUE
32,120.00
32,120.00,
68,680.00
68,680.00*
40,240.00
40,240.00*
76,400.00
76,400.00*
84,920.00
84,920.00*
63,440.00
63,440.00*
22,850.00
22,850.00*
148,120.00
148,120.00-
RETAIN FORTAXRECORDS
ADM INVESTOR SERVICES, INC. Chicago Board of Trade Building 141 VV. Jackson Blvd. Suite 1600A Chicago, IL 60604-3190
PAGE 18
ACCOUNT NUMBBR:
SALESMAN NUMBBR:
INTRODUCBD BY:
RBC WEALTH MANAGBMBNT (704)264-2767
IF YOU HAVE ANY QUESTIONS OR ISSUBS RBGARDING YOUR STATEMENT THAT YOU ARE UNABLB TO RESOLVE WITH YOUR BROKBR, PLEASB CONTACT ADMIS CUSTOMBR SERVICE AT 1/800/654-0461 or 312/242-7200.
DATB
8/01/8
6 6*
1.081 .496
USCALL AUG 10 NATURAL GAS 9900 C OPTION MARKBT VALUE
EXPIRB 7/27/10 AVERAGE LONG: 1.081
9/05/8
9/03/8
CALL AUG 10 NATURAL GAS 9950 C OPTION MARKBT VALUB
CALL JUN 09 NATURAL GAS 10000 C OPTION MARKBT VALUB
8/11/8 10/30/8
11 11 22
CALL AUG 09 NATURAL GAS 10000 C CALL AUG 09 NATURAL GAS 10000 C
OPTION MARKET VALUE BXPIRE 7/28/09
.637AVERAGB LONG
38, 170.00 38, 170.00 76, 340.00»
9/18/8
9/18/8
10/30/8
CALL JAN 10 NATURAL GAS 10000 C OPTION MARKET VALUB
BXPIRB 12/28/09 AVERAGE LONG: 1.220
CALL FEB 10 NATURAL GAS 10000 C OPTION MARKET VALUB
LAST TRADB DATB- 1/26/10
1.220 .732
1.245 .753
67, 770.00 67, 770.00*
9/04/8 6 6»
.660 US.480 28, 800. 00 28, 800.00»
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMIVIEDIATELY. YOUR FAILURE To EXERCISE IMIv1EDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR
PAGE 18
LAST TRADE DATEz 7/27/10
29,760.00
29,760.00*
24,400.00
24,400.00*
30,240.00
30,240.00*
38,170.00
38,170.00
76,340.00*
80,520.00
80,520.00*
67,770.00
67,770.00*
76,200.00
76,200.00*
28,800.00
28,800.00*
ADM INVESTOR SERVICES, INC. Chicago Board of Trade Building 141 Nf. Jackson Blvd. Suite 1600A Chicago, IL 60604-3190
PAGE 19
ACCOUNT NUMBER:
SALBSMAN NUMSBR:
INTRODUCED BY:
RBC WBALTH MANAGEMENT (704) 264-2767
PIEDMONT NATURAL GAS CO SOUTH CAROLINA ACCOUNT ATTN MARGARET LAUDBR PO BOX 33068 CHARLOTTE NC 28233-3060
IF YOU HAVE ANY QUESTIONS OR ISSUES RBGARDING YOUR STATBMENT THAT YOU ARE UNABLE TO RESOLVB WITH YOUR BROKER, PLEASE CONTACT ADMZS CUSTOMER SBRVICB AT 1/800/654-0461 or 312/242-7200.
DATE
10/07/8
CALL OCT 10 NATURAL GAS 10000 C OPTION MARKBT VALUE
118,260. 00 118,260.00*
CALL FEB 09 NATURAL GAS 10100 C OPTION MARKET VALUE
CALL DEC 09 NATURAL GAS 10100 C OPTION MARKET VALUB
BXPIRB 11/23/09 AVERAGE LONG: 1.145
1.135 .056
70, 700. 00 70, 700.00»
8/11/8
CALL SEP 09 NATURAL GAS 10200 C OPTION MARKET VALUE
.885 US.365 21,900.00 21, 900.00*
10/30/8 12 12»
CALL SEP 09 NATURAL GAS 10250 C OPTION MARKBT VALUE
.490 US.360 43, 200. 00 43, 200. 00*
8/01/8
10/30/8
CALL APR 10 NATURAL GAS 10250 C OPTION MARKET VALUE
BXPIRB 3/26/10 AVBRAGB LONG: .847
CALL MAY 10 NATURAL GAS 10250 C OPTZON MARKBT VALUB
.847 US , 328
CALL DBC 09 NATURAL GAS 10350 C OPTION MARKET VALUE
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE To EXERCISE IMMEDIATELY YOUR RIGHT To HAVE DIFFERENCES OR
OBJECTIONS CORRECTED Vv'IL! BE DEEMED YOUR AGREEI»1ENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
PAGE 19
INTRODUCED BY: REC'WEALTH'MANAGEMENT
ARE UNABLE TO RESOLVE WITH YOUR BROKER, PLEASE CONTACT ADMIS CUSTOMER SERVICE AT
1/800/654-0461 or 312/242-7200.
DATE LONG/BUY SHRT/SELL DESCRIPTION EX PRICE/LEGND CC
10/07/8 18 CALL OCT i0 NATURAL GAS I0000 C .700 US
18" OPTION MARKET VALUE .657
8/04/8 8 CALL FEB 09 NATURAL GAS I0100 C 1.135 US
8* OPTION MARKET VALUE .056
9/18/8 i0 CALL DEC 09 NATURAL GAS i0100 C 1.145 US
I0" OPTION MARKET VALUE .707
EXPIRE 11/23/09
8/11/8 6 CALL SEP 09 NATURAL GAS 10200 C .885 US
.0/30/8 12 CALL SEP 09 NATURAL GAS 10250 C .490 US
EXPIRE 8/26/09
8/01/8 6 CALL APR I0 NATURAL GAS 10250 C .847 US
L0/30/8 18 CALL MAY I0 NATURAL GAS 10250 C .410 US
EXPIRE 4/27/10
10/14/8 20 CALL DEC 09 NATURAL GAS 10350 C .700 US
EXPIRE 11/23/09
RETAIN FOR T_%X RECORDS
PAGE 2 0
INTRODUCED BY: RBC WEALTH MANAGEMBNT (704)264-2767
PIEDMONT NATURAL GAS CO SOUTH CAROLINA ACCOUNT ATTN MARGARBT LAUDBR PO BOX 33068 CHARLOTTB NC 28233-3060
IF YOU HAVB ANY QUESTIONS OR ISSUES REGARDING YOUR STATEMENT THAT YOU ARE UNABLE TO RESOLVE WITH YOUR BROKER, PLEASE CONTACT ADMIS CUSTOMER SERVICB AT 1/800/654-0461 or 312/242-7200.
DATE
9/18/8
EXPIRB 2/23/10 AVERAGE LONG: 1.080
41, 640. 00 41, 640. 00»
10/20/8 22 22»
.780 US
8/04/8 11 11»
CALL ZAN 09 NATURAL GAS 10500 C OPTION MARKET VALUE
8/07/8 12 12»
.585
CALL OCT 09 NATURAL GAS 10500 C OPTION MARKET VAIUE
38, 700. 00*
BXPIRB 2/23/10 AVBRAGE LONG: .755
1.040 .670
.490
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS II'AMEDIATELY. YOUR FAILURE TO EXERCISE IMMIEDIATELY YOUR RIGHT 0 HAVE DIFFERENCES OR OBJECTIONS CORRECTED WILL BE DEEMED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
RETAIN FOR I'AX RECORDS
PAGE 20
INTRODUCED BYt RBC'WEALTH'MANAGEMENT
1/800/654-0461 or 312/242-7200.
DATE LONG/BUY SHRT/SELL DESCRIPTION EX PRICE/LEGND CC
9/18/8 6 CALL MAR i0 NATURAL GAS 10350 C 1.080 US
L0/20/8 22 CALL JAN I0 NATURAL GAS 10400 C .780 US
EXPIRE 12/28/09
8/04/8 ii CALL JAN 09 NATURAL GAS 10500 C .895 US
Ii* OPTION MARKET VALUE .004
EXPIRE 12/24/08
8/07/8 12 CALL APR 09 NATURAL GAS 10500 C .585 US
8/11/8 9 CALL OCT 09 NATURAL GAS 10500 C .945 US
9/05/8 7 CALL MAR I0 NATURAL GAS 10500 C 1.040 US
10/14/8 13 CALL MAR i0 NATURAL GAS 10600 C .755 US
EXPIRE 2/23/10
[0/30/8 17 CALL OCT 09 NATURAL GAS 10850 C .490 US
17" OPTIONMARKET VALUE .401
41,640.00
41,640.00-
145,200.00
145,200.00-
440.00
440.00*
11,040.00
11,040.00,
38,700.00
38,700.00*
46,900.00
46,900.00*
85,150.00
85,150.00,
68,170.00
68,170.00,
RETAIN FOR TAX RECOROS
PAGB 21
ACCOUNT NUMBBR:
SALESMAN NUMBER:
INTRODUCED BY;
RBC ' WBALTH ' MANA GBMENT (704) 264-2767
IP YOU HAVE ANY QUESTIONS OR ISSUES REGARDING YOUR STATEMENT THAT YOU ARE UNABLE TO RESOLVB WITH YOUR BROKER, PLBASB CONTACT ADMIS CUSTOMBR SERVICE AT 1/800/654-0461 or 312/242-7200.
DATE
10/14/8
.300
51,490. 00 51,490. 00»
11 CALL JUL 09 NATURAL GAS 11050 C 11* OPTION MARKET VALUE
CALL DEC 09 NATURAL GAS 11200 C OPTION MARKET VALUE
.590 , 538
CALL PEB 10 NATURAL GAS 11500 C OPTION MARKET VALUE
.630
.510 US
10/30/8 20 20*
.5?5 US
9/03/8
13 CALL APR 09 NATURAL GAS 12000 C 13» OPTION MARKBT VALUB
BXPIRE 3/26/09 AVERAGB SHORT: .140
.140 US 5, 460. 00
.042 5, 460. 00»
PAGE 21
1/800/654-0461 or 312/242-7200.
II* OPTION MARKET VALUE
PAGE 22
ACCOUNT NUMBER:
SALESMAN NUMBER:
INTRODUCED BY: RBC'WEALTH'MANAGEMENT (704)264-2767
IP YOU HAVE ANY {}UESTIONS OR ISSUES REGARDING YOUR STATEMENT THAT YOU ARE UNABLE TO RESOLVE WITH YOUR BROKER, PLEASE CONTACT ADMIS CUSTOMER SERVICE AT 1/800/654-0461 or 312/242-7200.
DATE
10/14/8
.100
13* OPTION MARKET VALUE EXPIRE 5/26/09
AVERAGE SHORT: .100
18 CALL APR 10 NATURAL GAS 12000 C 18» OPTION MARKET VALUE
CALL SEP 10 NATURAL GAS 12800 C OPTION MARKET VALUE
.480
.414
.340
.262
US
US
9/04/8 9/18/8
17 CALL PEB 09 NATURAL GAS 13000 C 16 CALL PEB 09 NATURAL GAS 13000 C 33» OPTION MARKET VALUE
.140.180
.005
13 CALL MAR 09 NATURAL GAS 13000 C 13» OPTION MARKET VALUE
.180 US 2, 990.00
12 CALL APR 09 NATURAL GAS 13000 C 12* OPTION MARKET VALUE
.100 US 3, 240. 00
.027 3, 240. 00»
12 CALL MAY 09 NATURAL GAS 13000 C 12* OPTION MARKET VALUE
.120 US 5, 520. 00
.046 5, 520. 00»
LAST TRADE DATE: 4/27/09 PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. YOUR FAILURE To EXERCISE IMMIEDIATELY YOUR RIGHT 0 HAVE DIFFERENCES OR OBJECTIONS CORRECTED WILL BE DEEMED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
PLEASE CONTACT ADNIS CUSTOMER SERVICE AT
1/800/654-0461 or 312/242-7200.
DATE LONG/BUY SHRT/SELL DESCRIPTION EX PRICE/LEGND CC DEBIT CREDIT
L0/14/8 13 CALL JUN 09 NATURAL GAS 12000 C .i00 US 12,480.00
EXPIRE 5/26/09
10/30/8 18 CALL APR I0 NATURAL GAS 12000 C .230 US 34,560.00
18" OPTION MARKET VALUE .192 34,560.00*
11/03/8 30 CALL NOV i0 NATURAL GAS 12250 C .480 US 124,200.00
EXPIRE 10/26/10
9/05/8 II CALL SEP i0 NATURAL GAS 12800 C .340 US 28,820.00
II* OPTION MARKET VALUE .262 28,820.00*
EXPIRE 8/26/10
9/04/8 17 CALL FEB 09 NATURAL GAS 13000 C .140 US 850.00
9/18/8 16 CALL FEB 09 NATURAL GAS 13000 C .180 US 800.00
EXPIRE 1/27/09
9/03/8 13 CALL MAR 09 NATURAL GAS 13000 C .180 US 2,990.00
EXPIRE 2/24/09
9/18/8 12 CALL APR 09 NATURAL GAS 13000 C .I00 US 3,240.00
EXPIRE 3/26/09
9/18/8 12 CALL MAY 09 NATURAL GAS 13000 C .120 US 5,520.00
EXPIRE 4/27/09
PAGE 23
ACCOUNT NUMBER:
SALESMAN NUMBER:
INTRODUCED BY:
RBC ~ WEALTH .MANAGEMENT (704)264-2767
IP YOU HAVE ANY QUESTIONS OR ISSUES RBGARDING YOUR STATEMBNT THAT YOU ARE UNABLE TO RESOLVE WITH YOUR BROKER, PLEASB CONTACT ADMIS CUSTOMER SERVICE AT 1/800/654-0461 or 312/242-7200.
DATB
10/30/8
.150 US
.141 11 CALL AUG 09 NATURAL GAS 13000 C 11* OPTION MARKET VALUE
CREDIT
10/30/8 12 CALL SEP 09 NATURAL GAS 13000 C 12* OPTION MARKET VALUE
.200 US 20, 520. 00
.171 20, 520. 00*
18 CALL OCT 09 NATURAL GAS 13000 C 18+ OPTION MARKBT VALUB
.290 US 43, 020. 00 , 239 43, 020. 00»
10/14/8 10/30/8
20 CALL BUN 10 NATURAL GAS 13000 C 20 CALL JUN 10 NATURAL GAS 13000 C 40* OPTION MARKET VALUE
.080 US 29, 200.00
.146 58, 400. 00*
16 CALL JUL 10 NATURAL GAS 13000 C 16* OPTION MARKET VALUE
.100 US 25, 280. 00
.158 25, 280.004
9/09/8 18 18*
.342 US
10/14/8
23 CALL NOV 09 NATURAL GAS 13250 C 234 OPTION MARKET VALUE
.240 US 63, 940.00
.278 63, 940. 00~
19 CALL MAY 10 NATURAL GAS 13250 C 18 CALL MAY 10 NATURAL GAS 13250 C 374 OPTION MARKET VALUE
.080 US 25, 270. 00
.140 US 23, 940.00
.133 49, 210.00m
PLEASE REPORT ANY DIFFERENCES OR OBJECTIONS IMMEDIATELY. 0 R FAILURE TQ EXERCISE IMMEDIATELY YOUR RIGHT TQ HAVE DIFFERENCES OR
1/800/654-0461 or 312/242-7200.
.133 49,210.00"
PLEASE REPORT ANY DIFFERENCES OR O'_J_T_-O'_M[_'_A_TELY_ _)7dR&_AILUR E TO EXERCISE IMMEDIATELY YOUR RIGHT TO HAVE DIFFERENCES OR
RETAINFORTAXRECORDS
ADM INVESTOR SERVICES, INC, Chicago Board of Trade Building 141 W. Jackson Blvd. Suite 1600A Chicago, IL 60604-3190
ACCOUNT NUMBER: X2068 PAGE 24 SALESMAN NUMBER: X121
INTRODUCED BY: RBC WEALTH MANAGBMENT (704)264-2767
ZF YOU HAVB ANY {}UESTIONS OR ISSUES REGARDING YOUR STATEMENT THAT YOU ARE UNABLE TO RBSOLVE WITH YOUR BROKBR, PLEASE CONTACT ADMIS CUSTOMER SERVICE AT 1/800/654-0461 or 312/242-7200.
DATE
9/17/8 EX PRICE/LEGND CC
15 CALL NOV 09 NATURAL GAS 13500 C 15* OPTION MARKET VALUE
CREDIT
10/14/8 20 CALL DEC 09 NATURAL GAS 13500 C 20* OPTION MARKET VALUE
.326 65, 200. 00»
10/20/8 18 CALL SEP 10 NATURAL GAS 13950 C 18* OPTION MARKET VALUE
.198 35, 640. 00*
8/25/8 32 CALL JAN 09 NATURAL GAS 14000 C 32* OPTION MARKET VALUE
.130 US
9/12/8
13 CALL MAR 09 NATURAL GAS 14000 C 13» OPTION MARKET VALUE
BXPIRE 2/24/09 AVERAGE SHORT: .150
8/20/8
9/04/8
11 CALL JUL 09 NATURAL GAS 14000 C 11» OPTION MARKET VALUB
12 CALL SBP 09 NATURAL GAS 14000 C 12» OPTION MARKET VALUE
.150 US.068
.170 US
15,960.00 15,960.00»
9/29/8 10/30/8
17 CALL OCT 09 NATURAL GAS 14000 C 17 CALL OCT 09 NATURAL GAS 14000 C 34» OPTION MARKET VALUE
LAST TRADE DATB; 9/25/09
.210 US 31,450. 00
.200 US 31,450. 00
.185 62, 900.00*
Rl EASE REPORT ANY DIFFERENCES OR OBJECTIONS lhriMEDIATELY. YOUR FAILURE To EXERCISE IMMEDIATELY YOIJR RIGHT TD HAVE DIFFERENCES DR OBJECTIONS CORRECTED WILL BE DEEMED YOUR AGREEMENT THAT THIS STATEMENT IS CORRECT AND RATIFIED
INTRODUCED BY: RBC-WEALTH.MANAGEMENT
1/800/654-0461 or 312/242-7200.
9/17/8 15 CALL NOV 09 NATURAL GAS 13500 C .360 US 39,450.00
EXPIRE 10/27/09
10/14/8 20 CALL DEC 09 NATURAL GAS 13500 C .235 US 65,200.00
20* OPTION MARKET VALUE .326 65,200.00*
L0/20/8 18 CALL SEP I0 NATURAL GAS 13950 C .200 US 35,640.00
18" OPTIONMARKET VALUE .198 35,640.00*
EXPIRE 8/26/10
8/25/8 32 CALL JAN 09 NATURAL GAS 14000 C .130 US 320.00
32* OPTION MARKET VALUE .001 320.00*
9/12/8 13 CALL MAR 09 NATURAL GAS 14000 C .150 US 1,820.00
EXPIRE 2/24/09
8/20/8 Ii CALL JUL 09 NATURAL

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