Statcon Jurisprudences

23
E. Extrinsic aides to construction 1. In general (a) People vs. Muñoz, 170 SCRA 107 (1989) (b) League of Cities vs. COMELEC, G.R. No. 176951, Dec. 21, 2009 2. Existing general or public policy of the state 3. Contemporaneous circumstances (a) Philippine Sugar Centrals Agency vs. Collector, 51 Phil 131 (1927) (b) Manila Jockey Club vs. GAB, 107 Phil 151 (1960) 4. Motives and Opinions of Legislature or its members or of third persons (a)Song Kiat Chocolate Factory vs. Central Bank 102 Phil 477 (1957) (b) Mayon Motors vs. Acting Commissioner 1 SCRA 918 (1961) 5. History and passage of Act (a) Oliva vs. Lamadrid, 21 SCRA 737 (1967) (b) Commissioner vs. Esso Standard 66 SCRA 113 (1975) 6. Legislative debates and reports of committees or commissions (a) Manila Jockey Club vs. GAB 107 Phil 151 (1960) (b) China Banking Corporation vs. Ortega, 49 SCRA 355 (1973) 1. Astorga vs. Villegas, 56 SCRA 714 (1974) 7. Contemporaneous Construction (a) Bengzon vs. Secretary of Justice 62 Phil 912 (1936) (b) Araneta vs. Dinglasan 84 Phil 368 (1949) (c) UP vs. CA, 37 SCRA 64 (1971) 8. Practical construction or usage generally 9. Executive Construction (a) In general (b) Qualification of Rules (c) Application of Rules i. Philippine Sugar Centrals Agency vs. Collector, 51 Phil 131 (1927) ii. Phil. Assn. of Free Labor Unions vs. BLR, 27 SCRA 396 (1976) iii. IBAA Employees Union vs. Inciong, 132 SCRA 663 (1984) iv. iv. Melendres, Jr. vs. COMELEC, G.R. No. 129958. November 25, 1999 10. Legislative Construction 1

description

Statcon

Transcript of Statcon Jurisprudences

Page 1: Statcon Jurisprudences

E. Extrinsic aides to construction1. In general

(a) People vs. Muñoz, 170 SCRA 107 (1989)(b) League of Cities vs. COMELEC, G.R. No. 176951, Dec. 21, 2009

2. Existing general or public policy of the state3. Contemporaneous circumstances(a) Philippine Sugar Centrals Agency vs. Collector, 51 Phil 131 (1927)(b) Manila Jockey Club vs. GAB, 107 Phil 151 (1960)

4. Motives and Opinions of Legislature or its members or of third persons(a)Song Kiat Chocolate Factory vs. Central Bank 102 Phil 477 (1957)(b) Mayon Motors vs. Acting Commissioner 1 SCRA 918 (1961)

5. History and passage of Act(a) Oliva vs. Lamadrid, 21 SCRA 737 (1967)(b) Commissioner vs. Esso Standard 66 SCRA 113 (1975)

6. Legislative debates and reports of committees or commissions(a) Manila Jockey Club vs. GAB 107 Phil 151 (1960)(b) China Banking Corporation vs. Ortega, 49 SCRA 355 (1973)

1. Astorga vs. Villegas, 56 SCRA 714 (1974)

7. Contemporaneous Construction(a) Bengzon vs. Secretary of Justice 62 Phil 912 (1936)(b) Araneta vs. Dinglasan 84 Phil 368 (1949)(c) UP vs. CA, 37 SCRA 64 (1971)

8. Practical construction or usage generally

9. Executive Construction(a) In general(b) Qualification of Rules(c) Application of Rulesi. Philippine Sugar Centrals Agency vs. Collector, 51 Phil 131 (1927)

ii. Phil. Assn. of Free Labor Unions vs. BLR, 27 SCRA 396 (1976)iii. IBAA Employees Union vs. Inciong, 132 SCRA 663 (1984)iv. iv. Melendres, Jr. vs. COMELEC, G.R. No. 129958.  November 25, 1999

10. Legislative Construction11. Evidence to aid construction

F. Construction with reference to other laws.

1. Construction with reference to civil law(a) People vs. Del Rosario, 97 Phil 67 (1955)(b) People vs. Reyes, 175 SCRA 597 (1989)

2. Construction with reference to other statutes(a) Escosura vs. San Miguel Brewery, Inc. 4 SCRA 727 (1962)

3. Statutes relating to same subject matter in general (in pari materia)(a) Generals(b) Limitations of rule of pari materia(c) CasesCity of Naga vs. Agna, 71 SCRA 176 (1976)

1

Page 2: Statcon Jurisprudences

Tan vs. Commissioner on Elections, 142 SCRA 727 (1986)(d) Particular statutes

4. Conflicting statutes(a) Gordon vs. Veridiano, 167 SCRA 51 (1988)(b) David vs. COMELEC, 271 SCRA 90 (1997)(c) Roque vs. COMELEC, G.R. No. 188456, Sep. 10, 2009 (d) DREAMWORK CONSTRUCTION, INC., vs JANIOLA, G.R. No. 184861, Jun. 30, 2009 (e) Gonzales vs. Office of the President, G.R. No. 196231, Sept. 4, 2012

5. General and Special Statutes(a) Sitchon vs. Aquino, 98 Phil 458 (1956)(b) Butuan Sawmill vs. City of Butuan, 16 SCRA 755 (1966)(c)Lagman vs. City of Manila, 17 SCRA 580 (1966)2. City of Manila vs. Teotico, 22 SCRA 267 (1968)3. COMMISSIONER OF INTERNAL REVENUE, vs Philippine Airlines, inc., G.R. No. 180066, Jul. 7, 2009

6. Municipal Ordinance inferior to statute(a)Primicias vs. Municipality of Urdaneta, 93 SCRA 462 (1979)

7. Statute Prevails over administrative regulations(a) Hijo Plantations vs. Central Bank, 164 SCRA 192 (1988)(b) China Banking Corp. vs. CA 265 SCRA 327 (1996)(c) Lokin vs. CIBAC, G.R. Nos. 179431-32, 22 June 2010

8. Reenactment of, or reference to former statutes(a) Adoption of Provisions previously construed

(1) Previous construction by courts(2) Previous executive or legislative construction

9. Construction of Statutes adopted from other jurisdictions(a) US vs. de Guzman, 30 Phil 416 (1915)(b) Zamora vs. Collector, 8 SCRA 163 (1963)(c) People vs. Pagpaguitan, 315 SCRA 226 (1999)

10. Statutes Construed by other courts(a) Phil. Education Co. vs. Soriano, 39 SCRA 587 (1971)(b) Carolina Industries vs. CMS stock Brokerage, 97 SCRA 734 (1980)(c) PDIC vs. CITIBANK, G.R. No. 170290, 11 April 2012

11. Limitations or Qualifications of Rule(a) In general(1) Ortigas & Co. vs. FEATI bank, 94 SCRA 533 (1979)

(b) Construction by courts of original state after adoption

G. Construction as mandatory or directory1. Determination of characters of provisions(a) General rules

(1) Chartered Bank vs. National Government Auditing Office, 149 SCRA 58 (1987)There is no absolute formal test for determining whether a statutory direction is to be considered mandatory or directory. As with any question of statutory construction the decisive factor is the meaning and intention of the legislature, to be

2

Page 3: Statcon Jurisprudences

ascertained from a consideration of the entire act, its nature, its object and the consequences that would follow from construing it one way or the other.

(b) Negative, Prohibitory, or Exclusive words(1) McGee vs. Republic, 94 Phil 820 (1954)Under the rule of statutory construction, negative words and phrases are to be regarded as mandatory while those in the affirmative are merely directory. Negative (prohibitory and exclusive words or terms are indicative of the legislative intent that the statute is to be mandatory.

Ordinarily ... the word "may" is directory, . . .

Prohibitive or negative words can rarely, if ever, be directory, or, as it has been aptly stated, there is but one way to obey the command "thou shalt not", and that is to completely refrain from doing the forbidden act. And this is so, even though the statute provides no penalty for disobedience.

(2) Fule vs. CA, 162, 162 SCRA 446 (1988)Negative words and phrases are to be regarded as mandatory while those in the affirmative are merely directory (McGee vs. Republic, 94 Phil. 820 [1954]). The use of the term "shall" further emphasizes its mandatory character and means that it is imperative, operating to impose a duty which may be enforced (Bersabal vs. Salvador, No. L-35910, July 21, 1978, 84 SCRA 176). And more importantly, penal statutes whether substantive and remedial or procedural are, by consecrated rule, to be strictly applied against the government and liberally in favor of the accused

(3) COCOFED vs. Comelec, G.R. No. 207026, 06 August 2013The language of Section 8 of RA No. 7941 does not only use the word "shall" in connection with the requirement of submitting a list of nominees; it uses this mandatory term in conjunction with the number of names to be submitted that is couched negatively, i.e., "not less than five." The use of these terms together is a plain indication of legislative intent to make the statutory requirement mandatory for the party to undertake.

(c) Time of performance of duties(1) Tansceo vs. Arteche, 57 Phil 227 (1932)The provision of law that the proceeding shall be decided within thirty days after the filing of the complaint is in its nature directory only, and a failure to comply with such requirement does not affect the jurisdiction of the court.

(2) Romualdez-Marcos vs. COMELEC, 248 SCRA 300 (1995) It is a settled doctrine that a statute requiring rendition of judgment within a specified time is generally construed to be merely directory, "so that non-compliance with them does not invalidate the judgment on the theory that if the statute had intended such result it would have clearly indicated it." The difference between a mandatory and a directory provision is often made on grounds of necessity. Adopting the same view held by several American authorities, this court in Marcelino vs. Cruz held that:

The difference between a mandatory and directory provision is often determined on grounds of expediency, the reason being that less injury results to the general public by disregarding than enforcing the letter of the law.

In Trapp v. Mc Cormick, a case calling for the interpretation of a statute containing a limitation of thirty (30) days within which a decree may be entered without the consent of counsel, it was held that "the statutory provisions which may be thus

3

Page 4: Statcon Jurisprudences

departed from with impunity, without affecting the validity of statutory proceedings, are usually those which relate to the mode or time of doing that which is essential to effect the aim and purpose of the Legislature or some incident of the essential act." Thus, in said case, the statute under examination was construed merely to be directory.

(d) Construction of Particular word(1) “May,” “must, and “shall”Bersabal vs. Salvador, 84 SCRA 176 (1978)As a general rule, the word "may" when used in a statute is permissive only and operates to confer discretion; while the word "shall" is imperative, operating to impose a duty which may be enforced.

Republic Planters Bank vs. Agana, Sr., 269 SCRA 1 (1997)It is a settled doctrine in statutory construction that the word "may" denotes discretion, and cannot be construed as having a mandatory effect.

Bayan Muna vs. Romulo, G.R. No. 159618, 01 February 2011It is settled doctrine in statutory construction that the word may denotes discretion, and cannot be construed as having mandatory effect.

H. Provisos, exceptions, and saving clauses1. Proviso(a) To what provision proviso applicable(1) ALU-TUCP vs. NLRC, 234 SCRA 678 (1994)The familiar grammatical rule is that a proviso is to be construed with reference to the immediately preceding part of the provision to which it is attached, and not to other sections thereof, unless the clear legislative intent is to restrict or qualify not only the phrase immediately preceding the proviso but also earlier provisions of the statute or even the statute itself as a whole.

(b) Restriction or enlargement of enactment(c) Conflict between proviso and enacting clause(1) Arenas vs. City of San Carlos, 82 SCRA 318 (1978)The primary purpose of a proviso is to limit the general language of a statute. When there is irreconcilable repugnancy between the proviso and the body of the statute the former is given precedence over the latter on the ground that it is the latest expression of the intent of the legislature.

2. Exceptions(a) Arabay, Inc. vs. CFI, 66 SCRA 617 (1975)A reasonable and practical interpretation of the terms of the proviso in question results in the conclusion that Congress, in excluding gasoline from the general disability imposed on municipalities and municipal districts to exact any kind of taxes on articles subject to specified tax under the Tax Code, deliberately and intentionally meant to put it within the power of such local governments to impose whatever type or form of taxes the latter may deem proper to levy on gasoline including a sales tax or one in that form.

(b) Implied exceptions(c) Construction and effect(1) Samson vs. CA, 145 SCRA 654 (1986)Under the rules of statutory construction, exceptions, as a general rule, should be strictly, but reasonably construed; they extend only so far as their language fairly warrants, and all doubts should be resolved in favor of the general provisions rather than the exception. Where a general rule is established by statute with exceptions, the court will not curtail the former nor add to the latter by implication.

4

Page 5: Statcon Jurisprudences

Where a statute enumerates the subjects or things on which it is to operate, it is to be construed as excluding from its effects all those not expressly mentioned.

3. Saving ClausesIt is a clause in a provision of law which operates to except from the effect of the law what the clause provides, or to save something which would otherwise be lost. It is usually used to except or save something from the effect of a repeal of a statue.

A saving clause should be construed in the light of the intent or purpose which the legislature had in mind in providing it in a statute, the principal consideration being to effectuate such intent or carry out such purpose. It should be given a liberal or strict construction depending upon the kind of interpretation that should, considering its nature, be given to the statute as a whole. (Agpalo, Statcon)

Ocampo vs. Buenaventura, 55 SCRA 267 (1974)Section 26. Saving Clause - where a statute enumerates the subjects or things on which it is to operate, it is to be construed as excluding from its effects all those not expressly mentioned

Section 26 of the Police Act is, as expressly stated therein, a mere saving clause, and refers solely to the administrative cases involving police service and personnel which were pending at the time of the effectivity of the Act.

I. Amendments, revisions, codes and repealing acts1. Amendatory and amended acts(a) Operation and effect of amendment(1) Presumption of intent to change lawAmandy vs. People, 161 SCRA 436 (1988)There can be no harmonization where one law specifically amends another. Where the provision of law is clear and unambiguous, so that there is no occasion for the court's seeking legislative intent, the law must be taken as it is, devoid of judicial addition or subtraction.

2. Revisions and Codes(a) Conflicting provisions(b) Legislative and judicial construction(c) Notes, comments, or reports

3. Repealing Acts(a) Legislative intent to change the law(1) People vs. Almuete, 69 SCRA 410 (1976)It is a rule of legal hermeneutics that "an act which purports to set out in full all that it intends to contain operates as a repeal of anything omitted which was contain in the old act and not included in the amendatory act".

A subsequent statute, revising the whole subject matter of a former statute, and evidently intended as a substitute for it, operates to repeal the former statute". The revising statute is in effect a legislative declaration that whatever is embraced in the new statute shall prevail, and whatever is excluded therefrom shall be discarded"

(2) David vs. Comelec, 271 SCRA 90 (1997)It is basic that in case of an irreconciliable conflict between two laws of different vintages, the later enactment prevails. Legis posteriores priores contrarias abrogant. The rationale is simple: a later law repeals an earlier one because it is the later legislative will. It is to be presumed that the lawmakers knew the older law

5

Page 6: Statcon Jurisprudences

and intended to change it. In enacting the older law, the legislators could not have known the newer one and hence could not have intended to change what they did not know. Under the Civil Code, laws are repealed only by subsequent ones --[32] and not the other way around.

(3) ROMA DRUG vs RTC-GUAGUA, PAMPANGA, G.R. No. 149907, Apr. 16, 2009 Where a statute of later date, such as Rep. Act No. 9502, clearly reveals an intention on the part of the legislature to abrogate a prior act on the subject that intention must be given effect. When a subsequent enactment covering a field of operation coterminus with a prior statute cannot by any reasonable construction be given effect while the prior law remains in operative existence because of irreconcilable conflict between the two acts, the latest legislative expression prevails and the prior law yields to the extent of the conflict. Irreconcilable inconsistency between two laws embracing the same subject may exist when the later law nullifies the reason or purpose of the earlier act, so that the latter loses all meaning and function. Legis posteriores priores contrarias abrogant.

(4) Teng vs. Pahagac, G.R. No. 169704, 17 November 2010Notably, Article 262-A deleted the word unappealable from Article 263. The deliberate selection of the language in the amendatory act differing from that of the original act indicates that the legislature intended a change in the law, and the court should endeavor to give effect to such intent.

(5) SAMELCO II vs. SELUDO, G.R. No. 173840, 25 April 2012A comparison of the original provisions of Sections 10 and 24 of P.D. No. 269 and the amendatory provisions under Sections 5 and 7 of P.D. No. 1645 would readily show that the intention of the framers of the amendatory law is to broaden the powers of the NEA.

(b) Special law not repealed by general law by implication(1) Phil. Railway Co. vs. Collector, 91 Phil 35 (1952)Repeals of laws by implication are not favored; and the mere repugnance between two statutes should be very clear in order to warrant the court inholding that the later in time repeals the other, when it does not in terms purport to do so.

It is well settled that a special and local statute, providing for a particular case or class of case, is not repealed by a subsequent statute, general in its terms, provisions and applications, unless the intent to repeal or alter is manifest, although the terms of the general act are broad enough to include the cases embraced in a special law."

That the rule is but the application of the larger rule that the statute is not to be deemed repealed, by implication, by subsequent act upon the same subject unless the two are manifestly inconsistent with, and repugnant to, each other, or unless a clear intention is disclosed on the face of the later statute to repeal the former one.

It is a canon of statutory construction that a later statute, general in its terms and not expressly repealing a prior special statute, will ordinarily not affect the special provision of such earlier statute.

Where there are two statutes, the earlier special and the later general — the terms of the general broad enough to include the matter provided for in the special — the fact that one is special and the other is general creates a presumption that a special is to be considered as remaining an exception to the general, one as the general law of a land, and the other as the law of a particular case.

6

Page 7: Statcon Jurisprudences

(2) LLDA vs. CA, 251 SCRA 42 (1995)Where there is a conflict between a general law and a special statute, the special statute should prevail since it evinces the legislative intent more clearly than the general statute. The special law is to be taken as an exception to the general law in the absence of special circumstances forcing a contrary conclusion. This is because implied repeals are not favored and as much as possible, effect must be given to all enactments of the legislature. A special law cannot be repealed, amended or altered by a subsequent general law by mere implication.

(c) Implied repeals(1) When implied repeals operateRamirez vs. CA, 71 SCRA 231(1976)Under paragraph 8 of Circular 133 (supra) it is so provided that circulars consistent with the provisions of Circular 133 are deemed incorporated thereto. However since Circular 20 is inconsistent and runs counter to it then by necessary implication the same is abrogated and repealed.

When a subsequent enactment covering a field of operation coterminous with a prior statute cannot by any reasonable construction be given effect while the prior law remains in operative existence because of irreconcilable conflict between the two acts, the latest legislative expression prevails and the prior law yields to the extent of the conflict.

(2) Implied Repeals not favoredAlmeda vs. Florentino 15 SCRA 514 (1965)Because repeals by implication are not favored, unless it is manifest that the legislature so intended and since courts are duty bound to adopt a construction that will give effect to every part of a statute, if at all possible, following the maxim "ut magis valeat quam pereat" ("that construction [is to be] sought which gives effect to the whole of the statute-its every word", there is no alternative but to interpret the charter as the lower court has done

Villegas vs. Enrile, 50 SCRA 10 (1973)Repeals by implication are not favored and will not be so declared unless it be manifest that the legislature so intended.

It is necessary then before such a repeal is deemed to exist, that it be shown that the statutes or statutory provisions deal with the same subject matter and that the latter be inconsistent with the former. There must be a showing of repugnancy clear and convincing in character. The language used in the latter statute must be such as to render it irreconcilable with what had been formerly enacted. An inconsistency that falls short of that standard does not suffice. What is needed is a manifest indication of the legislative purpose to repeal.

Maddumba vs. GSIS, 182 SCRA 281 (1990)Implied repeals are frowned upon in this jurisdiction. They are not favored in law and will not be so declared unless the intent of the legislature is manifest.

Mecano vs. COA, 21 SCRA 500 (1992)It is a well-settled rule of statutory construction that repeals of statutes by implication are not favored. The presumption is against inconsistency and repugnancy for the legislature is presumed to know the existing laws on the subject and not to have enacted inconsistent or conflicting statutes.

Tiangco vs. Uniwide, G.R. No. 168697, Dec. 14, 2009Implied repeals are not favored. Indeed, it is axiomatic that each and every statute must be construed in a way that would avoid conflict with existing laws.

7

Page 8: Statcon Jurisprudences

Gonzalez vs. Comelec, G.R. No. 192856, 08 March 2011Cardinal is the rule in statutory construction that repeals by implication are disfavored and will not be so declared by the Court unless the intent of the legislators is manifest.

Advocates for Truth in Lending vs. Bangko Sentral, G.R. No. 192986, Jan. 15, 2013Repeals by implication are not favored, because laws are presumed to be passed with deliberation and full knowledge of all laws existing pertaining to the subject. An implied repeal is predicated upon the condition that a substantial conflict or repugnancy is found between the new and prior laws. Thus, in the absence of an express repeal, a subsequent law cannot be construed as repealing a prior law unless an irreconcilable inconsistency and repugnancy exists in the terms of the new and old laws.

(d) When implied repeal cannot be given retroactive effect(1) Tac-an vs. CA, 179 SCRA 319 (1984)Suffice it to say that at times material to the case, i.e. when the Deed of Quitclaim was executed, when the approval by the Provincial Governor was given and when the approval was revoked, Sections 145 and 146 of the Administrative Code of Mindanao and Sulu were in full force and effect and since they were substantive in nature the repealing statute cannot be given retroactive effect.

(e) When reason of the law ceases, the law itself ceases.(1) Comendador vs. de Villa, 200 SCRA 80 (1991)It is a basic canon of statutory construction that when the reason of the law ceases, the law itself ceases. Cessante ratione legis, cessat ipsa lex. This principle is also expressed in the maxim ratio legis est anima: the reason of law is its soul.

J. Construction of Particular Statutes1. Liberal or Strict construction as affected by nature of Act in general

2. Remedial Statutes(a) Del Rosario vs. Hamoy, 151 SCRA 719 (1987)In a recent case where the trial court, as in this instance, declared the petitioner non-suited for failure to appear at the pre-trial conference, and consequently dismissed the complaint, this Court reiterated the doctrine of liberality in the construction of the rules of procedure to be followed by all courts.

While it is true under Section 1, Rule 20 of the Rules of Court, it is mandatory for the parties and their counsel to appear at the pretrial to consider inter-alia "the possibility of an amicable settlement, the simplification of the issues, the possibility of obtaining stipulations or admission of facts, totally or partially, and such other matters as may aid in the prompt disposition of the action," and that a party who fails to appear at the pre-trial may be non-suited or considered as in default, this rule was by no means intended as an implacable bludgeon but as a tool to assist the trial courts in the orderly and expeditious conduct of trials. Time and again WE have emphasized that the rule should be liberally construed in order to promote their object and assist the parties in obtaining not only speedy, but more importantly, just and inexpensive determination of every action and proceeding.

(b) International Corporate Bank vs. IAC, 163 SCRA 296 (1988)It has been held that "as enjoined by the Rules of Court and the controlling jurisprudence, a liberal construction of the rules and the pleadings is the controlling principle to effect substantial justice."

8

Page 9: Statcon Jurisprudences

(c) Perla Compania vs. Concepcion, 104 SCRA 786 (1981)As in the filing of records on appeal, the Court has invariably taken a liberal attitude in favor of the appellant when it comes to the filing of appeal bonds in relation to perfection of appeals.

Thus, it has been held that an appeal bond is sufficient when it is in substantial conformity with the provisions of the law as long as the legal effect is to insure to the appellee the payment of all costs required by law.

1. Penal Statutes(a) Construction(1) In general(2) Application of general rules of constructionPeople vs. Manantan, 5 SCRA 684 (1962)The rule that penal statutes are given a strict construction is not the only factor controlling the interpretation of such laws; instead, the rule merely serves as an additional, single factor to be considered as an aid in determining the meaning of penal laws. This has been recognized time and again by decisions of various courts. Thus, cases will frequently be found enunciating the principle that the intent of the legislature will govern. It is to be noted that a strict construction should not be permitted to defeat the policy and purposes of the statute. The court may consider the spirit and reason of a statute, as in this particular instance, where a literal meaning would lead to absurdity, contradiction, injustice, or would defeat the clear purpose of the law makers. A Federal District court in the U.S. has well said:

The strict construction of a criminal statute does not mean such construction of it as to deprive it of the meaning intended. Penal statutes must be construed in the sense which best harmonizes with their intent and purpose.

People vs. Terrado, 125 SCRA 648 (1963)Penal statutes, substantive and remedial or procedural are, by consecrated rule, to be strictly applied against the government and liberally in favor of the accused.

Malinias vs. Commission on Election, 390 SCRA 480 (2002) Under the rule of statutory construction of expressio unius est exclusio alterius, there is no ground to order the COMELEC to prosecute private respondents for alleged violation of Section 232 of B.P. Blg. 881 precisely because this is a non-criminal act.

Angeles vs. Gaite, G.R. No. 165276, Nov. 25, 2009It is a basic rule of statutory construction that penal statutes are to be liberally construed in favor of the accused. Courts must not bring cases within the provision of a law which are not clearly embraced by it. No act can be pronounced criminal which is not clearly made so by statute; so, too, no person who is not clearly within the terms of a statute can be brought within them. Any reasonable doubt must be resolved in favor of the accused. Indeed, if the law is not explicit that it is applicable only to another person and not the offender himself, this Court must resolve the same in favor of the accused.

RIMANDO vs COMMISSION ON ELECTIONS, G.R. No. 176364, Sep. 18, 2009 It is a basic rule of statutory construction that penal statutes are to be liberally construed in favor of the accused. Courts must not bring cases within the provision of a law which are not clearly embraced by it. No act can be pronounced criminal which is not clearly made so by statute; so, too, no person who is not clearly within the terms of a statute can be brought within them. Any reasonable doubt must be resolved in favor of the accused.

9

Page 10: Statcon Jurisprudences

4. Statutes both penal and remedial5. Statutes in derogation of sovereignty6. Statutes in derogation of fundamental rights(a) Provincial Chapter of Laguna, NP vs. COMELEC, 122 SCRA 423 (1983)Of two reasonably possible constructions, one of which wouId diminish or restrict fundamental right of people and the other of which would not do so, latter construction must be adopted.

(b) Genaro B. Reyes Construction vs. CA, 234 SCRA 116 (1994)

7. Legislative Grants(a) Manila Lodge No. 761 vs. CA, 73 SCRA 162 (1976)The grant made by Act No. 1360 of the reclaimed land to the City of Manila is a grant of "public" nature, the same having been made to a local political subdivision. Such grants have always been strictly construed against the grantee. 33 One compelling reason given for the strict interpretation of a public grant is that there is in such grant a gratuitous donation of, public money or resources which results in an unfair advantage to the grantee and for that reason, the grant should be narrowly restricted in favor of the public.

8. Statute imposing liabilities9. Revenue Laws(a) Application of general rules(b) Construction in favor of taxpayer in general(c) Strict of liberal construction in general(d) Particular tax statutes or provisions(e) CasesRepublic Flour Mills vs. Commissioner, 31 SCRA 520 (1970)In the construction of tax statutes tax exemptions (and deductions are of this nature) are not favored in the law, and are construed strictissimi juris against the taxpayer. However, it is equally a recognized principle that where the provision of the law is clear and unambiguous, so that there is no occasion for the court's seeking the legislative intent, the law must be taken as it is, devoid of judicial addition or subtraction.

Serfino vs. CA, 154 SCRA 19 (1987)Strict adherence to the statutes governing tax sales is imperative not only for the protection of the tax payers, but also to allay any possible suspicion of collusion between the buyer and the public officials called upon to enforce such laws.

People vs. Castañeda, Jr. 165 SCRA 327 (1988)Erroneous application and enforcement of the law by public officers do not block, subsequent correct application of the statute and that the government is never estopped by mistake or error on the part of its agent." A tax amnesty, much like to a tax exemption, is never favored nor presumed in law and if granted by statute, the terms of the amnesty like that of a tax exemption must be construed strictly against the taxpayer and liberally in favor of the taxing authority.

Commisioner vs. CA, 301 SCRA 152. [1999]A "tax amnesty, much like a tax exemption, is never favored nor presumed in law and if granted by a statute, the term of the amnesty like that of a tax exemption must be construed strictly against the taxpayer and liberally in favor of the taxing authority. The rule on strictissimi juris equally applies. So that, any doubt in the application of an amnesty law/decree should be resolved in favor of the taxing authority.

10. Private Acts

10

Page 11: Statcon Jurisprudences

11. Labor Laws(a) Villavert vs. ECC, 110 SCRA 233 (1981)It should be noted that Article 4 of the Labor Code of the Philippines, as amended, provides that "All doubts in the implementation and interpretation of this Code, including its implementing rules and regulations shall be resolved in favor of labor.

(b) Abella vs. NLRC, 152 SCRA 140 (1987)It is well-settled that in the implementation and interpretation of the provisions of the Labor Code and its implementing regulations, the workingman's welfare should be the primordial and paramount consideration. It is the kind of interpretation which gives meaning and substance to the liberal and compassionate spirit of the law as provided for in Article 4 of the New Labor Code which states that "all doubts in the implementation and interpretation of the provisions of this Code including its implementing rules and regulations shall be resolved in favor of labor." The policy is to extend the applicability of the decree to a greater number of employees who can avail of the benefits under the law, which is in consonance with the avowed policy of the State to give maximum aid and protection to labor.

12. Social Security Laws(a) Vicente vs. ECC, 193 SCRA 190 (1991)The court takes this occasion to stress once more its abiding concern for the welfare of government workers, especially the humble rank and file, whose patience, industry, and dedication to duty have often gone unheralded, but who, in spite of very little recognition, plod on dutifully to perform their appointed tasks. It is for this reason that the sympathy of the law on social security is toward its beneficiaries, and the law, by its own terms, 18 requires a construction of utmost liberality in their favor. It is likewise for this reason that the Court disposes of this case and ends a workingman's struggle for his just dues.

13. Corporation Laws(a) Home Insurance Co. vs. Eastern Shipping Lines, 123 SCRA 424 (1983)According to many authorities, a constitutional or statutory prohibition against a foreign corporation doing business in the state, unless such corporation has complied with conditions prescribed, is effective to make the contracts of such corporation void, or at least unenforceable, and prevents the maintenance by the corporation of any action on such contracts. Although the usual construction is to the contrary, and to the effect that only the remedy for enforcement is affected thereby, a statute prohibiting a non-complying corporation from suing in the state courts on any contract has been held by some courts to render the contract void and unenforceable by the corporation, even after its has complied with the statute."

14. Insurance Laws(a) Del Rosario vs. Equitable Insurance, 8 SCRA 343 (1963)It has been generally held that the "terms in an insurance policy, which are ambiguous, equivocal or uncertain . . . are to be construed strictly against, the insurer, and liberally in favor of the insured so as to effect the dominant purpose of indemnity or payment to the insured, especially where a forfeiture is involved," and the reason for this rule is that the "insured usually has no voice in the selection or arrangement of the words employed and that the language of the contract is selected with great care and deliberation by expert and legal advisers employed by, and acting exclusively in the interest of, the insurance company"

Where two interpretations, equally fair, of languages used in an insurance policy may be made, that which allows the greater indemnity will prevail.

(b) Fieldmen’s Insurance vs. Vda de Songco, 25 SCRA 70 (1968)

11

Page 12: Statcon Jurisprudences

15. Administrative Laws(a) Solid Homes Inc. vs. Payawal, 177 SCRA 72 (1989)Statutes conferring powers on their administrative agencies must be liberally construed to enable them to discharge their assigned duties in accordance with the legislative purpose.

16. Retirement and pension Laws(a) Re: application for retirement – Britanico, 173 SCRA 421 (1989)Retirement laws should be liberally construed and applied in favor of the persons intended to be benefitted thereby

(b) Board of Administrators, PVA vs. Bautista, 12 SCRA 59 (1982)A veteran pension law is, therefore, a governmental expression of gratitude to and recognition of those who rendered service for the country, especially during times of war or revolution, by extending to them regular monetary aid. For this reason, it is the general rule that a liberal construction is given to pension statutes in favor of those entitled to pension. Courts tend to favor the pensioner, but such constructional preference is to be considered with other guides to interpretation, and a construction of pension laws must depend on its own particular language.

It would be more in consonance with the spirit and intentment of the law that the benefits therein granted be received and enjoyed at the earliest possible time by according retroactive effect to the grant of the pension award.

(c) Tantuico Jr. vs. Domingo, 230 SCRA 391 (1994)Well-settled is the rule that retirement laws are liberally interpreted in favor of the retiree because the intention is to provide for the retiree's sustenance and comfort, when he is no longer capable of earning his livelihood.

Pension in this case is a bounty flowing from the graciousness of the Government intended to reward past services and, at the same time, to provide the pensioner with the means with which to support himself and his family. Unless otherwise clearly provided, the pension should inure wholly to the benefit of the pensioner.

(d) Re: Request of Chief Justice Panganiban, A.M. No. 10-9-15-SC, Feb. 12, 2013The rule is that retirement laws are construed liberally in favor of the retiring employee. However, when in the interest of liberal construction, the Court allows seeming exceptions to fixed rules for certain retired Judges or Justices, there are ample reasons behind each grant of an exception. The crediting of accumulated leaves to make up for lack of required age or length of service is not done indiscriminately. It is always on a case to case basis.

In some instances, the lacking element-such as the time to reach an age limit or comply with length of service is de minimis. It could be that the amount of accumulated leave credits is tremendous in comparison to the lacking period of time.

More important, there must be present an essential factor before an application under the Plana or Britanico rulings may be granted. The Court allows a making up or compensating for lack of required age or service only if satisfied that the career of the retiree was marked by competence, integrity, and dedication to the public service; it was only a bowing to policy considerations and an acceptance of the realities of political will which brought him or her to premature retirement.

17. Naturalization Laws(a) Velasco vs. Republic, 108 Phil 234 (1960)

12

Page 13: Statcon Jurisprudences

Naturalization laws should be rigidly enforced and strictly construed in favor of the government and against the applicant.

(b) Co vs. Republic, 108 Phil 265 (1960) Naturalization laws should be rigidly enforced and strictly construed in favor of the government and against the applicant.

18. Special or Local Laws(a) Llanto vs. Dimaporo, 16 SCRA 601 (1966) We do not discern in the law a purpose to require such approval. For the language is restrictive.

Sec. 12. Rules for the interpretation of the Local Autonomy Act. —

1. Implied power of a province, a city or municipality shall be liberally construed in its favor. Any fair and reasonable doubt as to the existence of the power should be interpreted in favor of the local government and it shall be presumed to exist.

Autonomy is the underlying rationale of the Local Autonomy Act. By the statute itself no interpretation thereof should be indulged in which would cripple the board's powers.

19. Statutes Offering Rewards(a) Penid vs. Virata, 121 SCRA 166 (1983)Statutes offering rewards must be liberally construed in favor of informers and with regard to the purpose for which they are intended, with mere technicality yielding to the substantive purpose of the law.

20. Habeas Corpus rules(a) Enrile vs. Salazar, 186 SCRA 217 (1990)The rules on habeas corpus are to be liberally construed, the writ of habeas corpus being the fundamental instrument for safeguarding individual freedom against arbitrary and lawless state action.

21. Statutes prescribing formalities in wills(a) In re: Testate Estate of Tampoy 107 SCRA 100 (1960)Statutes prescribing the formalities to be observed in the execution of wills are very strictly construed. A will must be executed in accordance with the statutory requirements; otherwise it is entirely void.' All these requirements stand as of equal importance and must be observed, and courts cannot supply the defective execution of a will. No power or discretion is vested in them, either to add other conditions or dispense with those enumerated in the statutes"

22. Probation Laws(a) Santos To vs. Paño, 120 SCRA 8 (1983)The liberality with which the Probation Law should be applied in favor of the applicant for its benefits affords the better means of achieving the purpose of the law.

23. Election Laws(a) Pahilan vs. Tabalba, 230 SCRA 205 (1994)As a general rule recognized by all courts, that statutes providing for election contests are to be liberally construed to the end that the will of the people in the choice of public officers may not be defeated by mere technical objections.

(b) Loong vs. COMELEC, 305 SCRA 832 (1999)

13

Page 14: Statcon Jurisprudences

The choice of means taken by the Commission on Elections, unless they are clearly illegal or constitute grave abuse of discretion, should not be interfered with.

In the performance of its duties, the Commission must be given a considerable latitude in adopting means and methods that will insure the accomplishment of the great objective for which it was created -- to promote free, orderly, and honest elections.

(c) Liberal Party vs. C.A., G.R. No. 191771, 06 May 2010Election laws may be divided into three parts for purposes of applying the rules of statutory construction. The first part refers to the provisions for the conduct of elections that election officials are required to follow; these provisions are merely directory. The second part covers those provisions that candidates for office are required to comply with and are necessarily mandatory. The last part embraces those procedural rules designed to ascertain, in case of dispute, the actual winner in the elections; this requires liberal construction. The NP-NPCs petition falls under the second part, so the applicable requirements of law are mandatory. The dissent argued that the relaxation of the rules is not applicable to the present case, because it does not involve the determination of the will of the electorate; thus, the rules governing the registration of coalitions should be construed strictly and not liberally.

(d) Jaloslos vs. COMELEC, G.R. No. 193237, Oct. 9, 2012While provisions relating to certificates of candidacy are mandatory in terms, it is an established rule of interpretation as regards election laws, that mandatory provisions requiring certain steps before elections will be construed as directory after the elections, to give effect to the will of the people.

D. Effectivity and Prospectivity or Retroactively of Statutesa. Effectivity of statutesb. General Prospective construction

i. Espiritu vs. Cipriano, 55 SCRA 533 (1974)ii. Nilo vs. CA, 128 SCRA 519 (1984)It is a rule of statutory construction that all statutes are to be construed as having only a prospective operation unless the purpose and intention of the Legislature to give them a retrospective effect is expressly declared or is necessarily implied from the language used. In every case of doubt, the doubt must be solved against the retrospective effect.

iii. Balatbat vs. CA, 205 SCRA 419 (1992)A law is a rule established to guide our actions with no binding effect until it is enacted, wherefore, it has no application to past times but only to future time, and that is why it is said that the law looks to the future only and has no retroactive effect unless the legislator may have formally given that effect to some legal provisions.

iv. Co vs. CA, 227 SCRA 444 (1993)The principle of prospectivity of statutes, original or amendatory, has been applied in many cases. These include: Buyco v. PNB, 961 2 SCRA 682 (June 30, 1961), holding that Republic Act No. 1576 which divested the Philippine National Bank of authority to accept back pay certificates in payment of loans, does not apply to an offer of payment made before effectivity of the act; Largado v. Masaganda, et al., 5 SCRA 522 (June 30, 1962), ruling that RA 2613, s amended by RA 3090 on June, 1961, granting to inferior courts jurisdiction over guardianship cases, could not be given retroactive effect, in the absence of a saving clause; Larga v. Ranada, Jr., 64 SCRA 18, to the effect that Sections 9 and 10 of Executive Order No. 90, amending

14

Page 15: Statcon Jurisprudences

Section 4 of PD 1752, could have no retroactive application; People v. Que Po Lay, 94 Phil. 640, holding that a person cannot be convicted of violating Circular No. 20 of the Central, when the alleged violation occurred before publication of the Circular in the Official Gazette; Baltazar v. C.A., 104 SCRA 619, denying retroactive application to P.D. No. 27 decreeing the emancipation of tenants from the bondage of the soil, and P.D. No. 316 prohibiting ejectment of tenants from rice and corn farmholdings, pending the promulgation of rules and regulations implementing P.D. No. 27; Nilo v. Court of Appeals, 128 SCRA 519, adjudging that RA 6389 whichremoved "personal cultivation" as a ground for the ejectment of a tenant cannot be given retroactive effect in the absence of a statutory statement for retroactivity; Tac-An v. CA, 129 SCRA 319, ruling that the repeal of the old Administrative Code by RA 4252 could not be accorded retroactive effect; Ballardo v. Borromeo, 161 SCRA 500, holding that RA 6389 should have only prospective application; (see also Bonifacio v. Dizon, 177 SCRA 294 and Balatbat v. CA, 205 SCRA 419).The prospectivity principle has also been made to apply to administrative rulings and circulars, to wit: ABS-CBN Broadcasting Corporation v. CTA, Oct. 12, 1981, 108 SCRA 142, holding that a circular or ruling of the Commissioner of Internal Revenue may not be given retroactive effect adversely to a taxpayer: Sanchez v. COMELEC, 193 SCRA 317, ruling that Resolution No. 90-0590 of the Commission on Elections, which directed the holding of recall proceedings, had no retroactive application; Romualdez v. CSC, 197 SCRA 168, where it was ruled that CSC Memorandum Circular No. 29, s. 1989 cannot be given retrospective effect so as to entitle to permanent appointment an employee whose temporary appointment had expired before the Circular was issued.The principle of prospectivity has also been applied to judicial decisions which, "although in themselves not laws, are nevertheless evidence of what the laws mean, . . . (this being) the reason whyunder Article 8 of the New Civil Code, 'Judicial decisions applying or interpreting the laws or the Constitution shall form a part of the legal system.c. Retroactive Operation

i. Presumptionii. Remedial StatutesPalomo Building Tenants Association, Inc. vs. IAC, 133 SCRA 168 (1984)Statutes regulating the procedure of the courts will be construed as applicable to actions pending and undetermined at the time of their passage. Procedural laws are retrospective in that sense and to that extent.

3. Statutes relating to offenses and prosecutionsLaceste vs. Santos, 56 Phil 472 (1932)Article 22 of the Revised Penal Code reads as follows:

ART. 22. Retroactive effect of penal laws. — Penal laws shall have a retroactive effect in so far as they favor the person guilty of a felony, who is not a habitual criminal, as this term is defined in rule 5 of article 62 of this Code, although at the time of the publication of such laws a final sentence has been pronounced and the convict is serving the same.

That this article applies to crimes committed before the new Code took effect, cannot be doubted, for article 366 of said Code unmistakably provides for such cases in the following words:

ART. 366. Application of laws enacted prior to this Code. — Without prejudice to the provisions contained in article 22 of this Code, felonies and misdemeanors, committed prior to the date of effectiveness of this Code shall be punished in

15

Page 16: Statcon Jurisprudences

accordance with the Code or Acts in force at the time of their commission.

It may be clearly seen that as far back as the year 1884, when the Penal Code took effect in these Islands until the 31st of December, 1931, the principle underlying our laws granting to the accused in certain cases an exception to the general rule that laws shall not be retroactive when the law in question favors the accused, has evidently been carried over into the Revised Penal Code at present in force in the Philippines through article 22, quoted above. This is an exception to the general rule that all laws are prospective, not retrospective,

4. Application to Pending Actions and Proceedings

MRCA, Inc. vs. Court of Appeals (1989)It is a well-established rule of statutory construction that statutes regulating the procedure of the courts will be construed as applicable to actions pending and undetermined at the time of their passage. Procedural laws are retrospective in that sense and to that extent.

5. Curative StatutesMunicipality of San Narciso, Quezon vs. Mendez, Sr. 239 SCRA 11 (1994) Curative laws, which in essence are retrospective.

16