Standards for Hazardous Substances Contained in Products ...€¦ · This document, “Standards...

CPS-541A-002 Annex １ Rev. 05

Standards for Hazardous Substances Contained in Products

Material for Distribution to Suppliers

<Ver. 9> December 2015

The azbil Group


Introduction

The 21st century is grappling with environment-related problems like global warming, dwindling resources, and

crises in biodiversity, and is faced with the pressing need to realize a sustainable society and to preserve the global

environment. Azbil Corporation, perceiving the environment as an important management issue, has laid out an

action agenda with an environmental policy by which Azbil will provide “safety, comfort and a feeling of

accomplishment” and contribute to preserving the Earth’s environment through “human-centered automation.”

In terms of concrete action, starting in 1997, two documents, “Environmentally Friendly Design Guidelines” and

“Environmental Design Assessment” have been produced, and another, “Green Provision Guidelines” was

introduced in November 2003 for evaluating the environmental preservation efforts of suppliers, with the result

that the azbil Group is able to offer environmentally friendly products to customers.

In the meantime, in recent years, starting in Europe and America, there has been an increasing awareness of

chemical substances. While the chemical substances evaluation system has been re-established, legislation on

regulated chemical substances has been strengthened and companies are being increasingly required to have

corresponding regulated chemical substances management in Europe, America, and Asian countries such as China.

In particular, with the RoHS Directive (Directive on the restriction of the use of certain hazardous substances in

electrical and electronic equipment) in Europe, the use of six substances (cadmium, lead, hexavalent chromium,

mercury, polybrominatedphenols, and polybrominatedphenyl ethers) has been prohibited since July 2006, and for

controlling those chemical substances, industries are required to offer eco-friendly products based on a production

system that can guarantee protection of the environment.

Accordingly, the azbil Group decided to establish a management system for regulated chemical substances (CMS:

chemical substances management system) to ensure the avoidance of regulated chemical substances in parts and

raw materials that are used in our products. As the first step in this CMS, products, parts, raw materials, etc., from

suppliers are subjected to investigation of regulated chemical substances.

We trust that our suppliers understand the importance of preserving the environment, and appreciate your

cooperation.


Table of Contents 1. Scope ................................................................................................................................................. 1

1) Status of the present standard ................................................................................................................ 1 2) For parts and materials ......................................................................................................................... 1 3) For products ........................................................................................................................................ 1 4) Important notice .................................................................................................................................. 1

2. Chemical Substance Control .............................................................................................................. 2

1) CMS controlled products ...................................................................................................................... 2 2) Prohibited substances (Level 1) ............................................................................................................. 2 3) Substances to be banned after the expiration date (Level 2) ...................................................................... 2 4) Chemical substances prohibited in the manufacturing processes ............................................................... 3 5) Voluntary reduction (Level 3) ............................................................................................................... 3 6) Substances that require information provision (Level 4) .......................................................................... 3 7) Inclusion in product ............................................................................................................................. 3 8) Prohibition on intentional inclusion ....................................................................................................... 3 9) Regulatory limits ................................................................................................................................. 4 10) Concentration .................................................................................................................................... 4 11) Exempted items ................................................................................................................................. 4 12) Electronic devices .............................................................................................................................. 4 13) Japan Green Procurement Survey Standardization Initiative (JGPSSI, now partly superseded) ................... 4 14) JIG ................................................................................................................................................... 5 15) EU’s REACH regulation .................................................................................................................... 5 16) Substances of very high concern (SVHC) ............................................................................................. 5

3. Regulated Chemical Substances ......................................................................................................... 6

3.1 Prohibited substances (Level 1) ........................................................................................................... 7 3.2 Substances to be banned after the expiration date (Level 2) .................................................................. 15 3.3 Chemical substances whose use is prohibited in manufacturing processes .............................................. 17 3.4 Substances that require information provision (Level 4) ....................................................................... 20 3.5 Packaging materials ......................................................................................................................... 21 3.6 List of items exempted from RoHS .................................................................................................... 22 3.7 Use application examples of regulated substances ............................................................................... 26

4. Investigation Details ......................................................................................................................... 30

4.1 Unit of investigation ......................................................................................................................... 30 4.2 Questionnaire .................................................................................................................................. 30 4.3 Procedure for questionnaire response ................................................................................................. 30 4.4 Notes on Questionnaire ..................................................................................................................... 30

Annex ..................................................................................................................................................... 33

Annex Table 1. Specific Amines That Should Not Be Formed ................................................................... 34 Annex Table 2. Chemical Substance Examples (Level 1) ........................................................................... 35 Annex Table 3. Chemical Substance Examples (Level 2) ........................................................................... 41 Annex Table 4 Chemical Substance Examples (Level 4): Brominated Flame Retardants (Excluding PBBs,

PBDEs, and HBCDDs) .......................................................................................................................... 42 Annex Table 5. Chemical Substance Examples (Level 4): Radioactive Materials (Radioisotopes) ...................... 45


List of Tables

Table 1. Prohibited Substances (Level 1) (Substance Groups) ...................................................................... 7 Table 2. Details of control of prohibited substances (Level 1) ..................................................................... 11 Table 3. List of chemical substances whose use and content are prohibited in manufacturing ......................... 17 Table 4. Substances that require information provision (Level 4) ................................................................ 20 Table 5. Restrictions on packaging materials ............................................................................................ 21 Table 6. List of items exempted from RoHS ............................................................................................. 22 Table 7. List of uses for prohibited substances (Level 1) (by substance group) ............................................. 26 Table 8. Applications of chemical substances whose use is prohibited in manufacturing 28 Table 9. List of documents to submit ....................................................................................................... 30 Table10. Details of controls for substances to be banned after the expiration date (Level 2) ........................... 16 Table 11. List of uses for substances to be banned after the expiration date (Level 2) .................................... 27

CPS-541A-002 Annex 1 Rev.05 1

1. Scope 1) Status of the present standard

This document, “Standards for Hazardous Substances Contained in Products: Material for Distribution to

Suppliers,” is intended to supplement the azbil Group Green Procurement Standard (AGS-541A-006).

2) For parts and materials

These are parts, materials, packaging materials, etc., used for CMS-controlled products, and individually

communicated to the suppliers.

In principle, RoHS-compliant products may also be CMS-controlled products. Since the applicable period for

a CMS-controlled product varies with the type of the product, even though a part, material, or packaging material is

RoHS-compliant, its supplier may be informed about CMS control.

The following are some examples in which the present standard applies to parts and materials:

Parts, materials (includes electric parts, mechanical components, electric mechanical components,

semiconductors, printed circuit boards, outer packaging parts, and packaging materials/packaging parts)

Assemblies/subassemblies

Accessories (accessories for use of equipments such as remote controlers and AC adopters etc.)

Auxiliary materials (tape, solder material, adhesives, etc.), supplementary materials (lubricants and

cleaning agents, etc.)

Instruction manuals, guarantee certificates, and other printed material enclosed with the product

Service parts for repair

Packaging material used by the supplier of items for transportation and protection (out of scope for such

as returnable packages etc., that are collected and reused by the supplier when such a packaging material

poses no risk of transfer and contamination even when in direct contact with the item)

3) For products

・ Also included are the electrical and electronic goods that are determined to be objects of CMS control and that

are designed and made by suppliers but are sold under our trademark, and electrical and electronic goods of

other companies that are purchased, integrated and sold as final products by us.

・ Standards for packaging materials apply to both product packaging and material for transportation of products.

In addition, in the process of manufacturing these products, parts, and materials, the use of specific chemical

substances is prohibited.

4) Important notice

The present standard is updated and revised to conform to the laws and regulations on chemical substances of Japan

and other countries where products are exported. However, there may be cases in which revisions cannot be made

to completely conform to laws and regulations.

In such cases, particularly for overseas laws and regulations, we may have to ask our suppliers to do surveys

or take other actions regarding chemical substances that are not specified in the present standard. Thank you for

your cooperation in advance.

Examples:

Survey for the amount of substances of very high concern (SVHC) that require disclosure under the EU’s

REACH regulations

Survey or other action for substances that are no longer exempt due to revision of the EU’s RoHS


2. Chemical Substance Control

The phrase “prohibited chemical substances” refers to substances whose use has been banned by laws or

regulations, substances whose use will be banned in the near future according to information from ministries,

research organizations, and the like, and substances whose use is voluntarily restricted by the azbil Group. Further,

a substance that affects environmental preservation from the viewpoint of health, safety, and proper disposal is

considered as a controlled material that merits efforts to comprehend the extent of its use. The scope of this

standard is limited to parts, raw materials, etc., required for products or for the manufacture of products. With

regard to the laws consulted, they include of course domestic laws, and as far as possible even foreign laws where

there is a reasonable basis for chemical substance prohibition.

Words and concepts used in connection with chemical substance control for the purpose of our CMS

architecture are explained below.

For words that appear but are not defined in this document, refer to the Management of Chemical Substances in

Products―Principles and Guidelines (JIS Z 7201).

1) CMS controlled products

“CMS controlled products” are products that are manufactured under the control of a CMS and meet regulatory

standards regarding prohibited substances (Level 1), substances to be banned after the expiration date (Level 2),

chemical substances that are to be banned in products or manufacturing processes by means of voluntary restriction

(Level 3), and substances that require information be provided (Level 4). Products nominated to become CMS

controlled products are investigated for the presence of regulated chemical substances in parts, materials, packaging

materials, etc. See further chapter 4, “Investigation Details.”

2) Prohibited substances (Level 1)

These are substances which fall into one of the categories listed below. Though there are exceptions, intentional

addition of these materials is prohibited in principle, and if these materials are actually in use, either usage must

stop promptly, or measures must be taken to comply with regulations.

Material whose inclusion in products is prohibited, or whose upper limit of concentration has been defined by

current regulations.

Materials whose inclusion in products is scheduled to be prohibited, or whose upper limit of concentration will

be defined within 1 year.

Substances whose ban has been announced throughout the azbil Group by an environmental directive.

If regulations give quantitative limits, it is necessary to ensure that the concentration in the product is within the

limit.

Specific groups of chemical substances are described in chapter 3 (tables 1 to 2-14).

3) Substances to be banned after the expiration date (Level 2)

When the inclusion of these substances is confirmed, substitution of other substances must be promoted based on

the deadline or restriction conditions specified by the present standards. Level 2 restricted substances include any of

the following:

Substances, other than those defined as prohibited (Level 1), whose inclusion in products will be prohibited

after a time limit fixed by a treaty or regulation.

Substances whose inclusion in products is prohibited by the azbil Group ahead of the schedule determined by

treaties or regulations.

Substances whose use is restricted voluntarily by the azbil Group.


4) Chemical substances prohibited in the manufacturing processes

There are some chemicals whose use is prohibited in manufacturing processes in Japan, although they are used

abroad.

Also included in this category are substances whose use is not illegal, but which are prohibited as a

countermeasure to global warming.

Specific chemical substances (groups) are described in table 3 of chapter 3.

5) Voluntary reduction (Level 3)

This category includes material whose period of manufacture has already been limited by regulations, as well as

material whose reduction in use is desirable, and which therefore merits an understanding of its actual use situation

and consideration of issues related to health, safety, proper handling and disposal, etc. Substances whose use is

voluntarily reduced by Azbil Corporation are also included in this category.

Although intentional use is not restricted, reduction in use is preferable, and therefore a report should be

submitted as to whether the substance is used and whether the amount exceeds the threshold value, and those that

are intentionally used.

6) Substances that require information provision (Level 4)

These are substances classified as SVHC that require disclosure under the EU’s REACH regulations, or substances

that are the subject of JGPSSI surveys. SVHC disclosure requirements are mandatory under EU law. Please provide

content information if SVHC are present.

While the intentional addition of substances that require the provision of information is not restricted, if the

concentration exceeds the threshold (1000 ppm), or if SVHC are intentionally added regardless of the concentration

levels, the content must be reported. In such cases, we recommend reducing the content. Please refer to section 13

below for JGPSSI.

7) Inclusion in product

This includes situations in which the chemical substance is intentionally used in the product’s parts or materials, the

auxiliary materials, the packaging material, etc., and situations in which the substance is used in the manufacturing

process and remains in or on the end-products, parts, auxiliary materials, or materials.

For example, during the product manufacturing process, if there is a possibility of product contamination due

to direct contact with something like a metal mold, a tool, mechanical equipment, etc., the parts coming in contact

with the product must be considered to include a prohibited substance.

8) Prohibition on intentional inclusion

Intentional inclusion during the manufacture of products or parts is prohibited. In the following cases, check that

any substance for which a threshold value has been specified is below the threshold value.

The substance is naturally present in the raw material, and for industrial use it is not technologically possible

to remove the substance by a purification process

The substance is generated during synthesis and cannot be removed technologically

In processes where chemical reactions do not occur, if it is possible to ensure that regulated chemical substances are

not present in the raw materials and chemicals, it may be assumed that they are not present in products made by

such processes. Please also make sure that regulated chemical substances are not in or on the tools used.

Since there is a risk that tools or jigs in long use are contaminated with regulated chemical substances, please use

them after implementing measures such as ensuring that they do not contain regulated chemical substances and


carrying out appropriate cleaning.

For cadmium, lead, hexavalent chromium, and mercury, which are regulated under RoHS (Directive

2011/65/EU . . . on the restriction of the use of certain hazardous substances in electrical and electronic equipment),

make sure to check if the content, on the basis of homogeneous layers, is below the limit specified by the

regulations. The exceptions to substance prohibition that are specified by the RoHS regulations are permitted.

9) Regulatory limits

Although prohibited substances are not intentionally included, there is a possibility of their presence in

manufacturing processes, as in 4) above. In such cases, regulatory limits refer to the upper limit of concentration

which should be guaranteed for parts, auxiliary materials, secondary materials, and material supplied to the azbil

Group, as well as products shipped by the azbil Group.

10) Concentration

Concentration is the mass of the substance divided by the mass of the uniform material (homogeneous material).

Homogeneous material is defined as material that cannot be decomposed mechanically into different materials. For

example, the following are uniform materials.

Compounds, polymer alloys, metal alloys, etc.

Regarding the raw materials of paint, adhesive, ink, paste, resin polymer, glass powder, ceramic powder, etc.,

their final form as judged by the assumed method of use (e.g., for paint and adhesive, the state after dry

curing; for resin polymers, the state after molding; for glass and ceramic, the state after molding.)

A layer of coating, printing, plating, etc. In case of multiple layers, the state of an individual layer. For a

chromate layer of a hexavalent chromate treatment, etc., a uniform layer. Therefore, with regard to the

chromate layer in hexavalent treatment or trivalent chromate treatment, calculate the concentration for that

chromate layer only.

11) Exempted items

Among the prohibited substances (Level 1 and Level 2), due to technological constraints, such as the

non-availability of substitutes, there may be exemptions for some prohibited substances. Concrete details are found

in chapter 3.

12) Electronic devices

These are business-routine electric items (common electric items) used in the products, etc., of this company.

However, structural items (also called manufacturer items) may also be partly included among the items registered

as common electric items, and those from which such structural items have been excluded are called electronic

devices. Regarding the items registered as common electric items, judgment as electronic device or structural item

is done independently by this company.

13) Japan Green Procurement Survey Standardization Initiative (JGPSSI, now partly superseded)

JGPSSI is the abbreviation of Japan Green Procurement Survey Standardization Initiative.

It was a council with the aim of promoting green procurement of chemical substances and standardization of raw

material investigation, and promoting efficient green procurement.

The JGPSSI published the Green Procurement Survey Response Tool, which has now been handed off to a

Japanese validation team (VT 62474) under IEC 62474.

Note: For reference, the Prohibited Substances List in this document includes the original JGPSSI substance

numbers (JGPSSI Substance Group Nos.) as in the former JGPSSI survey sheet.


14) JIG

The abbreviation JIG stands for Joint Industry Guide for Material Composition Declaration for Electric Products.

JIG’s original intent was to collect data on the amount of chemical contents in products globally by working

together with EIA (USA), EICTA (Europa), and JGPSSI (Japan). Today its initiatives are undertaken according to

IEC 62474.

EIA (Electric Industries Alliance) American Electric Industries Alliance

EICTA (European Information and Communications Technology Industry Association)

15) EU’s REACH regulation

The abbreviation REACH stands for “Registration, Evaluation, Authorisation, and Restriction of Chemicals,”

called REACH regulation, effective since June 1, 2007.

Conventional regulation of chemicals was solely for chemical substances and their compounds. The REACH

regulations, however, apply to parts and products (called articles), As a result, electric and electronic equipment is

also subject to control. Regulations for electric and electronic equipment are primarily usage restrictions and the

requirement for the disclosure of substances of very high concern (SVHC); the regulations also apply to products

exported from the EU.

An article is an object which is produced to have a special shape, surface, or design which determines function to a

greater degree than its chemical composition. (From the definition of Article 3 of the REACH regulation)

16) Substances of very high concern (SVHC)

The abbreviation SVHC stands for substances of very high concern.

REACH Article 33 “Duty to Communicate Information on Substances Contained in Articles” states that any

supplier of an article containing a substance identified in accordance with Article 59 (1) in a concentration above

0.1% weight by weight (w/w) shall provide the recipient of the article with sufficient information, available to the

supplier, to allow safe use of the article including, as a minimum, the name of that substance.

The relevant information shall be provided free of charge within 45 days of receipt of a request by a consumer.

This provision is effective since June 1, 2008.


3. Regulated Chemical Substances Here, chemical substances (groups) officially regulated by

Prohibited substances (Level 1)

Substances to be banned after the expiration date (Level 2)

Chemical substances whose use in manufacturing processes and whose content are prohibited

Substances that require information provision (Level 4)

will be explained.

Further, regarding chemical substances whose use and content in manufacturing processes, we will request answers

for our survey directly only to the target suppliers. If you don’t receive any request from us, no action is required.

Please see the application examples of regulated chemical substances shown in 3.7.


3.1 Prohibited substances (Level 1)

Table 1. Prohibited Substances (Level 1) (Substance Groups)

Control No.

JGPSSI Substance group

No.*1 Substance Group azbil Group Regulation Main Referenced Laws and Regulations

I1 B05 Polychlorinated biphenyls (PCBs) Intentional addition is prohibited. Japan’s Chemical Substances Control Law (CSCL), REACH regulation and restrictions, TSCA (U.S.)

I2 B15 Polychlorinated terphenyls (PCTs) Intentional addition is prohibited. EU REACH regulation and restrictions, TSCA I3 B06 Polychlorinated naphthalenes (cl > 2) Intentional addition is prohibited CSCL (Japan), EU POPs regulation I4 B09 Short chain chlorinated paraffins

(C10-13) Not more than 1000 ppm per part EU REACH regulation and restrictions

I7 A17 Tributyl tin oxide (TBTO)

Intentional addition is prohibited. CSCL (Japan) EU REACH regulation and restrictions

I8 A28 Tri-substituted organostannic compounds such as TBT, TPT, etc.

Tin in material should not be more than 0.1 % by weight (1,000 ppm)

EU REACH regulation and restrictions

I9 C01 Asbestos Intentional addition is prohibited. Industrial Safety and Health Law (Japan), EU REACH regulation and restrictions, TSCA

I10 C02 Azo colorants (specific amines)

Textiles and leather Not more than 30 ppm (30 mg/kg)*3 as specific amines


I11, I12 C04 Ozone depleting substances or their isomers Intentional addition is prohibited. Ozone Layer Protection Law, Montreal Protocol I13 B02 Polybrominated biphenyls Not more than 1,000 ppm in homogeneous materials EU RoHS Directive I14 B03 Polybrominated diphenylethers Not more than 1,000 ppm in homogeneous materials EU RoHS Directive

*1. Listed JGPSSI Nos. are based on the information specified by JGPSSI (JGPSSI survey response tools Ver4.).

*2. Substance groups that are subject to control under the Montreal Protocol are of concern.

*3. These are substances the use of which are limited as prohibited substances (Level 1), and are listed in Table 2-1.


Table 1. Prohibited Substances (Level 1) (Substance Groups) (Continued)

Control No.

JGPSSI Substance

Group No.*1Substance Group azbil Group Regulation Main Referenced Laws and Regulations

I15 A05 Cadmium or Cadmium Compounds

Portable Battery or accumulators

Not more than 20 ppm (w/w) EU Batteries Directive

Packaging Total wt concentration of Cd/Pb/Hg/Cr6+: not more than 100 ppm*2

EU Directive on Packaging and Packaging Waste

Other uses Not more than 100 ppm in homogeneous materials*3 EU RoHS Directive

I16 A09 Lead or Lead Compounds

Insulation for wire and cable Not more than 300 ppm of surface coating USA CA Proposition 65




I17 A07 Hexavalent Chromium or Hexavalent Chromium Compounds




I18 A10 Mercury or Mercury Compounds

Battery Less than 5 ppm EU Batteries Directive



Other uses Intentional addition is prohibited. Not more than 1000 ppm in homogeneous materials*3

EU RoHS Directive

I19 B07 Polyvinyl Chloride

Packaging Intentional addition is prohibited*4 Azbil group voluntary restrictions

*1. Listed JGPSSI Nos. are based on the information specified by JGPSSI (JGPSSI survey response tools Ver. 4.).

*2. For packaging regulations, please refer to 3.4, Packaging Materials.

*3. These are substances the use of which is limited as prohibited substances (Level 1), and are listed in Tables 2-3 through 2-6.

*4. For use restrictions on polyvinyl chloride, its mixtures, and its copolymers, there are specific exclusion items unique to Azbil Corporation, as specified in Table 2-7.


Table 1. Prohibited Substances (Level 1) (Substance Groups) (Continued)

Control No.

JGPSSI Substance

Group No.*1Substance Group azbil Group Regulation Main Referenced Laws and Regulations

I20 C07 Formic aldehyde Wood or fabric products Intentional addition for complex wood products For textile use, not more than 0.0075 % by weight

(75 ppm)*2 based on a textile product unit

CARB regulations (US/California), BGB I 1990/194 (Austria)

I44 B13 Perfluorooctane sulfonates (PFOS) Intentional addition is prohibited*3 EU REACH regulation and restrictions

I45 C08 2- (2'-hydroxy-3', 5'-di-tert-butylphenyl) benzotriazole

Intentional addition is prohibited CSCL (Japan) Class I Specified Substances

I47 C11 Dimethyl fumarate Not more than 0.1 ppm in homogeneous materials EU REACH regulation and restrictions I48 A22 Cobalt

dichloride (CoCl2)

Indicator in a drying agent Intentional addition is prohibited The azbil Group voluntary restrictions

I49 B10 Fluorinated greenhouse gases (PFC, SF6, HFC)

Intentional addition is prohibited EU regulation No. 842/2006

I50 A23 Dibutyltin (DBT) compounds

Products for the general public or products tailored to meet our customer’s demands*4

Tin should not be more than 0.1 % by weight (1000 ppm) in homogeneous materials


I51 A24 Dioctyltin (DOT) compound

Products for the general public that can be categorized in any of the following: (a) Textile and leather articles intended to come into contact with the skin, or (b) childcare articles, or (c) two-component room temperature vulcanization molding kits (RTV-2 molding kits)

Tin should be not more than 0.1 % by weight (1000 ppm) in homogeneous materials


*1 Listed JGPSSI Nos. are based on the information specified by JGPSSI (JGPSSI survey response tools Ver. 4).

*2 Use restriction of formaldehyde is based on Table 2-8.

*3 Refer to Table 2-9 for exemptions. In some cases, it could be perfluorooctane sulfonic acid.

*4 Use is restricted according to our customers’ request.


Table 1. Prohibited substances (Level 1) (Substance Groups) (Continued)

Control No.

JGPSSI Substance

Group No.*1 Substance Group azbil Group Regulation Main Referenced Laws and Regulations

I52 B11

Hexabromocyclododecane (HBCDD) and all

major diastereoisomers identified:

Alpha-hexabromocyclododecane,

Beta-hexabromocyclododecane,Gamma-hexabro

mocyclododecane Intentional addition is prohibited. CSCL(Japan) Class I Specified Substances

I53 ~

Perfluorooctanoic acid (PFOA) and individual

salts and esters of PFOA Intentional addition is prohibited. Norway RoHS Compliance

I54 ~

Polycyclic aromatic

hydrocarbons (PAHs)

Rubber or plastic

components which

come in contact with

human skin or the oral

cavity directly, either

for a long time or short

period of time.

Any of the banned PAH contents exceeding 1 ppm


I55 ~

Benzenamine, N-phenyl-, reaction products with

styrene and 2,4,4-trimethylpentene (BNST) Intentional addition is prohibited.*2

Prohibition of Certain Toxic Substances Regulations 2012,

Canada (SOR/212-282)

*1. Listed JGPSSI Nos. are defined in JGPSSI (JGPSSI survey response tools Ver. 4).

*2. Refer to Table 2-17, “Details of control of prohibited substances (Level 1),” for details about exemption for these substances.


The following tables describe the details of controls that apply to prohibited substances (Level 1) as well as some

exemptions from the regulations.

Table 2. Details of control of prohibited substances (Level 1)

Table 2-1. Details of controls of prohibited substances (Level 1)

Control No. I10 Substance Name: Azo dye and pigment forming specified amines Regulated objects

In textile and leather products, inclusion in concentrations of more than 30 ppm as specific amines is

prohibited.

Examples: Clothing, bedding, towels, hairpieces, wigs, caps, and other hygiene items, sleeping bags,

footwear, gloves, wristwatch bands, earphones, headphones, straps, shoulder belts, etc.

Table 1 No. I10 of the azo dye and pigment, the specified amines that must not be generated by reduction

or decomposition are listed in Annex Table 1.

Following pigments can be cited as examples of the pigments that form this specific amine.

Red pigment 8 (Pigment red 8) 6410-30-6, Red pigment 22 (Pigment red 22) 6448-95-9,

Red pigment 38 (Pigment red 38) 6358-87-8

Table 2-2. Details of control of prohibited substances (Level 1)

Control No. I13, I14 Substance Name: Brominated flame retardants (PBB, PBDE)

Regulated items

Prohibited in all applications. For example, Flame retardants for plastics, printed boards, etc. Exemptions None


Control No. I15 Substance Name: Cadmium and its compounds

Regulated items

All uses except those specified in the exemptions below are subject to control

For example,

Stabilizers, pigments, dyes, coating materials/inks employed in plastics (including rubbers and films) Plating, fluorescent materials, alloys, packaging materials, fluorescent lamps, etc.

Exemptions Items listed in the azbil Group’s List of substances exempted from RoHS (Table 6) Use as battery elements *1 (by EU Battery Directive)

*1. Batteries that do not carry any outer casing as a final product nor circuit parts.


Control No. I16 Substance Name: Lead and its compounds

Regulated items

Prohibited in all applications except the applications shown in the exemptions

For example,

Pigments, dyes, paints/inks

Stabilizers in plastic materials (including rubbers)

External electrodes of parts, soldering of lead terminals etc., packaging materials etc.

Exemptions Items listed in the azbil Group’s List of substances exempted from RoHS (Table 6)

Use as battery elements *1 (by EU Battery Directive)

*1 Batteries that do not carry any outer packaging including design as a final product nor circuit parts.



Control No. I17 Substance Name: Hexavalent chromium compounds

Regulated items

Prohibited in all applications except those in the exemptions shown below.

For example,

Rust-proof treatment

Plastics, paint/pigment/ink

Packaging material, etc.

Exemptions Items listed in the azbil Group’s List of substances exempted from RoHS (Table 6)

Use as battery elements *1 (by EU Battery Directive)



Control No. I18 Substance Name: Mercury and its compounds

Regulated items

Prohibited in all applications except those shown in the exemptions.

For example,

Pigment, dye, paint, ink

Indicators such as hour meter

Relays, switchs, sensors using mercury for electrical contact

Harmonizer in plastic materials, packaging materials, etc.

Exemptions

Items listed in the azbil Group’s List of substances exempted from

RoHS (Table 6)

Uses as battery elements *1 (by EU Battery Directive)

Batteries containing more than 5 ppm (0.0005 % by weight) of

mercury, storage battery, and where their composite product content

weight in button cells and batteries composed of the button cells is less

than 2 % by weight are considered as out of scope items.

Special instructions Only the battery threshold value is calculated from the concentration

for one battery



Control No. I19 Substance Name: Polyvinylchloride (PVC), its mixtures, its copolymers

Regulated items

Use in packaging material is prohibited.

Exemptions Resin binder containing PVC-vinyl acetate copolymer (paint, ink, etc.)

(Until a substitute technology is established)

Not subject to control. It is recommended not to use PVC wherever possible.

Specified reason: There is a need to eliminate PVC as much as possible as it is difficult to segregate PVC during

product disposal, and becomes the cause for dioxin generation during incineration. As phthalic acid esters added as

a plasticizer are also an SVHC, it is desirable not to use the above substances.



Control No. I20 Substance Name: Formaldehyde

Regulated items

Intentional addition to wooden products including particle board and medium density fiberboard (MDF) is

prohibited. In textile products, the concentration should be not more than 0.0075 % by weight (75 ppm) per

textile product unit.


Control No. I44 Substance Name: Perfluorooctane sulfonic acid (PFOS) and its salts and analogous compounds Regulated items Persistent toxic fluorinated compounds (perfluorooctane sulfonic acid and its salts and

analogous compounds *1) Molecular formula: C8F17SO2X (X = OH, metal salt, halide, amide, polymer, and other derivatives)

Details of control

No intentional addition is permitted. Inclusion of impurities is also prohibited.

Exemptions (Exempted uses under the Revised Chemical Substances Control Law (came into effect on

April 1, 2010)

Used as semiconductor resists

Etching agents (For manufacturing of semiconductor devices for transmission of 3 MHz

or higher)


Control Nos. I11 and I12 Substance Name: Ozone depleting substances Regulated items Substance groups specified in the Annex of the Montreal Protocol

CFCs, halons, carbon tetrachloride, 1,1,1-trichloroethane, HCFCs, HBFCs, bromochloromethane, and methyl bromide

Details of control

No intentional addition is permitted.

Table 2-11. Details of control of prohibited substances (Level 1) Control Nos. I7 and I8 Substance Name: Specified organic tin compounds

“Bis (tri-n-butyltin) oxide” and “tri-substituted organic tin compounds”

Details of control

No intentional addition is permitted.



Control No. I50 Substance Name: Dibutyltin compounds (DBT)

Details of control

Products for the general public or products tailored to meet customers’ demands, whose homogeneous

materials contain tin at a concentration exceeding 0.1 % by weight (1,000 ppm).

Note: Metal conversion values will be used for the concentration in the target range.


Control No. I51 Substance Name: Dioctyltin (DOT) compounds

Details of control

Products for the general public or products tailored to meet customers’ demands, whose homogeneous

materials contain tin at a concentration exceeding 0.1 % by weight (1,000 ppm), which can be categorized as

one of the following:

(a) Textile and leather products that will touch human skin, or

(b) Childcare products, or

(c) Two-component room temperature vulcanizing moulding kits (RTV-2 sealant moulding kits)

Note: Metal conversion values will be used for the concentration in the target range.

Table 2-14. Details of control of prohibited substances (Level 1) Control No. I52 Substance Name: Hexabromocyclododecane (HBCDD) and all major diastereoisomers

identified (Alpha-hexabromocyclododecane, Beta-hexabromocyclododecane, Gamma-hexabromocyclododecane)

Details of control

Intentional addition is prohibited: CSCL (Japan) Class I Specified Substances

Table 2-15. Details of control of prohibited substances (Level 1) Control No. I53 Substance Name: Perfluorooctanoic acid (PFOA)

and individual salts and esters of PFOA

Details of control

Intentional addition is prohibited.


Control No. I54 Substance Name: Polycyclic aromatic hydrocarbons (PAHs)

Details of control

Any of the PAH contents exceeds 1 ppm in rubber or plastic components that directly contact human skin or oral cavity

irrespective of time or frequency.

Table 2-17. Details of control of prohibited substances (Level 1) Control No. I55 Substance Name: Benzenamine, N-phenyl-, reaction products with styrene and

2,4,4-trimethylpentene (BNST)

Details of control

Intentional addition is prohibited

Exemptions Additive in rubber, except in tires


3.2 Substances to be banned after the expiration date (Level 2)

Table 10. List of substances to be banned after the expiration date (Level 2)

Control No.

JGPSSI Substance

Group No.*1

Substance Group azbil Group Regulation Expiration

Date Main Law Referenced

I56 C12 Bis (2-ethylhexyl) phthalate (DEHP)

Not more than 0.1 % by weight (1,000

ppm) in homogeneous materials

*2

EU RoHS Directives

I57 C13 Dibutyl phthalate (DBP)



*2

EU RoHS Directives

I58 C14 Benzyl butyl phthalate (BBP)



*2

EU RoHS Directives

I59 C15 Diisobutyl phthalate (DIBP)



*2

EU RoHS Directives

*1. The above-mentioned JGPSSI numbers are based on information specified by JGPSSI (JGPSSI survey response tools

Ver4.). *2. Products in an EU RoHS product category other than Category 8 (medical devices and equipment) and Category 9 (control and monitoring equipment) can be manufactured using these chemicals until 21 July 2018 and are allowed in EU markets until 21 July 2019. Category 8 or 9 products can be manufactured using these chemicals until 21 July 2020 and are allowed in EU markets until 21 July 2021.


Table10. Details of controls for substances to be banned after the expiration date (Level 2)

Table 10-1. Details of control for substances to be banned after the expiration date (Level 2)

Control No. I56 Substance Name: Bis (2-ethylhexyl) phthalate (DEHP)

Details of control

Not more than 0.1 % by weight (1000 ppm) in homogeneous materials

Expiration date Products in an EU RoHS product category other than Category 8 (medical devices and

equipment) and Category 9 (control and monitoring equipment) can be manufactured using

these chemicals until 21 July 2018 and put on EU markets until 21 July 2019.

Category 8 or 9 products can be manufactured using these chemicals until 21 July 2020 and

put on EU markets until 21 July 2021.


Control No. I57 Substance Name: Dibutyl phthalate (DBP)

Details of control








Control No. I58 Substance Name: Benzyl butyl phthalate (BBP)

Details of control








Control No. I59 Substance Name: Diisobutyl phthalate (DIBP)

Details of control








3.3 Chemical substances whose use is prohibited in manufacturing processes

Substances specified in Table 3 cannot be used in manufacturing processes.

Further, regarding chemical substances whose use and content in manufacturing processes, we will request answers for our survey directly

only to the target suppliers. If you don’t receive any request from us, no action is required.

Table 3. List of chemical substances whose use and content are prohibited in manufacturing Control

No. CAS No. Substance / Substance group Major reference laws

P1 7723-14-0 Yellow phosphorus Restricted by Industrial Safety and Health Law

P2 1332-21-4 etc. Asbestos Restricted by Industrial Safety and Health Law

P3 92-87-5 etc. Benzidine or its salts Restricted by Industrial Safety and Health Law

P4 92-67-1 etc. 4-Aminobiphenyl or its salts Restricted by Industrial Safety and Health Law

P5 92-93-3 etc. 4-Nitrobiphenyl or its salts Restricted by Industrial Safety and Health Law

P6 542-88-1 Bis(chloromethyl) oxide Restricted by Industrial Safety and Health Law

P7 91-59-8 etc. (2-Naphthylamine or β-Naphthylamine) or its salts

Restricted by Industrial Safety and Health Law

P8 — Rubber cement containing benzene at concentrations more than 5% of the amount of solvent in the rubber

cement (including diluents)

P9 — Formulations and other materials that contain

substance(s) listed in Control Nos. P2-P7 above, at concentrations more than 1% of the mass


Table 3. List of chemical substances whose use and content are prohibited in manufacturing (Continued) Control


P10 79-01-6 Trichloroethylene Law Concerning the Evaluation of Chemical Substances and Regulation of their Manufacture, etc. (Chemical Substances Control Law) Class II specified chemical substance (organochloro cleaning

agents)

P11 127-18-4 Tetrachloroethylene Law Concerning the Evaluation of Chemical Substances and Regulation of their Manufacture, etc. (Chemical Substances Control Law) Class II specified chemical substance (organochloro cleaning

agents)

P12 75-09-2 Dichloromethane (organochloro cleaning agents) P13 107-06-2 1,2-Dichloroethane (organochloro cleaning agents) P14 75-35-4 Vynilidene (di)chloride (organochloro cleaning agents) P15 156-59-2 Cis-1,2-Dichloroethylene (organochloro cleaning agents) P16 79-00-5 1,1,2-Trichloroethane (organochloro cleaning agents) P17 542-75-6 1,3-dichloropropene (organochloro cleaning agents) P18 309-00-2 Aldrin Stockholm Treaty (POPs) P19 72-20-8 Endrin Stockholm Treaty (POPs) P20 57-74-9 Chlordane Stockholm Treaty (POPs) P21 60-57-1 Dieldrin Stockholm Treaty (POPs) P22 118-74-1 Hexachlorobenzene (HCB) Stockholm Treaty (POPs) P23 50-29-3 DDT Stockholm Treaty (POPs)

P24 — Polychlorinated Naphthalenes (cl > 2) Law Concerning the Evaluation of Chemical Substances and Regulation of their Manufacture, etc. (Chemical Substances Control Law) Class I specified chemical substance

P25 1336-36-3 Polychlorinated Biphenyls (PCBs) Law Concerning the Evaluation of Chemical Substances and Regulation of their Manufacture, etc. (Chemical Substances Control Law) Class I specified chemical substance

P26 56-35-9 Bis(Tri-n-butyltin)Oxide Law Concerning the Evaluation of Chemical Substances and Regulation of their Manufacture, etc. (Chemical Substances Control Law) Class I specified chemical substance

P27 71-55-6 1,1,1-Trichloroethane Montreal Protocol Annex B Group P28 56-23-5 Carbon tetrachloride Montreal Protocol Annex B Group

P29 74-97-5 Bromochloromethane Montreal Protocol Annex C Group I

P30 74-83-9 Methyl bromide Montreal Protocol Annex E Group

P31 75-69-4 CFC-11 Montreal Protocol Annex A Group


Table 3. List of chemical substances whose use and content are prohibited in manufacturing (Continued) Control


P32 354-56-3 CFC-111 Montreal Protocol Annex B Group

P33 28605-74-5 76-12-0

CFC-112 Montreal Protocol Annex B Group

P34 354-58-5 76-13-1

CFC-113 Montreal Protocol Annex A Group

P35 1320-37-2 76-14-2

CFC-114 Montreal Protocol Annex A Group

P36 76-15-3 CFC-115 Montreal Protocol Annex A Group P37 75-71-8 CFC-12 Montreal Protocol Annex A Group P38 75-72-9 CFC-13 Montreal Protocol Annex B Group P39 135401-87-5 CFC-211 Montreal Protocol Annex B Group P40 3182-26-1 CFC-212 Montreal Protocol Annex B Group P41 2354-06-5 CFC-213 Montreal Protocol Annex B Group

P42 29255-31-0 2268-46-4


P43 1599-41-3 1652-81-9


P44 661-97-2 CFC-216 Montreal Protocol Annex B Group P45 422-86-6 CFC-217 Montreal Protocol Annex B Group P46 353-59-3 Halon-1211 Montreal Protocol Annex A Group P47 75-63-8 Halon-1301 Montreal Protocol Annex A Group P48 124-73-2 Halon-2402 Montreal Protocol Annex A Group P49 — HBFCs Montreal Protocol Annex C Group

P50 — HCFCs Montreal Protocol Annex C Group

P51 71-43-2 Benzene Voluntary regulation by the azbil Group (to prevent soil contamination)


3.4 Substances that require information provision (Level 4)

Substance groups that require information provision are shown in the following tables.

Table 4. Substances that require information provision (Level 4)

Substances name CAS No. Survey category Remarks

Beryllium Oxide (BeO) 1304-56-9 JGPSSI JIG-101 Ed 2.0

Brominated flame retardants (other than PBBs, PBDEs, or HBCDD) Refer to Annex Table 6 Substance Examples JGPSSI JIG-101 Ed 2.0

Radioactive substances Refer to Annex Table 7 Substance Examples JGPSSI JIG-101 Ed 2.0

Candidate list of Substances of Very High Concern *1 SVHC EU REACH regulation

*1. SVHC is updated every 6 months. Refer to the following ECHA website for the latest information: http://echa.europa.eu/candidate-list-table


3.5 Packaging materials

Regulations shown in Tables 5-1, 5-2, 5-3, and 5-4 are applied to packaging materials.

Table 5. Restrictions on packaging materials

Table 5-1. Restrictions on packaging materials

Substance name: Cadmium, lead, mercury, hexavalent chromium

Regulatory limit The sum of the weight of the four designated substances to the total weight of a packaging material should be not more than 100 ppm on a w/w basis. Intentional addition is prohibited.

Regulated objects Major plastic parts handle, poly bag, shock-absorber, film, tray, reel, tape, magazine stick (including stopper), tie band, etc.

Despite being compliant with the restrictions, if any of the substance is included, we recommend changing the

materials so as to eliminate their inclusion completely.

Table 5-2. Restrictions on packaging materials (continued)

Substance name: Polyvinyl chloride (PVC) and its mixtures and copolymers

Regulatory limit

Intentional addition is prohibited. Exemptions

Resin binders (or paints, inks, etc.) containing vinyl chloride-vinyl acetate copolymers

(until alternative technology has been established)

Examples of materials subject to control

Vinyl ties, protection caps during transportation, etc.


Substance name: Cobalt chloride

Regulatory limit When present as an indicator for a desiccant


Desiccant indicators


Substance name: Dimethyl fumarate (DMF)

Regulatory limit When intentionally added


Desiccants, anti-fungal agents


3.6 List of items exempted from RoHS

Table 6. List of items exempted from RoHS

Date of applicability

1

5mg Expires on December 31, 2011

3.5mgAfter December 31, 2011 until December 31, 2012

2.5mg After December 31, 2012



1(c) For general lighting purposes 50 W and < 150 W 5mg

1(d) For general lighting purposes 150 W 15mg

1(e) No limitation Expires on December 31, 2011

7mg After December 31, 2011

1(f) For special purposes 5mg

1(g) For general lighting purposes < 30 W with a lifetime equal or above　20 000 h 3.5mg Expires on 31 December　2017

2(a)











2(b)

2(b)(1) Linear halophosphate lamps with tube > 28 mm (e.g. T10 and T12) 10mg Expires on April 13, 2012

2(b)(2) Non-linear halophosphate lamps (all diameters) 15mg Expires on April 13, 2016

No limitation Expires on December 31, 2011

15mg After December 31, 2011No limitation Expires on December 31, 2011


3

No limitation Expires on December 31, 20113.5mg After December 31, 2011No limitation Expires on December 31, 20115mg After December 31, 2011No limitation Expires on December 31, 201113mg After December 31, 2011

3

Mercury in cold cathode fluorescent lamps and external electrode fluorescent lamps (CCFL and EEFL) for special purposes not exceeding (per lamp):

3(a) Short length ( 500 mm)

3(b) Medium length (> 500 mm and 1 500 mm)

3(c) Long length (> 1 500 mm)

2(a)(5) Tri-band phosphor with long lifetime ( 25 000 h)

Mercury in other fluorescent lamps not exceeding (per lamp):

2(b)(3) Non-linear tri-band phosphor lamps with tube diameter > 17 mm (e.g. T9)

2(b)(4) Lamps for other general lighting and special purposes (e.g. induction lamps)

2

Mercury in double-capped linear fluorescent lamps for general lighting purposes not exceeding (per lamp)

2(a)(1) Tri-band phosphor with normal lifetime and a tube diameter < 9 mm (e.g. T2)

2(a)(2)Tri-band phosphor with normal lifetime and a tube diameter 9 mm and 17 mm (e.g. T5)

2(a)(3)Tri-band phosphor with normal lifetime and a tube diameter > 17 mm and 28 mm (e.g. T8)

2(a)(4) Tri-band phosphor with normal lifetime and a tube diameter > 28 mm (e.g. T12)

No. Exemptions

1

Mercury in single capped (compact) fluorescent lamps not exceeding (per burner):

1(a) For general lighting purposes < 30 W

1(b) For general lighting purposes 30 W and < 50 W

For general lighting purposes with circular or square structural shape and tube diameter 17 mm


Table 6. List of items exempted from RoHS (Continued)




4(b)







4(c)





No limitation until December 31, 2011


4(d) Expires on April 13, 2015

4(e)

4(f)

4(g) Expires on 31 December 2018

5(a)

5(b) Lead in glass of fluorescent tubes not exceeding 0.2wt% or less

6(a)Lead as an alloying element in steel for machining purposes and in galvanized steel containing:

0.35w t% or less

6(b) Lead as an alloying element in aluminium containing: 0.4wt% or less

6(c) Copper alloy containing lead 4wt% or less

7(a)

7(b)

7(c)-Ⅰ

7(c)-Ⅱ

7(c)-ⅢLead in dielectric ceramic in capacitors for a rated voltage of less than 125 V AC or 250 V DC

Expires on January 1, 2013 and after that date may be used in spare parts for products placed on the market before January 1, 2013

7(c)-IV

8(a)


8(b)

9Hexavalent chromium as an anticorrosion agent of the carbon steel cooling system in absorption refrigerators (in the cooling solution)

0.75w t% or less

9(a) Abolished on July 1, 2008

9(b)

10 10 (Omitted)

Lead in PZT based dielectric ceramic materials for capacitors being part of integrated circuits or discrete semiconductors’

8Cadmium and its compounds in one shot pellet type thermal cut-offs

Cadmium and its compounds in electrical contacts

9 Polybrominated Diphenyl ethers

(Deca BDE) in polymer application

Lead in bearing shells and bushes for refrigerant-containing compressors for heating, ventilation, air conditioning and refrigeration (HVACR) applications

6

4

4(a) Mercury in other low pressure discharge lamps (per lamp)

Mercury in High Pressure Sodium (vapour) lamps for general lighting purposes not exceeding (per burner) in lamps with improved colour rendering index Ra > 60:

7

Lead in high melting temperature type solders (i.e. lead- based alloys containing 85 % by weight or more lead)

Lead in solders for servers, storage and storage array systems, network infrastructure equipment for switching, signalling, transmission, and network management for telecommunications

Electrical and electronic components containing lead in a glass or ceramic other than dielectric ceramic in capacitors, e.g. piezoelectronic devices, or in a glass or ceramic matrix compound

Lead in dielectric ceramic in capacitors for a rated voltage of 125 V AC or 250 V DC or higher

4(c)-Ⅲ P > 405 W

Mercury in High Pressure Mercury (vapour) lamps (HPMV)

Mercury in metal halide lamps (MH)

Mercury in hand crafted luminous discharge tubes used for signs, decorative or architectural and specialist lighting and light-artwork, where the mercury content shall be limited as follows: (a) 20 mg per electrode pair + 0,3 mg per tube length in cm, but not more than 80 mg, for outdoor applications and indoor applications exposed to temperatures below 20 °C; (b) 15 mg per electrode pair + 0,24 mg per tube length in cm, but not more than 80 mg, for all other indoor applications.

5Lead in glass of cathode ray tubes

Mercury in other discharge lamps for special purposes not specifically mentioned in this Annex

4(b)-Ⅲ P > 405 W

Mercury in other High Pressure Sodium (vapour) lamps for general lighting purposes not exceeding (per burner):

4(c)-Ⅰ P 155 W

4(c)-Ⅱ 155 W < P 405 W

No. Exemptions

4(b)-Ⅰ P ? 155 W

4(b)-Ⅱ 155 W < P 405 W




11 11(a)

Abolished on September 24, 2010.After the date, may be used in spare parts for products placed on the market before the expiry date.

11(b)

Expires on January 1, 2013 and after that date may be used in spare parts for products placed on the market before January1, 2013

12 12

Abolished on September 24, 2010.After the date, may be used in spare parts for products placed on the market before the expiry date.

13(a)

13(b)

14 14


15 15

16 16 Expires on September 1, 2013

17 17

18(a)

Lead as activator in the fluorescent powder of discharge lamps when used as speciality lamps for diazoprinting reprography, lithography, insect traps, photochemical and curing processes containing phosphors such as SMS ((Sr,Ba) 2 MgSi 2 O 7 :Pb)

1wt% or less Expires on January 1, 2011

18(b)Lead as activator in the fluorescent powder (1 % lead by weight or less) of discharge lamps when used as sun tanning lamps containing phosphors such as BSP (BaSi 2 O 5 :Pb)

1wt% or less

19 19 Expires on June 1, 2011


21 21

22 22 Abolished on December 31, 2009

23 23

Abolished on September 24, 2010. After the expiry date, may be used in spare parts for products placed on the market before the expiry date.

24 24

25 25


27 27 Abolished on September 24, 2010

28 28 Abolished on July 1, 2007

Lead oxide in the glass envelope of black light blue lamps

Lead alloys as solder for transducers used in high-powered (designated to operate for several hours at acoustic power levels of 125 dB SPL and above) loudspeakers

Hexavalent chromium in corrosion preventive coatings of unpainted metal sheetings and fasteners used for corrosion protection and Electromagnetic Interference Shielding in equipment falling under category three of WEEE Directive 2002/96/EC (January 27, 20

Lead oxide in glass used for bonding front and rear substrates of flat fluorescent lamps used for Liquid Crystal Displays (LCDs)

Lead and cadmium in printing inks for the application of enamels on glasses, such as borosilicate and soda lime glasses

Lead as an impurity in RIG（rare-earth iron garnet) faraday rotator used for optical fiber communication systems

Lead in finishes of fine pitch components other than connectors with a pitch of 0,65 mm and less

Lead in solders for the soldering to machined through hole discoidal and planar array ceramic multilayer capacitors

Lead oxide in surface conduction electron emitter displays (SED) used in structural elements, notably in the seal frit and frit ring

Lead in solders consisting of more than two elements for the connection between the pins and the package of microprocessors

with a lead content of more than 80 % and less than 85 % by weight

Lead in solders to complete a viable electrical connection between semiconductor die and carrier within integrated circuit flip chip packages

Lead in linear incandescent lamps with silicate coated tubes

Lead halide as radiant agent in high intensity discharge (HID) lamps used for professional reprography applications

18

Lead with PbBiSn-Hg and PbInSn-Hg in specific compositions as main amalgam and with PbSn-Hg as auxiliary amalgam in very compact energy saving lamps (ESL)

Lead used in C-press compliant pin connector systems

Lead used in other than C-press compliant pin connector systems

Lead as a coating material for the thermal conduction module C-ring

13Lead in white glasses used for optical applications

Cadmium and lead in filter glasses and glasses used for reflectance standards

No. Exemptions



Note: The exempted items listed above are based on EU RoHS Directive 2011/65/EU ANNEX III. Revised

provisions for the RoHS Directive will have priority on the present regulations.


29 29

30 30

31 31

32 32

33 33

34 34

35 35 Abolished on January 1, 2010

36 36 Abolished on July 1, 2010

37 37

38 38

39 39 Expires on July 1, 2014

40 40 Expires on 31 December 2013

41 41 Expires on 31 December 2018

Cadmium in photoresistors for analogue optocouplers applied in professional audio equipment

Lead in solders and termination finishes of electrical and electronic components and finishes of printed circuit boards used in ignition modules and other electrical and electronic engine control systems, which for technical reasons must be mounted directly on or in the crankcase or engines (classes SH:1, SH:2, SH:3 of Directive 97/68/EC of the European Parliament cylinder of hand-held combustion and of the Council

Cadmium and cadmium oxide in thick film pastes used on aluminium bonded beryllium oxide

Cadmium in colour converting II-VI LEDs (< 10 μg Cd per mm 2 of light-emitting area) for use in solid state illumination or display systems

Lead oxide in seal frit used for making window assemblies for Argon and Krypton laser tubes

Lead in solders for the soldering of thin copper wires of 100 μm diameter and less in power transformers

Lead in cermet-based trimmer potentiometer elements

Cadmium in photo-register used for optical coupler in audio equipments of business use

Mercury used as a cathode sputtering inhibitor in DC plasma displays with a content up to 30 mg per display

Lead in the plating layer of high voltage diodes on the basis of a zinc borate glass body

Lead bound in crystal glass as defined in Annex I (Categories 1, 2, 3 and 4) of Council Directive 69/493/EEC (1)

Cadmium alloys as electrical/mechanical solder joints to electricalconductors located directly on the voice coil in transducers used in high-powered loudspeakers with sound pressure levels of 100 dB (A) and more

Lead in soldering materials in mercury free flat fluorescent lamps (which e.g. are used for liquid crystal displays, design or industrial lighting)

No. Exemptions


3.7 Use application examples of regulated substances

The use application examples of regulated substances are compiled below for reference. This does not mean,

however, that all of them are currently in use.

Table 7. List of uses for prohibited substances (Level 1) (by substance group)

Control No.

JGPSSI Substance Group No.

Substance Group Typical Application

I1 B05 Polychlorobiphenyls (PCB) Insulating oil, lubricating oil, electrical insulating media, plasticizers, paint solvent, heating media, flame retardants for plastics

I2 B15 Polychloroterphenyls (PCT) Insulating oil, lubricating oil, electrical insulating media, plasticizers, paint solvent, heating media, flame retardants for plastics

I3 B06 Polychloro naphthalenes (substances with ≥3 chlorine atoms)

Lubricating oil, paints, stabilizers for plastics, electrical insulating media, flame retardants

I4 J01 Short chain chlorinated paraffins (C10-C13) Grease, metal working oil, flame retardants, plasticizers for polyvinyl chloride, flame retardants for print board

I7 A17 Bis (tri-n-butyltin) oxide Paints, pigments, preservatives, cooling media, blowing agent

I8 A28 Tri-substituted organic tin compounds Pigments, paints, flame retardants, stabilizers, n-dopants, anti-septic agents

I9 C01 Asbestos electrical insulators, fillers, heat insulators, friction materials

I10 C02 Pigments and azo dyes that form specific amine Pigments, dyes, colorants I11,I12 C04 Ozone layer depleting substances Cooling media, digestive, blowing agents, cleaning

agents, fumigantsI13 B02 Polybrominated biphenyls (PBB) Flame retardants I14 B03 Polybrominated diphenyl ethers (PBDE) Flame retardants I15 A05 Cadmium and its

compounds Resins (including rubber and films), paints, ink, pigments, dyes

Pigments, stabilizers for polyvinyl chloride

Solder SolderPackaging material Pigments, stabilizers for polyvinyl chloride, corrosion

resisting surface treatment Other than above Corrosion resisting surface treatment (electroplating,

electrolytic plating), battery, contact, optical materialI16 A09 Lead and its

compounds Resins (including rubber and films), paints, ink, pigments, dyes

Pigments, paints, rubber curing agent, stabilizers for plastics, rubber vulcanizing agents, various resin additives

Cord / cable coating materials Pigments, paints, rubber curing agent, stabilizers for plastics, rubber vulcanizing agents, various resin additives

Packaging material Pigments, paints, rubber curing agent, stabilizers for plastics, rubber vulcanizing agents, solder, glass, alloy ingredients, various resin additives

Other than above Battery, solder, glass, free-cutting alloy, alloy ingredients

I17 A07 Hexavalent chromium compounds

Packaging material Pigments, paints, inks, anticorrosion surface treatment, dyes, anti-rust

Other than above Pigments, paints, inks, catalysts, anticorrosion surface treatment, dyes, anti-rust

I18 A10 Mercury and its compounds

Battery in product BatteryPackaging material Fluorescent material, pigments Other than above Fluorescent materials, contact, thermometers, pigments

I19 B07 Polyvinyl Chloride (PVC) and its mixture, and its copolymers

Resin materials (binding bands, etc.), wire-covering materials, insulator, heat-shrinkable tubing


Table 7. List of uses for prohibited substances (Level 1) (by substance group) (Continued)

Control No.



I20 C07 Formaldehyde (wooden, fiber products only) Adhesives, veneer board I44 B13 Perfluorooctane sulfonic acids (PFOS) (Etchants agents): Photomasks and lead frames.

Semiconductors, LC displays, and HDD heads made using photomasks and lead frames (Antireflection films, resists): semiconductors, LC displays, (Desmearing solution): printed circuit boards (Plating solution): mechanical devices (Coatings): PET film, labels Other

I45 C08 2-(2H-1,2,3-benzotriazole-2-yl)-4,6-di-tert-butylphenol

Benzotriazole UV Stabilizers: Mainly used as ultraviolet absorbers for plastics. Examples of materials in which it is used may include: plastic construction materials and coating resin for dye sublimation photographs

I47 C11 Dimethyl fumarate Desiccants and anti-fungal agents

I48 J01 Cobalt chloride (CoCl2) Desiccant indicators

I49 B10 Fluorinated greenhouse gases (HFC, PFC, and SF6)

Refrigerants, spraying agents, fire extinguishing agents, cleaning agents, insulating materials, and caustic gas

I50 A23 Dibutyltin compounds (DBT) Stabilizers for PVC, curing catalysts for silicone resin and urethane resin

I51 A24 Dioctyltin (DOT) compounds Stabilizers for PVC, curing catalysts for silicone resin and urethane resin

I52 B11 Hexabromocyclododecane (HBCDD) and all major diastereoisomers identified: Alpha-hexabromocyclododecane, Beta-hexabromocyclododecane, Gamma-hexabromocyclododecane

Flame retardant mainly used for expanded polystyrene

(PS), polyurethane (PU) and some types of fiber

I53 — Perfluorooctanoic acid (PFOA) and individual salts and esters of PFOA

Photolithography, photo-coating materials, hydraulic

fluid, metal plating, cleaning materials, fire-fighting

foams, coating materials for paper, and plastic stabilizers.

I54 — Polycyclic aromatic hydrocarbons (PAHs) Pigments in rubber or plastic components (as impurity)

I55 — Benzenamine, N-phenyl-, reaction products with styrene and 2,4,4-trimethylpentene (BNST)

Additive in rubber, lubricants (antioxidants)

Table 11. List of uses for substances to be banned after the expiration date (Level 2)

Control No.



I56 C12 Bis (2-ethylhexyl) phthalate (DEHP) Plasticizers, dyes, pigments, paints, ink, adhesive

I57 C13 Dibutyl phthalate (DBP) Plasticizers, dyes, pigments, paints, ink, adhesive

I58 C14 Benzyl butyl phthalate (BBP) Plasticizers, dyes, pigments, paints, ink, adhesive

I59 C15 Diisobutyl phthalate (DIBP) Plasticizers, dyes, pigments, paints, ink, adhesive


Table 8. Applications of chemical substances whose use is prohibited in manufacturing Control

No CAS No. Substance Group Typical Application

P1 7723-14-0 Yellow phosphorous Oxygen-absorber, raw material for rodenticide (Nekoirazu), raw material for match (prohibited in our country), screening agent and as raw material of the yellow phosphorous incendiary bomb

P2 1332-21-4 Asbestos Electrical insulators, fillers, heat insulators, friction materials

P3 92-87-5 etc. Benzidine or its salts An aromatic amine. Dye raw material

P4 92-67-1 etc. 4-Aminodiphenyl or its salts Antioxidant for rubbers. Intermediate product of dyes

P5 92-93-3 etc. 4-Nitrodiphenyl or its salts Synthetic intermediates

P6 542-88-1 Bis(chloromethyl) ether

P7 91-59-8 etc. 2-Naphthylamine / β-Naphthylamine or its salts Colorant raw material, vulcanization promoter

P8 — A rubber cement containing benzene, the volume of benzene contained exceeds 5% of the solvent (includes diluent) of the rubber cement.

P9 — Manufacturing aids and other materials containing in excess of 1% their weight of the substances shown in control No. P2 till P7.

P10 79-01-6 Trichloroethylene Solvent for metal cleaning agent etc.

P11 127-18-4 Tetrachloroethylene Freon raw material, solvent for metal and fiber cleaning agents etc.

P12 75-09-2 Dichloromethane (methylene chloride) Solvent for inks, print board cleaning agent, degreasing

P13 107-06-2 1,2-Dichloroethane Solvent for removing agents, solvent for paints

P14 75-35-4 1,1-Dichloroethylene

P15 156-59-2 Cis-1,2-Dichloroethylene

P16 79-00-5 1,1,2-Trichloroethane Solvents

P17 542-75-6 1,3-Dichloropropane

P18 309-00-2 Aldrin Insecticide

P19 72-20-8 Endrin Insecticide

P20 57-74-9 Chlordane Termite exterminating agents, etc.

P21 60-57-1 Dieldrin Insecticide

P22 118-74-1 Hexachlorobenzene Organic synthesis raw material, insecticide raw material

P23 50-29-3 DDT Insecticide

P24 — Polychlorinated Naphthalenes (cl > 3) Plasticizers

P25 1336-36-3 PCB Insulating oil, lubricating oil, electrical insulating media, plasticizers, paint solvent, heating media, flame retardants for plastics

P26 56-35-9 Bis(tri-n-butyltin) oxide Paints, pigments, preservatives, cooling media, blowing agent

P27 71-55-6 1,1,1-Trichloroethane Cleaning, synthesis raw material

P28 56-23-5 Carbon tetrachloride Freon raw material, reaction extraction solvent etc.

P29 74-97-5 Bromochloromethane Fire extinguisher

P30 74-83-9 Methylbromide (other name: bromo methane) Fumigant, organic synthesis


Table 8. Applications of chemical substances whose use is prohibited in manufacturing (Continued) Control

No CAS No. Substance Group Typical Application

P31 75-69-4 CFC-11 Blowing agents for urethanes

P32 354-56-3 CFC-111

P33 28605-74-5 76-12-0

CFC-112

P34 354-58-5 76-13-1

CFC-113 Cleaning agents for electric items, dry cleaning

P35 1320-37-2 76-14-2

CFC-114 Blowing agents for urethanes, aerosol

P36 76-15-3 CFC-115 Coolants for refrigerators

P37 75-71-8 CFC-12 Car air conditioners, refrigerator coolant

P38 75-72-9 CFC-13

P39 135401-87-5 CFC-211

P40 3182-26-1 CFC-212

P41 2354-06-5 CFC-213

P42 29255-31-0 2268-46-4

CFC-214

P43 1599-41-3 1652-81-9

CFC-215

P44 661-97-2 CFC-216

P45 422-86-6 CFC-217

P46 353-59-3 Halon-1211

P47 75-63-8 Halon-1301

P48 124-73-2 Halon-2402

P49 — HBFCs

P50 — HCFCs Freon substitutes, coolants, solvents

P51 71-43-2 Benzene Solvents for dry-cleaning agents and stain removers, also used to clean machines


4. Investigation Details

4.1 Unit of investigation

Please submit a declaration of non-use of regulated chemical substances in our CMS products, or in parts and

materials that are controlled by our CMS, and report the amounts of the substances contained.

In connection with this investigation, it is the responsibility of your company to collect information on the

material content of every material purchased by your company that constitutes a CMS control product or part

(including auxiliary items like inks and adhesives), and to report those results. Moreover, if your company is

not in possession of information, please obtain the information from your suppliers, consolidate for every item

and material, and report.

4.2 Questionnaire

The questionnaire for reporting is as follows.

(1) “Declaration of non-use of chemical substances in products (common for all packaging materials)”

(2) “Content amount in products investigation table”

(3) “Content amount in packaging material investigation table”

The packaging materials that are subject to investigation in the categories (1) and (3) above are those used by

our company when selling our products. Not all the packaging materials supplied to us need not be covered by

the investigation.

In Table 9, documents required to be submitted in respective cases are collected. The other items indicates

items controlled in the operations division, and shown by 814/815 etc., and are mainly mechanical items

(manufacturer items).Electronic devices are described in 11) Electronic devices under 2, Chemical substance

control.

Table 9. List of documents to submit Electronic devices Specified packaging material Other items

Product content chemical substance non-use certificate —

Product content amount investigation table

—

Packaging material content amount investigation table’

— If present —

4.3 Procedure for questionnaire response

The questionnaire will be sent to suppliers from our Material Procurement and Purchase Department, and

response will be solicited.

4.4 Notes on Questionnaire

1) ‘Product content chemical substance non-use certificate’

Regarding the semiconductor products that are called electronic devices, the report is only by ‘Product content

amount investigation table’ since an understanding of the process control is possible, submission of ‘Product

content chemical substance non-use certificate’ is not necessary.

Regarding parts, raw materials or reagents other than those, apart from ensuring that there is no content due to

such as intentional use etc., for chemical substance groups of prohibited substances (Level 1), please enter


mandatory items and company name, affiliation and authorized signatory name, put the stamp of responding

person-in-charges stamp or company stamp in the product (parts and assembly parts) information column, and

send them to us.

Note: The authorized person who signs (stamps) his/her name should be a person in a position of responsibility

who can guarantee the information entered and can take responsibility if a problem arises (e.g.,

non-conformity).

Confirmation method of contents

If no evidence is available to verify the non-use of substances of categories I13 (Polybrominated biphenyls ) to I18

(mercury and its compounds), please confirm that the values are not more than the threshold values based on

inductively coupled plasma spectrometry (hereinafter abbreviated as ICP analysis) or other precise chemical

analysis.

Verification for substances of the rest of the categories (Categories I1 to I12 and I19 to I46) should be carried

out based on the evidence obtained from suppliers of raw materials, parts and chemical suppliers, including

declaration of non-use, composition survey and compositional analysis results. Also ensure that there is no risk

of inclusion of regulated chemical substances in processing and treatment processes. In the likelihood of

synthesis of regulated substance by manufacturing process or treatment processes, ensure it is below the

regulated value. If there is no chance of regulated substances being synthesized, evidence obtained from the

supplies of raw materials, parts, and chemicals will be acceptable.

The component analysis results are the calculated values as design specification by methods other than analysis,

and are based on manufacturing specifications, mill sheet, theoretical values etc.

2) “Product content amount investigation table”

For the following chemical substances, please submit the information regarding the content of substances

using the “Product content amount investigation table,” or the like. This ‘Product content amount investigation

table’ shall be sent together with ‘Product content chemical substance non-use certificate’.

When prohibited substances (Level 1) are present at concentrations exceeding the regulatory limits or

intentionally added substances are present

When substances to be banned after the expiration date (Level 2) are present at concentrations exceeding

the regulatory limits or intentionally added substances are present

When substances that require information provision (Level 4) are present at concentrations higher than

1000 ppm or intentionally added substances are present

Regarding such confirmatory methods, please see “Confirmatory methods of content” under 1) “Product

content chemical substance non-use certificate.”

Further, when regulatory limits are exceeded, investigation by alternate methods may be requested to fulfill

regulatory limits separately.

Caution on “Product content amount investigation table” entries:

Chemical substances that are not present need not be mentioned in ‘Product content amount investigation

table’. For chemical substances with specified threshold values, even if the content amount is known to be less

than the threshold value, please mention in the ‘Product content amount investigation table’.

3) “Packaging material content amount investigation table”


The inclusion of chemical substances for packaging materials subject to control is prohibited in principle. If

you submit a “Declaration of non-use of chemical substances (common for all packaging materials),” you do

not need to submit a “Packaging material content amount investigation table.”

However, if you are unable to submit the “Declaration of non-use of chemical substances,” because chemical

substances subject to control for packaging materials are contained in the materials, or if the packaging

materials were found to contain a regulated substance at a concentration higher than the threshold value after

the submission of the “Declaration of non-use of chemical substances,” please contact us promptly.

4) Guidance about “Chemical substances whose use is prohibited in manufacturing processes”

Regarding ‘Chemical substances whose use is prohibited in manufacturing processes’, use is prohibited for

products, parts and raw materials having manufacturing processes. When outsourcing processing/treatment

processes, please give instructions or guidance to the contractor not to use the prohibited substances (Level 1)

controlled by our company as well as the chemical substances whose use is prohibited in manufacturing

processes.

5) Non-content guarantee period

Non-content guaranteed term of the non-use certificates such as ‘Product content chemical substance non-use

certificate’, ‘Packaging material chemical substance non-use certificate’ etc., is assumed to be the one

guaranteed from the time when non-use certificate is stamped and sent to our company till the use and

production of the materials are terminated. However, if requested by our customers, we may request our

suppliers to submit the analysis data.

6) Specification changes of a new and an existing materials and their “Change management”

Receiving review of new materials

Together with regular documents, please submit investigation request of item 4.2 to the section in-charge

in our company.

Change in the specifications (design and process) of existing material

When changes occurs in raw material, printing, painting, and plating processes, adhesives, lubricants,

solders, and chemicals, etc., or in manufacturing location (including change in retailer) because of

specification change, please carry out all investigations, and along with regular documents, submit the

Questionnaire of item 4.2, and ‘Change report document’ to the section in-charge in our company, and

after receiving the approval, start the new production.


Annex

Examples of substances

Examples of types of regulated chemical substances are given below. Note that the lists give examples and so

are not necessarily complete.

Annex Table 1. Specific Amines That Should Not Be Formed

Annex Table 2. Chemical Substance Examples (Level 1)

Annex Table 3. Chemical Substance Examples (Level 4): Brominated Flame Retardants (Excluding PBBs,

PBDEs and HBCDDs)

Annex Table 4. Chemical Substance Examples (Level 4): Radioactive Materials (Radioisotopes)



Annex Table 1. Specific Amines That Should Not Be Formed

Substance (English) CAS No.

4-amino azobenzene 60-09-3

o-anisidine 90-04-0

2-naphthylamine 91-59-8

3,3'-dichlorobenzidine 91-94-1

biphenyl-4-amine 92-67-1

Benzidine 92-87-5

o-toluidine 95-53-4

4-chloro-o-toluidine 95-69-2

4-methyl-m-phenylenediamine 95-80-7

o-aminoazotoluene 97-56-3

5-nitro-o-toluidine 99-55-8

4,4'-methylene-bis (2-chloroaniline) 101-14-4

4,4'-methylenedianiline 101-77-9

4,4'-oxydianiline 101-80-4

4-chloroaniline 106-47-8

3,3'-dimethoxybenzidine 119-90-4

3,3'-dimethylbenzidine 119-93-7

6-methoxy-m-toluidine 120-71-8

2,4,5-trimethylaniline 137-17-7

4,4'-thiodianiline 139-65-1

4-methoxy-m-phenylenediamine 615-05-4

4,4-methylenedi-o-toluidine 838-88-0



Control No.

JGPSSI Control

No.Substance group Substance name CAS　No.

PCB (Polychlorobiphenyl) 1336-36-3 Monomethyl-tetrachloro-diphenyl methane (Ugilec 141) 76253-60-6 Monomethyl-dichloro-diphenyl methane (Ugilec 121, Ugilec 21) 81161-70-8 Monomethyl dibromodiphenylmethane (DBBT) 99688-47-8

I2 B15Polychlorinated

Terphenyls (PCTs)PCT 61788-33-8

B06 Polychlorinated Naphthalenes 70776-03-3

~ Pentachloronaphthalene 1321-64-8

Alkanes, C10-13, chloro 85535-84-8 Alkanes, C10-12, chloro 108171-26-2 Alkanes, C12-13, chloro 71011-12-6 Alkanes, chloro 61788-76-9Chlorinated polyethylene 64754-90-1

I7 A17Bis (tri-n-butyltin) oxide

Bis (tri-n-butyltin) oxide 56-35-9

Triphenyltin-N, N-dimethyldithiocarbamate 1803-12-9 Triphenyltinfluoride 379-52-2 Triphenyltinacetate 900-95-8 Triphenyltinchloride 639-58-7 Triphenyltinhydroxide 76-87-9

Triphenyltin fattyacid((9-11)salt)

18380-71-7 18380-72-8 47672-31-1 94850-90-5

Triphenyltinchloroacetate 7094-94-2 Tributyltinmethacrylate 2155-70-6 Bis (tributyltin) fumalate 6454-35-9 Tributyltinfluoride 1983-10-4 Bis (tributyltin) 2,3-dibromosuccinate 31732-71-5 Tributyltinacetate 56-36-0 Tributyltinlaurate 3090-36-6 Bis (tributyltin) phthalate 4782-29-0

Coplymer of alkyl (c=8) acrylate, methyl methacrylate and tributyltinmethacrylate

67772-01-4

Tributyltinsulfamate 6517-25-5 Bis (tributyltin) maleate 14275-57-1

Tributyltinchloride1461-22-9 7342-38-3

Tributyltin cyclopentane carbonate = mixture 85409-17-2

Tributyltin-1,2,3,4,4a,4b,5,6,10,10a-decahydro-7-isoplopyl-1,4a-dimethyl-1-phenanthrencarboxylatemix

26239-64-5

Asbestos 1332-21-4 Actinolite 77536-66-4 Amosite 12172-73-5 Anthophyllite 77536-67-5Chrysotile 12001-29-5 Crocidolite 12001-28-4 Tremolite 77536-68-6

I10 C02Pigments and azo dyes that form specif ic amine

Azo dyes and pigments forming specif ic amines (see the list of amines that should not be formed)

-

I8 A28Tri-substituted organostannic

compounds

I9 C01 Asbestos

I1 B05Polychlorobiphenyls

(PCB)

I4 J01Short chain chlorinated

paraff ins (C10-C13)

I3Polychloro naphthalenes (substances w ith 3

chlorine atoms)


Annex Table 2. Chemical Substance Examples (Level 1) (Continued)

Control No.

JGPSSI Control


Trichlorofluoromethane (CFC-11) 75-69-4 Dichlorodif luoromethane (CFC-12) 75-71-8 Chlorotrif luoromethane (CFC- 13) 75-72-9 Pentachlorof luoroethane (CFC-111) 354-56-3Tetrachlorodif luoroethane (CFC-112) 76-12-0 1,1,2,2-Tetrachloro-1,2-dif luoroethane (CFC-112) 76-12-0 1,1,1,2-Tetrachloro-2,2-dif luoroethane (CFC-112a) 76-11-9 Trichlorotrif luoroethane (CFC-113) 76-13-1, 1,1,2-Trichloro-1,2,2 trif luoroethane (CFC-113) 76-13-1 1,1,1-Trichloro-2,2,2 trif luoroethane (CFC-113a) 354-58-5 Dichlorotetrafluoroethane (CFC-114) 76-14-2 Monochloropentafluoroethane (CFC-115) 76-15-3 Heptachlorofluoropropane (CFC-211) 422-78-6 135401-87-5 1,1,1,2,2,3,3-Heptachloro-3-f luoropropane (CFC-211aa) 422-78-61,1,1,2,3,3,3-Heptachloro-2-f luoropropane (CFC-211ba) 422-81-1 Hexachlorodif luoropropane (CFC-212) 3182-26-1 Pentachlorotrif luoropropane (CFC-213) 2354-06-5

134237-31-3 Tetrachlorotetrafluoropropane (CFC-214) 29255-31-0 1,2,2,3-Tetrachloro-1,1,3,3-tetrafluoropropane (CFC-214aa) 2268-46-4 1,1,1,3-Tetrachloro-2,2,3,3-tetrafluoropropane (CFC-214cb) - Trichloropentafluoropropane (CFC-215) 1599-41-3 1,2,2-Trichloropentafluoropropane (CFC-215aa) 1599-41-3 1,2,3-Trichloropentafluoropropane (CFC-215ba) 76-17-5 1,1,2-Trichloropentafluoropropane (CFC-215bb) - 1,1,3-Trichloropentafluoropropane (CFC-215ca) - 1,1,1-Trichloropentafluoropropane (CFC-215cb) 4259-43-2 Dichlorohexafluoropropane (CFC-216) 661-97-2 Chloroheptafluoropropane (CFC-217) 422-86-6 Bromochloromethane (Halon-1011) 74-97-5Dibromodifluoromethane (Halon-1202) 75-61-6 Bromochlorodif luoromethane (Halon-1211) 353-59-3 Bromotrif luoromethane (Halon-1301) 75-63-8 Dibromotetrafluoroethane (Halon-2402) 124-73-2 Tetrachloromethane (carbon tetrachloride) 56-23-5 1,1,1-Trichloroethane (methylchloroform) 71-55-6 Bromomethane (methyl bromide) 74-83-9 Bromoethane (ethyl bromide) 74-96-41-Bromopropane (n-propyl bromide) 106-94-5Trif luoroiodomethane (trif luoromethyl iodide) 2314-97-8Chloromethane (methyl chloride) 74-87-3Dibromofluoromethane (HBFC-21 B2) 1868-53-7Bromodif luoromethane (HBFC-22 B1) 1511-62-2Bromofluoromethane (HBFC-31 B1) 373-52-4Tetrabromofluoroethane (HBFC-121 B4) 306-80-9Tribromodifluoroethane (HBFC-122 B3) -Dibromotrif luoroethane (HBFC-123 B2) 354-04-1Bromotetrafluoroethane (HBFC-124 B1) 124-72-1Tribromofluoroethane (HBFC-131 B3) -Dibromodifluoroethane (HBFC-132 B2) 75-82-1Bromotrif luoroethane (HBFC-133 B1) 421-06-7Dibromofluoroethane (HBFC-141 B2) 358-97-4Bromodif luoroethane (HBFC-142 B1) 420-47-3Bromofluoroethane (HBFC-151 B1) 762-49-2

I11、I12 C04Ozone layer depleting

substances



Control No.

JGPSSI Control


Hexabromofluoropropane (HBFC-221 B6) -Pentabromodifluoropropane (HBFC-222 B5) -Tetrabromotrif luoropropane (HBFC-223 B4) -Tribromotetrafluoropropane (HBFC-224 B3) -Dibromopentafluoropropane (HBFC-225 B2) 431-78-7Bromohexafluoropropane (HBFC-226 B1) 2252-78-0Pentabromofluoropropane (HBFC-231 B5) - Tetrabromodifluoropropane (HBFC-232 B4) - Tribromotrif luoropropane (HBFC-233 B3) - Dibromotetraf luoropropane (HBFC-234 B2) - Bromopentafluoropropane (HBFC-235 B1) 460-88-8Tetrabromofluoropropane (HBFC-241 B4) - Tribromodif luoropropane (HBFC-242 B3) 70192-80-2Dibromotrif luoropropane (HBFC-243 B2) 431-21-0Bromotetrafluoropropane (HBFC-244 B1) 679-84-5Tribromofluoropropane (HBFC-251 B3) 75372-14-4Dibromodif luoropropane (HBFC-252 B2) 460-25-3Bromotrif luoropropane (HBFC-253 B1) 421-46-5Dibromofluoropropane (HBFC-261 B2) 51584-26-0Bromodif luoropropane (HBFC-262 B1) - Bromofluoropropane (HBFC-271 B1) 1871-72-3Dichlorofluoromethane (HCFC-21) 75-43-4 Chlorodif luoromethane (HCFC-22) 75-45-6 Chlorofluoromethane (HCFC-31) 593-70-4 Tetrachlorofluoroethane (HCFC-121) 134237-32-4 1,1,2,2-Tetrachloro-1-f luoroethane (HCFC-121) 354-14-3 1,1,1,2-Tetrachloro-2-f luoroethane (HCFC-121a) 354-11-0 Trichlorodif luoroethane (HCFC-122) 41834-16-6 1,2,2-Trichloro-1,1-dif luoroethane (HCFC-122) 354-21-2 1,1,2-Trichloro-1,2-dif luoroethane (HCFC-122a) 354-15-4 1,1,1-Trichloro-2,2-dif luoroethane (HCFC-122b) 354-12-1 Dichlorotrif luoroethane(HCFC-123) 34077-87-7 1,1-Dichloro-2,2,2-trif luoroethane (HCFC-123) 306-83-2 1,2-Dichloro-1,1,2-trif luoroethane (HCFC-123a) 354-23-4 90454-18-5 1,1-Dichloro-1,2,2-trif luoroethane (HCFC-123b) 812-04-4 Chlorotetrafluoroethane (HCFC-124) 63938-10-3 2-chloro-1,1,1,2-tetrafluoroethane (HCFC-124) 2837-89-0 1-chloro-1,1,2,2-tetrafluoroethane (HCFC-124a) 354-25-6 Trichlorofluoroethane (HCFC-131) 27154-33-2; (134237-34-6) 1,1,2-Trichloro-2-fluoroethane (HCFC-131) 359-28-4 1,1,2-Trichloro-1-fluoroethane (HCFC131a) 811-95-0 1,1,1-Trichloro-2-fluoroethane (HCFC-131b) 2366-36-1 Dichlorodif luoroethane (HCFC-132) 25915-78-0 1,2-Dichloro-1,2-dif luoroethane (HCFC-132) 431-06-1 1,1-Dichloro-2,2-dif luoroethane (HCFC-132a) 471-43-2 1,2-Dichloro-1,1-dif luoroethane (HCFC-132b) 1649-08-7 1,1-Dichloro-1,2-dif luoroethane (HFCF-132c) 1842-05-3 Chlorotrif luoroethane (HCFC-133) 1330-45-6 431-07-2 1-Chloro-1,2,2-trif luoroethane (HCFC-133) 1330-45-6 2-Chloro-1,1,1-trif luoroethane (HCFC-133a) 75-88-7 1-Chloro-1,1,2-trif luoroethane (HCFC-133b) 421-04-5 Dichlorofluoroethane(HCFC-141) 1717-00-6 (25167-88-8) 1,2-Dichloro-1-fluoroethane (HCFC-141) 430-57-9 1,1-Dichloro-2-fluoroethane (HCFC-141a) 430-53-5 1,1-Dichloro-1-fluoroethane (HCFC-141b) 1717-00-6 Chlorofluoroethane (HCFC-151) 110587-14-9 1-Chloro-2-fluoroethane (HCFC-151) 762-50-5 1-Chloro-1-fluoroethane (HCFC-151a) 1615-75-4


substances



Control No.

JGPSSI Control


Hexachlorofluoropropane (HCFC-221) 134237-35-7 29470-94-81,1,1,2,2,3-Hexachloro-3-fluoropropane (HCFC-221ab) 422-26-4Pentachlorodif luoropropane (HCFC-222) 134237-36-81,1,1,3,3-pentachloro-2,2-dif luoropropane (HCFC-222ca) 422-49-11,2,2,3,3-pentachloro-1,1-dif luoropropane (HCFC-222aa) 422-30-0Tetrachlorotrif luoropropane (HCFC-223) 134237-37-91,1,3,3-Tetrachloro-1,2,2-trif luoropropane (HCFC-223ca) 422-52-61,1,1,3-Tetrachloro-2,2,3-trif luoropropane (HCFC-223cb) 422-50-4Trichlorotetraf luoropropane (HCFC-224) 134237-38-01,3,3-Trichloro-1,1,2,2-tetraf luoropropane (HCFC-224ca) 422-54-81,1,3-Trichloro-1,2,2,3-tetraf luoropropane (HCFC-224cb) 422-53-71,1,1-Trichloro-2,2,3,3-tetraf luoropropane (HCFC-224cc) 422-51-7Dichloropentafluoropropane (HCFC-225) 127564-92-52,2-Dichloro-1,1,1,3,3-pentafluoropropane(HCFC-225aa) 128903-21-92,3-Dichloro-1,1,1,2,3-pentafluoropropane (HCFC-225ba) 422-48-01,2-Dichloro-1,1,2,3,3-pentafluoropropane (HCFC-225bb) 422-44-63,3-Dichloro-1,1,1,2,2-pentafluoropropane (HCFC-225ca) 422-56-01,3-Dichloro-1,1,2,2,3-pentafluoropropane (HCFC-225cb) 507-55-11,1-Dichloro-1,2,2,3,3-pentafluoropropane(HCFC-225cc) 13474-88-91,2-Dichloro-1,1,3,3,3-pentafluoropropane (HCFC-225da) 431-86-71,3-Dichloro-1,1,2,3,3-pentafluoropropane (HCFC-225ea) 136013-79-11,1-Dichloro-1,2,3,3,3-pentafluoropropane(HCFC-225eb) 111512-56-2Chlorohexafluoropropane (HCFC-226) 134308-72-82-Chloro-1,1,1,3,3,3-hexafluoro-propane (HCFC-226da) 431-87-8Pentachlorof luoropropane (HCFC-231) 134190-48-01,1,1,2,3-pentachloro-2-fluoro-propane (HCFC-231bb) 421-94-3Tetrachlorodif luoropropane (HCFC-232) 134237-39-11,1,1,3-Tetrachloro-3,3-dif luoropropane (HCFC-232fc) 460-89-9Trichlorotrif luoropropane (HCFC-233) 134237-40-41,1,1-Trichloro-3,3,3-trif luoropropane (HCFC-233fb) 7125-83-9Dichlorotetrafluoropropane (HCFC-234) 127564-83-41,2-Dichloro-1,2,3,3-tetrafluoropropane (HCFC-234db) 425-94-5Chloropentaf luoropropane (HCFC-235) 134237-41-51-Chloro-1,1,3,3,3-pentafluoropropane (HCFC-235fa) 460-92-4Tetrachlorofluoropropane (HCFC-241) 134190-49-11,1,2,3-Tetrachloro-1-fluoropropane (HCFC-241db) 666-27-3Trichlorodif luoropropane (HCFC-242) 134237-42-61,3,3,Trichloro-1,1-dif luoropropane (HCFC-242fa) 460-63-9Dichlorotrif luoropropane (HCFC-243) 134237-43-71,1-Dichloro-1,2,2-trif luoropropane (HCFC-243cc) 7125-99-72,3-Dichloro-1,1,1-trif luoropropane (HCFC-243db) 338-75-03,3-Dichloro-1,1,1-trif luoropropane (HCFC-243fa) 460-69-5Chlorotetrafluoropropane (HCFC-244) 134190-50-43-Chloro-1,1,2,2-tetrafluoropropane (HCFC-244ca) 679-85-61-Chloro-1,1,2,2-tetrafluoropropane (HCFC-244cc) 421-75-0Trichlorofluoropropane (HCFC-251) 134190-51-51,1,3-Trichloro-1-fluoropropane (HCFC-251fb) 818-99-51,1,2-Trichloro-1-fluoropropane (HCFC-251dc) 421-41-0Dichlorodif luoropropane (HCFC-252) 134190-52-61,3-Dicloro-1,1-dif luoropropane (HCFC-252fb) 819-00-1Chlorotrif luoropropane (HCFC-253) 134237-44-83-Chloro-1,1,1-trif luoropropane (HCFC-253fb) 460-35-5Dichlorof luoropropane (HCFC-261) 134237-45-91,1-Dichloro-1-fluoropropane (HCFC-261fc) 7799-56-61,2-Dichloro-2-fluoro-propane (HCFC-261ba) 420-97-3Chlorodif luoropropane (HCFC-262) 134190-53-71-Chloro-2,2-dif luoropropane (HCFC-262ca) 420-99-52-Chloro-1,3-dif luoropropane (HCFC-262da) 102738-79-41-Chloro-1,1-dif luoropropane (HCFC-262fc) 421-02-3Chlorofluoropropane (HCFC-271) 134190-54-82-Chloro-2-fluoropropane (HCFC-271ba) 420-44-01-Chloro-1-fluoropropane (HCFC-271fb) 430-55-7


substances



Control No.

JGPSSI Control


Polybrominated Biphenyls 59536-65-1 Dibromobiphenyl 92-86-4 2-Bromobiphenyl 2052-07-5 3-Bromobiphenyl 2113-57-7 4-Bromobiphenyl 92-66-0 Tribromobiphenyl 59080-34-1Tetrabromobiphenyl 40088-45-7 Pentabromobiphenyl 56307-79-0 Hexabromobiphenyl 59080-40-9 Hexabromo-1,1-biphenyl 36355-01-8 Firemaster FF-1 67774-32-7 Heptabromobiphenyl 35194-78-6 Octabromobiphenyl 61288-13-9 Nonabromobipheny 27753-52-2 Decabromobiphenyl 13654-09-6 Bromodiphenyl ether 101-55-3 Dibromodiphenyl ether 2050-47-7 Tribromodiphenyl ether 49690-94-0 Tetrabromodiphenyl ether 40088-47-9 Pentabromodidpheny l ether (note: Commercially av ailable PeBDPO is a

complex reaction mixture containing a v ariety of brominated

dipheny loxides.

32534-81-9 (CAS number used for commercial grades of PeBDPO)

Hexabromodiphenyl ether 36483-60-0 Heptabromodiphenyl ether 68928-80-3 Octabromodiphenyl ether 32536-52-0 Nonabromodiphenyl ether 63936-56-1 Decabromodiphenyl ether 1163-19-5 Cadmium 7440-43-9 Cadmium oxide 1306-19-0 Cadmium sulf ide 1306-23-6 Cadmium chloride 10108-64-2

Cadmium sulfate10124-36-431119-53-6

Lead 7439-92-1 Lead (II) sulfate 7446-14-2 Lead (II) carbonate 598-63-0 Lead (II) chromate 7758-97-6 Lead chromate molybdate sulphate red (C.I. Pigment Red 104) 12656-85-8 Lead hydrocarbonate 1319-46-6 Lead acetate 301-04-2 Lead (II) acetate, trihydrate 6080-56-4 Lead phosphate 7446-27-7 Lead selenide 12069-00-0 Lead (IV) oxide 1309-60-0 Lead (II,IV) oxide 1314-41-6 Lead (II) sulf ide 1314-87-0 Lead (II) oxide 1317-36-8 Lead (II) carbonate basic 1319-46-6 Lead hydroxidcarbonate 1344-36-1 Lead (II) phosphate 7446-27-7 Lead sulfochromate yellow 1344-37-2 Lead (II) titanate 12060-00-3 Lead sulfate, sulphuric acid, lead salt 15739-80-7 Lead sulphate, tribasic 12202-17-4 Lead stearate 1072-35-1 Chromium (VI) oxide 1333-82-0Barium dichromate 10294-40-3Calcium chromate 13765-19-0chromium trioxide 1333-82-0 Lead (II) chromate 7758-97-6 Lead chromate molybdate sulphate red (C.I. Pigment Red 104) 12656-85-8Lead sulfochromate yellow 1344-37-2 Sodium chromate 7775-11-3Sodium dichromate 10588-01-9Strontium chromate 7789-06-2Potassium dichromate 7778-50-9 Potassium chromate 7789-00-6 Zinc chromate 13530-65-9

I16 A09 Lead and its compounds

I17 A07Hexavalent chromium

compounds

I14 B03Polybrominated diphenyl

ethers (PBDEs) (including Deca BDE)

I15 A05Cadmium and its

compounds

I13 B02Polybrominated

biphenyls (PBBs)



Control No.

JGPSSI Control


Mercury 7439-97-6 Mercuric chloride 33631-63-9 Mercury (II) chloride 7487-94-7 Mercurous sulphate 7783-35-9 Mercuric sulphate 10045-94-0 Mercuric oxide 21908-53-2 Mercuric sulphide 1344-48-5

I19 B07Polyvinyl chloride and its mixture and copolymer

Polyvinyl chloride (PVC) 9002-86-2

I20 C07 Formaldehyde Formaldehyde 50-00-0

Perfluorooctanesulfonic acid 1763-23-1

Perfluorooctanesulfonic acid salt (PFOS) C8F17SO2X, X is OR, NR or other derivatives

-

I45 C08Phenol,2-(2H-

benzotriazol-2-yl)-4,6-bis(1,1-dimethylethyl)

Phenol,2-(2H-benzotriazol-2-yl)-4,6-bis(1,1-dimethylethyl) 3846-71-7

I47 C11 Dimethyl fumarate Dimethyl fumarate 624-49-7I48 J01 Cobalt dichloride (CoCl2) Cobalt dichloride (CoCl2) 7646-79-9

Tetrafluoromethane (Carbon tetrafluoride, PFC-14) 75-73-0

Hexafluoroethane (PFC-116) 76-16-4

Octafluoropropane (PFC-218) 76-19-7

Decafluorobutane (PFC-31-10) 355-25-9

Dodecafluoropentane (PFC-41-12) 678-26-2

Tetradecafluorohexane (PFC-51-14) 355-42-0

Octafluorocyclobutane (PFC-c318) 115-25-3

Sulfur Hexafluoride (SF6) 2551-62-4

Trif luoromethane (HFC-23) 75-46-7

Dif luoromethane (HFC-32) 75-10-5

Methyl f luoride (HFC-41) 593-53-3

2H,3H-Decafluoropentane (HFC-43-10mee) 138495-42-8

Pentafluoroethane (HFC-125) 354-33-6

1,1,2,2-Tetrafluoroethane (HFC-134) 359-35-3

1,1,1,2-Tetrafluoroethane (HFC-134a) 811-97-2

1,2-dif luoroethane (HFC-152) 624-72-6

1,1-Dif luoroethane (HFC-152a) 75-37-6

1,1,2-Trif luoroethane (HFC-143) 430-66-0

1,1,1-Trif luoroethane (HFC-143a) 420-46-2

Fluoroethane (HFC-161) 353-36-6

2H-Heptafluoropropane (HFC-227ea) 431-89-0

1,1,1,2,2,3-Hexafluoro-propane ( HFC-236cb) 677-56-5

1,1,1,2,3,3-Hexafluoropropane (HFC-236ea) 431-63-0

1,1,1,3,3,3-Hexafluoropropane (HFC-236fa) 690-39-1

1,1,2,2,3-Pentafluoropropane (HFC-245ca) 679-86-7

1,1,1,3,3-Pentafluoropropane (HFC-245fa) 460-73-1

1,1,1,3,3-Pentafluorobutane (HFC-365mfc) 406-58-6

Dibutyltin oxide 818-08-6

Dibutyltin diacetate 1067-33-0

Dibutyltin dilaurate 77-58-7

Dibutyltin maleate 78-04-6

Dibutyltin dichloride (DBTC) 683-18-1

Dioctyl Tin Oxide 870-08-6

Dioctyltin dilaurate 3648-18-8 I51 A24

Dioctyltin Compounds (DOT)

I49 B10Fluorinated greenhouse gases(HFC, PFC, SF6)

I50 A23Dibutyltin

compounds(DBT)

I18 A10Mercury and its

compounds

I44 B13Perfluorooctanesulfonic

acid (PFOS) and its salts and analogs


Annex Table 2. Chemical Substance Examples (Continued)


Control

No.

JGPSSI

Control

No.

Substance group Substance name CAS　No.

25637-99-4

4736-49-6

65701-47-5

138257-17-7

138257-18-8

138257-19-9

169102-57-2

678970-15-5

678970-16-6

678970-17-7

1,2,5,6,9,10-hexabromocyclododecane 3194-55-6

α-hexabromocyclododecane 134237-50-6

β-hexabromocyclododecane 134237-51-7

γ-hexabromocyclododecane 134237-52-8

Pentadecafluorooctanoic acid (PFOA) 335-67-1

Ammonium pentadecafluorooctanoate (APFO) 3825-26-1

Sodium salt of Perfluorooctanoic acid 335-95-5

Potassium salt of Perfluorooctanoic acid 2395-00-8

Silver(1+) salt of Perfluorooctanoic acid 335-93-3

Perfluorooctanoyl fluoride 335-66-0

Methyl perfluorooctanoa 376-27-2

Ethyl perfluorooctanoate 3108-24-5

Benzo[a]pyrene (BaP) 50-32-8

Benzo[e]pyrene (BeP) 192-97-2

Benzo[a]anthracene (BaA) 56-55-3

Chrycene (CHR) 218-01-9

Benzo[b]fluoranthene (BbFA) 205-99-2

Benzo[j]fluoranthene (BjFA) 205-82-3

Benzo[k]fluoranthene (BkFA) 207-08-9

Dibenzo[a,h]anthracene (DBAhA) 53-70-3

I55 ~ BNSTBenzenamine, N-phenyl-, reaction products with styrene and

2,4,4-trimethylpentene (BNST)68921-45-9

I54 ~Polycyclic aromatic

hydrocarbons (PAHs)

I52 B11

Hexabromocyclododec

ane (HBCDD) and all

major

diastereoisomers

identified:

Alpha-

hexabromocyclododeca

ne, Beta-


ne,Gamma-


ne

Hexabromocyclododecane (HBCDD)

I53 ~

Perfluorooctanoic acid

(PFOA) and individual

salts and esters of

PFOA

Control No.

JGPSSI Control


I56 C12 DEHP Bis (2-ethylhexyl) phthalate (DEHP) 117-81-7

I57 C13 DBP Dibutyl phthalate (DBP) 84-74-2

I58 C14 BBP Benzyl butyl phthalate (BBP) 85-68-7

I59 C15 DIBP Diisobutyl phthalate (DIBP) 84-69-5


Annex Table 4 Chemical Substance Examples (Level 4): Brominated Flame Retardants (Excluding PBBs,

PBDEs, and HBCDDs)

JGPSSI

Control No. Substance group CAS No. Substance name Alias

B08 Brominated flame retardants (other than PBBs, PBDEs or HBCDD)

Brominated flame retardant which comes under notation of ISO 1043-4 code number FR(14) [Aliphatic/alicyclic brominated compounds]


Brominated flame retardant which comes under notation of ISO 1043-4 code number FR(15) [Aliphatic/alicyclic brominated compounds in combination with antimony compounds]


Brominated flame retardant which comes under notation of ISO 1043-4 code number FR(16) [Aromatic brominated compounds excluding brominated diphenyl ether and biphenyls)]


Brominated flame retardant which comes under notation of ISO 1043-4 code number FR(17) [Aromatic brominated compounds excluding brominated diphenyl ether and biphenyls) in combination with antimony compounds]


Brominated flame retardant which comes under notation of ISO 1043-4 code number FR(22) [Aliphatic/alicyclic chlorinated and brominated compounds]


Brominated flame retardant which comes under notation of ISO 1043-4 code number FR(42) [Brominated organic phosphorus compounds]


69882-11-7 Poly(2,6-dibromo-phenylene oxide)

B08 Brominated flame retardants

(other than PBBs, PBDEs or HBCDD)

58965-66-5 Tetra-decabromo-diphenoxy-benzene



37853-59-1 1,2-Bis(2,4,6-tribromo-phenoxy) ethane



79-94-7 3,5,3’,5’-Tetrabromo-bisphenol A (TBBA)



30496-13-0 TBBA, unspecified


40039-93-8 TBBA-epichlorhydrin oligomer


70682-74-5 TBBA-TBBA-diglycidyl-ether oligomer


28906-13-0 TBBA carbonate oligomer


94334-64-2 TBBA carbonate oligomer, phenoxy end capped


71342-77-3 TBBA carbonate oligomer, 2,4,6-tribromo-phenol terminated


32844-27-2 TBBA-bisphenol A-phosgene polymer


139638-58-7 Brominated epoxy resin end-capped with tribromophenol


135229-48-0 Brominated epoxy resin end-capped with tribromophenol


Annex Table 4. Chemical Substance Examples (Level 4) Brominated Flame Retardants (Excluding PBBs,

PBDEs, and HBCDDs) (Continued) JGPSSI



21850-44-2 TBBA-(2,3-dibromo-propyl-ether)


4162-45-2 TBBA bis-(2-hydroxy-ethyl-ether)


25327-89-3 TBBA-bis-(allyl-ether)


37853-61-5 TBBA-dimethyl-ether


39635-79-5 Tetrabromo-bisphenol S


42757-55-1 TBBS-bis-(2,3-dibromo-propyl-ether)


615-58-7 2,4-Dibromo-phenol


118-79-6 2,4,6-tribromo-phenol


608-71-9 Pentabromo-phenol


3278-89-5 2,4,6-Tribromo-phenyl-allyl-ether


26762-91-4 Tribromo-phenyl-allyl-ether, unspecified


55481-60-2 Bis (methyl) tetrabromo-phthalate


26040-51-7 Bis (2-ethylhexyl) tetrabromo-phthalate


20566-35-2 2-Hydroxy-propyl-2-(2-hydroxy-ethoxy)-ethyl-TBP


75790-69-1 TBPA, glycol-and propylene-oxide esters


32588-76-4 N,N’-Ethylene –bis- (tetrabromo-phthalimide)


52907-07-0 Ethylene-bis(5,6-dibromo-norbornane-2,3-dicarboximide)


3234-02-4 2,3-Dibromo-2-butene-1,4-diol


3296-90-0 Dibromo-neopentyl-glycol


96-13-9 Dibromo-propanol


36483-57-5 Tribromo-neopentyl-alcohol


57137-10-7 Poly tribromo-styrene


Annex Table 4. Chemical Substance Examples (Level 4) Brominated Flame Retardants (Excluding PBBs,

PBDEs, and HBCDDs) (Continued) JGPSSI



61368-34-1 Tribromo-styrene


171091-06-8 Dibromo-styrene grafted PP


31780-26-4 Poly-dibromo-styrene


68955-41-9 Bromo-/Chloro-paraffins


82600-56-4 Bromo-/Chloro-alpha-olefin


593-60-2 Vinylbromide


52434-90-9 Tris-(2,3-dibromo-propyl)-isocyanurate


49690-63-3 Tris(2,4-Dibromo-phenyl) phosphate


19186-97-1 Tris(tribromo-neopentyl) phosphate


125997-20-8 Chlorinated and brominated phosphate ester


87-83-2 Pentabromo-toluene


38521-51-6 Pentabromo-benzyl bromide


68441-46-3 1,3-Butadiene homopolymer,brominated


59447-55-1 Pentabromo-benzyl-acrylate, monomer


59447-57-3 Pentabromo-benzyl-acrylate, polymer


84852-53-9 Decabromo-diphenyl-ethane


59789-51-4 Tribromo-bisphenyl-maleinimide


- Brominated trimethylphenyl-lindane


31454-48-5 Tetrabromo-cyclo-octane


3322-93-8 1, 2-Dibromo-4- (1,2 dibromo-methyl)-cyclo-hexane


25357-79-3 Tetrabromophthalic acid Na salt


632-79-1 Tetrabromo phthalic anhydride


- Other Brominated Flame Retardants


Annex Table 5. Chemical Substance Examples (Level 4): Radioactive Materials (Radioisotopes)

JGPSSIContro

l No. Substance group CAS No. Substance name Alias

C06 Radioactive Substances (Radioactive Isotope)

7440-61-1 Uranium-238


10043-92-2 Radon


14596-10-2 Americium-241


7440-29-1 Thorium-232


(Element 7440-46-2） (Cs-137 10045-97-3)

Cesium (only radioactive isotope)


(Element 7440-24-6) (Sr-90 10098-97-2)

Strontium (only radioactive isotope)


- Other radioactive substances

Note: The list excludes radioactive materials found in nature.

.


[Revision history]

Version Details of revision Revision date

Ver. 2

The control level of substances was changed from contained substances (Level 4) to substances to be reduced (Level 3). 2. The definition for “common electric items” was added to the concept of chemical substances

control. The “oxide” in “Bis (chloromethyl) oxide” in I40 was changed to the “ether “ more

appropriately. Examples of pigments that form specified amines were added to Table 2-2. 4. The investigations on “common electric items” were added to the Investigation details and were

modified.

November 10, 2006

Ver. 3 2-naphthylamine in I41 was eliminated from the category because it is included in Annex Table 1. “List of specific amines that should not be formed.” Revisions were made due to the elimination.

November 21, 2006

Ver. 4

The “common electric items” were changed to “electronic devices” and the definition was revised accordingly.

I37 benzidine and 4-aminodiphenyl were eliminated from I37 and I38, respectively, because they are included in I10 of the “List of specific amines that should not be formed.”

While bromobenzylbromotoluene (DBBT), monomethyl-tetrachloro-diphenyl methane, and monomethyl-dichloro-diphenyl methane are classified as PCBsin I1, these substances were categorized separately (I31, I34, and I35) and notes were added to Table 2-10 to clarify that point.

A typo was corrected in “monomethyl-tetrachloro-diphenyl methane.” (from terora to tetra) Substances for PCBs were added to Annex Table 5, Chemical Substance Examples. A description was added to Table 2-11 to explain the details of control regarding yellow

phosphorus.

December 12, 2006

Ver. 5

Ozone depleting substances (excluding HCFCs) I11 and ozone depleting substances (HCFCs) I12 were consolidated into one category.

Benzene and its salts were eliminated from category I40. The control numbers changed in Ver.4 were changed back to the original numbers. The regulatory limits for I1 and I4 were reviewed. P51 Benzene was added to substances that are prohibited from use in manufacturing

processes.

January 16, 2007Rev. 0

Ver. 6

Perfluorooctane sulfonic acids (PFOS) were added to I44. 2- (2H-1,2,3-benzotriazole-2-yl) -4,6-di-tert-butylphenol was added to I45. Examples of uses for I44 and I45were added to Table 7, “List of uses for prohibited

substances (Level 1).” Substances of I44 were added to Annex Table 5, Chemical Substance Examples. The regulatory limits for 3.4 packaging materials were reviewed. Note 2 for the Yamatake group’s list of items exempted from RoHS regarding deca BDE

was revised.

July 18, 2008 Rev.1

Ver. 7

Our group name, “Yamatake Group” was changed to “azbil Group.” 1) Status of the “Standards for Hazardous Substances Contained in Products Material for

Suppliers Distribution,” and 4) Important notice were added to 1. Scope. In 2. Chemical substances control, names for (Level 1), (Level 2), and (Level 3) were

changed to “prohibited substances,” “substances to be banned after the expiration date,” and “substances to be reduced by voluntary restrictions,” respectively, and 6) substances that require information provision (Level 4) was added. Descriptions were added on exemption from RoHS was added to 7) Prohibition of intentional addition, and control numbers were added to 13) Japan Green Procurement Survey Standardization Initiative (JGPSSI), and 15) EU’s REACH regulation and 16) SVHC.

3. Regulated chemical substances 3.1 Prohibited substances (Level 1) Threshold values for I4, and I7-I9 were reviewed. Portable batteries was added to I15.

“Battery” in I18 was changed to “Portable batteries.” Substance names for I44 were reviewed. CSCL Class I Specified substances were added to I46. Category I8 was expanded from “Triphenyltin compounds (TPTs)” to “Tri-substituted

organostannic compounds (TBTs)” and other related revisions were made accordingly Restriction for PVC in Table 2-8 was reviewed for the use for packaging materials. Names and restrictions for PFOS in Table 2-12 were reviewed. A description on ozone depleting substances in Table 2-13 was added. Substances that require information provision (Level 4) were added, and (Level 3)

substances were eliminated.

April 2010 Rev.2


Polyvinylchloride (PVC), cobalt chloride, dimethyl fumarate (DMF) were added to 3.4, “Packaging materials that are subject to control.”

A note was added to Table 6 “The azbil Group’s list of items exempted from RoHS” to state that revised provisions for the RoHS Directive will supercede the present regulations.

I46 was added to the examples of uses of regulated substances in 3.6. The descriptions in 4, “Investigation details” were reviewed. 5. Annexure Annex Table 2 HCFC and Annex Table 3 HBFC were eliminated and the contents were

consolidated into Annex Table 5. Substances in Annex Table 5 Chemical Substance Examples (Level 1) were reviewed. Annex Table 6 Chemical Substance Examples (Level 4)-Brominated flame retardants

(excluding PBBs, PBDEs, and HBCDDs) was added. Annex Table 7 Chemical Substance Examples (Level 4): Radioactive materials

(radioisotopes) was added.

Ver. 8

1. Prohibited substances (Level 1) were determined to be within the range of JIG-101 Ed4.0. Prohibited substances I5, I6, I21-I43, and I46 were deleted. The details of prohibition and regulatory limits were reviewed, and organized to make it consistent with JIG

2. Revisions due to changes on substances subject to control were reflected Prohibited substances I47-I51 were added

3. Changes to exemptions from RoHS were reflected Table 6 The azbil Group’s list of items exempted from RoHS was updated.

4. The latest SVHC (46 substances) under REACH were updated The SVHC list was separated from Table 4 Substances that require information provision (Level 4), and Annex Table 8 was added.

5. Review of the chemical substances control list Annex Table 6 Chemical Substance Examples (Level 1) was reviewed.

6. Corrections of errors and alteration of descriptions

July 2011 Rev.3

Ver. 8.1 1. Corporate Name Change to Azbil Corporation 2. The latest SVHC (73 substances) under REACH were updated

April 2012 Rev.4

Ver. 9

Fixed the description of terms Added I52–I55 to <Level 1> Resurrected <Level 2>, and added I56–I59 (phthalic acid esters 4 substances) Table 6 on RoHS exemptions was updated Example substances were added in Annex 5 and Annex 9 Annex 4 and Annex 8 was deleted. Annex numbers were arranged.

Dec. 2015


The azbil Group

Published by: CMS-CP Task,

Azbil Corporation, Advanced Automation Company

Standards for Hazardous Substances Contained in Products ...€¦ · This document, “Standards...

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Transcript of Standards for Hazardous Substances Contained in Products ...€¦ · This document, “Standards...