SSRN-id2234573
-
Upload
nataliek88 -
Category
Documents
-
view
213 -
download
0
Transcript of SSRN-id2234573
-
8/22/2019 SSRN-id2234573
1/20Electronic copy available at: http://ssrn.com/abstract=2234573
1
STATE SOVEREIGNTY AS A MAJOR HURDLE TO HUMAN RIGHTS.
Abstract
According to the Social Contract Theory propounded by Rousseau, man surrendered his natural rights to the
general will in order to find security and order. Locke felt that Parliament could best protect individual rights
by limiting the monarch. Rousseau concluded that men are born free yet everywhere they are in chains.
Rousseau also argued that a citizens sovereignty comes through his search for freedom, not as a gift from the
ruler. Both Locke and Rousseau justified revolution if the contract was broken. Hence, it follows that the people
surrendered their rights to the sovereign. Since Aristotle, the term sovereignty has had a long and varied
history during which it has been given different meanings, hues and tones, depending on the context and the
objectives of those using the word. We have come far from the totalitarian definition of sovereign as given by
Austin.
However, the reality is stark and different from these theoretical discourses. When one looks at the many
violations of Human Rights taking place throughout the world, one need not look further than ones own
country. The State is the biggest perpetrator of Human Rights violation. Sovereignty and Human Rights are seen
by many as being fundamentally opposed: the rights of states pitted against the rights of individuals. The paper
will deal with questions such as whether the sovereign has an unlimited power to do all that is not expressly
forbidden by international law, when does the world have the right to tell a government how to treat its people
and what is the role of international agencies like UN, etc to intervene when Human Rights are violated by the
State.
Introduction
Two very important developments are associated with globalization challenge the way we
think about rights and sovereignty. The first is the increasingly influential discourse of
international human rights. This discourse has led theorists to argue that the legitimacy of
governments should be contingent on their being both non-aggressive and minimally just. A
radical idea is at stake: that the international community may compose moral principles and
enforce legal rules regulating the conduct of governments toward their own citizens and
-
8/22/2019 SSRN-id2234573
2/20Electronic copy available at: http://ssrn.com/abstract=2234573
2
residents. It is also argued that the international community has the default obligation to
protect and enforce basic human rights. Indeed, some construe minimal democracy as a
basic human right, partly because it as a requirement of justice, partly because democracy is
deemed to be conducive to peace and respect for other human rights.1
The second development is the expanding reach of global governance; which, however, is
not relevant to the present discussion.
Further, human rights discourses are always polemical and ultimately unintelligible if one
does not understand the political stakes in this torical context. The original push to revive the
concept of international human rights in the contemporary period occurred in the wake of
atrocities committed by the great powers against civilians during WWII, generating the well-
known tribunals, declarations, treaties, covenants, as well as a revival of theories of natural
law and moral rights in the face of a largely discredited legal positivism.2
Hence, while at one time state sovereignty was viewed as a method of facilitating and
maintaining peace, it is arguably this assumption which has hampered many attempts to
totally revamp the notion of sovereignty.3 One possible explanation of the continued
reluctance of states to intervene in other countries internal affairs could be the situation
under which state sovereignty was born. As Sens and Stoett explain, state sovereignty came
1Jean L. Cohen, Rethinking Human Rights, Democracy, and Sovereignty in the Age of Globalization, Political
Theory, Vol. 36, No. 4 (Aug., 2008), p. 5782 See Mark Mazower, The Strange Triumph of Human Rights, 1933-1950, Historical Journal 47, no. 2 (2004):
379-98.3
International Commission on Intervention and State Sovereignty, The Meaning of
Sovereignty, available at http://www.iciss.ca/report2-en.asp#sovereignty .
-
8/22/2019 SSRN-id2234573
3/20Electronic copy available at: http://ssrn.com/abstract=2234573
3
about largely as a result of the Peace of Westphaliawhich put an end to the Thirty Years
War in Europe.4
Thus, the paper introduces the concept of state sovereignty by very briefly discussing the
philosophical aspects of sovereignty and then analyzing its relevance in the current context.
The paper then moves on to analyse the role that international organizations play to protect
the rights of the people of a State, when the State acts as a violator of the human rights of its
citizens rather than a facilitator. Many examples and cases are given to assist the argument
which the present paper forwards.
Sovereignty: An Evolving Concept
Since Aristotle, the term sovereignty has had a long and varied history during which it has
been given different meanings, hues and tones, depending on the context and the objectives
of those using the word.5 State sovereignty may be understood as the absolute territorial
organization of political authority. This idea reflects the concept of sovereignty that emerged
from Westphalia and then developed along with Enlightenment and Romantic ideals of
popular rule and patriotism. Many governments continue to act as if the concept is actually
descriptive of the contemporary. 6
The problem which then arises is that if there are no limits to the power of the sovereign, then
how does one keep a check on the atrocities which the State commits on its people. In
4Allen Sens and Peter Stoett, Global Politics: Origins, Currents, Directions: (Toronto: Nelson, 2005) 3rd ed.,
48.5
Reisman, W. Michael, Sovereignty and Human Rights in Contemporary International Law. Faculty
Scholarship Series. Paper 872. (1990) available at http://digitalcommons.law.yale.edu/fss_papers/872
6 John Agnew, Sovereignty Regimes: Territoriality and State Authority in Contemporary World Politics, Annalsof the Association of American Geographers, Vol. 95, No. 2 (Jun., 2005), p.439.
-
8/22/2019 SSRN-id2234573
4/20
4
practice, the term sovereignty has been used in many different ways. In contemporary usage
four different meanings of sovereignty can be distinguished: interdependence sovereignty,
domestic sovereignty, Westphalian or Vattelian sovereignty, and international legal/external
sovereignty.7
Interdependence sovereignty refers to the ability of states to control movement across their
borders. Many observers have argued that sovereignty is being eroded by globalization
resulting from technological changes that have dramatically reduced the costs of
communication and transportation. States cannot regulate transborder movements of goods,
capital, people, ideas, or disease vectors. Governments can no longer engage in activities that
have traditionally been understood to be part of their regulatory portfolio: they cannot
conduct effective monetary policy because of international capital flows; they cannot control
knowledge because of the Internet; they cannot guarantee public health because individuals
can move so quickly across the globe.
The issue here is not one of authority but rather of control. The right of states to manage their
borders is not challenged, but globalization, it is asserted, has eroded their ability to actually
do so. Domestic sovereignty refers to authority structures within states and the ability of these
structures to effectively regulate behavior. The classic theorists of sovereignty, Bodin and
Hobbes, were concerned primarily with domestic sovereignty. Both endorsed a highly
centralized authority structure and rejected any right of revolt. In practice, the vision of Bodin
and Hobbes has never been implemented. Authority structures have taken many different
forms including monarchies, republics, democracies, unified systems, and federal systems.
7Stephen D. Krasner Abiding Sovereignty, International Political Science Review / Revue internationale de
science politique, Vol.22, No. 3, Transformation of International Relations: Between Change and
Continuity.Transformations des relations internationales: entre rupture et continuit (Jul., 2001), pg 231
-
8/22/2019 SSRN-id2234573
5/20
5
High levels of centralization have not been associated with the order and stability that Bodin
and Hobbes were trying to guarantee.8
Westphalian or Vattelian sovereignty refers to the exclusion of external sources of authority
both de jure and de facto. Within its own boundaries the state has a monopoly over
authoritative decision-making. At the international level this implies that states follow the
rule of non-intervention in the internal affairs of others. This notion of sovereignty is
frequently associated with the Peace of Westphalia which ended the Thirty Years War in
1648. Although the treaties of Osnabruck and Muenster, which made up the Peace, endorsed
the principle ofcuius regio, eius religio9 originally formulated in the Peace of Augsburg of
1555, in fact Westphalia was actually about establishing an internationally sanctioned regime
for religious toleration in Germany rather than legitimating the authority of princes to set
rules for religious practices within their own domains. The Peace, which was signed by most
of the major powers, established a consociation system for deciding religious questions in
Germany; such issues had to be approved by a majority of both Catholics and Protestants in
the Diet and Courts of the Holy Roman Empire. It also froze religious arrangements as they
had existed on 1 January 1624 and set rules for sharing offices in a number of German cities
that had mixed populations. The Peace of Westphalia had almost nothing to do with
conventional notions of sovereignty.10
The Contemporary International System: How Sovereignty Works
International legal sovereignty refers to mutual recognition. Sovereignty and sovereign
equality are ordering concepts of the international legal system which ascribe political
8Bodin, 1992: 13-14; Skinner, 1978: 284-287; Hinsley, 1986: 12, 181-184
-
8/22/2019 SSRN-id2234573
6/20
6
autonomy, legal standing, and certain prerogatives to those states. They are indicative of the
plural structure of the international political system, of the way in which political
communities and public power are organized and differentiated from one another. There can
be different sovereignty regimes and nothing prevents sovereign states from acknowledging
that certain prerogatives such as waging aggressive war or grave violations of human rights
are not within the domestic jurisdiction of any state.11 They can agree to these principles,
create binding international law, and ascribe to specific organs of the international
community that they constitute the function of protecting and enforcing human rights in
particular delimited cases of radical default thereby creating a dualist international system:
based on the two legal principles of sovereign equality and human rights.12
The contemporary international system has its own rules and actors. Sovereign states are the
building blocks, the basic actors, for the modern state system. Sovereign states are territorial
units with juridical independence; they are not formally subject to some external authority.
Sovereign states also have de facto autonomy. Although the power and preferences of foreign
actors will limit the feasible options for any state, sovereign states are not constrained
because external actors have penetrated or controlled their domestic authority structures.
Quisling states are not sovereign. An implication of de facto autonomy is the admonition that
states should not intervene in each other's internal affairs. Sovereign states are also generally
assumed to have some reasonable degree of control over both their borders and their territory.
A number of observers have, however, suggested that in the contemporary period the
9Translation: The prince can set the religion of his territory.
10supra note 7, Stephen D. Krasner, p. 231.
11Jean L. Cohen, Sovereign Equality.,
12supra note 1, Jean L Cohen, p. 578.
-
8/22/2019 SSRN-id2234573
7/20
7
sovereign state is being subjected to unprecedented pressures, especially from globalization
and human rights norms which bring the viability of the system itself into question.13
Sovereign equality as an international legal entitlement has acquired a new dimension,
namely the status of being a member of the international community with the right to
participate in international organizations that make coercive decisions affecting all states and
their citizens. Internationally sovereignty has always been a status claim and since 1945, UN
membership has been perceived as a validation of sovereign status. Today it is increasingly
the case that for states to realize their sovereignty they need the status of member with the
right to participate in the decision-making processes of the various international organizations
and networks that regulate the international system, on fair terms. 14
Indeed, the two aspects of sovereignty are interrelated, as is obvious in the case of the UN
Security Council, which exercises the crucial functions of deciding which violations of
human rights suspend the prima facie sovereignty argument, and on appropriate enforcement
measures. The idea that interdependence or the proliferation of global governance institutions
makes sovereignty as autonomy irrelevant is based on the false premise that sovereignty
entails autarky and that it is only a matter of factual power (control) rather than normative
and legal construction. Inclusion and status in global governance institutions does not render
sovereignty as autonomy irrelevant or anachronistic any more than democratic institutions
render rights protecting personal autonomy irrelevant in a republic.15
13supra note 7, Stephen D. Krasner p. 229.
14Chayes and Chayes, The New Sovereignty, p. 27. Ann-Marie Slaughter, Security, Solidarity and Sovereignty,
619.15
supra note 1, Jean L Cohen, p.606.
-
8/22/2019 SSRN-id2234573
8/20
8
Many recent observers have argued that the sovereign-state system is now under
unprecedented stress because of two developments: globalization and changing international
norms with respect to human rights. However, only the aspect of human rights is relevant for
the present discussion. Human rights norms challenge Westphalian/Vattelian sovereignty
because they imply that domestic authorities are not free to set their own rules about the
treatment of individuals within their borders.16
Role of the United Nations
International law still protects sovereignty; but it is the people's sovereignty rather than the
sovereign's sovereignty that is protected. Under the old concept, even scrutiny of
international human rights without the permission of the sovereign could arguably
constitute a violation of sovereignty by its invasion of the sovereign's domaine reserve.
The United Nations Charter replicates the domestic jurisdiction-international concern
dichotomy, but no serious scholar still supports the contention that internal human rights are
essentially within the domestic jurisdiction of any state and hence insulated from
international law.17
The focus here is on the law of the United Nations Charter as an emerging world
constitution. It recognizes and emphasizes the sovereign equality of member states,18
and thus clings to the idea that the international legal and political order depends on the
states' stability and their capacity to act effectively. Yet in Chapter VII of the Charter it also
provides for the organizations competence to interfere drastically with the sovereign member
states policies if these endanger international peace and security.
16supra note 7, Stephen D. Krasner, p 231.
-
8/22/2019 SSRN-id2234573
9/20
9
Sovereignty as a recognized, basic principle of the United Nations Charter is viewed
as compatible with the restraints provided by Chapter VII and with the unequal power
structure as it exists today (for example, nuclear haves and have nots). Likewise the
Charter provides for the obligation of the member states to promote respect for human
rights without discrimination on the basis of race, sex, or nationality.19 This obligation,
elaborated and improved by the numerous human rights instruments, has been
continuously interpreted as not to constitute an illegal and illegitimate inroad on
national sovereignty.20
Human Rights and its Various Interpretations
There are almost as many theories of rights as there are rights theorists. It is sometimes said
that the only true rights are legal rights.21 Other scholars argue for a broader view of rights
which would encompass moral rights as well. However, for the purpose of this paper, a
detailed study of the word rights is not advisable. Hence, a simple meaning of rights will
suffice for the present purpose.
The classic definition of a human right is a right which is universal and held by all persons: A
human right by definition is a universal moral right, something which all men, everywhere, at
17supra note 5, Reisman, W. Michael.
18U.N. CHARTER art. 2, para. 1
19U.N. CHARTER art. 1, para. 3; id at art. 13, para. 1; id. at art. 55, para. 1.
20As to the United Nations practice with regard to U.N. CHARTER art. 2, para. 7 in the context of human
rights, see 1 Repertory of United Nations Practice 55-58, U.N. Sales No. 1955. V.2 (1955)21
Bentham in Bowring [ed.] 1843/11:501; 111:221; Hart 1973: 171-201
-
8/22/2019 SSRN-id2234573
10/20
10
all times ought to have, something of which no one may be deprived without a grave affront
to justice, something which is owing to every human being simply because he is human.22
The Oxford English Dictionary defines a right as a justifiable claim, on legal or moral
grounds, to have or obtain something, or to act in a certain way. Analyzing the definition, it
follows that to have a right is to have a claim to something and against someone, the
recognition of which is called for by legal rules or, in the case of moral rights, by the
principles of an enlightened conscience.23 Hence, the word against in the definitions also
includes the concept of enforcement of human rights of the people against its State.
However, for the purposes of this paper, a broad definition of human rights will be assumed,
that of the Universal Declaration of Human Rights which states that all human beings are
born free and equal without regard to race, sex, language, religion, political affiliation, or the
status of the territory on which they were born.24
Therefore, any true human right, it is said, must satisfy at least four requirements: First, it
must be possessed by all human beings, as well as only by human beings. Second, because it
is the same right that all human beings possess, it must be possessed equally by all human
beings. Third, because human rights are possessed by all human beings, we can rule out as
possible candidates any of those rights which one might have in virtue of occupying any
particular status or relationship, such as that of parent, president, or promise. And fourth, if
22Cranston 1973: 36 as cited in Alison Renteln, The Concept of Human Rights, Anthropos, Bd. 83, H. 4./6.
(1988) pg 34723
Joel Feinberg 1980: 159-16024
Joshua S. Goldstein and Jon C. Pevehouse, International Relations: 2006-2007 Edition, (New York: Pearson,
2007) 7th
ed., 288.
-
8/22/2019 SSRN-id2234573
11/20
11
there are any human rights, they have the additional characteristic of being assertable, in a
manner of speaking, against the whole world25
As one can see from the definitions, human rights are presumed to be universal in character.
This would not in itself be problematic, except that the philosophical foundations are never
adequately demonstrated. The failure to ground human rights, as the paper will very briefly
discuss below, has much to do with their historical antecedents, in particular natural law and
natural rights, with which human rights are assumed by many philosophers to be
synonymous.26
Increasingly, justification for human rights is coming to depend less on human nature and
rationality and more on the concepts of basic human needs and human dignity. These
strategies, however, are subject to the same weaknesses as their predecessors.27 How theorists
derive specific human rights from needs or dignity remains entirely obscure. Hence, delving
into the philosophical aspects of Human rights is not the aim of the present paper. One of the
thorniest issues faced by the United Nations in recent years has been how to balance state
sovereignty with human rights. At the core: when does the world have the right to tell a
government how to treat its people?28 Indeed, in virtually all such cases, the moral and policy
choices are difficult.
Part of the conundrum is that international law is mixed. While some parts of the UN Charter
clearly uphold the concept of state sovereignty, other passages allow the Security Council to
use military force such as may be necessary to maintain or restore international peace and
25supra note 22, Alison Renteln, p. 347.
26Donnelly 1985: 10; Pappu 1969: 44; Wasserstrom 1979.
27supra note 22, Alison Renteln, p. 34828
Brian Lepard, Balancing human rights and state sovereignty in a multicultural world, available at
-
8/22/2019 SSRN-id2234573
12/20
12
security. Likewise, the Universal Declaration of Human Rights proclaims that it is "essential
to promote the development of friendly relations between nations," a statement often
interpreted as upholding state sovereignty. But it also proclaims that everyone is entitled to a
social and international order in which the rights and freedoms set forth in this Declaration
can be fully realized, granting in the minds of some a moral entitlement to human rights - not
in the least of which is to life, liberty and security of person.29
The fundamental freedoms recognized by national and international law has grown,
over the last half century into what has come to be known as the International Human
Rights Law.
Response of the International Community
As discussed in the Chapter of Sovereignty of the present paper, the notion of sovereignty
was different under the old international law and the new international law. Under the old
international law, the internal usurper was so entitled, for the standard was de facto control:
the only test was the effective power of the claimant.
In the Tinoco case,30 Costa Rica sought to defend itself by claiming a violation of its popular
sovereignty. Tinoco, the erstwhile Minister of War, had seized power in violation of the
Constitution. Therefore, the subsequent restorationist Costa Rican Government contended,
his actions could not be deemed to have bound Costa Rica. But Chief Justice Taft decided
that by virtue of his effective control, Tinoco had represented the legitimate government as
long as he enjoyed that control. The Tinoco decision was consistent with the law of its time.
http://www.onecountry.org/e141/e14116as_Humanitarian_review.htm.
-
8/22/2019 SSRN-id2234573
13/20
13
Were it applied strictly now, it would be anachronistic, for it stands in stark contradiction to
the new constitutive, human rights-based conception of popular sovereignty. To be sure, there
were policy reasons for Tinoco, which may still have some cogency, but the important point
is that there was then no countervailing constitutive policy of international human rights and
its conception of popular sovereignty.31
However, can it truly be maintained that non-intervention is the best policy when it allows
encroachments on fundamental human rights and freedoms to continue? A recent example of
this puzzle is the war conducted by Russia against its Chechen population. During the course
of the conflict, Russia was reported to have violated several human rights through its use of
extrajudicial executions, torture, and rape against the Chechen insurgents, as well as the
Chechen population at large.32 These acts are, at least by the UN standards, clearly violations
of human rights on the basis of sex, religion, and the status of the territory on which one
was born.33 Despite these flagrant transgressions on the part of Russia, the EU, whom many
expected to intervene, was relatively silent on the matter.34 This, some speculated was the
result of the European Unions interest in fostering a strategic partnership with Russia.35 As
Andrew Osborne argues, the EU knows that to voice its own opinion on Chechnya is not
without risk.36
Accordingly, there is a disconnect between the theoretical foundation of sovereignty
(preventing conflict) and the preservation of human rights. Indeed, by respecting Russias
29Id.
30Tinoco case (Great Brit. v .Costa Rica), 1 R. Int'l Arb. Awards 369 (1923), reprinted in 18AJIL 147 (1924)
31supra note 5, Reisman, W. Michael.
32Amnesty International, Chechnya human rights under
attack, available at http://www.amnesty.org/russia/chechnya.html33
supra note 24, Goldstein and Pevehouse, p. 288.34
Andrew Osborne, The EUs Chechnya Challenge, Guardian [UK], Nov. 7,2003, http://www.guardian.co.uk/world/2003/nov/07/worlddispatch.russia(January 22, 2009).35
Guardian, Nov. 7, 2003.
-
8/22/2019 SSRN-id2234573
14/20
14
internal sovereignty, the EU has managed to evade the serious economic and diplomatic
repercussions that could accompany taking a stronger stand.37
Thus, as seen from the aforementioned example, intervention by the international community
which is looked upon as a violation of the Westphalian/Vattelian sovereignty by the States is
justified. In some cases violation Westphalian/Vattelian sovereignty can be violated in a
number of different ways. In some instances external actors such as NGOS, international
organizations, or other more powerful states have encouraged regimes to accept standards
that they would have preferred to ignore. Human rights NGOs, such as Amnesty International
for instance, have publicized what they have regarded as the illicit practices of some regimes,
and this in turn has increased pressure from other governments.
There have also been more direct cases of state-to-state interventions regarding human rights
issues of which military interventions, Clinton's dispatch of American troops to Haiti for
instance, have been the most dramatic. Westphalian/Vattelian sovereignty can also be
compromised through the voluntary actions of political leaders. The European Human Rights
regime, which includes supranational institutions like the European Human Rights
Commission and the European Human Rights Court, is one example. After the Second World
War European leaders, especially those in states where democratic principles were not firmly
institutionalized, such as Germany, wanted to create an international regime that would make
it more difficult for any national leader, including their own successors, to violate human
rights. This regime was not the result of external coercion or pressure from either public or
private actors, but rather of a voluntary agreement, a treaty. By exercising their international
36Id.
37supra note 24, Goldstein and Pevehouse, p. 289.
-
8/22/2019 SSRN-id2234573
15/20
15
legal sovereignty, their right to make contracts, European decision makers violated the
Westphalian/Vattelian sovereignty of their own polities.38
International law is still concerned with the protection of sovereignty, but, in its modern
sense, the object of protection is not the power base of the tyrant who rules directly by
naked power or through the apparatus of a totalitarian political order, but the continuing
capacity of a population freely to express and effect choices about the identities and
policies of its governors. In modern international law, the unilateral declaration of
independence by the Smith Government in Rhodesia was not an exercise of national
sovereignty but a violation of the sovereignty of the people of Zimbabwe.39
The Chinese Government's massacre in Tiananmen Square to maintain an oligarchy
against the wishes of the people was a violation of Chinese sovereignty. The Ceausescu
dictatorship was a violation of Romanian sovereignty. President Marcos violated Philippine
sovereignty, General Noriega violated Panamanian sovereignty, and the Soviet blockade of
Lithuania violated its sovereignty. Fidel Castro violates Cuban sovereignty by mock elections
that insult the people whose fundamental human rights are being denied, no less than the
intelligence of the rest of the human race. In each case, the violators often brazenly
characterize the international community's condemnation as itself a violation of their
sovereignty.40
38supra note 7, Stephen D. Krasner p. 234.
39See generally The Situation in Southern Rhodesia: Resolutions Adopted by the General Assembly and the
Security Council of the United Nations, reprinted in 60 AJIL 921 (1966). For
commentary, see McDougal & Reisman, Rhodesia and the United Nations: The Lawfulness of Internatlmal
Concern, 62 AJIL 1 (1968).40
Eric Neumayer, Do International Human Rights Treaties Improve Respect for Human Rights? The Journal of
Conflict Resolution, Vol. 49, No. 6 (Dec., 2005), p. 925
-
8/22/2019 SSRN-id2234573
16/20
16
Under the new international law regime, The international human rights program is more
than a piecemeal addition to the traditional corpus of international law, more than
another chapter sandwiched into traditional textbooks of international law. By shifting the
fulcrum of the system from the protection of sovereigns to the protection of people, it works
qualitative changes in virtually every component.41
Further, International human rights puts current and erstwhile tyrants on notice that
monarchical and elitist conceptions of national sovereignty cannot be invoked to
immunize them from the writ of international law. Some have already grasped the
implications of this development. Haiti, in July 1990, asked the United Nations to provide
three hundred civilian officials to supervise its upcoming elections and forty military officers
to ensure that the local armed forces would be part of the solution rather than part of the
problem.42
Haiti's provisional Foreign Minister, Kesler Clermont, said such a team would set a powerful
precedent for UN monitoring of Third World elections to certify their legitimacy. Three of
the seven Third World members of the Security Council opposed the request. 43 The princes
may not like this, but for peoples languishing under despotism and dictatorship, the
development promises, at least, the condemnation by international law of the violation of
their sovereignty and the possibility, uncertain as it may be, of a remedy. The role of judges,
national and international, is critical to an understanding, and to the advancement, of modern
international human rights jurisprudence. It lies not so much in what judges say, but in what
judges do in the cases that come before them.44
41Towne v. Eisner, 245 U.S. 372, 376 (1918).
42Lewis, Haiti Wants U.N. to Monitor Vote, N.Y. Times, July 22, 1990, at 10, col. 6.
43Id.44
Oliver Wendell Holmes, Jr.,The Path of the Law (1897).
-
8/22/2019 SSRN-id2234573
17/20
17
It was a widely recognized rule of international law and practice that individuals had no
standing to challenge a violation of international treaties in the absence of a protest by the
sovereign State involved. This rule had survived the legal documentation of the post-1945
period, and was firmly established by decisions of national courts, first in Israel in the
Eichmann case, in 1962,45 and then in the U.S. in the Noriega case, in 1990.46 These cases
held that rights under international common law belong only to the Sovereigns, not to
individuals, and this statement of the law was approved in all leading textbooks right down to
1994.
But now things have changed. In a judgment delivered, in October 1995, in the case of
Prosecutor v. Tadi,47the International Criminal Tribunal at the Hague, trying cases of crime
against humanity in the former Yugoslavia, has held that even the State's sovereign power to
establish its own courts for punishment of crimes committed within its own territory must
give way in the face of offences that do not affect the interest of one State alone but shock
the conscience of mankind.
Where a conflict had both internal and international aspects, then, regardless of the type of
conflict, an International Tribunal set up by the Security Council had jurisdiction and
authority to adjudicate offenses committed by a citizen of a State, even though the offenses
were general criminal offenses, like murder and rape, committed within the territory of the
State. As to the judgment in theEichmann case and in theNoriega case - that individuals in a
State had no right to challenge violations of international treaties to which the State was a
party-the President of the Court brushed aside these decisions in a single sentence. He
45Attorney General v. Eichmann, 36 I.L.R. 5 (Isr. Dist. Ct. -Jerusalem 1961). 36 I.L.R. 277 (Isr. Sup. Ct. 1962).
-
8/22/2019 SSRN-id2234573
18/20
18
explained that pronouncements of this kind do not carry in the field of international law the
weight they may bring to bear in national judiciaries.
Whenever a sovereign State chooses to be a law unto itself, there is simply no effective
power to stop it, particularly if it has, and is known to have, a sufficient arsenal of weapons.
Although the threat of a universal war has been contained, sporadic regional warfare is far too
frequent, reaching new depths of savagery. The civilian population is attacked and decimated
by powerful groups within a State. Thus, the sovereignty of the State, as opposed to the
concept of the comity of nations, continues to be the single gravest threat to the human right
to world peace, and there is no sustained and dedicated effort to make the peoples of the
world aware of this important fact.48
Hence, the great violators of the most basic human right, the right to peace, are sovereign
governments obsessed with national security. Although we do have an impressive body of
international law, with scores of international covenants and conventions, in the end they do
not add up to much.
Conclusion
Hence, the whole discussion has led us to one conundrum. If International organizations and
other countries step in to prevent human rights violations by the State on their citizens, is it
the end of State Sovereignty?
46US. v. Noriega, 746 F.Supp. 1506 (S.D. Fla. 1990).
47Tadi, 35 I.L.M. at 51 (discounting Tadi's argument that ICTY is unlawfully usurping national court's power).
48 Fali Nariman, International Human Rights and Sovereignty of States: Role and Responsibility of Lawyers,Fordham International Law Journal, Volume 21, Issue 2 1997 Article 26
-
8/22/2019 SSRN-id2234573
19/20
19
The answer is that International organizations (Ios) are a manifestation of international legal
sovereignty. They reflect efforts by political leaders to secure policy outcomes that would
elude them if they acted unilaterally. Organizations can resolve market failure problems by
providing information, linking issues, establishing focal points, and facilitating commitments.
Multilateral organizations may legitimate norms that would be suspect if they emanated from
a single state. States, especially individual states, might not be able to fully control Ios, but
10s are a product of international legal sovereignty even if they sometimes undermine
Westphalian/ Vattelian and domestic sovereignty. Ios are complementary to, rather than
substitutes for, sovereign states. They are not a stepping-stone to something else.49
However, given the imbrications of sovereignty with participation in these institutions, the
international community faces a new task; i.e. in order to redress injustices that the legal
attribution of sovereignty to states and poorly designed international governance institutions
generate, institutional and legal reform is required. One has to proceed in a different way to
establish international human rights law that regulates the external as well as the internal
conduct of states and creates a unique form of legal subjectivity for individuals. 50
This could only be accomplished, in one of two ways. Either states in international society
come together and covenant anew, making explicit and determinate the proper subset of
human rights that would be considered hard international law and whose violation thus would
serve as the defeasible justification for suspending the sovereignty argument and imposing
sanctions. Or this is done within the framework of the most important global organization
with universal membership-the United Nations, perhaps in a special session of the General
Assembly, perhaps with representatives of "civil society" being permitted to speak and
49supra note 7, Stephen D. Krasner, , p. 247.
-
8/22/2019 SSRN-id2234573
20/20
20
influence the discussion, perhaps with a special voting procedure also involving the Security
Council without any veto.51
Thus, the paper concludes by quoting Michael Reisman who aptly summarizes the aim of this
paper when he says that those who yearn for the good old days and continue to trumpet
terms like sovereignty without relating them to the human rights conditions within the
states under discussion do more than commit an anachronism. They undermine human
rights.
50supra note 1, Jean L Cohen, pp. 578-80.
51supra note 11, Jean Cohen, pp.183-89.