SmallCap Growth I Separate Account - Principal › allweb › docs › ris › investments ›...
Transcript of SmallCap Growth I Separate Account - Principal › allweb › docs › ris › investments ›...
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
First American Government Obligations Fund 4.72%$ 72,599,738 72,599,738
Waste Connections Inc 1.35%$ 20,717,508 318,829
Bright Horizons Family Solutions Inc 1.26%$ 19,441,596 246,065
Cogent Communications Holdings Inc 1.05%$ 16,083,436 385,232
Blackbaud Inc 1.04%$ 15,949,888 172,730
Proofpoint Inc 0.96%$ 14,699,638 172,450
Cavium Inc 0.93%$ 14,316,006 231,127
Hexcel Corp 0.93%$ 14,293,930 279,342
Aspen Technology Inc 0.88%$ 13,460,503 236,689
IDEX Corp 0.86%$ 13,209,226 113,345
Guidewire Software Inc 0.85%$ 13,025,746 180,512
MACOM Technology Solutions Holdings Inc 0.84%$ 12,866,633 212,496
BroadSoft Inc 0.81%$ 12,384,702 281,151
Charles River Laboratories International Inc 0.80%$ 12,274,804 124,998
Five Below Inc 0.79%$ 12,086,824 250,193
SiteOne Landscape Supply Inc 0.78%$ 12,037,568 229,287
Planet Fitness Inc 0.78%$ 11,944,698 527,127
2U Inc 0.78%$ 11,935,568 230,639
Dycom Industries Inc 0.78%$ 11,935,100 131,734
Ollie's Bargain Outlet Holdings Inc 0.77%$ 11,807,952 264,160
Catalent Inc 0.77%$ 11,767,360 339,117
Liberty TripAdvisor Holdings Inc 0.73%$ 11,228,347 955,604
HEICO Corp 0.72%$ 11,081,737 137,884
Ultimate Software Group Inc/The 0.68%$ 10,454,887 46,320
Tetra Tech Inc 0.67%$ 10,375,797 218,668
Mercury Systems Inc 0.67%$ 10,225,453 232,873
Clovis Oncology Inc 0.66%$ 10,171,263 119,930
Lumentum Holdings Inc 0.66%$ 10,113,406 161,556
Broadridge Financial Solutions Inc 0.66%$ 10,108,421 133,251
LendingTree Inc 0.64%$ 9,874,938 44,764
Vonage Holdings Corp 0.62%$ 9,573,765 1,448,376
Take-Two Interactive Software Inc 0.62%$ 9,555,324 120,223
Healthcare Services Group Inc 0.62%$ 9,462,371 181,098
ESCO Technologies Inc 0.61%$ 9,403,697 152,410
Woodward Inc 0.61%$ 9,337,410 133,506
Grand Canyon Education Inc 0.61%$ 9,319,995 126,682
Genpact Ltd 0.60%$ 9,172,120 316,280
Freshpet Inc 0.58%$ 8,942,674 524,497
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
GrubHub Inc 0.58%$ 8,876,242 192,418
Teladoc Inc 0.57%$ 8,775,476 267,545
Kennametal Inc 0.56%$ 8,677,921 235,174
Core-Mark Holding Co Inc 0.54%$ 8,377,518 228,457
Lithia Motors Inc 0.53%$ 8,169,553 79,124
Dave & Buster's Entertainment Inc 0.52%$ 8,057,344 129,727
Fair Isaac Corp 0.51%$ 7,863,771 55,165
TreeHouse Foods Inc 0.51%$ 7,776,960 91,677
PolyOne Corp 0.49%$ 7,553,441 206,491
MAXIMUS Inc 0.49%$ 7,550,915 125,098
Henry Schein Inc 0.48%$ 7,380,416 40,505
Summit Materials Inc 0.48%$ 7,356,802 258,678
LogMeIn Inc 0.48%$ 7,313,060 62,800
Knight Transportation Inc 0.47%$ 7,298,018 204,713
Ultragenyx Pharmaceutical Inc 0.47%$ 7,186,170 108,356
H&E Equipment Services Inc 0.46%$ 7,116,186 315,294
Vocera Communications Inc 0.46%$ 7,079,019 259,590
Vail Resorts Inc 0.46%$ 7,033,061 33,370
Advanced Energy Industries Inc 0.45%$ 6,907,195 95,206
Monolithic Power Systems Inc 0.45%$ 6,902,200 67,457
EPAM Systems Inc 0.45%$ 6,894,336 80,232
Nevro Corp 0.45%$ 6,849,515 79,590
Mimecast Ltd 0.44%$ 6,830,786 243,435
Medidata Solutions Inc 0.44%$ 6,805,443 88,601
ICON PLC 0.44%$ 6,784,388 64,644
Penumbra Inc 0.44%$ 6,755,149 82,733
Acxiom Corp 0.43%$ 6,680,981 247,719
Liberty Ventures 0.43%$ 6,657,379 109,894
Trex Co Inc 0.43%$ 6,620,586 88,028
Trade Desk Inc/The 0.43%$ 6,587,463 123,569
iRhythm Technologies Inc 0.43%$ 6,580,045 159,092
Western Alliance Bancorp 0.43%$ 6,567,789 130,365
Cotiviti Holdings Inc 0.42%$ 6,527,887 151,635
Paylocity Holding Corp 0.42%$ 6,445,191 141,746
Cimpress NV 0.42%$ 6,401,547 72,547
CoStar Group Inc 0.41%$ 6,369,614 23,116
Installed Building Products Inc 0.41%$ 6,368,145 118,367
Apogee Enterprises Inc 0.41%$ 6,242,622 119,843
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Chegg Inc 0.40%$ 6,225,824 449,518
Ellie Mae Inc 0.40%$ 6,213,640 71,241
Sarepta Therapeutics Inc 0.40%$ 6,188,039 160,395
Nutrisystem Inc 0.40%$ 6,117,002 109,722
Houlihan Lokey Inc 0.40%$ 6,099,267 164,047
Silicon Laboratories Inc 0.40%$ 6,099,171 81,214
Sage Therapeutics Inc 0.40%$ 6,093,937 76,413
Microsemi Corp 0.40%$ 6,093,152 116,996
Q2 Holdings Inc 0.39%$ 6,072,912 156,116
Puma Biotechnology Inc 0.39%$ 6,059,152 63,747
RBC Bearings Inc 0.39%$ 6,042,290 58,470
John Bean Technologies Corp 0.39%$ 5,952,962 64,426
Nordson Corp 0.38%$ 5,891,530 46,390
RingCentral Inc 0.38%$ 5,869,890 168,675
HubSpot Inc 0.38%$ 5,842,552 80,754
Papa John's International Inc 0.38%$ 5,769,456 80,884
Hilton Grand Vacations Inc 0.37%$ 5,704,454 155,181
BofI Holding Inc 0.37%$ 5,690,803 204,191
Blackline Inc 0.37%$ 5,690,118 146,766
SVB Financial Group 0.37%$ 5,647,091 31,647
Envestnet Inc 0.36%$ 5,596,841 143,325
QTS Realty Trust Inc 0.36%$ 5,560,880 104,000
Sterling Bancorp/DE 0.36%$ 5,557,583 240,588
Lincoln Electric Holdings Inc 0.36%$ 5,494,326 62,965
Liberty Media Corp-Liberty Formula One - A Shares 0.36%$ 5,481,675 162,420
KLX Inc 0.36%$ 5,473,926 105,430
elf Beauty Inc 0.36%$ 5,465,205 215,420
GTT Communications Inc 0.36%$ 5,464,692 178,877
Casey's General Stores Inc 0.36%$ 5,459,195 51,140
Pool Corp 0.36%$ 5,458,979 50,490
BeiGene Ltd 0.35%$ 5,398,265 76,582
Masonite International Corp 0.35%$ 5,385,183 69,352
Astec Industries Inc 0.34%$ 5,270,810 104,850
Floor & Decor Holdings Inc 0.34%$ 5,260,197 151,941
Imperva Inc 0.34%$ 5,241,072 116,339
Ciena Corp 0.34%$ 5,204,049 202,099
Matador Resources Co 0.33%$ 5,118,739 210,995
Nexstar Media Group Inc 0.33%$ 5,098,322 77,956
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Neurocrine Biosciences Inc 0.33%$ 5,070,095 105,561
Chefs' Warehouse Inc/The 0.32%$ 4,977,401 343,269
Stifel Financial Corp 0.32%$ 4,952,485 97,394
Prosperity Bancshares Inc 0.32%$ 4,943,648 77,124
Gardner Denver Holdings Inc 0.32%$ 4,940,257 215,168
Pacific Premier Bancorp Inc 0.32%$ 4,937,614 137,538
Genesee & Wyoming Inc 0.32%$ 4,925,835 75,596
Portola Pharmaceuticals Inc 0.32%$ 4,883,308 79,146
Intersect ENT Inc 0.32%$ 4,878,269 178,039
US Concrete Inc 0.31%$ 4,838,974 61,761
Loxo Oncology Inc 0.31%$ 4,757,420 65,792
FCB Financial Holdings Inc 0.31%$ 4,742,536 100,584
Glaukos Corp 0.30%$ 4,636,250 115,387
Align Technology Inc 0.30%$ 4,611,702 27,577
ConnectOne Bancorp Inc 0.29%$ 4,468,388 198,595
Carlisle Cos Inc 0.29%$ 4,464,645 45,749
Signature Bank/New York NY 0.29%$ 4,417,376 31,876
K2M Group Holdings Inc 0.29%$ 4,415,773 181,495
Veeva Systems Inc 0.29%$ 4,399,185 68,996
Varonis Systems Inc 0.29%$ 4,396,171 118,018
Aimmune Therapeutics Inc 0.28%$ 4,372,240 203,171
Tile Shop Holdings Inc 0.28%$ 4,372,043 299,455
Buffalo Wild Wings Inc 0.28%$ 4,341,495 40,386
8x8 Inc 0.27%$ 4,194,569 330,281
Avexis Inc 0.27%$ 4,160,726 44,908
Carrols Restaurant Group Inc 0.27%$ 4,151,135 340,257
WEX Inc 0.27%$ 4,118,646 37,897
Oil States International Inc 0.27%$ 4,087,825 164,500
Blueprint Medicines Corp 0.26%$ 4,071,536 77,805
Global Payments Inc 0.26%$ 4,021,200 42,611
Supernus Pharmaceuticals Inc 0.26%$ 4,017,858 99,329
DigitalGlobe Inc 0.26%$ 3,978,495 113,997
Advanced Disposal Services Inc 0.26%$ 3,965,520 164,000
Prothena Corp PLC 0.26%$ 3,953,628 64,016
GMS Inc 0.26%$ 3,945,829 131,440
DexCom Inc 0.26%$ 3,938,516 59,128
Adamas Pharmaceuticals Inc 0.25%$ 3,880,553 223,663
Bank of the Ozarks 0.25%$ 3,839,832 88,988
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Middleby Corp/The 0.25%$ 3,823,958 29,262
Forum Energy Technologies Inc 0.25%$ 3,788,149 285,898
Alarm.com Holdings Inc 0.25%$ 3,781,703 99,440
Hostess Brands Inc 0.24%$ 3,707,784 242,656
Tutor Perini Corp 0.24%$ 3,707,189 139,368
Medicines Co/The 0.24%$ 3,703,004 96,307
Primoris Services Corp 0.23%$ 3,532,485 141,753
PriceSmart Inc 0.23%$ 3,523,419 41,821
Alder Biopharmaceuticals Inc 0.23%$ 3,518,432 327,296
IMAX Corp 0.23%$ 3,483,428 162,777
Bluebird Bio Inc 0.23%$ 3,482,820 36,953
Moelis & Co 0.23%$ 3,470,938 84,864
CoreLogic Inc/United States 0.22%$ 3,458,748 75,933
Coherent Inc 0.22%$ 3,452,950 13,030
Kratos Defense & Security Solutions Inc 0.22%$ 3,448,186 313,329
Arista Networks Inc 0.22%$ 3,388,883 22,700
CareTrust REIT Inc 0.22%$ 3,376,808 185,132
Innospec Inc 0.21%$ 3,303,518 52,941
Wix.com Ltd 0.21%$ 3,239,805 52,509
Biohaven Pharmaceutical Holding Co Ltd 0.21%$ 3,202,509 124,321
IPG Photonics Corp 0.21%$ 3,169,722 20,766
Aerie Pharmaceuticals Inc 0.21%$ 3,159,989 58,195
Steven Madden Ltd 0.20%$ 3,069,588 74,868
Insmed Inc 0.20%$ 3,043,178 188,199
Oclaro Inc 0.20%$ 3,039,194 310,756
Tennant Co 0.19%$ 2,912,075 38,545
DBV Technologies SA 0.19%$ 2,877,908 64,614
MakeMyTrip Ltd 0.18%$ 2,771,437 85,144
Hamilton Lane Inc 0.17%$ 2,690,551 119,793
Matthews International Corp 0.17%$ 2,672,211 40,766
Reata Pharmaceuticals Inc 0.17%$ 2,663,221 90,957
Agios Pharmaceuticals Inc 0.17%$ 2,592,651 46,347
Acceleron Pharma Inc 0.17%$ 2,558,208 79,571
Lindblad Expeditions Holdings Inc 0.17%$ 2,541,289 253,875
TESARO Inc 0.17%$ 2,537,753 19,879
MicroStrategy Inc 0.16%$ 2,526,232 18,781
Electronics For Imaging Inc 0.16%$ 2,444,497 50,319
Novadaq Technologies Inc 0.16%$ 2,422,008 206,656
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Callon Petroleum Co 0.16%$ 2,405,964 212,541
Burlington Stores Inc 0.16%$ 2,389,844 27,460
AtriCure Inc 0.15%$ 2,368,531 97,752
Cliffs Natural Resources Inc 0.15%$ 2,367,685 306,695
Meritage Homes Corp 0.15%$ 2,338,235 57,380
MaxLinear Inc 0.15%$ 2,292,290 87,492
Box Inc 0.15%$ 2,279,474 120,927
Radius Health Inc 0.15%$ 2,278,641 51,752
Audentes Therapeutics Inc 0.14%$ 2,216,751 110,341
Inphi Corp 0.14%$ 2,214,682 57,674
GW Pharmaceuticals PLC 0.14%$ 2,204,749 19,724
KeyW Holding Corp/The 0.14%$ 2,193,911 248,461
Ignyta Inc 0.14%$ 2,182,872 229,776
Expedia Inc 0.14%$ 2,176,028 13,907
NeoGenomics Inc 0.14%$ 2,171,005 229,736
Global Eagle Entertainment Inc 0.14%$ 2,170,234 686,783
Keane Group Inc 0.14%$ 2,153,788 140,495
IDEXX Laboratories Inc 0.14%$ 2,129,523 12,793
Model N Inc 0.14%$ 2,124,038 160,912
Jack in the Box Inc 0.14%$ 2,102,034 22,661
Opus Bank 0.13%$ 2,055,106 86,349
Otonomy Inc 0.13%$ 2,028,144 107,880
Customers Bancorp Inc 0.13%$ 2,022,606 67,759
Churchill Downs Inc 0.13%$ 2,003,493 10,711
SPS Commerce Inc 0.13%$ 1,968,957 34,065
Habit Restaurants Inc/The 0.13%$ 1,962,814 119,320
Spirit Airlines Inc 0.13%$ 1,962,780 50,522
TimkenSteel Corp 0.12%$ 1,877,483 118,155
Cirrus Logic Inc 0.12%$ 1,875,517 30,526
HealthStream Inc 0.12%$ 1,866,476 79,021
Applied Optoelectronics Inc 0.12%$ 1,834,762 18,820
Akorn Inc 0.12%$ 1,821,868 54,190
WageWorks Inc 0.11%$ 1,751,207 26,859
Red Robin Gourmet Burgers Inc 0.11%$ 1,734,260 29,001
KapStone Paper and Packaging Corp 0.11%$ 1,712,877 74,929
Chuy's Holdings Inc 0.11%$ 1,655,589 70,301
G1 Therapeutics Inc 0.10%$ 1,613,597 113,394
Black Diamond Inc 0.10%$ 1,608,477 247,458
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Carvana Co 0.10%$ 1,600,211 81,978
Manitowoc Co Inc/The 0.10%$ 1,594,677 279,278
PDC Energy Inc 0.10%$ 1,566,184 33,210
Internap Corp 0.10%$ 1,514,460 398,542
ChannelAdvisor Corp 0.10%$ 1,509,354 143,748
OSI Systems Inc 0.09%$ 1,426,825 17,842
Coherus Biosciences Inc 0.09%$ 1,415,834 108,493
MacroGenics Inc 0.08%$ 1,272,651 77,037
Tilly's Inc 0.08%$ 1,176,552 117,891
NV5 Global Inc 0.07%$ 1,136,642 27,356
Penn National Gaming Inc 0.07%$ 1,022,172 50,703
Cloudera Inc 0.07%$ 1,016,698 58,939
Jounce Therapeutics Inc 0.07%$ 1,016,327 78,724
Tabula Rasa HealthCare Inc 0.06%$ 976,217 62,578
MSC Industrial Direct Co Inc 0.06%$ 943,533 13,250
Monotype Imaging Holdings Inc 0.06%$ 936,694 49,692
Kite Pharma Inc 0.06%$ 929,291 8,572
National Beverage Corp 0.06%$ 924,594 9,054
BWX Technologies Inc 0.06%$ 917,844 17,423
MKS Instruments Inc 0.06%$ 884,348 10,572
PAREXEL International Corp 0.06%$ 870,386 9,945
Masimo Corp 0.05%$ 842,981 8,911
Merit Medical Systems Inc 0.05%$ 822,173 20,053
Littelfuse Inc 0.05%$ 788,288 4,375
j2 Global Inc 0.05%$ 774,872 9,156
HealthSouth Corp 0.05%$ 751,737 17,663
Exact Sciences Corp 0.05%$ 747,133 19,256
Entegris Inc 0.05%$ 734,532 28,143
Air Transport Services Group Inc 0.05%$ 718,474 29,494
Primerica Inc 0.05%$ 703,757 8,683
GSV Capital Corp 0.05%$ 702,156 175,979
Deluxe Corp 0.04%$ 681,640 9,441
Paycom Software Inc 0.04%$ 681,065 9,717
Sequential Brands Group Inc 0.04%$ 672,139 209,389
Louisiana-Pacific Corp 0.04%$ 669,985 26,682
Chemed Corp 0.04%$ 639,900 3,240
Science Applications International Corp 0.04%$ 636,999 9,047
Integra LifeSciences Holdings Corp 0.04%$ 624,524 12,576
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Evercore Partners Inc - Class A 0.04%$ 617,167 7,847
INC Research Holdings Inc 0.04%$ 615,505 11,191
EnerSys 0.04%$ 615,451 8,516
Texas Roadhouse Inc 0.04%$ 610,123 12,899
MasTec Inc 0.04%$ 606,652 13,131
Molina Healthcare Inc 0.04%$ 605,676 9,067
Select Comfort Corp 0.04%$ 604,962 17,893
PRA Health Sciences Inc 0.04%$ 602,566 8,099
EMCOR Group Inc 0.04%$ 596,498 8,837
Tenneco Inc 0.04%$ 586,180 10,600
Essent Group Ltd 0.04%$ 574,456 14,952
Wolverine World Wide Inc 0.03%$ 532,303 18,876
MSA Safety Inc 0.03%$ 528,735 6,596
Ryman Hospitality Properties Inc 0.03%$ 528,322 8,441
Sinclair Broadcast Group Inc 0.03%$ 523,013 14,508
Itron Inc 0.03%$ 518,519 7,103
Cash Account Trust - Government & Agency Portfolio - Government Cash Managed 0.03%$ 516,771 516,771
InterDigital Inc/PA 0.03%$ 514,175 7,058
PS Business Parks Inc 0.03%$ 514,175 3,824
CommVault Systems Inc 0.03%$ 508,378 8,537
Stamps.com Inc 0.03%$ 506,058 3,417
On Assignment Inc 0.03%$ 495,997 10,071
Pegasystems Inc 0.03%$ 480,154 7,943
Brink's Co/The 0.03%$ 477,653 6,112
Urban Edge Properties 0.03%$ 468,499 18,643
Integrated Device Technology Inc 0.03%$ 466,860 17,860
Globus Medical Inc 0.03%$ 464,879 15,118
Hillenbrand Inc 0.03%$ 464,400 12,900
Big Lots Inc 0.03%$ 462,726 9,316
Marriott Vacations Worldwide Corp 0.03%$ 462,375 3,957
Trinseo SA 0.03%$ 458,989 6,529
Rogers Corp 0.03%$ 454,302 3,851
Worthington Industries Inc 0.03%$ 447,771 8,837
NuVasive Inc 0.03%$ 445,069 6,765
Applied Industrial Technologies Inc 0.03%$ 444,599 7,869
Sotheby's 0.03%$ 441,855 7,808
Sensient Technologies Corp 0.03%$ 438,947 5,903
Dorman Products Inc 0.03%$ 438,810 5,620
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Ligand Pharmaceuticals Inc 0.03%$ 434,551 3,594
NantHealth Inc 0.03%$ 431,946 100,922
Nektar Therapeutics 0.03%$ 431,208 19,753
ExlService Holdings Inc 0.03%$ 427,539 7,429
Curtiss-Wright Corp 0.03%$ 424,923 4,407
Beacon Roofing Supply Inc 0.03%$ 421,500 9,177
Ironwood Pharmaceuticals Inc 0.03%$ 419,113 23,612
ICU Medical Inc 0.03%$ 418,061 2,432
Performance Food Group Co 0.03%$ 417,888 14,510
Advisory Board Co/The 0.03%$ 417,116 7,422
New York Times Co/The 0.03%$ 410,552 21,608
Avis Budget Group Inc 0.03%$ 408,512 13,272
Select Medical Holdings Corp 0.03%$ 408,451 25,213
Haemonetics Corp 0.03%$ 408,051 9,921
Hawaiian Holdings Inc 0.03%$ 406,921 9,829
Cabot Microelectronics Corp 0.03%$ 405,156 5,464
Home BancShares Inc/AR 0.03%$ 401,239 16,179
AMN Healthcare Services Inc 0.03%$ 399,479 10,826
Texas Capital Bancshares Inc 0.03%$ 399,037 5,093
Cracker Barrel Old Country Store Inc 0.03%$ 398,263 2,562
Children's Place Inc/The 0.03%$ 390,377 3,695
Insulet Corp 0.03%$ 389,802 7,748
Quaker Chemical Corp 0.03%$ 388,866 2,741
EastGroup Properties Inc 0.03%$ 385,772 4,425
Prestige Brands Holdings Inc 0.02%$ 380,988 7,104
Boyd Gaming Corp 0.02%$ 380,386 15,179
Synaptics Inc 0.02%$ 379,792 7,219
Zendesk Inc 0.02%$ 379,782 12,953
Inogen Inc 0.02%$ 375,632 3,980
Green Dot Corp 0.02%$ 375,278 9,326
Herman Miller Inc 0.02%$ 375,072 11,138
Potlatch Corp 0.02%$ 373,613 7,808
iRobot Corp 0.02%$ 371,923 3,525
HRG Group Inc 0.02%$ 370,754 22,375
Dana Inc 0.02%$ 366,616 15,456
J&J Snack Foods Corp 0.02%$ 366,212 2,787
Wright Medical Group NV 0.02%$ 366,072 13,935
Appian Corp 0.02%$ 363,268 18,572
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
ACI Worldwide Inc 0.02%$ 359,992 15,537
Cantel Medical Corp 0.02%$ 359,425 4,844
HMS Holdings Corp 0.02%$ 356,661 17,762
FibroGen Inc 0.02%$ 355,843 10,420
HNI Corp 0.02%$ 350,056 9,273
LCI Industries 0.02%$ 344,803 3,230
Semtech Corp 0.02%$ 342,342 8,645
Yelp Inc 0.02%$ 336,816 10,354
Ingevity Corp 0.02%$ 331,695 5,670
Ebix Inc 0.02%$ 331,196 5,735
Eagle Bancorp Inc 0.02%$ 330,610 5,294
ServisFirst Bancshares Inc 0.02%$ 329,059 9,055
Balchem Corp 0.02%$ 327,550 4,221
WebMD Health Corp 0.02%$ 326,348 4,926
Amicus Therapeutics Inc 0.02%$ 325,861 25,163
Methode Electronics Inc 0.02%$ 325,831 8,197
Neogen Corp 0.02%$ 325,727 4,945
Builders FirstSource Inc 0.02%$ 323,413 20,639
Universal Forest Products Inc 0.02%$ 322,655 3,848
Plantronics Inc 0.02%$ 321,320 7,112
Blackhawk Network Holdings Inc 0.02%$ 318,209 7,290
B&G Foods Inc 0.02%$ 317,550 8,760
TriNet Group Inc 0.02%$ 313,600 8,960
Minerals Technologies Inc 0.02%$ 313,078 4,422
PetIQ Inc 0.02%$ 311,486 13,380
American Woodmark Corp 0.02%$ 311,234 3,171
Artisan Partners Asset Management Inc 0.02%$ 309,458 9,307
Taylor Morrison Home Corp 0.02%$ 307,813 13,608
Lancaster Colony Corp 0.02%$ 307,286 2,506
Qualys Inc 0.02%$ 306,626 7,637
Boston Beer Co Inc/The 0.02%$ 305,446 1,948
HealthEquity Inc 0.02%$ 304,623 6,641
RealPage Inc 0.02%$ 303,064 7,821
Financial Engines Inc 0.02%$ 299,987 7,802
CSG Systems International Inc 0.02%$ 299,663 7,247
RH 0.02%$ 296,537 4,553
Generac Holdings Inc 0.02%$ 295,062 8,203
Corcept Therapeutics Inc 0.02%$ 294,429 23,611
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
ABM Industries Inc 0.02%$ 294,180 6,593
Badger Meter Inc 0.02%$ 292,858 6,472
Red Rock Resorts Inc 0.02%$ 292,847 12,253
Spark Therapeutics Inc 0.02%$ 289,396 4,076
National Health Investors Inc 0.02%$ 288,220 3,731
Ubiquiti Networks Inc 0.02%$ 287,760 5,280
Compass Minerals International Inc 0.02%$ 284,762 4,124
Cheesecake Factory Inc/The 0.02%$ 284,719 5,984
Nutanix Inc 0.02%$ 284,088 13,372
Cornerstone OnDemand Inc 0.02%$ 282,089 6,998
US Silica Holdings Inc 0.02%$ 281,483 9,663
Comfort Systems USA Inc 0.02%$ 277,988 8,348
BioTelemetry Inc 0.02%$ 276,986 8,099
TrueCar Inc 0.02%$ 274,977 14,526
ePlus Inc 0.02%$ 274,332 3,391
Brady Corp 0.02%$ 273,900 8,250
Patrick Industries Inc 0.02%$ 271,677 3,570
MiMedx Group Inc 0.02%$ 271,479 18,147
Power Integrations Inc 0.02%$ 270,166 3,824
TopBuild Corp 0.02%$ 269,284 5,102
OraSure Technologies Inc 0.02%$ 268,783 15,324
Altra Industrial Motion Corp 0.02%$ 267,968 6,015
Tivity Health Inc 0.02%$ 265,655 6,700
Cambrex Corp 0.02%$ 264,008 4,328
EVERTEC Inc 0.02%$ 261,967 14,676
Scientific Games Corp 0.02%$ 261,869 7,068
Walker & Dunlop Inc 0.02%$ 261,551 5,205
HB Fuller Co 0.02%$ 259,712 5,041
Cavco Industries Inc 0.02%$ 259,626 1,991
SPX Corp 0.02%$ 257,092 9,342
NIC Inc 0.02%$ 255,856 15,745
Stepan Co 0.02%$ 251,112 3,056
RLI Corp 0.02%$ 250,181 4,309
Fox Factory Holding Corp 0.02%$ 250,002 6,502
Coca-Cola Bottling Co Consolidated 0.02%$ 247,293 1,030
Swift Transportation Co 0.02%$ 247,172 9,693
Harsco Corp 0.02%$ 246,381 15,947
Interface Inc 0.02%$ 246,085 12,986
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
3D Systems Corp 0.02%$ 244,675 14,564
Proto Labs Inc 0.02%$ 244,240 3,305
Calavo Growers Inc 0.02%$ 243,476 3,288
Halozyme Therapeutics Inc 0.02%$ 242,721 19,142
Omnicell Inc 0.02%$ 242,494 4,889
Repligen Corp 0.02%$ 241,942 6,008
Mueller Industries Inc 0.02%$ 239,117 7,591
PetMed Express Inc 0.02%$ 238,936 5,026
First Financial Bankshares Inc 0.02%$ 238,264 5,509
Argan Inc 0.02%$ 236,660 3,672
Multi-Color Corp 0.02%$ 236,268 2,935
Covanta Holding Corp 0.02%$ 235,907 15,623
Asbury Automotive Group Inc 0.02%$ 235,764 4,366
Diebold Nixdorf Inc 0.02%$ 235,732 10,074
Franklin Electric Co Inc 0.02%$ 235,451 5,828
Bank of NT Butterfield & Son Ltd/The 0.02%$ 234,164 6,869
LHC Group Inc 0.02%$ 233,221 4,028
Web.com Group Inc 0.02%$ 232,012 10,570
Steelcase Inc 0.02%$ 231,408 16,953
Bloomin' Brands Inc 0.02%$ 231,139 13,261
MGE Energy Inc 0.01%$ 229,464 3,448
Sturm Ruger & Co Inc 0.01%$ 228,730 3,971
Allegiant Travel Co 0.01%$ 225,671 1,746
Brooks Automation Inc 0.01%$ 225,117 9,166
Spectranetics Corp/The 0.01%$ 223,916 5,816
Exponent Inc 0.01%$ 222,788 3,417
Shutterfly Inc 0.01%$ 222,494 4,537
Etsy Inc 0.01%$ 221,614 15,422
Ormat Technologies Inc 0.01%$ 221,367 3,733
Gentherm Inc 0.01%$ 220,770 6,600
Fabrinet 0.01%$ 217,668 4,836
EnPro Industries Inc 0.01%$ 217,196 2,820
General Communication Inc 0.01%$ 216,593 5,076
Aerojet Rocketdyne Holdings Inc 0.01%$ 216,115 9,216
Ferro Corp 0.01%$ 214,757 11,162
Five9 Inc 0.01%$ 214,732 9,734
Continental Building Products Inc 0.01%$ 211,530 9,615
Kadant Inc 0.01%$ 210,813 2,701
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Callidus Software Inc 0.01%$ 208,810 8,593
Physicians Realty Trust 0.01%$ 208,246 11,184
Universal Health Realty Income Trust 0.01%$ 207,879 2,683
Forward Air Corp 0.01%$ 207,320 4,000
Pacira Pharmaceuticals Inc/DE 0.01%$ 206,822 5,236
Straight Path Communications Inc 0.01%$ 205,054 1,143
Granite Construction Inc 0.01%$ 204,413 4,170
NeuStar Inc 0.01%$ 204,141 6,112
NxStage Medical Inc 0.01%$ 203,802 8,654
SYNNEX Corp 0.01%$ 203,115 1,708
Alamo Group Inc 0.01%$ 202,948 2,182
Array BioPharma Inc 0.01%$ 199,736 26,596
Washington Real Estate Investment Trust 0.01%$ 199,109 5,956
LendingClub Corp 0.01%$ 197,497 38,954
Monro Muffler Brake Inc 0.01%$ 197,025 4,228
WD-40 Co 0.01%$ 196,236 1,840
Lydall Inc 0.01%$ 196,070 3,961
Quality Systems Inc 0.01%$ 195,573 11,437
AdvanSix Inc 0.01%$ 195,389 5,836
Pinnacle Financial Partners Inc 0.01%$ 192,531 3,013
Cohen & Steers Inc 0.01%$ 192,344 4,761
Gigamon Inc 0.01%$ 191,396 4,815
Viad Corp 0.01%$ 191,174 3,570
Xperi Corp 0.01%$ 190,827 6,524
Shenandoah Telecommunications Co 0.01%$ 190,373 6,191
Cardtronics PLC 0.01%$ 190,148 6,075
Tenet Healthcare Corp 0.01%$ 187,970 10,834
AAON Inc 0.01%$ 187,522 5,548
Rush Enterprises Inc - Class A 0.01%$ 187,400 4,345
Finisar Corp 0.01%$ 187,382 6,884
Alexander's Inc 0.01%$ 186,176 428
Bob Evans Farms Inc/DE 0.01%$ 185,195 2,677
Standard Motor Products Inc 0.01%$ 184,995 3,672
LTC Properties Inc 0.01%$ 184,510 3,573
Insperity Inc 0.01%$ 184,220 2,440
JELD-WEN Holding Inc 0.01%$ 183,820 5,630
New Relic Inc 0.01%$ 183,426 3,906
A Schulman Inc 0.01%$ 183,101 6,962
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Amedisys Inc 0.01%$ 181,862 3,840
Gray Television Inc 0.01%$ 180,245 12,097
HFF Inc 0.01%$ 179,340 4,884
Pinnacle Entertainment Inc 0.01%$ 178,524 9,396
Theravance Biopharma Inc 0.01%$ 178,161 5,545
Brinker International Inc 0.01%$ 176,818 4,985
Rexford Industrial Realty Inc 0.01%$ 175,797 6,164
Insight Enterprises Inc 0.01%$ 175,573 4,333
AZZ Inc 0.01%$ 175,422 3,460
Vector Group Ltd 0.01%$ 173,078 8,598
Magellan Health Inc 0.01%$ 172,360 2,312
MINDBODY Inc 0.01%$ 171,711 6,617
Axon Enterprise Inc 0.01%$ 170,851 6,948
Quidel Corp 0.01%$ 170,475 5,329
Groupon Inc 0.01%$ 170,230 45,274
Progress Software Corp 0.01%$ 169,845 5,306
Global Blood Therapeutics Inc 0.01%$ 168,919 6,472
HSN Inc 0.01%$ 168,830 4,258
Ameris Bancorp 0.01%$ 166,758 3,641
Helen of Troy Ltd 0.01%$ 166,238 1,650
MDC Holdings Inc 0.01%$ 166,169 4,846
Raven Industries Inc 0.01%$ 165,705 4,817
Atrion Corp 0.01%$ 165,636 262
General Cable Corp 0.01%$ 165,613 8,581
Travelport Worldwide Ltd 0.01%$ 165,408 11,567
Greif Inc - Class A 0.01%$ 164,736 2,937
American States Water Co 0.01%$ 164,619 3,329
WisdomTree Investments Inc 0.01%$ 163,355 15,647
Coupa Software Inc 0.01%$ 163,115 5,308
Albany International Corp 0.01%$ 160,607 3,002
Wingstop Inc 0.01%$ 159,593 5,318
Quotient Technology Inc 0.01%$ 158,618 13,674
Novocure Ltd 0.01%$ 158,538 7,696
Novanta Inc 0.01%$ 157,489 4,268
Saia Inc 0.01%$ 156,311 2,876
Liberty Media Corp-Liberty Braves - C Shares 0.01%$ 155,947 6,181
Xencor Inc 0.01%$ 155,908 6,677
Impinj Inc 0.01%$ 155,184 3,158
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Varex Imaging Corp 0.01%$ 154,898 5,021
Luminex Corp 0.01%$ 154,737 7,574
Synergy Pharmaceuticals Inc 0.01%$ 154,269 39,760
California Water Service Group 0.01%$ 154,161 3,963
Natus Medical Inc 0.01%$ 153,965 4,374
American Outdoor Brands Corp 0.01%$ 152,400 7,373
OM Asset Management PLC 0.01%$ 151,770 10,071
US Ecology Inc 0.01%$ 151,081 2,911
Pure Storage Inc 0.01%$ 149,692 12,402
US Physical Therapy Inc 0.01%$ 146,834 2,327
Neenah Paper Inc 0.01%$ 146,617 1,835
Herc Holdings Inc 0.01%$ 146,487 3,228
ClubCorp Holdings Inc 0.01%$ 145,634 8,592
Inovalon Holdings Inc 0.01%$ 145,479 11,455
Mueller Water Products Inc - Class A 0.01%$ 145,128 12,511
Caesarstone Ltd 0.01%$ 144,015 4,103
KEMET Corp 0.01%$ 143,629 8,524
Ultra Clean Holdings Inc 0.01%$ 142,623 6,082
KB Home 0.01%$ 142,585 6,221
PRA Group Inc 0.01%$ 142,570 3,637
Four Corners Property Trust Inc 0.01%$ 142,026 5,596
LivePerson Inc 0.01%$ 141,530 10,445
Chase Corp 0.01%$ 141,329 1,308
Cass Information Systems Inc 0.01%$ 140,033 2,123
SeaWorld Entertainment Inc 0.01%$ 140,020 9,104
Deltic Timber Corp 0.01%$ 139,716 1,937
Consolidated Communications Holdings Inc 0.01%$ 139,428 7,746
TTM Technologies Inc 0.01%$ 139,370 8,019
Blucora Inc 0.01%$ 139,149 6,212
Watts Water Technologies Inc 0.01%$ 138,846 2,156
Innoviva Inc 0.01%$ 138,792 10,116
Barnes Group Inc 0.01%$ 137,993 2,293
Universal Insurance Holdings Inc 0.01%$ 137,925 5,783
Heska Corp 0.01%$ 137,801 1,258
Abaxis Inc 0.01%$ 137,334 2,922
NCI Building Systems Inc 0.01%$ 137,268 7,626
Cooper-Standard Holdings Inc 0.01%$ 136,926 1,339
Cardiovascular Systems Inc 0.01%$ 136,738 4,334
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
NN Inc 0.01%$ 136,284 4,920
Advanced Drainage Systems Inc 0.01%$ 135,938 6,615
Winnebago Industries Inc 0.01%$ 135,461 3,681
Koppers Holdings Inc 0.01%$ 134,855 3,715
Preferred Bank/Los Angeles CA 0.01%$ 134,535 2,396
PROS Holdings Inc 0.01%$ 133,973 4,647
Third Point Reinsurance Ltd 0.01%$ 133,962 9,207
Tech Data Corp 0.01%$ 133,427 1,303
FirstCash Inc 0.01%$ 133,222 2,291
Bottomline Technologies de Inc 0.01%$ 133,172 4,676
Diodes Inc 0.01%$ 132,226 4,984
CEVA Inc 0.01%$ 132,090 2,856
Arena Pharmaceuticals Inc 0.01%$ 132,082 5,559
Acacia Communications Inc 0.01%$ 131,967 3,015
Carrizo Oil & Gas Inc 0.01%$ 131,297 8,331
Phibro Animal Health Corp 0.01%$ 130,988 3,429
Shake Shack Inc 0.01%$ 130,819 3,963
Atkore International Group Inc 0.01%$ 130,437 6,265
Sun Hydraulics Corp 0.01%$ 130,160 3,147
Douglas Dynamics Inc 0.01%$ 130,157 4,093
Milacron Holdings Corp 0.01%$ 129,618 7,209
Universal Electronics Inc 0.01%$ 128,754 1,881
Rudolph Technologies Inc 0.01%$ 128,131 5,177
Extreme Networks Inc 0.01%$ 127,886 14,549
Lindsay Corp 0.01%$ 127,880 1,395
ZIOPHARM Oncology Inc 0.01%$ 127,378 23,034
Standex International Corp 0.01%$ 126,942 1,323
Instructure Inc 0.01%$ 126,586 3,913
Heartland Express Inc 0.01%$ 126,125 5,969
FormFactor Inc 0.01%$ 125,681 9,594
Weight Watchers International Inc 0.01%$ 125,477 3,503
Eldorado Resorts Inc 0.01%$ 125,358 6,145
ORBCOMM Inc 0.01%$ 125,005 10,767
Viavi Solutions Inc 0.01%$ 124,839 11,380
Global Brass & Copper Holdings Inc 0.01%$ 124,514 3,885
Lumber Liquidators Holdings Inc 0.01%$ 124,291 5,030
USANA Health Sciences Inc 0.01%$ 123,393 2,161
Syntel Inc 0.01%$ 121,774 6,248
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Axcelis Technologies Inc 0.01%$ 121,767 5,485
Lexicon Pharmaceuticals Inc 0.01%$ 121,468 7,452
Gogo Inc 0.01%$ 121,398 9,967
MGP Ingredients Inc 0.01%$ 120,868 2,050
Amphastar Pharmaceuticals Inc 0.01%$ 120,286 6,961
Axovant Sciences Ltd 0.01%$ 120,147 5,242
Vanda Pharmaceuticals Inc 0.01%$ 120,046 7,720
Accelerate Diagnostics Inc 0.01%$ 119,726 4,561
Astronics Corp 0.01%$ 119,662 4,091
Anika Therapeutics Inc 0.01%$ 118,845 2,323
CalAmp Corp 0.01%$ 118,821 6,221
Esperion Therapeutics Inc 0.01%$ 118,479 2,616
Hyster-Yale Materials Handling Inc 0.01%$ 118,336 1,670
TeleTech Holdings Inc 0.01%$ 117,583 2,813
Kennedy-Wilson Holdings Inc 0.01%$ 117,505 5,846
TherapeuticsMD Inc 0.01%$ 117,503 20,797
Knoll Inc 0.01%$ 117,167 6,052
PGT Innovations Inc 0.01%$ 116,402 8,954
Omeros Corp 0.01%$ 116,286 5,548
Ruth's Hospitality Group Inc 0.01%$ 115,440 5,772
Diamond Hill Investment Group Inc 0.01%$ 115,340 584
Dermira Inc 0.01%$ 115,186 4,184
Federal Signal Corp 0.01%$ 115,126 6,223
Schneider National Inc 0.01%$ 114,500 5,296
Houghton Mifflin Harcourt Co 0.01%$ 114,314 9,566
Hortonworks Inc 0.01%$ 114,222 8,524
Wabash National Corp 0.01%$ 113,908 5,970
Lattice Semiconductor Corp 0.01%$ 113,886 16,363
Carbonite Inc 0.01%$ 113,587 4,813
Loral Space & Communications Inc 0.01%$ 113,489 2,438
Depomed Inc 0.01%$ 113,111 10,971
Care Capital Properties Inc 0.01%$ 111,388 4,599
Strayer Education Inc 0.01%$ 111,169 1,414
Flexion Therapeutics Inc 0.01%$ 110,808 4,860
Barracuda Networks Inc 0.01%$ 110,440 4,915
Genomic Health Inc 0.01%$ 110,438 3,462
Albany Molecular Research Inc 0.01%$ 109,570 5,040
Denny's Corp 0.01%$ 109,317 9,623
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
LeMaitre Vascular Inc 0.01%$ 109,004 3,022
Heron Therapeutics Inc 0.01%$ 108,303 6,833
Schweitzer-Mauduit International Inc 0.01%$ 107,922 2,809
Boise Cascade Co 0.01%$ 107,894 3,555
Sangamo Therapeutics Inc 0.01%$ 106,915 12,432
Saul Centers Inc 0.01%$ 106,606 1,802
First Industrial Realty Trust Inc 0.01%$ 106,149 3,478
Versartis Inc 0.01%$ 105,746 5,716
GEO Group Inc/The 0.01%$ 105,631 3,599
John B Sanfilippo & Son Inc 0.01%$ 105,356 1,638
State National Cos Inc 0.01%$ 105,298 5,043
WSFS Financial Corp 0.01%$ 105,245 2,331
Moog Inc 0.01%$ 104,940 1,412
Endurance International Group Holdings Inc 0.01%$ 104,932 11,344
Shutterstock Inc 0.01%$ 104,128 2,471
Malibu Boats Inc 0.01%$ 103,397 3,614
Benefitfocus Inc 0.01%$ 102,996 2,881
Kinsale Capital Group Inc 0.01%$ 102,827 2,642
Donnelley Financial Solutions Inc 0.01%$ 102,799 4,431
Emergent BioSolutions Inc 0.01%$ 102,745 2,825
Kimball International Inc 0.01%$ 102,504 6,149
Cytokinetics Inc 0.01%$ 102,326 7,283
Nautilus Inc 0.01%$ 101,693 5,778
Southwest Gas Holdings Inc 0.01%$ 101,647 1,269
BJ's Restaurants Inc 0.01%$ 101,593 2,878
LegacyTexas Financial Group Inc 0.01%$ 101,408 2,619
Boingo Wireless Inc 0.01%$ 100,874 6,802
Nanometrics Inc 0.01%$ 100,550 3,773
Ring Energy Inc 0.01%$ 100,392 7,687
Landauer Inc 0.01%$ 100,242 1,841
CommerceHub Inc - Series C 0.01%$ 99,969 5,560
GenMark Diagnostics Inc 0.01%$ 99,490 8,410
Keryx Biopharmaceuticals Inc 0.01%$ 99,107 14,138
Providence Service Corp/The 0.01%$ 98,648 1,914
Middlesex Water Co 0.01%$ 98,610 2,513
Capella Education Co 0.01%$ 98,172 1,429
InnerWorkings Inc 0.01%$ 98,069 8,318
LGI Homes Inc 0.01%$ 97,903 2,210
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
TG Therapeutics Inc 0.01%$ 97,831 8,507
Actuant Corp 0.01%$ 97,599 4,033
Workiva Inc 0.01%$ 97,314 4,965
PTC Therapeutics Inc 0.01%$ 97,265 4,717
Armada Hoffler Properties Inc 0.01%$ 96,718 7,294
Achaogen Inc 0.01%$ 96,647 5,084
La-Z-Boy Inc 0.01%$ 96,330 2,850
Hooker Furniture Corp 0.01%$ 96,132 2,278
Griffon Corp 0.01%$ 95,797 4,673
Meridian Bioscience Inc 0.01%$ 95,690 7,062
Tucows Inc 0.01%$ 94,927 1,737
Control4 Corp 0.01%$ 94,622 4,141
CorVel Corp 0.01%$ 93,531 1,967
Lantheus Holdings Inc 0.01%$ 92,232 4,999
Aduro Biotech Inc 0.01%$ 91,723 7,138
Tellurian Inc 0.01%$ 91,646 10,016
Ambarella Inc 0.01%$ 91,491 1,828
Sabra Health Care REIT Inc 0.01%$ 91,454 3,942
Amkor Technology Inc 0.01%$ 90,240 8,702
Angie's List Inc 0.01%$ 89,994 7,512
Unisys Corp 0.01%$ 89,766 7,013
Glacier Bancorp Inc 0.01%$ 89,744 2,570
Westwood Holdings Group Inc 0.01%$ 89,663 1,521
II-VI Inc 0.01%$ 89,573 2,351
Gramercy Property Trust 0.01%$ 89,542 2,963
Kronos Worldwide Inc 0.01%$ 89,054 4,177
Virtusa Corp 0.01%$ 89,008 2,685
La Jolla Pharmaceutical Co 0.01%$ 88,949 3,002
Foundation Medicine Inc 0.01%$ 88,764 2,511
Forrester Research Inc 0.01%$ 88,169 2,161
Kforce Inc 0.01%$ 87,423 4,675
AxoGen Inc 0.01%$ 86,600 5,481
Penn Virginia Corp 0.01%$ 86,384 2,249
West Corp 0.01%$ 86,329 3,694
ImmunoGen Inc 0.01%$ 85,928 14,466
KMG Chemicals Inc 0.01%$ 85,852 1,696
Xcerra Corp 0.01%$ 85,526 8,808
Akebia Therapeutics Inc 0.01%$ 85,313 6,468
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Medifast Inc 0.01%$ 84,953 1,990
National General Holdings Corp 0.01%$ 84,776 3,997
Hackett Group Inc/The 0.01%$ 84,399 5,140
Ensign Group Inc/The 0.01%$ 84,268 3,767
Jagged Peak Energy Inc 0.01%$ 84,238 5,949
STAAR Surgical Co 0.01%$ 84,173 8,212
Enzo Biochem Inc 0.01%$ 84,131 7,754
CryoLife Inc 0.01%$ 84,075 4,484
Columbia Sportswear Co 0.01%$ 83,843 1,384
Marcus Corp/The 0.01%$ 83,830 3,082
Tootsie Roll Industries Inc 0.01%$ 83,588 2,247
Paratek Pharmaceuticals Inc 0.01%$ 83,538 4,295
Entravision Communications Corp 0.01%$ 83,324 12,819
Everi Holdings Inc 0.01%$ 83,306 11,167
DineEquity Inc 0.01%$ 83,062 2,019
Insteel Industries Inc 0.01%$ 82,961 3,152
Calithera Biosciences Inc 0.01%$ 82,161 5,370
Mesa Laboratories Inc 0.01%$ 81,804 566
MB Financial Inc 0.01%$ 80,573 1,970
Quad/Graphics Inc 0.01%$ 80,250 3,573
American Assets Trust Inc 0.01%$ 79,717 1,963
Stratasys Ltd 0.01%$ 79,551 3,316
Barrett Business Services Inc 0.01%$ 79,463 1,444
Antares Pharma Inc 0.01%$ 79,100 25,191
New Jersey Resources Corp 0.01%$ 78,273 1,857
Camping World Holdings Inc 0.01%$ 77,567 2,427
Everbridge Inc 0.01%$ 77,194 3,264
ANI Pharmaceuticals Inc 0.01%$ 77,091 1,582
Ply Gem Holdings Inc 0.00%$ 76,860 4,392
Endologix Inc 0.00%$ 76,621 15,669
Quantenna Communications Inc 0.00%$ 76,495 3,785
Oxford Immunotec Global PLC 0.00%$ 76,423 4,549
Monmouth Real Estate Investment Corp 0.00%$ 75,863 4,923
PDF Solutions Inc 0.00%$ 75,804 4,723
Surgery Partners Inc 0.00%$ 75,589 3,808
Central Garden & Pet Co - A Shares 0.00%$ 75,547 2,456
TrueBlue Inc 0.00%$ 75,475 2,954
Lakeland Financial Corp 0.00%$ 75,118 1,633
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Rayonier Advanced Materials Inc 0.00%$ 74,610 5,004
Deckers Outdoor Corp 0.00%$ 74,524 1,149
Fairmount Santrol Holdings Inc 0.00%$ 74,329 25,455
Progenics Pharmaceuticals Inc 0.00%$ 74,290 12,320
Sonic Corp 0.00%$ 74,103 3,132
Matson Inc 0.00%$ 74,025 2,625
XO Group Inc 0.00%$ 73,742 4,034
Cutera Inc 0.00%$ 73,174 2,809
Marcus & Millichap Inc 0.00%$ 72,141 2,818
Virtu Financial Inc 0.00%$ 72,042 4,353
Myers Industries Inc 0.00%$ 72,012 4,236
Editas Medicine Inc 0.00%$ 71,775 4,242
Globalstar Inc 0.00%$ 71,508 38,653
York Water Co/The 0.00%$ 71,236 2,047
MCBC Holdings Inc 0.00%$ 71,151 3,846
Eagle Pharmaceuticals Inc/DE 0.00%$ 70,973 1,444
Sanchez Energy Corp 0.00%$ 70,889 12,569
A10 Networks Inc 0.00%$ 70,813 10,016
Francesca's Holdings Corp 0.00%$ 70,581 7,254
UMH Properties Inc 0.00%$ 70,130 4,240
Geron Corp 0.00%$ 69,875 26,368
Surmodics Inc 0.00%$ 69,642 2,648
Accuray Inc 0.00%$ 68,884 16,208
CytomX Therapeutics Inc 0.00%$ 68,705 5,093
DXP Enterprises Inc/TX 0.00%$ 68,359 2,391
Infinity Property & Casualty Corp 0.00%$ 67,234 672
NVE Corp 0.00%$ 67,206 852
GP Strategies Corp 0.00%$ 67,127 2,343
Inovio Pharmaceuticals Inc 0.00%$ 66,069 11,883
Carolina Financial Corp 0.00%$ 65,733 1,954
Culp Inc 0.00%$ 65,460 2,182
Appfolio Inc 0.00%$ 65,391 1,871
RMR Group Inc/The 0.00%$ 65,215 1,335
Rapid7 Inc 0.00%$ 65,044 4,282
Teligent Inc/NJ 0.00%$ 65,042 8,254
Horizon Global Corp 0.00%$ 64,877 4,654
Central Pacific Financial Corp 0.00%$ 64,829 2,096
REV Group Inc 0.00%$ 64,735 2,420
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Winmark Corp 0.00%$ 64,396 484
Rockwell Medical Inc 0.00%$ 63,642 8,926
Mitek Systems Inc 0.00%$ 63,403 6,674
Invitae Corp 0.00%$ 63,327 6,824
Amplify Snack Brands Inc 0.00%$ 63,293 6,051
RadNet Inc 0.00%$ 63,163 8,203
Civitas Solutions Inc 0.00%$ 62,582 3,506
Inter Parfums Inc 0.00%$ 62,390 1,608
Zix Corp 0.00%$ 61,705 11,577
BioCryst Pharmaceuticals Inc 0.00%$ 60,773 11,893
Epizyme Inc 0.00%$ 60,682 5,323
Tactile Systems Technology Inc 0.00%$ 60,193 2,037
Terreno Realty Corp 0.00%$ 59,858 1,729
Dean Foods Co 0.00%$ 59,535 3,969
Immunomedics Inc 0.00%$ 59,064 6,900
Apptio Inc 0.00%$ 59,019 3,325
Lumos Networks Corp 0.00%$ 57,921 3,234
National Bank Holdings Corp 0.00%$ 57,646 1,689
MuleSoft Inc 0.00%$ 57,568 2,648
National Research Corp 0.00%$ 57,536 1,957
Piper Jaffray Cos 0.00%$ 56,971 913
Cara Therapeutics Inc 0.00%$ 56,736 4,041
Addus HomeCare Corp 0.00%$ 56,187 1,655
Allegiance Bancshares Inc 0.00%$ 56,025 1,492
Assembly Biosciences Inc 0.00%$ 55,084 2,458
Health Insurance Innovations Inc 0.00%$ 55,006 1,961
MyoKardia Inc 0.00%$ 54,596 3,511
Oxford Industries Inc 0.00%$ 54,418 862
R1 RCM Inc 0.00%$ 54,369 16,038
Greif Inc - Class B 0.00%$ 54,329 907
Aratana Therapeutics Inc 0.00%$ 54,182 8,027
RTI Surgical Inc 0.00%$ 53,968 9,468
CIRCOR International Inc 0.00%$ 53,965 1,078
Ichor Holdings Ltd 0.00%$ 53,773 2,340
Verint Systems Inc 0.00%$ 53,488 1,349
Altisource Portfolio Solutions SA 0.00%$ 52,989 2,031
Pacific Continental Corp 0.00%$ 52,705 2,075
Intrawest Resorts Holdings Inc 0.00%$ 52,701 2,219
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Momenta Pharmaceuticals Inc 0.00%$ 52,199 3,154
CSW Industrials Inc 0.00%$ 52,171 1,336
Hudson Technologies Inc 0.00%$ 52,011 6,429
Digimarc Corp 0.00%$ 51,602 1,646
HC2 Holdings Inc 0.00%$ 51,452 8,561
Rigel Pharmaceuticals Inc 0.00%$ 51,365 21,673
MYR Group Inc 0.00%$ 51,341 1,614
CommerceHub Inc - Series A 0.00%$ 50,963 2,794
Sucampo Pharmaceuticals Inc 0.00%$ 50,550 4,659
QAD Inc 0.00%$ 50,317 1,605
SPX FLOW Inc 0.00%$ 50,282 1,418
OMNOVA Solutions Inc 0.00%$ 50,177 5,338
Evolent Health Inc 0.00%$ 50,141 2,030
RigNet Inc 0.00%$ 49,990 2,638
Syros Pharmaceuticals Inc 0.00%$ 49,611 2,174
Abraxas Petroleum Corp 0.00%$ 49,301 27,697
MobileIron Inc 0.00%$ 49,227 10,879
Pattern Energy Group Inc 0.00%$ 48,945 1,950
Bojangles' Inc 0.00%$ 48,346 3,635
Insys Therapeutics Inc 0.00%$ 48,212 4,207
Seres Therapeutics Inc 0.00%$ 48,153 3,559
SciClone Pharmaceuticals Inc 0.00%$ 47,578 4,345
Care.com Inc 0.00%$ 47,455 3,266
Rambus Inc 0.00%$ 47,255 3,666
BioSpecifics Technologies Corp 0.00%$ 46,996 966
Utah Medical Products Inc 0.00%$ 46,435 672
Corbus Pharmaceuticals Holdings Inc 0.00%$ 46,202 7,765
Zogenix Inc 0.00%$ 45,708 3,809
Agenus Inc 0.00%$ 45,599 10,270
Stewart Information Services Corp 0.00%$ 45,274 1,152
Cross Country Healthcare Inc 0.00%$ 45,041 3,830
Spark Energy Inc 0.00%$ 44,886 2,158
MarineMax Inc 0.00%$ 44,880 3,002
Immersion Corp 0.00%$ 44,724 5,237
Evolution Petroleum Corp 0.00%$ 44,462 5,170
Natera Inc 0.00%$ 44,425 5,505
Willdan Group Inc 0.00%$ 44,298 1,318
TPI Composites Inc 0.00%$ 44,010 2,336
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Allied Motion Technologies Inc 0.00%$ 43,971 1,486
Par Pacific Holdings Inc 0.00%$ 43,969 2,455
SP Plus Corp 0.00%$ 43,524 1,331
Okta Inc 0.00%$ 42,715 1,946
Cerus Corp 0.00%$ 42,169 18,659
Superior Uniform Group Inc 0.00%$ 42,137 1,887
Computer Programs & Systems Inc 0.00%$ 41,745 1,362
Tailored Brands Inc 0.00%$ 41,633 3,320
Collectors Universe Inc 0.00%$ 41,326 1,661
Daktronics Inc 0.00%$ 41,281 4,221
Blue Hills Bancorp Inc 0.00%$ 41,065 2,167
NCS Multistage Holdings Inc 0.00%$ 40,702 1,813
HCI Group Inc 0.00%$ 40,626 901
ChemoCentryx Inc 0.00%$ 40,418 3,986
Neff Corp 0.00%$ 40,215 1,915
National Commerce Corp 0.00%$ 40,140 1,001
Investors Title Co 0.00%$ 40,070 227
Guidance Software Inc 0.00%$ 39,981 5,655
Natural Health Trends Corp 0.00%$ 39,851 1,618
Park Sterling Corp 0.00%$ 39,589 3,407
Nathan's Famous Inc 0.00%$ 39,563 633
Organovo Holdings Inc 0.00%$ 39,497 16,879
Advaxis Inc 0.00%$ 39,402 6,090
Heritage-Crystal Clean Inc 0.00%$ 39,254 2,088
Exa Corp 0.00%$ 38,999 2,760
American Software Inc/GA 0.00%$ 38,984 4,019
Intevac Inc 0.00%$ 38,499 3,392
Commercial Vehicle Group Inc 0.00%$ 38,465 4,381
United Insurance Holdings Corp 0.00%$ 38,416 2,407
Spartan Motors Inc 0.00%$ 38,321 4,330
ProPetro Holding Corp 0.00%$ 38,233 2,941
CAI International Inc 0.00%$ 38,165 1,455
Almost Family Inc 0.00%$ 37,780 764
Consolidated-Tomoka Land Co 0.00%$ 37,533 677
Radiant Logistics Inc 0.00%$ 37,511 8,663
Panhandle Oil and Gas Inc 0.00%$ 37,334 1,697
Atlantic Power Corp 0.00%$ 37,297 16,216
IDT Corp - Class B 0.00%$ 37,277 2,517
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Edge Therapeutics Inc 0.00%$ 37,038 3,439
Curis Inc 0.00%$ 36,935 18,941
Catalyst Pharmaceuticals Inc 0.00%$ 36,556 12,434
Park City Group Inc 0.00%$ 36,504 2,704
Planet Payment Inc 0.00%$ 36,495 11,264
MDC Partners Inc 0.00%$ 35,818 3,618
Simpson Manufacturing Co Inc 0.00%$ 35,742 807
American Renal Associates Holdings Inc 0.00%$ 35,654 2,085
ZAGG Inc 0.00%$ 35,482 4,199
tronc Inc 0.00%$ 35,437 2,775
Global Sources Ltd 0.00%$ 34,986 1,785
Selecta Biosciences Inc 0.00%$ 34,728 2,038
Bellicum Pharmaceuticals Inc 0.00%$ 34,607 3,271
Bridgepoint Education Inc 0.00%$ 34,558 3,559
Carriage Services Inc 0.00%$ 34,341 1,408
ILG Inc 0.00%$ 33,721 1,272
Casella Waste Systems Inc 0.00%$ 33,325 1,986
Duluth Holdings Inc 0.00%$ 33,217 1,714
La Quinta Holdings Inc 0.00%$ 32,951 2,210
Veracyte Inc 0.00%$ 32,624 4,078
Systemax Inc 0.00%$ 32,616 1,800
FARO Technologies Inc 0.00%$ 32,430 821
RR Donnelley & Sons Co 0.00%$ 31,802 2,573
Enova International Inc 0.00%$ 31,799 2,193
M/I Homes Inc 0.00%$ 31,361 1,209
Supreme Industries Inc 0.00%$ 31,283 2,080
Coeur Mining Inc 0.00%$ 31,282 3,778
Rush Enterprises Inc - Class B 0.00%$ 31,202 767
KBR Inc 0.00%$ 31,168 2,089
Kraton Corp 0.00%$ 30,950 832
Sportsman's Warehouse Holdings Inc 0.00%$ 30,949 6,832
Pieris Pharmaceuticals Inc 0.00%$ 30,940 5,950
Limelight Networks Inc 0.00%$ 30,924 9,042
Alteryx Inc 0.00%$ 30,703 1,526
Upland Software Inc 0.00%$ 30,640 1,243
First Foundation Inc 0.00%$ 30,536 1,761
Marine Products Corp 0.00%$ 30,507 2,101
Forterra Inc 0.00%$ 30,487 3,414
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Ultra Petroleum Corp 0.00%$ 30,376 2,952
ArcBest Corp 0.00%$ 30,358 1,092
Union Bankshares Inc/Morrisville VT 0.00%$ 30,037 685
Ra Pharmaceuticals Inc 0.00%$ 29,905 2,033
Idera Pharmaceuticals Inc 0.00%$ 29,858 16,227
Retail Opportunity Investments Corp 0.00%$ 29,609 1,460
Strongbridge Biopharma PLC 0.00%$ 29,582 3,721
Meridian Bancorp Inc 0.00%$ 29,528 1,673
Pzena Investment Management Inc 0.00%$ 29,508 2,797
Franklin Covey Co 0.00%$ 29,281 1,570
Eros International PLC 0.00%$ 28,690 2,869
Stonegate Bank 0.00%$ 28,675 616
Super Micro Computer Inc 0.00%$ 28,354 1,056
TriState Capital Holdings Inc 0.00%$ 28,313 1,231
Presidio Inc 0.00%$ 28,241 2,072
Information Services Group Inc 0.00%$ 27,980 6,943
Klondex Mines Ltd 0.00%$ 27,916 8,751
Zynerba Pharmaceuticals Inc 0.00%$ 27,805 1,972
Tompkins Financial Corp 0.00%$ 27,785 353
Simulations Plus Inc 0.00%$ 27,498 1,858
EMCORE Corp 0.00%$ 27,341 2,357
NanoString Technologies Inc 0.00%$ 27,135 1,784
NewLink Genetics Corp 0.00%$ 27,046 3,746
Yext Inc 0.00%$ 26,845 2,065
Eastman Kodak Co 0.00%$ 26,781 2,819
Smart Sand Inc 0.00%$ 26,544 4,034
Castle Brands Inc 0.00%$ 26,524 14,818
Veritex Holdings Inc 0.00%$ 26,304 987
Guaranty Bancorp 0.00%$ 26,064 978
William Lyon Homes 0.00%$ 26,047 1,152
America's Car-Mart Inc/TX 0.00%$ 25,990 663
SRC Energy Inc 0.00%$ 25,760 3,027
Orion Group Holdings Inc 0.00%$ 25,728 3,665
Anavex Life Sciences Corp 0.00%$ 25,700 6,330
Telenav Inc 0.00%$ 25,658 3,421
Clearfield Inc 0.00%$ 25,484 2,216
MediciNova Inc 0.00%$ 25,242 4,845
First of Long Island Corp/The 0.00%$ 25,211 902
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Equity Bancshares Inc 0.00%$ 25,167 728
Iteris Inc 0.00%$ 25,091 3,989
Genocea Biosciences Inc 0.00%$ 25,047 4,402
Vectrus Inc 0.00%$ 25,031 736
Fortress Biotech Inc 0.00%$ 24,744 5,573
Minerva Neurosciences Inc 0.00%$ 24,552 3,692
FB Financial Corp 0.00%$ 24,540 714
VeriFone Systems Inc 0.00%$ 24,485 1,255
J. Jill Inc 0.00%$ 24,419 1,995
Avid Technology Inc 0.00%$ 24,349 4,728
Miragen Therapeutics Inc 0.00%$ 24,337 1,779
Conatus Pharmaceuticals Inc 0.00%$ 24,282 4,391
ViaSat Inc 0.00%$ 24,255 367
Blue Bird Corp 0.00%$ 24,193 1,363
Athersys Inc 0.00%$ 24,138 16,200
Caesars Entertainment Corp 0.00%$ 24,132 1,954
Perficient Inc 0.00%$ 24,102 1,282
Triple-S Management Corp 0.00%$ 23,855 1,541
TechTarget Inc 0.00%$ 23,850 2,487
Virtus Investment Partners Inc 0.00%$ 23,796 202
HarborOne Bancorp Inc 0.00%$ 23,624 1,219
REGENXBIO Inc 0.00%$ 23,562 1,309
Maiden Holdings Ltd 0.00%$ 23,477 2,115
FONAR Corp 0.00%$ 23,387 910
NCI Inc 0.00%$ 23,361 1,171
NMI Holdings Inc 0.00%$ 23,340 1,978
ConforMIS Inc 0.00%$ 23,211 4,633
Pure Cycle Corp 0.00%$ 23,177 3,132
Acorda Therapeutics Inc 0.00%$ 23,101 1,067
Investment Technology Group Inc 0.00%$ 23,063 1,045
Solaris Oilfield Infrastructure Inc 0.00%$ 22,929 1,757
Fluidigm Corp 0.00%$ 22,857 6,079
Huttig Building Products Inc 0.00%$ 22,816 3,200
Crawford & Co 0.00%$ 22,773 2,536
Cohu Inc 0.00%$ 22,666 1,244
Limoneira Co 0.00%$ 22,646 995
National Presto Industries Inc 0.00%$ 22,620 200
Pixelworks Inc 0.00%$ 22,300 4,806
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Ardmore Shipping Corp 0.00%$ 22,181 2,790
Drive Shack Inc 0.00%$ 22,167 7,244
Meet Group Inc/The 0.00%$ 22,153 4,413
Franklin Financial Network Inc 0.00%$ 22,112 640
Hingham Institution for Savings 0.00%$ 21,936 124
AnaptysBio Inc 0.00%$ 21,800 896
McGrath RentCorp 0.00%$ 21,673 610
Kura Oncology Inc 0.00%$ 21,657 2,393
1-800-Flowers.com Inc 0.00%$ 21,568 2,235
Universal Logistics Holdings Inc 0.00%$ 21,549 1,481
Isramco Inc 0.00%$ 21,418 186
VASCO Data Security International Inc 0.00%$ 21,290 1,577
BG Staffing Inc 0.00%$ 21,092 1,266
Energy XXI Gulf Coast Inc 0.00%$ 21,076 1,065
At Home Group Inc 0.00%$ 21,053 925
StarTek Inc 0.00%$ 21,045 1,711
Reading International Inc 0.00%$ 20,716 1,298
Novavax Inc 0.00%$ 20,630 19,837
Clearside Biomedical Inc 0.00%$ 20,593 2,389
Silvercrest Asset Management Group Inc 0.00%$ 20,442 1,616
Orthofix International NV 0.00%$ 20,432 471
Tobira Therapeutics Inc - Rights 0.00%$ 20,267 1,559
Concert Pharmaceuticals Inc 0.00%$ 20,260 1,404
Marlin Business Services Corp 0.00%$ 20,254 779
Chesapeake Utilities Corp 0.00%$ 20,240 262
MedEquities Realty Trust Inc 0.00%$ 20,111 1,669
Green Bancorp Inc 0.00%$ 20,048 893
Majesco 0.00%$ 20,035 4,114
Maui Land & Pineapple Co Inc 0.00%$ 19,987 1,152
Napco Security Technologies Inc 0.00%$ 19,938 2,179
West Bancorporation Inc 0.00%$ 19,918 866
Landec Corp 0.00%$ 19,717 1,603
CU Bancorp 0.00%$ 19,151 519
Potbelly Corp 0.00%$ 19,010 1,653
MoneyGram International Inc 0.00%$ 18,605 1,140
Genesis Healthcare Inc 0.00%$ 18,600 12,917
VBI Vaccines Inc 0.00%$ 18,341 3,970
Viveve Medical Inc 0.00%$ 18,125 2,742
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Syndax Pharmaceuticals Inc 0.00%$ 17,995 1,486
Hawkins Inc 0.00%$ 17,890 398
First Connecticut Bancorp Inc/Farmington CT 0.00%$ 17,715 692
Merrimack Pharmaceuticals Inc 0.00%$ 17,681 13,294
Asterias Biotherapeutics Inc 0.00%$ 17,516 4,934
Hovnanian Enterprises Inc 0.00%$ 17,431 7,923
Northfield Bancorp Inc 0.00%$ 17,126 1,020
Kaman Corp 0.00%$ 17,125 335
Sykes Enterprises Inc 0.00%$ 17,034 501
Quanex Building Products Corp 0.00%$ 16,985 790
Bel Fuse Inc 0.00%$ 16,943 671
BSB Bancorp Inc/MA 0.00%$ 16,755 567
PICO Holdings Inc 0.00%$ 16,494 1,015
Central Garden & Pet Co 0.00%$ 16,384 512
EnviroStar Inc 0.00%$ 16,275 642
Meta Financial Group Inc 0.00%$ 16,185 227
Greene County Bancorp Inc 0.00%$ 16,170 660
TRI Pointe Group Inc 0.00%$ 16,000 1,203
Miller Industries Inc/TN 0.00%$ 15,973 612
Rosetta Stone Inc 0.00%$ 15,820 1,527
People's Utah Bancorp 0.00%$ 15,763 567
Turning Point Brands Inc 0.00%$ 15,744 1,021
Century Communities Inc 0.00%$ 15,695 606
CPI Card Group Inc 0.00%$ 15,426 5,229
Revlon Inc 0.00%$ 15,308 783
Charter Financial Corp/MD 0.00%$ 15,157 843
City Office REIT Inc 0.00%$ 14,909 1,173
Mistras Group Inc 0.00%$ 14,891 739
CoBiz Financial Inc 0.00%$ 14,890 846
Liberty Tax Inc 0.00%$ 14,847 1,053
Tocagen Inc 0.00%$ 14,802 1,368
National Storage Affiliates Trust 0.00%$ 14,488 631
Cambium Learning Group Inc 0.00%$ 14,450 2,937
Sterling Construction Co Inc 0.00%$ 14,441 1,130
Hemisphere Media Group Inc 0.00%$ 14,388 1,151
XBiotech Inc 0.00%$ 14,123 3,077
Handy & Harman Ltd 0.00%$ 14,101 426
Community Healthcare Trust Inc 0.00%$ 14,030 553
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Golden Entertainment Inc 0.00%$ 13,747 668
Ominto Inc 0.00%$ 13,713 2,440
Heritage Commerce Corp 0.00%$ 13,529 974
Waterstone Financial Inc 0.00%$ 13,459 714
Resolute Energy Corp 0.00%$ 13,414 395
NewStar Financial Inc 0.00%$ 13,380 1,223
Sparton Corp 0.00%$ 13,213 573
Bankwell Financial Group Inc 0.00%$ 12,894 393
Navistar International Corp 0.00%$ 12,831 417
Advanced Emissions Solutions Inc 0.00%$ 12,492 1,162
Party City Holdco Inc 0.00%$ 12,457 893
RGC Resources Inc 0.00%$ 12,405 462
Century Aluminum Co 0.00%$ 12,166 725
Capstar Financial Holdings Inc 0.00%$ 11,880 675
Madrigal Pharmaceuticals Inc 0.00%$ 11,455 739
UCP Inc 0.00%$ 11,373 1,020
Karyopharm Therapeutics Inc 0.00%$ 11,318 1,341
Dynavax Technologies Corp 0.00%$ 11,238 709
Guaranty Bancshares Inc/TX 0.00%$ 11,191 368
Midland States Bancorp Inc 0.00%$ 11,084 349
CyberOptics Corp 0.00%$ 11,072 671
Select Energy Services Inc 0.00%$ 11,042 711
Akoustis Technologies Inc 0.00%$ 11,021 1,588
Investar Holding Corp 0.00%$ 10,940 483
Matinas BioPharma Holdings Inc 0.00%$ 10,821 9,662
BMC Stock Holdings Inc 0.00%$ 10,626 483
Old Line Bancshares Inc 0.00%$ 10,372 383
Heritage Insurance Holdings Inc 0.00%$ 10,365 822
Lifeway Foods Inc 0.00%$ 10,078 1,099
Alpha & Omega Semiconductor Ltd 0.00%$ 10,071 569
Flotek Industries Inc 0.00%$ 10,011 1,189
Paragon Commercial Corp 0.00%$ 10,002 189
Access National Corp 0.00%$ 9,891 372
GAMCO Investors Inc 0.00%$ 9,397 306
Bear State Financial Inc 0.00%$ 9,234 995
PCM Inc 0.00%$ 8,947 723
Protagonist Therapeutics Inc 0.00%$ 8,874 728
Glu Mobile Inc 0.00%$ 8,821 3,231
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
SCHEDULE OF INVESTMENTS
ISSUER SHARESMARKET
VALUE
% TOTAL NET
ASSETS
Willis Lease Finance Corp 0.00%$ 8,646 342
Regional Management Corp 0.00%$ 8,564 357
Southern Missouri Bancorp Inc 0.00%$ 8,524 263
CVR Energy Inc 0.00%$ 8,264 437
Quantum Corp 0.00%$ 8,205 1,013
Inspired Entertainment Inc 0.00%$ 8,084 725
Westmoreland Coal Co 0.00%$ 7,986 1,853
Bonanza Creek Energy Inc 0.00%$ 7,986 275
Western New England Bancorp Inc 0.00%$ 7,731 777
Ovid therapeutics Inc 0.00%$ 7,568 924
Nymox Pharmaceutical Corp 0.00%$ 7,554 2,009
Fifth Street Asset Management Inc 0.00%$ 7,536 1,838
Shiloh Industries Inc 0.00%$ 7,516 1,013
W&T Offshore Inc 0.00%$ 7,491 3,822
Medley Management Inc 0.00%$ 7,430 1,161
Value Line Inc 0.00%$ 7,394 418
NexPoint Residential Trust Inc 0.00%$ 6,950 277
SilverBow Resources Inc 0.00%$ 6,483 259
Howard Bancorp Inc 0.00%$ 6,426 327
vTv Therapeutics Inc 0.00%$ 5,860 1,344
First Financial Northwest Inc 0.00%$ 5,547 338
Cowen Inc 0.00%$ 5,440 340
Sunshine Bancorp Inc 0.00%$ 5,027 220
Fate Therapeutics Inc 0.00%$ 4,979 1,723
Emerald Expositions Events Inc 0.00%$ 4,784 209
United States Lime & Minerals Inc 0.00%$ 4,711 58
Immune Design Corp 0.00%$ 4,490 365
Veritone Inc 0.00%$ 4,227 462
Stemline Therapeutics Inc 0.00%$ 4,030 438
Iovance Biotherapeutics Inc 0.00%$ 3,908 668
Radisys Corp 0.00%$ 3,858 1,581
RCI Hospitality Holdings Inc 0.00%$ 3,494 154
Valhi Inc 0.00%$ 3,338 1,040
Collegium Pharmaceutical Inc 0.00%$ 3,292 275
Kindred Biosciences Inc 0.00%$ 2,927 401
Oncocyte Corp 0.00%$ 2,603 659
Trevena Inc 0.00%$ 1,490 571
Asterias Biotherapeutics Inc - Warrants 0.00%$ 135 354
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
Dyax Corp - Rights 0.00%$ - 211,240
$ 1,537,623,715Total Net Assets
$ 1,527,310,636
10,313,079
Total Market Value
Cash
99.33%
0.67%
100.00%
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.
SmallCap Growth I Separate Account
As of July 31, 2017
The schedule of investments listed below is for the Institutional class shares of the
Principal Funds, Inc. SmallCap Growth Fund I, in which this Separate Account solely
invests.
Small-cap and mid-cap investment options are subject to more fluctuation in value and may have additional risks than other investment options with stocks
of larger, more stable companies.
Portfolio holdings may not reflect the current portfolio composition. The holdings listed do not constitute a recommendation to purchase or sell a particular
security.
This Separate Account invests solely in the Institutional class shares of the Principal Funds . All voting rights associated with ownership of shares in the mutual
fund are the rights of the Separate Account , not of contract holders investing in the Separate Account . For further information on the underlying mutual fund,
see the prospectus of the fund.
Separate Accounts are available through a group annuity contract with Principal Life Insurance Company. Insurance products and plan administrative, if
applicable, services are provided by Principal Life Insurance Company, a member of Principal Financial Group, Des Moines, IA 50392. See the fact sheet for
the full name of the Separate Account. Certain investment options may not be available in all states or U.S. commonwealths. Principal Life Insurance
Company reserves the right to defer payments or transfers from Principal Life Separate Accounts as described in the group annuity contracts providing access
to the Separate Accounts or as required by applicable law. Such deferment will be based on factors that may include situations such as: unstable or disorderly
financial markets; investment conditions which do not allow for orderly investment transactions; or investment, liquidity, and other risks inherent in real estate
(such as those associated with general and local economic conditions). If you elect to allocate funds to a Separate Account, you may not be able to
immediately withdraw them.
Before directing retirement funds to a separate account, investors should carefully consider the investment objectives, risks, charges and expenses of the
separate account as well as their individual risk tolerance, time horizon and goals. For additional information contact us at 1-800-547-7754 or by visiting
principal.com.
An investment option's unit value and investment return will vary with market conditions, and the principal value of an investment when you sell your shares
may be more or less than the original cost.
Information is current as of the creation of this piece. Keep in mind that portfolio holdings are subject to risk.
7-17PQ 4057 Not FDIC or NCUA Insured
May Lose Value, Not a Deposit, No Bank or Credit Union Guarantee
Not Insured by any Federal Government Agency
Informational data only. Do not use for audit purposes.