session 7 - employee relations & discipline interviews

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    SESSION7:EMPLOYEE RELATIONS,

    GRIEVANCE AND DISCIPLINE

    Lecturer: Shelly-Ann Daniel. MSc., GRP, WLCPPROFESSIONAL CERTIFICATE IN HUMAN RESOURCE MANAGEMENT

    THE SCHOOL OF BUSINESS & COMPUTER SCIENCE

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    EMPLOYEE RELATIONS

    All jobs have the potential to be alienating, making the jobholder indifferent or hostile both to the job and to themanagement, who are seen as responsible for obliging theemployee to continue doing the job.

    Employee relations is largely concerned with preventing oralleviating that type of alienation. Because the issues are oftencollective, concerning a number of people in a similar situation,

    many procedures incorporate the recognition of trade unionsand ways of making that recognition productive for bothparties.

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    MANAGEMENT STYLE

    Table 20.2 Categories of management styles in employee relationsSource : J. Purcell and K. Sisson (1983) Strategies and practice in the management of industrial relations, in G.S. Bain (ed.), Industrial

    Relations in Britain . Oxford: Blackwell, pp. 112 18

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    MEANING OF GRIEVANCE AND DISCIPLINE

    Describe breakdown of mutual confidence between theemployer and employee

    Mutual expectations form the basis of the workingrelationship

    When the working relationship goes wrong:

    Employee dissatisfaction = grievanceEmployer dissatisfaction = disciplinary

    Intended to avoid sanction of dismissal, but to provide

    the grounds for that if necessary

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    HR ROLE

    Facilitate and administer grievance and disciplinary issues

    Devise and negotiate the procedural framework or

    organisational justice

    Involved in interviews and problem-solving discussionsMaintain viability of the whole process

    Monitor and make sure grievances are not overlooked

    Oversee disciplinary machinery

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    FORMS OF DISCIPLINE

    Figure 25.1 Three forms of discipline

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    WHAT DO WE MEAN BY GRIEVANCE

    Dissatisfaction anything that disturbs an employee,whether or not the unrest is expressed in words

    Complaint a spoken or written dissatisfaction broughtto the attention of the supervisor

    Grievance a complaint that has been formallypresented to a management representative

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    TYPES OF COMPLAINTS

    Factual and can be easily tested

    Based on partly subjective reactions

    Involving the hopes and fears of employees

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    THE FRAMEWORK OF ORGANISATIONAL JUSTICE

    Figure 25.2 The framework of organisational justice

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    ORGANISATIONAL CULTURE

    Affects behaviour of people

    Develops norms that are hard to alter

    Provides a pattern of conformity

    Affects the freedom and candour with which people

    discuss dissatisfaction

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    RULES

    Every workplace has rulesRules need to be clear and readily understoodNumber of rules should be sufficient to cover all

    obvious and usual disciplinary mattersHelpful if rules are jointly determinedEasy access to rules

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    TYPES OF RULES

    1. Negligence

    2. Unreliability

    3. Insubordination

    4. Interfering with rightsof others

    5. Theft

    6. Safety offences

    1. Provision of information

    2. Induction

    3. Placement or relocation

    4. Training5. Review

    6. Penalties

    ENSURING RULES AREKEPT

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    TYPES OF PENALTIES

    Rebuke

    Caution

    Warnings

    Disciplinary transfer

    Demotion

    Suspension

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    FEATURES OF A GRIEVANCE PROCEDURE

    1. Fairness

    2. Representation

    3. Procedural steps

    4. Promptness

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    OUTLINE GRIEVANCE PROCEDURE

    Figure 25.3 Outline grievance procedure

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    DISCIPLINARY PROCEDURE

    Procedures similar to grievance

    Depends on fairness, promptness and representation

    Additional features authorisation of penalties,investigation, information and explanation

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    OUTLINE DISCIPLINARY PROCEDURE

    Figure 25.4 Outline disciplinary procedure

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    OUTLINE DISCIPLINARY PROCEDURE

    Figure 25.4 Outline disciplinary procedure (Continued)

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    GRIEVANCE AND DISCIPLINARY INTERVIEWS

    Least popular of all management activities

    Required when things go wrong in the working relationship

    Involves at some point a meeting between

    a dissatisfied manager and an employee who is seen as thecause of the dissatisfaction (or)

    a dissatisfied employee and a manager representing theemploying organisation

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    PRESENT-DAY VIEWS ON DISCIPLINE

    Connected with the idea of punishment

    Can make a problem-solving approach difficult

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    THE LATIN DERIVATION

    Discere to learn

    Discipulus a learner

    In a disciplinary interview, the manager is attempting tomodify the working behaviour of a subordinate, notnecessarily via punishment

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    IDEA OF GRIEVANCE

    Can have problems of definition and ethos

    A convenient technical classification is dissatisfaction

    complaint grievance

    Dictionary definition a real or imaginary wrong causingresentment

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    AIM OF THE INTERVIEW

    Achieve an adjustment in attitude

    Changed attitude being confirmed by subsequent

    experience

    Conflict in interest between the parties is resolved

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    METHODS

    Analytical

    Constructive

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    PROCESS (1 OF 4)

    Figure 5.1 (Focus on Skills) The grievance and disciplinary interviews

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    PROCESS (2 OF 4)

    Figure 5.1 (Focus on Skills) The grievance and disciplinary interviews (Continued)

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    PROCESS (3 OF 4)

    Figure 5.1 (Focus on Skills) The grievance and disciplinary interviews (Continued)

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    PROCESS (4 OF 4)

    Figure 5.1 (Focus on Skills) The grievance and disciplinary interviews (Continued)

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    PROCEDURAL POSITION

    Important to understand the procedural position Ensure the impending interview is appropriate Critical in disciplinary matters as penalties may already

    have been set up by warnings, etc. Who needs to attend? What facts need to be determined? What advice may be required? Where will interview take place?

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    INFORMATION THAT SHOULD BE SOUGHT

    Subject of grievance/disciplinary Aspects of working performance disciplinary Factual collaboration

    General information working arrangements,relationships, etc.

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    SUITABLE PLACE FOR THE INTERVIEW

    Formality of location can have an impact on assessment ofsituation

    Informal versus formal

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    GRIEVANCE INTERVIEW STEPS

    Understand the nature of the grievanceExplain the management positionFocus on the problem

    Discuss possibilitiesDecide action

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    THE GRIEVANCE INTERVIEW IN SEQUENTIALTERMS

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    DISCIPLINARY INTERVIEW STEPS

    Explain the management position

    Understand employees position focus on the problem

    If this does not produce satisfactory result progress tomore steps persuasion, showing disapproval or invokingpenalties

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    DISCIPLINARY INTERVIEW MOVES TODISENGAGEMENT

    1. View accepted and parties seek a solution

    2. Persuasion

    3. Disapproval

    4. Penalties

    Ultimate penalty: disengagement

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    SUMMARY

    Grievance and discipline interviews are central to theprocess of sorting out problems

    One means whereby people at work achieve self-discipline and autonomy

    Different steps involved depending on whether it is agrievance or a disciplinary interview