Securities and Exchange Commission (SEC) - form4
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Transcript of Securities and Exchange Commission (SEC) - form4
8/14/2019 Securities and Exchange Commission (SEC) - form4
http://slidepdf.com/reader/full/securities-and-exchange-commission-sec-form4 1/2
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
(Last) (First) (Middle)
(Street)
(City) (State) (Zip)
OMB Number: 3235-0287
Expires: January 31, 2008
Estimated average burden
hours per response. . . . . . 0.5
OMB APPROVAL
Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
(Over)
SEC 1474 (01-05)
FORM 4Check this box if no longer
subject to Section 16. Form 4 or
Form 5 obligations may continue. See Instruction 1(b).
(Print or Type Responses)
4. If Amendment,
Date Original
Filed(Month/Day/Year)
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give Other (specify
title below) below)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ Form filed by One Reporting Person
__ Form filed by More than One Reporting Person
1. Title of Security
(Instr. 3)
2. Trans-
action
Date
(Month/
Day/
Year)
3. Trans-
action
Code
(Instr. 8)
Code V
4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)
(A) or Amount (D) Price
6 . Owner-
ship
Form:
Direct
(D) or
Indirect
(I)(Instr. 4)
7. Nature of
Indirect
Beneficial
Owner-
ship
(Instr. 4)
5. Amount of
Securities
Beneficially
Owned
Following
Reported
Transaction (s)(Instr. 3 and 4)
P o t e n t i a l p e r s o n s w h o a r e t o r e s p o n d t o t h e c o l l e c t i o n o f information contained in this form are not required to respondunless the form displays a currently valid OMB control number.
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
2. Issuer Name and Ticker or Trading Symbol
3. Date of Earliest
Transcaction Required
to be Reported
(Month/Day/Year)
2A. Deemed
Execution
Date, if
an y
(Month/
Day/Year)
8/14/2019 Securities and Exchange Commission (SEC) - form4
http://slidepdf.com/reader/full/securities-and-exchange-commission-sec-form4 2/2
FORM 4 (continued) Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative
Security
(Instr. 3)
Page 2
2. Conver-
sion or
Exercise
Price of
Deri-
vativeSecurity
3. Trans-
action
Date
(Month/
Day/Year)
4. Trans-
action
Code
(Instr. 8)
Code V
6. Date Exer-cisable andExpirationDate(Month/Day/Year)
Date Expira-Exer- tioncisable Date
5. Number of Deriv-
ative Securities Ac-
quired (A) or Dis-
posed of (D)
(Instr. 3, 4, and 5)
(A) (D)
11. Natureof IndirectBenefi-cialOwner-
ship(Instr. 4)
10.Owner-shipForm of Deriv-ativeSecurity:
Direct(D) or Indirect(I)(Instr. 4)
9. Number of deriv-ativeSecur-itiesBene-
ficiallyOwnedfollow-ingRe-
portedTransac-tion(s)(Instr.4)
8. Priceof Deriv-ativeSecur-ity
(Instr.5)
7. Title and Amount of Underlying Securities(Instr. 3 and 4)
Amount or
Title Number of
Shares
Explanation of Responses:
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. **Signature of Reporting Person Date
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB Number.
3A.Deemed
Execution
Date, if
an y
(Month/
Day/Year)