SEC NEWS DIGEST · SEC NEWS DIGEST Issue 97-45 March 7, 1997 ENFORCEMENT PROCEEDINGS ... Rule 22c-1...

13
SEC NEWS DIGEST Issue 97-45 March 7, 1997 ENFORCEMENT PROCEEDINGS JUDGMENT OF PERMANENT INJUNCTION AND OTHER RELIEF ENTERED AGAINST PERSONAL WEALTH SYSTEMS, INC. AND ITS PRESIDENT, GARY HAISER The Commission announced that on February 25 a final judgment of permanent injunction and other relief was entered against Personal Wealth Systems, Inc. (PWS) and Gary M. Haiser (Haiser) by the United States District Court for the Middle District of Florida. The final judgment enjoins PWS and Haiser from future violations of the registration and antifraud provisions of the federal securities laws. The final judgment also requires that PWS and Haiser disgorge $7.7 million plus pre-judgment interest; pay civil money penalties in the amounts of $500,000 and $100,000, respectively; and provide an accounting. PWS and Haiser consented to entry of the final judgment without admitting or denying the allegations in the Commission's complaint. In its complaint, the Commission alleged that from approximately 1986 through 1994, PWS and its president, Haiser, of Jacksonville, Florida, raised approximately $7.7 million through the sale of memberships in a multilevel marketing pyramid scheme; memberships in the pyramid constituted investment contracts, and thus securities, which were offered and sold to the public in an unregistered distribution for which no exemption from registration was available; and in connection with the offer and sale of the memberships, PWS and Haiser made fraudulent misrepresentations and omissions of material facts concerning the prior financial Performance of PWS and the risks and potential returns associated with an investment in the pyramid. Based on the above allegations, the Commission further alleged that PWS and Haiser violated Sections 5 (a), 5 (c) and 17 (a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5, thereunder. For Further information, see LR-14688, LR-13659, LR-13604, and LR-13558. [SEC v. Personal Wealth Systems, Inc. and Gary M. Haiser, No. 95-473-Civ-J-20, M.D. Fla.] (LR-15275 )

Transcript of SEC NEWS DIGEST · SEC NEWS DIGEST Issue 97-45 March 7, 1997 ENFORCEMENT PROCEEDINGS ... Rule 22c-1...

SEC NEWS DIGESTIssue 97-45 March 7, 1997

ENFORCEMENT PROCEEDINGS

JUDGMENT OF PERMANENT INJUNCTION AND OTHER RELIEF ENTERED AGAINST PERSONAL WEALTH SYSTEMS, INC. AND ITS PRESIDENT, GARY HAISER

The Commission announced that on February 25 a final judgment of permanent injunction and other relief was entered against Personal Wealth Systems, Inc. (PWS) and Gary M. Haiser (Haiser) by the United States District Court for the Middle District of Florida. The final judgment enjoins PWS and Haiser from future violations of the registration and antifraud provisions of the federal securities laws. The final judgment also requires that PWS and Haiser disgorge$7.7 million plus pre-judgment interest; pay civil money penaltiesin the amounts of $500,000 and $100,000, respectively; and providean accounting. PWS and Haiser consented to entry of the final judgment without admitting or denying the allegations in the Commission's complaint.

In its complaint, the Commission alleged that from approximately1986 through 1994, PWS and its president, Haiser, of Jacksonville,Florida, raised approximately $7.7 million through the sale of memberships in a multilevel marketing pyramid scheme; memberships in the pyramid constituted investment contracts, and thus securities,which were offered and sold to the public in an unregistereddistribution for which no exemption from registration was available;and in connection with the offer and sale of the memberships, PWS and Haiser made fraudulent misrepresentations and omissions of material facts concerning the prior financial Performance of PWS and the risks and potential returns associated with an investment in the pyramid.

Based on the above allegations, the Commission further alleged that PWS and Haiser violated Sections 5 (a), 5 (c) and 17 (a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5, thereunder. For Further information, see LR-14688, LR-13659, LR-13604, and LR-13558. [SEC v. Personal Wealth Systems, Inc. and Gary M. Haiser, No. 95-473-Civ-J-20, M.D. Fla.](LR-15275 )

INVESTMENT COMPANY ACT RELEASES

JOHN NUVEEN & CO. INCORPORATED AND NUVEEN TAX-FREE UNIT TRUSTS

An order has been issued on an application filed by John Nuveen & Co. Incorporated and Nuveen Tax-Free Unit Trusts (Trust) under Section 6(c) of the Investment Company Act. The order grants an exemption from Sections 2 (a)(32), 2 (a)(35), 22 (d), 26 (a)(2), and Rule 22c-1 to permit the Trust to impose sales charges on a deferred basis, and waive them in certain cases; and grants certain Trust series an exemption from the initial net worth requirements of Section 14 (a), from the limitations on distributions of capitalgains contained in Section 19 (b) and Rule 19b-1, and from the limitations of Section 12(d) (3) and Rule 12d3-1 to permit certain Trust series to invest a greater percentage of their assets in the securities of issuers that derived more than 15% of their grossrevenues in their most recent fiscal year from securities related activities. The application also seeks an order under Section 11(a)for an exemption from Section 11 (c) to permit certain exchangeoffers involving the Trust. Finally, the application seeks an order under Sections 6(c) and l7(b) her an exemption from Section 17(a) to permit certain terminating Trust series to sell portfolio securities to a new series of the Trust. (ReI. IC-22545 - March 5)

THE EMERGING GERMANY FUND INC.

An order has been issued on an application filed by The EmergingGermany Fund Inc. under Section 10(f) of the Investment Company Act. The order permits The Emerging Germany Fund Inc. to purchasesecurities that are not registered under the Securities Act of 1933 from an underwriting syndicate when the fund's investment adviser is an affiliated person of a principal underwriter in the syndicate.(ReI. IC-22546; IS-1062 - March 5)

INSURANCE INVESTMENTS PRODUCTS TRUST

An order has been issued under Section a (f) of the Investment Company Act declaring that Insurance Investments Products Trust has ceased to be an investment company. (ReI. IC-22547 - March 6)

PAINEWEBBER/KIDDER, PEABODY TAX EXEMPT MONEY FUND, INC.

A notice has been issued giving inferested persons until March 31 to request a hearing on an application filed by Painewebber/Kidder, Peabody Tax Exempt Money Fund, Inc. for an order under Section a(f)of the Investment Company Act declaring that applicant has ceased to be an investment company. (ReI. IC-2254a - March 6)

2 NEWS DIGEST, March 7, 1997

HOLDING COMPANY ACT RELEASES

AMERICAN ELECTRIC POWER COMPANY, INC., ET AL.

A supplemental order has been issued authorizing Appalachian Power Company (APCo), a utility subsidiary of American Electric Power Company, Inc. (AEP), a registered holding company, to purchaseshares of APCo preferred stock from AEP. (Rel. 35-26680)

SELF-REGULATORY ORGANIZATIONS

DELISTING GRANTED

An order has been issued granting the application of the Boston Stock Exchange to strike from listing and registration 3CI CompleteCompliance Corporation, Common Stock, $.10 Par Value. (Rel. 34-38370)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appearsas follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable) File number and date filed; AssignedBranch; and a designation if the statement is a New Issue.

F-3 PHILIPPINE LONG DISTANCE TELEPHONE CO, RAMON CONJUANGCO BLDG,MAKATI AVE, MAKATI METRO MANILA PHILIPPINE, R6 (000) 000-0000 -200,000,000 ($200,000,000) FOREIGN GOVERNMENT AND AGENCY DEBT (FILE333-6476 - FEB 19) (BR 3)

F-6 RAMCO ENERGY PLC /ADR/, 60 WALL ST,C/O MORGAN GUARANTY TRUST CO CO OF NY, NEW YORK, NY 10260 - 10,000,000($500,000) DEPOSITARY RECEIPTS FOR COMMON STOCK (FILE 333-6478 - FEB 18)(BR 99 - NEW ISSUE)

F-6 RANDGOLD & EXPLORATION CO LTD /ADR/, 48 WALL ST, C/O BANK OF NEW YORK,NEW YORK, NY 10286 (212) 495-1727 - 20,000,000 ($1,000,000)DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-6482 - FEB. 18) (BR. 99

- NEW ISSUE)

F-3 AUSTRALIS HOLDINGS PTY LTD, 100 BULWARA RD, PYRMONT NEW SOUTH WALES, C32009 (612) 325-7333 - 35,668,000 STRAIGHT BONDS (FILE 333-6488 -FEB 20) (BR 3)

S-8 BANK OF MONTREAL I CAN/ , 1 FIRST CANADIAN PLACE, TORONTO ONTARIO CANADA,A6 M5X 1 (416) 867-7720 - 800,000 ($29,500,000) COMMON STOCK (FILE333-6490 - FEB 19) (BR 7)

NEWS DIGEST, March 7, 1997 3

F-6 SEGUROS ILLIMANI SA /ADR/, 4 ALBANY ST, C/O BANKERS TRUST CO, NEW YORK, NY 10006 (212) 250-6291 - 10,000,000 (S500,OOO)DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-6494 - FEB. 21) (BR. 99 - NEW ISSUE)

F-8 NORTHSTAR ENERGY CORP, 2300 WESTERN CANADIAN PLACE, 700 9TH AVE SW, CALGARY ALBERTA, AO (403) 298-0500 - 6,000,000 (S45,240,OOO) COMMON STOCK. (FILE 333-6496 - FEB 21) (BR 4 - NEW ISSUE)

F-6 OSTERREICHISCHE ELEKTRIZITATSWIRTSCHAFTS, 48 WALL ST, C/O BANK OF NEW YORK, NEW YORK, NY 10286 (212) 815-1727 - 10,000,000 (S500,OOO) DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-6498 - FEB. 21)(BR 99 - NEW ISSUE)

S-8 NOVATEL INC, 6732 8TH ST NE, CALGARY ALBERTA CANADA, AD (403) 295-4500- 740,000 (S5,550,OOO) COMMON STOCK. (FILE 333-6500 - FEB. 24) (BR. 5)

S-8 NOVATEL INC, 6732 8TH ST NE, CALGARY ALBERTA CANADA, AO (403) 295-4500- 111,000 (S832,500) COMMON STOCK. (FILE 333-6502 - FEB. 24) (BR 5)

F-6 ALCATEL ALSTHOM \ADR\, 111 WALL ST, C/O CITIBANK NA, NEW YORK, NY 10043 - 100,000,000 (S5,OOO,OOO) DEPOSITARY RECEIPTS FOR COMMON STOCK (FILE333-6506 - FEB. 21) (BR. 99)

F-3 PETROLEUM GEO SERVICES ASA, STRANDVIEN 5E, PO BOX 89 N 1234 LYSAKER,NORWAY, Q8 - $300,000,000 STRAIGHT BONDS. (FILE 333-6510 - FEB. 24)(BR 4)

F-I0 IMAX CORP, 45 CHARLES STREET, TORONTO ONTARIO, A6 M4YIS (416) 960-8509 - 1,350,000 ($47,925,000) COMMON STOCK (FILE 333-6512 - FEB 24) (BR 5)

F-1 IONICA PLC, CROWLEY RD, CAMBRIDGE, ENGLAND CB4 4AS, (011) 441-2232 -S200,000,000 STRAIGHT BONDS (FILE 333-6514 - FEB 24) (BR 3)

S-8 US BRIDGE OF NEW YORK INC, 53-09 97TH PLACE, CORONA, NY 11368 - 125,000(S137,500) COMMON STOCK (FILE 333-6518 - FEB. 24) (BR. 9)

S-8 U S BRIDGE CORP, 53-09 97TH PLACE, CORONA, NY 11368 (718) 699-0100 -686,617 (Sl,199,028.70) COMMON STOCK. (FILE 333-6520 - FEB. 24) (BR. 9)

F-8 PRECISION DRILLING CORP, 112 4TH AVE SW, #700, CALGARY ALBERTA CANADA, AO (403) 264-4882 - 62,102 (S452,538) COMMON STOCK. (FILE 333-6522 -FEB. 25) (BR 4)

F-6 DIXONS GROUP PLC /ADR/, 111 WALL ST, C/O CITlBANK N A, NEW YORK, NY 10043 (212) 559-1000 - 20,000,000 ($1,000,000)DEPOSITARY RECEIPTS FOR COMMON STOCK (FILE 333-6524 - FEB 25) (BR 99)

F-3 FLETCHER CHALLENGE LTD, 810 GREAT SOUTH RD, FLETCHER CHALLANGE HOUSE, PENROSE, AUCKLAND, NEW ZEALAND, Q2 - 450,000,000 (S450,OOO,OOO)STRAIGHT BONDS (FILE 333-6526 - FEB. 25) (BR. 4)

F-3 AMWAY ASIA PACIFIC LTD, 28F CITICORP CENTRE, 18 WHITFIELD RD, CAUSEWAY BAY HONG KO, K3 (852) 570-0878 - 6,900,000 (S291,525,OOO)COMMON STOCK (FILE 333-6528 - FEB 25) (BR 1)

F-8 NEWPORT PETROLEUM CORP, STE 3300, BOW VALLEY SQUARE II, 205 5TH AVE S W, CALGARY ALBERTA, AO (403) 531-1530 - 3,240,000 (S18,076,899.60)COMMON STOCK (FILE 333-6530 - FEB 25) (SR. 4)

F-6 ANDINA BOTTLING CO INC /ADR/, CITIBANK N A, 111 WALL ST, NEW YORK, NY 10043 (212) 657-7531 - 100,000,000 (S5,OOO,OOO)DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-6532 - FEB. 26)

F-l TRANZ RAIL HOLDINGS LTD, WELLINGTON STATION, BUNNY STREET WELLINGTON, NEW ZEALAND, - 11,317,047 (S67,902,282) FOREIGN COMMON STOCK (FILE333-6534 - FEB 26) (BR 5)

5-1 GLOBECOMM SYSTEMS INC, 375 OSER AVENUE, HAUPPAUGE, NY 11788 (516) 231-9800 - $44,275,000 COMMON STOCK (FILE 333-22425 - FEB. 27)(BR 3 - NEW ISSUE)

NEWS DIGEST, March 7, 1997 4

S-3 LABORATORY CORP OF AMERICA HOLDINGS, 358 S MAIN ST, BURLINGTON, NC 27215 (800) 222-7566 (FILE 333-22427 - FEB. 27) (BR. 1)

S-l SPECTRX INC, 6025 A UNITY DRIVE, NORCROSS, GA 30071 (770) 242-8723 -2,300,000 ($27,600,000) COMMON STOCK. (FILE 333-22429 - FEB. 27) (BR. 1)

S-8 FACTORY CARD OUTLET CORP, 745 BIRGINAL DRIVE, BENSENVILLE, IL 60106 (630) 238-0010 - 1,256,242 ($11,306,178) COMMON STOCK. (FILE 333-22435 -FEB 27) (BR 2)

S-8 FIND SVP INC, 625 AVE OF THE AMERICAS, NEW YORK, NY 10011 (212) 645-4500 - 111,950 ($457,112) COMMON STOCK (FILE 333-22439 - FEB 27) (BR 4)

I S-8 POLLO TROPICAL INC, 7300 NORTH KENDALL DR, 8TH FL, MIAMI, FL 33156

(305) 670-7696 - 300,000 ($1,165,500) COMMON STOCK (FILE 333-22441 -FEB 27) (BR. 2)

• S-8 FIND SVP INC, 625 AVE OF THE AMERICAS, NEW YORK, NY 10011 (212) 645-4500 - 650,000 ($1,116,189) COMMON STOCK (FILE 333-22445 - FEB. 27) (BR 4)

S-1 CUNO INC, 400 RESEARCH PARKWAY, HERIDEA, CT 06450 (203) -23-7-55 -2,300,000 ($35,362,500) COMMON STOCK (FILE 333-22447 - FEB 27) (BR. 6)

S-8 DELIAS INC, 435 HUDSON ST, NEW YORK, NY 10014 (212) 807-9060 -1,954,474 ($30,548,429) COMMON STOCK. (FILE 333-22449 - FEB. 27)

S-8 CHASE MANHATTAN CORP /DE/, 270 PARK AVE, NEW YORK, NY 10017 (212) 270-6000 - 9,500,000 ($820,562,500) COMMON STOCK. (FILE 333-22451 -FEB 27) (BR. 7)

S-l BARNETT INC, 3333 LENOX AVE, JACKSON, FL 32205 (904) 384-6530 -2,150,000 ($54,018,750) COMMON STOCK (FILE 333-22453 - FEB 27) (BR. 6)

S-3 DEVRY INC, ONE TOWER LN, SUITE 1000, OAKBROOK TERRACE, IL 60181 (708) 571-7700 - 2,300,000 ($56,925,000) COMMON STOCK (FILE 333-22457 -FEB 27) (BR. 7)

S-8 FAHNESTOCK VINER HOLDINGS INC, 20 EGLINTON AVENUE WEST, PO BOX 2015 SUITE lIla, TOTRONTO M4R 1K8, A6 (416) 364-3397 - 183,000 ($3,042,375) COMMON STOCK (FILE 333-22459 - FEB 27) (BR 8)

S-8 GU~EE LIFE COMPANIES INC, 8801 INDIAN HILLS DR, GUARNATEE CENTRE, OMAHA, NE 68114 (402) 361-7300 - 32,000 ($674,000) COMMON STOCK (FILE333-22461 - FEB 27) (BR 1)

S-8 TRIGON HEALTHCARE INC, 2015 STAPLES MILL RD, RICHMOND, VA 23230 (804) 354-7000 - 1,000,000 ($16,750,000) COMMON STOCK (FILE 333-22463 -FEB 27) (BR. 1)

S-8 MASTEC INC, 3155 NORTWEST 77TH AVE, MIAMI, FL 33122 (305) 599-1800 -1,900,000 ($106,281,250) COMMON STOCK. (FILE 333-22465 - FEB. 27) (BR. 6)

S-8 SEQUANA THERAPEUTICS INC, 11099 NORTH TORREY PINES RD, STE 160, LA JOLLA, CA 92037 (619) 452-6550 - 617,614 ($9,147,679) COMMON STOCK. (FILE 333-22471 - FEB 27) (BR 1)

S-8 TRANSACTION SYSTEMS ARCHITECTS INC, 330 SOUTH 108TH AVE, OMAHA, NE 68154 (402) 390-7600 - 1,050,000 ($3,150,000) WARRANTS, OPTIONS OR RIGHTS 1,050,000 ($28,546,875) COMMON STOCK (FILE 333-22473 - FEB 27) (BR 3)

S-8 CHOLESTECH CORPORATION, 3347 INVESTMENT BLVD, HAYWARD, CA 94545 (510) 732-7200 - 500,000 ($2,812,500) COMMON STOCK (FILE 333-22475 -FEB. 27) (BR. 1)

S-8 TRIDENT INTERNATIONAL INC, 1114 FEDERAL ROAD, BROOKFIELD, CT 06804 (203) 740-9333 - 100,000 ($2,275,000) COMMON STOCK (FILE 333-22477 -FEB 27) (BR 3)

S-2 RAlLAMERICA INC /DE, 301 YAMATO RD STE 1190, 1800 DIAGONAL RD, BOCA RATON, FL 33431 (407) 994-6015 - 79,704 ($460,689 12) COMMON STOCK. 39,852 ($119,556) WARRANTS, OPTIONS OR RIGHTS 51,807 ($299,444.46) COMMON STOCK (FILE 333-22479 - FEB 27) (BR 5)

NEWS DIGEST, March 7, 1997 5

S-4 POUGHKEEPSIE FINANCIAL CORP, 249 MAIN MALL, POUGHKEEPSIE, NY 12601 (914) 431-6200 - 13,030,019 ($74,922,609) COMMON STOCK. (FILE 333-22481 -FEB 27) (BR 7 - NEW ISSUE)

S-4 COMMUNITY BANKSHARES INC IVAI, 200 N SYCAMORE ST, PO BOX 2166,PETERSBURG, VA 23803 (804) 861-2320 - 876,776 ($13,979,710) COMMON STOCK.(FILE 333-22483 - FEB 27) (BR 7)

S-8 FAHNESTOCK VINER HOLDINGS INC, 20 EGLINTON AVENUE WEST,PO BOX 2015 SUITE 1110, TOTRONTO M4R 1K8, A6 (416) 364-3397 - 1,850,000($30,756,250) COMMON STOCK. (FILE 333-22485 - FEB. 27) (BR 8)

S-8 CHART HOUSE ENTERPRISES INC, 115 SOUTH ACACIA AVE, SOLANA BEACH, CA92075 (619) 755-8281 - 1,050,000 ($5,840,625) COMMON STOCK. (FILE333-22487 - FEB 27) (BR. 2)

S-8 HEARTLAND BANCSHARES INC, 318 SOUTH PARK AVE, HERRIN, IL 62948 (618) 942-7373 - 122,762 ($1,755,939.44) COMMON STOCK. (FILE 333-22489 -FEB 27) (BR 7)

S-l BRIGHAM EXPLORATION CO, 5949 SHERRY LANE, SUITE 1616, DALLAS, TX 75225 (214) 360-9182 - $54,625,000 COMMON STOCK. (FILE 333-22491 - FEB. 27)(BR. 4 - NEW ISSUE)

S-l RACING CHAMPIONS CORP, 800 ROOSEVELT ROAD BUILDING C SUITE 320, GLEN ELLYN, IL 60137 (630) 790-3507 - 5,750,000 ($80,500,000) COMMON STOCK (FILE 333-22493 - FEB 27) (BR. 2 - NEW ISSUE)

S-4 BANCORP HAWAII INC, 130 MERCHANT STREET, HONOLULU, HI 96813 (808) 537-8111 - 100,000,000 ($100,000,000) STRAIGHT BONDS. (FILE333-22497 - FEB 27) (BR 7)

S-8 COMPREHENSIVE ENVIRONMENTAL SYSTEMS INC, 72-B CABOT ST, W BABYLON, NY 11704 (516) 694-7060 - 500,000 ($400,000) COMMON STOCK (FILE 333-22499 -FEB 27) (BR 4 )

S-8 NEWPORT NEWS SHIPBUILDING INC, 4101 WASHINGTON AVE, NEWPORT NEWS, VA 23607 (804) 380-2000 - 700,000 ($11,243,750) COMMON STOCK (FILE333-22501 - FEB 27) (BR 6)

S-8 NEWPORT NEWS SHIPBUILDING INC, 4101 WASHINGTON AVE, NEWPORT NEWS, VA 23607 (804) 380-2000 - 940,000 ($15,098,750) COMMON STOCK. (FILE333-22503 - FEB 27) (BR 6)

SB-2 SOUTHAMPTON PARTNERS INC, 19 MARYS LANE, SOUTHAMPTON, NY 11968 (516) 283-2403 - 10,000,000 ($1,650,000) COMMON STOCK. (FILE 333-6402 -FEB. 06) (BR. 9 - NEW ISSUE)

F-1 NETCOM SYSTEMS AB PUBL I, SKEPPSBRON 18, BOX 2094, STOCKHOLM SWEDEN, V7 - 5,000,000 ($85,300,000) FOREIGN COMMON STOCK. (FILE 333-6516 - FEB 24)(BR. 3)

SB-2 DENTAL MEDICAL DIAGNOSTIC SYSTEMS INC, 200 N. WESTLAKE BLVD., SUITE 202, POBOX 74, WESTLAKE VILLAGE, CA 91362 (800) -39-9-09 - 1,725,000 ($8,625,000) COMMON STOCK 3,325,000 ($2,493,750)WARRANTS, OPTIONS OR RIGHTS 3,475,000 ($17,375,000) COMMON STOCK150,001 ($123,850) WARRANTS, OPTIONS OR RIGHTS. (FILE 333-22507 - FEB. 28)(BR 5)

S-3 ILX INC/AZ/, 2777 E CAMELBACK ROAD, PHOENIX, AZ 85016 (602) 957-2777 -1,307,500 ($1,614,108.75) COMMON STOCK. (FILE 333-22509 - FEB. 27)(BR 8)

S-4 CSK AUTO INC, 645 E MISSOURI AVENUE, PHOENIX, AZ 85012 (602) 265-9200 -125,000,000 ($125,000,000) STRAIGHT BONDS (FILE 333-22511 - FEB. 28)IBR 2)

S-4 AES CORPORATION, 1001 N 19TH ST, ARLINGTON, VA 22209 (703) 522-1315 -8,788,602 ($162,589,137) COMMON STOCK (FILE 333-22513 - FEB. 28) (BR. 4)

NEWS DIGEST, March 7, 1997 6

S-3 MARK SOLUTIONS INC, 1515 BROAD ST, PARKWAY TECHNICAL CENTER, BLOOMFIELD, NJ 07003 (201) 368-8118 - 2,000,000 ($4,000,000) COMMON STOCK. (FILE333-22515 - FEB. 28) (BR 6)

S-l HERTZ CORP, 225 BRAE BLVD, PARK RIDGE, NJ 07656 (201) 307-2000 -$100,000,000 COMMON STOCK. (FILE 333-22517 - FEB 28) (BR 5)

S-l ADVANTAGE LEARNING SYSTEMS INC, 2911 PEACH STREET, WISCONSIN RAPIDS, WI 54495 (715) 424-3636 - 3,450,000 ($44,850,000) COMMON STOCK. (FILE333-22519 - FEB. 28) (BR. 3 - NEW ISSUE)

S-3 AMPHENOL CORP /DE/, 358 HALL AVE, WALLINGFORD, CT 06492 (203) 265-8900 - 240,000,000 ($240,000,000) STRAIGHT BONDS (FILE 333-22521 - FEB. 28)(BR 6)

S-8 FIRST MIDWEST FINANCIAL INC, FIFTH AT ERIE, POBOX 1307, STORM LAKE, IA 50588 (712) 732-4117 - 268,203 ($4,430,305) COMMON STOCK. (FILE 333-22523 - FEB 28) (BR 7)

S-8 WISER OIL CO, 8115 PRESTON RD STE 400, DALLAS, TX 75225 (214) 265-0080 - 35,000 ($673,(50) COMMON STOCK (FILE 333-22525 - FEB 28) (BR 4)

S-8 PACIFIC INTERNATIONAL ENTERPRISES INC, 4431 CORPORATE CENTER DR, SUITE 131, LOS ALAMITOS, CA 90702 (702) 827-6300 - 492,568 ($277,070)COMMON STOCK (FILE 333-22527 - FEB 28) (BR 5)

S-8 EQUITABLE RESOURCES INC I PAl, 420 BLVD OF THE ALLIES, PITTSBURGH, PA 15219 (412) 261-3000 - 150,000 ($4,556,250) COMMON STOCK. (FILE 333-22529 - FEB 28) (BR 4)

S-8 GAYLORD COMPANIES INC, 4006 VENTURE COURT, COLUMBUS, OH 43228 (614) 771-2777 - 150,000 ($225,000) COMMON STOCK (FILE 333-22531 -FEB 28) (BR 2)

S-8 THOUSAND TRAILS INC IDEI, 2711 LBJ FREEWAY, SUITE 200, DALLAS, TX 75234 (972) 243-2228 - 664,495 ($458,501.55) COMMON STOCK IFILE 333-22533 -FEB. 28) (BR 5)

S-8 MADERA INTERNATIONAL INC, 23548 CALABASAS RD STE 203, CALABASAS, CA 91302 (818) 223-8807 - 5,000,000 ($500,000) COMMON STOCK. (FILE 333-22535 - FEB 28) (BR 6)

S-8 NEWPORT NEWS SHIPBUILDING INC, 4101 WASHINGTON AVE, NEWPORT NEWS, VA 23607 (804) 380-2000 - 75,000 ($1,204,687 50) COMMON STOCK (FILE333-22537 - FEB 27) (BR 6)

S-8 NEWPORT NEWS SHIPBUILDING INC, 4101 WASHINGTON AVE, NEWPORT NEWS, VA 23607 (804) 380-2000 - 450,000 ($7,228,125) COMMON STOCK. (FILE 333-22539 - FEB 27) (BR 6)

S-3 NORRELL CORP, 3535 PIEDMONT RD N E , ATLANTA, GA 30305 (404) 240-3000 -1,000,000 ($27,750,000) COMMON STOCK (FILE 333-22541 - FEB. 28) (BR. 7)

s-a ALPHANET SOLUTIONS INC, 7 RIDGEDALE AVE, CEDAR KNOLLS, NJ 07927 (201) 267-0088 - 2,300,000 ($29,756,250) COMMON STOCK. (FILE 333-22543 -FEB 28) (BR 3)

S-8 ALLOU HEALTH & BEAUTY CARE INC, 50 EMJAY BLVD, BRENTWOOD, NY 11717 (516) 273-4000 - 1,500,000 ($9,576,000) COMMON STOCK (FILE 333-22545 -FEB. 28) (BR. 1)

S-8 WALDEN RESIDENTIAL PROPERTIES INC, 5400 LBJ FREEWAY STE 400, C/O ONE LINCOLN CENTRE, DALLAS, TX 75240 (214) 788-0510 - 1,716,950 ($44,211,463) COMMON STOCK (FILE 333-22547 - FEB 28) (BR 8)

S-3 SYBASE INC, 6475 CHRISTIE AVE, EMERYVILLE, CA 94608 (510) 922-3500 750,000 1$12,000,000) COMMON STOCK IFILE 333-22549 - FEB 28) (BR 31

S-8 LOEWEN GROUP INC, 4126 NORLAND AVE, BURNABY BC CANADA V5, Al V5G 3 (604) 299-9321 - 275,000 ($9,143,750) COMMON STOCK (FILE 333-22551 -FEB 28) (BR 8)

NEWS DIGEST, March 7, 1997 7

S-8 AMBASE CORP, GREENWICH OFFICE PARK BLDG 2, 51 WEAVER STREET, GREENWICH, CT 06831 (203) 532-2000 - 6,987,500 ($13,922,942.50) COMMON STOCK. (FILE333-22553 - FEB 28) (BR. 8)

S-8 MLX CORP IGA, 1000 CENTER PL, NORCROSS, GA 30093 (404) 798-0677 -125,000 ($2,078,750) COMMON STOCK (FILE 333-22555 - FEB. 28) (BR. 6)

S-6 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I, 1295 STATE ST, C/O MASSACHUSETTS MUTUAL LIFE INSURANCE, SPRINGFIELD, MA 01111 1413) 744-8669 - INDEFINITE SHARES. (FILE 333-22557 - FEB 28) (BR 20)

S-3 SALOMON BROTHERS MORTGAGE SECURITIES VII INC, SEVEN WORLD TRADE CNTR, 29H FLOOR, NEW YORK, NY 10048 (212) 783-7000 - 2,000,000,000 ($2,000,000,000) PASS-THROUGH MORTGAGE-BACKED CERTIFICATE. (FILE333-22559 - FEB. 28) (BR. 8)

S-3 OMNICOM GROUP INC, 437 MADISON AVE, NEW YORK, NY 10022 (212) 415-3600 -441.616 ($21.445.977) COMMON STOCK (FILE 333-22561 - FEB 28) (BR 2)

S-8 HALLWOOD ENERGY PARTNERS LP, 4582 S ULSTER ST PKWY STE 1700, DENVER, CO 80237 (303) 850-7373 - 425,000 ($2,433,750) COMMON STOCK (FILE 333-22563 - FEB 28) (BR 4)

SB-2 DELTAPOINT INC, 22 LOWER RAGSDALE DRIVE, MONTEREY, CA 93940 (408) 648-4000 - 537.500 ($2,889,063) COMMON STOCK (FILE 333-22565 -FEB 28) (BR 9)

S-l INTERNATIONAL TELECOMMUNICATION DATA SYSTEMS INC, 225 HIGH RIDGE ROAD, STE 205, STAMFORD, CT 06905 (203) 329-3300 - 2,415,000 ($55,999,020)COMMON STOCK (FILE 333-22567 - FEB 28) (BR. 3)

S-3 CATERPILLAR FINANCIAL SERVICES CORP, 3322 W END AVE, NASHVILLE, TN 37203 (615) 386-5800 - 2,500.000.000 ($2.500.000,000) STRAIGHT BONDS. (FILE333-22569 - FEB 28) (BR 7)

S-8 EDGE PETROLEUM CORP, 1111 BAGBY, HOUSTON, TX 77002 (713) 654-8960 -1,000,000 1$18,375,000) COMMON STOCK. (FILE 333-22571 - FEB. 28) (BR 4)

S-3 PRECISION SYSTEMS INC, 11800 30TH COURT NO, ST PETERSBURG, FL 33716 (813) 572-9300 - 2,688,230 ($11,424.978) COMMON STOCK. (FILE 333-22573 -FEB 28) (BR 3)

S-4 ALLIED WASTE INDUSTRIES INC, 15880 NORTH GREENWAY-HADEN LOOP, SUITE 100, SCOTTSDALE. AZ 85260 (602) 423-2946 - 525,000,000 ($525,000,000)STRAIGHT BONDS (FILE 333-22575 - FEB 28) (BR. 4)

S-3 1ST SOURCE CORP. 100 N MICHIGAN ST, SOUTH BEND, IN 46601 (219) 235-2702 - 1,100,000 ($55,000,000) PREFERRED STOCK (FILE 333-22577 - FEB. 28)(BR 7)

S-4 BOSTON SCIENTIFIC CORP, ONE BOSTON SCIENTIFIC PL, NATICK, MA 01760 (508) 650-8000 - 17,129,327 ($1,085,591,122) COMMON STOCK (FILE333-22581 - FEB 28) (BR 1)

SB-2 JAKKS PACIFIC INC. 24955 PACIFIC COAST HWY, #B202. MALIBU, CA 90265 (310) 456-7799 - 2,890,676 ($24.570,763) COMMON STOCK (FILE 333-22583 -FEB 28) (BR 5)

S-l VIALOG CORP, 46 MANNING RD, SUITE 3900, BILLERICA, MA 01821 (508) 667-2000 - $67,620,000 COMMON STOCK. (FILE 333-22585 - FEB. 28)

S-3 OMNICOM GROUP INC, 437 MADISON AVE, NEW YORK, NY 10022 (212) 415-3600 -102,871 ($4,995,673) COMMON STOCK (FILE 333-22587 - FEB. 28) (BR. 2)

S-3 OMNICOM GROUP INC, 437 MADISON AVE. NEW YORK, NY 10022 (212) 415-3600 -218.500,000 ($218.500.000) CONVERTIBLE DEBENTURES AND NOTES. (FILE333-22589 - FEB 28) (BR 2)

S-8 LIBERTY CORP, POBOX 789, 2000 WADE HAMPTON BLVD, GREENVILLE, SC 29615 (803) 268-8283 - 150,000 ($6,131.250) COMMON STOCK (FILE 333-22591 -FEB 28) (BR 1)

NEWS DIGEST, March 7, 1997 8

S-3 AMAX GOLD INC, 9100 EAST MINERAL CIRCLE, SUITE 900, ENGLEWOOD, CO 80155 (303) 643-5500 (FILE 333-22593 - FEB. 28) (BR. 4)

N-2 KOREA FUND INC, 345 PARK AVE, C/O SCUDDER STEVENS & CLARK INC, NEW YORK,NY 10154 (617) 330-5464 - 12,429,083 ($152,877,720.90) COMMON STOCK.(FILE 333-22595 - FEB. 28) (BR. 18)

S-8 EATON CORP, EATON CTR, 1111 SUPERIOR AVE, CLEVELAND, OH 44114 (216) 523-5000 - 100,000 ($7,262,500) COMMON STOCK. (FILE 333-22597 -FEB 28) (BR 6)

S-2 FORTUNE PETROLEUM CORP, 515 WEST GREENS ROAD, SUITE 720, HOUSTON, TX77067 (713) -87-2-11 - 2,300,000 1$5,888,000) COMMON STOCK IFILE333-22599 - FEB 28) (BR 4)

S-8 TRUMP HOTELS & CASINO RESORTS INC, 2500 BOARDWALK, ATLANTIC CITY, NJ08401 (609) 441-6060 - 2,000,000 ($18,375,000) COMMON STOCK. (FILE333-22601 - FEB 28) (BR 5)

S-3 SUPERIOR ENERGY SERVICES INC, 1503 ENGINEERS ROAD, BELLE CHASSE, LA70037 (504) 393-7774 - 561,666 1$2,369,107) COMMON STOCK (FILE 333-22603- FEB. 28) (BR 4)

S-3 DATA RACE INC, 11550 IH 10 WEST STE 395, SAN ANTONIO, TX 78230 (210) 558-1900 - 1,257,238 ($16,662,378 50) COMMON STOCK. (FILE 333-22605- FEB 28) (BR 3)

S-8 PENNEY J C CO INC, 6501 LEGACY DR, PLANO, TX 75024 (214) 431-1000 -44,000 ($2,103,750) COMMON STOCK. (FILE 333-22607 - FEB 28) (BR. 2)

S-l LASER VISION CENTERS INC, 540 MARYVILLE CENTRE DR, STE 200, ST LOUIS, MO63141 (314) 434-6900 - 2,717,209 ($15,963,602 88) COMMON STOCK (FILE333-22609 - FEB 28) (BR. 1)

S-6 FIRST TRUST COMBINED SERIES 271, C/O NIKE SECURITIES, L P ,1001 WARRENVILLE RD, LISLE, IL 60532 (708) -24-1-41 - INDEFINITE SHARES(FILE 333-22611 - FEB 28) (NEW ISSUE)

S-8 UNION PACIFIC RESOURCES GROUP INC, PO BOX 7, 801 CHERRY ST, FORT WORTH,TX 76101 (817) 877-6000 - 11,700,000 (S286,650,OOO) COMMON STOCK. (FILE333-22613 - FEB. 28) (BR 4)

S-6 FIRST TRUST COMBINED SERIES 272, C/O NlKE SECURITIES, L P ,1001 WARRENVILLE RD, LISLE, IL 60532 (708) -24-1-41 - INDEFINITE SHARES(FILE 333-22615 - FEB 28) (NEW ISSUE)

S-6 FIRST TRUST COMBINED SERIES 273, C/O NlKE SECURITIES, L P ,1001 WARRENVILLE RD, LISLE, IL 60532 (708) -24-1-41 - INDEFINITE SHARES(FILE 333-22617 - FEB 28) (NEW ISSUE)

S-11 GREAT LAKES REIT INC, 823 COMMERCE DRIVE SUITE 300, OAK BROOK, IL 60521 (706) 368-2900 - 6,555,000 ($111,435,000) COMMON STOCK (FILE 333-22619 -FEB 28) (BR 8)

S-6 FIRST TRUST COMBINED SERIES 274, C/O NlKE SECURITIES, L P ,1001 WARRENVILLE RD, LISLE, IL 60532 (708) -24-1-41 - INDEFINITE SHARES(FILE 333-22621 - FEB 28) (NEW ISSUE)

S-6 FIRST TRUST COMBINED SERIES 275, C/O NIKE SECURITIES, L P ,1001 WARRENVILLE RD, LISLE, IL 60532 (708) -24-1-41 - INDEFINITE SHARES(FILE 333-22623 - FEB 28) (NEW ISSUE)

S-l RF MICRO DEVICES INC, 7625 THORNDIKE ROAD, GREENSBORO, NC 27409 (910) 664-1233 - 2,917,550 ($37,928,150) COMMON STOCK (FILE 333-22625 -FEB 28)

S-8 PENNEY J C CO INC, 6501 LEGACY DR, PLANO, TX 75024 (214) 431-1000 -123,000 1$5,880,938) COMMON STOCK (FILE 333-22627 - FEB. 28) (BR 2)

S-1 FIRST SIERRA FINANCIAL INC, TEXAS COMMERCE TOWER, 70TH FLOOR,600 TRAVIS STREET, HOUSTON, TX 77002 (713) 221-8822 - 2,300,000($23,000,000) COMMON STOCK IFILE 333-22629 - FEB 28) (NEW ISSUE)

NEWS DIGEST, March 7, 1997 9

----------------------------------------------------------------------------------------

S-8 BANYAN SYSTEMS INC, 120 FLANDERS ROAD, WESTBORO, MA 01581 (508) 898-1000- 1,200,000 ($4,387,500) COMMON STOCK. (FILE 333-22631 - MAR 03) (BR. 3)

S-3 HUDSON HOTELS CORP, ONE AIRPORT WAY STE 200, ROCHESTER, NY 14624 (716) 436-6000 - 2,540,760 ($13,021,395) COMMON STOCK. (FILE 333-22635 -FEB 28) (BR 5)

S-l HTE INC, 390 N ORANGE AVE STE 2000, ORLAND, FL 32801 (407) 841-3235 -$37,375,500 COMMON STOCK (FILE 333-22637 - MAR 03)

RECENT 81: FILDiGS

Form 8-K 1S used by compan1es to f1le current reports on the follow1ng events

Item 1 Changes 1n Control of Registrant.

Item 2 ACqu1s1t10n or D1spos1t1on of Assets

Item 3 Bankruptcy or Rece1vershlp

Item 4 Changes In RegIstrant's Cert1fY1ng Accountant

Item 5 Other Mater1ally Important Events.

Item o , Res1gnat10ns of Reg1strant's D1rectors

Item 7 F1nanc1al Statements and Exh1b1ts

Item 8 Change In FIscal Year

Item 9 Regulat10n S OfferIngs

The followIng companIes have f1led 8-K reports for the date 1nd1cated and/or amendments to 8-K reports prevIously

fIled, respondIng to the Item(s) of the form specIfIed Cop1es of the reports may be purchased from the Comm1ss1on's

PublIC Reference Room (when order1ng, please gIve the date of the report) An 1nV01ce w1ll be Included w1th the requested materIal when ma1led

STATE 81: ITEM NO_

NAME OF ISSUER CODB 1 2 3 4 5 6 7 8 9

ABR INFORMATION SERVICES INC FL X 01/30/97

ACCESS FINANCIAL LENDING CORP DE X X 02/'25/97

ADVANCED FINANCIAL INC DE X 03/31/96

AMERICAN MATERIALS & TECHNOLOGIES

CORP DE X X 02/27/97

ANICOM INC DE X X 03/03/97

ANTHONY C R CO OK X X 03/05/97

APARTMENT INVESTMENT & MANAGEMENT CO MD X X 02/19/97ATRION CORP AL X X 02/25/97

AVEMCO CORP DE X X 02/28/97AVTEL COMMUNICATIONS INC/UT UT X X 02/21/97

BAKER HUGHES INC DE X X 02/25/97

BIO DENTAL TECHNOLOGIES CORP CA X X 01/08/97

BLACK DOME ENERGY CORP CO X 02/21/97BOWL AMERICA INC MD X 03/02/97BRIDAL EXPOS INC NY X X .(J2/04/97CADENCE DESIGN SYSTEMS INC DE X 02/18/97

CASH CAN INC DE X 11/15/96CELLULAR TECHNICAL SERVICES CO INC DE X 02/19/97

CHANCELLOR CORP MA X 03/05/97CHECKERS DRIVE IN RESTAURANTS

INC IDE DE X X 02/19/97CHESAPEAKE BIOLOGICAL LABORATORIES

INC MD X 01/16/97CHESAPEAKE ENERGY CORP OK X X 03/06/97CIGNA CORP DE X X 03/05/97CKS GROUP INC DE X 01/31/97 AMEND

10 NEWS DIGEST, March 7, 1997

----------------------------------------------------------------------------------------STATE 8IC ITBM RO.

NAME OF Issmm CODE 1 2345678 9 DA.TB CX»4MBII1T

CMC SECURITIES CORP II

COHESANT TECHNOLOGIES INC

COLUMBIA BANKING SYSTEM INC

DE

DE

WA

X

X

X

X

X

12/25/96

03/04/97

03/05/97

COMMODORE MEDIA INC

COMMUNITY BANK SYSTEM INC

CONTINENTAL WELLNESS CASINOS

DE

DE X

X X 02/20/97

01/29/97

INC ICAI CS FIRST BOSTON MOR SEC CORP

CO X 09/30/96

COMM MOR PA TH CER SE 1995-AEWI

CYBERONICS INC

DIGITAL BIOMETRICS INC

ECHO BAY MINES LTD

ELCOM INTERNATIONAL INC

ELECTRONIC FAB TECHNOLOGY CORP

EMCOR GROUP INC

ENOOREX CORP

FARMER MAC MORTGAGE SECURITIES CORP

FEI CO

FINA INC

FIRST BRANDS CORP

FIRST MARYLAND BANCORP

FNB CORP/PA

GARDEN STATE NEWSPAPERS INC

GENERAL INSTRUMENT CORP /DE/

GENERAL MEDICAL CORP IVA

NY

DE

DE

AD

DE

CO

DE

DE

DE

OR

DE

DE

MD

PA

DE

DE

VA

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

02/25/97

01/29/97

02/26/97

03/06/97

02/21/97

02/24/97

03/03/9701/31/97

01/29/9702/21/97

03/04/9702/28/97

03/05/9703/05/97

02/28/97

03/05/97

02/21/97

AMEND

GERMAN AMERICAN BANCORP

GRAPHIX ZONE INC/DEHAIN FOOD GROUP INC

HANOVER BANCORP INC

HAWAIIAN AIRLINES INC/HI

HAWAIIAN ELECTRIC CO INC

HCC INSURANCE HOLDINGS INC/DE/

HEADLANDS MORTGAGE SECURITIES INC

HEALTH CARE REIT INC /DE/

HUNT J B TRANSPORT SERVICES INC

IN

DE

DE

PA

HI

HI

DE

CA

DE

AR

X

X

X

X

X

X

X

X

X

X

X

X

X

X

11/11/96

02/18/97

02/26/97

01/17/9702/27/97

02/26/97

02/28/97

02/28/97

03/06/97

03/04/97

ICH CORP /DE/

ILLINOIS POWER CO

ILLINOVA CORP

INFOSAFE SYSTEMS INC

INLAND MONTHLY INCOME FUND II I INC

DE

IL

IL

DE

MD

X

X

X

X

X

02/19/97

03/05/9603/05/96

03/05/97

01/09/97 AMEND

INNOVATIVE TECH SYSTEMS INC IL X 03/06/97

INSIGNIA FINANCIAL GROUP INC

INTEGRATED PROCESS EQUIPMENT

INTERCARGO CORP

IWERKS ENTERTAINMENT INC

JEFFERSON PILOT CORP

CORP

DE

DE

DE

DE

NC X

X

X

X

X

03/05/97

03/05/9702/26/97

03/05/9702/23/97

JPE INC

LIBERTY PROPERTY LIMITED PARTNERSHIP

MI

PA

X

X

12/23/96

03/06/97

AMEND

LIBERTY PROPERTY TRUST MD X 03/06/97

MANUFACTURED HOUSING CONT SEN SUB

PASS THR CERT SERIES 1997A

MEDAREX INC

MEDIA ARTS GROUP INC

MEDIZONE INTERNATIONAL INC

MEDNET MPC CORP

MEGO MORTGAGE FHA TITLE I LOAN TRUST

TN

NJ

DE

NV

NV

X

X

X

X

X

X

X

X

02/06/97

03/04/97

02/21/97

02/27/97

01/19/97

1996-2

MERCURY FINANCE

MERCURY FINANCE

CO

CO

DE

DE

DE

X

X

X

X

X

01131/97

01(30/97

03/04(97

MICROWAVE POWER DEVICES INC DE X X 02/13/97

MONTEREY HOMES CORP MD X 12/31/96 AMEND

NEWS DIGEST, March 7, 1997

----------------------------------------------------------------------------------------STATE 81t ITBM Il10.

NAME OF ISSUER CODE 1 234 5 6 7 8 9 IlATB aM4BIIl'r

MOYCO TECHNOLOGIES INC PA X 03/03/97

NATIONAL HEALTH ENHANCEMENT SYSTEMS

INC DE X X 02/20/97

NATIONAL MEDIA CORP DE X 02/19/97

NATIONAL WIRELESS HOLDINGS INC DE X 02/26/97

NAVISTAR FINANCIAL RETAIL

RECEIVABLES CORPORATION

NAVISTAR FINANCIAL SECURITIES CORP

DE

DE

X

X

X

X

02/18/97

02/25/97

NEVADA ENERGY COMPANY INC DE X 02/28/97

NEWMONT MINING CORP DE X X 03/05/97

NEWS COMMUNICATIONS INC NV X 02/03/97 AMEND

NORTEK INC DE X X 03/05/97

NORTHWEST AIRLINES CORP NU TECH 8IC MED INC

DE

DE X

X

X

04/25/97

02/26/97

NUKO INFORMATION SYSTEMS

NUMEREX CORP /PA/

NW VENTURE CORP

INC /CA/ NY

PA

X

X

X

X X

X

X

02/28/97

02/28/97

12/26/96

OAKWOOD MORTGAGE INVESTORS INC X 02/27/97

OLD KENT

ONCO~D

FINANCIAL

INC

CORP /MI/ MI

DE X

X 03/05/97

02/25/97

ORTHOLOGIC CORP

PAIRGAIN TECHNOLOGIES INC

PHARMACIA & UPJOHN INC

/CA/

DE

DE

DE

X

X

X

X X

X

02/21/97

02/27/97

02/25/97

PHONETEL TECHNOLOGIES INC OH X X 01/03/97 AMEND

PHYSICIAN

PIEDMONT

SALES

MINING

& SERVICE

CO INC

INC /FL/ FL

NC X

X X

X

12/20/96

03/03/97

AMEND

PIONEER COMMERCIAL FUNDING CORP

PLAYERS INTERNATIONAL INC /NV /

PLC SYSTEMS INC

/NY/ NY

NV

X

X

X

X

X

X

02/28/97

03/03/97

02/26/97

PNC MORTGAGE SECURITIES CORP DE X X 02/27/97

PRIMECO INC TX X X 03/05/97

PRUDENTIAL SECURITIES SECURED

FINANCING CORP DE X 10/15/96

QMS INC DE X 02/18/97

QUADRATECH

QUINTILES

INC \NV\

TRANSNATIONAL CORP NV

NC

X

X X

12/18/96

03/05/97

RAILAMERICA

RESIDENTIAL

INC /DE

FUNDING MORTGAGE DE X X 02/19/97

SECURITIES II INC

RICHMOND CAPITAL CORPORATION DE

CO X

X X 02/25/97

02/01/97

RIGGS RIGHT

ROYAL

SCOTT

NATIONAL CORP START INC /CA

SILVER MINES INC

& STRINGFELLOW FINANCIAL INC

DE

CA

UT

VA

X

X

X

X

X

X

03/06/97

02/20/97

03/06/97

03/06/97

SECTOR COMMUNICATIONS

SELF CARE INC

INC NV

DE

X

X

X

X

X

X

02/28/97

02/19/97

SERAGEN INC

SERV TECH INC /TX/

SIEBERT FINANCIAL CORP

SLM INTERNATIONAL INC /DE

SMITH BARNEY HOLDINGS INC

STAGE STORES INC

STERICYCLE INC

STERLING VISION INC

SUMMIT PROPERTIES INC

SUNRISE ASSISTED LIVING INC

SURE SHOT INTERNATIONAL INC /FL/TCF FINANCIAL CORP

TELE COMMUNICATIONS INC /CO/

THERMAL INDUSTRIES INC

DE

TX

NY

DE

DE

DE

DE

NY

MD

DE

FL

DE

DE

PA X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

03/04/97

03/05/97

, 02/18/97

01/23/97

03/06/97

03/05/97

12/31/96

02/26/97

03/06/97

03/05/97

02/21/97

02/25/97

02/24/97

03/05/97

AMEND

AMEND

12 NEWS DIGEST, March 7, 1997

----------------------------------------------------------------------------------------STATE 8K ITEM ROo

IU\MB OF ISSUER CODE 12345678 9 DATE~

TOPRO INC

ULTRAK INC

UNICOMP INC

UNITED PETROLEUM CORP

USCS INTERNATIONAL INC

VIDEO UPDATE INC

VIEWLOGIC SYSTEMS INC /DE/VIRGINIA GAS CO

WASHINGTON MUTUAL INC

WELLS REAL ESTATE FUND IX LP

WELLS REAL ESTATE FUND VIII LP

WINDSOR PARK PROPERTIES 3

WINDSOR PARK PROPERTIES 4 WINDSOR PARK PROPERTIES 5

WINDSOR PARK PROPERTIES 7

WINDSOR REAL ESTATE INVESTMENT

CO

CO

CO

DE

DE

DE

DE

WA

GA

GA

CA

CA

CA

CA

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

12/31/9602/19/97

02/20/9711/18/96

03/06/97

03/06/97

02/19/9702/20/97

03/06/9702/20/97

02/20/97

02/20/97

02/20/97

02/20/9702/20/97

AMEND

AMEND

AMEND

TRUST 8

WNC HOUSING TAX CREDIT FUND V LP

CA X X 02/20/97

SERIES 4

WNC HOUSING TAX CREDIT FUND V LP

CA X 12/31/96 AMEND

SERIES 4

XCL LTD

YOU BET INTERNATIONAL INC

CA

DE

DE

X

X

X

02/21/9702/20/97

03/02/97

NEWS DIGEST, March 7, 1997