SEC News Digest, November 22, 2000 · The release can be accessed on the Commissions web site at...

SEC NEWS DIGEST

issue 2000-224November 22 2000

COMMISSION ANNOUNCEMENTS

COMMISSION MEETINGS

Following is schedule of Commission meetings which will be conducted under provisions

of the Government in the Sunshine Act Meetings will be scheduled according to the

requirements of agenda items under consideration

Meetings will be held in the Commission Meeting Room Room 1C30 at the Commissions

headquarters building 450 Fifth Street N.W Washington D.C Visitors are welcome at

all open meetings insofar as space is available Persons wishing to photograph or

videotape Commission meetings must obtain permission in advance from the Secretary of

the Commission Persons wishing to tape record Commission meeting should notify the

Secretarys office 48 hours in advance of the meeting

Any member of the public who requires auxiliary aids such as sign language interpreter or

material on tape to attend public meeting should contact Rochelle Franks Office of

Administrative and Personnel Management to make arrangements Ms Franks can be

reached at TTY number 202 942-9558 If you are calling from non-TTY number

please call the Relay Service at 1-800-877-8339

OPEN MEETING WEDNESDAY NOVEMBER 29 2000 1000 A.M

The subject matter of the open meeting will be

The Commission will hear oral argument on an appeal by Seaboard Investment Advisers

Inc and Eugene Hansen together Respondents as well as the Division of

Enforcement from an administrative law judges initial decision

The law judge found that the United States District Court for the Eastern District of

Virginia had issued an order with Respondents consent without admitting or denying

liability permanently enjoining the Respondents from violating Sections 2061 2062and 2064 of the Investment Advisers Act of 1940 and Advisers Act Rule 2064-

1a5 and from violating an earlier Commission Order Making Findings and Imposing

Remedial Sanctions and Cease and Desist Order On the basis of the injunction the law

judge revoked the registration of Seaboard and suspended Hansen from being associated

with an investment adviser for period of twelve months

Among the issues likely to be argued are the following

whether the record establishes that the Respondents were permanently

enjoined from violating antifraud provisions of the securities laws and from

violating an earlier Commission cease-and-desist order and

if so what sanction if any is appropriate in the public interest

For further information contact Alissa Baum at 202 942-0923

CLOSED MEETING WEDNESDAY NOVEMBER 29 2000- 1100A.M

The subject matter of the closed meeting scheduled for Wednesday November 29 will

be Post argument discussion and an Opinion

CLOSED MEETING THURSDAY NOVEMBER 30 2000- 1100 A.M

The subject matter of the closed meeting scheduled for Thursday November 30 will be

Institution and settlement of injunctive actions and Institution and settlement of

administrative proceedings of an enforcement nature

At times changes in Commission priorities require alterations in the scheduling of

meeting items For further information and to ascertain what if any matters have been

added deleted or postponed please contact The Office of the Secretary at 202 942-

7070

COMMISSION RELEASES FINAL RULE REVISIONS ON AUDITORINDEPENDENCE

On November 21 the Commission released revisions of its auditor independence rules

The release can be accessed on the Commissions web site at

hitp //www sec gov/rules/final/3 3-7919 htm Press Rel 2000-177

ENFORCEMENT PROCEEDINGS

IN THE MATTER OF RALPH LEBLANC

On November 21 an administrative law judge issued an initial decision In the Matter of

Ralph LeBlanc The Division of Enforcement Division alleged that from 1992

through February 1996 Respondent LeBlanc participated in the offer and sale of Alpha

NEWS DiGEST November 22 2000

Diversified industries Inc Alpha common stock which was penny stock as defined

by the Securities Exchange Act of 1934 Exchange Act and Rules thereunder and that

through that period Respondent LeBlanc was presidentand chairman of the board of

directors of Alpha The Division further alleged that on September 10 1997 the Securities

and Exchange Commission Commission commenced an action cyhieSified

1ndustnes Inc. et al Civil Action No 97-2814 E.D La in the United States District

Court for the Eastern District of Louisiana and on March 26 1999 the Court entered

judgment enjoining Respondent LeBlanc from future violations of Section 17a of the

Securities Act of 1933 and Section 10b of the Exchange Act and Rule lOb-S thereunder

The administrative law judge found that Respondent LeBlanc had been so enjoined and

that it was in the public interest that he be barred from participatingin an offering of

penny stock

Consequently in the initial decision pursuant to Section 15b6 of the Exchange Act

Respondent Ralph LeBlanc was barred from participatingin an offering of penny stock

Initial Decision No 174 File No 3-10065

NASD CENSURE AND FINE OF KEITH PERKiNS SUSTAINED

The Commission sustained the disciplinaryaction the National Association of Securities

Dealers Inc NASD imposed on Keith Perkins general securities representative

The NASD had found that Perkins violated Conduct Rule 2110 by creating and

submitting false expense receiptsfor reimbursement of costs he did not incur The

NASD had censured Perkins and imposed $7500 fine Rel 34-43599 File No 3-

10109

SEC SUES JEFFREY LEACH HUBERT LEACH AND LMC ASSETS CORP FOR

FRAUDULENT MINI TENDER OFFERS

The Commission today announced the filing of lawsuit against Jeffrey Leach his

brother Hubert Leach both of whom are residents of Philadelphia Pennsylvania and

LMC Assets Corp for fraud in connection with three mini tender offers The complaint

alleges that Jeffrey and Hubert Leach president and former vice-president of LMC

Assets made millions of dollars in unlawful profits and caused investors to suffer

millions of dollars in losses by making fraudulent mini tender offers for shares of

Fleming Companies Inc Fruit of the Loom Ltd and Mattel Inc Mini tender offers

are offers for less than five percent of class of securities registered with the

Commission The fraudulent offers were made through two shell corporations that

Jeffrey Leach created and controlled defendant LMC Assets and Carnegie Investment

Management Ltd Cayman Islands company that recently filed petition for

bankruptcy

The complaint alleges that all three tender offers were fraudulent for several reasons

including

NEWS DIGEST November 22 2000

The offering documents contained material omissions and false statements about the

offerors intent in making the offer its ability to pay for the tendered shares and

other material matters

The defendants made numerous false and misleading statements outside of the offering

documents in particular they made many false promises to tendering shareholders that

they would be paid for their shares typically by date certain and simply never paidfor many shares tendered

The defendants structured the offers without the use of any escrow account or

independent receiving agent and failed to disclose that they could not pay for the

shares thus they gained control of the shares before payment and obtained the

equivalent of an unsecured loan and free call option on the tendered shares Thedefendants then used the unpaid-for shares as collateral to receive millions of dollars

in cash from margin loans and to engage in extremely risky margin trading schemes

The defendants engaged in other practices that are specifically unlawful in

connection with tender offers For example the defendants unlawfully amended the

Mattel offer by changing the offering price but failing to give shareholders sufficient

time to consider the amended offer The defendants also unilaterally and illegally

amended the Fruit of the Loom offer five weeks after its purported closing and

coerced shareholders into accepting significantly lower price or the return of their

shares And in connection with all three offers the defendants failed to pay for or

return the shares promptly after the close of each offer

The Commissions complaint seeks to permanently enjoin Jeffrey Leach Hubert Leachand LMC Assets from violating Sections 10b and 14e of the Securities Exchange Act

of 1934 and Rules lOb-5 and 14e-1 thereunder The complaint also seeks disgorgementof all ill-gotten gains and losses avoided prejudgment interest and civil monetarypenalties against the defendants

Jeffrey Leach et at Civil Action No 00 CV5928 USDC ED Pa LR-16807

INVESTMENT COMPANY ACT RELEASES

PMC CAPITAL INC ET AL

An order has been issued on an application filed by PMC Capital Inc et at under the

Investment Company Act The order permits business development companyBDC to engage in loan origination agreement with an affiliated real estate investment

trust REIT investment management agreements between the REIT and subsidiaries

of the BDC and the establishment of special purpose entities owned by the BDC andthe REIT to engage in joint loan securitizations Ret IC-24743 November 21


SELFREGULATO ORGANIZATIONS

APPROVAL OF PROPOSED AMENDMENTS TO THE OPTIONS INTERMARKET

LiNKAGE PLAN

The Commission approved an amendment to the Options Intermarket Linkage Plan

Linkage Plan submitted pursuant to Rule 11 Aa3-2 under the Securities Exchange Act

of 1934 by the Philadelphia Stock Exchange to add the Phix as participantto the

Linkage Plan Re 34-43 573

The Commission approved an amendment to the Options Intermarket Linkage Plan

Linkage Plan submitted pursuantto Rule II Aa3-2 under the Securities Exchange Act of

1934 by the Pacific Exchang to add the PCX as participant to the Linkage Plan Re

34-43574

ACCELERATED APPROVAL OF PROPOSED RULE CHANGES

The National Securities Clearing corporationfiled proposed rule change SR-NSCC

00-11 under Section 19bl of the Exchange Act The Commission approved on an

accelerated basis the proposed rule change which modifies NSCCs rules and procedures

pertaining to account transfers in its Automated Customer Account Transfer Service

Publication of the notice and order is expected in the aLReiste during the week of

November 27 Rel 34-43 597

The Commission granted accelerated approval to proposed rule change submitted by

the National Association of Securities Dealers through its wholly owned subsidiary

NASD Regulation inc SRNASD-00-58 under Rule 19b-4 of the Securities Exchange

Act of 1934 relating to member firm transactions with association employees

Publication of the proposal is expected in the aiReisi during the week of

November 20 Re 34-43580

The Commission approved proposed rule change SR-NASD-00-15 filed by the

National Association of Securities Dealers that amends NASD Rule 2520 Margin

Requirements to revise the margin requirements for certain options and warrants

Publication of the order is expected in the Federal Regisir during the week of

November 20 Re 34-43581

SECURITIES ACT REGISTRATiONS

The following registration statements have been filed with the SEC under the Securities Act

of 1933 The reported information appears as follows Form Name Address and Phone

Number if available of the issuer of the security Title and the number and/or face amount


of the securities being offered Name of the managing underwriter or depositor ifapplicable File number and date filed Assigned Branch and designation if the statementis New Issue

Registration statements may be obtained in person or by writing to the Commissions PublicReference Branch at 450 Fifth Street N.W Washington D.C 20549 or at the followingmail box address publicinfosec.gov In most cases this information is also availableon the Commissions website www.sec.gov

S-3 GOLDMAN SACHS GROUP INC 85 BROAD ST NEW YORK NY 10004 212 902-1000

1000000 $85625000 COllION STOCK FILE 33349958 NOV 15BR

S-3 SCANA CORP 1426 MAIN ST BOX 764 COLUMBIA SC 29201 803 2179000

300000000 $300000000 COIvll1ON STOCK FILE 33349960 NOV 15BR

5-8 TECHNE CORP /MN/ 614 MCKINLEY PL MINNEAPOLIS MN 55413612 3798854 1500000 $146390625 CO4ON STOCK FILE 33349962

NOV 15 BR

S-3 CENTEX CORP BOX 199000 2728 HARWOOD DALLAS TX 75201214 9815000 $1100000000 COIII1ON STOCK FILE 33349966 NOV15

BR

SB-2 SUPERLOTTO WS INC 4275 EXECUTIVE SQ SAN DIEGO CA 92037858 5462807 5000000 $500000 COMMON STOCK FILE 33349968NOV 15 NEW ISSUE

S-8 SEACOAST BANKING CORP OF FLORIDA 815 COLORADO AyE BOX 9012STUART FL 34994 561 2874000 400000 $9750000 COMMON STOCKFILE 33349972 NOV 15 BR

S-3 TRITON PCS HOLDINGS INC 375 TECHNOLOGY DRIVE MALVERN PA 19355610 6515900 300000000 $300000000 COr1ON STOCK FILE 333-49974

NOV 15 BR

S-8 LINCOLN ELECTRIC HOLDINGS INC 22801 ST CLAIR AyE CLEVELAND OH44117

216 4818100 500000 $8781250 COMMON STOCK FILE 333-49976NOV 15 BR

s-8 NETWORK ENGINES INC 61 PLEASANT STREET RANDOLPH MA 02368781 961-4400 1710929 $25877801.13 COMMON STOCK FILE 333-49978

NOV 15 BR


S-3 TRANSWITCH CORP IDE THREE ENTERPRISE DRIVE SHELTON CT 06484

203 929-8810 460000000 $460000000 COON STOCK FILE 333-

49980NOV 15 BR

-8 CANTEK LTD INDUSTRIAL ZONE P0 BOX 631

MIGDAL HAEMEK oll_972_6_6440521 ISRAEL 10556 L3 00000 1473128

$4699278.30 COI1ON STOCK FILE 333-49982 NOV 15 BR

S-8 COVAD CO1UNICATIONS GROUP INC 2330 CENTRAL EXPRESSWAY SANTA

CLARA CA

95050 408 844-7500 $6529606.06 COON STOCK FILE 33349984

NOV 15 BR

S8 SIEBEL SYSTEMS INC 1855 SOUTH GRANT STREET SAN MATEO CA 94402

650 295-5000 486523 $3488661.82 COON STOCK FILE 333-49986

NOV 15 BR

S-B WEST POINTE BANCORP INC 5701 WEST MAIN STREET BELLEVILLE IL 62226

618 2345700 50000 $1905761 COON STOCK FILE 333-49990

NOV 15 BR

-8 INKINE PHABMACEUTICAL CO INC 1720 WALTON RD SUITE 200 BLUE BELL

F-

19422 610 260-9350 400000 $283000 COON STOCK FILE 333-

49992NOV 15 BR

s-8 AVI BIOPHARMA INC ONE SW COLUMBIA STE 1105 PORTLAND OR 97258

503 227-0554 250000 $1640625 COON STOCK FILE 333-49994

NOV 15 BR

5-8 AVI BIOPHARMA INC ONE SW COLUMBIA STE 1105 PORTLAND OR 97258

503 227-0554 1866667 $10325919.42 COON STOCK FILE 333-

9996NOV 15 BR

S-3 FUSION NETWORKS HOLDINGS INC 8115 NW 29TH ST MIAMI FL 33122

305 477-6701 8782432 $7986640.16 COON STOCK FILE 333-

49998

NOV 15 BR

s-8 HOUSEHOLD INTERNATIONAL INC 2700 SANDERS RD PROSPECT HEIGHTS IL

60070847 564-6996 12000000 $601875600 COON STOCK FILE 333-

50000NOV 15 BR

s-3 HMG WORLDWIDE CORP 475 TENTH AVE 12TH FLOOR NEW YORK NY 10018

212 736-2300 700000 $1750000 cOON STOCK FILE 333-50002

NOV 15 BR

S-B LANDAMERICA FINANCIAL GROUP INC 101 GATEWAY CTR PKWAY GATEWAY ONE

RICHMOND VA 23235 804 267-8000 8000000 $8000000

OTHER SECURITIES INCLUDING VOTING TRUST FILE 333-50004 NOV 15

BR


S-8 MARIMBA INC 440 CLYDE AyE MOUNTAIN VIEW CA 94043 650 930-5282$5903715 COMMON STOCK FILE 33350006 NOV 15 ERS-B EXACTECH INC 4613 NW 6TH ST GAINESVILLE FL 32609 352 377-1140720041 $7460859.20 COMMON STOCK FILE 33350010 NOV 15 BR

S-B TUPPERWARE CORP 14901 ORANGE BLOSSOM TRAIL ORLANDO FL 32802407 8265050 $4000000 COMMON STOCK FILE 33350012 NOV 15BR

S-S EARTH SCIENCES INC 8100 SOUTHPARK WAY B-2 LITTLETON CO 80120303 73417 $420948 COMMON STOCK FILE 33350014 NOV 15BR

S-3 PENN TREATY AMERICAN CORP 3440 LEHIGH ST ALLENTOWN PA 18103610 9652222 $75 000 000 COMMON STOCK FILE 33350016 NOV 15BR

S-4 HILB ROGAL HAMILTON CO /VA/ 4235 INNSLAKE DR GLEN ALLEN VA23060

804 7476500 3000000 $122062500 COMMON STOCK FILE 333-50018

NOV 15 BR

S-3 ARONEX PHARMACEUTICALS INC 8707 TECHNOLOGY FOREST PLACE THEWOODLANDSTX 77381 281 3671666 $24000000 COMMON STOCK FILE 333-50020NOV 15 BR

S-3 PROFESSIONAL DETAILING INC 10 MOUNTAINVIEW ROAD UPPER SADDLERIVER NJ

07458 201 258-8450 1131194 $130511508 COMMON STOCK FILE33350024 NOV 15 BR

S-i ALLIED RISER COIIIV11JNICATIONS CORP 1700 PACIFIC AyE STE 4Qo DALLASTX

75201 214 210-3000 150000000 $150000000 STRAIGHT BONDS11892000 $44595000 COMMON STOCK FILE 33350026 NOV 15 BR

S-3 NORDSTROM INC 1617 SIXTH AVENUE SUITE 500 SEATTLE WA 98101206 628-2111 2537000 $45 031 750 COMMON STOCK FILE 333-50028

NOV 15 BR

S-8 AMERUS LIFE HOLDINGS INC 699 WALNUT STREET DES MOINES IA 50309515 362-3600 1600000 $43344000 COMMON STOCK FILE 333-50030

NOV 15 BR

S-3 DEVON ENERGY CORP/DE 20 BROADWAy STE 1500 OKLAHOMA CITY OK73102

405 2353611 FILE 33350034 NOV 16 BR


S-3 DEVON ENERGY CORP/DE 20 BROADWAY STE 1500 OKLAHOMA CITY OK

73102405 235-3611 760000000 $352738800 STRAIGHT BONDS FILE

33350036 NOV 16 BR

5-8 AEROGEN INC 1310 CORONADO DR SANTA CLARA CA 95054 408 543-2400

6581867 $67523285 COON STOCK FILE 33350038 NOV 16 BR

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events

Changes in Control of Registrant

Acquisition or DispqSitiOflof Assets

BankruptCy or Receivership.

Changes in Registrants Certifying Accountant

Other Materially Important Events

ResigntiOflSof Registrants

Directors

Financia Statements and Exhibits

Changein Fiscal Year

RegulationFD Disclosure

The following companies have filed8-K reports

for the date indicated and/or amendments to 8-K reports

previously filed responding to the item.slof the form specified 8-K reports may be obtained in person

or by writing to the Commis5io5 Public Reference Branch at 450 Fifth Street N.W Washington D.C

20549 or at the following e-mil box address publicinfOsec.govIn most cases this information is

also available on the Commissions website www.sec.goV

DATE COMMENT

DE11/20/00

DE07/14/00

TX11/09/00

TX11/10/00

WA11/09/00

11/16/00

11/20/00

MN11/20/00

DE11/16/00

DE12/31/00

DE09/18/00 AMEND

DE11/21/00

CA11/16/00

NV11/17/00

CO11/20/00

CO11/17/00

DE11/16/00

MD11/20/00

item

item

Item

item

item

Item

item

Item

item

STATE BK ITEM NO

CODENAME OF ISSUER

ACCEL INTERNATIONAL CORP

ACCRUE SOFTWARE INC

ACE CASH EXPRESS INC/TX

ACE CASH EXPRESS INC/TX

ACTIVE VOICE CORP

ADVANTA BUSINESS RECIEVABLES CORP

ADVANTA BUSINESS RECIEVABLES CORP

AG-CHEM EQUIPMENT CO INC

AIR PRODUCTS CHEMICALS INC /DE/

ALAMO GROUP INC

ALEXION PHARMACEUTICALS INC

AMERICAN RESTAURANT GROUP INC

AMERICAN RIVER HOLDINGS

AMERISTAR CASINOS INC

ANYTHING INTERNET CORP

APPLIED MEDICAL DEVICES INC

APTA HOLDINGS INC

ARDEN REALTY INC

XX


NAME OF ISSUER

ARDEN REALTY LIMITED PARTNERSHIPARMITEC INCAT PLAN INCATWOOD OCEAjIIC5 INCAUBURN NATIONAL BANCORPORATION INCAURORA BIOSCIENCES CORPAUTOTOTE CORP

AVOCENT CORPBALANCED CARE CORPBANC ONE AUTO GRANTOR TRUST 1997-BBANC ONE HELOC TRUST 1998-1BANC ONE HELOC 1999-1BANK OF AMERICA MORTGAGE SECURITIES

INC

BANK ONE TEXAS NATIONAL ASSOCIATIONBEBE STORES INCBECTON DICKINSON COBIODELIVERY SCIENCES INTERNATIONAL

INC

BIOGAN INTERNATIONAL INCBIOSOURCE INTERNATIONAL INCBLUEFLy INC

BOMBARDIER CAPITAL MORTGAGE SECURITIZATION CORP






BOMBARDIER CREDIT RECEIVABLES CORPBOMBARDIER CREDIT RECEIVABLES CORPBRISTOL RETAIL SOLUTIONS INCBUREAU OF NATIONAL AFFAIRS INCBUSINESS MALL COM INCC-PHONE CORP

CALIFORNIA COASTAL COMMUNITIES INCCAMINUS CORPCELEXX CORP

CENTERPOINT PROPERTIES TRUSTCENTEX CORP

CENTRAL VERMONT PUBLIC SERVICE CORPCERTRON CORPCHAMPION ENTERPRISES INCCHANCELLOR GROUP INC/CHEVY CHASE AUTO RECEIVABLES TRUST

19972

CHURCHILL DOWNS INCCIRCUIT RESEARCH LABS INCCITICORP MORTGAGE SECURITIES INC

STATE 8K ITEM NOCODE 123456789 DATE COMMENT

11/20/00

08/O6/9 AMEND

11/17/00 AMEND11/21/00

11/22/00

11/16/00

09/06/00 AMEND11/03/00

11/15/00

11/20/00

11/20/00

11/20/00

11/21/00

11/20/00

11/20/00

11/20/00

11/20/00

08/01/00 AMEND11/16/00

11/20/00

10/31/00

VT10/31/00

10/31/00

VT10/31/00

10/31/00

VT10/31/00

10/31/00

10/31/00

11/06/00

11/10/00

1i/20/oo

11/20/00

11/21/00

08/30/00 AMEND11/21/00

11/17/00

11/17/00

11/16/00

09/18/00 AMEND11/21/Qo

10/11/00

11/20/00

09/08/00 AMEND06/15/00 AMEND11/21/00

MD

DE XX

TX

DE

DE

DE

DE

DE

NY

OH

OH

DE

NJ

IN

DE

DE

NY

VT

DE

DE

DE

DE

NV

NY

DE

DE

NV

MD

NV

VT

CA

MI

NV

MD

KY

AZ

DE

10 NEWS DIGEST November 22 2000

CLEVELAND CLIFFS INC

COACHMEN INDUSTRIES INC

COLLEGIATE PACIFIC INC

COMPUTER ASSOCIATES INTERNATIONAL

NC

COOPER INDUSTRIES INC

CPS AUTO RECEIVABLES TRUST 1998-4

CROSS TIMBERS OIL CO

CSB BANCORP INC /OH

CTC CO1UNICATIONS GROUP INC

CWABS INC

CWABS INC

CWNBS INC

CYPOST CORP

DAISYTEK INTERNATIONAL CORPORATION

/DE/

DEAN FOODS CO

DEERE CO

DEERE JOHN CAPITAL CORP

DEMANDSTAR CON INC

DEUTSCHE FLOORPLAN RECEIVABLES

DEUTSCHE RECREATIONAL ASSET FUNDING

CORP

DEVX ENERGY INC

DIAL CORP /NEW/

DIGEX INC/DE

DIGITAL BRIDGE INC

DIGITAL ISLAND INC

DLJ COMMERCIAL MORT COMM NOR PASS

HR CERT SEP 2000-CF1

DLJ COMMERCIAL MORT COMM NOR PASS

HR CERT 2000-CKP1

DOUBLECLICK INC

SPIRE COMMUNICATIONS INC

EBENX INC

EMPIRE OF CAROLINA INC

EOP OPERATING LTD PARTNERSHIP

EUROTELECON COMMUNICATIONS INC

EXCALIBUR TECHNOLOGIES CORP

EXIDE CORP

FARMER MAC MORTGAGE SECURITIES CORP



FIFTH THIRD BANCORP

FINANCIAL ASSET SECURITIES CORP

FINANCIAL INTRANET INC/NY

FIRST ALLIANCE CORP /DE/

FIRST MIDWEST BANCORP INC

FIRST NATIONAL BANK OF ATLANTA

FIRST NATIONAL BANK OF ATLANTA

FIRST UNION COMMERCIAL MORTGAGE SEC

URITIES INC

FIRST USA BANK NATIONAL ASSOCIATION

FLEET CREDIT CARD MASTER TRUST II

STATE BK ITEM NO

CODEDATE CO4ENT

11/16/00

10/06/00

09/07/00 AMEND

11/21/00

11/21/00

10/15/00

10/25/00

11/17/00

11/14/00

11/16/00

11/17/00

10/30/00

10/24/00 AMEND

10/25/00

11/21/00

11/21/00

11/21/00

11/20/00

10/31/00

10/31/00

11/10/00

11/21/00

11/17/00

09/19/00 AMEND

09/15/00 AMEND

11/10/00

DE 11/07/00

09/24/00 AMEND

11/17/00

08/29/00 AMEND

11/17/00

11/15/00

11/17/00

11/20/00

10/25/00

11/13/00

11/13/00

11/13/00

11/20/00

11/17/00

11/15/00

11/13/00

11/16/00

08/31/00

11/17/00

11/20/00

11/10/00

NY 11/15/00 AMEND

NPHE OF ISSUER

OH

IN

DE

DE

OH

CA

DE

OH

DE

DE

DE

DE

DE

DE

DE

DE

DE

FL

DE

NV

DE

DE

DE

NV

DE

DE

DE

DE

MN

DE

DE

DE

DE

DE

DE

DE

OH

DE

NV

DE

DE

NC

ii NEWS DIGEST November 22 2000

NAME OF ISSUER

FORD CREDIT AUTO LOAN MASTER TRUSTFOREST OIL CORPFORTUNE NATURAL RESOURCES CORPFRONTIER ADJUSTERS OF AMERICA INCGENERAL MOTORS CORPGENESEE WYOMING INCGENZYME CORP

GEORGIA PACIFIC CORPGLOBAL MED TECHNOLOGIES INCGLOBALNET INC

GLOBALSTAR LP

GLOBALSTAR TELECOMMUNICATIONS LTDGOAMERICA INCGOURMET GROUP INCGREY GLOBAL GROUP INCGULFMARK OFFSHORE INCHALLWOOD ENERGY CORPHANOVER COMPRESSOR COHARCOURT GENERAL INCHARLEY DAVIDSON CREDIT CORPHARLEY DAVIDSON CREDIT CORPHARPAI-is ENTERTAINMENT INCHEALTH PAR INC

HEALTHEXTRAS INCHI SHEAR INDUSTRIES INCHNC SOFTWARE INC/DE

HOMECOM COMMUNICATIONS INCHOUSEHOLD CONSUMER LOAN TRUST 1996-

HOUSEHOLD CONSUMER LOAN TRUST 1996-

HOUSEHOLD FINANCE CORP HOUSEHOLD CONSUMER LN TRUST 1995-1

HUGHES ELECTRONICS CORPIASIS HEALTHCARE CORPIDAHO POWER COIMH ASSETS CORPIMPAC SECURED ASSETS CORPIMX PHARItkCEUTICALS INCINDYMAC ABS INCINDYMAC MBS INC

INFORMATION

INTERNET COM

INTERNET COM CORPINTUIT INC

INVERNESS MEDICAL TECHNOLOGY INC/DEISLE OF CAPRI CASINOS INCITT INDUSTRIES INCJAYARK CORP

JLK DIRECT DISTRIBUTION INCKAISER GROUP INTERNATIONAL INCKASPER LTDKENSEY NASH CORPKEVCO INC

STATE 8K ITEM NOCODE DATE COMMENT

10/31/00 AMEND11/17/00

11/20/00

11/20/00

11/20/00

11/03/00

11/20/00

11/17/00

11/20/00

05/30/00 AMEND11/17/00

11/17/00

11/07/00

09/28/00 AMEND11/13/00

11/20/00

09/08/00

09/30/00

11/17/00

11/30/00

11/30/00

11/13/00

11/03/00

11/21/00

11/21/00

09/22/00 AMEND

11/14/00

11/14/00

DE ii/14QO

11/15/go

11/20/00

11/21/00

11/21/00

11/21/00

11/21/00

11/20/go

11/20/00

10/30/go

11/06/00

09/08/00

09/08/00 AMEND11/15/00

11/01/go AMEND10 29/00

11/in/go

11/13/go

11/21/00

11/17/go

11/20/00

09/01/00 AMEND11/20/00

DE

NY

DE

AZ

DE

DE

MA

GA

CO

NV

DE

DE

DE

NV

DE

DE

DE

DE

DE

NV

NV

DE

DE

DE

DE

DE

DE

DE

HOLDINGS INCCORP

DE

DE

DE

ID

DE

CA

UT

DE

DE

DE

DE

DE

DE

DE

IN

DE

PA

DE

DE

DE

TX


NA OF ISSUER

KEYS PAN CORP

KEYSPAN CORP

KOALA CORP /CO/

LAHAINA ACQUISITIONS INC

LAKEHEAD PIPELINE CO LP

LEAPNET INC

LECTEC CORP /NNLOPAL SPACE COMMUNICATIONS LTD

LUCAS EDUCATIONAL SYSTEMS INC

LUCENT TECHNOLOGIES INC

LUCENT TECHNOLOGIES INC

MANUFACTURED HOUS CONT SEN SUB PASS

THR CERT SERIES 2000B

MARVEL ENTERPRISES INC

MAX INTERNET COMMUNICATIONS INC

MENA CORP

MCMORAN EXPLORATION CO /DE/

MDU RESOURCES GROUP INC

MED WASTE INC

MEDICAL ASSURANCE INC

MEDIX RESOURCES INC

MERCANTILE CREDIT CARD MASTER TRUST

MERRILL LYNCH CO INC

METALLURG HOLDINGS INC

METALLURG INC

METRIS MASTER TRUST

METRIS RECEIVABLES INC

METRO ONE TELECOMMUNICATIONS INC

METROPOLITAN MORTGAGE SECURITIES

CO INC

MGIC INVESTMENT CORP

MICRO LINEAR CORP /CA/

MID AMERICA BANCORP/KY/

MINNESOTA MINING MANUFACTURING CO

MITY ENTERPRISES INC

MMCA AUTO OWNER TRUST 1997-1

ICA AUTO OWNER TRUST 1998-1

T1CA AUTO OWNER TRUST 1999-1

101CA AUTO OWNER TRUST 1999-2

MNCA AUTO OWNER TRUST 2000-1

MMCA AUTO RECEIVABLES TRUST

MORGAN COMMERCIAL MORTGAGE FINA

NCE CORP

NATIONAL CITY CREDIT CARD MASTER TR

UST

NAT IONAL DATA CORP

NATIONWIDE FINANCIAL SERVICES INC/

NEIMAN MARCUS GROUP INC

NEMATRON CORP

NETGATEWAY INC

NETSALON CORP

NEW ENGLAND POWER CO

NEW VISUAL ENTERTAINMENT INC

NISOURCE INC/DE

11/16/00

10/17/00

11/21/00

11/20/00

11/20/00

11/17/00

11/21/00

11/16/00

11/10/00

11/20/00

11/13/00

11/10/00

11/17/00

11/17/00

09/30/00

11/17/00

11/16/00

11/20/00 AMEND

11/16/00

11/15/00

11/20/00

11/16/00

11/15/00

11/15/00

11/15/00

11/15/00

11/15/00

11/15/00

11/15/00

11/15/00

11/22/00

11/14/00

11/14/00

11/21/00

11/17/00

11/21/00

11/17/00

11/21/00

STATE 8K ITEM NOCODE DATE COMMENT

NY 11/08/00

NY 11/20/00

CO 11/17/00

CO 11/21/00

DE 11/16/00

DE 11/17/00

MN 11/17/00

DO11/17/00

DE 11/15/00

DE 11/13/00

DE 11/21/00

TN 11/07/00

DE

NV

MD

DE

DE

DE

DE

CO

NY

DE

DE

DE

DE

DE

OR

WA

WI

DE

KY

DE

UT

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

MI

DE

NA

UT

DE


NAME OF ISSUER

NORCAL WASTE SYSTEMS INC CA

NORTHEAST INDIANA BANCORP INC DE

NORTHEAST PENNSYLVANIA FINANCIAL CO DE

RE

NXGEN NETWORKS INC

OHIO CASUALTY CORP

OLD KENT FINANCIAL CORP /MI/

ONYX SOFTWARE CORP/WA

ON2COM INC

OPENWAVE SYSTEMS INC

OPTION ONE MORTGAGE ACCEPTANCE CORP

ORIX CREDIT ALLIANCE RECEIVABLES 20

00 CORP

OZ CON

PAN WESTERN ENERGY CORP

PANERA BREAD CO

PARTNERS FIRST CREDIT CARD MASTER

RU ST

PATAPSCO BANCORP INC

PCC GROUP INC

PEAPOD INC

PEOPLES BANK CREDIT CARD MASTER TRU CT

ST

PEREGRINE SYSTEMS INC

PHAR MOR INC

PHILIP MORRIS COMPANIES INC

PHOENIX RESOURCES TECHNOLOGIES INC

PHOTON DYNAMICS INC

PLANETCAD INC

POGO PRODUCING CO

POGO PRODUCING CO

POGO PRODUCING CO

POINT WEST CAPITAL CORP

PREMIER NATIONAL BANCORP INC

PRIME RECEIVABLES CORP

PROCTER GAMBLE CO

PROFESSIONALS GROUP INC

REGISTRY MAGIC INC

RESIDENTIAL ACCREDIT LOANS INC

RESIDENTIAL ASSET MORTGAGE PRODUCTS

INC

RESIDENTIAL FUNDING MORTGAGE SECURI

TIES INC

RESIDENTIAL FUNDING MORTGAGE SECURI

TIES INC

RIGHT START INC /CA

SALISBURY BANCORP INC

SAMUELS JEWELERS INC

SANGUINE CORP

SATX INC

SELECT THERAPEUTICS INC

SHORE FINANCIAL CORP

SOLECTRON CORP

SPECIALTY EQUIPMENT COMPANIES INC

STATE 8K ITEM NOCODE DATE CONT

11/21/00

11/21/00

11/10/00

11/13/00

11 07 00

09/07/00 AMEND

10/31/00

11/03/00 AMEND

11/20/00

11/22/00

11/10/00

11/21/00

11/14/00

11/19/00

11/19/00

11/19/00

11/16/00

11/20/00

11/15/00

11/20/00

11/21/00

11/06/00

11/21/00

11/20/00

DE 10/24/00

DE 11/20/00

10 10 00

11/20/00

11/17/00

06/08/00 AMEND

11/14/00

11/03/00

11/20/00

11/21/00

11/21/00

NV

OH

MI

WACO

DE

DE

DE

OK

DE

DE

11/15/00

11/17/00

11/20/00

11/20/00

11/03/00

11/20/ 00

10/30/00

11/30/ 00

11/08/00

07/31/00

11/11/00

11/17/00

MD

CA

DE

DE

PA

VA

NV

CA

DE

DE

DE

DE

DE

NY

DE

OH

MI

FL

DE

DE

CA

CT

DE

NV

NV

DE

VA

DE

DE

14 NEWS DiGEST November 22 2000

STRUCTURED ASSET MORTGAGE INVESTMEN

TS INC

STRUCTURED ASSET SECURITIES CORP

STRUCTURED PRODUCTS CORP

STRUCTURED PRODUCTS CORP

TBM HOLDINGS INC

TELCOM SEMICONDUCTOR INC

TELECOMMUNICATION SYSTEMS INC IFA

TELECORP TRITEL HOLDING CO

TELEPHONE DATA SYSTEMS INC /DE/

TEPADYNE INC

TEXAS PASTERN TRANSMISSION CORP

TEXAS INSTRUMENTS INC

TICKETMASTER ONLINE CITYSEARCH INC

TIDEWATER INC

TORVEC INC

TOSCO CORP

TPI LAND DEVELOPMENT III LIMITED PA

RTNERSHI

TRUSTCO BANK CORP

Ii LIQUIDS INC

UNITEt STATES CELLULAR CORP

UNITED STATIONERS INC

UNIVERSAL CORP /VA/

USBANCORP INC /PA/

CORP /PA/

VA LINUX SYSTEMS INC

VANDERBILT MORT Fl INC MAN HO CO

SE SU PAS TM CE SE 2000A

VANDERBILT MORT FIN INC SEN SUB

AS THR CERT SER 2000

VERITAS SOFTWARE CORP /DE/

VPN COMMUNICATIONS CORP

WACHOVIA CREDIT CARD MASTER TRUST

WALKER CO

WHITNEY INFORMATION NETWORK INC

WORLD DIAGNOSTICS INC

WORLD FINANCIAL NETWORK NATIONAL BA

NK

XDOGS CON INC

XEROX CORP

ZIASUN TECHNOLOGIES INC

ZIPLINK INC

ZOLTEK COMPANIES INC

STATE 8K ITEM NO

CODEDATE COENT

DE

11/16/00

11/20/00

11/20/00

11/10/00

11/15/00

11/15/00

11/13/00

11/20/00

11/16/00

10/31/00

11/20/00

11/21/00

11/21/00

11/14/00

10/25/00

11/09/00

11/21/00

11/16/00

11/20/00

11/21/00

11/21/00

11/21/00

11/17/00

11/16/00

11/07/00

TN 11/07/00

11/17/00

11/06/00

08/31/00

11/21/00

09/30/00

10/26/00

11/15/00

11/17/00 AMEND

10/31/00

11/03/00

11/17/00

11/06/00

NME OF ISSUER

11/21/00

DE

DE

DE

FL

DE

DE

MADE

DE

DE

DE

NY

NV

AZ

NY

DE

DE

DE

VAPA

PA

DE

TN

AMEND

DE

NV

NC

CO

DE

OH

CO

NY

NV

DE

DE


SEC News Digest, November 22, 2000 · The release can be accessed on the Commissions web site at...

Documents

Transcript of SEC News Digest, November 22, 2000 · The release can be accessed on the Commissions web site at...