SEC NEWS DIGEST · 2008. 3. 21. · SEC NEWS DIGEST Issue 99-122 June 25, 1999 ENFORCEMENT...

, SEC NEWS DIGEST

Issue 99-122 June 25, 1999

ENFORCEMENT PROCEEDINGS

CEASE AND DESIST ORDER ENTERED AGAINST MEDISYS TECHNOLOGIES, INC.

Medisys Technologies, Inc. (Medisys), a microcap issuer, has been ordered to cease and desist from soliciting proxies from its shareholders without providing those shareholders the information required by proxy solicitation provisions of the federal securities laws. The order instituting and simultaneously settling these proceedings alleges Medisys filed a definitive proxy statement with the Commission with respect to a special meeting at which Medisys'shareholders were to consider Medisys' proposed acquisition of Phillips Pharmatec Labs, Inc. (Phillips), a privately-held companymore than twice the size of Medisys. It is alleged that the proxymaterials failed to include some of the financial statements required by the proxy regulations and that Medisys substituted Phillips' unaudited financial statements for the required audited financial statements. Based on this alleged conduct, Medisysconsented to be ordered to: (1) cease and desist from committing or causing any violation or any future violation of Section 14(a) the Securities Exchange Act of 1934 and Rules 14a-3 and 14a-9 thereunder; (2) distribute copies of Phillips' audited financial statements for its 1997 fiscal year and pro forma financial statements for the combined companies for the 1997 fiscal year to all Medisys shareholders; and (3) file those financial statements with the Commission in a Form 8-K. (ReI. 34-41554; AAE ReI. 1139;File No. 3-9920)

INVESTMENT COMPANY ACT RELEASES

NOTICES OF DEREGISTRATIONS UNDER THE INVESTMENT COMPANY ACT

For the month of June, 1999, a notice has been issued givinginterested persons until July 19, 1999, to request a hearing on anyof the following applications for an order under Section 8(f) of the Investment Company Act declaring that the applicant has ceased to be an lnvestment company:

Pinnacle Fund [File No. 811-4188]The Crabbe Huson Funds [File No. 811-7427]The Crabbe Huson Special Fund, Inc. [File No. 811-5302]Templeton American Trust, Inc. [File No. 811-6204]Morgan Stanley Dean Witter Capital Appreciation Fund [File No.811-7333]Neuberger & Berman Municipal Securities Trust [File No. 811-5107]Neuberger & Berman Municipal Money Fund [File No. 811-4102]Neuberger & Berman Ultra Short Bond Fund [File No. 811-4812]Neuberger & Berman Limited Maturity Bond Fund [File No. 811-4560]Neuberger & Berman Cash Reserves [File No. 811-5467](ReI. IC-23883 - June 23)

MENTOR VARIABLE INVESTMENT PORTFOLIOS, ET AL.

An order has been issued on an application filed by Mentor Variable Investment Portfolios (Trust), Mentor Investment Advisors, LLC and Mentor Perpetual Advisors, LLC, under Section 6(c) of the Investment Company Act, to permit shares of the Trust and all similar investment companies for which Mentor Investment Advisors, LLC,Mentor Perpetual Advisors, LLC or their affiliates may serve as investment manager, investment advisor, investment sub-advisor,administrator, manager, principal underwriter or sponsor (FutureTrusts) to be sold to and held by separate accounts funding variable annuity and variable life insurance contracts issued by both affiliated and unaffiliated life insurance companies i qualifiedpension and retirement plans outside of the separate account context i and the Trust's or Future Trusts' investment advisor (representing seed money investments). (ReI. IC-23884 - June 23)

SELF-REGULATORY ORGANIZATIONS

APPROVAL OF PROPOSED RULE CHANGE

The Commission granted accelerated approval to a proposed rule change submitted by the American St.ock Exchange (SR-Amex-99-15)relating to the listing and trading of notes and warrants on the 10 Uncommon Values Index of Lehman Brothers Inc. (ReI. 34-41546)

ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

The Commission granted accelerated approval to a proposed rule change submitted by the National Association of Securities Dealers (SR-NASD-99-30) amending the entry fees and annual fees paid byforeign issuers quoted on the National Market System. (ReI.34-41547)

'\ NEWS DIGEST, June 25, 1999 2

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE,,

(

(

A proposed rule change filed by the New York Stock Exchange relatingto an increase in the examination development fee for the General Securities Representative Examination (Series 7) (SR-NYSE-99-28) has become effective under Section 19(b) (3) (A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of June 28. (ReI. 34-41548)

PROPOSED RULE CHANGES

The New York Stock Exchange filed a proposed rule change(SR-NYSE-99-21) to: (i) reVlse the guidelines governing the reimbursement of NYSE member organizations for costs incurred in the transmission of proxy and other shareholder communication materials to shareholders owning securities in street name; (ii) define the term "nominee" as it relates to the nominee coordination fee; and (iii) extend the effectiveness of the reimbursement guidelinesthrough August 31, 2001. Publication of the notice is expected in the Federal Register during the week of June 28. (ReI. 34-41549)

The MBS Clearing Corporation filed a proposed rule change (SR-MBSCC-99-4), which became effective upon filing, modifying MBSCC's fees related to its Electronic Pool Notification service. Publication of the proposal is expected in the Federal Register during the week of June 28. (ReI. 34 -41550)

DELISTING GRANTED

An order has been issued granting the application of the New York Stock Exchanqe to strike from listing and registration FIRSTPLUS Financial Group, Inc., Common Stock, $.01 par value. (ReI. 34-41552)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appearsas follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; AssignedBranch; and a designation if the statement is a New Issue.

Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W.,Washington, D.C. 20549 or at the following e-mail box address: <publicinfo@sec>. In most cases, this information is also available on the Commission's website: <www.sec.gov>.

NEWS DIGEST, June 25, 1999 3

mailto:<publicinfo@sec>

, S-8 BLUE SQUARE ISRAEL LTD /ADR/, 13 TFUZOT ISRAEL ST, GIVATAIM, L3 00000 (212) 765-5050 - 1,500,000 ($21,937,500) FOREIGN COMMON STOCK. (FILE333-10462 - JUN 17) (BR. 2)

F-3 POHANG IRON & STEEL CO LTD, 892 TAECHI 4 DONG, POSCO CENTER,KANGNAM GU SEOUL KOR, M5 (202) 785-5643 - 6,753,644 ($812,125,691)FOREIGN COMMON STOCK. (FILE 333-10466 - JUN 17) fBR. 6)

F-I0 RITCHIE BROS AUCTIONEERS INC, 9200 BRIDGEPORT RD,RICHMOND, BRITISH COLUMBIA, CANADA, Al V6X 1 (604) 273-7964 - 1,366,000($50,285,875) FOREIGN COMMON STOCK. (FILE 333-10468 - JUN. 17) (BR. 8)

S-l SHOPNOW COM INC, 411 FIRST AVENUE SOUTH, SUITE 200 NORTH, SEATTLE, WA98104 (206) 223-1996 - $86,250,000 COMMON STOCK. (FILE 333-80981 -JUN 18) (BR. 8 - NEW ISSUE)

S-8 AMERICAN STORES CO /NEW/, 299 SOUTH MAIN, SALT LAKE CITY, UT 84111 «80) 1) -961- - 2,674,000 ($90,331,062.50) COMMON STOCK. (FILE 333-80983 - JUN. 18) (BR. 2)

S-3 FIRST WASHINGTON REALTY TRUST INC, 4350 EAST WEST HWY - STE 400, BETHESDA, MD 20814 (301) 907-7800 - 462,271 ($10,343,313 63) COMMON STOCK.( (FILE 333-80985 - JUN 18) (BR 8)

S-8 ESPS INC, 1300 VIRGINA DRIVE SUITE 125, FORT WASGINGTON, PA 19034 (215) 654-9122 - 7,070,170 ($28,953,207) COMMON STOCK. (FILE 333-80987 -

JUN 18) (BR. 3)

S-8 BOISE CASCADE OFFICE PRODUCTS CORP, 800 WEST BRYN MAWR AVE, ITASCA, IL60143 (708) 773-5000 - 3,500,000 ($39,265,625) COMMON STOCK (FILE333-80989 - JUN. 18) (BR. 4)

S-8 DONNELLEY R R & SONS CO, 77 W WACKER DR, CHICAGO, IL 60601 (312) 326-8000 - 4,000,000 ($151,360,000) COMMON STOCK (FILE 333-80995 -

JUN. 18) (BR 5)

S-8 CENTIGRAM COMMUNICATIONS CORP, 91 EAST TASMAN DR, SAN JOSE, CA 95134 (408) 944-0250 - 425,000 ($3,878,125) COMMON STOCK (FILE 333-80999 -

JUN. 18) (BR 7)

S-8 STUDENT ADVANTAGE INC, 280 SUMMER STREET, BOSTON, MA 02210 - 450,000($3,600,000) COMMON STOCK (FILE 333-81003 - JUN. 18) (BR. 5)

S-8 STUDE~~ ADVANTAGE INC, 280 SUMMER STREET, BOSTON, MA 02210 - 4,200,000($33,600,000) COMMON STOCK. (FILE 333-81005 - JUN. 18) (BR. 5)

S-& STUDENT ADVANTAGE INC, 280 SUMMER STREET, BOSTON, MA 02210 - 37,710($301,680) COMMON STOCK (FILE 333-81007 - JUN. 18) (BR 5)

S-8 NABI /DE/, 5800 PARK OF COMMERCE BLVD N W, STE 322, BOCA RATON, FL 33431 (407) 989-5800 - 250,000 ($432,000) COMMON STOCK (FILE 333-81009 -

JUN 18) (BR. 1)

S-8 SPINTEK GAMING TECHNOLOGIES INC \CA\, 1857 HELM DR, LAS VEGAS, NY 89119 (702) 263-3660 - 60,000,000 ($4,800,000) COMMON STOCK. (FILE 333-81011 -JUN 18) (BR. 6)

5-3 BISYS GROUP INC, 150 CLOVE ROAD, LITTLE FALLS, NJ 07424 (201) 812-8600- 190,132 ($10,540,9191 COMMON STOCK (FILE 333-81013 - JUN 18) (BR 3)

S-3 ULTRAK INC, 1301 WATERS RIDGE DRIVE, LEWISVILLE, TX 75057 (972) 280-9675 - 250,000 ($1,667,968 70) COMMON STOCK (FILE 333-81021 - JUN. 18) !BR 51

5-8 AMBASSADORS INTERNATIONAL INC, DWIGHT 0 EISENHOWER BLDG,110 S FERRALL ST, SPOKANE, WA 99202 (509) 534-6200 - 800,000($11.404,433 15) COMMON STOCK (FILE 333-81023 - JUN. 18) (BR 5)

S-8 GEON CO, ONE GEON CTR, AVON LAKE, OH 44012 (440) 930-1001 - 1,000,000($35,625,000) COMMON STOCK (FILE 333-81025 JUN 18) (BR 6)


, S-8 GEON CO, ONE GEON CTR, AVON LAKE, OH 44012 (440) 930-1001 - 350,000 ($12,468,750) COMMON STOCK. (FILE 333-81027 - JUN. 18) (BR. 6)

S-3 TRITON ENERGY LTD, C/O TRITON ENERGY CORP, 6688 N CENTRAL EXPRESSWAY SUITE 1400, DALLAS, TX 75206 (809) 949-0050 (FILE 333-81029 - JUN. 18) (BR. 4)

S-8 TRITON ENERGY LTD, C/O TRITON ENERGY CORP, 6688 N CENTRAL EXPRESSWAY SUITE 1400, DALLAS, TX 75206 (809) 949-0050 -1.800,000 ($21,312,000) COMMON STOCK. (FILE 333-81031 - JUN. 18) (BR. 4)

S-8 IMAGING TECHNOLOGIES CORP/CA, 11031 VIA FRONTERA STE #100, SAN DIEGO, CA 92127 (619) 613-1300 - 3,512,485 ($5,215,142) COMMON STOCK. (FILE333-81033 - JUN. 18) (BR. 3)

S-8 LATTICE SEMICONDUCTOR CORP, 5555 NE MOORE COURT, HILLSBORO, OR 97124 (503) 681-0118 - 1,165,000 ($48,265,950) COMMON STOCK. (FILE 333-81035 -

JUN. 18) (BR. 5)

S-3 SIEBERT FINANCIAL CORP, 885 THIRD AVENUE, SUITE 1720, NEW YORK, NY 10022

( (212) 644-2400 - 600,000 ($12,375,000) COMMON STOCK. (FILE 333-81037 -

JUN. 18) (BR. 7)

S-4 CENTURY BUSINESS SERVICES INC, 6480 ROCKS IDE WOODS BLVD SOUTH, SUITE 330, CLEVELAND, OH 44131 (216) 447-9000 - 15,000,000 ($175,312,500)COMMON STOCK (FILE 333-81039 - JUN. 18) (BR. 8)

8-3 PUBLIC STORAGE INC /CA, 701 WESTERN AVE, STE 200, GLENDALE, CA 91201 (818) 244-8080 (FILE 333-81041 - JUN. 18) (BR. 8)

S-8 ONEOK INC /NEW/, 100 WEST 5TH ST, TULSA, OK 74103 (918) 588-7000 -1,445,200 ($43,310,837) COMMON STOCK. (FILE 333-81043 - JUN 18) (BR. 2)

S-8 CHEQUEMATE INTERNATIONAL INC, AMERICAN PLAZA II, 57 WEST 200 SOUTH STE 350, SALT LAKE CITY, UT 84101 (801) 322-1111 -300,000 ($928,125) COMMON STOCK. (FILE 333-81045 - JUN. 18) (BR. 9)

S-8 COULTER PHARMACEUTICALS INC, 600 GATEWAY BOULEVARD, SOUTH SAN FRANCISCO,I CA 94080 (650) -55-3-20 - 2,000,000 ($38,437,600) COMMON STOCK (FILE

333-81049 - JUN. 18) (BR. 1)

( S-3 GENERAL DYNAMICS CORP, 3190 FAIRVIEW PARK DRIVE, FALLS CHURCH, VA 22042

:703) 876-3000 - 16,554,375 ($1,054,315,035) COMMON STOCK (FILE333-81051 - JUN 18) (BR. 6)

S-8 SONIC AUTOMOTIVE INC, 5401 EAST INDEPENDENCE BLVD, PO BOX 18747, CHARLOTTE, NC 28026 (704) 532-3354 - 2,250,000 ($29,039,063) COMMON STOCK (FILE 333-81053 - JUN 18) (BR 2)

S-8 COMMONWEALTH INDUSTRIES INC/DE/, 500 WEST JEFFERSON STREET, 19TH FLOOR, LOUISVILLE, KY 40202 (502) -58-9-81 - 2,000,000 ($21,200,000) COMMON STOCK (FILE 333-81055 - JUN. 18) (BR. 6)

S-8 SONIC AUTOMOTIVE INC, 5401 EAST INDEPENDENCE BLVD, PO BOX 18747, CHARLOTTE, NC 28026 (704) 532-3354 - 600,000 ($7,743,750) COMMON STOCK. (FILE 333-81059 - JUN 18) (BR. 2)

S-8 U S VISION INC, 1 HARMON DRIVE, BLACKWOOD, NJ 08012 (609) 228-1000 -49,583 ($362,:>60)COMMON STOCK (FILE 333-81061 - JUN 18) (BR 2)

S-8 CBRL GROUP INC, 305 HARTMANN DR, LEBANON, TN 37087 (615) 444-5533 3,500,000 1$59,828,125) COMMON STOCK (FILE 333-81063 - JUN 18) (BR 5)

$-3 STANDARD MICROSYSTEMS CORP, 80 ARKAY DRIVE, HAUPPAUGE, NY 11934 (516) 434-2904 - 20,000 ($144,375) COMMON STOCK (FILE 333-81067 -

JUN 18) (BR 31

S-8 US ONCOLOGY INC, 16825 NORTH CHASE DR, STE 1300, HOUSTON, TX 77060

(281) 873-2674 - 168,784 ($1.846,075) COMMON STOCK (FILE 333-81069 JUN 18) (BR 1)


S-l INTERSPEED INC, 39 HIGH STREET, NORTH ANDOVER, MA 01845 (978) 688-6164 - $50,000,000 COMMON STOCK. (FILE 333-81071 - JUN. 18) (BR. 37 - NEW ISSUE)

S-8 MARINE TRANSPORT CORP, 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ 07087 (201) 330-0200 - 975,000 ($3,900,000) COMMON STOCK (FILE 333-81073 -

JUN. 18) (BR. 5)

S-8 STUDENT ADVANTAGE INC, 280 SUMMER STREET, BOSTON, MA 02210 - 24,087 ($192,696) COMMON STOCK. (FILE 333-81075 - JUN. 18) (BR. 5)

S-8 EIS INTERNATIONAL INC IDEI, 555 HERNDON PARKWAY, HERNDON, VA 22070 (203) 351-4800 - 50,000 ($134,500) COMMON STOCK. (FILE 333-81077 -JUN. 18) (BR 7)

S-l LABRANCHE & CO INC, ONE EXCHANGE PLAZA, NEW YORK, NY 10006 (212) 425-1144 - $212,750,000 COMMON STOCK. (FILE 333-81079 - JUN. 18)(BR. 7 - NEW ISSUE)

S-3 MESSAGEMEDIA INC, 6060 SPINE ROAD, SUITE 240, BOULDER, CO 80301 (303) 144-0-75 - 100,000 ($1,191,000) COMMON STOCK. (FILE 333-81081 -JUN. 18) (BR. 8)

S-3 BERKSHIRE REALTY CO INC IDE, 470 ATLANTIC AVE, BOSTON, MA 02210 (888) 867-0100 - 1,614,157 ($18,461,921) COMMON STOCK. (FILE 333-81083 -

JUN 18) (BR. 8)

S-8 PHILADELPHIA SUBURBAN CORP, 762 LANCASTER AVE, BRYN MAWR, PA 19010 (215) 527-8000 - 1,026,000 ($22,892,625) COMMON STOCK. (FILE 333-81085 -

JUN. 18) (BR. 2)

S-8 EIS INTERNATIONAL INC IDEI, 555 HERNDON PARKWAY, HERNDON, VA 22070

(203) 351-4800 - 500,000 ($1,345,000) COMMON STOCK. (FILE 333-81087 -JUN. 18) (BR. 7)

S-8 MESSAGEMEDIA INC, 6060 SPINE ROAD, SUITE 240, BOULDER, CO 80301 (303) 144-0-75 - 2,535,000 ($21,566,250) COMMON STOCK. (FILE 333-81089 -

JUN 18) (BR. 8)

S-8 TRANS WORLD AIRLINES INC INEWI, ONE CITY CENTRE, 515 N SIXTH ST, ST LOUIS, MO 63101 (314) 589-3000 - 1,933,543 ($9,667,715) COMMON STOCK (FILE 333-81091 - JUN 18) (BR. 5)

5-8 TRANS WORLD AIRLINES INC INEWI, ONE CITY CENTRE, 515 N SIXTH ST, ST LOUIS, MO 63101 (314) 589-3000 - 1,000,000 ($5,OOO,000) COMMON STOCK (FILE 333-81093 - JUN. 18) (BR. 5)

S-3 COASTAL CORP, COASTAL TWR, NINE GREENWAY PLZ, HOUSTON, TX 77046 1713) 877-1400 (FILE 333-81095 - JUN 18) (BR 2)

S-8 MONSTERDAATA COM INC, 115 STEVENS AVENUE, VALHALLA, NY 10595 (914) 747-9100 - 1,750,000 ($l,750,OOO) COMMON STOCK (FILE 333-81097

JUN. 18) (BR. 9)

5-3 CELERITY SYSTEMS INC, 1400 CENTERPOINT BLVD, SUITE 400, KNOXVILLE, TN

37923 1423) 539-5300 - 960,944 ($541,Oll) COMMON STOCK. (FILE 333-81099 -JUN 181 (BR 9)

S-3 SUN MICROSISTEMS INC, 901 SAN ANTONIO RD, PALO ALTO, CA 94303 (650) 960-1300 (FILE 333-81l0l - JUN. IS) (BR. 3)

S-S BARRY R G CORP IOHI, 13405 YARMOUTH RD NW, PICKERINGTON, OH 43147 ,614) 864-6400 - 450,000 ($3,559,500) COMMON STOCK IFILE 333-81105

JUN. 18) tBR 2)

S-l LOISLAW COM INC, 105 NORTH 28TH STREET, VAN BUREN, A¥ 72956 (501) 471-5581 - $75,000,000 COMMON STOCK (FILE 333-81107 - JUN. 18)(NEW ISSUE)

S-3 NETRIX CORP, 13595 DULLES TECHNOLOGY DR, HERNDON, VA 22071 1703) 742-6000 - 1,732,935 ($4,488,301 60) COMMON STOCK (FILE 333-81109 JUN 18' IBR 3 J


S-8 ONEMAIN COM INC, 50 HAWTHORNE ROAD, SOUTHHAMPTON, NY 11968 , (516) 287-4084 - 3,000,000 ($49,770,000) COMMON STOCK. (FILE 333-81111 -JUN. 18) (BR. 3)

S-3 WASHINGTON MUTUAL INC, 1201 THIRD AVENUE, SUITE 1500, SEATTLE, WA 98101

(206) 377-4834 - 900,000,000 ($900,000,000) STRAIGHT BONDS. (FILE

333-81113 - JUN 18) (BR. 7)

S-3 MINlMED INC, 12744 SAN FERNANDO RD, SYLMAR, CA 91342 (818) 362-5958 -$71,690,000 COMMON STOCK. (FILE 333-81115 - JUN. 18) (BR 5)

S-8 IMC GLOBAL INC, 2100 SANDERS RD, NORTHBROOK, IL 60062 (847) 272-9200

5,700,000 ($125,400,000) COMMON STOCK. (FILE 333-81117 - JUN. 18) (BR. 2)

S-3 RELIANT ENERGY INC, 1111 LOUISIANA, HOUSTON, TX 77002 (713) 207-3000 -$430,781,250 COMMON STOCK. (FILE 333-81119 - JUN. 21) (BR. 2)

S-8 DUN & BRADSTREET CORP /DE/, ONE DIAMOND HILL RD, C/O DUN & BRADSTREET,

MURRAY HILL, NJ 07974 (908) 665-5000 - 16,500,000 ($568,218,750)

COMMON STOCK. (FILE 333-81121 - JUN. 21) (BR. 4)

S-4 SYNETIC INC, 669 RIVER DRIVE, RIVER DRIVE CENTER II, ELMWOOD PARK, NJ

07407 (201) 703-3400 - 24,269,617 ($1,095,166,467) COMMON STOCK. (FILE333-81123 - JUN. 18) (BR. 6)

S-l EVERTRUST FINANCIAL GROUP INC, 2707 COLBY AVE, SUITE 600, EVERETT, WA

98201 (425) 258-3645 - 8,986,250 ($89,862,500) COMMON STOCK (FILE

333-81125 - JUN. 181 (NEW ISSUE)

N-2 COLONIAL HIGH INCOME MUNICIPAL TRUST, ONE FINANCIAL CTR, BOSTON, MA

02111 (617) 426-3750 - 4,800 ($120,000,000) PREFERRED STOCK (FILE

333-81129 - JUN. 181 (BR. 17)

N-2 COLONIAL INVESTMENT GRADE MUNICIPAL TRUST, LNE FINANCIAL CTR, BOSTON, MA

02110 (617) 426-3750 - 2,400 ($60,000,000) PREFERRED STOCK (FILE

333-81131 - JUN. 181 (BR. 17)

S-3 CIENA CORP, 1201 WINTERSON ROAD, LINTHICUM, MD 21090 (410) 865-8500 -17,849,665 ($504,253,036.25) COMMON STOCK. (FILE 333-81133 - JUN 18)

{BR 7}

S-4 BANK UNITED CORP, 3200 SOUTHWEST FREEWAY, SUITE 2600, HOUSTON, TX 77027

<7131 543-6500 . 710,000 ($7,846,000) COMMON STOCK (FILE 333-81135 -JUN 18) (BR 7>

S-3 NABORS INDUSTRIES INC, 515 W GREEN RD STE 1200, HOUSTON, TX 77067

,2811 874-0035 (FILE 333-81137 - JUN 181 (BR 4)

RECENT 8K FILINGS

Form 8-K lS used by compan1es to ~lle current reports on the follow1ng events

Item 1 Changes 1n Control of Reg1strant

Item 2 ACqu1s1t1on or D1Spos1t1on of Assets

Item 3 Bankruptcy or Rece1versh1p

Item 4 Changes 1n Reg1strant's Cert1fy,ng Accountant

Item 5 Other Materlally Important Events.

Item 6 Res1gnatlons of Reg1strant's D1rectors

Item 7. F1nanClal Statements and Exh1b1ts

Item 8 Change 1n F1scal Year

Item 9 Regulat10n S Offerlngs.


,

;

The followlng companles have flIed 8-K reports for the date lndlcated and/or amendments to 8-K reports prevlously

flIed, respondlng to the ltem(s) of the form speclfled. 8-X reports may be obtalned In person or by wrltlng to the

Commlsslon's PubilC Reference Branch at 450 Flfth Street, N.W , Washlngton, D.C 20549 or at the followlng e-mal1 box

address· <[email protected]>. In most cases, t rus a.nformat i on lS also avaaLable on the Comm i ssron 's webs i t e <WWW. sec. gOY> .

STATE 8K ITEM NO.NAME OF ISSUER CODE I 2 3 4 5 6 789 DATE COMMENT

ABN AMRO MORTGAGE CORP SERIES 1999- DE X x 06/22/99

4

ACX TECHNOLOGIES INC

AIRTOUCH COMMUNICATIONS INC

ALEXANDERS J CORP

AMERICAN MEDICAL SECURITY GROUP INC

AMERICAN RESOURCES OFFSHORE INC

AMERON INTERNATIONAL CORP

ANDATACO INC

ARCH COMMUNICATIONS GROUP INC /DE/

ARCH COMMUNICATIONS INC

ARCHIBALD CANDY CORP

ASCENT ENTERTAINMENT GROUP INC

AUTOCYTE INC

AVADO BRANDS INC

AVALON COMMUNITY SERVICES INC

AVATEX CORP

BANC ONE AUTO GRANTOR TRUST 1997-B

BANK ONE TEXAS NATIONAL ASSOCIATION

BANK UNITED CORP

BARTON BEERS LTD

BARTON BRANDS LTD /DE/

BARTON BRANDS OF CALIFORNIA INC

CO

DE

TN

WI

DE

DE

MA

DE

DE

IL

DE

DE

GA

NV

DE

NY

DE

MD

DE

CT

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

x x X

x X

x

X

X

X

X

X

06/15/99

06/23/99

06/22/99

OS/24/9906/15/99

05/31/99

06/08/99

06/03/99 AMEND06/03/99 AMEND

06/08/9906/23/99

06/04/99

07/04/99

06/24/99

06/18/99

06/21/99

06/21/99

06/23/99 AMEND

06/23/99

06/23/99

06/23/99

BARTON BRANDS OF GEORGIA INC

BARTON DISTILLERS IMPORT CORP

BARTON FINANCIAL CORP

BARTON INC

BATAViA WINE CELLARS INC

BELL MICRO PRODUCTS INC

BIG ENTERTAINMENT INC

BION ENVIRONMENTAL TECHNOLOGIES INC

BLACK HILLS CORP

BLUE FISH CLOTHING INC

BOMBARDIER CAPITAL MORTGAGE SECURIT

GA

NY

DE

DE

NY

CA

FL

CO

SD

PA

DE

X

X

X

X

X

X

X

X

X

X

X

X

X

06/23/9906/23/99

06/23/9906/23/99

06/23/99

06/08/99

05/18/99 AMEND

06/22/99

06/23/99

06/10/99 AMEND

05/31/99

IZATION CORP

BROADCOM CORP

BURNHAM PACIFIC PROPERTIES INC

CALIFORNIA COASTAL COMMUNITIES INC

CANADIAN GENERAL CAPITAL

CANANDAIGUA BRANDS INC

CANANDAIGUA EUROPE LTG

CANANDAIGUA LTD

CANANDAIGUA WINE CO INC /NY/

CANDIES INC

CATERPILLAR INC

CHART INDUSTRIES INC

CHASE MANHATTAN AUTO OWNER TRUST 19

CA

MD

DE

DE

DE

NY

NY

NY

DE

DE

DE

DE

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

06/23/99

06/19/99

06/18/9903/31/99

06/23/99

06/23/99

06/23/99

06/23/99

06/17/99

06/15/99

04/12/99 AMEND

06/16/99

96-C CHASE MANHATTAN AUTO OWNER TRUST 19 DE X X 06/16/99

9'-A CHASE MANHATTAN AUTO OWNER TRUST 19 DE X X 06/16/99

97-8

CHASE MANHATTAN BANK INYI NY X X 06/16/99

NEWS DIGEST, June 25, 1999 8 I

STATE 8K ITEM NO.NAME OF ISSUER COOE I 2 3 4 5 6 7 8 9 DATE COMMENT

CHASE

CHASE

CHASE

CHASE

CHASE

MANHATTAN

MANHATTAN

MANHATTAN

MANHATTAN

MANHATTAN

BANK

BANK

BANK

BANK

BANK

/NY/

/NY/

USA

USA

USA

NY

NY

DE

DE

DE

x X

X

X

X

X

X

X

X

X

06/16/99

06/16/99

06/16/9906/16/99

06/16/99

CHASE MANHATTAN BANK USA DE X X 06/16/99

CHASE MANHATTAN CREDIT CARD MASTER DE X X 06/16/99

TRUST

CHASE MANHATTAN GRANTOR TRUST 1995- NY X X 06/16/99

B

CHASE

A

MANHATTAN GRANTOR TRUST 1996- NY X X 06/16/99

CHASE

UST

MANHATTAN

1995-1

HOME EQUITY LOAN TR NY X X 06/16/99

CHASE MORTGAGE FINANCE CORP

CHASE MORTGAGE FINANCE CORP

CHECKFREE HOLDINGS CORP \GA\

CHEVRON CORP

CIBER INC

CLARCOR INC

CLEVELAND ELECTRIC ILLUMINATING CO

COMMUNITY FINANCIAL GROUP INC

COMPOST AMERICA HOLDING CO INC

CONNECTIVITY TECHNOLOGIES INC

CONSOLIDATED GRAPHICS INC /Txi

CONVERGENCE COMMUNICATIONS INC

CWMBS INC

D H MARKETING & CONSULTING INC

DARDEN RESTAURANTS INC

DEUTSCHE FLOORPLAN RECEIVABLES L P

DEUTSCHE RECREATIONAL ASSET FUNDING

CORP

DE

DE

DE

DE

DE

DE

OH

TN

NJ

DE

TX

NV

DE

NV

FL

DE

NV

X

X

X

X X

X

X

X

X

X

X

X

X

X

X

X

X

X

X X

X

X

X

X

X

X

X

X

06/23/99

06/24/99

06/24/9906/24/99

06/21/99

06/17/99

06/17/99

06/18/99

06/17/99

06/23/99

06/21/99

06/23/99

06/21/99

06/22/99

06/22/99

05/31/99

05/31/99

DLc~COMMERICAL MORT COMM MORT

THR CER SER 1999-CG1

PASS DE X 06/10/99

DYNAMIC HEALTHCARE TECHNOLOGIES INC





EAST WEST COMMUNICATIONS INC

EAST WEST COMMUNICATIONS INC

ECONNECT

EKCO GROUP INC /DE/

ERP OPERATING LTD PARTNERSHIP

EUROWEB INTERNATIONAL CORP

FINET COM INC

FIRST ALLIANCE MORTGAGE LOAN TRUST

1999-l

FL

FL

FL

FL

FL

DE

DE

MO

DE

IL

DE

DE

NY

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

06/19/99

06/19/99

06/19/99

06/19/99

06/19/99

06/22/99

06/23/99 AMEND

06/23/99

06/21/99

06/17/99

06/11/9906/24/99

06/21/99

FIRST UNION COMMERCIAL

URITIES INC

MORTGAGE SEC NC X 06/17/99

FIRST

FIRST

UNION

UNION

DIRECT

MASTER

BANK N A

CREDIT CARD TRUS

X

X

X

X

06/15/99

06/15/99

T

FIRSTENERGY CORP

FLEETWOOD ENTERPRISES INC/DE/FLORSHEIM GROUP INC

FRANKLIN RECEIVABLES LLC

FROST HANNA CAPITAL GROUP INC

FRUIT OF THE LOOM LTD

FSI INTERNATIONAL INC

GM1'OS INC

OH

DE

DE

DE

FL

MN

MI

X

X

X

X

X

X

X

X

X

X

X

X

06/17/99

06/24/9906/22/99

05/31/99

OS/27/99

06/16/99

06/09/99

06/17/99


, NAME OF ISSUER STATE CODE

8K ITEM NO. 1 2 3 4 5 6 7 8 9

GE CAPITAL MORTGAGE SERVICES INC NJ X X


DATE COMMENT

06/21/99

06/22/99


GENERAL DYNAMICS CORP DE X X

06/23/99

06/21/99

GEON CO DE X X

GOODYS FAMILY CLOTHING INC /TN TN X

06/23/99

06/16/99

GREEN TREE FINANCIAL CORP MN X

GREEN TREE FINANCIAL CORP MN X

06/17/99

06/22/99

HARLEYSVILLE GROUP INC DE X

HAWKS INDUSTRIES INC WY X

06/23/99

06/22/99

HOUSEHOLD CONSUMER LOAN TRUST 1996- DE X 06/14/99

1


2


1


2

HOUSEHOLD CREDIT CARD MASTER TRUST DE X 06/15/99

I

HOUSEHOLD FINANCE CORP DE X X 06/24/99

HOUSEHOLD FINANCE CORP HOUSEHOLD AF DE X 06/15/99

F CRE CAR MAS TR I

HOUSEHOLD FINANCE CORP HOUSEHOLD CO DE X 06/14/99

NSUMER LN TRUST 1995-1 /

HOUSEHOLD PRIVATE LABEL CREDIT CARD DE X 06/21/99

MASTER TRUST II

HOUSEHOLD REVOLVING HOME EQUITY LOA DE X 06/21/99

N TRUST 1995-1


N TRUST 1995-2


N TRUST 1996-1


N TRUST 1996-2

IBM CREDIT RECEIVABLES INC DE X X 06/15/99

IBM CREDIT RECEIVABLES LEASE ASSET DE X X 06/15/99

MASTER TRUST

ICOS CORP I DE DE X 12/31/99

ILLINOIS SUPERCONDUCTOR CORPORATION DE X X 06/23/99

IMH ASSETS CORP CA X X 06/24/99

INFOAMERICA INC CO X X X 06/08/99

INTERNET STOCK MARKET RESOURCES INC DE X X 06/09/99

INTERVOICE INC TX X X 06/09/99

ISO BLOCK PRODUCTS USA INC CO X 06/21/99

JAFRA COSMETICS INTERNATIONAL INC DE X X 06/10/99

JLM INDUSTRIES INC DE X 06/23/99 AMEND

KROGER CO OH X X 06/23/99

LAIDLAW GLOBAL CORP DE X 06/08/99

LEUCADIA NATIONAL CORP NY X X 06/21/9,

LEUKOSITE INC DE X X 06/22/99

LOCKHEED MARTIN CORP MD X X 06/17/99

MBNA AMERICA BANK NATIONAL ASSOCIAT DE X X 06/22/99

ION

MBNA AMERICA BK NAT ASSOC MBNA MAST X X 06/22/99

ER CREDIT CARD TRUST II

MEDIMMUNE INC /DE DE X

MELLON AUTO GRANTOR TRUST 1999·1 DE X X

06/24/99

05/17/99

MGI PROPERTIES MA X X 06/22/99

MISSION WEST PROPERTIES INC MD X 12/31/99 AMEND


STATE 8K ITEH NO.NAME OF ISSUER CODE I 2 3 4 5 6 7 8 9 DATE COMMENT

MMCA AUTO OWNER TRUST 1998-1

MONARCH IMPORT CO

MORGAN STANLEY CAPITAL I INC COM MO

R PA TH CER SER 1999-WF1

IL

DE

x x

x

05/31/99

06/23/99

06/15/99

MORGAN STANLEY CAPITAL I INC DEPOSI

TOR FOR SERIES 1999-FNV1

DE x 06/17/99

MORGAN STANLEY DEAN WITTER & CO

MURDOCK GROUP CAREER SATISFACTION

ORP

C

DE x x

x 06/24/99

06/16/99

NAPRO BIOTHERAPEUTICS INC

NATIONSLINK FUNDING CORP COMM MORT

PASS THR CER SER 1999 SL

DE

DE

x x x

06/22/99

06/23/99

NATIONSLINK FUNDING

PASS THR CERT SER

CORP COMM

1999-1

MORT DE x 06/21/99

NEOPATH INC

NETWORK EVENT THEATER INC

NEW ERA OF NETWORKS INC

NEW YORK STATE ELECTRIC & GAS CORP

NEWPORT NEWS SHIPBUILDING INC

NEXTEL COMMUNICATIONS INC

NORD RESOURCES CORP

NORTH AMERICAN VACCINE INC

NORTHEAST DIGITAL NETWORKS INC

NORTHEAST UTILITIES SYSTEM

NORWEST ASSET SECURITIES CORP



NSTOR TECHNOLOGIES INC

NUMEREX CORP /PA/

OCEAN ENERGY INC /TX/

OHIO EDISON CO

OPHIDIAN PHARMACEUTICALS INC

OUTDOOR SYSTEMS INC

OWENS CORNING

P&L COAL HOLDINGS CORP

PACIFIC GULF PROPERTIES INC

PAINEWEBBER MORT ACCE CORP IV FREMO

WA

DE

DE

NY

DE

DE

DE

DE

MA

DE

DE

DE

DE

PA

TX

OH

WI

DE

DE

MD

DE

x

x x

x

x

x x x

x

x x x

x x

x

x x x x x x x x x x x x

x x x

x x x

x x x x x x x

x x x

x

x

x

06/04/99

06/10/99

06/09/9906/23/99

06/24/99

06/22/99

06/08/99

06/17/99

06/24/99

06/14/99 AMEND

06/23/99

06/23/99

06/24/99

06/08/99

06/11/99

06/23/99

06/17/9906/07/99

06/24/9906/23/99

03/31/00

06/23/99

06/23/99

NT HOME LN OWN TR 1999-2

PATRICK INDUSTRIES INC

PBOC HOLDINGS INC

PECO ENERGY CO

PERRY ELLIS INTERNATIONAL

POLYPHENOLICS INC

PROVIDENT BANK

INC

IN

DE

PA

FL

NY

OH

x x x x x x

x x

x

x

06/18/99

06/23/99

06/24/99

03/29/99

06/23/99

06/24/99

PROVIDENT FINANCIAL GROUP INC

PRUDENTIAL SECURITIES SECURED FINAN

OH

DE

x x

x x

06/23/9906/28/99

CING CORP

PRUDENTIAL SECURITIES SECURED FINAN DE x x 06/29/99

CING CORP

QWEST COMMUNICATIONS INTERNATIONAL DE x x 06/23/99

iNC

RENTECH INC ICo/ RESIDEN1IAL ACCREDIT LOANS INC

RESIDENTIAL ASSET SECURITIES CORP

RESIDENTIAL FUNDING MORTGAGE SECURI

CO

DE

DE

DE

x x x x x

x x x x

08/28/98

06/24/9906/24/99

06/24/99

'!'IES r INC

RESIDENTIAL FUNDING MORTGAGE SECURI DE x x 06/23/99

TIES II INC

RESIDENTIAL FUNDING MORTGAGE SECURI DE x x 06/24/99

TIES II INC

REXX ENVIRONMENTAL CORP NY x x OE/15/99


STATE 8K ITEM NO.NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT .... _-_ .... - ................ _- ...... _--- .. __ ._-_ ... _-.--- .. -- ... -- .. - .. -- .. -- .. -- ... -.

ROBERTS PHARMACEUTICAL CORP NJ X 06/23/99ROBERTS TRADING CORP NY X 06/23/99RURAL ELECTRIC COOPERATIVE GRANTOR DC X 06/15/99 AMEND

TRUST KEPCO SERIES 1997

SAGENT TECHNOLOGY INC DE X X 06/11/99SANFILIPPO JOHN B & SON INC DE X 06/15/99SBARRO INC NY X X 06/17/99SEMPER RESOURCES CORP NV X X X 05/06/99SEMX CORP DE X X 06/15/99SEPTIMA ENTERPRISES INC CO X 06/18/99SFX ENTERTAINMENT INC DE X X 06/17/99

SFX ENTERTAINMENT INC DE X X 06/23/99SOLOMON BROS MORT SEC VII INC FL RT DE X 06/24/99

MRT PS THR CERT 1999 3

SOONER HOLDINGS INC /OKI OK X X 05/07/98SPARTA SURGICAL CORP DE X 06/23/99

SPRINT CORP KS X X 06/13/99 AMEND

SPRINT SPECTRUM FINANCE CORP DE X X 06/13/99 AMEND

SPRINT SPECTRUM L P DE X X 06/13/99 AMEND

STEVENS POINT BEVERAGE CO WI X 06/23/99

STRUCTURED PRODUCTS CORP DE X 06/15/99

SUMMIT BANCORP/NJ/ NJ X X 06/16/99

T NETIX INC CO X X 06/14/99

TANDYCRAFTS INC DE X X 06/24/99

TELESERVICES INTERNATIONAL GROUP IN FL X 06/01/99

C

TIERS ASSET BACKED SECURITIES SER C DE X 06/15/99

HAMT TR 1997-7

TITAN CORP DE X X 06/09/99

TOLEDO EDISON CO OH X 06/17/99

TOUPS TECHNOLOGY LICENSING INC /FL FL X 10/05/98 AMEND

TRANS CANADA CAPITAL DE X X 03/31/99

TRIMOL GROUP INC DE X OS/21/99

TRITON PCS INC X X 06/08/99

U S JET INC NV X 06/07/99

UACSC 1998-C AUTO TRUST NY X X 06/08/99

UACSC 1998-D AUTO TRUST NY X X 06/08/99

UACSC 1999 A AUTO TRUST DE X X 06/08/99

UNITED DIAGNOSTIC INC DE X X 05/19/99

UNITED ROAD SERVICES INC DE X X 06/22/99

URANIUM RESOURCES INC /DE/ DE X X 06/18/99

V ONE CORP/ DE DE X X 06/11/99

VERITAS SOFTWARE CORP DE X X 06/15/99

VIACOM INC DE X X 06/24/99

VIKING DISTILLERY INC GA X 06/23/99

VOICESTREAM WIRELESS CORP DE X 06/24/99

WINSTAR COMMUNICATIONS INC DE X X 06/06/99

WINSTON RESOURCES INC DE X 06/16/99

XCEEL :NC DE X X 05/11/99


SEC NEWS DIGEST · 2008. 3. 21. · SEC NEWS DIGEST Issue 99-122 June 25, 1999 ENFORCEMENT...

Documents

Transcript of SEC NEWS DIGEST · 2008. 3. 21. · SEC NEWS DIGEST Issue 99-122 June 25, 1999 ENFORCEMENT...