SEC News Digest, 12-14-1992 · future violations of the antifraud provisions of the Securities Act,...
Transcript of SEC News Digest, 12-14-1992 · future violations of the antifraud provisions of the Securities Act,...
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Issue 92-240 December 14 1992
CIVIL PROCEEDINGS
RANDALL HUTCHENS AND LAGUNA EQUITIES INC ENJOINED AND ORDERED TO PAY DISGORGEMENT
The Commission announced that on December 3 a Final Judgment of Permanent Injunctionand Other Relief (Final Judgment) was entered against Randall C Hutchens (Hutchens) an investment adviser formerly doing business in Orange County California and his company Laguna Equities Inc (Laguna)
The Final Judgment provides that Hutchens and Laguna are permanently enjoined from future violations of the antifraud provisions of the Securities Act Exchange Act and Advisers Act and orders that they disgorge $104233265 payment of which is partially waived The assets to be disgorged by the defendants have an estimated value of $480 000 The Final Judgment also notes the appropriateness of maximum civil penalties against the defendants
The Commissions complaint filed on June 25 1992 alleged that Hutchens and Lagunaengaged in a fraudulent scheme involving the offer and sale of nonexistent securities known as Secured Collateralized Notes On June 25 the Court issued a temporaryrestraining order an asset freeze and other relief A preliminary injunction was issued on July 15 1992
After all funds subject to the disgorgement order have been transferred into an escrow account the Commission will submit its proposed Plan of Distribution for approvalby the Court [SEC v Randall C Hutchens and Laguna Equities Inc Civil Action
No 92-3792 RMT CTx CD Cal) (LR-l3466)
HARC JOSEPH MARC JOSEPH dba FIRST FIDELITY FINANCIAL CORP AND RICHARD MALLION PERMANENTLY ENJOINED
The Commission announced that on November 23 1992 the Honorable K Michael Moore US District Judge for the Southern District of Florida entered a Final Judgmentof Permanent Injunction and Other Relief (Final Judgment) enjoining defendants Marc Joseph (Joseph) Marc Joseph dba First Fidelity Financial Corp (First Fidelity) and Richard Mallion (Mallion) flom further violations of the brokerdealerregistration provisions of the federal securities laws ihe Final Judgment also enjoins Mallion from further violations of the antifraud provisions of the federal securities laws and orders Joseph First Fidelity and Mallion to disgorge $560000 in ill-gotten gains together with prejudgment interest and to pay civil pcna Lt Lc s in an amount to be determined in the future
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The complaint filed on August 19 1991 alleges that Joseph First Fidelity Mallion and others operated an unregistered brokerdealer and engaged in fraudulent sales practices Joseph First Fidelity and Mallion consented to the Final Judgment without admitting or denying the allegations of the complaint [SEC v Marc Joseph et alCivil Action No 9l-6644-Moore] (LR-13467)
CIVIL ACTION AGAINST RAYMOND GOULET AND PATRICIA BEATTY INDIVIDUALLY AND DOING BUSINESS S GULF SHORE ENTREPRENEUR INVESTMENT CLUB
The Commission announced that on September 25 1992 the US District Court for the Middle District of Florida entered a Temporary Restraining Order and a Freeze of Assets and other relief against Raymond Goulet (Goulet) and Patricia Beatty (Beatty) individually and doing business as Gulfshore Entrepreneur Investment Club (GErC) all of Naples Florida
The Commissions complaint alleges that GEIC is an ongoing pyramid scheme that has been offering and selling unregistered securities in violation to Sections 5(a) and 5(c) of the Securities Act of 1933 (Securities Act) The Commission alleged that GEIC received at least $1 million in fees for administering the pyramid T~e complaintalleges Goulet and Beatty through CEIC made false and misleading statements in violation of Section l7(a) of the Securities Act and Section lOeb) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder about the legality of CErc under the wire and mail fraud statutes its projected future earnings upon investment and that CEIC was operating as a pyramid scheme that only benefits early members [SEC v Raymond Goulet and Patricia A Beatty individually and doing business as Gulfshore Entrepreneur Investment Club Civil Action Number 92-293-CIV-FTM-15D] (LR-13468)
INVESTMENT COMPANY ACT RELEASES
THE SALEM FUNDS ET AL
A notice has been issued giving interested persons until December 30 to request a hearing on an application filed by The Salem Funds et al for a conditional order under Section 6(c) of the Investment Company Act exempting applicants from the provisions of Sections 2(a)(32) 2(a)(35) 22(c) and 22(d) of the Act and Rule 22c-I thereunder The order would permit applicants to impose a contingent deferred sales charge (CDSC) on certain redemptions of shares and to waive the CDSC under certain circumstances (ReI IC-19150 - December 9)
LST~STER FUNDS INC ET AL
A notice has been issued giving interested persons until January 5 1993 to requesta hearing on an application filed by UST Master Funds Inc UST Master Tax-ExemptFunds Inc United States Trust Company of New York and UST Distrihutors Inc The application is for an order amending a prior order of exemption from Sections 18(f)I8(g) and 18(i) of the Act to enable UST Master Funds Inc and UST Master Tax-ExemptFunds Inc to issue and sell three separate classes of shares in each of their respective investment portfolios (ReI IC-19152 - December 10)
NEWS DIGEST December 14 1992
LISTING DELISTING AND UNLISTED TRADING ACT 10M
DELI STING GRANTED
An order has been issued granting the application of the New York Stock Exchan to strike from li~ting and registration Emerald Homes LP Depositary Receipts (Rel34-31584)
SELF-REGULATORY ORGANIZATIONS
APPROVAL OF PROPOSED RULE CHANGE
The Commi~sion approved a proposed rule change (SR-NSCC-92-13) filed by the Nati2nal Securities Clearing Corporation to provide for the automation of payments of commissions associated with mutual furd transactions Publication of the order is expected in the Federal Register during the ~eek of December 14 (Re1 3431579)
PROPOSED RULE CHfu~GE
The National Association of Securities Dealers filed a proposed rule change (SR-NASD-92-50) that would amend Part VI Section 2 of Schedule D to the NASDSymiddotLaws to reduce excess spread parameters (Rel 34-31583)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appears as follows Form Name Address and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managingunderwriter or depositor (if applicable) File number and date filed Assigned Branch and a designation if the statement is a New Issue
S-8 MANPOWER INC IWII 5301 N IRONWOOD RD MILWAUKEE WI 53217 (4) 961-1000 bull 780000($11456250) COMMON STOCK (FILE 33-55264 - DEC 03) (BR 6)
S-8 REPUBLIC BANCORP INC 1070 EAST MAIN ST OWOSSO HI 48867 (517) 725middot7337 bull 150000($6843750) COMMON STOCK (FILE 33-55336 - DEC 04) (BR 2)
S-8 UNITEL VIDEO INCDE 515 Y 57TH ST NEY YORK NY 10019 (212) 265-3600 bull 350000($4223790) COMMON STOCK (FILE 33-55338 - DEC 04) (BR 12)
Smiddot3 ADVANTAGE LIFE PRODUCTS INC CO 26052 MERIT CIRCLE STE 106 LAGUIA HillS CA 92653 (714) 582-0035 - 2102011 (Sl83925963) COMMON STOCK (FIL~33-55340 bull DEC 04)(BR 11)
S-3 OCTEL COMMUNICATIONS CuRP 890 TASMAN DR MILPITAS CA 95035 (408) 3212000 bull262488 ($6037244) COMMON STOCK (FILE 33-55342 - DEC 04) (aR 8)
NEWS DIGEST December 14 1992 3
ReGISTRATIONS COGTI~~GED H ~ __ ~
S-8 AMERICAN EXPRESS CO AMERICAN EXPRESS ~212) 640-2000 - 1500000 ($34312500) (BR 12)
TWR WORLD FINANCIAL COMMON STOCK (FILE
eTR NEw 33-55344
aRK Nf 10285 - DEC 04)
St3 UNIO~N FJtECTRJCCO 1901 POUTEAU AVE ST LOUIS MO ($80000000) PREFERRED STOCK (FILE 33-55346 - DEC
63103 (314)04 (BR 0)
621-3222 - 3200000
S-8 VALUE CITY bull ~ (614) 41h4i22
DEPARTMENT STORES INC IOH 3241 WESTERVillE RD COLUMBUS OH -r300OOO ($6G181750) COMMON STOCK (FILE 33-55348 - DEC
43224 04) (BR 2)
SoB VALUE CITY DEPARTMENT (614) 471-4722 - 50000
STORES INC IOH 3241 WESTERVILLE ($1003125) COMMON STOCK (FILE
RD COLUMBuS OH 43224 33-55350 - DEC 04) (BR 2)
S-8 SCIMED 500000
LiFE SYSTEMS ($25625000)
INC MN 6655 WEDGEWOOD RD MAPLE GROVE MN 55369 COMMON STOCK (FILE 33-55352 - DEC 04) (BR 8)
(612) 494-1700
$-4 OIJANTECH LTD 1021 BANDANA BLVD EAST STE 212 SAINT PAUL MN 5508 (612) 647-6370 9550200 ($15328800) COMMON STOCK 35000 ($35) WARRANTS OPTIONS OR RIGHTS 70000 ($189000) COMMON STOCK (FILE 33-55356 - DEC 04) (SR 8 - NEW ISSUE)
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S-3
5-8
DIAL CORP DE DIAL TOWER 1850 NORTH CENTRAL AVE PHOENIX AZ 85004 (602) 207-4000 1000000 ($40812500) COMMON STOCK (FILE 33-55360 - DEC 04) (BR 2)
KLA INSTRUMENTS CORP 160 RIO ROBLES SAN JOSE CA 95134 (408) 434-4200 - 500000($4700000) COMMON STOCK (FILE 33-55362 - DEC 04) (BR 8)
yenmiddotS8t-PlURtIf F1NAl1tTAl CORP 100 N BROADWAY OiHER SECURITIES INCLUDING VOTING TRUST
IIICHITA KS 67202 (316) 261-4444 - $912600 (FILE 33-55364 - DEC 04) (SR 1)
middot8 11 C~T iJH~VINMENT )1AGING INC 6171 W CENTURY BLVD zb) 4f7-34a - 2400000 (S5~62496) COMMON STOCK
(BR 12)
2ND FL (FILE
LOS ANGELES CA 90045 33-5536t - DEC 04)
N-1A PAINEIIEBBER SECURITIES TRUST 1285 AVENUE OF THE (21) 713-2712 - INDEFINITE SHARES (FILE 33-~5374
AMERICAS NEW YORK - DEC 03) (BR 16
NY 10019 NEW ISSUE)
s-3 MEDITRUST INC 128 TECHNOLOGY CTR WALTHAM MA 02154 (617) 736-1500 ($200000000) COMMON SHARES OF BENEFICIAL INTEREST 200COO000CONVERTIBLE DEBENTURES AND NOTES (FILE 33-55386 - DEC 04) (8F 6)
6837606
5-6 FIRST TRUST SPE SIT TRUS SER 52 TRUS FOR TAX MUN INC SER 11001 IIARRENVILLE RD STE 300 LISLE Il 60532 - INDEFINITE SHARES FIRST MIAMI SECURITIES INC
UNDER~RITER
DEPOSITOR NIKE SECURITIES LP (FILE 33-55398 - DEC 03) (BR 18 - NEil ISSUE)
5- ACT III THEATRES INC 1999 AVENUE OF THE STARS srE 500(310) 553-3636 - 85000000 ($85000000) STRAIGHT BONDS (BR NEil ISSUE)
LOS ANGELES CA 90067 (FlE 33-55400 - DEC 04)
S-l POWERSOFT CORP 70 BLANCHAQO RD BURLINGTO~ MA 01803 (617) 229-2200 - 2127500($31912500) COMMON STOCK UNDERWRITER ALEX BROWN amp SONS INC GOLDMAN SACHS amp CO (FILE 33-55418 - DEC 04) (BR 10 NEW ISSUE)
S-2 CABOT MEDICAL CORP 2021 CABOT BLVD WEST lANGHORNE PA 67000000 ($67000000) CONVERTIBLE DEBENTURES AND NOTES (BR 8)
19047 (FILE
(215) 752-8300 -33-5~420 DEC 03)
NE~S DICEST December 14 1992
REGISTRATIONS CONTINUED
S-l CORAL GABLES FE~CORP INC 2511 PONCE OE LEON BLVD CORAL GABLES FL 33134 (305) 447-4711 - 17192500 ($171925000) COMMON STOCK (FILE 33-55~22 - DEC 04)(BR_ 1 - NEW ISSUE)
S-3 FREMONT FUNDING INC 2020 SANTA MONICA BLVD STE 500 SANTA MONICA CA 90404 (310) 315-3988 - 1000000 ($1000000) EQUIPMENT TRUST CERTIFICATES (FilE 33-55424 DEC 04) (BR 12 - NEW ISSUE)
S-3 SEAGULL ENERGY CORP 1001 FANNIN STE 1700 HOUSTON TX 77002 (713) 951-4700 -4600000 (S146912500) COMMON STOCK (FILE 33-55426 - DEC 04) (BR 7)
N-2 PAINEWEBBER PREMIER TAX FREE INCOME FUND INC 1285 AVENUE OF TH AMERICAS NEW YORKNY 10019 (212) 713-2000 - 1600 ($80000000) PREFERRED STOCK (FILE 33-55428 -DEC 04) (BR_ 16)
S-l AUTOIMMUNE INC 128 SPRING STREET LEXINGTON MA 02173 (617) 860-0710 - 2875000(S31625oo0) COMMON STOCK UNDERWRITER HAMBRECHT amp QUIST INC MONTGOMERY SECURITIES_ (FILE 33-55430 - DEC 04) (NEW ISSUE)
S-8 PUBLIC SERVICE CO OF COLORADO 1225 17TH ST STE 300 DENVER CO 80202 (303) 571-7511 - 1000000 (S27625OOO) COMMON STOCK (FilE 33-55432 DEC 07) (BR 8)
S-8 COMMANO CREDIT CORP 189 SUNRISE HWY ROCKVillE CENTRE NV 11570 (516) 764-117 -200062 ($272084) COMMON STOCK (FILE 33-55434 - DEC 07) (BR 6)
S-4 STI MERGER CO INC 4 STAMFORD FORUM PO BOX 120007 STAMFORD CT 06912 (203) 964-8600 - 54823747 ($33935899393) COMMON STOCK (FILE 33-55436 - DEC_ 04)(BR 9 - NEW ISSUE)
S-8 CELLULAR COMMUNICATIONS INTERNATIONAL INC 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8480 - 49792 ($323648) COMMON STOCK (FilE 33-55440 - DEC 07) (BR 7)
S-8 CELLULAR COMMUNICATIONS INTERNATIONAL INC 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8480 - 75000 (5487500) COMMON STOCK (FilE 33-55442 - DEC 07) (SR 7)
S-8 CELLULAR COMMUNICATIONS INC DE 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8440 - 75000 (S2456250) COMMON STOCK (FilE 33-55444 - DEC 07) (BR 7)
S-8 OCOM CORPORATION 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8440 - 75000($351750) COMMON STOCK (FILE 33-55446 - DEC 07) (BR 7)
S-8 OCOM CORPORATION 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8440 - 54792($256975) COMMON STOCK (FilE 33-55448 - DEC 07) (SR 7)
5-3 SERVICEMAST~R INCORPORATED OF DELAWARE ONE SERVICEMASTE~ WAY DOWNERS GROVER Il 60515 (708) 964-1300 - 3450000 ($97031250) COMMON STOCK UNDERWRITER GOLDMAN SACHS amp CO MERRILL LYNCH amp CO (FilE 33-55450 - DEC 07) (BR 5)
S-8 DIEBOlD INC PO BOX 8230 CANTON OH 44711 (216) 489-4000 - 10000 ($583125)COMMON STOCK_ (FilE 33-55452 - DEC 07) (BR 10)
S-8 NICHOlS RESEARCH CORP IAl 4040 MEMORIAL PKWY SOUTH HUNTSVilLE AL 35802 (205) 883-1140 - 450000 ($7537500) COMMON STOCK (FILE 33-55454 - DEC 07) (BR 9)
S-8 AMERICAN HOME PRODUCTS CORP 685 THIRD AVE NEW YORK NY 10017 (212) 878-5000 -250000 ($17812500) COMMON STOCK (FilE 33-55456 - DEC 07) (SR 4)
NEWS DIGEST December 14 1992 5
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REGISTRATIONS CONTINUED
S-4 HAWKEYE BANCORPORATIOh 222 EQUITABLE BLDG 604 LOCUST ST DES MOINES IA 50309 (515) 284-1930 - 2691588 ($31249125) COMMON STOCK (FILE 33-55458 - DEC 07)(BR 2)
S-3 HARCOR ENERGY INC 11766 ~ILSHIRE BLVD STE 720 LOS ANGELES CA 90025 (310) 575-9599- 827279 ($3052659_51) COMMON STOCK (FILE 33-55466 - DEC 07) (BR 11)
S-8 FILENES BASEMENT CORP 40 WALNUT ST WELLESLEY MA 02181 (617) 348-7000 - 1200000($22800000) COMMON STOCK (FILE 33-55468 - DEC 07) (BR 2)
S2 STERLING FINANCIAL CORP ~A N 120 WALL ST SPOKANE WA 99201 (509) 458-2884 -17250000 ($17250000) STRAIGHT BltgtNOS (FILE 33-55480 - DEC 07) (BR 1)
ACQUISITION OF SECURITIES
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule l3D file a Schedule l3G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1) Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l
Below is a list of recent filings of Schedules 13D and 14D which includes the following information Column 1 - the company purchased (top) and the name of the purchaser Column 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (in OOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing ienew update or revision
EVENT SHRS(OOO) CUSIP FILINGNAME AND CLASS OF STOCKOWNER FORM DATE XOWNED PRIORX STATUS
AMDURA CORP COM NEW 0 02342670UNION BANKLOS ANGELES 130 112392 00 31 UPDATE
AMERICA SVC GROUP INC COM 251 02499810SECOND CONSOLIDATED TR ET AL 130 113092 81 00 NEW
AMERICAN SHIP BLDG CO COM 2011 02960910STEINBRENNER GEORGE M III 130 112092 296 512 UPDATE
CALDOR CORP COM 893 12878710DONALDSON LUFKIN amp JENRETTE 130 111792 63 129 UPDATE
CASEYS GEN STORES INC COM 1779 14752810LAMBERTI DONALD F 130 12 492 161 163 UPDATE
NEWS DIGEST December 14 1992
ACQUISITIONS CONT
NAME AND CLASS OF STOCKOWNER FORM EVENT DATE
SHRS(OOO)OWNED
CUSIPPRIOR
Fill NG STATUS
CENTRAL CORP COM 110 15290010 CUDD ROBERT C III 130 113092 122 118 UPDATE
CHANCElLOR BRUNCOR
CORP INC
COM 130 12 492
2122 548
15882810 533 UPDATE
CHATTAHOOCHEE BANCORP COM 357 16233210 FELKER RICHARD R 130 62692 92 158 UPDATE
CHRIS CRAFT INOS INC COM GAMCO INVESTORS INC ET Al 130 12 992
6430 248
17052010 254 UPDATE
CONTINENTAL FMR CORP
MED SYS INC COM 130 12 492
206160
21164210 71 UPDATE
DUCOMMUN INC DEL COM 524 26414710 DUCOMMUN ROBERT C ET Al 130 111892 118 130 UPDATE
EMISPHERE TECHNOLOGIES INC COM 683 29134510 TREOEGAR INVESTMENTS 130 12 492 155 172 UPDATE
EMULEX CORP COM 1275 29247510 ADVENT VI lP ET AL 130 121092 119 125 UPDATE
ENEX OIL amp GAS INC 11-5 ENEX RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274384 00 UPDATE
ENEX OIL amp GAS INC 11-10 ENEX RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274393 00 NEY
ENEX OIL amp GAS INC 11-8 ENE X RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274395 NA UPDATE
Flmiddot TEK III INC NORO-MOSELEY PARTNERS
COM 130 12 792
1030 71
31599010 1000 UPDATE
GAMMA INTL LTD COM 625 36490710 ANJOORIAN PAUL V ET Al 130 113092 143 00 NEY
GERRITY OIL amp GAS CORP COM 635 37423010
FMR CORP 130 12 392 50 51 UPDATE
HEALTHCARE TECHNOLOGIES LTD ORO 411 42193210 ATHENA VENTURE PRTS ET AL 130 12 792 50 116 UPDATE
HELIAN HEALTH GROUP INC COM 722 42326410
RUBENSTEIN BARRY ET Al 130 113092 135 146 UPDATE
HOME PORT BANCORP INC COM 134 43730410 MEYER KARL l 130 111892 69 53 UPDATE
IMAGINE FILMS ENTMT GRAZER BRIAN
INC COM 130 12 992
1547 295
45291110 295 UPDATE
NEWS DIGEST December 14 1992 7
ACQUISITIONS CONT
NAME AND CLASS OF STOCKO~NER FORM EVENT DATE
SHRS(OOO)o~NEO
CUSIPPRIOR
FILING STATUS
IMAGINE FILMS ENTMT HO~ARO RON
NC COM 130 12 992
1546295
45291110 295 UPDATE
INTL COLIN ENERGY CORP COM 301 46699510 STROME PARTNERS 130 12 792 36 58 UPDATE
JAN BELL MARKETING INC MARBELLA RESOURCES ET AL
COM 130 12 492
202382
47076010 92 UPDATE
INTERACTIVE NETWORK GANNETT CO INC
INC COM 130 12 292
1625 225
47999210 00 NE~
LATSHAW ENTPRS INC COM 573 51839910 LATSHAW JOHN 130 111 992 598 218 UPDATE
MEDIA GEN INC GAMCO INVESTORS
CLASS INC ET AL
A 130 12 992
4035 154
58440410 297 UPDATE
OAK INOS INC INVESCO MIM PlC ET Al
COM 130 113092
18708 227
67140010 00 NEil
PHYSICIAN COMPUTER NETWORK PICOWER JEFFRY ET AL
COM 130 112992
2643244
71999610 199 UPDATE
QUANTUM CORP FMR CORP
COM 130 12 492
4824 111
74790610 85 UPDATE
REFAC TECHNOLOGY OEV CORP LANG EUGENE M
COM 130 12 892
2023 380
75865510 379 UPDATE
ROAOMASTERS INOS INC ITIN THOMAS II ET AL
COM 130 11 292
262491
76972710 74 UPDATE
RYAN BECK amp CO INC COM 487 78348310 CHOOASH BRUCE M 130 12 892 139 139 UPDATE
RYAN BECK GARVEY
amp CO INC FENWICK H
COM 130 12 892
1600456
78348310 463 UPDATE
RYAN BECK amp CO INC COM 500 78348310 NAUlA MATTHEW R 130 12 892 142 138 UPDATE
ST GEORGE HUNTON
METALS INC RICHARD 0
COM 130 11 192
1677109
78955410 99 UPDATE
SYNERCOM TECHNOLOGY INC COM 362 87191010 STEEL PARTNERS lP ET AL 130 12 292 63 00 NE~
SYBRON AXA
CORP DEl ET AL
COM 130 12 392
3580185
87199810 198 UPDATE
TECHNICLONE INTL CORP LEGERE DAVID ET Al
COM NEil 130 111 192
2000 145
87851730 00 NEil
3 NEWS DIGEST December 14 1992
ACQUISITIONS CONT
EVENT SHRS(OOO) CUSIP FLlNGNAME AND CLASS OF STOCKOWNER FORM DATE ~IiNED PRIOR STATUS
TELXON CORP COM 946 87970010ROCKER DAVID A 13D 112792 66 79 UPDATE
USA CLASSIC INC COM 2511 90292810ORBIT INTL CORP ET AL 130 113092 440 00 NEil
VARITY CORP CONV PFD CL 11 167 92299299AURORA L P 130 12 292 83 00 NEW
VAR ITY CORP CONY PFD CL II 560 92299299STARK INVESTMENTS 130 12 292 280 00 NEW
VIROLOGY TESTING SCIENCES COM 3892 92823610TRAVIS PARTNERS G P ET AL 130 111792 584 414 UPDATE
WEATHERFORD INTL INC COM 3352 94707610JOhNSON DAVID M ET AL 13D 111092 84 87 UPDATE
WESTERN CAP INVT CORP COM 1098 95787810BENSON BRUCE D 130 113092 117 114 UPDATE
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed be Iow have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER CODE 1 234 5 678 DATE COMMENT ---------- - - - - - - - _ - - - - - - - - - - - - - - ---- -------------- - - - - - - - -ADVANCED TELECOMMUNICATIONS CORP DE X 12C292 AIRBORNE RECORDS INC DE DE x 112492ALFIN INC NY X X 112492ALLIANCE WELL SERVICE INC NV X X X 112092
AMAX INC NY NY X X 120392
NE~S DIGEST December 14 199 II
8K REPOKTS CO~T
STATE 8K ITEM 0 NAME OF ISSUER _ -_ -_ -- --- -- - -_ -_ -_ -
CODE 1 2 3 4 5 6 -------------
7 8 --
OATE -
COMMEf1T
AMERICAN EXP REC fIN COR AME EXP MAS TR X X 110692
AMERICAN EXP REC FIN COR AMER EAP MAS TR ANGELES CORP ICA ANGELES MORTGAGE INVESTMENT TRUST BASIN EXPLORATION INC BERLITZ INTERNATIONAL INC BIOMEDICAL WASTE SYSTEMS INC BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CELTICS COMMUNICATIONS LTD PARTNE BOSTON CELTICS LIMITED PARTNERSHIP BOSTON FINANCIAL TAX CREDIT FUND PLUS CACI INTERNATIONAL INC DECAROLINA POWER amp LIGHT CO CARRIAGE INDUSTRIES INC CF BAN CORP INC
CA CA DE NY DE DE DE DE DE MA DE NC GA DE
X
X
X
X
X
X
X X
X
X
I
X
X
X
X X X
X X X X
X
l(
X
1106921207921249212019212029211169711099211099212099212099212049212099212ll9921204921C792
AMFND
CHESAPEAKE UTILITIES CORP CHILES OFFSHORE CORP CHOICES ENTERTAINMENT CORP CITICORP MORT SEC INC REMIC PASS CITIZENS BANKING CORP CMC SECURITIES CORP COLLAGEN CORP DECOLONIAL COMPANIES INC COLORADO NATIONAL BANKS HARES INC
THR CIT
DE DE DE
Ml DE DE DE CO
X
X X
X X
NO ITEMS X
X
X
X
x
X
X
X
12049212089212921130192112492113C92112592120392120892
AMEND
COMERICA INC NEWCONNECTICUT NATURAL GAS CORP CRYOTECH INDUSTRIES INC DATA IO CORP DAYLIGHT INDUSTRIES INC DEERE amp CO DEERE JOHN CAPITAL CORP DELTA AR LINES INC IDE DELTA PETROLEUM CORPCODE~LIEG BULLARD INC DIXIE NATIONAL CORP DYNATRONICS LASER COkP
DE CT FL WA DE DE DE DE CO DE MS UT
X
X X
NO iTEMS
X X
X t
X X
x
X X
X X X
X
X
06i892112392113920925920831Cf2
12089212089212Cl49212049211241921202920507100
AMEND
EASTERN UTILITIES ASSOCIATES ELECTRONIC SYSTEMS TECHNOLOGY INC ENZON INC EQK REALTY INVESTORS I EUA POWER CORP NHFASTCOMM COMMUNICATIONS CORP FINGERHUT COMPANIES INC FLEET FINANCIAL GROUP INC IRIFLEET MORTGAGE SECURITIES INC FLEET MORTGAGE SECURITIES TRUST 1992-1 FLEET MORTGAGE SECURITIES TRUST 1992-2 FLEET MORTGAGE SECURITIES TRUST 1992-3 FLEET MORTGAGE SECURITIES TRUST 1992middot4 FLORIDA POWER amp LIGHT CO
MA WA DE MA NH VA MN RI RI RI DE RI
FL
(
X
X X
X
X
X NO ITEM~
X
X
X
X X
X
X
0
X
X
X
X X
X
12089211139212592112392120892130921208921309
1125921125921112592112592112592 15092
AMEND
lO qEI-S DIGEST Dec ernbe r 14 1992
8K REPORTS CaNT
STATE 81( ITEM NO NAME OF ISSUER CODE 1 2 345 6 7 8 DATE COMMENT --------------------------------------- ------_ _-- ---_ _
FPL GROUP INC FRENCHTEX INC GB FOODS CORP GE CAPITAL MORTGAGE SERVICES INC GEORESOURCES INC GOODYEAR TIRE amp RUBBER CO OHGRACE W R amp CO NYHEALTH MANAGEMENT INTERNATIONAL INC HEEKIN CAN INC HERITAGE BANCORP INC DEHOUSING SECURITIES INC ADJ RA MOR PASS T HOUSING SECURITIES INC MOR PAS THRO CERT HOUSING SECURITIES INC MOR PAS THRO CERT INDIANA GAS CO INC INTERNATIONAL MERCANTILE CORP JAY ARK CORP KAL 0 MINE INDUSTRIES INC KEMPER CYMROT REAL ESTATE INVESTMENT FUN KEMPER CYMROT REAL ESTATE INVESTMENT FUN LEHMAN PASS THROUGH SECURITIES INC LINCARE HOLDINGS INC LOCKHEED CORP MEDIA VISION TECHNOLOGY INC MERRILL LYNCH MORTGAGE CAPITAL INC MERRILL LYNCH MORTGAGE INVESTORS INC MIKROS SYSTEMS CORP MORTGAGE BANKERS FINANCIAL CORP I NAC RE CORP NATIONAL REHABILITATION CENTERS INC TNNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL TRANSPORTATION CO NAVISTAR INTERNATIONAL TRANSPORTATION CO NESB CORP NETWORK LONG DISTANCE INC NL INDUSTRIES INC NORWEST CORP
FL FL DE NJ CO OH NY DE DE DE NY
IN MO NY UT DE DE DE DE DE DE DE DE DE DE DE TN DE DE DE DE DE DE NJ DE
X X
X
X
X
x x
X x X
X
X
NO ITEMS X
X
X X
X X
X
X X
X
X X
X X
X X
X
X
X
X
x x
X
X
X X
X
X
X
X
X
X
X X
113092120392112392112592120192120792120292112492120192120492102592102592113092120192112492112392091 192 12029211239311259210029212099212039209159210159211249212019212079210319212099212099212099212109921130921202921207921207192
AMEND
AMEND
AMEND
NORIJEST MASTER TRUST NORWEST MASTER TRUST NYCOR INC DEOAKRIDGE ENERGY INC OCEANIC EXPLORATION CO OSCC HOME EQUITY LOAN TRUST OSPREY HOLDING INC PACIFIC ENTERPRISES INC PAY N PAK STORES INC PITTSTON CO PIZZA INN INC MOPNP PRIME CORP POCI INC PONTUS INDUSTRIES INC POTOMAC ELECTRIC POIJER CO
1992-4
DE UT DE
TX CA WA VA MO DE DE CO VA
NO
X
X
ITEMS X
X X X X
X X X
x X X
X
X X
X
X
X
X x
X
x
12089212089209259212019212079211259212079211249211259212079212(1292112592111792120792120492
AMEND
NEWS DIGEST December 14 1992 11
----------------------------------------
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 6 7 8 DATE COMMENT _ - --o
PRIMARK CORP MI X 100792 AMEND
RESOLUTION TRUST CORP COMM MOR PAS THR C X X 103092RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112492RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RIGHT START INC ICA CA X 091192 AMEND
RUBICON CORP TX X X 1207192 RYAN BECK amp CO INC NJ X X 120892RYKA INC DE X X 1201192SAN DIEGO GAS amp ELECTRIC CO CA lC X 120892SECURITY PAC ACC COR MAN HOU CON SR SUB DE X 103192SHAWMUT NATIONAL CREDIT CARD TRUST 1990 X X 120892SHER~IN ~ILlIAMS CO OH X 120392SIMTEK CORP CO NO ITEMS 120792SOUTHERN CALIFORNIA GAS CO CA X 120792TELE COMMUNICATIONS INC DE X X 120792TERMINAL APPLICATIONS GROUP INC NY X 120492THERMOTREX CORP DE X 111792 AMEND TRAVELERS CORP CT 110692TRISTATE BANCORP INC OM X X 120892UAL CORP IDEI DE X lU0892UNIQUE MOBI L TV INC CO X X 120392UNUM CORP DE X X 120392USAIR GROUP INC DE X 120992USAIR INC INE~I DE X 1210992 UTILI CORP UNITED INC DE X 120892~ESTAM MORTGAGE FINANCIAL CORP AR X lC 112492~ESTMORELAND COAL CO DE X 12103192 YUBA WESTGOLD INC DE X lC 1210492
1 I NEWS DIGEST December 14 1992
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The complaint filed on August 19 1991 alleges that Joseph First Fidelity Mallion and others operated an unregistered brokerdealer and engaged in fraudulent sales practices Joseph First Fidelity and Mallion consented to the Final Judgment without admitting or denying the allegations of the complaint [SEC v Marc Joseph et alCivil Action No 9l-6644-Moore] (LR-13467)
CIVIL ACTION AGAINST RAYMOND GOULET AND PATRICIA BEATTY INDIVIDUALLY AND DOING BUSINESS S GULF SHORE ENTREPRENEUR INVESTMENT CLUB
The Commission announced that on September 25 1992 the US District Court for the Middle District of Florida entered a Temporary Restraining Order and a Freeze of Assets and other relief against Raymond Goulet (Goulet) and Patricia Beatty (Beatty) individually and doing business as Gulfshore Entrepreneur Investment Club (GErC) all of Naples Florida
The Commissions complaint alleges that GEIC is an ongoing pyramid scheme that has been offering and selling unregistered securities in violation to Sections 5(a) and 5(c) of the Securities Act of 1933 (Securities Act) The Commission alleged that GEIC received at least $1 million in fees for administering the pyramid T~e complaintalleges Goulet and Beatty through CEIC made false and misleading statements in violation of Section l7(a) of the Securities Act and Section lOeb) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder about the legality of CErc under the wire and mail fraud statutes its projected future earnings upon investment and that CEIC was operating as a pyramid scheme that only benefits early members [SEC v Raymond Goulet and Patricia A Beatty individually and doing business as Gulfshore Entrepreneur Investment Club Civil Action Number 92-293-CIV-FTM-15D] (LR-13468)
INVESTMENT COMPANY ACT RELEASES
THE SALEM FUNDS ET AL
A notice has been issued giving interested persons until December 30 to request a hearing on an application filed by The Salem Funds et al for a conditional order under Section 6(c) of the Investment Company Act exempting applicants from the provisions of Sections 2(a)(32) 2(a)(35) 22(c) and 22(d) of the Act and Rule 22c-I thereunder The order would permit applicants to impose a contingent deferred sales charge (CDSC) on certain redemptions of shares and to waive the CDSC under certain circumstances (ReI IC-19150 - December 9)
LST~STER FUNDS INC ET AL
A notice has been issued giving interested persons until January 5 1993 to requesta hearing on an application filed by UST Master Funds Inc UST Master Tax-ExemptFunds Inc United States Trust Company of New York and UST Distrihutors Inc The application is for an order amending a prior order of exemption from Sections 18(f)I8(g) and 18(i) of the Act to enable UST Master Funds Inc and UST Master Tax-ExemptFunds Inc to issue and sell three separate classes of shares in each of their respective investment portfolios (ReI IC-19152 - December 10)
NEWS DIGEST December 14 1992
LISTING DELISTING AND UNLISTED TRADING ACT 10M
DELI STING GRANTED
An order has been issued granting the application of the New York Stock Exchan to strike from li~ting and registration Emerald Homes LP Depositary Receipts (Rel34-31584)
SELF-REGULATORY ORGANIZATIONS
APPROVAL OF PROPOSED RULE CHANGE
The Commi~sion approved a proposed rule change (SR-NSCC-92-13) filed by the Nati2nal Securities Clearing Corporation to provide for the automation of payments of commissions associated with mutual furd transactions Publication of the order is expected in the Federal Register during the ~eek of December 14 (Re1 3431579)
PROPOSED RULE CHfu~GE
The National Association of Securities Dealers filed a proposed rule change (SR-NASD-92-50) that would amend Part VI Section 2 of Schedule D to the NASDSymiddotLaws to reduce excess spread parameters (Rel 34-31583)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appears as follows Form Name Address and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managingunderwriter or depositor (if applicable) File number and date filed Assigned Branch and a designation if the statement is a New Issue
S-8 MANPOWER INC IWII 5301 N IRONWOOD RD MILWAUKEE WI 53217 (4) 961-1000 bull 780000($11456250) COMMON STOCK (FILE 33-55264 - DEC 03) (BR 6)
S-8 REPUBLIC BANCORP INC 1070 EAST MAIN ST OWOSSO HI 48867 (517) 725middot7337 bull 150000($6843750) COMMON STOCK (FILE 33-55336 - DEC 04) (BR 2)
S-8 UNITEL VIDEO INCDE 515 Y 57TH ST NEY YORK NY 10019 (212) 265-3600 bull 350000($4223790) COMMON STOCK (FILE 33-55338 - DEC 04) (BR 12)
Smiddot3 ADVANTAGE LIFE PRODUCTS INC CO 26052 MERIT CIRCLE STE 106 LAGUIA HillS CA 92653 (714) 582-0035 - 2102011 (Sl83925963) COMMON STOCK (FIL~33-55340 bull DEC 04)(BR 11)
S-3 OCTEL COMMUNICATIONS CuRP 890 TASMAN DR MILPITAS CA 95035 (408) 3212000 bull262488 ($6037244) COMMON STOCK (FILE 33-55342 - DEC 04) (aR 8)
NEWS DIGEST December 14 1992 3
ReGISTRATIONS COGTI~~GED H ~ __ ~
S-8 AMERICAN EXPRESS CO AMERICAN EXPRESS ~212) 640-2000 - 1500000 ($34312500) (BR 12)
TWR WORLD FINANCIAL COMMON STOCK (FILE
eTR NEw 33-55344
aRK Nf 10285 - DEC 04)
St3 UNIO~N FJtECTRJCCO 1901 POUTEAU AVE ST LOUIS MO ($80000000) PREFERRED STOCK (FILE 33-55346 - DEC
63103 (314)04 (BR 0)
621-3222 - 3200000
S-8 VALUE CITY bull ~ (614) 41h4i22
DEPARTMENT STORES INC IOH 3241 WESTERVillE RD COLUMBUS OH -r300OOO ($6G181750) COMMON STOCK (FILE 33-55348 - DEC
43224 04) (BR 2)
SoB VALUE CITY DEPARTMENT (614) 471-4722 - 50000
STORES INC IOH 3241 WESTERVILLE ($1003125) COMMON STOCK (FILE
RD COLUMBuS OH 43224 33-55350 - DEC 04) (BR 2)
S-8 SCIMED 500000
LiFE SYSTEMS ($25625000)
INC MN 6655 WEDGEWOOD RD MAPLE GROVE MN 55369 COMMON STOCK (FILE 33-55352 - DEC 04) (BR 8)
(612) 494-1700
$-4 OIJANTECH LTD 1021 BANDANA BLVD EAST STE 212 SAINT PAUL MN 5508 (612) 647-6370 9550200 ($15328800) COMMON STOCK 35000 ($35) WARRANTS OPTIONS OR RIGHTS 70000 ($189000) COMMON STOCK (FILE 33-55356 - DEC 04) (SR 8 - NEW ISSUE)
-
1 )
gt J I
J )
S-3
5-8
DIAL CORP DE DIAL TOWER 1850 NORTH CENTRAL AVE PHOENIX AZ 85004 (602) 207-4000 1000000 ($40812500) COMMON STOCK (FILE 33-55360 - DEC 04) (BR 2)
KLA INSTRUMENTS CORP 160 RIO ROBLES SAN JOSE CA 95134 (408) 434-4200 - 500000($4700000) COMMON STOCK (FILE 33-55362 - DEC 04) (BR 8)
yenmiddotS8t-PlURtIf F1NAl1tTAl CORP 100 N BROADWAY OiHER SECURITIES INCLUDING VOTING TRUST
IIICHITA KS 67202 (316) 261-4444 - $912600 (FILE 33-55364 - DEC 04) (SR 1)
middot8 11 C~T iJH~VINMENT )1AGING INC 6171 W CENTURY BLVD zb) 4f7-34a - 2400000 (S5~62496) COMMON STOCK
(BR 12)
2ND FL (FILE
LOS ANGELES CA 90045 33-5536t - DEC 04)
N-1A PAINEIIEBBER SECURITIES TRUST 1285 AVENUE OF THE (21) 713-2712 - INDEFINITE SHARES (FILE 33-~5374
AMERICAS NEW YORK - DEC 03) (BR 16
NY 10019 NEW ISSUE)
s-3 MEDITRUST INC 128 TECHNOLOGY CTR WALTHAM MA 02154 (617) 736-1500 ($200000000) COMMON SHARES OF BENEFICIAL INTEREST 200COO000CONVERTIBLE DEBENTURES AND NOTES (FILE 33-55386 - DEC 04) (8F 6)
6837606
5-6 FIRST TRUST SPE SIT TRUS SER 52 TRUS FOR TAX MUN INC SER 11001 IIARRENVILLE RD STE 300 LISLE Il 60532 - INDEFINITE SHARES FIRST MIAMI SECURITIES INC
UNDER~RITER
DEPOSITOR NIKE SECURITIES LP (FILE 33-55398 - DEC 03) (BR 18 - NEil ISSUE)
5- ACT III THEATRES INC 1999 AVENUE OF THE STARS srE 500(310) 553-3636 - 85000000 ($85000000) STRAIGHT BONDS (BR NEil ISSUE)
LOS ANGELES CA 90067 (FlE 33-55400 - DEC 04)
S-l POWERSOFT CORP 70 BLANCHAQO RD BURLINGTO~ MA 01803 (617) 229-2200 - 2127500($31912500) COMMON STOCK UNDERWRITER ALEX BROWN amp SONS INC GOLDMAN SACHS amp CO (FILE 33-55418 - DEC 04) (BR 10 NEW ISSUE)
S-2 CABOT MEDICAL CORP 2021 CABOT BLVD WEST lANGHORNE PA 67000000 ($67000000) CONVERTIBLE DEBENTURES AND NOTES (BR 8)
19047 (FILE
(215) 752-8300 -33-5~420 DEC 03)
NE~S DICEST December 14 1992
REGISTRATIONS CONTINUED
S-l CORAL GABLES FE~CORP INC 2511 PONCE OE LEON BLVD CORAL GABLES FL 33134 (305) 447-4711 - 17192500 ($171925000) COMMON STOCK (FILE 33-55~22 - DEC 04)(BR_ 1 - NEW ISSUE)
S-3 FREMONT FUNDING INC 2020 SANTA MONICA BLVD STE 500 SANTA MONICA CA 90404 (310) 315-3988 - 1000000 ($1000000) EQUIPMENT TRUST CERTIFICATES (FilE 33-55424 DEC 04) (BR 12 - NEW ISSUE)
S-3 SEAGULL ENERGY CORP 1001 FANNIN STE 1700 HOUSTON TX 77002 (713) 951-4700 -4600000 (S146912500) COMMON STOCK (FILE 33-55426 - DEC 04) (BR 7)
N-2 PAINEWEBBER PREMIER TAX FREE INCOME FUND INC 1285 AVENUE OF TH AMERICAS NEW YORKNY 10019 (212) 713-2000 - 1600 ($80000000) PREFERRED STOCK (FILE 33-55428 -DEC 04) (BR_ 16)
S-l AUTOIMMUNE INC 128 SPRING STREET LEXINGTON MA 02173 (617) 860-0710 - 2875000(S31625oo0) COMMON STOCK UNDERWRITER HAMBRECHT amp QUIST INC MONTGOMERY SECURITIES_ (FILE 33-55430 - DEC 04) (NEW ISSUE)
S-8 PUBLIC SERVICE CO OF COLORADO 1225 17TH ST STE 300 DENVER CO 80202 (303) 571-7511 - 1000000 (S27625OOO) COMMON STOCK (FilE 33-55432 DEC 07) (BR 8)
S-8 COMMANO CREDIT CORP 189 SUNRISE HWY ROCKVillE CENTRE NV 11570 (516) 764-117 -200062 ($272084) COMMON STOCK (FILE 33-55434 - DEC 07) (BR 6)
S-4 STI MERGER CO INC 4 STAMFORD FORUM PO BOX 120007 STAMFORD CT 06912 (203) 964-8600 - 54823747 ($33935899393) COMMON STOCK (FILE 33-55436 - DEC_ 04)(BR 9 - NEW ISSUE)
S-8 CELLULAR COMMUNICATIONS INTERNATIONAL INC 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8480 - 49792 ($323648) COMMON STOCK (FilE 33-55440 - DEC 07) (BR 7)
S-8 CELLULAR COMMUNICATIONS INTERNATIONAL INC 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8480 - 75000 (5487500) COMMON STOCK (FilE 33-55442 - DEC 07) (SR 7)
S-8 CELLULAR COMMUNICATIONS INC DE 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8440 - 75000 (S2456250) COMMON STOCK (FilE 33-55444 - DEC 07) (BR 7)
S-8 OCOM CORPORATION 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8440 - 75000($351750) COMMON STOCK (FILE 33-55446 - DEC 07) (BR 7)
S-8 OCOM CORPORATION 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8440 - 54792($256975) COMMON STOCK (FilE 33-55448 - DEC 07) (SR 7)
5-3 SERVICEMAST~R INCORPORATED OF DELAWARE ONE SERVICEMASTE~ WAY DOWNERS GROVER Il 60515 (708) 964-1300 - 3450000 ($97031250) COMMON STOCK UNDERWRITER GOLDMAN SACHS amp CO MERRILL LYNCH amp CO (FilE 33-55450 - DEC 07) (BR 5)
S-8 DIEBOlD INC PO BOX 8230 CANTON OH 44711 (216) 489-4000 - 10000 ($583125)COMMON STOCK_ (FilE 33-55452 - DEC 07) (BR 10)
S-8 NICHOlS RESEARCH CORP IAl 4040 MEMORIAL PKWY SOUTH HUNTSVilLE AL 35802 (205) 883-1140 - 450000 ($7537500) COMMON STOCK (FILE 33-55454 - DEC 07) (BR 9)
S-8 AMERICAN HOME PRODUCTS CORP 685 THIRD AVE NEW YORK NY 10017 (212) 878-5000 -250000 ($17812500) COMMON STOCK (FilE 33-55456 - DEC 07) (SR 4)
NEWS DIGEST December 14 1992 5
1 ) 1 I
1
REGISTRATIONS CONTINUED
S-4 HAWKEYE BANCORPORATIOh 222 EQUITABLE BLDG 604 LOCUST ST DES MOINES IA 50309 (515) 284-1930 - 2691588 ($31249125) COMMON STOCK (FILE 33-55458 - DEC 07)(BR 2)
S-3 HARCOR ENERGY INC 11766 ~ILSHIRE BLVD STE 720 LOS ANGELES CA 90025 (310) 575-9599- 827279 ($3052659_51) COMMON STOCK (FILE 33-55466 - DEC 07) (BR 11)
S-8 FILENES BASEMENT CORP 40 WALNUT ST WELLESLEY MA 02181 (617) 348-7000 - 1200000($22800000) COMMON STOCK (FILE 33-55468 - DEC 07) (BR 2)
S2 STERLING FINANCIAL CORP ~A N 120 WALL ST SPOKANE WA 99201 (509) 458-2884 -17250000 ($17250000) STRAIGHT BltgtNOS (FILE 33-55480 - DEC 07) (BR 1)
ACQUISITION OF SECURITIES
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule l3D file a Schedule l3G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1) Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l
Below is a list of recent filings of Schedules 13D and 14D which includes the following information Column 1 - the company purchased (top) and the name of the purchaser Column 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (in OOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing ienew update or revision
EVENT SHRS(OOO) CUSIP FILINGNAME AND CLASS OF STOCKOWNER FORM DATE XOWNED PRIORX STATUS
AMDURA CORP COM NEW 0 02342670UNION BANKLOS ANGELES 130 112392 00 31 UPDATE
AMERICA SVC GROUP INC COM 251 02499810SECOND CONSOLIDATED TR ET AL 130 113092 81 00 NEW
AMERICAN SHIP BLDG CO COM 2011 02960910STEINBRENNER GEORGE M III 130 112092 296 512 UPDATE
CALDOR CORP COM 893 12878710DONALDSON LUFKIN amp JENRETTE 130 111792 63 129 UPDATE
CASEYS GEN STORES INC COM 1779 14752810LAMBERTI DONALD F 130 12 492 161 163 UPDATE
NEWS DIGEST December 14 1992
ACQUISITIONS CONT
NAME AND CLASS OF STOCKOWNER FORM EVENT DATE
SHRS(OOO)OWNED
CUSIPPRIOR
Fill NG STATUS
CENTRAL CORP COM 110 15290010 CUDD ROBERT C III 130 113092 122 118 UPDATE
CHANCElLOR BRUNCOR
CORP INC
COM 130 12 492
2122 548
15882810 533 UPDATE
CHATTAHOOCHEE BANCORP COM 357 16233210 FELKER RICHARD R 130 62692 92 158 UPDATE
CHRIS CRAFT INOS INC COM GAMCO INVESTORS INC ET Al 130 12 992
6430 248
17052010 254 UPDATE
CONTINENTAL FMR CORP
MED SYS INC COM 130 12 492
206160
21164210 71 UPDATE
DUCOMMUN INC DEL COM 524 26414710 DUCOMMUN ROBERT C ET Al 130 111892 118 130 UPDATE
EMISPHERE TECHNOLOGIES INC COM 683 29134510 TREOEGAR INVESTMENTS 130 12 492 155 172 UPDATE
EMULEX CORP COM 1275 29247510 ADVENT VI lP ET AL 130 121092 119 125 UPDATE
ENEX OIL amp GAS INC 11-5 ENEX RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274384 00 UPDATE
ENEX OIL amp GAS INC 11-10 ENEX RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274393 00 NEY
ENEX OIL amp GAS INC 11-8 ENE X RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274395 NA UPDATE
Flmiddot TEK III INC NORO-MOSELEY PARTNERS
COM 130 12 792
1030 71
31599010 1000 UPDATE
GAMMA INTL LTD COM 625 36490710 ANJOORIAN PAUL V ET Al 130 113092 143 00 NEY
GERRITY OIL amp GAS CORP COM 635 37423010
FMR CORP 130 12 392 50 51 UPDATE
HEALTHCARE TECHNOLOGIES LTD ORO 411 42193210 ATHENA VENTURE PRTS ET AL 130 12 792 50 116 UPDATE
HELIAN HEALTH GROUP INC COM 722 42326410
RUBENSTEIN BARRY ET Al 130 113092 135 146 UPDATE
HOME PORT BANCORP INC COM 134 43730410 MEYER KARL l 130 111892 69 53 UPDATE
IMAGINE FILMS ENTMT GRAZER BRIAN
INC COM 130 12 992
1547 295
45291110 295 UPDATE
NEWS DIGEST December 14 1992 7
ACQUISITIONS CONT
NAME AND CLASS OF STOCKO~NER FORM EVENT DATE
SHRS(OOO)o~NEO
CUSIPPRIOR
FILING STATUS
IMAGINE FILMS ENTMT HO~ARO RON
NC COM 130 12 992
1546295
45291110 295 UPDATE
INTL COLIN ENERGY CORP COM 301 46699510 STROME PARTNERS 130 12 792 36 58 UPDATE
JAN BELL MARKETING INC MARBELLA RESOURCES ET AL
COM 130 12 492
202382
47076010 92 UPDATE
INTERACTIVE NETWORK GANNETT CO INC
INC COM 130 12 292
1625 225
47999210 00 NE~
LATSHAW ENTPRS INC COM 573 51839910 LATSHAW JOHN 130 111 992 598 218 UPDATE
MEDIA GEN INC GAMCO INVESTORS
CLASS INC ET AL
A 130 12 992
4035 154
58440410 297 UPDATE
OAK INOS INC INVESCO MIM PlC ET Al
COM 130 113092
18708 227
67140010 00 NEil
PHYSICIAN COMPUTER NETWORK PICOWER JEFFRY ET AL
COM 130 112992
2643244
71999610 199 UPDATE
QUANTUM CORP FMR CORP
COM 130 12 492
4824 111
74790610 85 UPDATE
REFAC TECHNOLOGY OEV CORP LANG EUGENE M
COM 130 12 892
2023 380
75865510 379 UPDATE
ROAOMASTERS INOS INC ITIN THOMAS II ET AL
COM 130 11 292
262491
76972710 74 UPDATE
RYAN BECK amp CO INC COM 487 78348310 CHOOASH BRUCE M 130 12 892 139 139 UPDATE
RYAN BECK GARVEY
amp CO INC FENWICK H
COM 130 12 892
1600456
78348310 463 UPDATE
RYAN BECK amp CO INC COM 500 78348310 NAUlA MATTHEW R 130 12 892 142 138 UPDATE
ST GEORGE HUNTON
METALS INC RICHARD 0
COM 130 11 192
1677109
78955410 99 UPDATE
SYNERCOM TECHNOLOGY INC COM 362 87191010 STEEL PARTNERS lP ET AL 130 12 292 63 00 NE~
SYBRON AXA
CORP DEl ET AL
COM 130 12 392
3580185
87199810 198 UPDATE
TECHNICLONE INTL CORP LEGERE DAVID ET Al
COM NEil 130 111 192
2000 145
87851730 00 NEil
3 NEWS DIGEST December 14 1992
ACQUISITIONS CONT
EVENT SHRS(OOO) CUSIP FLlNGNAME AND CLASS OF STOCKOWNER FORM DATE ~IiNED PRIOR STATUS
TELXON CORP COM 946 87970010ROCKER DAVID A 13D 112792 66 79 UPDATE
USA CLASSIC INC COM 2511 90292810ORBIT INTL CORP ET AL 130 113092 440 00 NEil
VARITY CORP CONV PFD CL 11 167 92299299AURORA L P 130 12 292 83 00 NEW
VAR ITY CORP CONY PFD CL II 560 92299299STARK INVESTMENTS 130 12 292 280 00 NEW
VIROLOGY TESTING SCIENCES COM 3892 92823610TRAVIS PARTNERS G P ET AL 130 111792 584 414 UPDATE
WEATHERFORD INTL INC COM 3352 94707610JOhNSON DAVID M ET AL 13D 111092 84 87 UPDATE
WESTERN CAP INVT CORP COM 1098 95787810BENSON BRUCE D 130 113092 117 114 UPDATE
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed be Iow have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER CODE 1 234 5 678 DATE COMMENT ---------- - - - - - - - _ - - - - - - - - - - - - - - ---- -------------- - - - - - - - -ADVANCED TELECOMMUNICATIONS CORP DE X 12C292 AIRBORNE RECORDS INC DE DE x 112492ALFIN INC NY X X 112492ALLIANCE WELL SERVICE INC NV X X X 112092
AMAX INC NY NY X X 120392
NE~S DIGEST December 14 199 II
8K REPOKTS CO~T
STATE 8K ITEM 0 NAME OF ISSUER _ -_ -_ -- --- -- - -_ -_ -_ -
CODE 1 2 3 4 5 6 -------------
7 8 --
OATE -
COMMEf1T
AMERICAN EXP REC fIN COR AME EXP MAS TR X X 110692
AMERICAN EXP REC FIN COR AMER EAP MAS TR ANGELES CORP ICA ANGELES MORTGAGE INVESTMENT TRUST BASIN EXPLORATION INC BERLITZ INTERNATIONAL INC BIOMEDICAL WASTE SYSTEMS INC BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CELTICS COMMUNICATIONS LTD PARTNE BOSTON CELTICS LIMITED PARTNERSHIP BOSTON FINANCIAL TAX CREDIT FUND PLUS CACI INTERNATIONAL INC DECAROLINA POWER amp LIGHT CO CARRIAGE INDUSTRIES INC CF BAN CORP INC
CA CA DE NY DE DE DE DE DE MA DE NC GA DE
X
X
X
X
X
X
X X
X
X
I
X
X
X
X X X
X X X X
X
l(
X
1106921207921249212019212029211169711099211099212099212099212049212099212ll9921204921C792
AMFND
CHESAPEAKE UTILITIES CORP CHILES OFFSHORE CORP CHOICES ENTERTAINMENT CORP CITICORP MORT SEC INC REMIC PASS CITIZENS BANKING CORP CMC SECURITIES CORP COLLAGEN CORP DECOLONIAL COMPANIES INC COLORADO NATIONAL BANKS HARES INC
THR CIT
DE DE DE
Ml DE DE DE CO
X
X X
X X
NO ITEMS X
X
X
X
x
X
X
X
12049212089212921130192112492113C92112592120392120892
AMEND
COMERICA INC NEWCONNECTICUT NATURAL GAS CORP CRYOTECH INDUSTRIES INC DATA IO CORP DAYLIGHT INDUSTRIES INC DEERE amp CO DEERE JOHN CAPITAL CORP DELTA AR LINES INC IDE DELTA PETROLEUM CORPCODE~LIEG BULLARD INC DIXIE NATIONAL CORP DYNATRONICS LASER COkP
DE CT FL WA DE DE DE DE CO DE MS UT
X
X X
NO iTEMS
X X
X t
X X
x
X X
X X X
X
X
06i892112392113920925920831Cf2
12089212089212Cl49212049211241921202920507100
AMEND
EASTERN UTILITIES ASSOCIATES ELECTRONIC SYSTEMS TECHNOLOGY INC ENZON INC EQK REALTY INVESTORS I EUA POWER CORP NHFASTCOMM COMMUNICATIONS CORP FINGERHUT COMPANIES INC FLEET FINANCIAL GROUP INC IRIFLEET MORTGAGE SECURITIES INC FLEET MORTGAGE SECURITIES TRUST 1992-1 FLEET MORTGAGE SECURITIES TRUST 1992-2 FLEET MORTGAGE SECURITIES TRUST 1992-3 FLEET MORTGAGE SECURITIES TRUST 1992middot4 FLORIDA POWER amp LIGHT CO
MA WA DE MA NH VA MN RI RI RI DE RI
FL
(
X
X X
X
X
X NO ITEM~
X
X
X
X X
X
X
0
X
X
X
X X
X
12089211139212592112392120892130921208921309
1125921125921112592112592112592 15092
AMEND
lO qEI-S DIGEST Dec ernbe r 14 1992
8K REPORTS CaNT
STATE 81( ITEM NO NAME OF ISSUER CODE 1 2 345 6 7 8 DATE COMMENT --------------------------------------- ------_ _-- ---_ _
FPL GROUP INC FRENCHTEX INC GB FOODS CORP GE CAPITAL MORTGAGE SERVICES INC GEORESOURCES INC GOODYEAR TIRE amp RUBBER CO OHGRACE W R amp CO NYHEALTH MANAGEMENT INTERNATIONAL INC HEEKIN CAN INC HERITAGE BANCORP INC DEHOUSING SECURITIES INC ADJ RA MOR PASS T HOUSING SECURITIES INC MOR PAS THRO CERT HOUSING SECURITIES INC MOR PAS THRO CERT INDIANA GAS CO INC INTERNATIONAL MERCANTILE CORP JAY ARK CORP KAL 0 MINE INDUSTRIES INC KEMPER CYMROT REAL ESTATE INVESTMENT FUN KEMPER CYMROT REAL ESTATE INVESTMENT FUN LEHMAN PASS THROUGH SECURITIES INC LINCARE HOLDINGS INC LOCKHEED CORP MEDIA VISION TECHNOLOGY INC MERRILL LYNCH MORTGAGE CAPITAL INC MERRILL LYNCH MORTGAGE INVESTORS INC MIKROS SYSTEMS CORP MORTGAGE BANKERS FINANCIAL CORP I NAC RE CORP NATIONAL REHABILITATION CENTERS INC TNNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL TRANSPORTATION CO NAVISTAR INTERNATIONAL TRANSPORTATION CO NESB CORP NETWORK LONG DISTANCE INC NL INDUSTRIES INC NORWEST CORP
FL FL DE NJ CO OH NY DE DE DE NY
IN MO NY UT DE DE DE DE DE DE DE DE DE DE DE TN DE DE DE DE DE DE NJ DE
X X
X
X
X
x x
X x X
X
X
NO ITEMS X
X
X X
X X
X
X X
X
X X
X X
X X
X
X
X
X
x x
X
X
X X
X
X
X
X
X
X
X X
113092120392112392112592120192120792120292112492120192120492102592102592113092120192112492112392091 192 12029211239311259210029212099212039209159210159211249212019212079210319212099212099212099212109921130921202921207921207192
AMEND
AMEND
AMEND
NORIJEST MASTER TRUST NORWEST MASTER TRUST NYCOR INC DEOAKRIDGE ENERGY INC OCEANIC EXPLORATION CO OSCC HOME EQUITY LOAN TRUST OSPREY HOLDING INC PACIFIC ENTERPRISES INC PAY N PAK STORES INC PITTSTON CO PIZZA INN INC MOPNP PRIME CORP POCI INC PONTUS INDUSTRIES INC POTOMAC ELECTRIC POIJER CO
1992-4
DE UT DE
TX CA WA VA MO DE DE CO VA
NO
X
X
ITEMS X
X X X X
X X X
x X X
X
X X
X
X
X
X x
X
x
12089212089209259212019212079211259212079211249211259212079212(1292112592111792120792120492
AMEND
NEWS DIGEST December 14 1992 11
----------------------------------------
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 6 7 8 DATE COMMENT _ - --o
PRIMARK CORP MI X 100792 AMEND
RESOLUTION TRUST CORP COMM MOR PAS THR C X X 103092RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112492RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RIGHT START INC ICA CA X 091192 AMEND
RUBICON CORP TX X X 1207192 RYAN BECK amp CO INC NJ X X 120892RYKA INC DE X X 1201192SAN DIEGO GAS amp ELECTRIC CO CA lC X 120892SECURITY PAC ACC COR MAN HOU CON SR SUB DE X 103192SHAWMUT NATIONAL CREDIT CARD TRUST 1990 X X 120892SHER~IN ~ILlIAMS CO OH X 120392SIMTEK CORP CO NO ITEMS 120792SOUTHERN CALIFORNIA GAS CO CA X 120792TELE COMMUNICATIONS INC DE X X 120792TERMINAL APPLICATIONS GROUP INC NY X 120492THERMOTREX CORP DE X 111792 AMEND TRAVELERS CORP CT 110692TRISTATE BANCORP INC OM X X 120892UAL CORP IDEI DE X lU0892UNIQUE MOBI L TV INC CO X X 120392UNUM CORP DE X X 120392USAIR GROUP INC DE X 120992USAIR INC INE~I DE X 1210992 UTILI CORP UNITED INC DE X 120892~ESTAM MORTGAGE FINANCIAL CORP AR X lC 112492~ESTMORELAND COAL CO DE X 12103192 YUBA WESTGOLD INC DE X lC 1210492
1 I NEWS DIGEST December 14 1992
![Page 3: SEC News Digest, 12-14-1992 · future violations of the antifraud provisions of the Securities Act, ... S-8 REPUBLIC BANCORP INC, 1070 EAST MAIN ST, ... NEWS DIGEST, December 14,](https://reader031.fdocuments.in/reader031/viewer/2022021819/5ad4f0247f8b9a5c638c7337/html5/thumbnails/3.jpg)
LISTING DELISTING AND UNLISTED TRADING ACT 10M
DELI STING GRANTED
An order has been issued granting the application of the New York Stock Exchan to strike from li~ting and registration Emerald Homes LP Depositary Receipts (Rel34-31584)
SELF-REGULATORY ORGANIZATIONS
APPROVAL OF PROPOSED RULE CHANGE
The Commi~sion approved a proposed rule change (SR-NSCC-92-13) filed by the Nati2nal Securities Clearing Corporation to provide for the automation of payments of commissions associated with mutual furd transactions Publication of the order is expected in the Federal Register during the ~eek of December 14 (Re1 3431579)
PROPOSED RULE CHfu~GE
The National Association of Securities Dealers filed a proposed rule change (SR-NASD-92-50) that would amend Part VI Section 2 of Schedule D to the NASDSymiddotLaws to reduce excess spread parameters (Rel 34-31583)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appears as follows Form Name Address and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managingunderwriter or depositor (if applicable) File number and date filed Assigned Branch and a designation if the statement is a New Issue
S-8 MANPOWER INC IWII 5301 N IRONWOOD RD MILWAUKEE WI 53217 (4) 961-1000 bull 780000($11456250) COMMON STOCK (FILE 33-55264 - DEC 03) (BR 6)
S-8 REPUBLIC BANCORP INC 1070 EAST MAIN ST OWOSSO HI 48867 (517) 725middot7337 bull 150000($6843750) COMMON STOCK (FILE 33-55336 - DEC 04) (BR 2)
S-8 UNITEL VIDEO INCDE 515 Y 57TH ST NEY YORK NY 10019 (212) 265-3600 bull 350000($4223790) COMMON STOCK (FILE 33-55338 - DEC 04) (BR 12)
Smiddot3 ADVANTAGE LIFE PRODUCTS INC CO 26052 MERIT CIRCLE STE 106 LAGUIA HillS CA 92653 (714) 582-0035 - 2102011 (Sl83925963) COMMON STOCK (FIL~33-55340 bull DEC 04)(BR 11)
S-3 OCTEL COMMUNICATIONS CuRP 890 TASMAN DR MILPITAS CA 95035 (408) 3212000 bull262488 ($6037244) COMMON STOCK (FILE 33-55342 - DEC 04) (aR 8)
NEWS DIGEST December 14 1992 3
ReGISTRATIONS COGTI~~GED H ~ __ ~
S-8 AMERICAN EXPRESS CO AMERICAN EXPRESS ~212) 640-2000 - 1500000 ($34312500) (BR 12)
TWR WORLD FINANCIAL COMMON STOCK (FILE
eTR NEw 33-55344
aRK Nf 10285 - DEC 04)
St3 UNIO~N FJtECTRJCCO 1901 POUTEAU AVE ST LOUIS MO ($80000000) PREFERRED STOCK (FILE 33-55346 - DEC
63103 (314)04 (BR 0)
621-3222 - 3200000
S-8 VALUE CITY bull ~ (614) 41h4i22
DEPARTMENT STORES INC IOH 3241 WESTERVillE RD COLUMBUS OH -r300OOO ($6G181750) COMMON STOCK (FILE 33-55348 - DEC
43224 04) (BR 2)
SoB VALUE CITY DEPARTMENT (614) 471-4722 - 50000
STORES INC IOH 3241 WESTERVILLE ($1003125) COMMON STOCK (FILE
RD COLUMBuS OH 43224 33-55350 - DEC 04) (BR 2)
S-8 SCIMED 500000
LiFE SYSTEMS ($25625000)
INC MN 6655 WEDGEWOOD RD MAPLE GROVE MN 55369 COMMON STOCK (FILE 33-55352 - DEC 04) (BR 8)
(612) 494-1700
$-4 OIJANTECH LTD 1021 BANDANA BLVD EAST STE 212 SAINT PAUL MN 5508 (612) 647-6370 9550200 ($15328800) COMMON STOCK 35000 ($35) WARRANTS OPTIONS OR RIGHTS 70000 ($189000) COMMON STOCK (FILE 33-55356 - DEC 04) (SR 8 - NEW ISSUE)
-
1 )
gt J I
J )
S-3
5-8
DIAL CORP DE DIAL TOWER 1850 NORTH CENTRAL AVE PHOENIX AZ 85004 (602) 207-4000 1000000 ($40812500) COMMON STOCK (FILE 33-55360 - DEC 04) (BR 2)
KLA INSTRUMENTS CORP 160 RIO ROBLES SAN JOSE CA 95134 (408) 434-4200 - 500000($4700000) COMMON STOCK (FILE 33-55362 - DEC 04) (BR 8)
yenmiddotS8t-PlURtIf F1NAl1tTAl CORP 100 N BROADWAY OiHER SECURITIES INCLUDING VOTING TRUST
IIICHITA KS 67202 (316) 261-4444 - $912600 (FILE 33-55364 - DEC 04) (SR 1)
middot8 11 C~T iJH~VINMENT )1AGING INC 6171 W CENTURY BLVD zb) 4f7-34a - 2400000 (S5~62496) COMMON STOCK
(BR 12)
2ND FL (FILE
LOS ANGELES CA 90045 33-5536t - DEC 04)
N-1A PAINEIIEBBER SECURITIES TRUST 1285 AVENUE OF THE (21) 713-2712 - INDEFINITE SHARES (FILE 33-~5374
AMERICAS NEW YORK - DEC 03) (BR 16
NY 10019 NEW ISSUE)
s-3 MEDITRUST INC 128 TECHNOLOGY CTR WALTHAM MA 02154 (617) 736-1500 ($200000000) COMMON SHARES OF BENEFICIAL INTEREST 200COO000CONVERTIBLE DEBENTURES AND NOTES (FILE 33-55386 - DEC 04) (8F 6)
6837606
5-6 FIRST TRUST SPE SIT TRUS SER 52 TRUS FOR TAX MUN INC SER 11001 IIARRENVILLE RD STE 300 LISLE Il 60532 - INDEFINITE SHARES FIRST MIAMI SECURITIES INC
UNDER~RITER
DEPOSITOR NIKE SECURITIES LP (FILE 33-55398 - DEC 03) (BR 18 - NEil ISSUE)
5- ACT III THEATRES INC 1999 AVENUE OF THE STARS srE 500(310) 553-3636 - 85000000 ($85000000) STRAIGHT BONDS (BR NEil ISSUE)
LOS ANGELES CA 90067 (FlE 33-55400 - DEC 04)
S-l POWERSOFT CORP 70 BLANCHAQO RD BURLINGTO~ MA 01803 (617) 229-2200 - 2127500($31912500) COMMON STOCK UNDERWRITER ALEX BROWN amp SONS INC GOLDMAN SACHS amp CO (FILE 33-55418 - DEC 04) (BR 10 NEW ISSUE)
S-2 CABOT MEDICAL CORP 2021 CABOT BLVD WEST lANGHORNE PA 67000000 ($67000000) CONVERTIBLE DEBENTURES AND NOTES (BR 8)
19047 (FILE
(215) 752-8300 -33-5~420 DEC 03)
NE~S DICEST December 14 1992
REGISTRATIONS CONTINUED
S-l CORAL GABLES FE~CORP INC 2511 PONCE OE LEON BLVD CORAL GABLES FL 33134 (305) 447-4711 - 17192500 ($171925000) COMMON STOCK (FILE 33-55~22 - DEC 04)(BR_ 1 - NEW ISSUE)
S-3 FREMONT FUNDING INC 2020 SANTA MONICA BLVD STE 500 SANTA MONICA CA 90404 (310) 315-3988 - 1000000 ($1000000) EQUIPMENT TRUST CERTIFICATES (FilE 33-55424 DEC 04) (BR 12 - NEW ISSUE)
S-3 SEAGULL ENERGY CORP 1001 FANNIN STE 1700 HOUSTON TX 77002 (713) 951-4700 -4600000 (S146912500) COMMON STOCK (FILE 33-55426 - DEC 04) (BR 7)
N-2 PAINEWEBBER PREMIER TAX FREE INCOME FUND INC 1285 AVENUE OF TH AMERICAS NEW YORKNY 10019 (212) 713-2000 - 1600 ($80000000) PREFERRED STOCK (FILE 33-55428 -DEC 04) (BR_ 16)
S-l AUTOIMMUNE INC 128 SPRING STREET LEXINGTON MA 02173 (617) 860-0710 - 2875000(S31625oo0) COMMON STOCK UNDERWRITER HAMBRECHT amp QUIST INC MONTGOMERY SECURITIES_ (FILE 33-55430 - DEC 04) (NEW ISSUE)
S-8 PUBLIC SERVICE CO OF COLORADO 1225 17TH ST STE 300 DENVER CO 80202 (303) 571-7511 - 1000000 (S27625OOO) COMMON STOCK (FilE 33-55432 DEC 07) (BR 8)
S-8 COMMANO CREDIT CORP 189 SUNRISE HWY ROCKVillE CENTRE NV 11570 (516) 764-117 -200062 ($272084) COMMON STOCK (FILE 33-55434 - DEC 07) (BR 6)
S-4 STI MERGER CO INC 4 STAMFORD FORUM PO BOX 120007 STAMFORD CT 06912 (203) 964-8600 - 54823747 ($33935899393) COMMON STOCK (FILE 33-55436 - DEC_ 04)(BR 9 - NEW ISSUE)
S-8 CELLULAR COMMUNICATIONS INTERNATIONAL INC 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8480 - 49792 ($323648) COMMON STOCK (FilE 33-55440 - DEC 07) (BR 7)
S-8 CELLULAR COMMUNICATIONS INTERNATIONAL INC 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8480 - 75000 (5487500) COMMON STOCK (FilE 33-55442 - DEC 07) (SR 7)
S-8 CELLULAR COMMUNICATIONS INC DE 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8440 - 75000 (S2456250) COMMON STOCK (FilE 33-55444 - DEC 07) (BR 7)
S-8 OCOM CORPORATION 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8440 - 75000($351750) COMMON STOCK (FILE 33-55446 - DEC 07) (BR 7)
S-8 OCOM CORPORATION 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8440 - 54792($256975) COMMON STOCK (FilE 33-55448 - DEC 07) (SR 7)
5-3 SERVICEMAST~R INCORPORATED OF DELAWARE ONE SERVICEMASTE~ WAY DOWNERS GROVER Il 60515 (708) 964-1300 - 3450000 ($97031250) COMMON STOCK UNDERWRITER GOLDMAN SACHS amp CO MERRILL LYNCH amp CO (FilE 33-55450 - DEC 07) (BR 5)
S-8 DIEBOlD INC PO BOX 8230 CANTON OH 44711 (216) 489-4000 - 10000 ($583125)COMMON STOCK_ (FilE 33-55452 - DEC 07) (BR 10)
S-8 NICHOlS RESEARCH CORP IAl 4040 MEMORIAL PKWY SOUTH HUNTSVilLE AL 35802 (205) 883-1140 - 450000 ($7537500) COMMON STOCK (FILE 33-55454 - DEC 07) (BR 9)
S-8 AMERICAN HOME PRODUCTS CORP 685 THIRD AVE NEW YORK NY 10017 (212) 878-5000 -250000 ($17812500) COMMON STOCK (FilE 33-55456 - DEC 07) (SR 4)
NEWS DIGEST December 14 1992 5
1 ) 1 I
1
REGISTRATIONS CONTINUED
S-4 HAWKEYE BANCORPORATIOh 222 EQUITABLE BLDG 604 LOCUST ST DES MOINES IA 50309 (515) 284-1930 - 2691588 ($31249125) COMMON STOCK (FILE 33-55458 - DEC 07)(BR 2)
S-3 HARCOR ENERGY INC 11766 ~ILSHIRE BLVD STE 720 LOS ANGELES CA 90025 (310) 575-9599- 827279 ($3052659_51) COMMON STOCK (FILE 33-55466 - DEC 07) (BR 11)
S-8 FILENES BASEMENT CORP 40 WALNUT ST WELLESLEY MA 02181 (617) 348-7000 - 1200000($22800000) COMMON STOCK (FILE 33-55468 - DEC 07) (BR 2)
S2 STERLING FINANCIAL CORP ~A N 120 WALL ST SPOKANE WA 99201 (509) 458-2884 -17250000 ($17250000) STRAIGHT BltgtNOS (FILE 33-55480 - DEC 07) (BR 1)
ACQUISITION OF SECURITIES
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule l3D file a Schedule l3G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1) Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l
Below is a list of recent filings of Schedules 13D and 14D which includes the following information Column 1 - the company purchased (top) and the name of the purchaser Column 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (in OOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing ienew update or revision
EVENT SHRS(OOO) CUSIP FILINGNAME AND CLASS OF STOCKOWNER FORM DATE XOWNED PRIORX STATUS
AMDURA CORP COM NEW 0 02342670UNION BANKLOS ANGELES 130 112392 00 31 UPDATE
AMERICA SVC GROUP INC COM 251 02499810SECOND CONSOLIDATED TR ET AL 130 113092 81 00 NEW
AMERICAN SHIP BLDG CO COM 2011 02960910STEINBRENNER GEORGE M III 130 112092 296 512 UPDATE
CALDOR CORP COM 893 12878710DONALDSON LUFKIN amp JENRETTE 130 111792 63 129 UPDATE
CASEYS GEN STORES INC COM 1779 14752810LAMBERTI DONALD F 130 12 492 161 163 UPDATE
NEWS DIGEST December 14 1992
ACQUISITIONS CONT
NAME AND CLASS OF STOCKOWNER FORM EVENT DATE
SHRS(OOO)OWNED
CUSIPPRIOR
Fill NG STATUS
CENTRAL CORP COM 110 15290010 CUDD ROBERT C III 130 113092 122 118 UPDATE
CHANCElLOR BRUNCOR
CORP INC
COM 130 12 492
2122 548
15882810 533 UPDATE
CHATTAHOOCHEE BANCORP COM 357 16233210 FELKER RICHARD R 130 62692 92 158 UPDATE
CHRIS CRAFT INOS INC COM GAMCO INVESTORS INC ET Al 130 12 992
6430 248
17052010 254 UPDATE
CONTINENTAL FMR CORP
MED SYS INC COM 130 12 492
206160
21164210 71 UPDATE
DUCOMMUN INC DEL COM 524 26414710 DUCOMMUN ROBERT C ET Al 130 111892 118 130 UPDATE
EMISPHERE TECHNOLOGIES INC COM 683 29134510 TREOEGAR INVESTMENTS 130 12 492 155 172 UPDATE
EMULEX CORP COM 1275 29247510 ADVENT VI lP ET AL 130 121092 119 125 UPDATE
ENEX OIL amp GAS INC 11-5 ENEX RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274384 00 UPDATE
ENEX OIL amp GAS INC 11-10 ENEX RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274393 00 NEY
ENEX OIL amp GAS INC 11-8 ENE X RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274395 NA UPDATE
Flmiddot TEK III INC NORO-MOSELEY PARTNERS
COM 130 12 792
1030 71
31599010 1000 UPDATE
GAMMA INTL LTD COM 625 36490710 ANJOORIAN PAUL V ET Al 130 113092 143 00 NEY
GERRITY OIL amp GAS CORP COM 635 37423010
FMR CORP 130 12 392 50 51 UPDATE
HEALTHCARE TECHNOLOGIES LTD ORO 411 42193210 ATHENA VENTURE PRTS ET AL 130 12 792 50 116 UPDATE
HELIAN HEALTH GROUP INC COM 722 42326410
RUBENSTEIN BARRY ET Al 130 113092 135 146 UPDATE
HOME PORT BANCORP INC COM 134 43730410 MEYER KARL l 130 111892 69 53 UPDATE
IMAGINE FILMS ENTMT GRAZER BRIAN
INC COM 130 12 992
1547 295
45291110 295 UPDATE
NEWS DIGEST December 14 1992 7
ACQUISITIONS CONT
NAME AND CLASS OF STOCKO~NER FORM EVENT DATE
SHRS(OOO)o~NEO
CUSIPPRIOR
FILING STATUS
IMAGINE FILMS ENTMT HO~ARO RON
NC COM 130 12 992
1546295
45291110 295 UPDATE
INTL COLIN ENERGY CORP COM 301 46699510 STROME PARTNERS 130 12 792 36 58 UPDATE
JAN BELL MARKETING INC MARBELLA RESOURCES ET AL
COM 130 12 492
202382
47076010 92 UPDATE
INTERACTIVE NETWORK GANNETT CO INC
INC COM 130 12 292
1625 225
47999210 00 NE~
LATSHAW ENTPRS INC COM 573 51839910 LATSHAW JOHN 130 111 992 598 218 UPDATE
MEDIA GEN INC GAMCO INVESTORS
CLASS INC ET AL
A 130 12 992
4035 154
58440410 297 UPDATE
OAK INOS INC INVESCO MIM PlC ET Al
COM 130 113092
18708 227
67140010 00 NEil
PHYSICIAN COMPUTER NETWORK PICOWER JEFFRY ET AL
COM 130 112992
2643244
71999610 199 UPDATE
QUANTUM CORP FMR CORP
COM 130 12 492
4824 111
74790610 85 UPDATE
REFAC TECHNOLOGY OEV CORP LANG EUGENE M
COM 130 12 892
2023 380
75865510 379 UPDATE
ROAOMASTERS INOS INC ITIN THOMAS II ET AL
COM 130 11 292
262491
76972710 74 UPDATE
RYAN BECK amp CO INC COM 487 78348310 CHOOASH BRUCE M 130 12 892 139 139 UPDATE
RYAN BECK GARVEY
amp CO INC FENWICK H
COM 130 12 892
1600456
78348310 463 UPDATE
RYAN BECK amp CO INC COM 500 78348310 NAUlA MATTHEW R 130 12 892 142 138 UPDATE
ST GEORGE HUNTON
METALS INC RICHARD 0
COM 130 11 192
1677109
78955410 99 UPDATE
SYNERCOM TECHNOLOGY INC COM 362 87191010 STEEL PARTNERS lP ET AL 130 12 292 63 00 NE~
SYBRON AXA
CORP DEl ET AL
COM 130 12 392
3580185
87199810 198 UPDATE
TECHNICLONE INTL CORP LEGERE DAVID ET Al
COM NEil 130 111 192
2000 145
87851730 00 NEil
3 NEWS DIGEST December 14 1992
ACQUISITIONS CONT
EVENT SHRS(OOO) CUSIP FLlNGNAME AND CLASS OF STOCKOWNER FORM DATE ~IiNED PRIOR STATUS
TELXON CORP COM 946 87970010ROCKER DAVID A 13D 112792 66 79 UPDATE
USA CLASSIC INC COM 2511 90292810ORBIT INTL CORP ET AL 130 113092 440 00 NEil
VARITY CORP CONV PFD CL 11 167 92299299AURORA L P 130 12 292 83 00 NEW
VAR ITY CORP CONY PFD CL II 560 92299299STARK INVESTMENTS 130 12 292 280 00 NEW
VIROLOGY TESTING SCIENCES COM 3892 92823610TRAVIS PARTNERS G P ET AL 130 111792 584 414 UPDATE
WEATHERFORD INTL INC COM 3352 94707610JOhNSON DAVID M ET AL 13D 111092 84 87 UPDATE
WESTERN CAP INVT CORP COM 1098 95787810BENSON BRUCE D 130 113092 117 114 UPDATE
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed be Iow have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER CODE 1 234 5 678 DATE COMMENT ---------- - - - - - - - _ - - - - - - - - - - - - - - ---- -------------- - - - - - - - -ADVANCED TELECOMMUNICATIONS CORP DE X 12C292 AIRBORNE RECORDS INC DE DE x 112492ALFIN INC NY X X 112492ALLIANCE WELL SERVICE INC NV X X X 112092
AMAX INC NY NY X X 120392
NE~S DIGEST December 14 199 II
8K REPOKTS CO~T
STATE 8K ITEM 0 NAME OF ISSUER _ -_ -_ -- --- -- - -_ -_ -_ -
CODE 1 2 3 4 5 6 -------------
7 8 --
OATE -
COMMEf1T
AMERICAN EXP REC fIN COR AME EXP MAS TR X X 110692
AMERICAN EXP REC FIN COR AMER EAP MAS TR ANGELES CORP ICA ANGELES MORTGAGE INVESTMENT TRUST BASIN EXPLORATION INC BERLITZ INTERNATIONAL INC BIOMEDICAL WASTE SYSTEMS INC BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CELTICS COMMUNICATIONS LTD PARTNE BOSTON CELTICS LIMITED PARTNERSHIP BOSTON FINANCIAL TAX CREDIT FUND PLUS CACI INTERNATIONAL INC DECAROLINA POWER amp LIGHT CO CARRIAGE INDUSTRIES INC CF BAN CORP INC
CA CA DE NY DE DE DE DE DE MA DE NC GA DE
X
X
X
X
X
X
X X
X
X
I
X
X
X
X X X
X X X X
X
l(
X
1106921207921249212019212029211169711099211099212099212099212049212099212ll9921204921C792
AMFND
CHESAPEAKE UTILITIES CORP CHILES OFFSHORE CORP CHOICES ENTERTAINMENT CORP CITICORP MORT SEC INC REMIC PASS CITIZENS BANKING CORP CMC SECURITIES CORP COLLAGEN CORP DECOLONIAL COMPANIES INC COLORADO NATIONAL BANKS HARES INC
THR CIT
DE DE DE
Ml DE DE DE CO
X
X X
X X
NO ITEMS X
X
X
X
x
X
X
X
12049212089212921130192112492113C92112592120392120892
AMEND
COMERICA INC NEWCONNECTICUT NATURAL GAS CORP CRYOTECH INDUSTRIES INC DATA IO CORP DAYLIGHT INDUSTRIES INC DEERE amp CO DEERE JOHN CAPITAL CORP DELTA AR LINES INC IDE DELTA PETROLEUM CORPCODE~LIEG BULLARD INC DIXIE NATIONAL CORP DYNATRONICS LASER COkP
DE CT FL WA DE DE DE DE CO DE MS UT
X
X X
NO iTEMS
X X
X t
X X
x
X X
X X X
X
X
06i892112392113920925920831Cf2
12089212089212Cl49212049211241921202920507100
AMEND
EASTERN UTILITIES ASSOCIATES ELECTRONIC SYSTEMS TECHNOLOGY INC ENZON INC EQK REALTY INVESTORS I EUA POWER CORP NHFASTCOMM COMMUNICATIONS CORP FINGERHUT COMPANIES INC FLEET FINANCIAL GROUP INC IRIFLEET MORTGAGE SECURITIES INC FLEET MORTGAGE SECURITIES TRUST 1992-1 FLEET MORTGAGE SECURITIES TRUST 1992-2 FLEET MORTGAGE SECURITIES TRUST 1992-3 FLEET MORTGAGE SECURITIES TRUST 1992middot4 FLORIDA POWER amp LIGHT CO
MA WA DE MA NH VA MN RI RI RI DE RI
FL
(
X
X X
X
X
X NO ITEM~
X
X
X
X X
X
X
0
X
X
X
X X
X
12089211139212592112392120892130921208921309
1125921125921112592112592112592 15092
AMEND
lO qEI-S DIGEST Dec ernbe r 14 1992
8K REPORTS CaNT
STATE 81( ITEM NO NAME OF ISSUER CODE 1 2 345 6 7 8 DATE COMMENT --------------------------------------- ------_ _-- ---_ _
FPL GROUP INC FRENCHTEX INC GB FOODS CORP GE CAPITAL MORTGAGE SERVICES INC GEORESOURCES INC GOODYEAR TIRE amp RUBBER CO OHGRACE W R amp CO NYHEALTH MANAGEMENT INTERNATIONAL INC HEEKIN CAN INC HERITAGE BANCORP INC DEHOUSING SECURITIES INC ADJ RA MOR PASS T HOUSING SECURITIES INC MOR PAS THRO CERT HOUSING SECURITIES INC MOR PAS THRO CERT INDIANA GAS CO INC INTERNATIONAL MERCANTILE CORP JAY ARK CORP KAL 0 MINE INDUSTRIES INC KEMPER CYMROT REAL ESTATE INVESTMENT FUN KEMPER CYMROT REAL ESTATE INVESTMENT FUN LEHMAN PASS THROUGH SECURITIES INC LINCARE HOLDINGS INC LOCKHEED CORP MEDIA VISION TECHNOLOGY INC MERRILL LYNCH MORTGAGE CAPITAL INC MERRILL LYNCH MORTGAGE INVESTORS INC MIKROS SYSTEMS CORP MORTGAGE BANKERS FINANCIAL CORP I NAC RE CORP NATIONAL REHABILITATION CENTERS INC TNNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL TRANSPORTATION CO NAVISTAR INTERNATIONAL TRANSPORTATION CO NESB CORP NETWORK LONG DISTANCE INC NL INDUSTRIES INC NORWEST CORP
FL FL DE NJ CO OH NY DE DE DE NY
IN MO NY UT DE DE DE DE DE DE DE DE DE DE DE TN DE DE DE DE DE DE NJ DE
X X
X
X
X
x x
X x X
X
X
NO ITEMS X
X
X X
X X
X
X X
X
X X
X X
X X
X
X
X
X
x x
X
X
X X
X
X
X
X
X
X
X X
113092120392112392112592120192120792120292112492120192120492102592102592113092120192112492112392091 192 12029211239311259210029212099212039209159210159211249212019212079210319212099212099212099212109921130921202921207921207192
AMEND
AMEND
AMEND
NORIJEST MASTER TRUST NORWEST MASTER TRUST NYCOR INC DEOAKRIDGE ENERGY INC OCEANIC EXPLORATION CO OSCC HOME EQUITY LOAN TRUST OSPREY HOLDING INC PACIFIC ENTERPRISES INC PAY N PAK STORES INC PITTSTON CO PIZZA INN INC MOPNP PRIME CORP POCI INC PONTUS INDUSTRIES INC POTOMAC ELECTRIC POIJER CO
1992-4
DE UT DE
TX CA WA VA MO DE DE CO VA
NO
X
X
ITEMS X
X X X X
X X X
x X X
X
X X
X
X
X
X x
X
x
12089212089209259212019212079211259212079211249211259212079212(1292112592111792120792120492
AMEND
NEWS DIGEST December 14 1992 11
----------------------------------------
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 6 7 8 DATE COMMENT _ - --o
PRIMARK CORP MI X 100792 AMEND
RESOLUTION TRUST CORP COMM MOR PAS THR C X X 103092RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112492RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RIGHT START INC ICA CA X 091192 AMEND
RUBICON CORP TX X X 1207192 RYAN BECK amp CO INC NJ X X 120892RYKA INC DE X X 1201192SAN DIEGO GAS amp ELECTRIC CO CA lC X 120892SECURITY PAC ACC COR MAN HOU CON SR SUB DE X 103192SHAWMUT NATIONAL CREDIT CARD TRUST 1990 X X 120892SHER~IN ~ILlIAMS CO OH X 120392SIMTEK CORP CO NO ITEMS 120792SOUTHERN CALIFORNIA GAS CO CA X 120792TELE COMMUNICATIONS INC DE X X 120792TERMINAL APPLICATIONS GROUP INC NY X 120492THERMOTREX CORP DE X 111792 AMEND TRAVELERS CORP CT 110692TRISTATE BANCORP INC OM X X 120892UAL CORP IDEI DE X lU0892UNIQUE MOBI L TV INC CO X X 120392UNUM CORP DE X X 120392USAIR GROUP INC DE X 120992USAIR INC INE~I DE X 1210992 UTILI CORP UNITED INC DE X 120892~ESTAM MORTGAGE FINANCIAL CORP AR X lC 112492~ESTMORELAND COAL CO DE X 12103192 YUBA WESTGOLD INC DE X lC 1210492
1 I NEWS DIGEST December 14 1992
![Page 4: SEC News Digest, 12-14-1992 · future violations of the antifraud provisions of the Securities Act, ... S-8 REPUBLIC BANCORP INC, 1070 EAST MAIN ST, ... NEWS DIGEST, December 14,](https://reader031.fdocuments.in/reader031/viewer/2022021819/5ad4f0247f8b9a5c638c7337/html5/thumbnails/4.jpg)
ReGISTRATIONS COGTI~~GED H ~ __ ~
S-8 AMERICAN EXPRESS CO AMERICAN EXPRESS ~212) 640-2000 - 1500000 ($34312500) (BR 12)
TWR WORLD FINANCIAL COMMON STOCK (FILE
eTR NEw 33-55344
aRK Nf 10285 - DEC 04)
St3 UNIO~N FJtECTRJCCO 1901 POUTEAU AVE ST LOUIS MO ($80000000) PREFERRED STOCK (FILE 33-55346 - DEC
63103 (314)04 (BR 0)
621-3222 - 3200000
S-8 VALUE CITY bull ~ (614) 41h4i22
DEPARTMENT STORES INC IOH 3241 WESTERVillE RD COLUMBUS OH -r300OOO ($6G181750) COMMON STOCK (FILE 33-55348 - DEC
43224 04) (BR 2)
SoB VALUE CITY DEPARTMENT (614) 471-4722 - 50000
STORES INC IOH 3241 WESTERVILLE ($1003125) COMMON STOCK (FILE
RD COLUMBuS OH 43224 33-55350 - DEC 04) (BR 2)
S-8 SCIMED 500000
LiFE SYSTEMS ($25625000)
INC MN 6655 WEDGEWOOD RD MAPLE GROVE MN 55369 COMMON STOCK (FILE 33-55352 - DEC 04) (BR 8)
(612) 494-1700
$-4 OIJANTECH LTD 1021 BANDANA BLVD EAST STE 212 SAINT PAUL MN 5508 (612) 647-6370 9550200 ($15328800) COMMON STOCK 35000 ($35) WARRANTS OPTIONS OR RIGHTS 70000 ($189000) COMMON STOCK (FILE 33-55356 - DEC 04) (SR 8 - NEW ISSUE)
-
1 )
gt J I
J )
S-3
5-8
DIAL CORP DE DIAL TOWER 1850 NORTH CENTRAL AVE PHOENIX AZ 85004 (602) 207-4000 1000000 ($40812500) COMMON STOCK (FILE 33-55360 - DEC 04) (BR 2)
KLA INSTRUMENTS CORP 160 RIO ROBLES SAN JOSE CA 95134 (408) 434-4200 - 500000($4700000) COMMON STOCK (FILE 33-55362 - DEC 04) (BR 8)
yenmiddotS8t-PlURtIf F1NAl1tTAl CORP 100 N BROADWAY OiHER SECURITIES INCLUDING VOTING TRUST
IIICHITA KS 67202 (316) 261-4444 - $912600 (FILE 33-55364 - DEC 04) (SR 1)
middot8 11 C~T iJH~VINMENT )1AGING INC 6171 W CENTURY BLVD zb) 4f7-34a - 2400000 (S5~62496) COMMON STOCK
(BR 12)
2ND FL (FILE
LOS ANGELES CA 90045 33-5536t - DEC 04)
N-1A PAINEIIEBBER SECURITIES TRUST 1285 AVENUE OF THE (21) 713-2712 - INDEFINITE SHARES (FILE 33-~5374
AMERICAS NEW YORK - DEC 03) (BR 16
NY 10019 NEW ISSUE)
s-3 MEDITRUST INC 128 TECHNOLOGY CTR WALTHAM MA 02154 (617) 736-1500 ($200000000) COMMON SHARES OF BENEFICIAL INTEREST 200COO000CONVERTIBLE DEBENTURES AND NOTES (FILE 33-55386 - DEC 04) (8F 6)
6837606
5-6 FIRST TRUST SPE SIT TRUS SER 52 TRUS FOR TAX MUN INC SER 11001 IIARRENVILLE RD STE 300 LISLE Il 60532 - INDEFINITE SHARES FIRST MIAMI SECURITIES INC
UNDER~RITER
DEPOSITOR NIKE SECURITIES LP (FILE 33-55398 - DEC 03) (BR 18 - NEil ISSUE)
5- ACT III THEATRES INC 1999 AVENUE OF THE STARS srE 500(310) 553-3636 - 85000000 ($85000000) STRAIGHT BONDS (BR NEil ISSUE)
LOS ANGELES CA 90067 (FlE 33-55400 - DEC 04)
S-l POWERSOFT CORP 70 BLANCHAQO RD BURLINGTO~ MA 01803 (617) 229-2200 - 2127500($31912500) COMMON STOCK UNDERWRITER ALEX BROWN amp SONS INC GOLDMAN SACHS amp CO (FILE 33-55418 - DEC 04) (BR 10 NEW ISSUE)
S-2 CABOT MEDICAL CORP 2021 CABOT BLVD WEST lANGHORNE PA 67000000 ($67000000) CONVERTIBLE DEBENTURES AND NOTES (BR 8)
19047 (FILE
(215) 752-8300 -33-5~420 DEC 03)
NE~S DICEST December 14 1992
REGISTRATIONS CONTINUED
S-l CORAL GABLES FE~CORP INC 2511 PONCE OE LEON BLVD CORAL GABLES FL 33134 (305) 447-4711 - 17192500 ($171925000) COMMON STOCK (FILE 33-55~22 - DEC 04)(BR_ 1 - NEW ISSUE)
S-3 FREMONT FUNDING INC 2020 SANTA MONICA BLVD STE 500 SANTA MONICA CA 90404 (310) 315-3988 - 1000000 ($1000000) EQUIPMENT TRUST CERTIFICATES (FilE 33-55424 DEC 04) (BR 12 - NEW ISSUE)
S-3 SEAGULL ENERGY CORP 1001 FANNIN STE 1700 HOUSTON TX 77002 (713) 951-4700 -4600000 (S146912500) COMMON STOCK (FILE 33-55426 - DEC 04) (BR 7)
N-2 PAINEWEBBER PREMIER TAX FREE INCOME FUND INC 1285 AVENUE OF TH AMERICAS NEW YORKNY 10019 (212) 713-2000 - 1600 ($80000000) PREFERRED STOCK (FILE 33-55428 -DEC 04) (BR_ 16)
S-l AUTOIMMUNE INC 128 SPRING STREET LEXINGTON MA 02173 (617) 860-0710 - 2875000(S31625oo0) COMMON STOCK UNDERWRITER HAMBRECHT amp QUIST INC MONTGOMERY SECURITIES_ (FILE 33-55430 - DEC 04) (NEW ISSUE)
S-8 PUBLIC SERVICE CO OF COLORADO 1225 17TH ST STE 300 DENVER CO 80202 (303) 571-7511 - 1000000 (S27625OOO) COMMON STOCK (FilE 33-55432 DEC 07) (BR 8)
S-8 COMMANO CREDIT CORP 189 SUNRISE HWY ROCKVillE CENTRE NV 11570 (516) 764-117 -200062 ($272084) COMMON STOCK (FILE 33-55434 - DEC 07) (BR 6)
S-4 STI MERGER CO INC 4 STAMFORD FORUM PO BOX 120007 STAMFORD CT 06912 (203) 964-8600 - 54823747 ($33935899393) COMMON STOCK (FILE 33-55436 - DEC_ 04)(BR 9 - NEW ISSUE)
S-8 CELLULAR COMMUNICATIONS INTERNATIONAL INC 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8480 - 49792 ($323648) COMMON STOCK (FilE 33-55440 - DEC 07) (BR 7)
S-8 CELLULAR COMMUNICATIONS INTERNATIONAL INC 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8480 - 75000 (5487500) COMMON STOCK (FilE 33-55442 - DEC 07) (SR 7)
S-8 CELLULAR COMMUNICATIONS INC DE 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8440 - 75000 (S2456250) COMMON STOCK (FilE 33-55444 - DEC 07) (BR 7)
S-8 OCOM CORPORATION 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8440 - 75000($351750) COMMON STOCK (FILE 33-55446 - DEC 07) (BR 7)
S-8 OCOM CORPORATION 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8440 - 54792($256975) COMMON STOCK (FilE 33-55448 - DEC 07) (SR 7)
5-3 SERVICEMAST~R INCORPORATED OF DELAWARE ONE SERVICEMASTE~ WAY DOWNERS GROVER Il 60515 (708) 964-1300 - 3450000 ($97031250) COMMON STOCK UNDERWRITER GOLDMAN SACHS amp CO MERRILL LYNCH amp CO (FilE 33-55450 - DEC 07) (BR 5)
S-8 DIEBOlD INC PO BOX 8230 CANTON OH 44711 (216) 489-4000 - 10000 ($583125)COMMON STOCK_ (FilE 33-55452 - DEC 07) (BR 10)
S-8 NICHOlS RESEARCH CORP IAl 4040 MEMORIAL PKWY SOUTH HUNTSVilLE AL 35802 (205) 883-1140 - 450000 ($7537500) COMMON STOCK (FILE 33-55454 - DEC 07) (BR 9)
S-8 AMERICAN HOME PRODUCTS CORP 685 THIRD AVE NEW YORK NY 10017 (212) 878-5000 -250000 ($17812500) COMMON STOCK (FilE 33-55456 - DEC 07) (SR 4)
NEWS DIGEST December 14 1992 5
1 ) 1 I
1
REGISTRATIONS CONTINUED
S-4 HAWKEYE BANCORPORATIOh 222 EQUITABLE BLDG 604 LOCUST ST DES MOINES IA 50309 (515) 284-1930 - 2691588 ($31249125) COMMON STOCK (FILE 33-55458 - DEC 07)(BR 2)
S-3 HARCOR ENERGY INC 11766 ~ILSHIRE BLVD STE 720 LOS ANGELES CA 90025 (310) 575-9599- 827279 ($3052659_51) COMMON STOCK (FILE 33-55466 - DEC 07) (BR 11)
S-8 FILENES BASEMENT CORP 40 WALNUT ST WELLESLEY MA 02181 (617) 348-7000 - 1200000($22800000) COMMON STOCK (FILE 33-55468 - DEC 07) (BR 2)
S2 STERLING FINANCIAL CORP ~A N 120 WALL ST SPOKANE WA 99201 (509) 458-2884 -17250000 ($17250000) STRAIGHT BltgtNOS (FILE 33-55480 - DEC 07) (BR 1)
ACQUISITION OF SECURITIES
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule l3D file a Schedule l3G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1) Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l
Below is a list of recent filings of Schedules 13D and 14D which includes the following information Column 1 - the company purchased (top) and the name of the purchaser Column 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (in OOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing ienew update or revision
EVENT SHRS(OOO) CUSIP FILINGNAME AND CLASS OF STOCKOWNER FORM DATE XOWNED PRIORX STATUS
AMDURA CORP COM NEW 0 02342670UNION BANKLOS ANGELES 130 112392 00 31 UPDATE
AMERICA SVC GROUP INC COM 251 02499810SECOND CONSOLIDATED TR ET AL 130 113092 81 00 NEW
AMERICAN SHIP BLDG CO COM 2011 02960910STEINBRENNER GEORGE M III 130 112092 296 512 UPDATE
CALDOR CORP COM 893 12878710DONALDSON LUFKIN amp JENRETTE 130 111792 63 129 UPDATE
CASEYS GEN STORES INC COM 1779 14752810LAMBERTI DONALD F 130 12 492 161 163 UPDATE
NEWS DIGEST December 14 1992
ACQUISITIONS CONT
NAME AND CLASS OF STOCKOWNER FORM EVENT DATE
SHRS(OOO)OWNED
CUSIPPRIOR
Fill NG STATUS
CENTRAL CORP COM 110 15290010 CUDD ROBERT C III 130 113092 122 118 UPDATE
CHANCElLOR BRUNCOR
CORP INC
COM 130 12 492
2122 548
15882810 533 UPDATE
CHATTAHOOCHEE BANCORP COM 357 16233210 FELKER RICHARD R 130 62692 92 158 UPDATE
CHRIS CRAFT INOS INC COM GAMCO INVESTORS INC ET Al 130 12 992
6430 248
17052010 254 UPDATE
CONTINENTAL FMR CORP
MED SYS INC COM 130 12 492
206160
21164210 71 UPDATE
DUCOMMUN INC DEL COM 524 26414710 DUCOMMUN ROBERT C ET Al 130 111892 118 130 UPDATE
EMISPHERE TECHNOLOGIES INC COM 683 29134510 TREOEGAR INVESTMENTS 130 12 492 155 172 UPDATE
EMULEX CORP COM 1275 29247510 ADVENT VI lP ET AL 130 121092 119 125 UPDATE
ENEX OIL amp GAS INC 11-5 ENEX RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274384 00 UPDATE
ENEX OIL amp GAS INC 11-10 ENEX RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274393 00 NEY
ENEX OIL amp GAS INC 11-8 ENE X RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274395 NA UPDATE
Flmiddot TEK III INC NORO-MOSELEY PARTNERS
COM 130 12 792
1030 71
31599010 1000 UPDATE
GAMMA INTL LTD COM 625 36490710 ANJOORIAN PAUL V ET Al 130 113092 143 00 NEY
GERRITY OIL amp GAS CORP COM 635 37423010
FMR CORP 130 12 392 50 51 UPDATE
HEALTHCARE TECHNOLOGIES LTD ORO 411 42193210 ATHENA VENTURE PRTS ET AL 130 12 792 50 116 UPDATE
HELIAN HEALTH GROUP INC COM 722 42326410
RUBENSTEIN BARRY ET Al 130 113092 135 146 UPDATE
HOME PORT BANCORP INC COM 134 43730410 MEYER KARL l 130 111892 69 53 UPDATE
IMAGINE FILMS ENTMT GRAZER BRIAN
INC COM 130 12 992
1547 295
45291110 295 UPDATE
NEWS DIGEST December 14 1992 7
ACQUISITIONS CONT
NAME AND CLASS OF STOCKO~NER FORM EVENT DATE
SHRS(OOO)o~NEO
CUSIPPRIOR
FILING STATUS
IMAGINE FILMS ENTMT HO~ARO RON
NC COM 130 12 992
1546295
45291110 295 UPDATE
INTL COLIN ENERGY CORP COM 301 46699510 STROME PARTNERS 130 12 792 36 58 UPDATE
JAN BELL MARKETING INC MARBELLA RESOURCES ET AL
COM 130 12 492
202382
47076010 92 UPDATE
INTERACTIVE NETWORK GANNETT CO INC
INC COM 130 12 292
1625 225
47999210 00 NE~
LATSHAW ENTPRS INC COM 573 51839910 LATSHAW JOHN 130 111 992 598 218 UPDATE
MEDIA GEN INC GAMCO INVESTORS
CLASS INC ET AL
A 130 12 992
4035 154
58440410 297 UPDATE
OAK INOS INC INVESCO MIM PlC ET Al
COM 130 113092
18708 227
67140010 00 NEil
PHYSICIAN COMPUTER NETWORK PICOWER JEFFRY ET AL
COM 130 112992
2643244
71999610 199 UPDATE
QUANTUM CORP FMR CORP
COM 130 12 492
4824 111
74790610 85 UPDATE
REFAC TECHNOLOGY OEV CORP LANG EUGENE M
COM 130 12 892
2023 380
75865510 379 UPDATE
ROAOMASTERS INOS INC ITIN THOMAS II ET AL
COM 130 11 292
262491
76972710 74 UPDATE
RYAN BECK amp CO INC COM 487 78348310 CHOOASH BRUCE M 130 12 892 139 139 UPDATE
RYAN BECK GARVEY
amp CO INC FENWICK H
COM 130 12 892
1600456
78348310 463 UPDATE
RYAN BECK amp CO INC COM 500 78348310 NAUlA MATTHEW R 130 12 892 142 138 UPDATE
ST GEORGE HUNTON
METALS INC RICHARD 0
COM 130 11 192
1677109
78955410 99 UPDATE
SYNERCOM TECHNOLOGY INC COM 362 87191010 STEEL PARTNERS lP ET AL 130 12 292 63 00 NE~
SYBRON AXA
CORP DEl ET AL
COM 130 12 392
3580185
87199810 198 UPDATE
TECHNICLONE INTL CORP LEGERE DAVID ET Al
COM NEil 130 111 192
2000 145
87851730 00 NEil
3 NEWS DIGEST December 14 1992
ACQUISITIONS CONT
EVENT SHRS(OOO) CUSIP FLlNGNAME AND CLASS OF STOCKOWNER FORM DATE ~IiNED PRIOR STATUS
TELXON CORP COM 946 87970010ROCKER DAVID A 13D 112792 66 79 UPDATE
USA CLASSIC INC COM 2511 90292810ORBIT INTL CORP ET AL 130 113092 440 00 NEil
VARITY CORP CONV PFD CL 11 167 92299299AURORA L P 130 12 292 83 00 NEW
VAR ITY CORP CONY PFD CL II 560 92299299STARK INVESTMENTS 130 12 292 280 00 NEW
VIROLOGY TESTING SCIENCES COM 3892 92823610TRAVIS PARTNERS G P ET AL 130 111792 584 414 UPDATE
WEATHERFORD INTL INC COM 3352 94707610JOhNSON DAVID M ET AL 13D 111092 84 87 UPDATE
WESTERN CAP INVT CORP COM 1098 95787810BENSON BRUCE D 130 113092 117 114 UPDATE
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed be Iow have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER CODE 1 234 5 678 DATE COMMENT ---------- - - - - - - - _ - - - - - - - - - - - - - - ---- -------------- - - - - - - - -ADVANCED TELECOMMUNICATIONS CORP DE X 12C292 AIRBORNE RECORDS INC DE DE x 112492ALFIN INC NY X X 112492ALLIANCE WELL SERVICE INC NV X X X 112092
AMAX INC NY NY X X 120392
NE~S DIGEST December 14 199 II
8K REPOKTS CO~T
STATE 8K ITEM 0 NAME OF ISSUER _ -_ -_ -- --- -- - -_ -_ -_ -
CODE 1 2 3 4 5 6 -------------
7 8 --
OATE -
COMMEf1T
AMERICAN EXP REC fIN COR AME EXP MAS TR X X 110692
AMERICAN EXP REC FIN COR AMER EAP MAS TR ANGELES CORP ICA ANGELES MORTGAGE INVESTMENT TRUST BASIN EXPLORATION INC BERLITZ INTERNATIONAL INC BIOMEDICAL WASTE SYSTEMS INC BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CELTICS COMMUNICATIONS LTD PARTNE BOSTON CELTICS LIMITED PARTNERSHIP BOSTON FINANCIAL TAX CREDIT FUND PLUS CACI INTERNATIONAL INC DECAROLINA POWER amp LIGHT CO CARRIAGE INDUSTRIES INC CF BAN CORP INC
CA CA DE NY DE DE DE DE DE MA DE NC GA DE
X
X
X
X
X
X
X X
X
X
I
X
X
X
X X X
X X X X
X
l(
X
1106921207921249212019212029211169711099211099212099212099212049212099212ll9921204921C792
AMFND
CHESAPEAKE UTILITIES CORP CHILES OFFSHORE CORP CHOICES ENTERTAINMENT CORP CITICORP MORT SEC INC REMIC PASS CITIZENS BANKING CORP CMC SECURITIES CORP COLLAGEN CORP DECOLONIAL COMPANIES INC COLORADO NATIONAL BANKS HARES INC
THR CIT
DE DE DE
Ml DE DE DE CO
X
X X
X X
NO ITEMS X
X
X
X
x
X
X
X
12049212089212921130192112492113C92112592120392120892
AMEND
COMERICA INC NEWCONNECTICUT NATURAL GAS CORP CRYOTECH INDUSTRIES INC DATA IO CORP DAYLIGHT INDUSTRIES INC DEERE amp CO DEERE JOHN CAPITAL CORP DELTA AR LINES INC IDE DELTA PETROLEUM CORPCODE~LIEG BULLARD INC DIXIE NATIONAL CORP DYNATRONICS LASER COkP
DE CT FL WA DE DE DE DE CO DE MS UT
X
X X
NO iTEMS
X X
X t
X X
x
X X
X X X
X
X
06i892112392113920925920831Cf2
12089212089212Cl49212049211241921202920507100
AMEND
EASTERN UTILITIES ASSOCIATES ELECTRONIC SYSTEMS TECHNOLOGY INC ENZON INC EQK REALTY INVESTORS I EUA POWER CORP NHFASTCOMM COMMUNICATIONS CORP FINGERHUT COMPANIES INC FLEET FINANCIAL GROUP INC IRIFLEET MORTGAGE SECURITIES INC FLEET MORTGAGE SECURITIES TRUST 1992-1 FLEET MORTGAGE SECURITIES TRUST 1992-2 FLEET MORTGAGE SECURITIES TRUST 1992-3 FLEET MORTGAGE SECURITIES TRUST 1992middot4 FLORIDA POWER amp LIGHT CO
MA WA DE MA NH VA MN RI RI RI DE RI
FL
(
X
X X
X
X
X NO ITEM~
X
X
X
X X
X
X
0
X
X
X
X X
X
12089211139212592112392120892130921208921309
1125921125921112592112592112592 15092
AMEND
lO qEI-S DIGEST Dec ernbe r 14 1992
8K REPORTS CaNT
STATE 81( ITEM NO NAME OF ISSUER CODE 1 2 345 6 7 8 DATE COMMENT --------------------------------------- ------_ _-- ---_ _
FPL GROUP INC FRENCHTEX INC GB FOODS CORP GE CAPITAL MORTGAGE SERVICES INC GEORESOURCES INC GOODYEAR TIRE amp RUBBER CO OHGRACE W R amp CO NYHEALTH MANAGEMENT INTERNATIONAL INC HEEKIN CAN INC HERITAGE BANCORP INC DEHOUSING SECURITIES INC ADJ RA MOR PASS T HOUSING SECURITIES INC MOR PAS THRO CERT HOUSING SECURITIES INC MOR PAS THRO CERT INDIANA GAS CO INC INTERNATIONAL MERCANTILE CORP JAY ARK CORP KAL 0 MINE INDUSTRIES INC KEMPER CYMROT REAL ESTATE INVESTMENT FUN KEMPER CYMROT REAL ESTATE INVESTMENT FUN LEHMAN PASS THROUGH SECURITIES INC LINCARE HOLDINGS INC LOCKHEED CORP MEDIA VISION TECHNOLOGY INC MERRILL LYNCH MORTGAGE CAPITAL INC MERRILL LYNCH MORTGAGE INVESTORS INC MIKROS SYSTEMS CORP MORTGAGE BANKERS FINANCIAL CORP I NAC RE CORP NATIONAL REHABILITATION CENTERS INC TNNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL TRANSPORTATION CO NAVISTAR INTERNATIONAL TRANSPORTATION CO NESB CORP NETWORK LONG DISTANCE INC NL INDUSTRIES INC NORWEST CORP
FL FL DE NJ CO OH NY DE DE DE NY
IN MO NY UT DE DE DE DE DE DE DE DE DE DE DE TN DE DE DE DE DE DE NJ DE
X X
X
X
X
x x
X x X
X
X
NO ITEMS X
X
X X
X X
X
X X
X
X X
X X
X X
X
X
X
X
x x
X
X
X X
X
X
X
X
X
X
X X
113092120392112392112592120192120792120292112492120192120492102592102592113092120192112492112392091 192 12029211239311259210029212099212039209159210159211249212019212079210319212099212099212099212109921130921202921207921207192
AMEND
AMEND
AMEND
NORIJEST MASTER TRUST NORWEST MASTER TRUST NYCOR INC DEOAKRIDGE ENERGY INC OCEANIC EXPLORATION CO OSCC HOME EQUITY LOAN TRUST OSPREY HOLDING INC PACIFIC ENTERPRISES INC PAY N PAK STORES INC PITTSTON CO PIZZA INN INC MOPNP PRIME CORP POCI INC PONTUS INDUSTRIES INC POTOMAC ELECTRIC POIJER CO
1992-4
DE UT DE
TX CA WA VA MO DE DE CO VA
NO
X
X
ITEMS X
X X X X
X X X
x X X
X
X X
X
X
X
X x
X
x
12089212089209259212019212079211259212079211249211259212079212(1292112592111792120792120492
AMEND
NEWS DIGEST December 14 1992 11
----------------------------------------
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 6 7 8 DATE COMMENT _ - --o
PRIMARK CORP MI X 100792 AMEND
RESOLUTION TRUST CORP COMM MOR PAS THR C X X 103092RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112492RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RIGHT START INC ICA CA X 091192 AMEND
RUBICON CORP TX X X 1207192 RYAN BECK amp CO INC NJ X X 120892RYKA INC DE X X 1201192SAN DIEGO GAS amp ELECTRIC CO CA lC X 120892SECURITY PAC ACC COR MAN HOU CON SR SUB DE X 103192SHAWMUT NATIONAL CREDIT CARD TRUST 1990 X X 120892SHER~IN ~ILlIAMS CO OH X 120392SIMTEK CORP CO NO ITEMS 120792SOUTHERN CALIFORNIA GAS CO CA X 120792TELE COMMUNICATIONS INC DE X X 120792TERMINAL APPLICATIONS GROUP INC NY X 120492THERMOTREX CORP DE X 111792 AMEND TRAVELERS CORP CT 110692TRISTATE BANCORP INC OM X X 120892UAL CORP IDEI DE X lU0892UNIQUE MOBI L TV INC CO X X 120392UNUM CORP DE X X 120392USAIR GROUP INC DE X 120992USAIR INC INE~I DE X 1210992 UTILI CORP UNITED INC DE X 120892~ESTAM MORTGAGE FINANCIAL CORP AR X lC 112492~ESTMORELAND COAL CO DE X 12103192 YUBA WESTGOLD INC DE X lC 1210492
1 I NEWS DIGEST December 14 1992
![Page 5: SEC News Digest, 12-14-1992 · future violations of the antifraud provisions of the Securities Act, ... S-8 REPUBLIC BANCORP INC, 1070 EAST MAIN ST, ... NEWS DIGEST, December 14,](https://reader031.fdocuments.in/reader031/viewer/2022021819/5ad4f0247f8b9a5c638c7337/html5/thumbnails/5.jpg)
REGISTRATIONS CONTINUED
S-l CORAL GABLES FE~CORP INC 2511 PONCE OE LEON BLVD CORAL GABLES FL 33134 (305) 447-4711 - 17192500 ($171925000) COMMON STOCK (FILE 33-55~22 - DEC 04)(BR_ 1 - NEW ISSUE)
S-3 FREMONT FUNDING INC 2020 SANTA MONICA BLVD STE 500 SANTA MONICA CA 90404 (310) 315-3988 - 1000000 ($1000000) EQUIPMENT TRUST CERTIFICATES (FilE 33-55424 DEC 04) (BR 12 - NEW ISSUE)
S-3 SEAGULL ENERGY CORP 1001 FANNIN STE 1700 HOUSTON TX 77002 (713) 951-4700 -4600000 (S146912500) COMMON STOCK (FILE 33-55426 - DEC 04) (BR 7)
N-2 PAINEWEBBER PREMIER TAX FREE INCOME FUND INC 1285 AVENUE OF TH AMERICAS NEW YORKNY 10019 (212) 713-2000 - 1600 ($80000000) PREFERRED STOCK (FILE 33-55428 -DEC 04) (BR_ 16)
S-l AUTOIMMUNE INC 128 SPRING STREET LEXINGTON MA 02173 (617) 860-0710 - 2875000(S31625oo0) COMMON STOCK UNDERWRITER HAMBRECHT amp QUIST INC MONTGOMERY SECURITIES_ (FILE 33-55430 - DEC 04) (NEW ISSUE)
S-8 PUBLIC SERVICE CO OF COLORADO 1225 17TH ST STE 300 DENVER CO 80202 (303) 571-7511 - 1000000 (S27625OOO) COMMON STOCK (FilE 33-55432 DEC 07) (BR 8)
S-8 COMMANO CREDIT CORP 189 SUNRISE HWY ROCKVillE CENTRE NV 11570 (516) 764-117 -200062 ($272084) COMMON STOCK (FILE 33-55434 - DEC 07) (BR 6)
S-4 STI MERGER CO INC 4 STAMFORD FORUM PO BOX 120007 STAMFORD CT 06912 (203) 964-8600 - 54823747 ($33935899393) COMMON STOCK (FILE 33-55436 - DEC_ 04)(BR 9 - NEW ISSUE)
S-8 CELLULAR COMMUNICATIONS INTERNATIONAL INC 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8480 - 49792 ($323648) COMMON STOCK (FilE 33-55440 - DEC 07) (BR 7)
S-8 CELLULAR COMMUNICATIONS INTERNATIONAL INC 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8480 - 75000 (5487500) COMMON STOCK (FilE 33-55442 - DEC 07) (SR 7)
S-8 CELLULAR COMMUNICATIONS INC DE 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8440 - 75000 (S2456250) COMMON STOCK (FilE 33-55444 - DEC 07) (BR 7)
S-8 OCOM CORPORATION 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8440 - 75000($351750) COMMON STOCK (FILE 33-55446 - DEC 07) (BR 7)
S-8 OCOM CORPORATION 150 EAST 58TH ST NEW YORK NY 10155 (212) 906-8440 - 54792($256975) COMMON STOCK (FilE 33-55448 - DEC 07) (SR 7)
5-3 SERVICEMAST~R INCORPORATED OF DELAWARE ONE SERVICEMASTE~ WAY DOWNERS GROVER Il 60515 (708) 964-1300 - 3450000 ($97031250) COMMON STOCK UNDERWRITER GOLDMAN SACHS amp CO MERRILL LYNCH amp CO (FilE 33-55450 - DEC 07) (BR 5)
S-8 DIEBOlD INC PO BOX 8230 CANTON OH 44711 (216) 489-4000 - 10000 ($583125)COMMON STOCK_ (FilE 33-55452 - DEC 07) (BR 10)
S-8 NICHOlS RESEARCH CORP IAl 4040 MEMORIAL PKWY SOUTH HUNTSVilLE AL 35802 (205) 883-1140 - 450000 ($7537500) COMMON STOCK (FILE 33-55454 - DEC 07) (BR 9)
S-8 AMERICAN HOME PRODUCTS CORP 685 THIRD AVE NEW YORK NY 10017 (212) 878-5000 -250000 ($17812500) COMMON STOCK (FilE 33-55456 - DEC 07) (SR 4)
NEWS DIGEST December 14 1992 5
1 ) 1 I
1
REGISTRATIONS CONTINUED
S-4 HAWKEYE BANCORPORATIOh 222 EQUITABLE BLDG 604 LOCUST ST DES MOINES IA 50309 (515) 284-1930 - 2691588 ($31249125) COMMON STOCK (FILE 33-55458 - DEC 07)(BR 2)
S-3 HARCOR ENERGY INC 11766 ~ILSHIRE BLVD STE 720 LOS ANGELES CA 90025 (310) 575-9599- 827279 ($3052659_51) COMMON STOCK (FILE 33-55466 - DEC 07) (BR 11)
S-8 FILENES BASEMENT CORP 40 WALNUT ST WELLESLEY MA 02181 (617) 348-7000 - 1200000($22800000) COMMON STOCK (FILE 33-55468 - DEC 07) (BR 2)
S2 STERLING FINANCIAL CORP ~A N 120 WALL ST SPOKANE WA 99201 (509) 458-2884 -17250000 ($17250000) STRAIGHT BltgtNOS (FILE 33-55480 - DEC 07) (BR 1)
ACQUISITION OF SECURITIES
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule l3D file a Schedule l3G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1) Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l
Below is a list of recent filings of Schedules 13D and 14D which includes the following information Column 1 - the company purchased (top) and the name of the purchaser Column 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (in OOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing ienew update or revision
EVENT SHRS(OOO) CUSIP FILINGNAME AND CLASS OF STOCKOWNER FORM DATE XOWNED PRIORX STATUS
AMDURA CORP COM NEW 0 02342670UNION BANKLOS ANGELES 130 112392 00 31 UPDATE
AMERICA SVC GROUP INC COM 251 02499810SECOND CONSOLIDATED TR ET AL 130 113092 81 00 NEW
AMERICAN SHIP BLDG CO COM 2011 02960910STEINBRENNER GEORGE M III 130 112092 296 512 UPDATE
CALDOR CORP COM 893 12878710DONALDSON LUFKIN amp JENRETTE 130 111792 63 129 UPDATE
CASEYS GEN STORES INC COM 1779 14752810LAMBERTI DONALD F 130 12 492 161 163 UPDATE
NEWS DIGEST December 14 1992
ACQUISITIONS CONT
NAME AND CLASS OF STOCKOWNER FORM EVENT DATE
SHRS(OOO)OWNED
CUSIPPRIOR
Fill NG STATUS
CENTRAL CORP COM 110 15290010 CUDD ROBERT C III 130 113092 122 118 UPDATE
CHANCElLOR BRUNCOR
CORP INC
COM 130 12 492
2122 548
15882810 533 UPDATE
CHATTAHOOCHEE BANCORP COM 357 16233210 FELKER RICHARD R 130 62692 92 158 UPDATE
CHRIS CRAFT INOS INC COM GAMCO INVESTORS INC ET Al 130 12 992
6430 248
17052010 254 UPDATE
CONTINENTAL FMR CORP
MED SYS INC COM 130 12 492
206160
21164210 71 UPDATE
DUCOMMUN INC DEL COM 524 26414710 DUCOMMUN ROBERT C ET Al 130 111892 118 130 UPDATE
EMISPHERE TECHNOLOGIES INC COM 683 29134510 TREOEGAR INVESTMENTS 130 12 492 155 172 UPDATE
EMULEX CORP COM 1275 29247510 ADVENT VI lP ET AL 130 121092 119 125 UPDATE
ENEX OIL amp GAS INC 11-5 ENEX RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274384 00 UPDATE
ENEX OIL amp GAS INC 11-10 ENEX RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274393 00 NEY
ENEX OIL amp GAS INC 11-8 ENE X RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274395 NA UPDATE
Flmiddot TEK III INC NORO-MOSELEY PARTNERS
COM 130 12 792
1030 71
31599010 1000 UPDATE
GAMMA INTL LTD COM 625 36490710 ANJOORIAN PAUL V ET Al 130 113092 143 00 NEY
GERRITY OIL amp GAS CORP COM 635 37423010
FMR CORP 130 12 392 50 51 UPDATE
HEALTHCARE TECHNOLOGIES LTD ORO 411 42193210 ATHENA VENTURE PRTS ET AL 130 12 792 50 116 UPDATE
HELIAN HEALTH GROUP INC COM 722 42326410
RUBENSTEIN BARRY ET Al 130 113092 135 146 UPDATE
HOME PORT BANCORP INC COM 134 43730410 MEYER KARL l 130 111892 69 53 UPDATE
IMAGINE FILMS ENTMT GRAZER BRIAN
INC COM 130 12 992
1547 295
45291110 295 UPDATE
NEWS DIGEST December 14 1992 7
ACQUISITIONS CONT
NAME AND CLASS OF STOCKO~NER FORM EVENT DATE
SHRS(OOO)o~NEO
CUSIPPRIOR
FILING STATUS
IMAGINE FILMS ENTMT HO~ARO RON
NC COM 130 12 992
1546295
45291110 295 UPDATE
INTL COLIN ENERGY CORP COM 301 46699510 STROME PARTNERS 130 12 792 36 58 UPDATE
JAN BELL MARKETING INC MARBELLA RESOURCES ET AL
COM 130 12 492
202382
47076010 92 UPDATE
INTERACTIVE NETWORK GANNETT CO INC
INC COM 130 12 292
1625 225
47999210 00 NE~
LATSHAW ENTPRS INC COM 573 51839910 LATSHAW JOHN 130 111 992 598 218 UPDATE
MEDIA GEN INC GAMCO INVESTORS
CLASS INC ET AL
A 130 12 992
4035 154
58440410 297 UPDATE
OAK INOS INC INVESCO MIM PlC ET Al
COM 130 113092
18708 227
67140010 00 NEil
PHYSICIAN COMPUTER NETWORK PICOWER JEFFRY ET AL
COM 130 112992
2643244
71999610 199 UPDATE
QUANTUM CORP FMR CORP
COM 130 12 492
4824 111
74790610 85 UPDATE
REFAC TECHNOLOGY OEV CORP LANG EUGENE M
COM 130 12 892
2023 380
75865510 379 UPDATE
ROAOMASTERS INOS INC ITIN THOMAS II ET AL
COM 130 11 292
262491
76972710 74 UPDATE
RYAN BECK amp CO INC COM 487 78348310 CHOOASH BRUCE M 130 12 892 139 139 UPDATE
RYAN BECK GARVEY
amp CO INC FENWICK H
COM 130 12 892
1600456
78348310 463 UPDATE
RYAN BECK amp CO INC COM 500 78348310 NAUlA MATTHEW R 130 12 892 142 138 UPDATE
ST GEORGE HUNTON
METALS INC RICHARD 0
COM 130 11 192
1677109
78955410 99 UPDATE
SYNERCOM TECHNOLOGY INC COM 362 87191010 STEEL PARTNERS lP ET AL 130 12 292 63 00 NE~
SYBRON AXA
CORP DEl ET AL
COM 130 12 392
3580185
87199810 198 UPDATE
TECHNICLONE INTL CORP LEGERE DAVID ET Al
COM NEil 130 111 192
2000 145
87851730 00 NEil
3 NEWS DIGEST December 14 1992
ACQUISITIONS CONT
EVENT SHRS(OOO) CUSIP FLlNGNAME AND CLASS OF STOCKOWNER FORM DATE ~IiNED PRIOR STATUS
TELXON CORP COM 946 87970010ROCKER DAVID A 13D 112792 66 79 UPDATE
USA CLASSIC INC COM 2511 90292810ORBIT INTL CORP ET AL 130 113092 440 00 NEil
VARITY CORP CONV PFD CL 11 167 92299299AURORA L P 130 12 292 83 00 NEW
VAR ITY CORP CONY PFD CL II 560 92299299STARK INVESTMENTS 130 12 292 280 00 NEW
VIROLOGY TESTING SCIENCES COM 3892 92823610TRAVIS PARTNERS G P ET AL 130 111792 584 414 UPDATE
WEATHERFORD INTL INC COM 3352 94707610JOhNSON DAVID M ET AL 13D 111092 84 87 UPDATE
WESTERN CAP INVT CORP COM 1098 95787810BENSON BRUCE D 130 113092 117 114 UPDATE
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed be Iow have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER CODE 1 234 5 678 DATE COMMENT ---------- - - - - - - - _ - - - - - - - - - - - - - - ---- -------------- - - - - - - - -ADVANCED TELECOMMUNICATIONS CORP DE X 12C292 AIRBORNE RECORDS INC DE DE x 112492ALFIN INC NY X X 112492ALLIANCE WELL SERVICE INC NV X X X 112092
AMAX INC NY NY X X 120392
NE~S DIGEST December 14 199 II
8K REPOKTS CO~T
STATE 8K ITEM 0 NAME OF ISSUER _ -_ -_ -- --- -- - -_ -_ -_ -
CODE 1 2 3 4 5 6 -------------
7 8 --
OATE -
COMMEf1T
AMERICAN EXP REC fIN COR AME EXP MAS TR X X 110692
AMERICAN EXP REC FIN COR AMER EAP MAS TR ANGELES CORP ICA ANGELES MORTGAGE INVESTMENT TRUST BASIN EXPLORATION INC BERLITZ INTERNATIONAL INC BIOMEDICAL WASTE SYSTEMS INC BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CELTICS COMMUNICATIONS LTD PARTNE BOSTON CELTICS LIMITED PARTNERSHIP BOSTON FINANCIAL TAX CREDIT FUND PLUS CACI INTERNATIONAL INC DECAROLINA POWER amp LIGHT CO CARRIAGE INDUSTRIES INC CF BAN CORP INC
CA CA DE NY DE DE DE DE DE MA DE NC GA DE
X
X
X
X
X
X
X X
X
X
I
X
X
X
X X X
X X X X
X
l(
X
1106921207921249212019212029211169711099211099212099212099212049212099212ll9921204921C792
AMFND
CHESAPEAKE UTILITIES CORP CHILES OFFSHORE CORP CHOICES ENTERTAINMENT CORP CITICORP MORT SEC INC REMIC PASS CITIZENS BANKING CORP CMC SECURITIES CORP COLLAGEN CORP DECOLONIAL COMPANIES INC COLORADO NATIONAL BANKS HARES INC
THR CIT
DE DE DE
Ml DE DE DE CO
X
X X
X X
NO ITEMS X
X
X
X
x
X
X
X
12049212089212921130192112492113C92112592120392120892
AMEND
COMERICA INC NEWCONNECTICUT NATURAL GAS CORP CRYOTECH INDUSTRIES INC DATA IO CORP DAYLIGHT INDUSTRIES INC DEERE amp CO DEERE JOHN CAPITAL CORP DELTA AR LINES INC IDE DELTA PETROLEUM CORPCODE~LIEG BULLARD INC DIXIE NATIONAL CORP DYNATRONICS LASER COkP
DE CT FL WA DE DE DE DE CO DE MS UT
X
X X
NO iTEMS
X X
X t
X X
x
X X
X X X
X
X
06i892112392113920925920831Cf2
12089212089212Cl49212049211241921202920507100
AMEND
EASTERN UTILITIES ASSOCIATES ELECTRONIC SYSTEMS TECHNOLOGY INC ENZON INC EQK REALTY INVESTORS I EUA POWER CORP NHFASTCOMM COMMUNICATIONS CORP FINGERHUT COMPANIES INC FLEET FINANCIAL GROUP INC IRIFLEET MORTGAGE SECURITIES INC FLEET MORTGAGE SECURITIES TRUST 1992-1 FLEET MORTGAGE SECURITIES TRUST 1992-2 FLEET MORTGAGE SECURITIES TRUST 1992-3 FLEET MORTGAGE SECURITIES TRUST 1992middot4 FLORIDA POWER amp LIGHT CO
MA WA DE MA NH VA MN RI RI RI DE RI
FL
(
X
X X
X
X
X NO ITEM~
X
X
X
X X
X
X
0
X
X
X
X X
X
12089211139212592112392120892130921208921309
1125921125921112592112592112592 15092
AMEND
lO qEI-S DIGEST Dec ernbe r 14 1992
8K REPORTS CaNT
STATE 81( ITEM NO NAME OF ISSUER CODE 1 2 345 6 7 8 DATE COMMENT --------------------------------------- ------_ _-- ---_ _
FPL GROUP INC FRENCHTEX INC GB FOODS CORP GE CAPITAL MORTGAGE SERVICES INC GEORESOURCES INC GOODYEAR TIRE amp RUBBER CO OHGRACE W R amp CO NYHEALTH MANAGEMENT INTERNATIONAL INC HEEKIN CAN INC HERITAGE BANCORP INC DEHOUSING SECURITIES INC ADJ RA MOR PASS T HOUSING SECURITIES INC MOR PAS THRO CERT HOUSING SECURITIES INC MOR PAS THRO CERT INDIANA GAS CO INC INTERNATIONAL MERCANTILE CORP JAY ARK CORP KAL 0 MINE INDUSTRIES INC KEMPER CYMROT REAL ESTATE INVESTMENT FUN KEMPER CYMROT REAL ESTATE INVESTMENT FUN LEHMAN PASS THROUGH SECURITIES INC LINCARE HOLDINGS INC LOCKHEED CORP MEDIA VISION TECHNOLOGY INC MERRILL LYNCH MORTGAGE CAPITAL INC MERRILL LYNCH MORTGAGE INVESTORS INC MIKROS SYSTEMS CORP MORTGAGE BANKERS FINANCIAL CORP I NAC RE CORP NATIONAL REHABILITATION CENTERS INC TNNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL TRANSPORTATION CO NAVISTAR INTERNATIONAL TRANSPORTATION CO NESB CORP NETWORK LONG DISTANCE INC NL INDUSTRIES INC NORWEST CORP
FL FL DE NJ CO OH NY DE DE DE NY
IN MO NY UT DE DE DE DE DE DE DE DE DE DE DE TN DE DE DE DE DE DE NJ DE
X X
X
X
X
x x
X x X
X
X
NO ITEMS X
X
X X
X X
X
X X
X
X X
X X
X X
X
X
X
X
x x
X
X
X X
X
X
X
X
X
X
X X
113092120392112392112592120192120792120292112492120192120492102592102592113092120192112492112392091 192 12029211239311259210029212099212039209159210159211249212019212079210319212099212099212099212109921130921202921207921207192
AMEND
AMEND
AMEND
NORIJEST MASTER TRUST NORWEST MASTER TRUST NYCOR INC DEOAKRIDGE ENERGY INC OCEANIC EXPLORATION CO OSCC HOME EQUITY LOAN TRUST OSPREY HOLDING INC PACIFIC ENTERPRISES INC PAY N PAK STORES INC PITTSTON CO PIZZA INN INC MOPNP PRIME CORP POCI INC PONTUS INDUSTRIES INC POTOMAC ELECTRIC POIJER CO
1992-4
DE UT DE
TX CA WA VA MO DE DE CO VA
NO
X
X
ITEMS X
X X X X
X X X
x X X
X
X X
X
X
X
X x
X
x
12089212089209259212019212079211259212079211249211259212079212(1292112592111792120792120492
AMEND
NEWS DIGEST December 14 1992 11
----------------------------------------
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 6 7 8 DATE COMMENT _ - --o
PRIMARK CORP MI X 100792 AMEND
RESOLUTION TRUST CORP COMM MOR PAS THR C X X 103092RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112492RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RIGHT START INC ICA CA X 091192 AMEND
RUBICON CORP TX X X 1207192 RYAN BECK amp CO INC NJ X X 120892RYKA INC DE X X 1201192SAN DIEGO GAS amp ELECTRIC CO CA lC X 120892SECURITY PAC ACC COR MAN HOU CON SR SUB DE X 103192SHAWMUT NATIONAL CREDIT CARD TRUST 1990 X X 120892SHER~IN ~ILlIAMS CO OH X 120392SIMTEK CORP CO NO ITEMS 120792SOUTHERN CALIFORNIA GAS CO CA X 120792TELE COMMUNICATIONS INC DE X X 120792TERMINAL APPLICATIONS GROUP INC NY X 120492THERMOTREX CORP DE X 111792 AMEND TRAVELERS CORP CT 110692TRISTATE BANCORP INC OM X X 120892UAL CORP IDEI DE X lU0892UNIQUE MOBI L TV INC CO X X 120392UNUM CORP DE X X 120392USAIR GROUP INC DE X 120992USAIR INC INE~I DE X 1210992 UTILI CORP UNITED INC DE X 120892~ESTAM MORTGAGE FINANCIAL CORP AR X lC 112492~ESTMORELAND COAL CO DE X 12103192 YUBA WESTGOLD INC DE X lC 1210492
1 I NEWS DIGEST December 14 1992
![Page 6: SEC News Digest, 12-14-1992 · future violations of the antifraud provisions of the Securities Act, ... S-8 REPUBLIC BANCORP INC, 1070 EAST MAIN ST, ... NEWS DIGEST, December 14,](https://reader031.fdocuments.in/reader031/viewer/2022021819/5ad4f0247f8b9a5c638c7337/html5/thumbnails/6.jpg)
1 ) 1 I
1
REGISTRATIONS CONTINUED
S-4 HAWKEYE BANCORPORATIOh 222 EQUITABLE BLDG 604 LOCUST ST DES MOINES IA 50309 (515) 284-1930 - 2691588 ($31249125) COMMON STOCK (FILE 33-55458 - DEC 07)(BR 2)
S-3 HARCOR ENERGY INC 11766 ~ILSHIRE BLVD STE 720 LOS ANGELES CA 90025 (310) 575-9599- 827279 ($3052659_51) COMMON STOCK (FILE 33-55466 - DEC 07) (BR 11)
S-8 FILENES BASEMENT CORP 40 WALNUT ST WELLESLEY MA 02181 (617) 348-7000 - 1200000($22800000) COMMON STOCK (FILE 33-55468 - DEC 07) (BR 2)
S2 STERLING FINANCIAL CORP ~A N 120 WALL ST SPOKANE WA 99201 (509) 458-2884 -17250000 ($17250000) STRAIGHT BltgtNOS (FILE 33-55480 - DEC 07) (BR 1)
ACQUISITION OF SECURITIES
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule l3D file a Schedule l3G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1) Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l
Below is a list of recent filings of Schedules 13D and 14D which includes the following information Column 1 - the company purchased (top) and the name of the purchaser Column 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (in OOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing ienew update or revision
EVENT SHRS(OOO) CUSIP FILINGNAME AND CLASS OF STOCKOWNER FORM DATE XOWNED PRIORX STATUS
AMDURA CORP COM NEW 0 02342670UNION BANKLOS ANGELES 130 112392 00 31 UPDATE
AMERICA SVC GROUP INC COM 251 02499810SECOND CONSOLIDATED TR ET AL 130 113092 81 00 NEW
AMERICAN SHIP BLDG CO COM 2011 02960910STEINBRENNER GEORGE M III 130 112092 296 512 UPDATE
CALDOR CORP COM 893 12878710DONALDSON LUFKIN amp JENRETTE 130 111792 63 129 UPDATE
CASEYS GEN STORES INC COM 1779 14752810LAMBERTI DONALD F 130 12 492 161 163 UPDATE
NEWS DIGEST December 14 1992
ACQUISITIONS CONT
NAME AND CLASS OF STOCKOWNER FORM EVENT DATE
SHRS(OOO)OWNED
CUSIPPRIOR
Fill NG STATUS
CENTRAL CORP COM 110 15290010 CUDD ROBERT C III 130 113092 122 118 UPDATE
CHANCElLOR BRUNCOR
CORP INC
COM 130 12 492
2122 548
15882810 533 UPDATE
CHATTAHOOCHEE BANCORP COM 357 16233210 FELKER RICHARD R 130 62692 92 158 UPDATE
CHRIS CRAFT INOS INC COM GAMCO INVESTORS INC ET Al 130 12 992
6430 248
17052010 254 UPDATE
CONTINENTAL FMR CORP
MED SYS INC COM 130 12 492
206160
21164210 71 UPDATE
DUCOMMUN INC DEL COM 524 26414710 DUCOMMUN ROBERT C ET Al 130 111892 118 130 UPDATE
EMISPHERE TECHNOLOGIES INC COM 683 29134510 TREOEGAR INVESTMENTS 130 12 492 155 172 UPDATE
EMULEX CORP COM 1275 29247510 ADVENT VI lP ET AL 130 121092 119 125 UPDATE
ENEX OIL amp GAS INC 11-5 ENEX RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274384 00 UPDATE
ENEX OIL amp GAS INC 11-10 ENEX RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274393 00 NEY
ENEX OIL amp GAS INC 11-8 ENE X RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274395 NA UPDATE
Flmiddot TEK III INC NORO-MOSELEY PARTNERS
COM 130 12 792
1030 71
31599010 1000 UPDATE
GAMMA INTL LTD COM 625 36490710 ANJOORIAN PAUL V ET Al 130 113092 143 00 NEY
GERRITY OIL amp GAS CORP COM 635 37423010
FMR CORP 130 12 392 50 51 UPDATE
HEALTHCARE TECHNOLOGIES LTD ORO 411 42193210 ATHENA VENTURE PRTS ET AL 130 12 792 50 116 UPDATE
HELIAN HEALTH GROUP INC COM 722 42326410
RUBENSTEIN BARRY ET Al 130 113092 135 146 UPDATE
HOME PORT BANCORP INC COM 134 43730410 MEYER KARL l 130 111892 69 53 UPDATE
IMAGINE FILMS ENTMT GRAZER BRIAN
INC COM 130 12 992
1547 295
45291110 295 UPDATE
NEWS DIGEST December 14 1992 7
ACQUISITIONS CONT
NAME AND CLASS OF STOCKO~NER FORM EVENT DATE
SHRS(OOO)o~NEO
CUSIPPRIOR
FILING STATUS
IMAGINE FILMS ENTMT HO~ARO RON
NC COM 130 12 992
1546295
45291110 295 UPDATE
INTL COLIN ENERGY CORP COM 301 46699510 STROME PARTNERS 130 12 792 36 58 UPDATE
JAN BELL MARKETING INC MARBELLA RESOURCES ET AL
COM 130 12 492
202382
47076010 92 UPDATE
INTERACTIVE NETWORK GANNETT CO INC
INC COM 130 12 292
1625 225
47999210 00 NE~
LATSHAW ENTPRS INC COM 573 51839910 LATSHAW JOHN 130 111 992 598 218 UPDATE
MEDIA GEN INC GAMCO INVESTORS
CLASS INC ET AL
A 130 12 992
4035 154
58440410 297 UPDATE
OAK INOS INC INVESCO MIM PlC ET Al
COM 130 113092
18708 227
67140010 00 NEil
PHYSICIAN COMPUTER NETWORK PICOWER JEFFRY ET AL
COM 130 112992
2643244
71999610 199 UPDATE
QUANTUM CORP FMR CORP
COM 130 12 492
4824 111
74790610 85 UPDATE
REFAC TECHNOLOGY OEV CORP LANG EUGENE M
COM 130 12 892
2023 380
75865510 379 UPDATE
ROAOMASTERS INOS INC ITIN THOMAS II ET AL
COM 130 11 292
262491
76972710 74 UPDATE
RYAN BECK amp CO INC COM 487 78348310 CHOOASH BRUCE M 130 12 892 139 139 UPDATE
RYAN BECK GARVEY
amp CO INC FENWICK H
COM 130 12 892
1600456
78348310 463 UPDATE
RYAN BECK amp CO INC COM 500 78348310 NAUlA MATTHEW R 130 12 892 142 138 UPDATE
ST GEORGE HUNTON
METALS INC RICHARD 0
COM 130 11 192
1677109
78955410 99 UPDATE
SYNERCOM TECHNOLOGY INC COM 362 87191010 STEEL PARTNERS lP ET AL 130 12 292 63 00 NE~
SYBRON AXA
CORP DEl ET AL
COM 130 12 392
3580185
87199810 198 UPDATE
TECHNICLONE INTL CORP LEGERE DAVID ET Al
COM NEil 130 111 192
2000 145
87851730 00 NEil
3 NEWS DIGEST December 14 1992
ACQUISITIONS CONT
EVENT SHRS(OOO) CUSIP FLlNGNAME AND CLASS OF STOCKOWNER FORM DATE ~IiNED PRIOR STATUS
TELXON CORP COM 946 87970010ROCKER DAVID A 13D 112792 66 79 UPDATE
USA CLASSIC INC COM 2511 90292810ORBIT INTL CORP ET AL 130 113092 440 00 NEil
VARITY CORP CONV PFD CL 11 167 92299299AURORA L P 130 12 292 83 00 NEW
VAR ITY CORP CONY PFD CL II 560 92299299STARK INVESTMENTS 130 12 292 280 00 NEW
VIROLOGY TESTING SCIENCES COM 3892 92823610TRAVIS PARTNERS G P ET AL 130 111792 584 414 UPDATE
WEATHERFORD INTL INC COM 3352 94707610JOhNSON DAVID M ET AL 13D 111092 84 87 UPDATE
WESTERN CAP INVT CORP COM 1098 95787810BENSON BRUCE D 130 113092 117 114 UPDATE
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed be Iow have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER CODE 1 234 5 678 DATE COMMENT ---------- - - - - - - - _ - - - - - - - - - - - - - - ---- -------------- - - - - - - - -ADVANCED TELECOMMUNICATIONS CORP DE X 12C292 AIRBORNE RECORDS INC DE DE x 112492ALFIN INC NY X X 112492ALLIANCE WELL SERVICE INC NV X X X 112092
AMAX INC NY NY X X 120392
NE~S DIGEST December 14 199 II
8K REPOKTS CO~T
STATE 8K ITEM 0 NAME OF ISSUER _ -_ -_ -- --- -- - -_ -_ -_ -
CODE 1 2 3 4 5 6 -------------
7 8 --
OATE -
COMMEf1T
AMERICAN EXP REC fIN COR AME EXP MAS TR X X 110692
AMERICAN EXP REC FIN COR AMER EAP MAS TR ANGELES CORP ICA ANGELES MORTGAGE INVESTMENT TRUST BASIN EXPLORATION INC BERLITZ INTERNATIONAL INC BIOMEDICAL WASTE SYSTEMS INC BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CELTICS COMMUNICATIONS LTD PARTNE BOSTON CELTICS LIMITED PARTNERSHIP BOSTON FINANCIAL TAX CREDIT FUND PLUS CACI INTERNATIONAL INC DECAROLINA POWER amp LIGHT CO CARRIAGE INDUSTRIES INC CF BAN CORP INC
CA CA DE NY DE DE DE DE DE MA DE NC GA DE
X
X
X
X
X
X
X X
X
X
I
X
X
X
X X X
X X X X
X
l(
X
1106921207921249212019212029211169711099211099212099212099212049212099212ll9921204921C792
AMFND
CHESAPEAKE UTILITIES CORP CHILES OFFSHORE CORP CHOICES ENTERTAINMENT CORP CITICORP MORT SEC INC REMIC PASS CITIZENS BANKING CORP CMC SECURITIES CORP COLLAGEN CORP DECOLONIAL COMPANIES INC COLORADO NATIONAL BANKS HARES INC
THR CIT
DE DE DE
Ml DE DE DE CO
X
X X
X X
NO ITEMS X
X
X
X
x
X
X
X
12049212089212921130192112492113C92112592120392120892
AMEND
COMERICA INC NEWCONNECTICUT NATURAL GAS CORP CRYOTECH INDUSTRIES INC DATA IO CORP DAYLIGHT INDUSTRIES INC DEERE amp CO DEERE JOHN CAPITAL CORP DELTA AR LINES INC IDE DELTA PETROLEUM CORPCODE~LIEG BULLARD INC DIXIE NATIONAL CORP DYNATRONICS LASER COkP
DE CT FL WA DE DE DE DE CO DE MS UT
X
X X
NO iTEMS
X X
X t
X X
x
X X
X X X
X
X
06i892112392113920925920831Cf2
12089212089212Cl49212049211241921202920507100
AMEND
EASTERN UTILITIES ASSOCIATES ELECTRONIC SYSTEMS TECHNOLOGY INC ENZON INC EQK REALTY INVESTORS I EUA POWER CORP NHFASTCOMM COMMUNICATIONS CORP FINGERHUT COMPANIES INC FLEET FINANCIAL GROUP INC IRIFLEET MORTGAGE SECURITIES INC FLEET MORTGAGE SECURITIES TRUST 1992-1 FLEET MORTGAGE SECURITIES TRUST 1992-2 FLEET MORTGAGE SECURITIES TRUST 1992-3 FLEET MORTGAGE SECURITIES TRUST 1992middot4 FLORIDA POWER amp LIGHT CO
MA WA DE MA NH VA MN RI RI RI DE RI
FL
(
X
X X
X
X
X NO ITEM~
X
X
X
X X
X
X
0
X
X
X
X X
X
12089211139212592112392120892130921208921309
1125921125921112592112592112592 15092
AMEND
lO qEI-S DIGEST Dec ernbe r 14 1992
8K REPORTS CaNT
STATE 81( ITEM NO NAME OF ISSUER CODE 1 2 345 6 7 8 DATE COMMENT --------------------------------------- ------_ _-- ---_ _
FPL GROUP INC FRENCHTEX INC GB FOODS CORP GE CAPITAL MORTGAGE SERVICES INC GEORESOURCES INC GOODYEAR TIRE amp RUBBER CO OHGRACE W R amp CO NYHEALTH MANAGEMENT INTERNATIONAL INC HEEKIN CAN INC HERITAGE BANCORP INC DEHOUSING SECURITIES INC ADJ RA MOR PASS T HOUSING SECURITIES INC MOR PAS THRO CERT HOUSING SECURITIES INC MOR PAS THRO CERT INDIANA GAS CO INC INTERNATIONAL MERCANTILE CORP JAY ARK CORP KAL 0 MINE INDUSTRIES INC KEMPER CYMROT REAL ESTATE INVESTMENT FUN KEMPER CYMROT REAL ESTATE INVESTMENT FUN LEHMAN PASS THROUGH SECURITIES INC LINCARE HOLDINGS INC LOCKHEED CORP MEDIA VISION TECHNOLOGY INC MERRILL LYNCH MORTGAGE CAPITAL INC MERRILL LYNCH MORTGAGE INVESTORS INC MIKROS SYSTEMS CORP MORTGAGE BANKERS FINANCIAL CORP I NAC RE CORP NATIONAL REHABILITATION CENTERS INC TNNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL TRANSPORTATION CO NAVISTAR INTERNATIONAL TRANSPORTATION CO NESB CORP NETWORK LONG DISTANCE INC NL INDUSTRIES INC NORWEST CORP
FL FL DE NJ CO OH NY DE DE DE NY
IN MO NY UT DE DE DE DE DE DE DE DE DE DE DE TN DE DE DE DE DE DE NJ DE
X X
X
X
X
x x
X x X
X
X
NO ITEMS X
X
X X
X X
X
X X
X
X X
X X
X X
X
X
X
X
x x
X
X
X X
X
X
X
X
X
X
X X
113092120392112392112592120192120792120292112492120192120492102592102592113092120192112492112392091 192 12029211239311259210029212099212039209159210159211249212019212079210319212099212099212099212109921130921202921207921207192
AMEND
AMEND
AMEND
NORIJEST MASTER TRUST NORWEST MASTER TRUST NYCOR INC DEOAKRIDGE ENERGY INC OCEANIC EXPLORATION CO OSCC HOME EQUITY LOAN TRUST OSPREY HOLDING INC PACIFIC ENTERPRISES INC PAY N PAK STORES INC PITTSTON CO PIZZA INN INC MOPNP PRIME CORP POCI INC PONTUS INDUSTRIES INC POTOMAC ELECTRIC POIJER CO
1992-4
DE UT DE
TX CA WA VA MO DE DE CO VA
NO
X
X
ITEMS X
X X X X
X X X
x X X
X
X X
X
X
X
X x
X
x
12089212089209259212019212079211259212079211249211259212079212(1292112592111792120792120492
AMEND
NEWS DIGEST December 14 1992 11
----------------------------------------
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 6 7 8 DATE COMMENT _ - --o
PRIMARK CORP MI X 100792 AMEND
RESOLUTION TRUST CORP COMM MOR PAS THR C X X 103092RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112492RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RIGHT START INC ICA CA X 091192 AMEND
RUBICON CORP TX X X 1207192 RYAN BECK amp CO INC NJ X X 120892RYKA INC DE X X 1201192SAN DIEGO GAS amp ELECTRIC CO CA lC X 120892SECURITY PAC ACC COR MAN HOU CON SR SUB DE X 103192SHAWMUT NATIONAL CREDIT CARD TRUST 1990 X X 120892SHER~IN ~ILlIAMS CO OH X 120392SIMTEK CORP CO NO ITEMS 120792SOUTHERN CALIFORNIA GAS CO CA X 120792TELE COMMUNICATIONS INC DE X X 120792TERMINAL APPLICATIONS GROUP INC NY X 120492THERMOTREX CORP DE X 111792 AMEND TRAVELERS CORP CT 110692TRISTATE BANCORP INC OM X X 120892UAL CORP IDEI DE X lU0892UNIQUE MOBI L TV INC CO X X 120392UNUM CORP DE X X 120392USAIR GROUP INC DE X 120992USAIR INC INE~I DE X 1210992 UTILI CORP UNITED INC DE X 120892~ESTAM MORTGAGE FINANCIAL CORP AR X lC 112492~ESTMORELAND COAL CO DE X 12103192 YUBA WESTGOLD INC DE X lC 1210492
1 I NEWS DIGEST December 14 1992
![Page 7: SEC News Digest, 12-14-1992 · future violations of the antifraud provisions of the Securities Act, ... S-8 REPUBLIC BANCORP INC, 1070 EAST MAIN ST, ... NEWS DIGEST, December 14,](https://reader031.fdocuments.in/reader031/viewer/2022021819/5ad4f0247f8b9a5c638c7337/html5/thumbnails/7.jpg)
ACQUISITIONS CONT
NAME AND CLASS OF STOCKOWNER FORM EVENT DATE
SHRS(OOO)OWNED
CUSIPPRIOR
Fill NG STATUS
CENTRAL CORP COM 110 15290010 CUDD ROBERT C III 130 113092 122 118 UPDATE
CHANCElLOR BRUNCOR
CORP INC
COM 130 12 492
2122 548
15882810 533 UPDATE
CHATTAHOOCHEE BANCORP COM 357 16233210 FELKER RICHARD R 130 62692 92 158 UPDATE
CHRIS CRAFT INOS INC COM GAMCO INVESTORS INC ET Al 130 12 992
6430 248
17052010 254 UPDATE
CONTINENTAL FMR CORP
MED SYS INC COM 130 12 492
206160
21164210 71 UPDATE
DUCOMMUN INC DEL COM 524 26414710 DUCOMMUN ROBERT C ET Al 130 111892 118 130 UPDATE
EMISPHERE TECHNOLOGIES INC COM 683 29134510 TREOEGAR INVESTMENTS 130 12 492 155 172 UPDATE
EMULEX CORP COM 1275 29247510 ADVENT VI lP ET AL 130 121092 119 125 UPDATE
ENEX OIL amp GAS INC 11-5 ENEX RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274384 00 UPDATE
ENEX OIL amp GAS INC 11-10 ENEX RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274393 00 NEY
ENEX OIL amp GAS INC 11-8 ENE X RES CORP ET AL
LTD PRT INT 130 113092
NANA
29274395 NA UPDATE
Flmiddot TEK III INC NORO-MOSELEY PARTNERS
COM 130 12 792
1030 71
31599010 1000 UPDATE
GAMMA INTL LTD COM 625 36490710 ANJOORIAN PAUL V ET Al 130 113092 143 00 NEY
GERRITY OIL amp GAS CORP COM 635 37423010
FMR CORP 130 12 392 50 51 UPDATE
HEALTHCARE TECHNOLOGIES LTD ORO 411 42193210 ATHENA VENTURE PRTS ET AL 130 12 792 50 116 UPDATE
HELIAN HEALTH GROUP INC COM 722 42326410
RUBENSTEIN BARRY ET Al 130 113092 135 146 UPDATE
HOME PORT BANCORP INC COM 134 43730410 MEYER KARL l 130 111892 69 53 UPDATE
IMAGINE FILMS ENTMT GRAZER BRIAN
INC COM 130 12 992
1547 295
45291110 295 UPDATE
NEWS DIGEST December 14 1992 7
ACQUISITIONS CONT
NAME AND CLASS OF STOCKO~NER FORM EVENT DATE
SHRS(OOO)o~NEO
CUSIPPRIOR
FILING STATUS
IMAGINE FILMS ENTMT HO~ARO RON
NC COM 130 12 992
1546295
45291110 295 UPDATE
INTL COLIN ENERGY CORP COM 301 46699510 STROME PARTNERS 130 12 792 36 58 UPDATE
JAN BELL MARKETING INC MARBELLA RESOURCES ET AL
COM 130 12 492
202382
47076010 92 UPDATE
INTERACTIVE NETWORK GANNETT CO INC
INC COM 130 12 292
1625 225
47999210 00 NE~
LATSHAW ENTPRS INC COM 573 51839910 LATSHAW JOHN 130 111 992 598 218 UPDATE
MEDIA GEN INC GAMCO INVESTORS
CLASS INC ET AL
A 130 12 992
4035 154
58440410 297 UPDATE
OAK INOS INC INVESCO MIM PlC ET Al
COM 130 113092
18708 227
67140010 00 NEil
PHYSICIAN COMPUTER NETWORK PICOWER JEFFRY ET AL
COM 130 112992
2643244
71999610 199 UPDATE
QUANTUM CORP FMR CORP
COM 130 12 492
4824 111
74790610 85 UPDATE
REFAC TECHNOLOGY OEV CORP LANG EUGENE M
COM 130 12 892
2023 380
75865510 379 UPDATE
ROAOMASTERS INOS INC ITIN THOMAS II ET AL
COM 130 11 292
262491
76972710 74 UPDATE
RYAN BECK amp CO INC COM 487 78348310 CHOOASH BRUCE M 130 12 892 139 139 UPDATE
RYAN BECK GARVEY
amp CO INC FENWICK H
COM 130 12 892
1600456
78348310 463 UPDATE
RYAN BECK amp CO INC COM 500 78348310 NAUlA MATTHEW R 130 12 892 142 138 UPDATE
ST GEORGE HUNTON
METALS INC RICHARD 0
COM 130 11 192
1677109
78955410 99 UPDATE
SYNERCOM TECHNOLOGY INC COM 362 87191010 STEEL PARTNERS lP ET AL 130 12 292 63 00 NE~
SYBRON AXA
CORP DEl ET AL
COM 130 12 392
3580185
87199810 198 UPDATE
TECHNICLONE INTL CORP LEGERE DAVID ET Al
COM NEil 130 111 192
2000 145
87851730 00 NEil
3 NEWS DIGEST December 14 1992
ACQUISITIONS CONT
EVENT SHRS(OOO) CUSIP FLlNGNAME AND CLASS OF STOCKOWNER FORM DATE ~IiNED PRIOR STATUS
TELXON CORP COM 946 87970010ROCKER DAVID A 13D 112792 66 79 UPDATE
USA CLASSIC INC COM 2511 90292810ORBIT INTL CORP ET AL 130 113092 440 00 NEil
VARITY CORP CONV PFD CL 11 167 92299299AURORA L P 130 12 292 83 00 NEW
VAR ITY CORP CONY PFD CL II 560 92299299STARK INVESTMENTS 130 12 292 280 00 NEW
VIROLOGY TESTING SCIENCES COM 3892 92823610TRAVIS PARTNERS G P ET AL 130 111792 584 414 UPDATE
WEATHERFORD INTL INC COM 3352 94707610JOhNSON DAVID M ET AL 13D 111092 84 87 UPDATE
WESTERN CAP INVT CORP COM 1098 95787810BENSON BRUCE D 130 113092 117 114 UPDATE
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed be Iow have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER CODE 1 234 5 678 DATE COMMENT ---------- - - - - - - - _ - - - - - - - - - - - - - - ---- -------------- - - - - - - - -ADVANCED TELECOMMUNICATIONS CORP DE X 12C292 AIRBORNE RECORDS INC DE DE x 112492ALFIN INC NY X X 112492ALLIANCE WELL SERVICE INC NV X X X 112092
AMAX INC NY NY X X 120392
NE~S DIGEST December 14 199 II
8K REPOKTS CO~T
STATE 8K ITEM 0 NAME OF ISSUER _ -_ -_ -- --- -- - -_ -_ -_ -
CODE 1 2 3 4 5 6 -------------
7 8 --
OATE -
COMMEf1T
AMERICAN EXP REC fIN COR AME EXP MAS TR X X 110692
AMERICAN EXP REC FIN COR AMER EAP MAS TR ANGELES CORP ICA ANGELES MORTGAGE INVESTMENT TRUST BASIN EXPLORATION INC BERLITZ INTERNATIONAL INC BIOMEDICAL WASTE SYSTEMS INC BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CELTICS COMMUNICATIONS LTD PARTNE BOSTON CELTICS LIMITED PARTNERSHIP BOSTON FINANCIAL TAX CREDIT FUND PLUS CACI INTERNATIONAL INC DECAROLINA POWER amp LIGHT CO CARRIAGE INDUSTRIES INC CF BAN CORP INC
CA CA DE NY DE DE DE DE DE MA DE NC GA DE
X
X
X
X
X
X
X X
X
X
I
X
X
X
X X X
X X X X
X
l(
X
1106921207921249212019212029211169711099211099212099212099212049212099212ll9921204921C792
AMFND
CHESAPEAKE UTILITIES CORP CHILES OFFSHORE CORP CHOICES ENTERTAINMENT CORP CITICORP MORT SEC INC REMIC PASS CITIZENS BANKING CORP CMC SECURITIES CORP COLLAGEN CORP DECOLONIAL COMPANIES INC COLORADO NATIONAL BANKS HARES INC
THR CIT
DE DE DE
Ml DE DE DE CO
X
X X
X X
NO ITEMS X
X
X
X
x
X
X
X
12049212089212921130192112492113C92112592120392120892
AMEND
COMERICA INC NEWCONNECTICUT NATURAL GAS CORP CRYOTECH INDUSTRIES INC DATA IO CORP DAYLIGHT INDUSTRIES INC DEERE amp CO DEERE JOHN CAPITAL CORP DELTA AR LINES INC IDE DELTA PETROLEUM CORPCODE~LIEG BULLARD INC DIXIE NATIONAL CORP DYNATRONICS LASER COkP
DE CT FL WA DE DE DE DE CO DE MS UT
X
X X
NO iTEMS
X X
X t
X X
x
X X
X X X
X
X
06i892112392113920925920831Cf2
12089212089212Cl49212049211241921202920507100
AMEND
EASTERN UTILITIES ASSOCIATES ELECTRONIC SYSTEMS TECHNOLOGY INC ENZON INC EQK REALTY INVESTORS I EUA POWER CORP NHFASTCOMM COMMUNICATIONS CORP FINGERHUT COMPANIES INC FLEET FINANCIAL GROUP INC IRIFLEET MORTGAGE SECURITIES INC FLEET MORTGAGE SECURITIES TRUST 1992-1 FLEET MORTGAGE SECURITIES TRUST 1992-2 FLEET MORTGAGE SECURITIES TRUST 1992-3 FLEET MORTGAGE SECURITIES TRUST 1992middot4 FLORIDA POWER amp LIGHT CO
MA WA DE MA NH VA MN RI RI RI DE RI
FL
(
X
X X
X
X
X NO ITEM~
X
X
X
X X
X
X
0
X
X
X
X X
X
12089211139212592112392120892130921208921309
1125921125921112592112592112592 15092
AMEND
lO qEI-S DIGEST Dec ernbe r 14 1992
8K REPORTS CaNT
STATE 81( ITEM NO NAME OF ISSUER CODE 1 2 345 6 7 8 DATE COMMENT --------------------------------------- ------_ _-- ---_ _
FPL GROUP INC FRENCHTEX INC GB FOODS CORP GE CAPITAL MORTGAGE SERVICES INC GEORESOURCES INC GOODYEAR TIRE amp RUBBER CO OHGRACE W R amp CO NYHEALTH MANAGEMENT INTERNATIONAL INC HEEKIN CAN INC HERITAGE BANCORP INC DEHOUSING SECURITIES INC ADJ RA MOR PASS T HOUSING SECURITIES INC MOR PAS THRO CERT HOUSING SECURITIES INC MOR PAS THRO CERT INDIANA GAS CO INC INTERNATIONAL MERCANTILE CORP JAY ARK CORP KAL 0 MINE INDUSTRIES INC KEMPER CYMROT REAL ESTATE INVESTMENT FUN KEMPER CYMROT REAL ESTATE INVESTMENT FUN LEHMAN PASS THROUGH SECURITIES INC LINCARE HOLDINGS INC LOCKHEED CORP MEDIA VISION TECHNOLOGY INC MERRILL LYNCH MORTGAGE CAPITAL INC MERRILL LYNCH MORTGAGE INVESTORS INC MIKROS SYSTEMS CORP MORTGAGE BANKERS FINANCIAL CORP I NAC RE CORP NATIONAL REHABILITATION CENTERS INC TNNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL TRANSPORTATION CO NAVISTAR INTERNATIONAL TRANSPORTATION CO NESB CORP NETWORK LONG DISTANCE INC NL INDUSTRIES INC NORWEST CORP
FL FL DE NJ CO OH NY DE DE DE NY
IN MO NY UT DE DE DE DE DE DE DE DE DE DE DE TN DE DE DE DE DE DE NJ DE
X X
X
X
X
x x
X x X
X
X
NO ITEMS X
X
X X
X X
X
X X
X
X X
X X
X X
X
X
X
X
x x
X
X
X X
X
X
X
X
X
X
X X
113092120392112392112592120192120792120292112492120192120492102592102592113092120192112492112392091 192 12029211239311259210029212099212039209159210159211249212019212079210319212099212099212099212109921130921202921207921207192
AMEND
AMEND
AMEND
NORIJEST MASTER TRUST NORWEST MASTER TRUST NYCOR INC DEOAKRIDGE ENERGY INC OCEANIC EXPLORATION CO OSCC HOME EQUITY LOAN TRUST OSPREY HOLDING INC PACIFIC ENTERPRISES INC PAY N PAK STORES INC PITTSTON CO PIZZA INN INC MOPNP PRIME CORP POCI INC PONTUS INDUSTRIES INC POTOMAC ELECTRIC POIJER CO
1992-4
DE UT DE
TX CA WA VA MO DE DE CO VA
NO
X
X
ITEMS X
X X X X
X X X
x X X
X
X X
X
X
X
X x
X
x
12089212089209259212019212079211259212079211249211259212079212(1292112592111792120792120492
AMEND
NEWS DIGEST December 14 1992 11
----------------------------------------
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 6 7 8 DATE COMMENT _ - --o
PRIMARK CORP MI X 100792 AMEND
RESOLUTION TRUST CORP COMM MOR PAS THR C X X 103092RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112492RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RIGHT START INC ICA CA X 091192 AMEND
RUBICON CORP TX X X 1207192 RYAN BECK amp CO INC NJ X X 120892RYKA INC DE X X 1201192SAN DIEGO GAS amp ELECTRIC CO CA lC X 120892SECURITY PAC ACC COR MAN HOU CON SR SUB DE X 103192SHAWMUT NATIONAL CREDIT CARD TRUST 1990 X X 120892SHER~IN ~ILlIAMS CO OH X 120392SIMTEK CORP CO NO ITEMS 120792SOUTHERN CALIFORNIA GAS CO CA X 120792TELE COMMUNICATIONS INC DE X X 120792TERMINAL APPLICATIONS GROUP INC NY X 120492THERMOTREX CORP DE X 111792 AMEND TRAVELERS CORP CT 110692TRISTATE BANCORP INC OM X X 120892UAL CORP IDEI DE X lU0892UNIQUE MOBI L TV INC CO X X 120392UNUM CORP DE X X 120392USAIR GROUP INC DE X 120992USAIR INC INE~I DE X 1210992 UTILI CORP UNITED INC DE X 120892~ESTAM MORTGAGE FINANCIAL CORP AR X lC 112492~ESTMORELAND COAL CO DE X 12103192 YUBA WESTGOLD INC DE X lC 1210492
1 I NEWS DIGEST December 14 1992
![Page 8: SEC News Digest, 12-14-1992 · future violations of the antifraud provisions of the Securities Act, ... S-8 REPUBLIC BANCORP INC, 1070 EAST MAIN ST, ... NEWS DIGEST, December 14,](https://reader031.fdocuments.in/reader031/viewer/2022021819/5ad4f0247f8b9a5c638c7337/html5/thumbnails/8.jpg)
ACQUISITIONS CONT
NAME AND CLASS OF STOCKO~NER FORM EVENT DATE
SHRS(OOO)o~NEO
CUSIPPRIOR
FILING STATUS
IMAGINE FILMS ENTMT HO~ARO RON
NC COM 130 12 992
1546295
45291110 295 UPDATE
INTL COLIN ENERGY CORP COM 301 46699510 STROME PARTNERS 130 12 792 36 58 UPDATE
JAN BELL MARKETING INC MARBELLA RESOURCES ET AL
COM 130 12 492
202382
47076010 92 UPDATE
INTERACTIVE NETWORK GANNETT CO INC
INC COM 130 12 292
1625 225
47999210 00 NE~
LATSHAW ENTPRS INC COM 573 51839910 LATSHAW JOHN 130 111 992 598 218 UPDATE
MEDIA GEN INC GAMCO INVESTORS
CLASS INC ET AL
A 130 12 992
4035 154
58440410 297 UPDATE
OAK INOS INC INVESCO MIM PlC ET Al
COM 130 113092
18708 227
67140010 00 NEil
PHYSICIAN COMPUTER NETWORK PICOWER JEFFRY ET AL
COM 130 112992
2643244
71999610 199 UPDATE
QUANTUM CORP FMR CORP
COM 130 12 492
4824 111
74790610 85 UPDATE
REFAC TECHNOLOGY OEV CORP LANG EUGENE M
COM 130 12 892
2023 380
75865510 379 UPDATE
ROAOMASTERS INOS INC ITIN THOMAS II ET AL
COM 130 11 292
262491
76972710 74 UPDATE
RYAN BECK amp CO INC COM 487 78348310 CHOOASH BRUCE M 130 12 892 139 139 UPDATE
RYAN BECK GARVEY
amp CO INC FENWICK H
COM 130 12 892
1600456
78348310 463 UPDATE
RYAN BECK amp CO INC COM 500 78348310 NAUlA MATTHEW R 130 12 892 142 138 UPDATE
ST GEORGE HUNTON
METALS INC RICHARD 0
COM 130 11 192
1677109
78955410 99 UPDATE
SYNERCOM TECHNOLOGY INC COM 362 87191010 STEEL PARTNERS lP ET AL 130 12 292 63 00 NE~
SYBRON AXA
CORP DEl ET AL
COM 130 12 392
3580185
87199810 198 UPDATE
TECHNICLONE INTL CORP LEGERE DAVID ET Al
COM NEil 130 111 192
2000 145
87851730 00 NEil
3 NEWS DIGEST December 14 1992
ACQUISITIONS CONT
EVENT SHRS(OOO) CUSIP FLlNGNAME AND CLASS OF STOCKOWNER FORM DATE ~IiNED PRIOR STATUS
TELXON CORP COM 946 87970010ROCKER DAVID A 13D 112792 66 79 UPDATE
USA CLASSIC INC COM 2511 90292810ORBIT INTL CORP ET AL 130 113092 440 00 NEil
VARITY CORP CONV PFD CL 11 167 92299299AURORA L P 130 12 292 83 00 NEW
VAR ITY CORP CONY PFD CL II 560 92299299STARK INVESTMENTS 130 12 292 280 00 NEW
VIROLOGY TESTING SCIENCES COM 3892 92823610TRAVIS PARTNERS G P ET AL 130 111792 584 414 UPDATE
WEATHERFORD INTL INC COM 3352 94707610JOhNSON DAVID M ET AL 13D 111092 84 87 UPDATE
WESTERN CAP INVT CORP COM 1098 95787810BENSON BRUCE D 130 113092 117 114 UPDATE
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed be Iow have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER CODE 1 234 5 678 DATE COMMENT ---------- - - - - - - - _ - - - - - - - - - - - - - - ---- -------------- - - - - - - - -ADVANCED TELECOMMUNICATIONS CORP DE X 12C292 AIRBORNE RECORDS INC DE DE x 112492ALFIN INC NY X X 112492ALLIANCE WELL SERVICE INC NV X X X 112092
AMAX INC NY NY X X 120392
NE~S DIGEST December 14 199 II
8K REPOKTS CO~T
STATE 8K ITEM 0 NAME OF ISSUER _ -_ -_ -- --- -- - -_ -_ -_ -
CODE 1 2 3 4 5 6 -------------
7 8 --
OATE -
COMMEf1T
AMERICAN EXP REC fIN COR AME EXP MAS TR X X 110692
AMERICAN EXP REC FIN COR AMER EAP MAS TR ANGELES CORP ICA ANGELES MORTGAGE INVESTMENT TRUST BASIN EXPLORATION INC BERLITZ INTERNATIONAL INC BIOMEDICAL WASTE SYSTEMS INC BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CELTICS COMMUNICATIONS LTD PARTNE BOSTON CELTICS LIMITED PARTNERSHIP BOSTON FINANCIAL TAX CREDIT FUND PLUS CACI INTERNATIONAL INC DECAROLINA POWER amp LIGHT CO CARRIAGE INDUSTRIES INC CF BAN CORP INC
CA CA DE NY DE DE DE DE DE MA DE NC GA DE
X
X
X
X
X
X
X X
X
X
I
X
X
X
X X X
X X X X
X
l(
X
1106921207921249212019212029211169711099211099212099212099212049212099212ll9921204921C792
AMFND
CHESAPEAKE UTILITIES CORP CHILES OFFSHORE CORP CHOICES ENTERTAINMENT CORP CITICORP MORT SEC INC REMIC PASS CITIZENS BANKING CORP CMC SECURITIES CORP COLLAGEN CORP DECOLONIAL COMPANIES INC COLORADO NATIONAL BANKS HARES INC
THR CIT
DE DE DE
Ml DE DE DE CO
X
X X
X X
NO ITEMS X
X
X
X
x
X
X
X
12049212089212921130192112492113C92112592120392120892
AMEND
COMERICA INC NEWCONNECTICUT NATURAL GAS CORP CRYOTECH INDUSTRIES INC DATA IO CORP DAYLIGHT INDUSTRIES INC DEERE amp CO DEERE JOHN CAPITAL CORP DELTA AR LINES INC IDE DELTA PETROLEUM CORPCODE~LIEG BULLARD INC DIXIE NATIONAL CORP DYNATRONICS LASER COkP
DE CT FL WA DE DE DE DE CO DE MS UT
X
X X
NO iTEMS
X X
X t
X X
x
X X
X X X
X
X
06i892112392113920925920831Cf2
12089212089212Cl49212049211241921202920507100
AMEND
EASTERN UTILITIES ASSOCIATES ELECTRONIC SYSTEMS TECHNOLOGY INC ENZON INC EQK REALTY INVESTORS I EUA POWER CORP NHFASTCOMM COMMUNICATIONS CORP FINGERHUT COMPANIES INC FLEET FINANCIAL GROUP INC IRIFLEET MORTGAGE SECURITIES INC FLEET MORTGAGE SECURITIES TRUST 1992-1 FLEET MORTGAGE SECURITIES TRUST 1992-2 FLEET MORTGAGE SECURITIES TRUST 1992-3 FLEET MORTGAGE SECURITIES TRUST 1992middot4 FLORIDA POWER amp LIGHT CO
MA WA DE MA NH VA MN RI RI RI DE RI
FL
(
X
X X
X
X
X NO ITEM~
X
X
X
X X
X
X
0
X
X
X
X X
X
12089211139212592112392120892130921208921309
1125921125921112592112592112592 15092
AMEND
lO qEI-S DIGEST Dec ernbe r 14 1992
8K REPORTS CaNT
STATE 81( ITEM NO NAME OF ISSUER CODE 1 2 345 6 7 8 DATE COMMENT --------------------------------------- ------_ _-- ---_ _
FPL GROUP INC FRENCHTEX INC GB FOODS CORP GE CAPITAL MORTGAGE SERVICES INC GEORESOURCES INC GOODYEAR TIRE amp RUBBER CO OHGRACE W R amp CO NYHEALTH MANAGEMENT INTERNATIONAL INC HEEKIN CAN INC HERITAGE BANCORP INC DEHOUSING SECURITIES INC ADJ RA MOR PASS T HOUSING SECURITIES INC MOR PAS THRO CERT HOUSING SECURITIES INC MOR PAS THRO CERT INDIANA GAS CO INC INTERNATIONAL MERCANTILE CORP JAY ARK CORP KAL 0 MINE INDUSTRIES INC KEMPER CYMROT REAL ESTATE INVESTMENT FUN KEMPER CYMROT REAL ESTATE INVESTMENT FUN LEHMAN PASS THROUGH SECURITIES INC LINCARE HOLDINGS INC LOCKHEED CORP MEDIA VISION TECHNOLOGY INC MERRILL LYNCH MORTGAGE CAPITAL INC MERRILL LYNCH MORTGAGE INVESTORS INC MIKROS SYSTEMS CORP MORTGAGE BANKERS FINANCIAL CORP I NAC RE CORP NATIONAL REHABILITATION CENTERS INC TNNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL TRANSPORTATION CO NAVISTAR INTERNATIONAL TRANSPORTATION CO NESB CORP NETWORK LONG DISTANCE INC NL INDUSTRIES INC NORWEST CORP
FL FL DE NJ CO OH NY DE DE DE NY
IN MO NY UT DE DE DE DE DE DE DE DE DE DE DE TN DE DE DE DE DE DE NJ DE
X X
X
X
X
x x
X x X
X
X
NO ITEMS X
X
X X
X X
X
X X
X
X X
X X
X X
X
X
X
X
x x
X
X
X X
X
X
X
X
X
X
X X
113092120392112392112592120192120792120292112492120192120492102592102592113092120192112492112392091 192 12029211239311259210029212099212039209159210159211249212019212079210319212099212099212099212109921130921202921207921207192
AMEND
AMEND
AMEND
NORIJEST MASTER TRUST NORWEST MASTER TRUST NYCOR INC DEOAKRIDGE ENERGY INC OCEANIC EXPLORATION CO OSCC HOME EQUITY LOAN TRUST OSPREY HOLDING INC PACIFIC ENTERPRISES INC PAY N PAK STORES INC PITTSTON CO PIZZA INN INC MOPNP PRIME CORP POCI INC PONTUS INDUSTRIES INC POTOMAC ELECTRIC POIJER CO
1992-4
DE UT DE
TX CA WA VA MO DE DE CO VA
NO
X
X
ITEMS X
X X X X
X X X
x X X
X
X X
X
X
X
X x
X
x
12089212089209259212019212079211259212079211249211259212079212(1292112592111792120792120492
AMEND
NEWS DIGEST December 14 1992 11
----------------------------------------
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 6 7 8 DATE COMMENT _ - --o
PRIMARK CORP MI X 100792 AMEND
RESOLUTION TRUST CORP COMM MOR PAS THR C X X 103092RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112492RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RIGHT START INC ICA CA X 091192 AMEND
RUBICON CORP TX X X 1207192 RYAN BECK amp CO INC NJ X X 120892RYKA INC DE X X 1201192SAN DIEGO GAS amp ELECTRIC CO CA lC X 120892SECURITY PAC ACC COR MAN HOU CON SR SUB DE X 103192SHAWMUT NATIONAL CREDIT CARD TRUST 1990 X X 120892SHER~IN ~ILlIAMS CO OH X 120392SIMTEK CORP CO NO ITEMS 120792SOUTHERN CALIFORNIA GAS CO CA X 120792TELE COMMUNICATIONS INC DE X X 120792TERMINAL APPLICATIONS GROUP INC NY X 120492THERMOTREX CORP DE X 111792 AMEND TRAVELERS CORP CT 110692TRISTATE BANCORP INC OM X X 120892UAL CORP IDEI DE X lU0892UNIQUE MOBI L TV INC CO X X 120392UNUM CORP DE X X 120392USAIR GROUP INC DE X 120992USAIR INC INE~I DE X 1210992 UTILI CORP UNITED INC DE X 120892~ESTAM MORTGAGE FINANCIAL CORP AR X lC 112492~ESTMORELAND COAL CO DE X 12103192 YUBA WESTGOLD INC DE X lC 1210492
1 I NEWS DIGEST December 14 1992
![Page 9: SEC News Digest, 12-14-1992 · future violations of the antifraud provisions of the Securities Act, ... S-8 REPUBLIC BANCORP INC, 1070 EAST MAIN ST, ... NEWS DIGEST, December 14,](https://reader031.fdocuments.in/reader031/viewer/2022021819/5ad4f0247f8b9a5c638c7337/html5/thumbnails/9.jpg)
ACQUISITIONS CONT
EVENT SHRS(OOO) CUSIP FLlNGNAME AND CLASS OF STOCKOWNER FORM DATE ~IiNED PRIOR STATUS
TELXON CORP COM 946 87970010ROCKER DAVID A 13D 112792 66 79 UPDATE
USA CLASSIC INC COM 2511 90292810ORBIT INTL CORP ET AL 130 113092 440 00 NEil
VARITY CORP CONV PFD CL 11 167 92299299AURORA L P 130 12 292 83 00 NEW
VAR ITY CORP CONY PFD CL II 560 92299299STARK INVESTMENTS 130 12 292 280 00 NEW
VIROLOGY TESTING SCIENCES COM 3892 92823610TRAVIS PARTNERS G P ET AL 130 111792 584 414 UPDATE
WEATHERFORD INTL INC COM 3352 94707610JOhNSON DAVID M ET AL 13D 111092 84 87 UPDATE
WESTERN CAP INVT CORP COM 1098 95787810BENSON BRUCE D 130 113092 117 114 UPDATE
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed be Iow have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER CODE 1 234 5 678 DATE COMMENT ---------- - - - - - - - _ - - - - - - - - - - - - - - ---- -------------- - - - - - - - -ADVANCED TELECOMMUNICATIONS CORP DE X 12C292 AIRBORNE RECORDS INC DE DE x 112492ALFIN INC NY X X 112492ALLIANCE WELL SERVICE INC NV X X X 112092
AMAX INC NY NY X X 120392
NE~S DIGEST December 14 199 II
8K REPOKTS CO~T
STATE 8K ITEM 0 NAME OF ISSUER _ -_ -_ -- --- -- - -_ -_ -_ -
CODE 1 2 3 4 5 6 -------------
7 8 --
OATE -
COMMEf1T
AMERICAN EXP REC fIN COR AME EXP MAS TR X X 110692
AMERICAN EXP REC FIN COR AMER EAP MAS TR ANGELES CORP ICA ANGELES MORTGAGE INVESTMENT TRUST BASIN EXPLORATION INC BERLITZ INTERNATIONAL INC BIOMEDICAL WASTE SYSTEMS INC BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CELTICS COMMUNICATIONS LTD PARTNE BOSTON CELTICS LIMITED PARTNERSHIP BOSTON FINANCIAL TAX CREDIT FUND PLUS CACI INTERNATIONAL INC DECAROLINA POWER amp LIGHT CO CARRIAGE INDUSTRIES INC CF BAN CORP INC
CA CA DE NY DE DE DE DE DE MA DE NC GA DE
X
X
X
X
X
X
X X
X
X
I
X
X
X
X X X
X X X X
X
l(
X
1106921207921249212019212029211169711099211099212099212099212049212099212ll9921204921C792
AMFND
CHESAPEAKE UTILITIES CORP CHILES OFFSHORE CORP CHOICES ENTERTAINMENT CORP CITICORP MORT SEC INC REMIC PASS CITIZENS BANKING CORP CMC SECURITIES CORP COLLAGEN CORP DECOLONIAL COMPANIES INC COLORADO NATIONAL BANKS HARES INC
THR CIT
DE DE DE
Ml DE DE DE CO
X
X X
X X
NO ITEMS X
X
X
X
x
X
X
X
12049212089212921130192112492113C92112592120392120892
AMEND
COMERICA INC NEWCONNECTICUT NATURAL GAS CORP CRYOTECH INDUSTRIES INC DATA IO CORP DAYLIGHT INDUSTRIES INC DEERE amp CO DEERE JOHN CAPITAL CORP DELTA AR LINES INC IDE DELTA PETROLEUM CORPCODE~LIEG BULLARD INC DIXIE NATIONAL CORP DYNATRONICS LASER COkP
DE CT FL WA DE DE DE DE CO DE MS UT
X
X X
NO iTEMS
X X
X t
X X
x
X X
X X X
X
X
06i892112392113920925920831Cf2
12089212089212Cl49212049211241921202920507100
AMEND
EASTERN UTILITIES ASSOCIATES ELECTRONIC SYSTEMS TECHNOLOGY INC ENZON INC EQK REALTY INVESTORS I EUA POWER CORP NHFASTCOMM COMMUNICATIONS CORP FINGERHUT COMPANIES INC FLEET FINANCIAL GROUP INC IRIFLEET MORTGAGE SECURITIES INC FLEET MORTGAGE SECURITIES TRUST 1992-1 FLEET MORTGAGE SECURITIES TRUST 1992-2 FLEET MORTGAGE SECURITIES TRUST 1992-3 FLEET MORTGAGE SECURITIES TRUST 1992middot4 FLORIDA POWER amp LIGHT CO
MA WA DE MA NH VA MN RI RI RI DE RI
FL
(
X
X X
X
X
X NO ITEM~
X
X
X
X X
X
X
0
X
X
X
X X
X
12089211139212592112392120892130921208921309
1125921125921112592112592112592 15092
AMEND
lO qEI-S DIGEST Dec ernbe r 14 1992
8K REPORTS CaNT
STATE 81( ITEM NO NAME OF ISSUER CODE 1 2 345 6 7 8 DATE COMMENT --------------------------------------- ------_ _-- ---_ _
FPL GROUP INC FRENCHTEX INC GB FOODS CORP GE CAPITAL MORTGAGE SERVICES INC GEORESOURCES INC GOODYEAR TIRE amp RUBBER CO OHGRACE W R amp CO NYHEALTH MANAGEMENT INTERNATIONAL INC HEEKIN CAN INC HERITAGE BANCORP INC DEHOUSING SECURITIES INC ADJ RA MOR PASS T HOUSING SECURITIES INC MOR PAS THRO CERT HOUSING SECURITIES INC MOR PAS THRO CERT INDIANA GAS CO INC INTERNATIONAL MERCANTILE CORP JAY ARK CORP KAL 0 MINE INDUSTRIES INC KEMPER CYMROT REAL ESTATE INVESTMENT FUN KEMPER CYMROT REAL ESTATE INVESTMENT FUN LEHMAN PASS THROUGH SECURITIES INC LINCARE HOLDINGS INC LOCKHEED CORP MEDIA VISION TECHNOLOGY INC MERRILL LYNCH MORTGAGE CAPITAL INC MERRILL LYNCH MORTGAGE INVESTORS INC MIKROS SYSTEMS CORP MORTGAGE BANKERS FINANCIAL CORP I NAC RE CORP NATIONAL REHABILITATION CENTERS INC TNNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL TRANSPORTATION CO NAVISTAR INTERNATIONAL TRANSPORTATION CO NESB CORP NETWORK LONG DISTANCE INC NL INDUSTRIES INC NORWEST CORP
FL FL DE NJ CO OH NY DE DE DE NY
IN MO NY UT DE DE DE DE DE DE DE DE DE DE DE TN DE DE DE DE DE DE NJ DE
X X
X
X
X
x x
X x X
X
X
NO ITEMS X
X
X X
X X
X
X X
X
X X
X X
X X
X
X
X
X
x x
X
X
X X
X
X
X
X
X
X
X X
113092120392112392112592120192120792120292112492120192120492102592102592113092120192112492112392091 192 12029211239311259210029212099212039209159210159211249212019212079210319212099212099212099212109921130921202921207921207192
AMEND
AMEND
AMEND
NORIJEST MASTER TRUST NORWEST MASTER TRUST NYCOR INC DEOAKRIDGE ENERGY INC OCEANIC EXPLORATION CO OSCC HOME EQUITY LOAN TRUST OSPREY HOLDING INC PACIFIC ENTERPRISES INC PAY N PAK STORES INC PITTSTON CO PIZZA INN INC MOPNP PRIME CORP POCI INC PONTUS INDUSTRIES INC POTOMAC ELECTRIC POIJER CO
1992-4
DE UT DE
TX CA WA VA MO DE DE CO VA
NO
X
X
ITEMS X
X X X X
X X X
x X X
X
X X
X
X
X
X x
X
x
12089212089209259212019212079211259212079211249211259212079212(1292112592111792120792120492
AMEND
NEWS DIGEST December 14 1992 11
----------------------------------------
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 6 7 8 DATE COMMENT _ - --o
PRIMARK CORP MI X 100792 AMEND
RESOLUTION TRUST CORP COMM MOR PAS THR C X X 103092RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112492RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RIGHT START INC ICA CA X 091192 AMEND
RUBICON CORP TX X X 1207192 RYAN BECK amp CO INC NJ X X 120892RYKA INC DE X X 1201192SAN DIEGO GAS amp ELECTRIC CO CA lC X 120892SECURITY PAC ACC COR MAN HOU CON SR SUB DE X 103192SHAWMUT NATIONAL CREDIT CARD TRUST 1990 X X 120892SHER~IN ~ILlIAMS CO OH X 120392SIMTEK CORP CO NO ITEMS 120792SOUTHERN CALIFORNIA GAS CO CA X 120792TELE COMMUNICATIONS INC DE X X 120792TERMINAL APPLICATIONS GROUP INC NY X 120492THERMOTREX CORP DE X 111792 AMEND TRAVELERS CORP CT 110692TRISTATE BANCORP INC OM X X 120892UAL CORP IDEI DE X lU0892UNIQUE MOBI L TV INC CO X X 120392UNUM CORP DE X X 120392USAIR GROUP INC DE X 120992USAIR INC INE~I DE X 1210992 UTILI CORP UNITED INC DE X 120892~ESTAM MORTGAGE FINANCIAL CORP AR X lC 112492~ESTMORELAND COAL CO DE X 12103192 YUBA WESTGOLD INC DE X lC 1210492
1 I NEWS DIGEST December 14 1992
![Page 10: SEC News Digest, 12-14-1992 · future violations of the antifraud provisions of the Securities Act, ... S-8 REPUBLIC BANCORP INC, 1070 EAST MAIN ST, ... NEWS DIGEST, December 14,](https://reader031.fdocuments.in/reader031/viewer/2022021819/5ad4f0247f8b9a5c638c7337/html5/thumbnails/10.jpg)
8K REPOKTS CO~T
STATE 8K ITEM 0 NAME OF ISSUER _ -_ -_ -- --- -- - -_ -_ -_ -
CODE 1 2 3 4 5 6 -------------
7 8 --
OATE -
COMMEf1T
AMERICAN EXP REC fIN COR AME EXP MAS TR X X 110692
AMERICAN EXP REC FIN COR AMER EAP MAS TR ANGELES CORP ICA ANGELES MORTGAGE INVESTMENT TRUST BASIN EXPLORATION INC BERLITZ INTERNATIONAL INC BIOMEDICAL WASTE SYSTEMS INC BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CAPITAL TAX CREDIT FUND II LTD PA BOSTON CELTICS COMMUNICATIONS LTD PARTNE BOSTON CELTICS LIMITED PARTNERSHIP BOSTON FINANCIAL TAX CREDIT FUND PLUS CACI INTERNATIONAL INC DECAROLINA POWER amp LIGHT CO CARRIAGE INDUSTRIES INC CF BAN CORP INC
CA CA DE NY DE DE DE DE DE MA DE NC GA DE
X
X
X
X
X
X
X X
X
X
I
X
X
X
X X X
X X X X
X
l(
X
1106921207921249212019212029211169711099211099212099212099212049212099212ll9921204921C792
AMFND
CHESAPEAKE UTILITIES CORP CHILES OFFSHORE CORP CHOICES ENTERTAINMENT CORP CITICORP MORT SEC INC REMIC PASS CITIZENS BANKING CORP CMC SECURITIES CORP COLLAGEN CORP DECOLONIAL COMPANIES INC COLORADO NATIONAL BANKS HARES INC
THR CIT
DE DE DE
Ml DE DE DE CO
X
X X
X X
NO ITEMS X
X
X
X
x
X
X
X
12049212089212921130192112492113C92112592120392120892
AMEND
COMERICA INC NEWCONNECTICUT NATURAL GAS CORP CRYOTECH INDUSTRIES INC DATA IO CORP DAYLIGHT INDUSTRIES INC DEERE amp CO DEERE JOHN CAPITAL CORP DELTA AR LINES INC IDE DELTA PETROLEUM CORPCODE~LIEG BULLARD INC DIXIE NATIONAL CORP DYNATRONICS LASER COkP
DE CT FL WA DE DE DE DE CO DE MS UT
X
X X
NO iTEMS
X X
X t
X X
x
X X
X X X
X
X
06i892112392113920925920831Cf2
12089212089212Cl49212049211241921202920507100
AMEND
EASTERN UTILITIES ASSOCIATES ELECTRONIC SYSTEMS TECHNOLOGY INC ENZON INC EQK REALTY INVESTORS I EUA POWER CORP NHFASTCOMM COMMUNICATIONS CORP FINGERHUT COMPANIES INC FLEET FINANCIAL GROUP INC IRIFLEET MORTGAGE SECURITIES INC FLEET MORTGAGE SECURITIES TRUST 1992-1 FLEET MORTGAGE SECURITIES TRUST 1992-2 FLEET MORTGAGE SECURITIES TRUST 1992-3 FLEET MORTGAGE SECURITIES TRUST 1992middot4 FLORIDA POWER amp LIGHT CO
MA WA DE MA NH VA MN RI RI RI DE RI
FL
(
X
X X
X
X
X NO ITEM~
X
X
X
X X
X
X
0
X
X
X
X X
X
12089211139212592112392120892130921208921309
1125921125921112592112592112592 15092
AMEND
lO qEI-S DIGEST Dec ernbe r 14 1992
8K REPORTS CaNT
STATE 81( ITEM NO NAME OF ISSUER CODE 1 2 345 6 7 8 DATE COMMENT --------------------------------------- ------_ _-- ---_ _
FPL GROUP INC FRENCHTEX INC GB FOODS CORP GE CAPITAL MORTGAGE SERVICES INC GEORESOURCES INC GOODYEAR TIRE amp RUBBER CO OHGRACE W R amp CO NYHEALTH MANAGEMENT INTERNATIONAL INC HEEKIN CAN INC HERITAGE BANCORP INC DEHOUSING SECURITIES INC ADJ RA MOR PASS T HOUSING SECURITIES INC MOR PAS THRO CERT HOUSING SECURITIES INC MOR PAS THRO CERT INDIANA GAS CO INC INTERNATIONAL MERCANTILE CORP JAY ARK CORP KAL 0 MINE INDUSTRIES INC KEMPER CYMROT REAL ESTATE INVESTMENT FUN KEMPER CYMROT REAL ESTATE INVESTMENT FUN LEHMAN PASS THROUGH SECURITIES INC LINCARE HOLDINGS INC LOCKHEED CORP MEDIA VISION TECHNOLOGY INC MERRILL LYNCH MORTGAGE CAPITAL INC MERRILL LYNCH MORTGAGE INVESTORS INC MIKROS SYSTEMS CORP MORTGAGE BANKERS FINANCIAL CORP I NAC RE CORP NATIONAL REHABILITATION CENTERS INC TNNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL TRANSPORTATION CO NAVISTAR INTERNATIONAL TRANSPORTATION CO NESB CORP NETWORK LONG DISTANCE INC NL INDUSTRIES INC NORWEST CORP
FL FL DE NJ CO OH NY DE DE DE NY
IN MO NY UT DE DE DE DE DE DE DE DE DE DE DE TN DE DE DE DE DE DE NJ DE
X X
X
X
X
x x
X x X
X
X
NO ITEMS X
X
X X
X X
X
X X
X
X X
X X
X X
X
X
X
X
x x
X
X
X X
X
X
X
X
X
X
X X
113092120392112392112592120192120792120292112492120192120492102592102592113092120192112492112392091 192 12029211239311259210029212099212039209159210159211249212019212079210319212099212099212099212109921130921202921207921207192
AMEND
AMEND
AMEND
NORIJEST MASTER TRUST NORWEST MASTER TRUST NYCOR INC DEOAKRIDGE ENERGY INC OCEANIC EXPLORATION CO OSCC HOME EQUITY LOAN TRUST OSPREY HOLDING INC PACIFIC ENTERPRISES INC PAY N PAK STORES INC PITTSTON CO PIZZA INN INC MOPNP PRIME CORP POCI INC PONTUS INDUSTRIES INC POTOMAC ELECTRIC POIJER CO
1992-4
DE UT DE
TX CA WA VA MO DE DE CO VA
NO
X
X
ITEMS X
X X X X
X X X
x X X
X
X X
X
X
X
X x
X
x
12089212089209259212019212079211259212079211249211259212079212(1292112592111792120792120492
AMEND
NEWS DIGEST December 14 1992 11
----------------------------------------
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 6 7 8 DATE COMMENT _ - --o
PRIMARK CORP MI X 100792 AMEND
RESOLUTION TRUST CORP COMM MOR PAS THR C X X 103092RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112492RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RIGHT START INC ICA CA X 091192 AMEND
RUBICON CORP TX X X 1207192 RYAN BECK amp CO INC NJ X X 120892RYKA INC DE X X 1201192SAN DIEGO GAS amp ELECTRIC CO CA lC X 120892SECURITY PAC ACC COR MAN HOU CON SR SUB DE X 103192SHAWMUT NATIONAL CREDIT CARD TRUST 1990 X X 120892SHER~IN ~ILlIAMS CO OH X 120392SIMTEK CORP CO NO ITEMS 120792SOUTHERN CALIFORNIA GAS CO CA X 120792TELE COMMUNICATIONS INC DE X X 120792TERMINAL APPLICATIONS GROUP INC NY X 120492THERMOTREX CORP DE X 111792 AMEND TRAVELERS CORP CT 110692TRISTATE BANCORP INC OM X X 120892UAL CORP IDEI DE X lU0892UNIQUE MOBI L TV INC CO X X 120392UNUM CORP DE X X 120392USAIR GROUP INC DE X 120992USAIR INC INE~I DE X 1210992 UTILI CORP UNITED INC DE X 120892~ESTAM MORTGAGE FINANCIAL CORP AR X lC 112492~ESTMORELAND COAL CO DE X 12103192 YUBA WESTGOLD INC DE X lC 1210492
1 I NEWS DIGEST December 14 1992
![Page 11: SEC News Digest, 12-14-1992 · future violations of the antifraud provisions of the Securities Act, ... S-8 REPUBLIC BANCORP INC, 1070 EAST MAIN ST, ... NEWS DIGEST, December 14,](https://reader031.fdocuments.in/reader031/viewer/2022021819/5ad4f0247f8b9a5c638c7337/html5/thumbnails/11.jpg)
8K REPORTS CaNT
STATE 81( ITEM NO NAME OF ISSUER CODE 1 2 345 6 7 8 DATE COMMENT --------------------------------------- ------_ _-- ---_ _
FPL GROUP INC FRENCHTEX INC GB FOODS CORP GE CAPITAL MORTGAGE SERVICES INC GEORESOURCES INC GOODYEAR TIRE amp RUBBER CO OHGRACE W R amp CO NYHEALTH MANAGEMENT INTERNATIONAL INC HEEKIN CAN INC HERITAGE BANCORP INC DEHOUSING SECURITIES INC ADJ RA MOR PASS T HOUSING SECURITIES INC MOR PAS THRO CERT HOUSING SECURITIES INC MOR PAS THRO CERT INDIANA GAS CO INC INTERNATIONAL MERCANTILE CORP JAY ARK CORP KAL 0 MINE INDUSTRIES INC KEMPER CYMROT REAL ESTATE INVESTMENT FUN KEMPER CYMROT REAL ESTATE INVESTMENT FUN LEHMAN PASS THROUGH SECURITIES INC LINCARE HOLDINGS INC LOCKHEED CORP MEDIA VISION TECHNOLOGY INC MERRILL LYNCH MORTGAGE CAPITAL INC MERRILL LYNCH MORTGAGE INVESTORS INC MIKROS SYSTEMS CORP MORTGAGE BANKERS FINANCIAL CORP I NAC RE CORP NATIONAL REHABILITATION CENTERS INC TNNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL CORP DENEWNAVISTAR INTERNATIONAL TRANSPORTATION CO NAVISTAR INTERNATIONAL TRANSPORTATION CO NESB CORP NETWORK LONG DISTANCE INC NL INDUSTRIES INC NORWEST CORP
FL FL DE NJ CO OH NY DE DE DE NY
IN MO NY UT DE DE DE DE DE DE DE DE DE DE DE TN DE DE DE DE DE DE NJ DE
X X
X
X
X
x x
X x X
X
X
NO ITEMS X
X
X X
X X
X
X X
X
X X
X X
X X
X
X
X
X
x x
X
X
X X
X
X
X
X
X
X
X X
113092120392112392112592120192120792120292112492120192120492102592102592113092120192112492112392091 192 12029211239311259210029212099212039209159210159211249212019212079210319212099212099212099212109921130921202921207921207192
AMEND
AMEND
AMEND
NORIJEST MASTER TRUST NORWEST MASTER TRUST NYCOR INC DEOAKRIDGE ENERGY INC OCEANIC EXPLORATION CO OSCC HOME EQUITY LOAN TRUST OSPREY HOLDING INC PACIFIC ENTERPRISES INC PAY N PAK STORES INC PITTSTON CO PIZZA INN INC MOPNP PRIME CORP POCI INC PONTUS INDUSTRIES INC POTOMAC ELECTRIC POIJER CO
1992-4
DE UT DE
TX CA WA VA MO DE DE CO VA
NO
X
X
ITEMS X
X X X X
X X X
x X X
X
X X
X
X
X
X x
X
x
12089212089209259212019212079211259212079211249211259212079212(1292112592111792120792120492
AMEND
NEWS DIGEST December 14 1992 11
----------------------------------------
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 6 7 8 DATE COMMENT _ - --o
PRIMARK CORP MI X 100792 AMEND
RESOLUTION TRUST CORP COMM MOR PAS THR C X X 103092RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112492RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RIGHT START INC ICA CA X 091192 AMEND
RUBICON CORP TX X X 1207192 RYAN BECK amp CO INC NJ X X 120892RYKA INC DE X X 1201192SAN DIEGO GAS amp ELECTRIC CO CA lC X 120892SECURITY PAC ACC COR MAN HOU CON SR SUB DE X 103192SHAWMUT NATIONAL CREDIT CARD TRUST 1990 X X 120892SHER~IN ~ILlIAMS CO OH X 120392SIMTEK CORP CO NO ITEMS 120792SOUTHERN CALIFORNIA GAS CO CA X 120792TELE COMMUNICATIONS INC DE X X 120792TERMINAL APPLICATIONS GROUP INC NY X 120492THERMOTREX CORP DE X 111792 AMEND TRAVELERS CORP CT 110692TRISTATE BANCORP INC OM X X 120892UAL CORP IDEI DE X lU0892UNIQUE MOBI L TV INC CO X X 120392UNUM CORP DE X X 120392USAIR GROUP INC DE X 120992USAIR INC INE~I DE X 1210992 UTILI CORP UNITED INC DE X 120892~ESTAM MORTGAGE FINANCIAL CORP AR X lC 112492~ESTMORELAND COAL CO DE X 12103192 YUBA WESTGOLD INC DE X lC 1210492
1 I NEWS DIGEST December 14 1992
![Page 12: SEC News Digest, 12-14-1992 · future violations of the antifraud provisions of the Securities Act, ... S-8 REPUBLIC BANCORP INC, 1070 EAST MAIN ST, ... NEWS DIGEST, December 14,](https://reader031.fdocuments.in/reader031/viewer/2022021819/5ad4f0247f8b9a5c638c7337/html5/thumbnails/12.jpg)
----------------------------------------
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 6 7 8 DATE COMMENT _ - --o
PRIMARK CORP MI X 100792 AMEND
RESOLUTION TRUST CORP COMM MOR PAS THR C X X 103092RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112492RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MOR PAS THR C X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RESOLUTION TRUST CORP COMM MORT PAS THR X X 112592RIGHT START INC ICA CA X 091192 AMEND
RUBICON CORP TX X X 1207192 RYAN BECK amp CO INC NJ X X 120892RYKA INC DE X X 1201192SAN DIEGO GAS amp ELECTRIC CO CA lC X 120892SECURITY PAC ACC COR MAN HOU CON SR SUB DE X 103192SHAWMUT NATIONAL CREDIT CARD TRUST 1990 X X 120892SHER~IN ~ILlIAMS CO OH X 120392SIMTEK CORP CO NO ITEMS 120792SOUTHERN CALIFORNIA GAS CO CA X 120792TELE COMMUNICATIONS INC DE X X 120792TERMINAL APPLICATIONS GROUP INC NY X 120492THERMOTREX CORP DE X 111792 AMEND TRAVELERS CORP CT 110692TRISTATE BANCORP INC OM X X 120892UAL CORP IDEI DE X lU0892UNIQUE MOBI L TV INC CO X X 120392UNUM CORP DE X X 120392USAIR GROUP INC DE X 120992USAIR INC INE~I DE X 1210992 UTILI CORP UNITED INC DE X 120892~ESTAM MORTGAGE FINANCIAL CORP AR X lC 112492~ESTMORELAND COAL CO DE X 12103192 YUBA WESTGOLD INC DE X lC 1210492
1 I NEWS DIGEST December 14 1992