Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009...

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Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com) Season or Month TOU Start Date End Date Effective Year SCID CompanyName Awarded CRR MW CRR Type Term Tier December OFF 01-Dec 31-Dec 2009 AEM1 ArcLight Energy Marketing, LLC-AEM1 920.447 Obligation Monthly Auction December ON 01-Dec 31-Dec 2009 AEM1 ArcLight Energy Marketing, LLC-AEM1 1351.135 Obligation Monthly Auction December OFF 01-Dec 31-Dec 2009 ANHM City of Anaheim 67.535 Obligation Monthly T1 December ON 01-Dec 31-Dec 2009 ANHM City of Anaheim 62.866 Obligation Monthly T1 December OFF 01-Dec 31-Dec 2009 ANHM City of Anaheim 67.561 Obligation Monthly T2 December ON 01-Dec 31-Dec 2009 ANHM City of Anaheim 39.027 Obligation Monthly T2 December OFF 01-Dec 31-Dec 2009 ANHM City of Anaheim 32.743 Obligation Monthly Auction December OFF 01-Dec 31-Dec 2009 APXG Automated Power Exchange-APXG 8.152 Obligation Monthly T1 December ON 01-Dec 31-Dec 2009 APXG Automated Power Exchange-APXG 8.690 Obligation Monthly T1 December OFF 01-Dec 31-Dec 2009 APXG Automated Power Exchange-APXG 8.927 Obligation Monthly T2 December ON 01-Dec 31-Dec 2009 APXG Automated Power Exchange-APXG 6.391 Obligation Monthly T2 December OFF 01-Dec 31-Dec 2009 BAN1 City of Banning 15.000 Obligation Monthly Auction December ON 01-Dec 31-Dec 2009 BAN1 City of Banning 4.000 Obligation Monthly Auction December OFF 01-Dec 31-Dec 2009 BOAK Black Oak Capital, LLC - BOAK 54.476 Obligation Monthly Auction December ON 01-Dec 31-Dec 2009 BOAK Black Oak Capital, LLC - BOAK 82.147 Obligation Monthly Auction December OFF 01-Dec 31-Dec 2009 CAL1 Cargill Power Markets, LLC-CAL1 131.028 Obligation Monthly Auction December ON 01-Dec 31-Dec 2009 CAL1 Cargill Power Markets, LLC-CAL1 118.105 Obligation Monthly Auction December OFF 01-Dec 31-Dec 2009 CALJ Calpine Energy Services-CALJ 32.387 Obligation Monthly T1 December ON 01-Dec 31-Dec 2009 CALJ Calpine Energy Services-CALJ 8.393 Obligation Monthly T1 December OFF 01-Dec 31-Dec 2009 CALJ Calpine Energy Services-CALJ 2.849 Obligation Monthly T2 December ON 01-Dec 31-Dec 2009 CALJ Calpine Energy Services-CALJ 5.223 Obligation Monthly T2 December ON 01-Dec 31-Dec 2009 CALJ Calpine Energy Services-CALJ 268.016 Obligation Monthly Auction December OFF 01-Dec 31-Dec 2009 CECO Commerce Energy Corporation 0.247 Obligation Monthly T1 December ON 01-Dec 31-Dec 2009 CECO Commerce Energy Corporation 7.416 Obligation Monthly T1 December OFF 01-Dec 31-Dec 2009 CECO Commerce Energy Corporation 8.951 Obligation Monthly T2 December ON 01-Dec 31-Dec 2009 CECO Commerce Energy Corporation 0.586 Obligation Monthly T2 December OFF 01-Dec 31-Dec 2009 COR1 City of Corona, CA 3.388 Obligation Monthly T1 December ON 01-Dec 31-Dec 2009 COR1 City of Corona, CA 5.010 Obligation Monthly T1 December OFF 01-Dec 31-Dec 2009 COR1 City of Corona, CA 0.682 Obligation Monthly T2 December ON 01-Dec 31-Dec 2009 COR1 City of Corona, CA 0.593 Obligation Monthly T2 December OFF 01-Dec 31-Dec 2009 CRLC Shell Energy North America (US), L.P.-CRLC 2.117 Obligation Monthly T1 December ON 01-Dec 31-Dec 2009 CRLC Shell Energy North America (US), L.P.-CRLC 2.432 Obligation Monthly T1 December OFF 01-Dec 31-Dec 2009 CRLC Shell Energy North America (US), L.P.-CRLC 2.117 Obligation Monthly T2 December OFF 01-Dec 31-Dec 2009 CRLL Shell Energy North America (US), L.P.-CRLL 7.118 Obligation Monthly T1 December ON 01-Dec 31-Dec 2009 CRLL Shell Energy North America (US), L.P.-CRLL 20.000 Obligation Monthly T1 December ON 01-Dec 31-Dec 2009 CRLL Shell Energy North America (US), L.P.-CRLL 1.046 Obligation Monthly T2 December OFF 01-Dec 31-Dec 2009 CRLP Shell Energy North America (US), L.P.-CRLP 147.711 Obligation Monthly Auction December ON 01-Dec 31-Dec 2009 CRLP Shell Energy North America (US), L.P.-CRLP 26.106 Obligation Monthly Auction December OFF 01-Dec 31-Dec 2009 DBET DB Energy Trading, LLC 21607.984 Obligation Monthly Auction December ON 01-Dec 31-Dec 2009 DBET DB Energy Trading, LLC 27944.184 Obligation Monthly Auction December OFF 01-Dec 31-Dec 2009 DCEC DC Energy California, LLC 2255.879 Obligation Monthly Auction December ON 01-Dec 31-Dec 2009 DCEC DC Energy California, LLC 1404.863 Obligation Monthly Auction December OFF 01-Dec 31-Dec 2009 DSWM Western Area Power Admin-Desert Southwest 79.624 Obligation Monthly T1 December ON 01-Dec 31-Dec 2009 DSWM Western Area Power Admin-Desert Southwest 68.889 Obligation Monthly T1 Page 1

Transcript of Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009...

Page 1: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

December OFF 01-Dec 31-Dec 2009 AEM1 ArcLight Energy Marketing, LLC-AEM1 920.447 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 AEM1 ArcLight Energy Marketing, LLC-AEM1 1351.135 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 ANHM City of Anaheim 67.535 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 ANHM City of Anaheim 62.866 Obligation Monthly T1December OFF 01-Dec 31-Dec 2009 ANHM City of Anaheim 67.561 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 ANHM City of Anaheim 39.027 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 ANHM City of Anaheim 32.743 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 APXG Automated Power Exchange-APXG 8.152 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 APXG Automated Power Exchange-APXG 8.690 Obligation Monthly T1December OFF 01-Dec 31-Dec 2009 APXG Automated Power Exchange-APXG 8.927 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 APXG Automated Power Exchange-APXG 6.391 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 BAN1 City of Banning 15.000 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 BAN1 City of Banning 4.000 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 BOAK Black Oak Capital, LLC - BOAK 54.476 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 BOAK Black Oak Capital, LLC - BOAK 82.147 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 CAL1 Cargill Power Markets, LLC-CAL1 131.028 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 CAL1 Cargill Power Markets, LLC-CAL1 118.105 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 CALJ Calpine Energy Services-CALJ 32.387 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 CALJ Calpine Energy Services-CALJ 8.393 Obligation Monthly T1December OFF 01-Dec 31-Dec 2009 CALJ Calpine Energy Services-CALJ 2.849 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 CALJ Calpine Energy Services-CALJ 5.223 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 CALJ Calpine Energy Services-CALJ 268.016 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 CECO Commerce Energy Corporation 0.247 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 CECO Commerce Energy Corporation 7.416 Obligation Monthly T1December OFF 01-Dec 31-Dec 2009 CECO Commerce Energy Corporation 8.951 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 CECO Commerce Energy Corporation 0.586 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 COR1 City of Corona, CA 3.388 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 COR1 City of Corona, CA 5.010 Obligation Monthly T1December OFF 01-Dec 31-Dec 2009 COR1 City of Corona, CA 0.682 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 COR1 City of Corona, CA 0.593 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 CRLC Shell Energy North America (US), L.P.-CRLC 2.117 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 CRLC Shell Energy North America (US), L.P.-CRLC 2.432 Obligation Monthly T1December OFF 01-Dec 31-Dec 2009 CRLC Shell Energy North America (US), L.P.-CRLC 2.117 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 CRLL Shell Energy North America (US), L.P.-CRLL 7.118 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 CRLL Shell Energy North America (US), L.P.-CRLL 20.000 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 CRLL Shell Energy North America (US), L.P.-CRLL 1.046 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 CRLP Shell Energy North America (US), L.P.-CRLP 147.711 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 CRLP Shell Energy North America (US), L.P.-CRLP 26.106 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 DBET DB Energy Trading, LLC 21607.984 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 DBET DB Energy Trading, LLC 27944.184 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 DCEC DC Energy California, LLC 2255.879 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 DCEC DC Energy California, LLC 1404.863 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 DSWM Western Area Power Admin-Desert Southwest 79.624 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 DSWM Western Area Power Admin-Desert Southwest 68.889 Obligation Monthly T1

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Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

December OFF 01-Dec 31-Dec 2009 DSWM Western Area Power Admin-Desert Southwest 69.562 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 DSWM Western Area Power Admin-Desert Southwest 21.618 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 EMM1 Edison Mission Marketing & Trading-EMM1 2620.950 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 EMM1 Edison Mission Marketing & Trading-EMM1 3576.509 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 EPIC Epic Merchant Energy CA LLC 628.378 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 EPIC Epic Merchant Energy CA LLC 570.246 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 ETRA ETRACOM, LLC-ETRA 156.476 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 ETRA ETRACOM, LLC-ETRA 261.350 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 16.313 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 FREE Freemont Power LLC 1254.508 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 FREE Freemont Power LLC 1529.870 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 JPMV JP Morgan Ventures Energy Corporation 783.760 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 JPMV JP Morgan Ventures Energy Corporation 1232.993 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 LDES Louis Dreyfus ES GP LLC 5837.174 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 LDES Louis Dreyfus ES GP LLC 5869.352 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 MSCG Morgan Stanley Capital Group, Inc. 427.464 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 MSCG Morgan Stanley Capital Group, Inc. 350.000 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 NCPA Northern California Power Agency 39.450 Obligation Monthly T1December OFF 01-Dec 31-Dec 2009 NCPA Northern California Power Agency 35.214 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 NCPA Northern California Power Agency 43.416 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 NEI1 Constellation NewEnergy, Inc. 0.704 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 NEI1 Constellation NewEnergy, Inc. 10.108 Obligation Monthly T1December OFF 01-Dec 31-Dec 2009 NEI1 Constellation NewEnergy, Inc. 0.038 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 NEI1 Constellation NewEnergy, Inc. 9.433 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 NEI1 Constellation NewEnergy, Inc. 99.847 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 NEI1 Constellation NewEnergy, Inc. 130.737 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 PCG2 Pacific Gas & Electric Company-PCG2 806.063 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 PCG2 Pacific Gas & Electric Company-PCG2 475.319 Obligation Monthly T1December OFF 01-Dec 31-Dec 2009 PCG2 Pacific Gas & Electric Company-PCG2 971.200 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 PCG2 Pacific Gas & Electric Company-PCG2 1193.674 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 PCG2 Pacific Gas & Electric Company-PCG2 825.457 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 PCG2 Pacific Gas & Electric Company-PCG2 746.237 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 PIPO Pilot Power Group, Inc. 6.959 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 PIPO Pilot Power Group, Inc. 2.421 Obligation Monthly T1December OFF 01-Dec 31-Dec 2009 PIPO Pilot Power Group, Inc. 6.348 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 PIPO Pilot Power Group, Inc. 0.608 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 PSCO Public Service Company of Colorado 13.000 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 PWPA Power & Water Resources Pooling Authority 33.400 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 PWPA Power & Water Resources Pooling Authority 34.900 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 PWRX Powerex Corp 62.445 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 PWRX Powerex Corp 18.924 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 PWRX Powerex Corp 259.395 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 RVSD City of Riverside 2.334 Obligation Monthly T1

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Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

December OFF 01-Dec 31-Dec 2009 RVSD City of Riverside 0.002 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 RVSD City of Riverside 13.341 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 SCE1 Southern California Edison Company 780.220 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 SCE1 Southern California Edison Company 1053.338 Obligation Monthly T1December OFF 01-Dec 31-Dec 2009 SCE1 Southern California Edison Company 886.712 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 SCE1 Southern California Edison Company 1146.171 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 SCE1 Southern California Edison Company 504.078 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 SCE1 Southern California Edison Company 328.349 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 SDG3 San Diego Gas & Electric, Merchant 291.899 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 SDG3 San Diego Gas & Electric, Merchant 404.000 Obligation Monthly T1December OFF 01-Dec 31-Dec 2009 SDG3 San Diego Gas & Electric, Merchant 283.556 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 SDG3 San Diego Gas & Electric, Merchant 214.827 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 SEES Sempra Energy Solutions 27.292 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 SEES Sempra Energy Solutions 54.065 Obligation Monthly T1December OFF 01-Dec 31-Dec 2009 SEES Sempra Energy Solutions 31.350 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 SEES Sempra Energy Solutions 13.423 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 SEES Sempra Energy Solutions 49.812 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 SEES Sempra Energy Solutions 67.488 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 SEL1 Direct Energy Business, LLC - SEL1 14.335 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 SEL1 Direct Energy Business, LLC - SEL1 46.653 Obligation Monthly T1December OFF 01-Dec 31-Dec 2009 SEL1 Direct Energy Business, LLC - SEL1 16.475 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 SEL1 Direct Energy Business, LLC - SEL1 5.761 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 SEL1 Direct Energy Business, LLC - SEL1 116.722 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 SEL1 Direct Energy Business, LLC - SEL1 110.978 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 SEPC SIG Energy, LLLP-SEPC 750.000 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 SEPC SIG Energy, LLLP-SEPC 714.000 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 SEW1 Saracen Energy West LLC-SEW1 698.362 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 SEW1 Saracen Energy West LLC-SEW1 847.395 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 SNCL City of Santa Clara, dba Silicon Valley Power 30.411 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 SNCL City of Santa Clara, dba Silicon Valley Power 21.003 Obligation Monthly T1December OFF 01-Dec 31-Dec 2009 SNCL City of Santa Clara, dba Silicon Valley Power 140.185 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 SNCL City of Santa Clara, dba Silicon Valley Power 35.726 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 SNCL City of Santa Clara, dba Silicon Valley Power 10.000 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 SNCL City of Santa Clara, dba Silicon Valley Power 10.000 Obligation Monthly AuctionDecember OFF 01-Dec 31-Dec 2009 TEMU TransAlta Energy Marketing (U.S.) Inc 73.920 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 TEMU TransAlta Energy Marketing (U.S.) Inc 289.351 Obligation Monthly AuctionDecember ON 01-Dec 31-Dec 2009 WEPA Western Area Power Admin.-Eastside Power Authority 2.384 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 WEPA Western Area Power Admin.-Eastside Power Authority 2.384 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 WFLS Western Area Power Admin.-WFLS 7.577 Obligation Monthly T1December ON 01-Dec 31-Dec 2009 WFLS Western Area Power Admin.-WFLS 2.921 Obligation Monthly T1December OFF 01-Dec 31-Dec 2009 WFLS Western Area Power Admin.-WFLS 0.465 Obligation Monthly T2December ON 01-Dec 31-Dec 2009 WFLS Western Area Power Admin.-WFLS 8.693 Obligation Monthly T2December OFF 01-Dec 31-Dec 2009 WTRN Western Area Power Admin.-WTRN 1.884 Obligation Monthly T1S1 OFF 01-Jan 31-Mar 2010 AEM1 ArcLight Energy Marketing, LLC-AEM1 1914.656 Obligation Seasonal Auction

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Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S1 ON 01-Jan 31-Mar 2010 AEM1 ArcLight Energy Marketing, LLC-AEM1 2502.194 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 ANHM City of Anaheim 135.660 Obligation Seasonal T2S1 ON 01-Jan 31-Mar 2010 ANHM City of Anaheim 75.678 Obligation Seasonal T2S1 OFF 01-Jan 31-Mar 2011-2019 ANHM City of Anaheim 122.769 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2011-2019 ANHM City of Anaheim 103.149 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010 ANHM City of Anaheim 12.000 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 APXG Automated Power Exchange-APXG 18.181 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 APXG Automated Power Exchange-APXG 17.055 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 APXG Automated Power Exchange-APXG 0.002 Obligation Seasonal T2S1 ON 01-Jan 31-Mar 2010 APXG Automated Power Exchange-APXG 0.747 Obligation Seasonal T2S1 OFF 01-Jan 31-Mar 2010 APXG Automated Power Exchange-APXG 6.978 Obligation Seasonal T3S1 ON 01-Jan 31-Mar 2010 APXG Automated Power Exchange-APXG 5.271 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2011-2019 AZUA City of Azusa 10.385 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2011-2019 AZUA City of Azusa 9.530 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010 BAN1 City of Banning 0.075 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2011-2019 BAN1 City of Banning 2.586 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2011-2019 BAN1 City of Banning 2.321 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010-2039 BLYE Blythe Energy, LLC 96.000 Option Seasonal MTS1 OFF 01-Jan 31-Mar 2010-2039 BLYE Blythe Energy, LLC 96.000 Option Seasonal MTS1 ON 01-Jan 31-Mar 2010-2039 BLYE Blythe Energy, LLC 96.000 Option Seasonal MTS1 ON 01-Jan 31-Mar 2010-2039 BLYE Blythe Energy, LLC 96.000 Option Seasonal MTS1 OFF 01-Jan 31-Mar 2010 CAL1 Cargill Power Markets, LLC-CAL1 25.000 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 CAL1 Cargill Power Markets, LLC-CAL1 27.000 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 CALJ Calpine Energy Services-CALJ 0.130 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 CALJ Calpine Energy Services-CALJ 0.262 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 CALJ Calpine Energy Services-CALJ 11.561 Obligation Seasonal T3S1 ON 01-Jan 31-Mar 2010 CALJ Calpine Energy Services-CALJ 26.769 Obligation Seasonal T3S1 ON 01-Jan 31-Mar 2010 CALJ Calpine Energy Services-CALJ 227.560 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 CDWR California Department of Water Resources 38.862 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 CDWR California Department of Water Resources 352.451 Obligation Seasonal T2S1 ON 01-Jan 31-Mar 2010 CDWR California Department of Water Resources 3.592 Obligation Seasonal T2S1 OFF 01-Jan 31-Mar 2010 CECO Commerce Energy Corporation 14.822 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 CECO Commerce Energy Corporation 15.642 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 CECO Commerce Energy Corporation 2.502 Obligation Seasonal T2S1 ON 01-Jan 31-Mar 2010 CECO Commerce Energy Corporation 6.391 Obligation Seasonal T2S1 OFF 01-Jan 31-Mar 2010 CECO Commerce Energy Corporation 0.476 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2010 CECO Commerce Energy Corporation 5.437 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 CECO Commerce Energy Corporation 5.871 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 CITI Citigroup Energy, Inc 20.867 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 COR1 City of Corona, CA 9.600 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 COR1 City of Corona, CA 10.229 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 COR1 City of Corona, CA 0.017 Obligation Seasonal T2S1 ON 01-Jan 31-Mar 2010 COR1 City of Corona, CA 0.859 Obligation Seasonal T2S1 OFF 01-Jan 31-Mar 2010 COR1 City of Corona, CA 3.671 Obligation Seasonal T3

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Page 5: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S1 ON 01-Jan 31-Mar 2010 COR1 City of Corona, CA 3.178 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2011-2019 COR1 City of Corona, CA 5.700 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2011-2019 COR1 City of Corona, CA 6.600 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010 COR1 City of Corona, CA 12.841 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 COR1 City of Corona, CA 14.000 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 CRLC Shell Energy North America (US), L.P.-CRLC 0.190 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 CRLC Shell Energy North America (US), L.P.-CRLC 0.422 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 CRLC Shell Energy North America (US), L.P.-CRLC 0.651 Obligation Seasonal T2S1 ON 01-Jan 31-Mar 2010 CRLC Shell Energy North America (US), L.P.-CRLC 0.806 Obligation Seasonal T2S1 OFF 01-Jan 31-Mar 2011-2019 CRLC Shell Energy North America (US), L.P.-CRLC 0.190 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2011-2019 CRLC Shell Energy North America (US), L.P.-CRLC 0.422 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010 CRLL Shell Energy North America (US), L.P.-CRLL 26.334 Obligation Seasonal T2S1 ON 01-Jan 31-Mar 2010 CRLL Shell Energy North America (US), L.P.-CRLL 22.542 Obligation Seasonal T2S1 OFF 01-Jan 31-Mar 2010 CRLL Shell Energy North America (US), L.P.-CRLL 6.037 Obligation Seasonal T3S1 ON 01-Jan 31-Mar 2010 CRLL Shell Energy North America (US), L.P.-CRLL 2.892 Obligation Seasonal T3S1 ON 01-Jan 31-Mar 2010 CRLP Shell Energy North America (US), L.P.-CRLP 25.000 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 DBET DB Energy Trading, LLC 23800.300 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 DBET DB Energy Trading, LLC 25831.667 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 DCEC DC Energy California, LLC 1434.363 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 DCEC DC Energy California, LLC 1307.702 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 DSWM Western Area Power Admin-Desert Southwest 115.135 Obligation Seasonal T3S1 ON 01-Jan 31-Mar 2010 DSWM Western Area Power Admin-Desert Southwest 22.698 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2010 EMM1 Edison Mission Marketing & Trading-EMM1 2586.454 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 EMM1 Edison Mission Marketing & Trading-EMM1 2483.084 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 EPIC Epic Merchant Energy CA LLC 169.517 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 EPIC Epic Merchant Energy CA LLC 184.235 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 FREE Freemont Power LLC 421.386 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 FREE Freemont Power LLC 590.701 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 FRES Fresno Power, LLC 108.994 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 FRES Fresno Power, LLC 173.287 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 JPMV JP Morgan Ventures Energy Corporation 1148.606 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 JPMV JP Morgan Ventures Energy Corporation 909.563 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 LDES Louis Dreyfus ES GP LLC 9863.991 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 LDES Louis Dreyfus ES GP LLC 9387.720 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 MSCG Morgan Stanley Capital Group, Inc. 1111.204 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 MSCG Morgan Stanley Capital Group, Inc. 724.650 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 NCPA Northern California Power Agency 40.584 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 NCPA Northern California Power Agency 61.997 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 NCPA Northern California Power Agency 76.023 Obligation Seasonal T2S1 ON 01-Jan 31-Mar 2010 NCPA Northern California Power Agency 185.296 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2010 NCPA Northern California Power Agency 7.448 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 NCPA Northern California Power Agency 22.318 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 NEI1 Constellation NewEnergy, Inc. 243.874 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 NEI1 Constellation NewEnergy, Inc. 301.906 Obligation Seasonal T1

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Page 6: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S1 ON 01-Jan 31-Mar 2010 NEI1 Constellation NewEnergy, Inc. 4.429 Obligation Seasonal T2S1 OFF 01-Jan 31-Mar 2010 NEI1 Constellation NewEnergy, Inc. 33.649 Obligation Seasonal T3S1 ON 01-Jan 31-Mar 2010 NEI1 Constellation NewEnergy, Inc. 66.471 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2010 NEI1 Constellation NewEnergy, Inc. 172.886 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 NEI1 Constellation NewEnergy, Inc. 167.698 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2011-2019 PASA City of Pasadena 69.264 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2011-2019 PASA City of Pasadena 89.463 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010 PCG2 Pacific Gas & Electric Company-PCG2 1973.471 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 PCG2 Pacific Gas & Electric Company-PCG2 2272.094 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 PCG2 Pacific Gas & Electric Company-PCG2 222.773 Obligation Seasonal T2S1 ON 01-Jan 31-Mar 2010 PCG2 Pacific Gas & Electric Company-PCG2 174.006 Obligation Seasonal T2S1 OFF 01-Jan 31-Mar 2010 PCG2 Pacific Gas & Electric Company-PCG2 1559.556 Obligation Seasonal T3S1 ON 01-Jan 31-Mar 2010 PCG2 Pacific Gas & Electric Company-PCG2 2410.076 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2011-2019 PCG2 Pacific Gas & Electric Company-PCG2 345.876 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2011-2019 PCG2 Pacific Gas & Electric Company-PCG2 725.816 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010 PCG2 Pacific Gas & Electric Company-PCG2 773.850 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 PCG2 Pacific Gas & Electric Company-PCG2 550.611 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 PIPO Pilot Power Group, Inc. 83.474 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 PIPO Pilot Power Group, Inc. 93.515 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 PIPO Pilot Power Group, Inc. 3.992 Obligation Seasonal T2S1 ON 01-Jan 31-Mar 2010 PIPO Pilot Power Group, Inc. 4.844 Obligation Seasonal T2S1 OFF 01-Jan 31-Mar 2010 PWPA Power & Water Resources Pooling Authority 2.139 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 PWPA Power & Water Resources Pooling Authority 8.900 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 PWPA Power & Water Resources Pooling Authority 6.106 Obligation Seasonal T2S1 OFF 01-Jan 31-Mar 2010 PWPA Power & Water Resources Pooling Authority 6.000 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2011-2019 PWPA Power & Water Resources Pooling Authority 2.139 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2011-2019 PWPA Power & Water Resources Pooling Authority 2.819 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010 PWPA Power & Water Resources Pooling Authority 27.266 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 PWPA Power & Water Resources Pooling Authority 12.595 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 PWRX Powerex Corp 210.371 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 PWRX Powerex Corp 870.753 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 RVSD City of Riverside 3.224 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 RVSD City of Riverside 9.280 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 RVSD City of Riverside 6.600 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2011-2019 RVSD City of Riverside 108.225 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2011-2019 RVSD City of Riverside 122.648 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010 RVSD City of Riverside 35.744 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 RVSD City of Riverside 17.142 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 SCE1 Southern California Edison Company 3158.674 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 SCE1 Southern California Edison Company 3639.028 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 SCE1 Southern California Edison Company 153.580 Obligation Seasonal T2S1 ON 01-Jan 31-Mar 2010 SCE1 Southern California Edison Company 322.966 Obligation Seasonal T2S1 OFF 01-Jan 31-Mar 2010 SCE1 Southern California Edison Company 1294.243 Obligation Seasonal T3S1 ON 01-Jan 31-Mar 2010 SCE1 Southern California Edison Company 513.243 Obligation Seasonal T3

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Page 7: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S1 OFF 01-Jan 31-Mar 2010 SCE1 Southern California Edison Company 419.524 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 SCE1 Southern California Edison Company 643.205 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 SDG3 San Diego Gas & Electric, Merchant 1104.447 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 SDG3 San Diego Gas & Electric, Merchant 1163.533 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 SDG3 San Diego Gas & Electric, Merchant 100.350 Obligation Seasonal T2S1 ON 01-Jan 31-Mar 2010 SDG3 San Diego Gas & Electric, Merchant 0.375 Obligation Seasonal T2S1 OFF 01-Jan 31-Mar 2010 SDG3 San Diego Gas & Electric, Merchant 622.897 Obligation Seasonal T3S1 ON 01-Jan 31-Mar 2010 SDG3 San Diego Gas & Electric, Merchant 73.063 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2011-2019 SDG3 San Diego Gas & Electric, Merchant 9.400 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2011-2019 SDG3 San Diego Gas & Electric, Merchant 9.500 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010 SEES Sempra Energy Solutions 177.773 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 SEES Sempra Energy Solutions 279.968 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 SEES Sempra Energy Solutions 77.644 Obligation Seasonal T2S1 ON 01-Jan 31-Mar 2010 SEES Sempra Energy Solutions 42.304 Obligation Seasonal T2S1 OFF 01-Jan 31-Mar 2010 SEES Sempra Energy Solutions 45.370 Obligation Seasonal T3S1 ON 01-Jan 31-Mar 2010 SEES Sempra Energy Solutions 35.724 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2010 SEES Sempra Energy Solutions 204.731 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 SEES Sempra Energy Solutions 270.018 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 SEL1 Direct Energy Business, LLC - SEL1 149.387 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 SEL1 Direct Energy Business, LLC - SEL1 175.116 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 SEL1 Direct Energy Business, LLC - SEL1 19.303 Obligation Seasonal T2S1 ON 01-Jan 31-Mar 2010 SEL1 Direct Energy Business, LLC - SEL1 29.889 Obligation Seasonal T2S1 OFF 01-Jan 31-Mar 2010 SEL1 Direct Energy Business, LLC - SEL1 23.991 Obligation Seasonal T3S1 ON 01-Jan 31-Mar 2010 SEL1 Direct Energy Business, LLC - SEL1 17.710 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2010 SEL1 Direct Energy Business, LLC - SEL1 169.894 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 SEL1 Direct Energy Business, LLC - SEL1 205.995 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 SEPC SIG Energy, LLLP-SEPC 17.897 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 SEW1 Saracen Energy West LLC-SEW1 688.852 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 SEW1 Saracen Energy West LLC-SEW1 486.833 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 SNCL City of Santa Clara, dba Silicon Valley Power 4.436 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 SNCL City of Santa Clara, dba Silicon Valley Power 53.946 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 SNCL City of Santa Clara, dba Silicon Valley Power 32.344 Obligation Seasonal T2S1 OFF 01-Jan 31-Mar 2010 SNCL City of Santa Clara, dba Silicon Valley Power 32.000 Obligation Seasonal T3S1 ON 01-Jan 31-Mar 2010 SNCL City of Santa Clara, dba Silicon Valley Power 52.000 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2011-2019 SNCL City of Santa Clara, dba Silicon Valley Power 4.436 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2011-2019 SNCL City of Santa Clara, dba Silicon Valley Power 41.619 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2010 SNCL City of Santa Clara, dba Silicon Valley Power 30.332 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2010 SPLC Solios Power LLC-SPLC 0.400 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 SPLC Solios Power LLC-SPLC 5.200 Obligation Seasonal AuctionS1 ON 01-Jan 31-Mar 2010 TEMU TransAlta Energy Marketing (U.S.) Inc 263.278 Obligation Seasonal AuctionS1 OFF 01-Jan 31-Mar 2011-2019 VERN City of Vernon 17.000 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2011-2019 VERN City of Vernon 34.000 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010 WDOE Western Area Power Admin-WDOE 35.733 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 WDOE Western Area Power Admin-WDOE 36.156 Obligation Seasonal T1

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Page 8: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S1 OFF 01-Jan 31-Mar 2010 WDOE Western Area Power Admin-WDOE 0.291 Obligation Seasonal T3S1 ON 01-Jan 31-Mar 2010 WDOE Western Area Power Admin-WDOE 17.917 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2010 WFLS Western Area Power Admin.-WFLS 55.232 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 WFLS Western Area Power Admin.-WFLS 49.559 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 WFLS Western Area Power Admin.-WFLS 1.666 Obligation Seasonal T3S1 ON 01-Jan 31-Mar 2010 WFLS Western Area Power Admin.-WFLS 46.140 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2010 WNAS Western Area Power Admin.-WNAS 30.022 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 WNAS Western Area Power Admin.-WNAS 36.048 Obligation Seasonal T1S1 OFF 01-Jan 31-Mar 2010 WNAS Western Area Power Admin.-WNAS 1.088 Obligation Seasonal T2S1 ON 01-Jan 31-Mar 2010 WNAS Western Area Power Admin.-WNAS 18.024 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2010 WPUL Western Area Power Admin.-WPUL 4.602 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 WPUL Western Area Power Admin.-WPUL 5.197 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 WPUL Western Area Power Admin.-WPUL 2.598 Obligation Seasonal T3S1 OFF 01-Jan 31-Mar 2010-2039 WSNR Western Area Power Admin.-WSNR 150.000 Option Seasonal MTS1 OFF 01-Jan 31-Mar 2010-2039 WSNR Western Area Power Admin.-WSNR 150.000 Option Seasonal MTS1 ON 01-Jan 31-Mar 2010-2039 WSNR Western Area Power Admin.-WSNR 150.000 Option Seasonal MTS1 ON 01-Jan 31-Mar 2010-2039 WSNR Western Area Power Admin.-WSNR 150.000 Option Seasonal MTS1 OFF 01-Jan 31-Mar 2010 WTRN Western Area Power Admin.-WTRN 8.060 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 WTRN Western Area Power Admin.-WTRN 8.892 Obligation Seasonal T1S1 ON 01-Jan 31-Mar 2010 WTRN Western Area Power Admin.-WTRN 4.445 Obligation Seasonal T3S1 ON 01-Jan 31-Mar 2010-2018 ANHM City of Anaheim 77.120 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010-2018 AZUA City of Azusa 4.200 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2010-2018 AZUA City of Azusa 8.700 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010-2018 BAN1 City of Banning 7.350 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2010-2018 BAN1 City of Banning 8.350 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010-2018 CALJ Calpine Energy Services-CALJ 81.200 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2010-2018 CALJ Calpine Energy Services-CALJ 86.150 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010-2018 CLTN Shell Energy North America (US), L.P.-CLTN 0.679 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2010-2018 CLTN Shell Energy North America (US), L.P.-CLTN 5.029 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010-2018 CRLC Shell Energy North America (US), L.P.-CRLC 2.350 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2010-2018 CRLC Shell Energy North America (US), L.P.-CRLC 4.200 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010-2018 NCPA Northern California Power Agency 8.572 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2010-2018 NCPA Northern California Power Agency 13.587 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010-2018 PCG2 Pacific Gas & Electric Company-PCG2 2945.741 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2010-2018 PCG2 Pacific Gas & Electric Company-PCG2 2473.586 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010-2018 PWPA Power & Water Resources Pooling Authority 16.480 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2010-2018 PWPA Power & Water Resources Pooling Authority 17.800 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010-2018 RVSD City of Riverside 4.186 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2010-2018 RVSD City of Riverside 17.920 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010-2018 SCE1 Southern California Edison Company 1753.841 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2010-2018 SCE1 Southern California Edison Company 1418.504 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010-2018 SDG3 San Diego Gas & Electric, Merchant 45.600 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2010-2018 SDG3 San Diego Gas & Electric, Merchant 45.500 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010-2018 SNCL City of Santa Clara, dba Silicon Valley Power 54.020 Obligation Long Term LT

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Page 9: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S1 ON 01-Jan 31-Mar 2010-2018 SNCL City of Santa Clara, dba Silicon Valley Power 58.221 Obligation Long Term LTS1 OFF 01-Jan 31-Mar 2010-2018 VERN City of Vernon 8.250 Obligation Long Term LTS1 ON 01-Jan 31-Mar 2010-2018 VERN City of Vernon 8.250 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2010 AEM1 ArcLight Energy Marketing, LLC-AEM1 1751.751 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 AEM1 ArcLight Energy Marketing, LLC-AEM1 2518.002 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 ANHM City of Anaheim 81.105 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 ANHM City of Anaheim 113.849 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 ANHM City of Anaheim 107.295 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2011-2019 ANHM City of Anaheim 48.608 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2011-2019 ANHM City of Anaheim 47.350 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2010 ANHM City of Anaheim 2.985 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 ANHM City of Anaheim 2.763 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 APXG Automated Power Exchange-APXG 10.162 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 APXG Automated Power Exchange-APXG 10.711 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 APXG Automated Power Exchange-APXG 4.696 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 APXG Automated Power Exchange-APXG 3.387 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 AZCO Arizona Electric Power Cooperative, Inc. 0.280 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 AZCO Arizona Electric Power Cooperative, Inc. 0.275 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 AZCO Arizona Electric Power Cooperative, Inc. 0.140 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 AZUA City of Azusa 2.655 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 AZUA City of Azusa 0.260 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 AZUA City of Azusa 6.778 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2011-2019 AZUA City of Azusa 13.655 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2011-2019 AZUA City of Azusa 11.260 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2010 AZUA City of Azusa 3.000 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 BAN1 City of Banning 0.541 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 BAN1 City of Banning 1.567 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2011-2019 BAN1 City of Banning 4.159 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2011-2019 BAN1 City of Banning 4.450 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2009-2038 BLYE Blythe Energy, LLC 96.000 Option Seasonal MTS2 OFF 01-Apr 30-Jun 2009-2038 BLYE Blythe Energy, LLC 96.000 Option Seasonal MTS2 ON 01-Apr 30-Jun 2009-2038 BLYE Blythe Energy, LLC 96.000 Option Seasonal MTS2 ON 01-Apr 30-Jun 2009-2038 BLYE Blythe Energy, LLC 96.000 Option Seasonal MTS2 OFF 01-Apr 30-Jun 2010 CAL1 Cargill Power Markets, LLC-CAL1 25.000 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 CAL1 Cargill Power Markets, LLC-CAL1 35.000 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 CALJ Calpine Energy Services-CALJ 2.187 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 CALJ Calpine Energy Services-CALJ 0.068 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 CALJ Calpine Energy Services-CALJ 0.250 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 CALJ Calpine Energy Services-CALJ 24.339 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 CALJ Calpine Energy Services-CALJ 0.057 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 CALJ Calpine Energy Services-CALJ 170.948 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 CDWR California Department of Water Resources 139.555 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 CDWR California Department of Water Resources 48.729 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 CDWR California Department of Water Resources 62.716 Obligation Seasonal T2

Page 9

Page 10: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S2 OFF 01-Apr 30-Jun 2010 CDWR California Department of Water Resources 26.248 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 CECO Commerce Energy Corporation 17.597 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 CECO Commerce Energy Corporation 20.115 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 CECO Commerce Energy Corporation 1.355 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 CECO Commerce Energy Corporation 6.000 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 CECO Commerce Energy Corporation 18.140 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 CECO Commerce Energy Corporation 12.000 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 CECO Commerce Energy Corporation 4.305 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 CECO Commerce Energy Corporation 4.814 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 CITI Citigroup Energy, Inc 50.000 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 COR1 City of Corona, CA 9.500 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 COR1 City of Corona, CA 12.000 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 COR1 City of Corona, CA 0.017 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 COR1 City of Corona, CA 0.066 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 COR1 City of Corona, CA 4.416 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 COR1 City of Corona, CA 2.345 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2011-2019 COR1 City of Corona, CA 7.600 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2011-2019 COR1 City of Corona, CA 9.600 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2010 COR1 City of Corona, CA 7.900 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 COR1 City of Corona, CA 13.226 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 CRLC Shell Energy North America (US), L.P.-CRLC 1.218 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 CRLC Shell Energy North America (US), L.P.-CRLC 1.866 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 CRLC Shell Energy North America (US), L.P.-CRLC 1.845 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 CRLL Shell Energy North America (US), L.P.-CRLL 56.176 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 CRLL Shell Energy North America (US), L.P.-CRLL 54.652 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 CRLL Shell Energy North America (US), L.P.-CRLL 28.923 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 CRLL Shell Energy North America (US), L.P.-CRLL 26.037 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 CRLP Shell Energy North America (US), L.P.-CRLP 10.000 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 DBET DB Energy Trading, LLC 21552.321 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 DBET DB Energy Trading, LLC 24871.612 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 DCEC DC Energy California, LLC 1387.397 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 DCEC DC Energy California, LLC 869.355 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 DSWM Western Area Power Admin-Desert Southwest 58.007 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 DSWM Western Area Power Admin-Desert Southwest 27.726 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 EMM1 Edison Mission Marketing & Trading-EMM1 2382.371 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 EMM1 Edison Mission Marketing & Trading-EMM1 1743.087 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 EPIC Epic Merchant Energy CA LLC 129.210 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 EPIC Epic Merchant Energy CA LLC 130.684 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 FPPM NextEra Energy Power Marketing, LLC 22.000 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 FPPM NextEra Energy Power Marketing, LLC 44.000 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 FREE Freemont Power LLC 236.970 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 FREE Freemont Power LLC 214.516 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 FRES Fresno Power, LLC 11.013 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 FRES Fresno Power, LLC 73.614 Obligation Seasonal Auction

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Page 11: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S2 OFF 01-Apr 30-Jun 2010 JPMV JP Morgan Ventures Energy Corporation 1171.143 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 JPMV JP Morgan Ventures Energy Corporation 953.558 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 LDES Louis Dreyfus ES GP LLC 6331.488 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 LDES Louis Dreyfus ES GP LLC 5837.885 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 MSCG Morgan Stanley Capital Group, Inc. 432.707 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 MSCG Morgan Stanley Capital Group, Inc. 225.511 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 NCPA Northern California Power Agency 84.599 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 NCPA Northern California Power Agency 93.785 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 NCPA Northern California Power Agency 3.558 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 NCPA Northern California Power Agency 42.389 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 NCPA Northern California Power Agency 86.234 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 NCPA Northern California Power Agency 31.638 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 NCPA Northern California Power Agency 13.992 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 NCPA Northern California Power Agency 40.786 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 NEI1 Constellation NewEnergy, Inc. 281.179 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 NEI1 Constellation NewEnergy, Inc. 358.047 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 NEI1 Constellation NewEnergy, Inc. 1.720 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 NEI1 Constellation NewEnergy, Inc. 58.351 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 NEI1 Constellation NewEnergy, Inc. 32.648 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 NEI1 Constellation NewEnergy, Inc. 128.658 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 NEI1 Constellation NewEnergy, Inc. 176.770 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 PASA City of Pasadena 1.000 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 PASA City of Pasadena 1.000 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 PASA City of Pasadena 0.300 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 PASA City of Pasadena 0.300 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2011-2019 PASA City of Pasadena 115.703 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2011-2019 PASA City of Pasadena 144.087 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2010 PCG2 Pacific Gas & Electric Company-PCG2 1145.433 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 PCG2 Pacific Gas & Electric Company-PCG2 1263.135 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 PCG2 Pacific Gas & Electric Company-PCG2 2333.484 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 PCG2 Pacific Gas & Electric Company-PCG2 2670.118 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 PCG2 Pacific Gas & Electric Company-PCG2 1004.487 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 PCG2 Pacific Gas & Electric Company-PCG2 2713.222 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2011-2019 PCG2 Pacific Gas & Electric Company-PCG2 220.765 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2011-2019 PCG2 Pacific Gas & Electric Company-PCG2 341.902 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2010 PCG2 Pacific Gas & Electric Company-PCG2 2124.052 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 PCG2 Pacific Gas & Electric Company-PCG2 2042.893 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 PIPO Pilot Power Group, Inc. 91.213 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 PIPO Pilot Power Group, Inc. 102.374 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 PIPO Pilot Power Group, Inc. 11.644 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 PIPO Pilot Power Group, Inc. 6.518 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 PSCO Public Service Company of Colorado 9.974 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 PWPA Power & Water Resources Pooling Authority 10.745 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 PWPA Power & Water Resources Pooling Authority 17.945 Obligation Seasonal T2

Page 11

Page 12: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S2 OFF 01-Apr 30-Jun 2010 PWPA Power & Water Resources Pooling Authority 21.000 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 PWPA Power & Water Resources Pooling Authority 4.771 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 PWPA Power & Water Resources Pooling Authority 31.245 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 PWPA Power & Water Resources Pooling Authority 11.845 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 PWRX Powerex Corp 1332.402 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 PWRX Powerex Corp 1284.695 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 RVSD City of Riverside 36.755 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 RVSD City of Riverside 10.000 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 RVSD City of Riverside 70.147 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 RVSD City of Riverside 48.255 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2011-2019 RVSD City of Riverside 150.949 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2011-2019 RVSD City of Riverside 155.755 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2010 RVSD City of Riverside 20.198 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 RVSD City of Riverside 18.086 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 SCE1 Southern California Edison Company 1673.870 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 SCE1 Southern California Edison Company 3193.098 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 SCE1 Southern California Edison Company 1341.749 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 SCE1 Southern California Edison Company 1554.472 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 SCE1 Southern California Edison Company 1193.663 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 SCE1 Southern California Edison Company 21.649 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 SCE1 Southern California Edison Company 282.834 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 SCE1 Southern California Edison Company 693.481 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 SDG3 San Diego Gas & Electric, Merchant 1304.848 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 SDG3 San Diego Gas & Electric, Merchant 1051.090 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 SDG3 San Diego Gas & Electric, Merchant 233.941 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 SDG3 San Diego Gas & Electric, Merchant 7.465 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 SDG3 San Diego Gas & Electric, Merchant 595.287 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 SDG3 San Diego Gas & Electric, Merchant 162.979 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 SEES Sempra Energy Solutions 138.484 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 SEES Sempra Energy Solutions 173.410 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 SEES Sempra Energy Solutions 62.056 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 SEES Sempra Energy Solutions 94.369 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 SEES Sempra Energy Solutions 102.069 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 SEES Sempra Energy Solutions 51.861 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 SEES Sempra Energy Solutions 225.661 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 SEES Sempra Energy Solutions 273.915 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 SEL1 Direct Energy Business, LLC - SEL1 190.064 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 SEL1 Direct Energy Business, LLC - SEL1 185.533 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 SEL1 Direct Energy Business, LLC - SEL1 34.991 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 SEL1 Direct Energy Business, LLC - SEL1 40.113 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 SEL1 Direct Energy Business, LLC - SEL1 97.557 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 SEL1 Direct Energy Business, LLC - SEL1 47.113 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 SEL1 Direct Energy Business, LLC - SEL1 273.783 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 SEL1 Direct Energy Business, LLC - SEL1 252.264 Obligation Seasonal Auction

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Page 13: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S2 OFF 01-Apr 30-Jun 2010 SEPC SIG Energy, LLLP-SEPC 200.000 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 SEPC SIG Energy, LLLP-SEPC 181.234 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 SEW1 Saracen Energy West LLC-SEW1 453.144 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 SEW1 Saracen Energy West LLC-SEW1 428.011 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 SNCL City of Santa Clara, dba Silicon Valley Power 38.474 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 SNCL City of Santa Clara, dba Silicon Valley Power 61.925 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 SNCL City of Santa Clara, dba Silicon Valley Power 52.000 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 SNCL City of Santa Clara, dba Silicon Valley Power 72.578 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 SNCL City of Santa Clara, dba Silicon Valley Power 36.785 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 SNCL City of Santa Clara, dba Silicon Valley Power 39.135 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2011-2019 SNCL City of Santa Clara, dba Silicon Valley Power 38.474 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2011-2019 SNCL City of Santa Clara, dba Silicon Valley Power 61.925 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2010 SNCL City of Santa Clara, dba Silicon Valley Power 21.323 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 SNCL City of Santa Clara, dba Silicon Valley Power 53.065 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 TEMU TransAlta Energy Marketing (U.S.) Inc 220.492 Obligation Seasonal AuctionS2 ON 01-Apr 30-Jun 2010 TEMU TransAlta Energy Marketing (U.S.) Inc 233.703 Obligation Seasonal AuctionS2 OFF 01-Apr 30-Jun 2010 VERN City of Vernon 10.000 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 VERN City of Vernon 10.000 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2011-2019 VERN City of Vernon 37.000 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2011-2019 VERN City of Vernon 37.000 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2010 WDOE Western Area Power Admin-WDOE 35.400 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 WDOE Western Area Power Admin-WDOE 36.950 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 WDOE Western Area Power Admin-WDOE 1.770 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 WDOE Western Area Power Admin-WDOE 0.895 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 WDOE Western Area Power Admin-WDOE 18.015 Obligation Seasonal T3S2 ON 01-Apr 30-Jun 2010 WDOE Western Area Power Admin-WDOE 12.724 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 WFLS Western Area Power Admin.-WFLS 60.444 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 WFLS Western Area Power Admin.-WFLS 76.919 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 WFLS Western Area Power Admin.-WFLS 4.555 Obligation Seasonal T2S2 OFF 01-Apr 30-Jun 2010 WFLS Western Area Power Admin.-WFLS 31.899 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 WNAS Western Area Power Admin.-WNAS 43.440 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 WNAS Western Area Power Admin.-WNAS 57.456 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 WNAS Western Area Power Admin.-WNAS 21.720 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2010 WPUL Western Area Power Admin.-WPUL 11.814 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 WPUL Western Area Power Admin.-WPUL 12.532 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 WPUL Western Area Power Admin.-WPUL 5.906 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2009-2038 WSNR Western Area Power Admin.-WSNR 150.000 Option Seasonal MTS2 OFF 01-Apr 30-Jun 2009-2038 WSNR Western Area Power Admin.-WSNR 150.000 Option Seasonal MTS2 ON 01-Apr 30-Jun 2009-2038 WSNR Western Area Power Admin.-WSNR 150.000 Option Seasonal MTS2 ON 01-Apr 30-Jun 2009-2038 WSNR Western Area Power Admin.-WSNR 150.000 Option Seasonal MTS2 OFF 01-Apr 30-Jun 2010 WTRN Western Area Power Admin.-WTRN 5.800 Obligation Seasonal T1S2 ON 01-Apr 30-Jun 2010 WTRN Western Area Power Admin.-WTRN 6.650 Obligation Seasonal T1S2 OFF 01-Apr 30-Jun 2010 WTRN Western Area Power Admin.-WTRN 0.041 Obligation Seasonal T2S2 ON 01-Apr 30-Jun 2010 WTRN Western Area Power Admin.-WTRN 0.230 Obligation Seasonal T2

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Page 14: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S2 OFF 01-Apr 30-Jun 2010 WTRN Western Area Power Admin.-WTRN 2.921 Obligation Seasonal T3S2 OFF 01-Apr 30-Jun 2009-2017 ANHM City of Anaheim 135.300 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2009-2017 ANHM City of Anaheim 135.300 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2009-2017 AZUA City of Azusa 10.900 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2009-2017 AZUA City of Azusa 16.900 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2009-2017 BAN1 City of Banning 14.100 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2009-2017 BAN1 City of Banning 14.300 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2010-2018 BAN1 City of Banning 0.250 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2009-2017 CALJ Calpine Energy Services-CALJ 48.800 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2009-2017 CALJ Calpine Energy Services-CALJ 48.800 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2010-2018 CALJ Calpine Energy Services-CALJ 35.350 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2010-2018 CALJ Calpine Energy Services-CALJ 44.350 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2009-2017 CDWR California Department of Water Resources 52.600 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2009-2017 CDWR California Department of Water Resources 46.700 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2009-2017 CLTN Shell Energy North America (US), L.P.-CLTN 19.900 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2009-2017 CLTN Shell Energy North America (US), L.P.-CLTN 24.500 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2009-2017 CRLC Shell Energy North America (US), L.P.-CRLC 1.500 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2009-2017 CRLC Shell Energy North America (US), L.P.-CRLC 3.900 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2010-2018 CRLC Shell Energy North America (US), L.P.-CRLC 0.700 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2010-2018 CRLC Shell Energy North America (US), L.P.-CRLC 0.750 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2009-2017 NCPA Northern California Power Agency 57.700 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2009-2017 NCPA Northern California Power Agency 75.700 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2010-2018 NCPA Northern California Power Agency 4.900 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2009-2017 PCG2 Pacific Gas & Electric Company-PCG2 2123.900 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2009-2017 PCG2 Pacific Gas & Electric Company-PCG2 3231.000 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2010-2018 PCG2 Pacific Gas & Electric Company-PCG2 763.602 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2010-2018 PCG2 Pacific Gas & Electric Company-PCG2 1014.046 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2009-2017 PWPA Power & Water Resources Pooling Authority 29.200 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2009-2017 PWPA Power & Water Resources Pooling Authority 30.800 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2010-2018 PWPA Power & Water Resources Pooling Authority 10.900 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2010-2018 PWPA Power & Water Resources Pooling Authority 3.800 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2009-2017 RVSD City of Riverside 39.000 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2009-2017 RVSD City of Riverside 43.400 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2010-2018 RVSD City of Riverside 19.300 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2009-2017 SCE1 Southern California Edison Company 1911.200 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2009-2017 SCE1 Southern California Edison Company 2074.800 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2010-2018 SCE1 Southern California Edison Company 378.123 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2009-2017 SDG3 San Diego Gas & Electric, Merchant 44.800 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2009-2017 SDG3 San Diego Gas & Electric, Merchant 44.900 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2010-2018 SDG3 San Diego Gas & Electric, Merchant 10.200 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2010-2018 SDG3 San Diego Gas & Electric, Merchant 10.100 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2009-2017 SEES Sempra Energy Solutions 103.900 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2009-2017 SEES Sempra Energy Solutions 122.400 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2009-2017 SNCL City of Santa Clara, dba Silicon Valley Power 42.900 Obligation Long Term LT

Page 14

Page 15: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S2 ON 01-Apr 30-Jun 2009-2017 SNCL City of Santa Clara, dba Silicon Valley Power 65.400 Obligation Long Term LTS2 OFF 01-Apr 30-Jun 2010-2018 SNCL City of Santa Clara, dba Silicon Valley Power 18.276 Obligation Long Term LTS2 ON 01-Apr 30-Jun 2010-2018 SNCL City of Santa Clara, dba Silicon Valley Power 4.500 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010 AEM1 ArcLight Energy Marketing, LLC-AEM1 2267.373 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 AEM1 ArcLight Energy Marketing, LLC-AEM1 3018.709 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 ANHM City of Anaheim 46.690 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 ANHM City of Anaheim 73.299 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 ANHM City of Anaheim 2.225 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2011-2019 ANHM City of Anaheim 59.410 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2011-2019 ANHM City of Anaheim 85.685 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010 ANHM City of Anaheim 13.977 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 ANHM City of Anaheim 10.188 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 APXG Automated Power Exchange-APXG 11.370 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 APXG Automated Power Exchange-APXG 11.941 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 APXG Automated Power Exchange-APXG 4.243 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 APXG Automated Power Exchange-APXG 4.555 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2010 AZCO Arizona Electric Power Cooperative, Inc. 0.350 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 AZCO Arizona Electric Power Cooperative, Inc. 0.570 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 AZUA City of Azusa 0.565 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2011-2019 AZUA City of Azusa 10.080 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2011-2019 AZUA City of Azusa 11.565 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010 AZUA City of Azusa 12.000 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 AZUA City of Azusa 6.945 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 BAN1 City of Banning 0.622 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 BAN1 City of Banning 2.827 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2011-2019 BAN1 City of Banning 2.776 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2011-2019 BAN1 City of Banning 4.300 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2009-2038 BLYE Blythe Energy, LLC 96.000 Option Seasonal MTS3 OFF 01-Jul 30-Sep 2009-2038 BLYE Blythe Energy, LLC 96.000 Option Seasonal MTS3 ON 01-Jul 30-Sep 2009-2038 BLYE Blythe Energy, LLC 96.000 Option Seasonal MTS3 ON 01-Jul 30-Sep 2009-2038 BLYE Blythe Energy, LLC 96.000 Option Seasonal MTS3 OFF 01-Jul 30-Sep 2010 CAL1 Cargill Power Markets, LLC-CAL1 20.000 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 CAL1 Cargill Power Markets, LLC-CAL1 20.000 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 CALJ Calpine Energy Services-CALJ 20.394 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 CALJ Calpine Energy Services-CALJ 5.033 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 CALJ Calpine Energy Services-CALJ 115.181 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 CDWR California Department of Water Resources 53.290 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 CDWR California Department of Water Resources 71.284 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2010 CDWR California Department of Water Resources 21.924 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2010 CECO Commerce Energy Corporation 11.009 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 CECO Commerce Energy Corporation 22.654 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 CECO Commerce Energy Corporation 5.873 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 CECO Commerce Energy Corporation 0.101 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2010 CECO Commerce Energy Corporation 1.327 Obligation Seasonal T3

Page 15

Page 16: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S3 ON 01-Jul 30-Sep 2010 CECO Commerce Energy Corporation 7.000 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2010 CECO Commerce Energy Corporation 0.628 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 CECO Commerce Energy Corporation 1.361 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 COR1 City of Corona, CA 9.700 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 COR1 City of Corona, CA 11.500 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 COR1 City of Corona, CA 0.002 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 COR1 City of Corona, CA 0.449 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2010 COR1 City of Corona, CA 3.622 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 COR1 City of Corona, CA 3.010 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2011-2019 COR1 City of Corona, CA 7.700 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2011-2019 COR1 City of Corona, CA 9.500 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010 COR1 City of Corona, CA 11.000 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 COR1 City of Corona, CA 7.954 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 CRLC Shell Energy North America (US), L.P.-CRLC 0.551 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 CRLC Shell Energy North America (US), L.P.-CRLC 1.655 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2010 CRLL Shell Energy North America (US), L.P.-CRLL 31.575 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 CRLL Shell Energy North America (US), L.P.-CRLL 37.477 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2010 CRLL Shell Energy North America (US), L.P.-CRLL 5.100 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 CRLL Shell Energy North America (US), L.P.-CRLL 6.185 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2010 DBET DB Energy Trading, LLC 22927.218 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 DBET DB Energy Trading, LLC 24544.726 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 DCEC DC Energy California, LLC 1553.859 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 DCEC DC Energy California, LLC 1035.322 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 DSWM Western Area Power Admin-Desert Southwest 25.952 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 DSWM Western Area Power Admin-Desert Southwest 29.976 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2010 EMM1 Edison Mission Marketing & Trading-EMM1 1862.087 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 EMM1 Edison Mission Marketing & Trading-EMM1 1830.730 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 EPIC Epic Merchant Energy CA LLC 149.986 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 EPIC Epic Merchant Energy CA LLC 117.909 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 FPPM NextEra Energy Power Marketing, LLC 30.000 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 FPPM NextEra Energy Power Marketing, LLC 50.000 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 FREE Freemont Power LLC 184.886 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 FREE Freemont Power LLC 109.965 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 FRES Fresno Power, LLC 66.791 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 FRES Fresno Power, LLC 70.080 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 JPMV JP Morgan Ventures Energy Corporation 1323.092 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 JPMV JP Morgan Ventures Energy Corporation 990.884 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 LDES Louis Dreyfus ES GP LLC 7812.152 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 LDES Louis Dreyfus ES GP LLC 6849.278 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 MSCG Morgan Stanley Capital Group, Inc. 767.714 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 MSCG Morgan Stanley Capital Group, Inc. 371.622 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 NCPA Northern California Power Agency 27.109 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 NCPA Northern California Power Agency 33.009 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 NCPA Northern California Power Agency 38.612 Obligation Seasonal T2

Page 16

Page 17: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S3 ON 01-Jul 30-Sep 2010 NCPA Northern California Power Agency 73.350 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2010 NCPA Northern California Power Agency 29.351 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 NCPA Northern California Power Agency 17.376 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2010 NCPA Northern California Power Agency 64.951 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 NCPA Northern California Power Agency 44.566 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 NEI1 Constellation NewEnergy, Inc. 314.095 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 NEI1 Constellation NewEnergy, Inc. 406.931 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 NEI1 Constellation NewEnergy, Inc. 10.568 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2010 NEI1 Constellation NewEnergy, Inc. 34.737 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 NEI1 Constellation NewEnergy, Inc. 55.582 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2010 NEI1 Constellation NewEnergy, Inc. 88.377 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 NEI1 Constellation NewEnergy, Inc. 262.809 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 PASA City of Pasadena 112.814 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 PASA City of Pasadena 137.862 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 PASA City of Pasadena 21.176 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 PASA City of Pasadena 43.129 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2011-2019 PASA City of Pasadena 112.814 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2011-2019 PASA City of Pasadena 134.638 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010 PCG2 Pacific Gas & Electric Company-PCG2 560.839 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 PCG2 Pacific Gas & Electric Company-PCG2 2977.850 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 PCG2 Pacific Gas & Electric Company-PCG2 2669.453 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 PCG2 Pacific Gas & Electric Company-PCG2 1998.665 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2010 PCG2 Pacific Gas & Electric Company-PCG2 1579.295 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 PCG2 Pacific Gas & Electric Company-PCG2 2384.211 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2011-2019 PCG2 Pacific Gas & Electric Company-PCG2 229.278 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2011-2019 PCG2 Pacific Gas & Electric Company-PCG2 751.137 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010 PCG2 Pacific Gas & Electric Company-PCG2 1018.376 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 PCG2 Pacific Gas & Electric Company-PCG2 50.195 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 PIPO Pilot Power Group, Inc. 1.167 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 PIPO Pilot Power Group, Inc. 2.977 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 PIPO Pilot Power Group, Inc. 91.223 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 PIPO Pilot Power Group, Inc. 94.175 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2010 PWPA Power & Water Resources Pooling Authority 23.115 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 PWPA Power & Water Resources Pooling Authority 21.885 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 PWPA Power & Water Resources Pooling Authority 14.000 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2010 PWPA Power & Water Resources Pooling Authority 55.811 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 PWPA Power & Water Resources Pooling Authority 57.185 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 PWRX Powerex Corp 787.944 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 PWRX Powerex Corp 920.370 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 RVSD City of Riverside 0.579 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 RVSD City of Riverside 11.440 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 RVSD City of Riverside 43.322 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 RVSD City of Riverside 82.920 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2011-2019 RVSD City of Riverside 119.579 Obligation Long Term LT

Page 17

Page 18: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S3 ON 01-Jul 30-Sep 2011-2019 RVSD City of Riverside 127.935 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010 RVSD City of Riverside 29.000 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 RVSD City of Riverside 29.000 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 SCE1 Southern California Edison Company 1576.667 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 SCE1 Southern California Edison Company 2904.675 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 SCE1 Southern California Edison Company 1971.633 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 SCE1 Southern California Edison Company 1788.326 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2010 SCE1 Southern California Edison Company 120.896 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 SCE1 Southern California Edison Company 1124.303 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2010 SCE1 Southern California Edison Company 684.006 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 SCE1 Southern California Edison Company 1593.633 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 SDG3 San Diego Gas & Electric, Merchant 1198.216 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 SDG3 San Diego Gas & Electric, Merchant 1460.887 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 SDG3 San Diego Gas & Electric, Merchant 53.002 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2010 SDG3 San Diego Gas & Electric, Merchant 211.086 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 SDG3 San Diego Gas & Electric, Merchant 82.136 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2011-2019 SDG3 San Diego Gas & Electric, Merchant 4.900 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010 SEES Sempra Energy Solutions 163.605 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 SEES Sempra Energy Solutions 205.509 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 SEES Sempra Energy Solutions 56.112 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 SEES Sempra Energy Solutions 68.691 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2010 SEES Sempra Energy Solutions 38.442 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 SEES Sempra Energy Solutions 62.933 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2010 SEES Sempra Energy Solutions 220.957 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 SEES Sempra Energy Solutions 271.257 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 SEL1 Direct Energy Business, LLC - SEL1 129.547 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 SEL1 Direct Energy Business, LLC - SEL1 194.565 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 SEL1 Direct Energy Business, LLC - SEL1 70.209 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 SEL1 Direct Energy Business, LLC - SEL1 61.448 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2010 SEL1 Direct Energy Business, LLC - SEL1 36.532 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 SEL1 Direct Energy Business, LLC - SEL1 46.243 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2010 SEL1 Direct Energy Business, LLC - SEL1 208.952 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 SEL1 Direct Energy Business, LLC - SEL1 264.491 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 SEPC SIG Energy, LLLP-SEPC 125.000 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 SEW1 Saracen Energy West LLC-SEW1 614.308 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 SEW1 Saracen Energy West LLC-SEW1 385.627 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 SNCL City of Santa Clara, dba Silicon Valley Power 49.538 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 SNCL City of Santa Clara, dba Silicon Valley Power 102.179 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 SNCL City of Santa Clara, dba Silicon Valley Power 34.285 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 SNCL City of Santa Clara, dba Silicon Valley Power 12.571 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2010 SNCL City of Santa Clara, dba Silicon Valley Power 55.818 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 SNCL City of Santa Clara, dba Silicon Valley Power 41.543 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2011-2019 SNCL City of Santa Clara, dba Silicon Valley Power 49.438 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2011-2019 SNCL City of Santa Clara, dba Silicon Valley Power 80.463 Obligation Long Term LT

Page 18

Page 19: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S3 OFF 01-Jul 30-Sep 2010 SNCL City of Santa Clara, dba Silicon Valley Power 9.341 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 SNCL City of Santa Clara, dba Silicon Valley Power 22.102 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 TEMU TransAlta Energy Marketing (U.S.) Inc 125.882 Obligation Seasonal AuctionS3 ON 01-Jul 30-Sep 2010 TEMU TransAlta Energy Marketing (U.S.) Inc 127.930 Obligation Seasonal AuctionS3 OFF 01-Jul 30-Sep 2010 VERN City of Vernon 5.461 Obligation Seasonal T2S3 ON 01-Jul 30-Sep 2010 VERN City of Vernon 10.000 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2011-2019 VERN City of Vernon 37.000 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2011-2019 VERN City of Vernon 37.000 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010 WDOE Western Area Power Admin-WDOE 15.318 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 WDOE Western Area Power Admin-WDOE 17.034 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 WDOE Western Area Power Admin-WDOE 6.827 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 WDOE Western Area Power Admin-WDOE 7.591 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2010 WFLS Western Area Power Admin.-WFLS 68.518 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 WFLS Western Area Power Admin.-WFLS 84.381 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 WFLS Western Area Power Admin.-WFLS 30.412 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 WFLS Western Area Power Admin.-WFLS 42.191 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2010 WNAS Western Area Power Admin.-WNAS 56.665 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 WNAS Western Area Power Admin.-WNAS 70.416 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 WNAS Western Area Power Admin.-WNAS 12.263 Obligation Seasonal T2S3 OFF 01-Jul 30-Sep 2010 WNAS Western Area Power Admin.-WNAS 34.464 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 WNAS Western Area Power Admin.-WNAS 35.208 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2010 WPUL Western Area Power Admin.-WPUL 10.683 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 WPUL Western Area Power Admin.-WPUL 12.001 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 WPUL Western Area Power Admin.-WPUL 5.342 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 WPUL Western Area Power Admin.-WPUL 6.001 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2009-2038 WSNR Western Area Power Admin.-WSNR 150.000 Option Seasonal MTS3 OFF 01-Jul 30-Sep 2009-2038 WSNR Western Area Power Admin.-WSNR 150.000 Option Seasonal MTS3 ON 01-Jul 30-Sep 2009-2038 WSNR Western Area Power Admin.-WSNR 150.000 Option Seasonal MTS3 ON 01-Jul 30-Sep 2009-2038 WSNR Western Area Power Admin.-WSNR 150.000 Option Seasonal MTS3 OFF 01-Jul 30-Sep 2010 WTRN Western Area Power Admin.-WTRN 6.056 Obligation Seasonal T1S3 ON 01-Jul 30-Sep 2010 WTRN Western Area Power Admin.-WTRN 7.155 Obligation Seasonal T1S3 OFF 01-Jul 30-Sep 2010 WTRN Western Area Power Admin.-WTRN 3.028 Obligation Seasonal T3S3 ON 01-Jul 30-Sep 2010 WTRN Western Area Power Admin.-WTRN 3.577 Obligation Seasonal T3S3 OFF 01-Jul 30-Sep 2009-2017 ANHM City of Anaheim 135.000 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2009-2017 ANHM City of Anaheim 134.100 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010-2018 ANHM City of Anaheim 3.380 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2010-2018 ANHM City of Anaheim 31.197 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2009-2017 AZUA City of Azusa 8.500 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2009-2017 AZUA City of Azusa 10.000 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010-2018 AZUA City of Azusa 3.800 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2010-2018 AZUA City of Azusa 6.580 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2009-2017 BAN1 City of Banning 14.300 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2009-2017 BAN1 City of Banning 14.300 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010-2018 BAN1 City of Banning 1.500 Obligation Long Term LT

Page 19

Page 20: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S3 ON 01-Jul 30-Sep 2010-2018 BAN1 City of Banning 0.400 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2009-2017 CALJ Calpine Energy Services-CALJ 48.800 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2009-2017 CALJ Calpine Energy Services-CALJ 48.800 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010-2018 CALJ Calpine Energy Services-CALJ 42.200 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2010-2018 CALJ Calpine Energy Services-CALJ 48.550 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2009-2017 CDWR California Department of Water Resources 52.600 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2009-2017 CDWR California Department of Water Resources 44.800 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2009-2017 CLTN Shell Energy North America (US), L.P.-CLTN 24.500 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2009-2017 CLTN Shell Energy North America (US), L.P.-CLTN 30.000 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2009-2017 CRLC Shell Energy North America (US), L.P.-CRLC 2.800 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2009-2017 CRLC Shell Energy North America (US), L.P.-CRLC 4.800 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010-2018 CRLC Shell Energy North America (US), L.P.-CRLC 0.200 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2010-2018 CRLC Shell Energy North America (US), L.P.-CRLC 0.500 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2009-2017 NCPA Northern California Power Agency 74.400 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2009-2017 NCPA Northern California Power Agency 88.300 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010-2018 NCPA Northern California Power Agency 5.000 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2010-2018 NCPA Northern California Power Agency 27.700 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2009-2017 PCG2 Pacific Gas & Electric Company-PCG2 3217.200 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2009-2017 PCG2 Pacific Gas & Electric Company-PCG2 3741.200 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010-2018 PCG2 Pacific Gas & Electric Company-PCG2 693.787 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2010-2018 PCG2 Pacific Gas & Electric Company-PCG2 334.161 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2009-2017 PWPA Power & Water Resources Pooling Authority 29.500 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2009-2017 PWPA Power & Water Resources Pooling Authority 29.900 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010-2018 PWPA Power & Water Resources Pooling Authority 0.700 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2010-2018 PWPA Power & Water Resources Pooling Authority 3.200 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2009-2017 RVSD City of Riverside 40.000 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2009-2017 RVSD City of Riverside 66.200 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010-2018 RVSD City of Riverside 46.261 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2010-2018 RVSD City of Riverside 37.240 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2009-2017 SCE1 Southern California Edison Company 1871.800 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2009-2017 SCE1 Southern California Edison Company 2404.000 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010-2018 SCE1 Southern California Edison Company 434.358 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2010-2018 SCE1 Southern California Edison Company 27.800 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2009-2017 SDG3 San Diego Gas & Electric, Merchant 44.900 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2009-2017 SDG3 San Diego Gas & Electric, Merchant 45.000 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010-2018 SDG3 San Diego Gas & Electric, Merchant 5.200 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2010-2018 SDG3 San Diego Gas & Electric, Merchant 10.000 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2009-2017 SEES Sempra Energy Solutions 114.600 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2009-2017 SEES Sempra Energy Solutions 132.300 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2009-2017 SNCL City of Santa Clara, dba Silicon Valley Power 47.500 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2009-2017 SNCL City of Santa Clara, dba Silicon Valley Power 75.800 Obligation Long Term LTS3 OFF 01-Jul 30-Sep 2010-2018 SNCL City of Santa Clara, dba Silicon Valley Power 12.100 Obligation Long Term LTS3 ON 01-Jul 30-Sep 2010-2018 SNCL City of Santa Clara, dba Silicon Valley Power 8.700 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010 AEM1 ArcLight Energy Marketing, LLC-AEM1 1736.467 Obligation Seasonal Auction

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Page 21: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S4 ON 1-Oct 31-Dec 2010 AEM1 ArcLight Energy Marketing, LLC-AEM1 2288.283 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 ANHM City of Anaheim 29.250 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 ANHM City of Anaheim 106.285 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 ANHM City of Anaheim 0.001 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 ANHM City of Anaheim 64.394 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2011-2019 ANHM City of Anaheim 13.200 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2011-2019 ANHM City of Anaheim 71.164 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010 ANHM City of Anaheim 2.511 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 ANHM City of Anaheim 1.892 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 APXG Automated Power Exchange-APXG 16.241 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 APXG Automated Power Exchange-APXG 17.866 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 APXG Automated Power Exchange-APXG 1.086 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 APXG Automated Power Exchange-APXG 0.057 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 APXG Automated Power Exchange-APXG 7.161 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 APXG Automated Power Exchange-APXG 7.383 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2010 AZUA City of Azusa 0.755 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 AZUA City of Azusa 4.955 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2011-2019 AZUA City of Azusa 11.755 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2011-2019 AZUA City of Azusa 15.955 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2010 BAN1 City of Banning 0.458 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2011-2019 BAN1 City of Banning 1.835 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2011-2019 BAN1 City of Banning 5.000 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2009-2038 BLYE Blythe Energy, LLC 96.000 Option Seasonal MTS4 OFF 1-Oct 31-Dec 2009-2038 BLYE Blythe Energy, LLC 96.000 Option Seasonal MTS4 ON 1-Oct 31-Dec 2009-2038 BLYE Blythe Energy, LLC 96.000 Option Seasonal MTS4 ON 1-Oct 31-Dec 2009-2038 BLYE Blythe Energy, LLC 96.000 Option Seasonal MTS4 OFF 1-Oct 31-Dec 2010 CAL1 Cargill Power Markets, LLC-CAL1 20.000 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 CAL1 Cargill Power Markets, LLC-CAL1 20.000 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 CALJ Calpine Energy Services-CALJ 0.414 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 CALJ Calpine Energy Services-CALJ 0.059 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 CALJ Calpine Energy Services-CALJ 18.020 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 CALJ Calpine Energy Services-CALJ 12.356 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 CALJ Calpine Energy Services-CALJ 120.750 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 CDWR California Department of Water Resources 1.939 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 CDWR California Department of Water Resources 232.457 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 CDWR California Department of Water Resources 54.342 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 CDWR California Department of Water Resources 3.992 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2010 CECO Commerce Energy Corporation 15.796 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 CECO Commerce Energy Corporation 17.533 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 CECO Commerce Energy Corporation 4.051 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 CECO Commerce Energy Corporation 10.069 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 CECO Commerce Energy Corporation 2.513 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 CECO Commerce Energy Corporation 10.000 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2010 CECO Commerce Energy Corporation 0.358 Obligation Seasonal Auction

Page 21

Page 22: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S4 ON 1-Oct 31-Dec 2010 CECO Commerce Energy Corporation 0.231 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 COR1 City of Corona, CA 9.000 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 COR1 City of Corona, CA 11.500 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 COR1 City of Corona, CA 0.395 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 COR1 City of Corona, CA 0.005 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 COR1 City of Corona, CA 3.867 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 COR1 City of Corona, CA 3.029 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2011-2019 COR1 City of Corona, CA 7.500 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2011-2019 COR1 City of Corona, CA 9.200 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010 COR1 City of Corona, CA 12.000 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 COR1 City of Corona, CA 13.000 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 CRLC Shell Energy North America (US), L.P.-CRLC 1.065 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 CRLC Shell Energy North America (US), L.P.-CRLC 1.935 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 CRLL Shell Energy North America (US), L.P.-CRLL 42.455 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 CRLL Shell Energy North America (US), L.P.-CRLL 42.575 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 CRLL Shell Energy North America (US), L.P.-CRLL 7.094 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 CRLL Shell Energy North America (US), L.P.-CRLL 13.873 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2010 CRLP Shell Energy North America (US), L.P.-CRLP 69.896 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 CRLP Shell Energy North America (US), L.P.-CRLP 34.235 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 DBET DB Energy Trading, LLC 24150.766 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 DBET DB Energy Trading, LLC 25526.800 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 DCEC DC Energy California, LLC 1431.222 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 DCEC DC Energy California, LLC 1092.134 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 DSWM Western Area Power Admin-Desert Southwest 71.367 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 DSWM Western Area Power Admin-Desert Southwest 45.454 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2010 EMM1 Edison Mission Marketing & Trading-EMM1 2227.927 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 EMM1 Edison Mission Marketing & Trading-EMM1 2506.084 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 EPIC Epic Merchant Energy CA LLC 159.903 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 EPIC Epic Merchant Energy CA LLC 143.791 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 FREE Freemont Power LLC 307.538 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 FREE Freemont Power LLC 301.471 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 FRES Fresno Power, LLC 96.798 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 FRES Fresno Power, LLC 126.450 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 JPMV JP Morgan Ventures Energy Corporation 1267.711 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 JPMV JP Morgan Ventures Energy Corporation 1041.670 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 LDES Louis Dreyfus ES GP LLC 8020.705 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 LDES Louis Dreyfus ES GP LLC 7323.574 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 MSCG Morgan Stanley Capital Group, Inc. 917.255 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 MSCG Morgan Stanley Capital Group, Inc. 423.327 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 NCPA Northern California Power Agency 28.000 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 NCPA Northern California Power Agency 35.673 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 NCPA Northern California Power Agency 48.852 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 NCPA Northern California Power Agency 73.700 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 NCPA Northern California Power Agency 59.833 Obligation Seasonal T3

Page 22

Page 23: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S4 ON 1-Oct 31-Dec 2010 NCPA Northern California Power Agency 54.858 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2010 NCPA Northern California Power Agency 125.730 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 NCPA Northern California Power Agency 156.394 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 NEI1 Constellation NewEnergy, Inc. 272.966 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 NEI1 Constellation NewEnergy, Inc. 384.192 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 NEI1 Constellation NewEnergy, Inc. 11.286 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 NEI1 Constellation NewEnergy, Inc. 4.940 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 NEI1 Constellation NewEnergy, Inc. 34.886 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 NEI1 Constellation NewEnergy, Inc. 31.768 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2010 NEI1 Constellation NewEnergy, Inc. 139.468 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 NEI1 Constellation NewEnergy, Inc. 171.830 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 PASA City of Pasadena 78.534 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 PASA City of Pasadena 126.492 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 PASA City of Pasadena 36.267 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 PASA City of Pasadena 23.499 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2011-2019 PASA City of Pasadena 78.534 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2011-2019 PASA City of Pasadena 120.582 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010 PCG2 Pacific Gas & Electric Company-PCG2 1367.849 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 PCG2 Pacific Gas & Electric Company-PCG2 2617.208 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 PCG2 Pacific Gas & Electric Company-PCG2 1770.589 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 PCG2 Pacific Gas & Electric Company-PCG2 451.704 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 PCG2 Pacific Gas & Electric Company-PCG2 1298.621 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 PCG2 Pacific Gas & Electric Company-PCG2 3018.016 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2011-2019 PCG2 Pacific Gas & Electric Company-PCG2 265.867 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2011-2019 PCG2 Pacific Gas & Electric Company-PCG2 330.745 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010 PCG2 Pacific Gas & Electric Company-PCG2 25.973 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 PCG2 Pacific Gas & Electric Company-PCG2 25.563 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 PIPO Pilot Power Group, Inc. 2.166 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 PIPO Pilot Power Group, Inc. 2.408 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 PIPO Pilot Power Group, Inc. 85.419 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 PIPO Pilot Power Group, Inc. 95.572 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 PWPA Power & Water Resources Pooling Authority 6.425 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 PWPA Power & Water Resources Pooling Authority 4.375 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 PWPA Power & Water Resources Pooling Authority 1.900 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2011-2019 PWPA Power & Water Resources Pooling Authority 1.460 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2011-2019 PWPA Power & Water Resources Pooling Authority 0.380 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010 PWPA Power & Water Resources Pooling Authority 18.949 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 PWPA Power & Water Resources Pooling Authority 21.500 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 PWRX Powerex Corp 426.610 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 PWRX Powerex Corp 1161.700 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 RVSD City of Riverside 0.900 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 RVSD City of Riverside 1.776 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 RVSD City of Riverside 23.774 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 RVSD City of Riverside 30.542 Obligation Seasonal T3

Page 23

Page 24: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S4 OFF 1-Oct 31-Dec 2011-2019 RVSD City of Riverside 131.280 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2011-2019 RVSD City of Riverside 140.512 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010 RVSD City of Riverside 21.957 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 RVSD City of Riverside 16.718 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 SCE1 Southern California Edison Company 1953.912 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 SCE1 Southern California Edison Company 2658.095 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 SCE1 Southern California Edison Company 764.585 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 SCE1 Southern California Edison Company 966.007 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 SCE1 Southern California Edison Company 1325.474 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 SCE1 Southern California Edison Company 884.598 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2010 SCE1 Southern California Edison Company 260.646 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 SCE1 Southern California Edison Company 343.659 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 SDG3 San Diego Gas & Electric, Merchant 1104.199 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 SDG3 San Diego Gas & Electric, Merchant 1313.056 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 SDG3 San Diego Gas & Electric, Merchant 124.868 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 SDG3 San Diego Gas & Electric, Merchant 518.119 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 SDG3 San Diego Gas & Electric, Merchant 540.684 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2010 SEES Sempra Energy Solutions 111.510 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 SEES Sempra Energy Solutions 173.022 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 SEES Sempra Energy Solutions 83.347 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 SEES Sempra Energy Solutions 73.193 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 SEES Sempra Energy Solutions 9.503 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 SEES Sempra Energy Solutions 78.686 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2010 SEES Sempra Energy Solutions 190.900 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 SEES Sempra Energy Solutions 328.469 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 SEL1 Direct Energy Business, LLC - SEL1 165.872 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 SEL1 Direct Energy Business, LLC - SEL1 182.057 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 SEL1 Direct Energy Business, LLC - SEL1 39.393 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 SEL1 Direct Energy Business, LLC - SEL1 43.206 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 SEL1 Direct Energy Business, LLC - SEL1 7.000 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 SEL1 Direct Energy Business, LLC - SEL1 52.000 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2010 SEL1 Direct Energy Business, LLC - SEL1 193.151 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 SEL1 Direct Energy Business, LLC - SEL1 256.438 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 SEPC SIG Energy, LLLP-SEPC 60.106 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 SEPC SIG Energy, LLLP-SEPC 115.000 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 SEW1 Saracen Energy West LLC-SEW1 506.225 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 SEW1 Saracen Energy West LLC-SEW1 356.130 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 SNCL City of Santa Clara, dba Silicon Valley Power 11.500 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 SNCL City of Santa Clara, dba Silicon Valley Power 18.679 Obligation Seasonal T2S4 ON 1-Oct 31-Dec 2010 SNCL City of Santa Clara, dba Silicon Valley Power 83.350 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2010 SNCL City of Santa Clara, dba Silicon Valley Power 42.697 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 SNCL City of Santa Clara, dba Silicon Valley Power 6.000 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2011-2019 SNCL City of Santa Clara, dba Silicon Valley Power 11.500 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010 SNCL City of Santa Clara, dba Silicon Valley Power 32.843 Obligation Seasonal Auction

Page 24

Page 25: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S4 ON 1-Oct 31-Dec 2010 SNCL City of Santa Clara, dba Silicon Valley Power 68.791 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 TEMU TransAlta Energy Marketing (U.S.) Inc 470.073 Obligation Seasonal AuctionS4 ON 1-Oct 31-Dec 2010 TEMU TransAlta Energy Marketing (U.S.) Inc 553.466 Obligation Seasonal AuctionS4 OFF 1-Oct 31-Dec 2010 VERN City of Vernon 10.000 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 VERN City of Vernon 10.000 Obligation Seasonal T2S4 OFF 1-Oct 31-Dec 2011-2019 VERN City of Vernon 37.000 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2011-2019 VERN City of Vernon 37.000 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010 WDOE Western Area Power Admin-WDOE 15.476 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 WDOE Western Area Power Admin-WDOE 16.788 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 WDOE Western Area Power Admin-WDOE 7.315 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 WDOE Western Area Power Admin-WDOE 6.333 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2010 WFLS Western Area Power Admin.-WFLS 56.040 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 WFLS Western Area Power Admin.-WFLS 68.853 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 WFLS Western Area Power Admin.-WFLS 25.784 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 WFLS Western Area Power Admin.-WFLS 21.520 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2010 WNAS Western Area Power Admin.-WNAS 55.104 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 WNAS Western Area Power Admin.-WNAS 54.192 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 WNAS Western Area Power Admin.-WNAS 26.669 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 WNAS Western Area Power Admin.-WNAS 19.826 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2010 WPUL Western Area Power Admin.-WPUL 7.180 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 WPUL Western Area Power Admin.-WPUL 7.910 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 WPUL Western Area Power Admin.-WPUL 3.590 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 WPUL Western Area Power Admin.-WPUL 2.472 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2009-2038 WSNR Western Area Power Admin.-WSNR 150.000 Option Seasonal MTS4 OFF 1-Oct 31-Dec 2009-2038 WSNR Western Area Power Admin.-WSNR 150.000 Option Seasonal MTS4 ON 1-Oct 31-Dec 2009-2038 WSNR Western Area Power Admin.-WSNR 150.000 Option Seasonal MTS4 ON 1-Oct 31-Dec 2009-2038 WSNR Western Area Power Admin.-WSNR 150.000 Option Seasonal MTS4 OFF 1-Oct 31-Dec 2010 WTRN Western Area Power Admin.-WTRN 7.585 Obligation Seasonal T1S4 ON 1-Oct 31-Dec 2010 WTRN Western Area Power Admin.-WTRN 8.599 Obligation Seasonal T1S4 OFF 1-Oct 31-Dec 2010 WTRN Western Area Power Admin.-WTRN 3.792 Obligation Seasonal T3S4 ON 1-Oct 31-Dec 2010 WTRN Western Area Power Admin.-WTRN 2.688 Obligation Seasonal T3S4 OFF 1-Oct 31-Dec 2009-2017 ANHM City of Anaheim 135.000 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2009-2017 ANHM City of Anaheim 135.400 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2010-2018 ANHM City of Anaheim 3.230 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2009-2017 AZUA City of Azusa 5.400 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2009-2017 AZUA City of Azusa 10.700 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2010-2018 AZUA City of Azusa 0.250 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2009-2017 BAN1 City of Banning 7.900 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2009-2017 BAN1 City of Banning 9.400 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010-2018 BAN1 City of Banning 0.100 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2009-2017 CALJ Calpine Energy Services-CALJ 48.800 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2009-2017 CALJ Calpine Energy Services-CALJ 48.800 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010-2018 CALJ Calpine Energy Services-CALJ 32.650 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2010-2018 CALJ Calpine Energy Services-CALJ 39.650 Obligation Long Term LT

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Page 26: Season or Awarded Month TOU Start Date End Date Effective ... · December OFF 01-Dec 31-Dec 2009 FPPM NextEra Energy Power Marketing, LLC 10.000 Obligation Monthly Auction ... December

Cal. ISO Submission to the US House Comm. on Agriculture List of Entities Holding CRRs as of 12/1/09 (generated from public information posted on http://oasis.caiso.com)

Season or Month TOU Start Date End Date Effective Year SCID CompanyName

Awarded CRR MW CRR Type Term Tier

S4 OFF 1-Oct 31-Dec 2009-2017 CDWR California Department of Water Resources 47.100 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2009-2017 CDWR California Department of Water Resources 46.700 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2009-2017 CLTN Shell Energy North America (US), L.P.-CLTN 10.400 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2009-2017 CLTN Shell Energy North America (US), L.P.-CLTN 15.600 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2009-2017 CRLC Shell Energy North America (US), L.P.-CRLC 2.200 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2009-2017 CRLC Shell Energy North America (US), L.P.-CRLC 4.400 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010-2018 CRLC Shell Energy North America (US), L.P.-CRLC 0.200 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2010-2018 CRLC Shell Energy North America (US), L.P.-CRLC 0.500 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2009-2017 NCPA Northern California Power Agency 54.900 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2009-2017 NCPA Northern California Power Agency 62.200 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2010-2018 NCPA Northern California Power Agency 10.000 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2009-2017 PCG2 Pacific Gas & Electric Company-PCG2 2168.100 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2009-2017 PCG2 Pacific Gas & Electric Company-PCG2 2446.900 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010-2018 PCG2 Pacific Gas & Electric Company-PCG2 669.415 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2010-2018 PCG2 Pacific Gas & Electric Company-PCG2 1127.299 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2009-2017 PWPA Power & Water Resources Pooling Authority 14.400 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2009-2017 PWPA Power & Water Resources Pooling Authority 16.000 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010-2018 PWPA Power & Water Resources Pooling Authority 7.000 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2010-2018 PWPA Power & Water Resources Pooling Authority 7.200 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2009-2017 RVSD City of Riverside 0.800 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2009-2017 RVSD City of Riverside 27.100 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010-2018 RVSD City of Riverside 11.900 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2010-2018 RVSD City of Riverside 13.100 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2009-2017 SCE1 Southern California Edison Company 2094.000 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2009-2017 SCE1 Southern California Edison Company 1935.500 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010-2018 SCE1 Southern California Edison Company 214.600 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2009-2017 SDG3 San Diego Gas & Electric, Merchant 45.600 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2009-2017 SDG3 San Diego Gas & Electric, Merchant 45.500 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010-2018 SDG3 San Diego Gas & Electric, Merchant 9.400 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2009-2017 SEES Sempra Energy Solutions 102.000 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2009-2017 SEES Sempra Energy Solutions 119.300 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2009-2017 SNCL City of Santa Clara, dba Silicon Valley Power 47.300 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2009-2017 SNCL City of Santa Clara, dba Silicon Valley Power 56.800 Obligation Long Term LTS4 OFF 1-Oct 31-Dec 2010-2018 SNCL City of Santa Clara, dba Silicon Valley Power 29.500 Obligation Long Term LTS4 ON 1-Oct 31-Dec 2010-2018 SNCL City of Santa Clara, dba Silicon Valley Power 17.300 Obligation Long Term LT

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