Sean F Cox Financial Disclosure Report for 2010

8/3/2019 Sean F Cox Financial Disclosure Report for 2010

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Rev . 1 /2011 FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0Report Re quired by the Ethics

in Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Reporting (las t name, firs t , middle ini t ia l)C o x , S e a n F .

4. Ti t le (Art ic le I11 judges indicate ac t ive or senior s ta tus;magistrate judges indicate full- or part-time)U .S. D i s t r i c t J u dge Act i v e

7. Chambers o r O ff ice Addre s sT h e o d o r e L e v i n U . S . C o u r t h o u s e231 W. La fa ye t t e Bou l e v a rdD e t ro i t , Mi ch i ga n 4 8 226

2. C o ur t o r Or g an iza t io nU .S. D i s t r i c t Cou r t , MI E D

3. Date of Repor t05/10/201

5a. Repor t Type (check appropr iate type)] N om in ation , Date[] Initial [] Annual [] Final5b. [] Amended Report

i 8 . O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ymodif icat ions per ta ining thereto, i t i s , in my opinion, in compliancew i th a p p l i c a b l e l a w s a n d r e g u la t i o n s .

R e v ie w in g O f f i c e r Date

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,checking the NONE box for each part where you have no reportable informatiot~ Sign on last page.

I . P O S I T I O N S . ~ R e ~ , o n in g individual only; seepp. 9-13 of filing instructions.)~ (No re portable posi t ions.)O N E

P O S I T I O N

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . m , ~ , o , ~ i ,g i n d i v i d u u l o n l y ; s ~ ~ , p . 1 4 - 1 6 of filing instructions.)[~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPO RTPage 2 of 6

N a m e o f P e r so n R e p o r t i n gCox, Sean F.

Date of Report0511012011

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r t i n g individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investm ent Incom e

~ (No reportable non-investment income.)ONEDATE SOURCE AND TYPE

2.

3.

4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - l n v e st m e n t I n c o m e - if you were m arried during any portion of the rep orting year, complete this section.(Dol lar amount not requi red exce pt for honorar ia . )

N O N E (N o reportable non-investment income.)DATE SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

N O N E ( N o reportable reimbursements.)SOURCE DATES LOCATION

1 .

2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 of 6

N a m e o f P e r s o n R e p o r t in gCox, Sean F.

Date of Report05/I0/2011

V . G I F T S . a n d u d c s those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E (No repor table g i f t s . )

SOURCE DESCRIPTION1.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n d u d e s t h o s e o l s p o a s e a n d d e p e n d e n t children; s e e p p . 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTIONI.

2.

3.

4.

5.

VALUE CODE


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Date of Report0.5/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l a e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of .filing instructlons.)N O i N E (No reportable income, assets, or transactions.)

2.3.4.5.6.7.8.

9.1 0 .

II.

1 2 .

1 3 .

1 4 .

1 6 .

A. B. C. D.Descrip tion of A ssets In co m e during G ro ss va lue a t en d T ransactio ns du rin g rep orting p eriod( inc lud ing t rus t asse t s ) reporting period of reporting period

(l) (2) (1) (2) (l ) (2) (3) (4) (5 )P lace " (X )" after each asset A m o un t Type (e.g. , Va lue V a l u e Type (e.g ., Date V a l u e G ain Id entity o fexempt from prior disclosure Code 1 div. , rent , C o d e 2 Method buy, sel l , m m / d d / y y Code 2 C o d e 1 buyer/sel ler(A- H) o r i n t . ) (J-P) Code 3 redempt ion) (J-P) (A-H) (if private

(Q- W) transaction)

Michigan Education Savings Program D DistributionI K T

Michigan Education Savings Program

Fidelity Traditional IRA (X)Fidelity Roth IRA (X)

D D i s t r i b u t i o n I J T

None J T

None J T

1 7 .

I . Inc ome G ai n Codes : A =$1 , 0 0 0 o r l e s s B =$ 1 ,001 - $2,500 C = $2,501 - $5,00 0 D = $5,001 - $15,000(S ce C olum ns B I a nd D 4) F = $50,001 - $~ 00,~ 00 G =$100,~ ,01 . $1 ,000,000 H I = $ 1 ,000,001 - $ 5 ,000 ,~ 00 H2 = M o re t h a n $5 , 0 0 0 , 0 0 0

2. Value Co des J = $ 15,000 o r le ss K = $15,001 - $50,000 L =$50,001 - $100,000 M =$ 1 00,001 - $250,000( See Co l u mns CI and D 3 ) N : $250.001 - $500,000 O = $500,001 - $ 1,000,000 P I =$ 1,000,001 - $5,000,000 P 2 = $5,000,001 - $25,000.000

P 3 ~ $ 2 5 , 1 ) ~ t 0 , O ~ t l - $ 5 1 ) .0 1 ~ ) , 0 0 0 P4 =M o re ~h a n3. Value b . tclhod Codes Q =A p p ra i sa l R : Cosl (Real Es lale Only) S = As s es s men t T = C a s h M a r k e t( Sc c Co l u nm C2 ) U = Book Val u e V ~ Ot h e r W = Es l i mat c d

E = $ 1 5,001 - $ 50 ,000


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Nam e o f Per so n R ep o r t in gC o x , S e a n F .

D a te o f R e p o r t0 5 / 10 / 20 11

V II I. A D D IT I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)


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N a m e o f P e r s o n R e p o r t in gC o x , S e a n F .

D a t e o f R e p o r t05110/2011

IX . CERTIFICATION.1 c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t io n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u to r y

p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .1 f u r t h e r c e r ti f y th a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q, 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatur e: S/Sean F. Cox

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U LL Y F A L S IF IE S O R F A I L S T O F I LE T H I S R E P O R T M A Y B E S U B JE C T T O C I VI LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 10 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544


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AOI ORev. 1/201 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Re quired by the Ethics

in Government Act of 1978(5 U.S .C. app. .~ 101-111)

I. Person Re por ting ( las t name, f ir s t , middle init ial)Cox, Sean F .

4 . T i t le (Ar t ic le 111 judges indicate ac t ive or sen ior s ta tus ;magistrate judges indicate full- or part- time)

U.S. Di s t r i c t Judge Ac t i ve

7. Chambers or Off ice AddressT heodore Lev in U. S . Cour thous e231 W . Lafaye t t e Bou leva rdDe t ro i t , Mi ch i ga n 482 2 6

12. Cour t or OrganizationU.S. Dist r ict Court , MIED

3. Date of Repor t08/10/201 I

5a. Repor t Type (check approp r ia te type)~~ N om ina tion , Date

I~] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Report and anymodif ica t ions per ta in ing there to , i t i s , in my op in ion , in c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

6. Report ing Pe riod0 1/ 0 1 / 2 0 10

to12/31/2010

R e v i e w i n g O f f i c e r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followecL Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . R e p o r t ~ , g ~ , d ~ v i d , ,t o . ty ; ~ e e p p .~] N O N E ( N o reportable positions.)

P O S I T I O N

2.

3.

4.5.

NAME OF ORGANIZATION/ENTITY

I t . A G R E E M E N T S . m e p o r ~ i , , g individuai only; seepp. 14-16 off!ling instructio.~)~] N O N E (No reportable agreem ents.)

D A T E PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 6


Date of Report08/10/2011

I l L N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)A. Fi l er s Non-Inves tmen t Incom e~ (No reportable non-investment income.)ONE

D A T E ~ SOURCE AND TYPE

2.

3.4.

INCOME( y ou r s , no t s pou s e s )

B . S p o u s e s N o n - I n v e st m e n t In c o m e - i f you were m arried during any portion of the reporting year, complete this section.(Dollar am ount not required except for honoraria.)~] N O N E (N o reportable non-investment income.)

DATE SOURCE AND TYPEI.

2.

3.

4.

I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)[~] N O N E ( N o reportable reimbursements.)

SOURCE DATES LOCATIONI.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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Date of Report08/10/2011

V . G I F T S . a n e l u d e s t h o s e t o s p ou s e a n d d e p en d e n t children; see p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1.2.

3.

4.

5.

VALUE

VI. l_~/~kDll_~llll~k.~o(Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)~] N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

I.

2.

3.

4.

5.

VALUECODE


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Date of Report08/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o r ~ e , v a t u e , t, a , s a e t io n s a n c l u d e s th o s e o / ~ p o ~ e a n d d e p e n d e n t e h l l d r e, ; s e e r ,. 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

2.3.

4.5.6.

9.1 0 .II.

1 5 .

16 .

A. B. C. D.Description of Assets Income dur ing Gross value a t end Transac t ions dur ing repor t ing per iod(including trust assets) reporting period of repor t ing per iod

( 1 ) ( 2 ) (1) (2) (1 ) (2) 13) (4) (5 )Place "(X)" after each asset A m o u n t T y p e ( e . g . , V a lu e V alu e Type (e.g. , D a t e V a l u e G ain Id en tity o fexempt from prior disclosure Code 1 div., rent, Code 2 Method b uy, se ll, m m/d d /yy Co de 2 C o d e 1 buyer/ se l le r( A - H ) o r i n t . ) (J-P) Code 3 r edempt ion) (J-P) (A -H ) (if p rivate( Q - W ) transaction)

M i c h i g a n E d u c a t i o n S a v i n g s P r o g r a m ( n o D Dist r ibut ion Kcont ro l )

Michigan Educat ion Savings Program (no D D i s tr i b u t i o n Jcontrol )Fidelity Tradit ional IRA (X) (see pg 5) None J

TT

Fidelity Roth IRA (X) (see pg 5) None J

1 7 .

I. In co m e G a i n Co d es :( S ee C olu mns B I and D4 )

2, Value Codes( S ee C olu mns C I and

3, V al ue Met h o d Co d es( S ee C olu mn C 2 )

A :$1.000 or lessF = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0J :$15.000 or lessN -$2S0,1)0 | -P 3 ~ $25.000.001 - $50,000,000Q - AppruisalU =Ik,ok Value

B=$1.001 - $2,500G ~$ 100,001 - $1.000.000K=$15.001 o $50.000O =$500,00| - $1R =Co s t ( Rea l E s t a t e O n l y)V : O t h e r

C =$2. 50 1 - $5 , 0 0 0H 1 =$1.000.001 - $5 ,000.000L =$50.001 - $ 1 00.000P 1 = $ | , 0 0 0 ,0 0 1 - $ 5 . O i ) 0 , 0 0 0P4 =More than $50.000.000S = As s es s mentW =E st i m a t ed

=$5.001 - $15,000H2 =More than $5,000,000M =$ 100.001 - $250.000P2 =$5,000.001 - $25 .000,000

- C a s h M a r k e t

E =$15,001 - $50,000


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N a m e o f P e r s o n R e p o r t in gC o x , S e a n F .

Date o f R e p o r t08/ i 0 /2011

V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. (lndicatepart of report.)Re: Part VII

Th e Fid e l i ty IRA acco un ts a re co mp ri sed o f a mutua l fun d - Fid e l i ty Balan ced an d Fid e l i ty Cash Reserves .


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IX. CERTIFICATION.Iame of P e r son R epor t ingC o x , S e a n F . Date o f Report08/10/201 l

1 c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

1 fu r the r ce r ti fy tha t e arned i ncome f rom ou ts i d e employmen t and honorar i a and th e acceptance o f g if ts wh i ch have be en repor ted are i ncom pl iance with th e prov is ion s of 5 U.S.C. app. 501 et . seq . , 5 U.S.C. 7353 , an d Jud ic ia l Conference re gulat ions.

Signa ture : S/Sean F. Cox

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S IF I ES O R F A I LS T O F IL E T H I S R E P O R T M A Y B E S U B JE C T T O C I VI LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . 1 0 4 )

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t iv e O f f i ce o f t h e U n i t e d S t a t e s C o u r t sSui te 2 -301O n e C o l u m b u s C i r c l e , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

Sean F Cox Financial Disclosure Report for 2010

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Transcript of Sean F Cox Financial Disclosure Report for 2010