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      1

    Simulation of Cascade PID Control and Model Predictive Control

    for a gas separation plant by membrane separation

    1. Introduction 3 

    2. About Plant 5 

    2.1. Overall Structure of Plant and Control System  5

    2.2. Gas Separator  7

    2.3. About Membrane Separator  8

    3. Introducing Mathematical Model 8 

    3.1. Introduction of Mathematical Model of Permeable Juxtamembrane  9

    3.2. Introduction of Mathematical Model for Gas Separator  11

    3.3. Mathematical-Based Simulink Model  14

    4. System Identification 14 

    4.1. Introduction  14

    4.2. Identification of Inner Loop  15

    4.3. Identification of Outer Loop  18

    5. Control System Design 28 

    5.1. Introduction  28

    5.2. Inner Control System Design ~ PID Control  30

    5.3. Upper Control System Design ~ Cascade PID Control  33

    5.4. Outer Control System Design ~ Model Predictive Control  35

    5.5. Computing Unit  37

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    6. Multivariable Model Predictive Control in MATLAB[3]

      38 

    6.1. Model Predictive Control (MPC) Toolbox and MPC Blockset  38

    6.2. Control Structure of Model Predictive Control  396.3. Operation of Model Predictive Control  41

    6.4. Linear Model of Plant  41

    6.5. Optimization Problem  42

    6.6. Cost Function of Model Predictive Control  44

    7. Evaluation of Control System 46 

    7.1. Introduction  46

    7.2. Simulation Model of Cascade PID Control  46

    7.3. Simulation Model of Model Predictive Control  46

    7.4. Comparison of Cascade PID Control and Model Predictive Control  47

    8. Conclusion 51 

    9. References 52 

    10. Exemption from Responsibility 52 

    11. Author 52 

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    1. Introduction

    This example demonstrates simulation of membrane separation control using

    MATLAB

    ®

    &Simulink 

    ®

     where a particular gas is extracted from mixed gas consisting of more than2 components. The process assumes oxygen enrichment, air as mixed gas, and oxygen as an

    extracted gas. The controlled object (plant) is a gas separator. The gas separator has functionality

    which extracts only a particular gas through permeable membrane. This process produces specific

    gas as a product. It controls pressure of gas separator so that concentration level of the particular gas

    tracks given set points. Plant indicates simulation model rather than actual unit in this document.

    Figure 1 shows flow of the control system described in this example. This figure is a typical flow of

    control system design. Plant models are modeled mathematically in a plant modeling. The main

    reason why plant model is created is that parametric model is identified from plant model, and

    control system is designed based on parametric model. Control system design requires either

     parametric or non-parametric models. Parametric model is identified from transient response data in

    system identification. In control system design, PID control is designed for inner control system, and

    cascade PID control system and Model Predictive Control are designed for outer control system

     based on the parametric model. Performance evaluation of the designed control system is performed

    through simulations in the evaluation of the control system.

    Plant Modeling

    System Identification

    Control Design

    PID Control , Cascade PID Control

    Model Predictive Control

    START

    END

    Evaluation

     

    Figure 1. Flowchart of Control System Design

    A schematic diagram of gas separator is shown in figure 2. Gas separator separates oxygen from air

     by utilizing pressure differences. Here, gas separator is assumed to be connected at tri-level. Gas

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    extraction method is permeable membrane method utilizing pressure differences. Gas separator has

     permeable membrane in the middle. Permeable membrane is assumed to be more permeable with

    oxygen than other gas. The upper portion is where gas is to be flown into, and the lower portion iswhere gas is permeated through permeable membrane which separates them. By creating pressure

    differences between the two, oxygen concentration level becomes higher in the lower portion. Gas in

    the lower portion flows into the next gas separator. By repeating this operation, oxygen

    concentration becomes higher after going through each gas separator. Gas extracted after permeation

    from the third gas separator is the final product. Positive pressure differences can be created by

    controlling gas inlet flow and outlet flow, which results in variance of pressures in the upper and

    lower portions.

    Permeation

    Emission gas

    Material Emission

    gas

    Material

    Part

    Agitator

    Permeation

    Part

    Low

    Pressure

    Material

    Part

    Agitator

    Flow gas

    Low

    Pressure

    Material

    Part

    Agitator

    High Pressure

    Permeation

    Part

    High

    Pressure

    High

    Pressure

    (A)

    (A)

    (A)

    (A)

    (A)

    (A)

    (B)

    (B)

    (B)

    (C)

    (D)

    (C)

    (C)

    (C)

    (C)

    (C)

    (D)

    (D)

    (D)

    (D)

    (D)

    Note

    Pressure

    sensor

    Inhalation

    Control

    Valve

    Pump Manipulated

    variableswitcher (refer 5.2.)

    (A) Density

    sensor(B)

    (C) Emission gas

    Control

    Valve

    (D)

    Material Inhalation

    gas

    Permeation

    Inhalation gas

    Low

    Pressure

    Selectively

    permeable

    membrane

    Selectively

    permeable

    membrane

    Selectively

    permeable

    membrane

    Permeation

    Part

    Figure 2. Schematic Diagram of Gas Separator

    Figure 3 shows structure of the control system. This plant controls concentration and pressure. The

    upper control system (outer loop) deals with concentration control, while the lower control system

    (inner loop) deals with pressure control. The outer and inner controls work in combination to control.

    In concentration control, pressure differences are computed for targets for the material and

     permeation parts so that emission gas concentration of permeation part of each gas separator tracks

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    from the outer control system, and allocates them to pressure set point of each PID controller.

    YAQ1Oxygen

    Density

    Inlet Flow GasVolume F1Density XAF1

    Gas

    Separator1

    Outer Controller type1:Cascade PIDtype2:MPC

    ComputingUnit

    Set point ofOxygen density

     Note

    Sensor 

    ControlValve

    Pump

    U

    L

    Control valve ofinner control

    L

    ***_SV U

    Manipulated variable switcher(Refer 5.2.)

    PID

    Material

    Part

    PtW1_ SV

    PID

    PtW1Pressure CV

    PtQ1Pressure CV

    U

    L

    L

    L

    L

    L

    L

    YAQ2Oxygen

    Density

    PID

    L

    L

    LL

    L

    YAQ3OxygenDensity

    PID

    L

    L

    L

    L

    L

    L

    PID

    L

    PID

    L

    PtW2 _SV

    U

    PtW1 _SV

    UU

    U

    U

    GasSeparator2

    GasSeparator3

    Permeation

    Part

    Controlled variable ofinner control (Pressure)

    Controlled variable ofouter control (Density)

    Manipulated variable ofouter control=Set point ofinner control

    PtQ3Pressure CV

    PtQ2Pressure CV PtW3

    Pressure CV

    PtW2Pressure CV

    Figure 4. Overall Structure of Plant and Control System

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    2.2. Gas Separator

    Gas separator assumes as follows (Refer to figure 5).Gas separator shape is rectangular. Gas assumed to be air that flows into inlet line of gas separator.

    Permeable membrane is placed in the middle of gas separator to separate gases. Oxygen in the gas

    can penetrate permeable membrane, but nitrogen can not. By crating pressure differences between

    material and permeation parts, membrane permeation flow of oxygen in the gas occurs from material

    to permeation part. Nitrogen is assumed to be significantly less permeable than oxygen. This makes

    mol fraction of oxygen of permeation part higher. Agitator makes gas concentration uniform by

    agitating inside. There are pressure sensors to material and permeation parts. Control valves are

    attached to each inhalation and emission line to control pressures of material and permeation parts.

    Flow of inhalation and emission are controlled by control valve opening. When inhalation and

    emission flows change, pressures at both material and permeation parts change. To make it simple,

    assume that inhalation and emission capabilities are constant. There is a concentration sensor

    attached to permeation part to measure concentration of emission gas.

    area

    z

    Selectively

    permeable

    membrane

    PressureSensor

    h

    Inlet Flow Gas

    Inlet Line

    area

    Density Sensor

    Agitator

    Control

    Valve

    Pressure Sensor

    Emission

    Inhalation

    Pump

    Material Part

    Permeation Part

    Inhalation

    Emission

    Figure 5. Gas Separator

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     Numerical specification of gas separator is described in table 1.

    Table 1. Numerical Specification of Gas Separator

    Specification Value Unit SymbolCross-section area 5 m2  Area

    Permeable membrane cross-section area 5 m2  Area

    Cubic volume of material and

     permeation parts

    25 m3  volume ( = h*area)

    Height of material and permeation parts 5 m h

    Mass transfer coefficient (oxygen) 0.00001 mol m-2 s-1  ㎩-1 

    Mass transfer coefficient (nitrogen) 0.000001 mol m-2 s-1  ㎩-1 

    2.3. About Membrane Separator

    Permeable membrane is barrier diffusion that selectively permeates according to material type.

    Concentration difference, pressure difference and difference in potential are used to drive mass

    transfer (energy). Practical examples included oxygen enrichment, water purification and salt

    manufacturing. [1] Among such examples, gas separation is described in table 2.

    Table 2. Description of gas separation [1]

    Separationmethod

    Driving force Permeable material Separationmechanism

    Practical exampleResidue material

    Gasseparation Concentrationdifference (partial pressuredifference)

    Easy-to-permeategaseous molecule Solution-diffusionmechanism,Knudsendiffusion

    Oxygen enrichment,Hydrogen separation,Helium separation,Uranium concentration(gas diffusion method)

    Difficult-to-permeate gaseous molecule

    3. Introducing Mathematical Model

    This chapter describes physical environment controlling gas separator, permeable juxtamembrane,

    and entire gas separator. Although the actual unit is considered to be quite complex, for the purpose

    of modeling, the following assumptions are made:

    (1) Gas is ideal gas.

    (2) Gas is air. Air consists of two components. Components are component A (oxygen) and

    component B (nitrogen).

    (3) Mol fraction of component A in the air is 0.2, and that of component B is 0.8.

    (4) Ignore friction with gas and container wall and piping, and pressure loss.

    (5) Gas is at normal temperature and constant (20 degrees, Celsius).

    (6) Gas component distribution within gas separator is uniform.

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    (7) Mass transfer coefficients of component A and B are constant and do not vary depending on

    conditions such as temperature and pressure.

    (8) No chemical change of gas.(9) Ignore diffusion term of fluid.

    (10) Dynamics of gas separator is governed by mass balance equation and ideal gas equation.

    (11) There is no back flow of gas between gas separator 1, 2 and 3.

    (12) Ignore dynamics within piping.

    (13) Gas emission and inhalation solely depend on valve opening, and pump does not have any

    impact on them.

    (14) Pressure in initial state at time 0 within gas separator equals to air pressure.

    (15) Mol fraction in initial state at time 0 within gas separator equals to that of air.

    3.1. Introduction of Mathematical Model of Permeable Juxtamembrane

    The three governing rules of permeable juxtamembrane are as follows. To make it generalized, they

    are formulated as component A and B.

    (1) Permeable membrane flow rate of component within gas is proportionate to partial pressure

    difference of components inside and outside of membrane.

    (2) Positive permeable membrane flow rate occurs from higher partial pressure side to lower side.

    (3) Component A is easy to penetrate the permeable membrane, whereas component B is not.

    Where, permeable membrane flow rates NA of gas component A, and NB of gas component B are

    described in the following formula[1] .

    )()( ,,   AitQ AitW mAi AQi AW mA A   yP xPK PPK  N   

    )()( ,,   BitQ BitW mAi BQi BW mB B   yP xPK PPK  N   

    K mA >> K mB

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    Q: Emission gas quantity from the permeation part per unit time [mol s-1]

    Area: membrane area [m2]

    t: time [s]P: pressure [Pa]

    R: Gas constant 8.314[J mol-1 K -1]

    V: Volume in the material part (permeation part) [m3]

    [Meaning of subscript]

    |t=0: Value at time t=0

    tW: All gases in the material part

    tQ: All gases in the permeation part

    AW: Gas component A in the material part

    AQ: Gas component A in the permeation part

    (Material balance equation of all gases in the material part)

    Changes in number of mol of all gases in the material part per unit time can be expressed by the

    following equation.

     Area N  Area N W F dt 

    dN  B A

    tW  **  

    Considering integral from time 0 to t, it can be expressed by the following equation. This is the

    number of mol in the material part at time t.

    00)**(       t tW 

     B At t tW    N dt  Area N  Area N W F  N 

    (Material balance equation of gas component A in the material part)

    Changes in number of mol of gas component A in the material part per unit time can be expressed by

    the following equation.

     Area N  X W  X F dt 

    dN  A AW  AF 

     AW 

    Considering integral from time 0 to t, it can be expressed by the following equation. This is the

    number of mol of gas component A in the material part at time t.

    00

    )(     t  AW t 

     A AW  AF t t  AW    N dt  Area N  X W  X F  N 

    (Pressure of all gases in the material part)

    It is assumed that the ideal gas equation is approved.

    P=nRT/V , instead of PV =nRT  

    V T  R N P tW tW  /

     

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    (Mol fraction in the material part)

    W  AW  AW    N  N  X  /

    (Material balance equation of all gases in the permeation part)Change of mol number of all gases in the permeation part per unit time can be expressed by the

    following equation.

    Q Area N  Area N dt 

    dN  B A

    tQ **

    Considering integral from time 0 to t, it can be expressed by the following equation. This is the

    number of mol in the permeation part at time t.

    00)**(     t tQ

     B At t tQ   N dt Q Area N  Area N  N 

     

    (Material balance equation of gas component A in the permeation part)

    This can be expressed by the following equation in the same way:

     AQ A

     AQY Q Area N 

    dt 

    dN 

    00

    )(       t  AQt 

     AQ At t  AQ   N dt Y Q Area N  N 

     

    (Pressure of all gases in the permeation part)

    It is assumed that the ideal gas equation is approved.

    P=nRT/V , instead of PV =nRT  

    V T  R N P tQtQ /

      (Mol fraction in the permeation part)

    W  AQ AQ   N  N  X  /

     

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    3.3. Mathematical-Based Simulink Model

    The Simulink model in figure 8 can be obtained by expressing equation (3-1) to (3-15) in block

    diagram in Simulink.

    Figure 8. Gas separator model in Simulink (gas_dyn_mpc.mdl)

    4. System Identification

    4.1. Introduction

    In designing control system, parametric model or non-parametric model of controlled object (plant)

    is necessary. Then, parametric model is acquired by employing system identification method to

    Simulink model. As control system design requires both outer and inner loops, system identification

    is performed for outer and inner loops. Some of the purposes of model acquisition by system

    identification of each loop are described in table 3 (refer to figure 3 for outer and inner loops).

    Table 3. Purposes of model acquisition by system identification of the outer and inner loops

    Purpose

    Inner loop To construct inner loop which can track rapidly change of pressure set points that

    the outer loop outputs.

    Outer loop To improve precision of model used by outer loop in order to enhance control

     performance of the outer loop.

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    Figure 10 shows model used for system identification of the inner loop and PID control parameter

    tuning.

    Signal Builder

    Block

    Gas Separator1 Gas Separator2 Gas Separator3

    Permeation partPID controller1

    Material Part

    PID controller1

    Material Part

    PID controller2

    Permeation part

    PID controller2

    Material Part

    PID controller3

    Permeation part

    PID controller3

    Data storing part Data display part

     

    Figure 10. Model used in system identification of the inner loop and tuning of PID control parameter

    (gas_dynamics3_ident.mdl)

    Simulink (R) Control DesignTM is used for linearization in Simulink. It is possible to specify input and

    output points and linearize input and output points in the Simulink Control Design. Although the

    inner loop is closed loop structure in figure 10, linearization as a closed loop is possible without

    disconnecting closed loop structure (refer to figure 11). GUI of the Simulink Control Design is

    shown in figure 11. Linearization results are displayed on GUI such as step response, bode diagram,

    impulse response, Nichols diagram, Nyquist diagram, pole-zero map and singular value map and so

    on. Figure 11 shows step response in parallel before and after linearization.

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    PlantPID

    Controller 

    +

    Set

    Value

    Input point

    Simplify

    It means to cut closed loop.

    GUI of the Simulink Control Design

    Step response of a modelwhich is applied model orderreduction by pole-zero

    cancellation with linearizedtransfer function(Green)

    Step response oflinearized transfer function

    (Blue)

    Example.

    Permeation part of Gas separator2

    Output point

    Input point Output point

     

    Figure 11. Simulink Control Design

    Based on the linearization results from the Simulink Control Design, it is assumed that model

    response between input and output points that are order reduced in all loops can be linear

    approximation to the some hundredth seconds order, it is considered to be integrated system for

    simplicity. Linearized transfer functions of all inner loops are summarized in table 4.

    Table 4. Transfer function with input and output points linearized

    Input and output points of the inner loop Transfer Function

    Gas separator 1 material part pressure(y) material part valve opening (u) -0.0008/s

    Gas separator 1 permeation part pressure (y) permeation part valve opening

    (u)

    -0.0009/s

    Gas separator 2 material part pressure (y) material part valve opening (u) -0.0009/s

    Gas separator 2 permeation part pressure (y) permeation part valve opening

    (u)

    -0.0008/s

    Gas separator 3 material part pressure(y) material part valve opening (u) -0.0008/s

    Gas separator 3 permeation part pressure(y) permeation part valve opening

    (u)

    -0.0008/s

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    4.3. Identification of Outer Loop

    System identification in the outer loop models impact that pressure differences between the material

    and permeation parts of each gas separator unit 1, 2 and 3 have on oxygen concentration in the permeation part of gas separator 1, 2 and 3. Open loop response between control quantity 1, 2 and 3,

    and manipulated variable 1, 2 and 3 in figure 12 are identified. Although set point of pressure

    tracking control of material and permeation parts of each plant is performed for the inner loop, the

    inner loop shows very high speed set point tracking compared to outer loop dynamics, therefore it is

    assumed to be included in low speed dynamics of the outer loop.

    Plant

    (including inner loop)

    Outer

    control

    systemGas separator 2

    Set point of pressuredifference between

    material part

    and permeation part

    Gas separator 3

    Oxygen concentration

    of permeation part

    Gas separator 2Oxygen concentration

    of permeation part

    Gas separator 1

    Oxygen concentrationof permeation part

    MV1

    MV2

    MV3

    DV1

    DV2Inlet flow gasdensity

    CV1

    CV2

    CV3

    MV: Manipulated VariableCV: Controlled Variable

    DV: Disturbance

    Gas separator 1

    Set point of pressuredifference betweenmaterial part

    and permeation part

    Gas separator 3

    Set point of pressuredifference between

    material partand permeation part

    Inlet flow gas

    quantity

     

    Figure 12. Manipulated variable, controlled variable, and disturbance of outer loop

    Simulate the model in figure 13, and log impact of changes of each manipulated variable on

    responses of each controlled variable as time series data. Extract necessary parts from time series

    data, and identify extracted data.

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    Signal BuilderBlock

    Gas Separator1 Gas Separator2 Gas Separator3

    Permeation partPID controller1

    Material PartPID controller1

    Material PartPID controller2

    Permeation part

    PID controller2

    Material PartPID controller3

    Permeation part

    PID controller3

    Data storing part

    Data display part

     

    Figure 13. Simulink model for outer system identification (gas_dynamics3_mpc_ident.mdl)

    Major parts of this model have no significant differences from the model in figure 10, except for the

    contents of the Signal Builder Block which create signal for system identification. The settings of the

    Signal Builder Block in figure 13 are shown in figure 14.

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    Gas separator2

    Set point of pressurein material part

    Gas separator2Set point of pressure

    in permeation part

    Gas separator3Set point of pressurein material part

    Gas separator3Set point of pressurein permeation part

    Inlet flow gasquantity

    Inlet flow gasdensity

    Gas separator1Set point of pressurein permeation part

    Gas separator1Set point of pressurein material part

    MV2

    MV3

    DV1

    DV2

    MV1

    NameSignal

    MV1

    MV2

    MV3

    DV1

    DV2

     

    Figure 14. Setup Signal for the Signal Builder Block

    Table 5 describes what symbols used in Simulink model of this example mean, including figure 14.

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    Table 5. Meaning of symbols in Simulink model

     Name Contents Symbol

    Manipulatedvariable 1 (outer)

    Pressure set point in the material part of plant 1 PTW1_SVPressure set point in the permeation part of plant 1 PTQ1_SV

    Manipulated

    variable 2 (outer)

    Pressure set point in the material part of plant 2  PTW2_SV

    Pressure set point in the permeation part of plant 2  PTQ2_SV

    Manipulated

    variable 3 (outer)

    Pressure set point in the material part of plant 3  PTW3_SV

    Pressure set point in the permeation part of plant 3  PTQ3_SV

    Disturbance Gas flow quantity of plant 1  F1

    Oxygen concentration mol fraction of gas flow quantity

    of plant 1 

    XAF1

    Controlled

    variable 1 (outer)

    Oxygen concentration mol fraction in the permeation

     part of plant 1 

    YAQ1

    Controlled

    variable 2 (outer)

    Oxygen concentration mol fraction in the permeation

     part of plant 2 

    YAQ2

    Controlled

    variable 3 (outer)

    Oxygen concentration mol fraction in the permeation

     part of plant 3 

    YAQ3

    Set point (outer) Oxygen concentration mol fraction in the permeation

     part of plant 1 

    YAQ1_SV

    Oxygen concentration mol fraction in the permeation

     part of plant 2 

    YAQ2_SV

    Oxygen concentration mol fraction in the permeation

     part of plant 3 

    YAQ3_SV

    Figure 15 show each manipulated variable and open loop response of each controlled variable

    obtained from simulating the model in figure 13.

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    MV1

    MV2

    MV3

    DV1

    DV2

    CV1

    CV3

    CV2

    Oxygen

    density

    Pressure

    difference

    Impact of MV1 Impact of MV2 Impact o f MV3 Impact of DV2 Impact of DV1

     

    Figure 15. Open loop response to each manipulated variable

    Figure 16 shows system identification flow of the outer control system using this simulation data.

    Items in the flow are described below.

    (1) Sampling of simulation data

    In this example, system identification is performed from data acquired in simulation not real plant,

    the right path is relevant. When acquiring real plant data, the left path is relevant.

    (2) Extraction of data

    Each manipulated value is considered as step input signal. Extract data should cover proximity of

    steady state so that plant transient response is adequately included.

    (3) Trimming of abnormal data

    Remove essentially impossible data due to noise and so on, so that model should not be impacted by

    abnormal data. Abnormal data does not exist such as noise impact in this simulation.

    (4) Removal of bias (direct-current component) from data

    Remove low frequency disturbance such as bias (direct-current component) which is undesirable for

    identification.

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    Removal

    of bias

    4. Removal of bias(direct-current component)

    from data

    5. System Identification

    START

    END

    Ex. Transient response by step input

    Steady state

    3. Trimming of

    abnormal data

    1.Acquiring

    real plat data1.Sampling ofsimulation data

    2. Extraction of data

     

    Figure 16. System identification flow of the outer control system

    (5) System Identification

    System Identification Toolbox and Simulink Design Optimization are MATLAB&Simulink tools

    used for system identification. It is considered that model is approximated by transfer function of

    first order delay + dead time system from step input response characteristics in figure 15.

    )exp(1

    )(   LsTs

    K sG  

    K: gain, T: time constant, L: dead time

    or

    Transfer function of second order delay system

    22

    2

    2)(

    nn

    n

    ss

    K sG

      

     

    K: gain, ζ: damping ratio, ωn: eigen frequency

    Model identification is possible using either tool, method using the Simulink Design Optimization is

    introduced in this guide. Simulink Design Optimization estimates parameter within Simulink model

     based on optimization. It is necessary to provide appropriate initial value to estimation value in the

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    same way as general optimization in order to derive highly precise estimate with less number of

    estimates.

    In this simulation, non-linearity of model, that has time constant varying a few hundred times invertical direction of step input, can be observed from figure 15, and although

    Upward time constant of step input < Downward time constant of step input

    applies, derive upward model of step input.

    For example, from simulation results, relationship between manipulated value 2 and control value 2

    is shown in figure 17. From figure 17, transfer function is considered to be approximated as first

    order delay + dead time system. Initial values of each parameter are gain=0.25(=magnitude of

    manipulated value 2(0.1)/magnitude of manipulated value 2(0.4)), time constant=250, and dead time

    L=30.

    Figure 17. Step response of manipulated variable 2 and controlled variable 2

    (1) and (2) in figure 18 are Simulink models used for parameter estimation. (3) in figure 19 is GUI

    for the Simulink (R) Design OptimizationTM. (4) is graph of evaluation function with GUI (square sum

    error). X-axis denotes number of estimation, and y-axis denotes value of evaluation function. (5) is a

    graph indicating calculated values from models of estimation data and estimation parameter with

    GUI. (4) and (5) are updated dynamically every time estimation is performed. Estimation finishes

    when conditions set as optimization option is satisfied. Conditions include tolerance of evaluation

    function, maximum estimation number, etc.

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    (1)

    first order delay

    +dead time system

    (2)

    Second order delay

    system

     

    Figure 18. Models used for first order delay + dead time system, parameter estimation of second

    order delay

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    Cost Function

    Measured 

    data (gray)

    Simulated

    data (blue)

    Measured and Simulated 

    GUI of Simulink Parameter Estimation

    Iterations

    (3)

    (4)

    (5)

     

    Figure 19. Simulink Design Optimization

    If 0

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     2

    1

    1

    Ts

    n

    T  

    1

    Second order delay system

    First order delay system

     

    Figure 20. Relationship between first order delay system and second order delay system (0   ζ 1)

    (Figure in [4] is partially modified.

    1.0

    222

    2

    n

    nn

    n

    ss

     

      

     

     

    Figure 21. Graph of second order delay system (0   ζ 2)

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    From the above, transfer function matrix of the derived model is shown in (4-3). Step response of the

    model is shown in figure 22.

    CV1

    CV3

    CV2

    MV1 MV2 MV3

    Figure 22. Step Response

    5. Control System Design

    5.1. Introduction

    This example outer and inner control systems work together. As this is multi-inputs and

    multi-outputs, control system is multi-variable control. Outer and inner control systems are designed

    separately in control system design. Cascade PID control and multi-variable Model Predictive

    )(3

    )(2

    )(1

    1+234.2s

    0.2884

    10*1.23+s0.0071+s

    10*3.641

    10*3.4489+0.0032ss

    10*9.2372

    01+205.5s

    0.2462

    1+736.7s

    0.2348

    001+s313.2

    0.182

    )(3

    )(2

    )(1

    )41(

    5-2

    6-

    6-2

    7-

    )8.43(

    )6.3(

    sU 

    sU 

    sU 

    e

    e

    e

    sY 

    sY 

    sY 

    s

    s

    s

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    Control is designed and compared as multi-variable control.

    Figure 23 shows why multi-variables Model Predictive Control is adopted. Model Predictive Control

    is control rules that are theoretically valid for plant with long time constant and dead time. PIDcontrol design for multi-input multi-output system generally is becoming more complex. Model

    Predictive Control is a control rules that optimized control is possible where stress put on plant is

    treated as constraints.

    The gas separators in the

    back and forth influenceeach other because it

    connects.

    incidenceInterference

    It is not an optimizingcontrol of the entire plant.

    The stress given to theplant is not evaluated

    enough.

    There is nonorm of

    control.

    Optimality

    Cascade

    PID Control

    Description

    Structure of

    control

     A control system is closed

    in a gas separator.

    It only controls Set Value

    tracking.

    EpexegesisItem

    Improvement of

    tracking Set Value

    Entire optimization of

    multi variable

    control system

    Improvement itemby MPC installation

    Expecting effect

    by MPC installation

    Running cost reductionStabilization of control

    Reduction of stress to plant

     

    Figure 23. Why multivariable Model Predictive Control is adopted

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    Table 6 summarizes outer and inner control systems.

    Table 6. Outer control system and inner control system

    Control method Function Set point, controlled variable, manipulated

    variable

    Outer control

    system

    Cascade PID control

    (position type)

    To track set point of oxygen

    concentration in the

     permeation part of each gas

    separator.

    Set point: oxygen concentration in emission gas

    in the permeation part

    Controlled variable: oxygen concentration in

    emission gas in the permeation part

    Manipulated variable: pressure difference

     between the material and permeation parts

    Multivariable Model

    Predictive Control

    Same as above Same as above

    Inner control

    system

    PID control (position

    type)

    To control inhalation and

    emission control valve

    opening and follow set points

    of oxygen concentration in

    the material and permeation

     parts of each gas separator.

    Set point: pressures in the material and

     permeation parts of gas separator

    Controlled variable: pressures in the material and

     permeation parts of gas separator

    Manipulated variable: inhalation (emission)

    5.2. Inner Control System Design ~ PID Control

    Inner control system is assumed to be loop control by PID controller. Manipulated variable switcher

    switches between emission and inhalation, depending on sign of manipulated variables, W and Q

    that PID controllers of loop1 and loop2 output.

    The function of manipulated variable switcher is assumed as follows.

    In the loop 1, total pressure, PtW of pressure sensor is treated as CV (Controlled Variable) , and W

    (emission gas flow in the material part) as MV (Manipulated variable). If W is positive, emission gas

    value is positive, and emission value control valve is controlled. Inhalation control valve then is fully

    closed. If W is negative, emission gas value is negative, and inhalation value control valve is

    controlled. Emission value control valve then is fully closed. To match sign of inhalation value and

    valve opening, if W is negative, it is absolute value of W.

    In the loop 2, total pressure, PtQ of pressure sensor is treated as CV (Controlled Variable), Q

    (emission gas flow in the permeation part) as MV(manipulated variable). If Q is positive, emission

    gas value is positive, and emission value control valve is controlled. Inhalation value control valve

    then is fully closed. If Q is negative, emission gas value is negative, and inhalation value control

    valve is controlled. Emission value control valve then is fully closed. Switching between emission

    and inhalation is not modeled in Simulink model.

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    In the loop 1, when W (emission gas flow in the material part) increases, total pressure, P tW 

    decreases, then proportional gain of PID controller is negative. In the loop 2, when Q (emission gas

    flow in the permeation part) increases, total pressure, PtQ decreases, then proportional gain ofcontroller is negative. In the loop 1 and 2, set points are supplied by the outer control system.

    F: Inlet gas

    quantity [mol s-1]

    W: Emission gasquantity of

    material part [mol s-1]

    Material part

    Permeation part

    Gas separator 

    Inhalation

    control valve

    Emissioncontrol

    valve

    Total Pressure

    PtQ

    Pressure

    Sensor 

    Total PressurePtW

    loop1

    loop2

    PIDcontroller Outer Control

    System

    Set point2

    Emission

    control

    valve

    Density

    Sensor 

    Sign of MV

    of PID Controller 

    0

    1

    Selectively

    permeable membrane

    Setpoint

    0

    1PID

    controller 

     Absolute ABS

    Manipulated

    Variable

    Switcher 

     ABS

    Pressure

    Sensor 

    Set point1

    Inhalationcontrol valve

    Manipulated

    Variable

    Switcher Sign of MVof PID Controller 

    Q: Emission gasquantity of

    permeation part [mol s-1]

     Absolute

     

    Figure 24. PID controller attached to gas separator

    In this model, structure of PID control adds rate limits, upper and lower limits to outputs

    (manipulated variable) of basic position PID controller (see figure 25). Structure of PID controller is

    common for both outer loop and inner loop. Upper and lower limits, and rate limits of all PID

    controller are shown in table 7.

    Table 7. Upper and lower limits and upper and lower rate limits of PID Controller

    Parameter Name Value [%]

    MV upper limit 20

    MV lower limit -20

    MV upper rate limit 10

    MV lower rate limit -10

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    PID Controller  Plant

    Inside of subsystem

    ProportionalGain

    Integral Time

    Derivative

    Time AppropriateDifferential

    Operator 

    Integrator 

    Upper andlower limit

    Rate

    limiter 

     

    Figure 25. Structure of PID controller

    PID control parameter is derived using Ziegler-Nichols Method. An example of PID control

     parameter using Ziegler-Nichols Method is displayed in table 8. Additionally, results applying

    tuning visually from simulation results are shown in table 9.

    Table 8. Example of PID control parameters using Ziegler-Nichols Method  [2]

    Control law Proportional gain Kp Integral time Ti Derivative time Td

    PI Control 0.45*(gain of stability limit) 0.833*(frequency of

    stability limit)

    Table 9. PID Control Parameter of inner loop

    Input and output points Transfer

    Function

    Proportional

    gain

    Integral time Derivative

    time

    Gas separator 1 material part

     pressure (y) material part valve

    opening (u)

    -0.0008/s -20 67

    Gas Separator 1 permeation part

     pressure (y) permeation part

    valve opening (u)

    -0.0009/s -17 67

    Gas Separator 2 material part

     pressure (y) material part valve

    opening (u)

    -0.0009/s -20 67

    Gas Separator 2 pressure in the

     permeation part (y) valve

    -0.0008/s -20 67

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    opening in the permeation part (u)

    Gas Separator 3 material part (y)

    material part valve opening (u)

    -0.0008/s -30 67

    Gas Separator 3 permeation part

     pressure (y) permeation part

    valve opening (u)

    -0.0008/s -30 67

    5.3. Upper Control System Design ~ Cascade PID Control

    When designing multiple loop control using multi-variable control, it is important to determine

    appropriately which manipulated variables control which controlled variables, and its combinations.

    In this example, based on a basic theory that one manipulated variable controls one controlled

    variable, manipulated variable 1 controlled variable 1, manipulated variable 2 controlled variable

    2, manipulated variable 3 controlled variable 3.

    For simplicity, where equation (4-3) of the outer system model is equation (5-1), Y2(s) is found to

     be interfered by U1(s), and Y3(s) is interfered by U1(s) and U2(s). Decoupling can be used for

    cancelling interferences, but in this example, each gas separator controls independently each PID

    controller (outer) does not have decoupling functionality to avoid mutual interference.

    Figure 26 shows structure of cascade PID control. PID controller (outer) and PID controller (inner)

    are double structure. The outer loop behavior is as follows:

    PID controller (outer) outputs pressure difference SV (Set point) as manipulated variable so that

    emission concentration in the permeation part of each gas separator is controlled to follows SV(Set

     point). Computing unit(refer 5.5.) assigns pressure difference SV(Set point) that PID controller

    (outer) outputs as SV(Set point) of pressure for the material and permeation parts of gas separator.

    The inner loop behavior:

    The inner loop controls emission and inhalation value to control to follow pressure SV (Set point) of

     pressure provided from Computing Unit.

    )(3

    )(2)(1

    )()()(

    0)((s)G00)(

    )(3

    )(2)(1

    333231

    2221

    11

    sU 

    sU sU 

    sGsGsG

    sGsG

    sY 

    sY sY 

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    Outer loop

    plant

    PID controller 

    (inner)+

    1/2

    +

    1.3

    +

    +

    1.0+ +

    +1/2

    +

    1.3

    +

    +

    1.0+

    +

    +1/2

    +

    1.3

    +

    +

    1.0

    Base pressure

    [atm]

    ++

    SV of pressure

    difference between

    material part andpermeation part

    In gas separator3

    SV of pressure

    in permeation part of

    gas separator3

    Computing unit

    Inner loop

    Y1

    Y2

    Y3

    U1

    U2

    U3

    Manipulatedvariable

    switcher 

    PID controller 

    (inner)

    PID controller 

    (inner)

    PID controller (inner)

    PID controller 

    (inner)

    PID controller 

    (inner)

    PID controller (outer)

    +

    PID controller 

    (outer)

    PID controller 

    (outer)

    SV of density

    in gas separator3

    Manipulatedvariable

    switcher 

    Manipulated

    variable

    switcher 

    Manipulatedvariableswitcher 

    Manipulated

    variableswitcher 

    Manipulatedvariable

    switcher 

    Base pressure

    [atm]

    Base pressure[atm]

    Base pressure[atm]

    Base pressure[atm]

    Base pressure

    [atm]

    SV of density

    in gas separator2

    SV of density

    in gas separator1

    SV: Set point

    CV: Controlled Variable

    CV of density

    in permeation

    part of gas separator3

    CV of density

    in permeationpart of gas separator2

    CV of density

    in permeationpart of gas separator1

    SV of pressure

    difference betweenmaterial part and

    permeation partIn gas separator2

    SV of pressure

    difference between

    material part andpermeation part

    In gas separator1

    SV of pressurein permeation part ofgas separator2

    SV of pressurein permeation part of

    gas separator1

    SV of pressurein material part of

    gas separator1

    SV of pressure

    in material part ofgas separator2

    SV of pressure

    in material part ofgas separator3

    Figure 26. Structure of Cascade PID Control

    PID parameters of cascade PID controller are derived from CHR method.

    If plant can be expressed as transfer function of first order delay + dead time system, an example of

    CHR method parameters are shown in table10.

    )exp(1

    )(   LsTs

    K sG  

     

    K: gain, T time constant, L dead time

    Table 10. Parameter examples of CHR method [2]

    External input Overshoot Control law Proportional

    gain Kp

    Integral

    time Ti

    Derivative

    time Td

    Set point change None PI Control 0.35T/KL 1.17T

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    The results obtained from applying CHR method to transfer function of the outer system are shown

    in table 11.

    Table 11. PID parameter of cascade PID control (host)

    PID Parameter

    Input and output points Transfer Function Proportional

    gain

    Integral

    time

    Derivative

    time

    Gas Separator

    manipulated value 1 (y)

    control value 1 (u)

    )6.3exp(12.313

    182.0s

    s

     167.3 366.4

    Gas Separatormanipulated value 2 (y)

    control value 2 (u)

    )8.43exp(15.205

    2462.0 ss

      6.67 240.4

    Gas Separator

    manipulated value 3 (y)

    control value 3 (u)

    )41exp(12.234

    2884.0s

    s

     6.93 274.0

    Upper and lower limits, and rate limits of all cascade PID controller (outer) are shown in table 12.

    Table 12. Upper and lower limits, and upper and lower rate limits

    Value

    MV upper limit 1

    MV lower limit 0

    MV upper rate limit 0.05

    MV lower rate limit -0.05

    5.4. Outer Control System Design ~ Model Predictive Control

    Detailed structure of Model Predictive Control system is shown in figure 27. What differs from

    cascade PID control is that cascade PID control is single-input single-output, and Model Predictive

    Control system is multi-inputs and multi-outputs.

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    plant

    +1/2

    +

    1.3

    +

    +

    1.0+ +

    +1/2

    +

    1.3

    +

    +

    1.0+

    +

    +1/2

    +

    1.3

    +

    +

    1.0+

    +

    Y1

    Y2

    Y3

    U1

    U2

    U3

    SV of density

    in each

    gas separators

    SV of pressure

    in permeation part of

    gas separator3

    SV of pressure

    in permeation part ofgas separator2

    SV of pressure

    in permeation part of

    gas separator1

    SV of pressure

    in material part ofgas separator1

    SV of pressure

    in material part ofgas separator2

    SV of pressurein material part of

    gas separator3

    Manipulated

    variableswitcher 

    Manipulated

    variable

    switcher 

    Manipulatedvariable

    switcher 

    Manipulated

    variableswitcher 

    Manipulatedvariable

    switcher 

    Manipulated

    variable

    switcher 

    CV of densityin permeation

    part of gas s eparator3

    CV of density

    in permeation

    part of gas separator2

    CV of density

    in permeationpart of gas separator1

    SV of pressuredifference between

    material part and

    permeation partIn gas separator3

    SV of pressure

    difference between

    material part andpermeation part

    In gas separator2

    SV of pressure

    difference between

    material part andpermeation part

    In gas separator1

    ModelPredictive

    Controller 

    Base pressure

    [atm]

    Base pressure

    [atm]

    Base pressure

    [atm]

    Base pressure[atm]

    Base pressure[atm]

    Base pressure

    [atm]

    Computing unit

    Outer loop

    Inner loop

    PID controller (inner)

    PID controller 

    (inner)

    PID controller 

    (inner)

    PID controller (inner)

    PID controller 

    (inner)

    PID controller 

    (inner)

    SV: Set point

    CV: Controlled Variable

    Figure 27. Control structure of Model Predictive Control (Outer system) and PID control (Inner

    system)

    Design parameters for Model Predictive Control system and its design basis are shown in table 13.

    See chapter 6 for details of Model Predictive Control in MATLAB.

    Table 13. Design parameters for Model Predictive Control system and its design basis

    Time related parameter Value Design basis

    Control interval 60 [seconds] As time constant of plant ranges from approximately a

    few hundred to kilo seconds order, prediction horizon

    is set at 1200 seconds to include generally plant s

    dynamics. Control interval is set at 60 seconds as this

    does not require high speed control.

    Prediction horizon 20 [samples] For calculation speed-up, control horizon is set at half

    of prediction horizon.Control horizon 10 [samples]

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    Variable

    type

    Variable Weight Rate

    Weight

    Design basis

    Manipul

    ated

    variables

    U12 1 1 To make significantly bigger weight factor of

    controlled variables than that of manipulated

    variables. This evaluates highly set point tracking

    of controlled variables within the evaluation

    function. Manipulated variable can move as long

    as it satisfies set point tracking. This calculates Δu

    vector that places more importance on set point

    tracking than manipulated variable stability.

    Furthermore, place weight in set value tracking so

    that set point of Y3 (gas concentration of final

     product). Apply more loose constraints for

    intermediate product (Y2) compared with Y3.

    Intermediate product (Y1) is not required to track

    setpoint.

    U34 1 1

    U56 1 1

    Output

    variables

    (Controlled

    Variables)

    YAQ1 10

    YAQ2 1000

    YAQ3 10000

    Variable type Variable Constraints Design basis

    Manipulated

    variables

    U12 0

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    manipulated variable is added to the base pressure in the material part, and half of the manipulated

    variable is subtracted from the base pressure in the permeation part. The base pressure in the

    material part is 1.3[atm], and 1.0[atm] in the permeation part. This is because it assumes the casewhere outer control system is stopped and control is performed only by the inner control system. For

    example, they are transient state such as launching and stopping plant, and malfunction of the outer

    control system and maintenance.

    Functionalities of Computing Unit are the same for cascade PID control and Model Predictive

    Control.

    Model Predictive

    Controller output

    (Manipulated Value)U

    Gas separator 

    Permeation

    part

    Material partBase pressure1.3[atm]

    ++

    Base pressure

    1.0[atm]+

    ½ U

     

    Figure 28. Functions of Computing Unit

    6. Multivariable Model Predictive Control in MATLAB[3] 6.1. Model Predictive Control (MPC) Toolbox and MPC Blockset

    Model Predictive Control (MPC) Toolbox is a MATLAB product which is used for design and

    simulation of Model Predictive Control system. In order to simulate the designed Model Predictive

    Control system use the MPC Controller Block provide in this tool. The MPC toolbox provides

    function library for command line and mpctool for dedicated GUI. Model Predictive Control

    designed in mpctool is MPC object form, and can be treated on MATLAB Workspace. Simulink and

    the MPC Toolbox can be seamlessly used by specifying MPC object in the MPC Controller Block.

    Examples of Functionalities of mpctool are described in figure 29.

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    (1) in figure 29 sets control structure of Model Predictive Control system to be designed. (2) sets

    inequality constraints of Model Predictive Control system to be designed. There are upper and lower

    limits and rate limit constraints of manipulated variables, and upper and lower limits of controlledvalriables in inequality constraints. (3) sets control interval of Model Predictive Control system to be

    designed, prediction horizon, control horizon and so on. (4) sets weight factor within the cost

    function of Model Predictive Control system to be designed.

    Model Predictive Control system described in chapter 6 refers to Model Predictive Control (MPC)

    Toolbox.

    Controlled

    Variables

    Manipulated

    Variables

    MPC Structure Overview

    Model and Horizons

    Constraints

    Weight Tuning

    (1)

    (2)

    (3) (4)

     

    Figure 29. Example of various GUIs for designing mpctool

    6.2. Control Structure of Model Predictive Control

    Control structure of Model Predictive Control is shown in Fig30. The structure is the same in SISO

    (single-input single-output) and MIMO (multi-input multi output). Model Predictive Control is a

    kind of feedback control.

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    Figure 30. Block Diagram of a SISO Model Predictive Control Toolbox Application  [3] 

    Description of symbols in Figure 30 is shown in Table14.

    Table 14. Description of Model Predictive Control Toolbox Signals [3]

    Symbol Description

    d Unmeasured disturbance. Unknown but for its effect on the plant output. The controller

     provides feedback compensation for such disturbances.

    r Setpoint (or reference). The target value for the output.

    u Manipulated variable (or actuator). The signal the controller adjusts in order to achieve

    its objectives.

    v Measured disturbance (optional). The controller provides feedforward compensation for

    such disturbances as they occur to minimize their impact on the output.

     y   Output (or controlled variable). The signal to be held at the setpoint. This is the true

    value, uncorrupted by measurement noise.

     y Measured output. Used to estimate the true value,  y .

    z Measurement noise. Represents electrical noise, sampling errors, drifting calibration,

    and other effects that impair measurement precision and accuracy.

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    6.3. Operation of Model Predictive Control

    Dynamic optimization is performed in Model Predictive Control. (1) and (2) as follows are repeated

    in dynamic optimization procedure.(1) Prediction future controlled variable of the plant as many as p pieces of prediction horizon, p for

    every control interval.

    (2) Solving manipulated variable rate vector )k 1(),(     mk uk k u   K   that minimizes quadratic

    cost function described by manipulated variable rate vector )k 1(),(     pk uk k u   K   ,

    manipulated variable vector )k 1(),(    pk uk k u   K   and controlled variable vector )k 1(),(    pk  yk k  y   K   within the constraints. The procedures for dynamic optimization is shown

    to the left in figure 31. To the right, prediction horizon and control horizon are described.

    present(k)

    ,M

    Prediction future controlled variable of the plant

    as many as p pieces of prediction horizon,

     p for every control interval.

    Solving manipulated variable rate vector

    that minimizes quadratic cost functiondescribed by manipulated variable rate vector,

    manipulated variable vector and controlled

    variable vector within the constraints.

    Set u(k) to plant

    k=k+1 Shift sample time )

    Procedure of MPC

    repeat

    Dynamic optimization

     

    Figure 31. Behavior overview of Model Predictive Control [3]

    6.4. Linear Model of Plant

    The linear model used in Model Predictive Control Toolbox for prediction and optimization is

    depicted in Figure 32.Inputs of the model are manipulated variables and observable and

    non-observable disturbances.

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    Figure 32. Linear Model of a Plant used by MPC Toolbox [3]

    The model of the plant is a linear time-invariant system described by the equations (6-1).  

    )16(

    1

    k u Dk d  Dk v Dk  xC k  yk d  Dk v Dk  xC k  y

    k d  Bk v Bk u Bk  Axk  x

    uuduvuuu

    dmvmmm

    d vu

     

    where x(k ) is the nx-dimensional state vector of the plant, u(k ) is the nu-dimensional vector of

    manipulated variables (MV), i.e., the command inputs, v(k ) is the nv-dimensional vector of measured

    disturbances (MD), d (k ) is the nd -dimensional vector of unmeasured disturbances (UD) entering the

     plant, ym(k ) is the vector of measured outputs (MO), and yu(k ) is the vector of unmeasured outputs

    (UO). The overall output vector y(k ) collects ym(k ) and yu(k ).

    6.5. Optimization Problem

    Assume that the estimates of x(k), xd(k) are available at time k. Model Predictive Control

    action at time k is obtained by solving the optimization problem.

    where the subscript “( )j” denotes the j-th component of a vector, “(k+i|k)” denotes the value

     predicted for time k+i based on the information available at time k; r(k) is the current sample of the

    output reference, subject to with respect to the sequence of input increments

    {Δu(k|k),…,Δu(m-1+k|k)} and to the slack variable ε, and by setting u(k)=u(k-1)+Δu(k|k)*, where

    Δu(k|k)* is the first element of the optimal sequence.

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    2

    1

    2arg,

    1

    2,

    1

    0 1

    2,1 11,

    min1,...,

         

      

     

    uu

     y

    n

     j

    et  jt  j

    u

     ji

    n

     j j

    u

     ji

     p

    i

    n

     j

     j j

     y

     ji

    ik uk ik uk ik u

    ik r k ik  yk k muk k u

      (6-2)

    where the subscript “( )j” denotes the j-th component of a vector, “(k+i|k)”

    denotes the value predicted for time k+i based on the information available at

    time k; r(k) is the current sample of the output reference, subject to

           

        1,...,00

    1,...,,0 1max

    maxmin

    min

    maxmaxminmin

    maxmaxminmin

     pi

     pmhk hk u

    iV i yk ik  yiV i y

    iV iuk ik uiV iu

    iV iuk ik uiV iu

     j

     y

     j j j

     y

     j j

    u

     j j j

    u

     j j

    u

     j j j

    u

     j j

     

      

      

      

      (6-3)

    with respect to the sequence of input increments {Δu(k |k ),…,Δu(m-1+k |k )} and to the slack variable

    ε, and by setting u(k )=u(k -1)+Δu(k |k )*, where Δu(k |k )* is the first element of the optimal sequence.

    When the reference r is not known in advance, the current reference r (k ) is used over the whole

     prediction horizon, namely r (k +i+1)=r (k ) in Equation (6-3).

     ji,y

     ji,u

     ji,u  w,w,w   are nonnegative weights for the corresponding variable. The smaller w, the less

    important is the behavior of the corresponding variable to the overall performance index. 

    max j,min j,max j,min j,max j,min j, y,y,u,u,u,u     are lower/upper bounds on the corresponding

    variables. In Equation (6-3), the constraints on u, Δu, and y are relaxed by introducing the slack

    variable 0  . The weight      on the slack variable     penalizes the violation of the constraints.

    The larger      with respect to input and output weights, the more the constraint violation is

     penalized. The Equal Concern for the Relaxation (ECR) vectors

    maxminmaxu

    minu

    maxu

    minu V,V,V,V,V,V   y y   have nonnegative entries which represent the

    concern for relaxing the corresponding constraint; the larger V , the softer the constraint.

    V =0 means that the constraint is a hard  one that cannot be violated. By default, all input constraints

    are hard 0VVVV maxuminumaxuminu     and  all output constraints are soft 1VV maxyminy . As hard output constraints may cause infeasibility of the optimization

     problem (for instance, because of  unpredicted disturbances, model mismatch, or just because of

    numerical round off).

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    6.6. Cost Function of Model Predictive Control

    Cost Function (6-2) is shown as follows.

    22

    2

    arg

    arg

    2

    arg

    arg

    )(

    )1(

    )(

    )1(

    )(

    )1(

    )(

    )1(

    )1(

    )0(

    )1(

    )0(

    )1(

    )0(

    )1(

    )0(

    )1(

    )0(

    )1(

    )0(

    ),(

      

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     pr 

     p y

     y

    W  pr 

     p y

     y

     pu

    u

     pu

    u

     pu

    u

     pu

    u

     pu

    u

     pu

    u

     z J 

     y

    u

    et t 

    et t 

    u

    et t 

    et t 

    LLLL

    LL

    LLLL

      (6-4)

    Constraint (6-3) is shown as follows.

    )1()1(

    )1()1(

    )1()1(

    )1()1(

    )()(

    )1()1(

    )1(

    )0(

    )1(

    )0(

    )(

    )1(

    )1()1(

    )1()1(

    )1()1(

    )1()1(

    )()(

    )1()1(

    maxmax

    maxmax

    maxmax

    maxmax

    maxmax

    maxmax

    minmin

    minmin

    minmin

    minmin

    minmin

    minmin

     pV  pu

    V u

     pV  pu

    V u

     pV  p y

    V  y

     pu

    u

     pu

    u

     p y

     y

     pV  pu

    V u

     pV  pu

    V u

     pV  p y

    V  y

    u

    u

    u

    u

     y

     y

    u

    u

    u

    u

     y

     y

     

     

     

     

     

     

     

     

     

     

     

     

    L

    L

    L

    L

    L

    L

    L

    L

    L

      (6-5)

    Cost Function (6-4) is shown as follows.

    2222),(           Y W Y U W U U W U  z J    yT 

    uT 

    uT 

      (6-6)

    Constraint (6-6) is shown as follows.

    max

    max

    max

    min

    min

    min

      (6-7)

    Δu that minimizes J is calculated sequentially-iterated by the quadratic programming with

    constraints. Symbols that used in equation (6-6) and (6-7) are shown as follows.

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    )(

    )1(

    )(

    )1(

    )1(

    )0(

    )1(

    )0(

    )1(

    )0(

    arg

    arg

     pr 

     p y

     y

     pu

    u

     pu

    u

     pu

    u

    et t 

    et t 

    LL

    L

    LL

     (6-8)

    )1()1(

    )1()1(

    )1()1(

    )1()1(

    )()(

    )1()1(

    )1()1(

    )1()1(

    )1()1(

    )1()1(

    )()(

    )1()1(

    maxmax

    maxmax

    min

    maxmax

    maxmax

    max

    maxmax

    maxmax

    max

    minmin

    minmin

    min

    minmin

    minmin

    min

    minmin

    minmin

    min

     pV  pu

    V u

     pV  pu

    V u

     pV  p y

    V  y

     pV  pu

    V u

     pV  pu

    V u

     pV  p y

    V  y

    u

    u

    u

    u

     y

     y

    u

    u

    u

    u

     y

     y

     

     

     

     

     

     

     

     

     

     

     

     

    L

    L

    L

    L

    L

    L

      (6-9)

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    7. Evaluation of Control System

    7.1. Introduction

    This chapter evaluates control performance of cascade PID control and Model Predictive Control ofthe outer control system designed in chapter 5.

    7.2. Simulation Model of Cascade PID Control

    Figure 33 shows simulation model of cascade PID control.

    After 0 to 25000 seconds, it is controlled in combination of cascade PID control and the inner

    control system.

    Cascade

    PID

    Controller Computing

    Unit

    Signal Builder

    Block Gas Separator1 Gas Separator2 Gas Separator3

    Permeation part

    PID controller1

    Material Part

    PID controller1

    Material Part

    PID controller2

    Permeation part

    PID controller2

    Material Part

    PID controller3

    Permeation part

    PID controller3

    Data storing part

    Data display part

    Cascade

    PID

    Controller 

    Cascade

    PID

    Controller 

     

    Figure 33. Simulation Model (gas_dynamics3_cascade_tuned.mdl)

    7.3. Simulation Model of Model Predictive Control

    Model that simulates Model Predictive Control is shown in figure 34. Model Predictive Control is

     performed from time 2000 seconds. So, Model Predictive Controller (MPC Controller Block) is

    located within Enabled Subsystem. It is controlled in the inner control system only up to 2000

    seconds, and in combination of Model Predictive Control and the inner control system after 2000 to

    25000 seconds.

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    ComputingUnit

    Signal Builder

    Block Gas Separator1 Gas Separator2 Gas Separator3

    Permeation part

    PID controller1

    Material Part

    PID controller1

    Material Part

    PID controller2

    Permeation partPID controller2

    Material Part

    PID controller3

    Permeation part

    PID controller3

    Data display part

    Model PredictiveController 

     

    Figure 34. Simulation Model ()

    7.4. Comparison of Cascade PID Control and Model Predictive Control

    Perform simulations for cascade PID control and Model Predictive Control. The results obtained are

    shown in figure 35 to 38. (Figure 35: Set points and controlled variables, Figure 36: superimpose of

    Figure 35, Figure 37: manipulated variables, Figure 38: disturbance)

    In (1) in figure 35 (left side of figure 36), set point tracking control apparently stops and windup that

    requires time for a while to restart set point tracking is confirmed in cascade PID control. Windup

    occurs because: integrator is affected if output signal (MV) is reached to upper or lower limit in PID

    calculation when error that is difference between set point and controlled variable occurs. An

    appropriate integrated value is stored in integrator and normal calculation is performed if MV does

    not go over the limits. If MV goes over the limits, excessive integrated values are stored in integrator.

    It requires substantial time for integrated value to become 0 when this state is controlled to be

    normal range. Until reaching this time, MV output does not return to normal range, and the state of

    going over the limits continues. The functionality to initialize integrated value in a short time is

    called anti-reset windup. This PID controller does not have anti-reset windup.

    (1) of figure 35 (left side of figure 36) indicate the state which can not track set point. Each gas

    separator constructs own closed cascade PID control system, and in the gas separator 3, it confirms

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    that manipulated variable of cascade PID controller is at the upper limit in (1) of figure 37. The

    cascade PID control shows that the ability to make oxygen of more than 95% concentration set here

    can not be obtained.Manipulated variable of cascade PID control always stick to the upper limit within of the upper and

    lower limits of manipulated variable, 0~1.5[atm].Manipulated variable of the upper and lower limits

    of Model Predictive Control is 0~1[atm], and manipulated variable of Model Predictive Control

    fluctuate within the range, stress put on the plant is lower in Model Predictive Control.

    In Model Predictive Control, set point tracking control is achieved within the upper and lower limits

    of the manipulated variables.

    Weight factor of set point tracking of the gas separator 3 is weighted and set point tracking of the gas

    separators 2 and 3 are lowered for Model Predictive Control in the design of cost function. Figure 35

    shows that set point tracking is the best in the gas separator 3, followed by the gas separator 2 and 1,

    respectively, which confirms behavior in accordance with the design concept. It also shows that the

    ability to make oxygen with more than 95% concentration can be achieved in the current Model

    Predictive Control performance. Weight factors for the manipulated variables 1, 2 and 3 are

    minimized for large behavior range in the cost function. Each manipulated variables indicates larger

     behavior range for control value set point tracking. As impact of disturbance (figure 38) is not so

    significant for both cascade PID control and Model Predictive Control, it can be considered as good

    for disturbance absorbability.

    In conclusion, Model Predictive Control is considered to have the better control performance in this

    example. However, this cascade PID control is simple and there are some possibilities for improved

    control performance using feedforward and decoupling and so on.

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    Cascade PID control Model Predictive Control

    (3)(2)

    Windup

    Figure 35. Setpoints and manipulated variables

    Windup

     

    Figure 36. Superimpose of figure 35

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    Cascade PID Control Model Predictive ControlManipulated Variables

    (1)

    Figure 37. Manipulated variables

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    Disturbance

     

    Figure 38. Disturbance

    8. Conclusion

    This example shows simulation for gas separator process control using permeable membrane in

    Simulink.

    The control object (plant) is gas separator. Plant model is created on a formula basis using Simulink,

    and as control system for the plant, cascade PID control and Model Predictive Control are compared.

    Control system for the gas separator process control consists of combination of the outer and inner

    control systems (cascade control). Outputs of the outer control system is manipulated variables that

    is set points to track controlled variables of inner control system.

    The procedures for simulation are as follows:

    (1) Plant modeling

    Governing rules of the plant are assumed and modeled on a formula basis. The governing rules are

    derived from mass balance equation and ideal gas equation.

    (2) System identification

    Identify parametric model from plant input and output response in time domain.

    (3) Control system design (PID control, Model Predictive Control)

    Design of PID control for the inner control system, and cascade PID control and Model Predictive

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    Control for the outer control system. The control object is the above parametric model.

    (4) Evaluation of Control System

    Performance of designed control system is evaluated in some diagram. Validity of Model PredictiveControl is confirmed in this example for multi-inputs multi-outputs system.

    Plant model and control system in this example can be created in MATLAB&Simulink and

    simulated. Logics of MATLAB&Simulink can be changed and extended as a more detailed model,

    and improved gradually, a larger system can be constructed. It is also possible to embed

    experimental equation or table format if processes are difficult to equate theoretically. Efficient and

    intuitive modeling is possible in Simulink’s graphical environment.

    9. References

    [1] Kenji Hashimoto and Fumimaru Ogino, Today’s Chemical Engineering, Sangyo-Tosho (2001)

    [2] Iori Hashimoto, Shinji Hasebe and Manabu Kano, Process Control Engineering, Asakura

    Publishing Co., Ltd. (2002)

    [3] Model Predictive Control Toolbox User’s Guide Version 2 The Mathworks, 2004

    [4] Shuichi Adachi, Control Engineering using MATLAB, Tokyo Denki University Press (1999)

    10. Exemption from Responsibility

    Under no circumstances will The MathWorks Inc. be liable in any way for in this content, or for

    any loss or damage of any kind incurred as a result of the use of this content.

    11. Author

    Hiroumi Mita

    [email protected]

    Principal Application Engineer

    AEG

    The MathWorks Inc.

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    Created in February 2005

    Modified in June 2010

    This model is created using MATLAB Version 7.9 ,Model Model Predictive Control Toolbox Version 3.1.1 and Simulink Version 7.4.

    MATLAB&Simulink Sample Model Description― Simulation of Cascade PID Control and Model Predictive Control for a gas separation plant by

    membrane separation ― 

    MATLAB and Simulink are registered trademarks of the MathWorks, Inc. All other names such as products are trademarks or registered trademarks of

    respective owners. Reprint, copy or reproduction of the whole or any part of this material is prohibited. The contents of this material may be altered

    without prior notice.