s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634...

33
SFl78 (Rev. 0312000) 5 C.F.R Pan 2634 U.S. Office of Govenunent Ethics Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT Form Approved: OMB No. 3209-0001 . '.' CiUendar Year ) 'c":'" ': ';<}.' .. '. ; 1'ermiflationDate (Jf:Av[)1i " .;·".: lfee. torLate Filinv ' .> . . .... lor Nomin:)lion (Month. Day' .. ;":::' . . Incumbent · Cov.ered by.Report :>' . New ,Entrant, ·":·;< 1,'eiminatiori ·· c: ao1e ) (Monrh; j)ay, lea!').:'" ".:;::- (or addre{is F':.:·::;.:;;< . .:. 10780 Parkndge Blvd, SUite 75, Reston, VA 20191 ( ) l.'llrtlrof$c1)edule C and Part I.of . '::\> ."; ........ : ..•... "'<'.;" " ....... ': ' ,";, ·.·::C., ..... ,...... . .. Is I ·" · ......... · ... .... :: .. .'.';, .. :., . ..... :.' .. < .. ; .. .-.;: ..... .. :; .. : .. ;: ... , ...... . .. . u, •• " ............ ..... -, .:,.,,' ': :.,,':: " ,:. _.,,:0 .. ,:;,," ....... ,. •.. ". .:.:.':>.',:. '" ... :: .. :.:.", . . .. ' . Presidential No.ininees S.ubie. i:i:.to i '.' ... ,: Name of Con e.monal Committee COIisiderin ·Noniination '··": .. ·· DdYou Intend to Create i' lliilified'Oiversified·Trust? .. ·· ....... ", .. c:.:. '.: .. .. .. Commerce, Science, and ".' .. >j:>; .. X/: . .... ; ..... ::. : ... " .......... . ... ;.\_ ..•... ;.. ,:.-.',:;;'. •...•..... . ....', .. ::: ',:i',. ..'; ........ ,', .. :::> .•.. ',: .. , .. :, .... :,. : .. ... "" .... . _," .. ,;." .. ;---:--; 7' ...... ;.:' .. : .. "";" . ... - .. ........... ' .. <' 5/ta/dl r-/) - 0, Aeencv-EtJ1ics Officia!'sODiii.ion ··'<" .• ISiimatureofDei;imatedAJl.encyE!bicSOffis::iaI7Reviewinl! OfficH;IJ ·;.:,:, :/. :' . ': -, -- -c- . -- ill Wjtli.applicable IlI\VS .. /'\ 0 ll\theboxbelow) .:: ...... ....... ·.: .... ,·· .. · ....... ":-::.:: c·: /' \ A s11'S/O \ .. ..... .," .. , ' .., CommentS ofReviewing.OfficiaJs(If additionalivaciiiireq/itrea,:. use the'reverse jide bf thisiheetY;:i.;,,:. '.' : .. :,,, . >: •. :y; .... ... " ;....... ,·:,':Y ,,: '" , ....... : .,' : .•.. :.: :. -t:> .. >,: .... :. ' ............ : ... :'.'; .... ' ... ,: :.-i·::'::,'''' (Check box if filing extension granted & indicate nllmber of days ) D .... " ........ , ........ ' Alie· ric'V' Use ·Onlv.:·"'·;::· :.....: ...... . (Check box if comments are continued on the reverse side) c::J I ·:·':'" " ........ . :. OGKUstfOnl .. MAY 13 2009 Supersedes Prior Editions. Which Cannot Be Used. 278-112 Fonn Desimed in Microsoft Excel 2000 NSN 7540-01-070-8444

Transcript of s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634...

Page 1: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SFl78 (Rev. 0312000)

5 C.F.R Pan 2634

U.S. Office of Govenunent Ethics Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT

Form Approved:

OMB No. 3209-0001

rDat~ O(.AP1l9inMent;,<::a\ldidaq';E!ec.~pti.;<, Repox:tU\g~tl!~ :: . .,~..' '.' CiUendar Year ) .~. 'c":'" ': ';<}.' r:c::c'.;~:;: .. '. ; 1'ermiflationDate (Jf:Av[)1i ".;·".: lfee .torLate Filinv '.> . . .... lor Nomin:)lion (Month. Day' Y~ai:r'.:'··";'·":·· (Clie~k.(' .. ;":::' :~.; . . Incumbent · Cov.ered by.Report :>' . New ,Entrant, Norriizi~d, . ·":·;<1,'eiminatiori ··c:ao1e) (Monrh; j)ay, lea!').:'" ;: f\.riyjJl.<!ividJ.iiU .Who:jsr~quii·edto >.·)::.

".:~.<:' ".:;::-

(or fOIwar~!ing addre{isF':.:·::;.:;;< . .:. 10780 Parkndge Blvd, SUite 75, Reston, VA 20191 ( ) l.'llrtlrof$c1)edule C and Part I.of . '::\> ."; ........ : ..•... "'<'.;" " ....... ': ' ,";, ·.·::C., ..... ,...... . .. Is

~_ ' . I · " · ......... · ... ~ .... :: .. .'.';, .. :., . . .... :.' .. < .. ; .. ~:';': .-.;: ..... ::.::.~.: .. :; .. : .. ;: ... , ...... ... . ~!~i~}IG;;;lT.~O.=O_"~ u, •• " .~ •............

..... -, .:,.,,' ': :.,,':: " ,:. ::~ _.,,:0 .. ,:;,," ....... ,. ~~ •.. ". .:.:.':>.',:. '" ... :: ~.: .. :.:.", . . .. ' .

Presidential No.ininees S.ubie.i:i:.toi '.' ... ,: Name of Con e.monal Committee COIisiderin ·Noniination '··": .. ·· DdYou Intend to Create i ' lliilified'Oiversified·Trust? .. ·· ....... ", .. c:.:. '.: ..

.. Se~~~~~~Di~~ii~~ ;~.:.().y~:.·~ ~~;.: .. Commerce, Science, and Transportation ;;?~:· D~~s ·.··:';;\<);:P:T~N~. ".' .. >j:>; ~.:· .. X/: . .... ; ..... ::. : ... " ....•...... . ... ;.\_ ..•... ;.. ,:.-.',:;;'. •...•..... . ....• ', .,.~ .. ::: ',:i',. ..'; ........ ,', .. :::> .•.. ',: .. , .. :, .... :,. : .. ~ ... "" .... . ":'.~ _," .. ,;." .. ;---:--;7' ...... ;.:' .. : .. "";"

~t~~ii~~~i:':··'" .~-.... -.. =;~:';;;~~:) ~ii.~~;~~i~t;~~>

·F;'!~~;~~2.,2! ~ ;. ~;; . ~ ........... ' .. <'

.::··~.: W~~~~~bf: :;<>.:~.~~>. 5/ta/dl ~~/~~9~ ~ r-/) - 0, Aeencv-EtJ1ics Officia!'sODiii.ion ··'<" .• ISiimatureofDei;imatedAJl.encyE!bicSOffis::iaI7Reviewinl! OfficH;IJ ·;.:,:, :/. :' . ': ::·'::·:i:" I :Date(Moiith. ·Day;.'year)~

-,-- -c- .

~~f~~~~f~6~~;~r:ai~a;:i~;',S·· ru~--- ~-ill <;ompliaJ1~~ Wjtli.applicable IlI\VS ~d/<·~·: !,egutati6l\s(Su9.ie. ft.\9~rfqP!m .. ~IJ~:;Y/< /'\ 0 ll\theboxbelow).:: ...... ,· ....... ·.: .... ,·· .. · ....... ":-::.:: c·: /' \ A

s11'S/O \ ',( f~ij~0Q0@~a~'~~f.)r .. - · Z2'=1; c ~u ..... .," ' lP<"~j;'';ftl '' .. ,'.., CommentS ofReviewing.OfficiaJs(If additionalivaciiiireq/itrea,:. use the'reverse jide bf thisiheetY;:i.;,,:'· . '.' : .. :,,, . >: •. :y; .... ... " ; ....... ,·:,':Y ,,: '" , ....... : .,' : .•.. :.: :.-t:> .. >,: .... :. ' ............ : ... :'.'; .... ' ... ,: :.-i·::'::,''''

(Check box if filing extension granted & indicate nllmber of days ) D

III.~~;~;), .... " ........ , ........ 'Alie·ric'V'Use ·Onlv.:·"'·;::· : ..... : ...... .

(Check box if comments are continued on the reverse side) c::J I·:·':'" " ......... :. OGKUstfOnl ..

MAY 13 2009 Supersedes Prior Editions. Which Cannot Be Used. 278-112 Fonn Desimed in Microsoft Excel 2000 NSN 7540-01-070-8444

Page 2: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF278 (Rev. 0312000) 5 C.F.R Pan 2634

eroma Randolph Babbitt

Assets and Income

BLOCK A

you, your spouse, and dependent children, >rt each asset held for investment or the

Iproduction of income which had a fair market value exceeding $1.000 at the close of the repon­ing period. or which generated more than $200. in income during the reporting period, together" . with such income. . .'. '. .

Prior Editions Cannot be Used.

Valuation of Assets at close of

reporting period BLOCKB

.I.11Wl11l;:. type and amount. If "None (orless than $201)" is checked, no lother: .entry is needed in Block C for that item.

Other Income (Specify . Type&"

Actual ' ·.·· ~oUI;\t) :·

with the spouse or

Date (Mo .. Dav.

Yr.)

Only if "Honoraria

Page 3: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF278 (R<v. 0312000) 5 C.F.R PIIrt 2634

Ass~ts anciInc.ome.

BLOCK A

.. . .

2

Page 4: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF278 (Rev. 03nOOO) 5 e.F.R Part 2634 U.S. Off"",

Randolph Babbitt

Assets and Income .

BLOCK A : .

3

Page 5: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF278 (Rev. 03/2000)

5 C.F.R Part 2634

Randolph Babbitt

Assets and Income

BLOCK A

.. , .,,'

.. . .

4

Date' (Mo .. Dqv .

.Yr.) .· .

Page 6: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF17S (Rev. 0312000) S C.F.R Pon 2634

. Assets and .Income

"'

NE DYNAMIC DIVIDEND FUND

iChesapeake Energy

IVlUr\\'::I.'-II'I CHASE (Bond I Matures

A ST HSG DEV 4.6 040124

5

Page 7: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF218 (Rev: 03flOOO) 5 C.F.R p"" 2634 U.S. OlW:. of Govenuncnt Ethics

Individual's Name

e Randolph Babbitt

Assets .llnd Income '

SHIPPING INC CLASS A

Blank ••••

I ~pouse·sel! employed· fitness

Prior Edition., Cannot be Used.

6

Page 8: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF278 (Rev. 0312000) 5 C.F.R Part 2634

Randolph Babbitt

Assets and Income

BLOCK A

..

Prior Editions Cannot be Used.

7

Page 9: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF278 (Rev. 03/2000)

S C.ER Pon 2634

U.S. OJ,,,,,, of Go""""".! Elhi ..

Individual's Name

Randolph Babbitt

.Assets aIld Income

.. BLOCK"

... ,': :.' .

B

Page 10: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

S!'l18 (Rev. 0312000) 5 C.F.R P." 2634 U.S. Office ofOovo:nun<nt E1hi<s

Individual's Nante

Randolph Babbitt

Assets alld Income

9

Page 11: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF278 (Rev. 0312000) 5 C.F.R Part 2634

Randolph Babbitt

Assets and Income

BLOCK A

10

Date" . (Mo .. pay, '.

'., Yr.)

Page 12: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SI'278 (Rev. 0312000) S C.F.R P.rt 2634 U.S. Off)Ce of OO'Wlmment Ethics

Individual's Name

Randolph Babbitt

Assets and Income

A

IMAINSTAY HIGH YIELD CORPORATEBOND FD CLASS C

ol1eMlo"" Mid Cap Growth Fund Class

Prior Editions Cannot be Used.

Valuation of Ass~ts· at close of

.. reporting period :

Number

11

Income: type and amount. If "None (or less than $201)" is checked. no other entry is needed.in BlockC for that item.

Page 13: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF278 (Rev. 0312000)

S C.F.R P4T1 2634

Individual's Name

. Randolph Babbitt

Assets and Income.

12

Page 14: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF278 (Rev. 0312000) 5 C.F.R Part 2634

Randolph Babbitt

Assets and Income

BLOCK A

13

Page 15: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF278 (R..,. O)I2000) 5 C.F.R Port 26)4

Page 16: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

Sf278 (Rev. 03/200) S C.F.R PArt 2634

Income

BLOCK A

15

Other I Date (Mo., Da),

Yr.}

Page 17: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF278 (Rev. 03nOOO) S C.F.R Part 2634

Assets alld Income .

A

••••••••••••••••••••

16

Page 18: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF278 tRe •. 0312000)

. 5 C.F.R Part 2634

Randolph Babbitt

. Assets .and In.come· .

BLOCK A .. , ....... .

Prior Millons ClUlllot be Used.

17

Page 19: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF178 (Rev. 0312000) 5 C.F.R Part 2634 U.S. Office of Government Elhi~

Individual's Name

Randolph Babbitt

Assets.and InCQme

18

Page 20: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF278 (Rev. 0312000) 5 CF.R P:ut 2634

Assets and' Income

BLOCK A

..

Mid Cap Opp (RS Inv)

Lazard Emerging Markets Equity Portfolio

Jennison 20/20 Focus

Bryston Growth

Bristol (Suffolk)

PIMCO Real Return

PIMCO Total Return

19

Page 21: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF278 (Rev, 03120(0) 5 CER Port 2634

Randolph Babbitt

Assets and Income

BLOCK A

Van Kampen Real Estate Securities Fund

Van Kampen Core Plus Fixed Income

Lazard Retirement Inti Equity

Franklin Flex Cap Growth

Van Kampen Intemational Growth

Neuberger Berman Amt Regency

Salem Halifax Capital Partners, Holdings: (value and income not ascertainable for Ilnrl"'rlvinn assets)

Bowlin Group, LLC

,Valuation of AsSets ' , at close of : ' ,

, reporting period BLOCKB'

'r'

20

,',:, Date ' : (Md.; pay. ,

, ' .Yr,)', '"

Page 22: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

'SF278 (Rev. 0312000) 5 C.F.R Part 2634

Assets and Income '

BLOCK A

Treasure Valley Business Gr

Focus Technology Consulting

Nutrition Physiology Corp

Industrial Services Group

Professional Systems LLC

Murray Supply Company

S&R Cabinets

Premier Performance Products

Prior Editions Cannot be Used.

21

Page 23: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SFl78 (Rev. 0312000) S C.F.R Part 2634

Assets and Income " ' '

BLOCK A

",

22

Date JMo .. pay . . ' Yr.) .'

Page 24: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF218 (Rev. 0312000) 5 C.F.R Port 2634

Assets and Income

BLOCK A

Longboat Key, FL -- rental property

Marsh &McLennan DSUs; see Sch C, Part" line 4

23

_- Date -

J'1~y/j~~:

Page 25: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF2.78 (Rc1'. 03I2000)

5 C.F.R P:ln 2634 U.s. Office of Government Elhic.. ..

Indjvitlual', NOime

Randolph Babbitt

Assets and Income."

'.:~' . .

Alliance Bankshares (abva)

Astoria Financial Corp (AF)

Beacon Federal Bank (bled)

Cape .Bancorp Inc (cbnj)

Cash -- US dollars

Other W<:0ll)e

. (Specify ·

'.' Type.&: .. ' .. Aetu~l ·

24

Date . (Mo., Day,

. Yr.),

Onlyi! E.onorati .•

Page 26: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

sm8 (Rov. 0312000)

5 CF.R P3!126J.4 U.S. 0«1<4 or GOY'Cnltll,eal E.I~

Individual's Name

Randolph Babbitt

Assets and Income .

BLOCK A

First Financial Northwest, Inc (ffnw)

First Keystone Financial (lkf5)

Rrst Savings Rnaneial Group (t5tg)

Friedman BilUngs Ramsey Group (fur)

GS Financial Corp (g5Ia)

Prior Edi(ions Cannot be Used.

25

.other I. Date (Mo., Day. ·:·. Yr.i

Page 27: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF218 (,Rev. 0312(00)

SC.F.R P'.ut26J4

U.s. ORiec ofQo\WI\lhCtI(.E.lhia

Incllvidu:ars Nom!!

RandOlph Babbitt

Assets llnd Income

BLOCK A

; .. ,

Quaint Oak 6ancorp (qrrto)

Teche Holding Co (Ish)

Access National (ancx)

Other: . I~come· ..

26

. (Specify .' .

:. : TWO.&

Date (Mo .. Day.

Yr.) ..

':/Onlyit"

. J-l.O~9r",la

Page 28: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF 278 (Rev. 0312000) j C.F.R Part 2634 U.S. Office of Government Ethics Reporting Individltil's Name

00 not Complete Schedule B if you are a new entrant, nominee, Vice Presidential or Presidential Candidate .. ~ ~. . , Page Number

.-'::. ": ... :: .... : .. :.> 27 , . .... '. ~.S~PPP~;~.,· :::;:<:, ",;.<:).,.:.

. ~ . ':: ..... : ': .. '.'.~:: - .....

..... : ...

'None X

211199 .; ..... :.--. ;;-;,,-;'.------;-I:',:" ;'<: ";;';,··~""'L V] 1', ;1'" 1 1 ...... 1 .. "''';'- ... 1 .. "'iil! ;;;1 ... "'IO ::"'Li"L;;;Lt:i:'1.ii:I~"'Lo·': "'1 0

li:;;U,; 2 w~:\ I:,xe 3

4 r':r[ 5 I'Pit:

* This category applies only if the lU1derlying asset is solely that of the filer's spouse or dependent children. If the lU1derlying asset is either held bythefiler or jointly held by the filer with the spouse or dependent children, use the other higher categories of value, as appropriate.

2

3

4

5

Prior Editions Cannot Be Used.

Page 29: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF 278 (Rev. 03(2000) 5 C.F.R Part 2634 us. Office of Government Ethics

Reportlnglli-d[vldunl'sName

Jerome Randolph Babbitt . ".<'~.' /~.: " .... .. 28 SCIfflD.UL$;·C'.,· .. PagcNumber

~lhillllj~1 .~~;ib;:T ~~~~~:::,tl~~s·~~~~~~z~~g ;:r~?:f;*{;:~%. ~~~::~£o~l~h7~~~P'~I~~~.;:;:~,, :·.t;),+.';;;;<>

1 Access National Mortgage Company Mortgage on rental property, Florida

2

3

4

5

* This category applies only if the liability is solclythat ohll(~filerissllotiSeciidell6id6iti:hlfclien. If the liability iithlitofthe-filer or a joint liability of the filer with the g'-OI!~e_ordep_eIldeIlt children,_mw)qll~ other higher categories, as appropriate.

".: ..•.. ":<:';"'.':':" \' .. :>').' .......... ; .•..•. ; •. ::·:·Status.iuid-Te.mis:.6faDiAgieeinent'orAi-rangement' .. :..-. .. <, .... "; .' .. .... '.:,::", :)''''.'': ','.:":":."': ~';'C~::;'.:::c::·T~':::.S:::::';::· p::.; :~ :'~."';-:::- .;-: ":". ,-)'arties:':': ...... :. ,c: .... ,:,: ..... .... .:.c ·"~I ··~ Date':::

T~1~~~~~t~~~~~n~~isG~4~~~7:~·~;~~~~~~~ \:.<2S~:~~~~r 1 I Eastern Airlines Fixed Benefit Retirement Plan· Administered by the PBGC I PBGC, Washington, DC

2 lAir Une Pilots Association Exectutlve Retirement Plan •• fixed annuity through MetUfe Insurance, refer to Schedule A. page 23, line 1

3 'Oliver Wyman 401 k plan; no further payments to be made by flier or Oliver Wyman after terminating employment

4 IPursuant to Marsh & McLennan employment agreement, I am scheduled to receive cash payments of $172,500 and distribution of $75,000 in Deferred Stock Units on 9/11/09, but I will forfeit these payments If I am no longer an employee on 9/11/09

5 II will also forfeit all unvested Deferred Stock Units that I have previously received.

ALPA, Herndon, VA; MetUfe, New York, NY

Oliver Wyman, Reston, VA

Marsh & McLennan Companies, New York, NY

4191

6108

1108

9107

6 I Oliver Wyman Deferred Compensation Plan; plan started in 01/2009; no assets currently in plan; payments would be made to I Oliver Wyman, Reston, VA

the plan only after all 2009 payments were made to filer's 401 k plan; all plan assets would be paid to filer upon terminating employment 1109

Page 30: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF278 (Rev. 03120(0) 5 C.F.R Part 2634 U.S. Office o( Government EThics

RePoning Indi"iduJil'sName

Jerome Randolph Babbitt l ';i}'~:1':Q .~:. "i5.':;j·.·,·./::·V:::>;/·'<'.;::·:XM;f'.g¢IDf~Yi~W;~~';,~·Oi.·:«,;:!;;·. J;·.:)/f:'.·:·:.,:;:" :.:,': \; .. :. IP'8e Number 29

gi-~~ .~ ~~~~~7Wrr~2:~~~~~dT;:: ¥2E&~2Afo j~;~W1' B;[%\4T · ~:S,~·ji7 :R¥o~~dftf*:f¥!::·Z )~. ;;<::

2

3

4

* This category applies only if the liability is solely that of the filer's spouse or dependent children, If the liability is that of the filer or a joint liability of the filer with the spouse or dependent children-'-lIl~rk the_()the~higher ~t~()ri~~~JIPJ1l'QPJ'iate.

~~~~~I~~~J$'l~~:t~~fi~~~~#~;~~~;t:~i .. :.< :. , -.. : ~ .

·.· ..•. ·L~~::d· .. : .••. ··· .• · ..... ,· .. · .. ··•··•·•·. •..... ..........• .' . .-., .• " ". ,'" .... .. .. : ....... ·: .. :·:~·.;:.sWJJi and TeiinSM ariyAgreenient"or Arrangement'::·:··· .... ;.:. ,';' :,; .... ; .. ;.... "'j .. •. : .... ;::;';, •. ,;< .... ,' ... ... . ..,'" ......... : ....................... ; .... :·: Pilrtie.~ ·;·.··· ... · •. ,. ..... ' .... .. , ........ : .•..•. .• , ..... , ·· ·::·d>·>. D~te •. ::·::

:;.~; .. ;:::J~~~l~::<,.> ?I :~~~:Jo~~a:::!1o:=~J~~~:~~0Jl:}0r,7~~~~~~r~f~i)~§~C~~~\.~~~~e!s~~,~~~i::'i('/i':;'<';: PR.~:'~¥~·f?fJlli~: .~~IJi:e~·ol'!~~~t~:-;/ .:~ ,....;: .... : ... ,,!;::::o;:,;/«' (;i:Y'r;S, :;·

Oliver Wyman 2009 guaranteed bonus -- I will be paid the earned portion of my 2009 guaranteed $100,000 bonus upon termination of employment I earn 1/12 of the value of the bonus for each month of employment in 2009.

Ollvery Wyman, Reston, VA 1/09

Page 31: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF 278 (Rev. 03/2000) 5 C.F.R Part 2634-U.S. Office of Government Ethics

Reportingrndi"idtial's Name

Jerome Randolph Babbitt

.'::,,::.,.,:. :.:;,'<.:- ::~: .... ~~. : '--.~~~::'~ ' __ .o:.:.-.. ":,. -'~ -'- :'. :;,~.:.).: "~~ ~ : _~ _.:.~____ C';.; .: :.\~. ,,; '.' ::.:; ," ........ 1,,;.; ':,', .;-,-

30

; (:<»> .. ~.: . ";.: . -e'.. '. Qig~izaiio.n; (Name arid Address) ,:' :.': ."" '::': .:. ";;:~ '> ,;.:. " Type of Orgiurization.'" .; '., . .'. '. ~:?</.·)':\;',?P'6s~~qii':Heid ;:;~<;;~;:; ::;!.?;:<propl(MO;;Yt:) ';;:<ToCMd:;Yr:j;

1 IAccess National Corporation. Reston. VA Bank Holding Company Board Member 12/99 Present

2 rEclat Consulting Consulting Firm

3 INational Capitol Area Council, Boy Scouts of America Non profit

4 I Oliver Wyman Consulting Firm

5

6

Chairman & CEO

Executive Board member Non-paid Partner

3/01 9/07

6/99 Present

9/07 Present

, ... :.' ...... :,':;' ::;:. S.oUrcr:'fNam,e:andAddtesiY" .... :· ." .•. ,~ ..... ."..,. ···.': . .:'c'.:,,·;:;:: .. , :.:: •. :" ....•.. ,,, .. : ';;.:.': :·/c·;;<:-;.: .... ':.·:::;:.::.:. ! ::; :/.'.:,: .:/}:::::,.' : .••.• ' .. . ..,,,c.,.>,:·, (:'.: :~:/':·'Bri~fDescription::ofDuti~>·.· .;.. . .>.: ... :,.::.: .... '.,..:. .' '.' ...... :;.:., ... :"'."",:!'.o.".",:,,,,, "".' ."

1 Oliver Wyman Partner compensation for consulting Services

2 IAccess National Corporation Board member, Audit Committee Chairman

3 I Eclat Consulting Chairman & CEO of consulting firm

4

5

6

Prior Editions Cannot Be Used.

Page 32: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF 278 (Rev. 0312000) S C.F.R "",,2634 U.s. OffiC'¢ or Oovcmmeru Ethics Reportinjlllldiyjdual's NIlJlle

Jerome Randolph Babbitt 31

~ ", ' " .....

S.¢$pti~J!J·:Q :9~hti~«.~<i .:>F:/{.·:T~~·;"~····:···'· ... ·.· . .>:." .......... -.: .. . . . .

- :.n;<;\;·!,:~IPageNUmbei

··· SOiiice(Name.iiJldAddressJ ::";> ';." ,.::<':'::'.,'.: .,:" ... ,. ...< .. .... -,,' .... ; ......... :--.. . .. ........ ':' ;.;. :j .. :, .;;:/' .... ' ... ':' BridDescripiionofDutief :>J;;: ...... :c~:~· .. :·:·~. <.. '.=-.. ,. ··;~~~-t:~~~·~2~~~~~~\~:~is4~~~~~~;~:;;·2.:;;.S~;~;~;:~\·4;~Y;S~fj::~:'.i-/!~:~ .. ~:~;8.-~·:~-~\~~H7·~~· provided consulting services

2 lAir Canada Pilots Association 1 provided consulting services Richmond, BC, Canada V7B 1 K2

3 I BH Normandy 275 Albany. LLC 1 provided consulting services c/o Blue Hawk Investments, LLC, Newton, MA 02466

4 I Central Place II I provided consulting services c/o The JBG Companies, Chevy Chase, MD 20815 .

5 I Columbus Hills Capital Management Iprovlded consulting services Short Hills, NJ 07078

S I ExpressJet Airlines, Inc. 1 provided consulting services Houston, TX 77067

7 I Fallon Company/Fan PIer 1 provided consulting services Boston, MA 02210 Fallon Company/Seaport 1 provided consulting services Boston, MA 02210 Frontier Airline Pilots Assn I provided consulting services Denver, CO 80249

10 I Hawaiian/Pilot Negotiations & General 1 provided consulting services Hawaiian Airlines, Inc., Honolulu, HI 96819

11 IJBG/Courthouse Metro 1 provided consulting services clo The JBG Companies, ChE1I,)IChase, MD 20815

121JBGJWaterview 1 provided consulting services c/o The JBG Companies. Chevy Chase, MD 20815

13 I Lockheed Martin Lakeland, FL 33807-3007 .. -- 1 prOvided consulting services

14 I Madison Properties 1 provided consulting services Boston, MA 021 1 6

1sINED LLC Newton, MA 02459 1 provided consulting services

16 I PHXfSymposium ·1 provided consulting services Phoenix, AZ 85034-4405

17 I Pinnacle Airlines .--------- - ... -jprovlded consulting services

Memphis, TN 38132 16 I Save Our Sound (APNS) 1 provided consulting services

Hyannis, MA 02601 19 I Sawyer Enterprises Iprovided consulting services

Boston, MA 02116 20 I Sliver Point Capital 1 provided consulting services

Greenwich, CT 06830-6353 21 I Trans National Properties --·---Iprovided consulting services

c/o Mereditch & Grew, Boston, MA 02110 Prior Editions Cannot Be Used.

Page 33: s3.amazonaws.coms3.amazonaws.com/.../babbitt_jerome_faa.pdfSF278 (Rev. 0312000) 5 C.F.R Pan 2634 eroma Randolph Babbitt Assets and Income BLOCK A you, your spouse, and dependent children,

SF 278 (Rev. 0311(00) 5 C.F.RP";2634 US. Office of Government Ethics

Reponing Individual"s Name

Jerome Randolph Babbitt 1 ·~ .. ~·i,·:':;~::(!/:::?:T::\.·.:·r ..• '.·)(,,:?:}~Fmp:%#;ii;k~p.~~#.~~9·}:;:;~:j",;~;;:;:,J]j'. ·;'.~:, ~ •.. '· .• ·.· .• ·i·/:::~:: i'·:;:·;;. I~ageNwnber 32

-i,' SoUrceINamiipndAddressY " . " .' '--'"'''' c..... "'," ···· f· ... :···· ,·, ····.·· ........ ........ i:, :·i·":." ·•· •• ·:·· BriefDescriptiimof·Dutie:~ .··'· ' .• :: .. '

~~~~·~~~~~~~·~Tc~~t~~:if.i~~:~1f:~~tu~Sj~/iF·4~~?;~;~+!:;·;·~~·~:·;;·~··~:7.·~~.:.7~:?·.:·7.:·~~ie:~.:.&·.:i·7·~~3f~;:.7/~

2 IWinn Development Iprovided consulting services Boston, MA 02109

3 IAntunovich Associates re Land Bay F Project fprovided consulting services Chicago, IL 60610

4 IChiofaro Company re Harbor Garage Development Project I provided consulting services Boston, MA 02110

5 I Citadel Investment Grouplprovided consulting serVices Chlcaao, IL 60603

6 I Dimeo Construction (Blue Cross/Blue Shield of Rhode Island) I provided consulting services Providence, RI 02903

7 I Everpower Renewables re Highland Wind Farm Project Iprovlded consulting services New York, NY 10016

8 IFalion Company re Bldgs. A thru I, excluding G Project Iprovided consulting services Boston, MA 02210

9 I Gensler -- NetJets New York, NY 10020

10 I Horizon Wind Energy Albany, NY 12207

111JBG Companies Chevy Chase, MD 20815

12 I Kygo, LLC re South Andrews Towers Juniper, FL 33458

13 I Morrison & Foerster (GOL Honeywell Litigation) clo Global Aerospace, Short Hills, NJ 07078

141MRP Realty re Buildings A, B, D, E1 & E2 WashinQ1OI), DC 20036

15 1Sawyer Enterprises re W Boston Hotel & Residences Boston, MA 02116 .

161Teresian Carmelites (Pro bono) Worcester, MA 01613

17ITetra Tech re New Grange Wind Farm Project Boston, MA 02110

1sIYork Residential re North Tracks Atlanta, GA 30339

19

20

21

Prior Editions Cannot Be Used.

provided consulting services

provided consulting services

provided consulting services

provided consulting services

provided consulting services

provided consulting services

provided consulting services

provided consulting services

provided consulting services

provided consulting services