S ystems Analysis Laboratory Helsinki University of Technology 1 We have the tools How to attract...
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S ystemsAnalysis LaboratoryHelsinki University of Technology
We have the toolsHow to attract the people?
Creating a culture of Web-based participation in environmental decision making
Raimo P. HämäläinenJyri Mustajoki
Mika Marttunen
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Web-tools
New possibilities to support participatory decision making • Decision analytical tools• Tools for participation
Experiences of web support in environmental management• Multiple objectives• Multiple stakeholders• Often in georaphically different locations
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Development of lake regulation policies
Lake Päijänne• 1995–1999
Lake Kallavesi• 1999–2001
Pirkanmaa lakes• 1999–2003
In collaboration with Finnish Environment Institute
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S ystemsAnalysis LaboratoryHelsinki University of Technology
The tools usedwww.Decisionarium.hut.fi
Opinions-Online (www.opinion.hut.fi)Platform for global participation, voting, surveys, and group decisions
Web-HIPRE (www.hipre.hut.fi)Value tree based decision analysis and support
Joint Gains (www.jointgains.hut.fi) used only in a student role playing test
Multi-party negotiation support with the method of improving directions
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Opinions-Online v.2.0
Online generation of web-survey forms
Multiple / single choice questions
Open ended
Different ways of setting priorities• Ranking,• Approval voting,• Multiattribute rating
On-line analysis of the results• Possibility to view and link to the results according to
any field on the questionnaire• Allows to see differences between stakeholder groups
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Opinions-Online - Creating a new session
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Opinions-Online - Analysis of results
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Web-HIPRE
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Who can use Web-HIPRE to create and evaluate preference models?
• Requires methodological supportNot easily applicable with general public• Ok in steering groups with assistance
Independent analysis of steering group members' models with Web-HIPRE?• Possibly Ok – still risk of misunderstandings
Web-based learning material can help understand the methods and software
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Public
Web-HIPRE
Opinions-Online
Web Site
Decisio
n o
n reco
mm
end
ation
s
Steering Group
Results
to Web
Preferenceelicitation
Analysisof results
Preferenceelicitation
Information
Feedback Analysis ofthe feedback
Analysis ofthe feedback
Information
Analysisof results
Web
Ind
ep
en
de
nt
us
e A
ss
iste
du
se
Framework for the use of Web
Results
to Web
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Stages in a traditional participatory environmental policy process
1. Initial screening of stakeholder concerns
2. Evaluation and modeling of the problem
3. Informing the public, e.g. about decision recommendations
4. Collecting and analysing feedback from the public
5. Decision on policy recommendations
6. Public evaluates the decision
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S ystemsAnalysis LaboratoryHelsinki University of Technology
1. Initial screening of stakeholder concerns
Web does not yet provide natural ways to inform about possibilities to participate
Traditional ways of informing the public still needed• Newspapers, radio, TV, …• Mail questionnaires
• Expensive to send and analyze
Once public has been informed, Web can be used for e-participation
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S ystemsAnalysis LaboratoryHelsinki University of Technology
2. Evaluation and modeling of the problem
Decision analysis provides a transparent way to model preferences• Stakeholder weights and rankings can be
published on the Web
Decision analysis interviews• Analyst assures the proper use of the
methods
Decision conferences/workshops• Individual preference models as a basis of
discussion and group models
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Lake PäijänneSteering group, 20 people• Decision analysis interviews with HIPRE and
Web-HIPRE• Typical models publicly available on the Web
Initial screening by mail questionnaires
10 public meetings, including interactive DA
Closing seminar• 51 participants• Results of the value tree analyses• Opinions-Online feedback
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Lake Päijänne Web site
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S ystemsAnalysis LaboratoryHelsinki University of Technology
3. Web Site for Informing the Public
Impacts of policy alternatives• Pictures, text, graphs, diagrams
Description of Web-HIPRE models of the steering group members• Clear separation of facts and values• Aim to explain the values and objectives of
different stakeholder groups• Can be analyzed by stakeholders in local
meetings
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Pirkanmaa lakes Web site
Information about the recommendations on the Web
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S ystemsAnalysis LaboratoryHelsinki University of Technology
4. Collecting and analysing public feedback
Direct links to opinions-online surveys and results• opinions from different geographical areas and
stakeholder groups• people learn each others’ perspectives – feeling that
they have a voice
Everyone does not have access to Internet• Alternative ways to participate, e.g. by mail, should be
provided• Web tools can still be used by entering the opinions
from the mail questionnaires into the web
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Pirkanmaa lakes
Opinions-Online was the primary way to collect public feedback about the regulation recommendations• Web questionnaire and material broadly
advertised on:• e-Mail lists, Web pages• Local newspapers • Local radio and TV
• Possibility to alternatively reply by regular mail• 333 replied on the Web and 6 by mail
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Visits to the Web questionnaire
Open from February 19 to March 7
Weekend
Weekend
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Pirkanmaa lakes Web site
Results available for the public
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Is Web participation too easy?
• How to assure that stakeholders examine the different options thoroughly?
• E.g. in the Pirkanmaa Web questionnaire very few people visited the information material provided on the recommendations
Learning of the regulation and understanding of the other stakeholders' views may not happen
Public anchored onto just expressing a voice or a vote but were not ready for active participation?
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Discussion
The Web-based framework meets several objectives of public participation• Openness• Fairness• Clarification of facts and values• Opportunity for every person to present an
opinion - not only stakeholder representatives• Provides a possibility for an active role for the
public
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Culture grows from positive experiences
Collaboration of DA researchers and policy planners
Small steps
Simple Web-based tools first• Web pages for information• Surveys• Steering group use of DA tools• Interactive evaluation of decision models by stakeholdes
Can the public use DA tools independently?
This will take years
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S ystemsAnalysis LaboratoryHelsinki University of Technology
How to attract the people?It is not enough to have tools – technology push does not work !
New innovations take 30 years to be accepted
eTools for participation are available but they are not enough:
Participation process has to be designed with a systems intelligent perspective
-Communication so that trust will not be lost
-Collaboration and learning as a working mode
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S ystemsAnalysis LaboratoryHelsinki University of Technology
ReferencesM. Marttunen and R.P. Hämäläinen (1995): Decision analysis interviews in environmental impact assessment, European Journal of Operational Research, 87(3), 1995, 551-563.
M. Marttunen, E.A. Järvinen, J. Saukkonen and R.P. Hämäläinen (1999): Regulation of Lake Päijänne - a learning process preceding decision-making, Finnish Journal of Water Economy, 6, 29-37. (in Finnish)
J. Mustajoki and R.P.Hämäläinen (2000): Web-HIPRE: Global decision support by value tree and AHP analysis, INFOR, 38(3), 208-220.
R.P. Hämäläinen, E. Kettunen, M. Marttunen and H. Ehtamo (2001): Evaluating a Framework for Multi-Stakeholder Decision Support in Water Resources Management, Group Decision and Negotiation, 10(4), 331-353.
R.P. Hämäläinen (2003): Decisionarium - Aiding Decisions, Negotiating and Collecting Opinions on the Web, Journal of Multi-Criteria Decision Analysis, 12(2-3), 101-110
J. Mustajoki, R.P. Hämäläinen and M. Marttunen (2004): Participatory multicriteria decision support with Web-HIPRE: A case of lake regulation policy, Environmental Modelling & Software, 19(6), 537-547.
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S ystemsAnalysis LaboratoryHelsinki University of Technology
Web sitesFindings of 20 years of research in environmental decision analysis and participation:www.environment.sal.hut.fi/
Lake Päijänne project: www.paijanne.hut.fi
Lake Kallavesi project: www.kallavesi.hut.fi
Pirkanmaa lakes project: www.pirkanmaa.hut.fi
Decisionarium: www.decisionarium.hut.fi
Finnish Environment Institute: www.vyh.fi
Water Resources in Finland:www.vyh.fi/eng/environ/state/waterre/waterre.htm