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    Sigma Xi The Scientific Research Society

    Visual DynamicsAuthor(s): Rudolf ArnheimSource: American Scientist, Vol. 76, No. 6 (November-December 1988), pp. 585-591Published by: Sigma Xi, The Scientific Research SocietyStable URL: http://www.jstor.org/stable/27855470.

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    Visual

    Dynamics

    Rudolf

    Arnheim

    What

    has

    been the

    most

    important

    development

    in

    the

    psychology

    of the

    arts

    during

    the

    twentieth

    century?

    My

    own

    answer

    would have

    to

    be the

    insight

    that theworld

    of

    sensory

    experience

    ismade

    up

    primarily

    not

    of

    things

    but of

    dynamic

    forces. This realization has

    had

    to

    oppose

    a

    long

    tradition based

    on

    the

    commonsense

    view

    that

    a

    basic difference exists between the

    objects

    populating

    our

    world and the

    forces

    setting

    them in

    motion,

    forces

    that

    either

    are

    located

    in

    an

    object

    itself

    or

    push

    and

    pull

    it

    from the outside. In the nineteenth century, as Leopold

    Infeld

    explains

    in

    his book

    on

    Albert Einstein

    (Infeld

    1950),

    physicists

    believed in

    two

    laws

    of

    conservation,

    of

    mass

    and

    of

    energy.

    Energy,

    such

    as

    heat,

    occupies

    and drives

    things,

    for

    example engines,

    but

    it

    was

    believed

    to

    possess

    neither

    weight

    nor mass

    by

    itself. Einstein

    rejected

    this distinc

    tion.

    Energy,

    he

    taught

    us,

    is

    not

    immaterial,

    and

    objects

    are

    bundles

    of

    energy.

    I

    have become

    convinced

    that

    this

    changed

    conception

    of

    the

    phys

    ical world

    applies equally

    to

    the

    world of themind, the world presented to us by our

    senses.

    A

    change

    of

    emphasis

    transforms

    the massive

    substance of familiar

    objects

    into

    configurations

    of almost

    dematerialized

    action.

    This

    change

    amounts not

    only

    to

    a

    fundamentally

    different

    way

    of

    experiencing

    the world

    around

    us;

    it also makes

    for

    a

    decisive

    advance

    in

    our

    understanding

    of

    the

    arts.

    Perceptual

    dynamics

    is the

    very

    basis of

    expression, expression

    is

    themanifestation

    of

    life,

    and life

    is

    what

    art

    is

    all about.

    One of

    our

    sensory

    modalities

    makes

    it

    easy

    for

    us

    to

    experience

    the

    dynamics

    of

    objects

    or

    bodies because

    it

    offers

    an

    immediate

    perception

    of the

    physical

    forces that

    activate

    them.

    Kinesthesis,

    with

    its

    receptors

    located

    in

    the

    muscles,

    tendons,

    and

    joints,

    informs

    us

    about the

    directed tensions

    working

    in

    our

    bodies

    and

    thereby

    also

    about

    the forces

    operating

    in

    things

    with

    which

    we

    come

    in

    touch.

    Think

    of

    playing

    with

    a

    kitten.

    Not

    only

    is

    the

    commotion in

    your

    own

    body

    alive

    in

    your

    conscious

    ness,

    but

    almost

    equally

    so

    is

    that

    of

    the

    small

    animal,

    experienced

    as a

    bundle

    of

    energy.

    Compare

    this

    experience

    with that

    of

    just

    watching

    the

    play

    of

    the

    kitten.

    We

    see

    it

    moving, jumping,

    pushing,

    but

    now

    the

    physical

    forces

    generating

    the

    action

    are

    not

    available

    to

    us.

    This

    is

    so

    because

    vision

    is

    a

    sense

    that

    reaches

    across

    space.

    It

    reports

    about

    shape

    and

    color

    by

    means

    of

    the

    light

    reflected from the

    surface

    of

    an

    object,

    but

    it

    supplies

    us

    with

    nothing

    The

    key

    to

    expression

    in

    visual

    art

    is

    the

    rendering

    of

    dynamic

    orces

    in

    fixed mages

    tangible

    about the

    physical

    forces

    operating

    out

    there.

    And

    yet

    it

    takes

    only

    a

    bit of sensitive

    attention

    to

    notice that

    our

    visual observation of

    the

    animal is also

    a

    thoroughly

    dynamic event?dynamic

    beyond

    the obser

    vation of

    mere

    locomotion.

    Locomotion

    can

    be

    all but

    devoid

    of

    dynamics.

    Ask

    a

    dancer about the

    difference

    between

    just

    extending

    an arm

    mechanically

    and

    push

    ing

    it

    forward

    aggressively

    or

    groping

    with

    caution.

    Even

    with

    eyes

    closed,

    the

    dancer

    feels

    the difference

    in

    her

    limb. But?and here comes themiracle?the same differ

    ence

    is

    perceived

    at

    a

    distance

    through

    their

    eyes

    by

    the

    members of the audience.

    The

    shapes

    of the

    body

    on

    the

    _

    stage

    are

    carriers

    of

    dynamic

    forces,

    and

    only

    because

    they

    are

    do

    they

    transmit artistic

    expression.

    The

    forces inherent

    invisual

    per

    ception

    are

    not

    without

    a

    physical

    basis of their

    own.

    This

    basis,

    how

    ever,

    is

    not

    situated

    in

    the

    objects

    perceived

    but

    in

    the

    nervous

    system

    of

    the

    perceiver. Physiologists

    have

    told

    us

    much about

    how

    single

    shapes

    and colors

    are

    generated

    in

    the retina and the cortical centers of the brain, but we

    know

    next to

    nothing

    about

    the

    organizational

    and

    dynamic

    processes

    constituting

    the

    life of

    visual

    experi

    ence.

    Even

    so,

    these

    processes

    must

    have

    physiological

    equivalents

    of

    their

    own,

    and

    my

    personal

    supposition

    is

    that

    the

    dynamics

    perceived

    in visual

    objects

    reflects

    the

    Figure

    1.

    The most

    important

    development

    during

    the twentieth

    century

    in

    the

    psychological study

    of artistic

    expression

    has been

    the

    realization

    that

    sensory

    experience

    endows

    stationary objects

    with

    dynamic

    force.

    The different

    impressions

    made

    on

    observers

    by

    the features of the

    two

    simplified

    faces shown

    here,

    for

    example?the

    face

    on

    the left

    seemed

    aged,

    sad,

    and

    mean,

    the face

    on

    the

    right

    youthful

    and

    serene?are

    the result

    of

    perceived

    contractions

    and

    expansions

    representing

    the muscular

    pattern

    of

    the human face.

    (After

    Galli

    1964.)

    1988 November-December 585

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    91

    i

    directed

    forces

    brought

    about

    when

    stimuli

    generated y

    the

    optical

    nput

    interact

    with the

    forces

    that

    make

    up

    the

    corresponding

    cortical

    field.

    While this is

    mere

    hypothesis,

    there

    can

    be

    no

    question

    about

    the

    ubiquity

    of

    dynamics

    in visual

    expe

    rience. But there is no easy way to

    measure

    and

    quantify

    these

    phenom

    ena,

    and

    this

    is

    the

    reason

    that

    they

    have

    not

    been

    given

    their

    due

    place

    in

    the

    experimental

    literature.

    A

    sim

    ple example

    from studies of visual

    expression

    will

    illustrate

    the

    present

    state

    of affairs.

    Figure

    1

    is taken

    from

    a

    monograph

    by

    Galli

    (1964),

    which

    Figure

    2.

    The

    German

    psychologist

    and

    aesthetician

    Theodor

    Lipps pioneered

    the

    study

    of

    the

    dynamics

    of

    expression.

    Lipps's

    prime

    example

    is

    the

    classical

    column,

    which

    rises from

    the

    ground

    and

    expands

    in

    response

    to the

    weight

    of the

    lintel,

    the

    horizontal

    member

    on

    top

    of

    it. The

    columns shown in the

    picture

    on

    the left

    are

    at

    the ancient Roman

    seaport

    of

    Leptis

    Magna,

    in

    modern

    Libya.

    Curves

    and

    straight

    lines

    respectively

    impose flexibility

    and

    rigidity

    on

    the visual

    appearance

    of

    building

    material.

    A

    striking example

    of this

    phenomenon

    is the

    seventeenth-century

    church

    of San Carlo

    aile

    Quattro

    Fontane

    in

    Rome

    (below),

    whose

    facade

    displays

    a

    combination

    of

    the two effects.

    586

    American

    Scientist,

    Volume

    76

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    refers

    back

    to

    a

    well-known

    early

    investigation

    by

    Bruns

    wik

    and

    Reiter

    (1937).

    In

    both

    cases

    experimenters

    asked,

    as

    many

    would ask

    today,

    what kind

    of facial

    expression

    was

    created

    by

    the

    measurable

    variables

    of

    length

    and

    distance

    in

    the

    features

    of

    the

    simplified

    faces.

    Subjects

    reported,

    for

    example,

    that

    the face

    on

    the

    left

    looked

    aged,

    sad,

    and

    mean,

    whereas

    the

    face

    on

    the

    right

    looked youthful and serene.

    Obviously,

    however,

    what

    makes

    these

    faces look

    the

    way

    they

    do

    is not

    the

    measurable

    geometry

    of

    the

    features but the

    dynamic

    tension

    deriving

    from

    it,

    namely

    the

    contraction

    and

    expansion

    and

    the

    stretching

    of

    lines

    and

    proportions.

    Only

    the

    dynamics explains

    the

    expression,

    but

    no

    reference ismade

    to

    it

    in

    the

    pertinent

    literature.

    When

    visual

    dynamics

    has

    been

    acknowledged,

    it

    has

    been

    explained,

    for

    the

    reason

    given

    above,

    as

    a

    loan

    from

    kinesthesis.

    Significantly,

    it

    was a

    clinical

    psychol

    ogist,

    Hermann

    Rorschach

    (1921),

    who

    for

    the

    interpre

    tation

    of

    his

    inkblot

    test

    needed

    to

    distinguish

    between

    two

    kinds of

    observers: those

    who

    while

    looking,

    for

    example,

    at

    a

    picture

    of

    a

    bird in

    flight

    merely

    know

    that

    the bird

    is

    flying

    and thosewho

    vividly

    sense

    the

    dynamic

    tension

    animating

    the

    wings.

    In

    keeping

    with the

    psy

    chological

    conceptions

    of

    his

    time,

    Rorschach asserted

    that

    the

    perceptual experience

    becomes

    dynamic

    when

    a

    kinesthetic

    resonance

    in

    the

    body

    of

    the viewer is

    added

    to the

    information

    gathered by

    the

    eyes.

    The

    principle

    Rorschach

    used

    to

    explain

    this

    aspect

    of

    the

    inkblot

    test

    is

    known

    as

    empathy.

    It

    was

    intro

    duced

    by

    the

    influential

    psychologist,

    philosopher,

    and

    aesthetician

    Theodor

    Lipps,

    who maintained that

    visual

    perception

    is

    dynamized

    when

    a

    viewer enriches it

    by

    a

    kinesthetic

    response

    generated

    within his

    own

    body.

    What

    this

    theory

    overlooked

    was

    the

    phenomenon

    to

    which

    this

    article is

    dedicated,

    namely

    the

    fact that visual

    experience

    itself is

    thoroughly dynamic

    and

    that

    it

    wak

    ens

    an

    equally

    dynamic

    response

    in

    the

    body

    of the

    viewer

    only

    because it is

    dynamic.

    Remarkably

    enough,

    it

    was

    Theodor

    Lipps

    himself

    who,

    guided

    by

    his

    personal

    sensitivity,

    which

    we

    may

    call

    an

    artistic

    intuition,

    moved

    beyond

    his

    own

    theory

    of

    empathy

    and

    the

    psychological

    axioms of his

    generation.

    The

    first

    section of

    Lipps's

    monograph

    on

    the

    aesthetics

    of

    space

    and

    geometric-optical

    illusions,

    published

    in

    1897,

    is in

    my

    opinion

    the

    most

    important

    statement

    available

    to

    us on

    the

    subject

    of

    visual

    dynamics?a

    piece

    of

    pioneering entirely

    unappreciated

    by psychologists

    up

    to

    this

    day.

    For

    a

    century,

    psychologists

    have accumulated

    an

    enormous

    body

    of

    data

    on

    the

    perception

    of

    shape,

    color,

    movement,

    and

    so

    forth,

    but,

    as

    I

    showed

    by

    the

    exam

    ple

    of

    Figure

    1,

    with

    very

    few

    exceptions

    they

    have

    dealt

    with the inventory of the visual world as essentially static

    objects

    defined

    by

    their

    size,

    shape,

    location,

    and

    loco

    motion and

    related

    to

    other

    objects

    by

    all sorts

    of

    con

    nections.

    Thus

    although

    I

    said

    at

    the

    beginning

    that

    I

    consider

    the

    dynamics

    of

    perception

    themost

    important

    acquisition

    in

    the field

    of the

    psychology

    of

    the

    arts,

    I

    have

    to

    confess

    now

    that this

    progress

    has

    come

    about

    essentially

    behind the

    back

    of

    the

    profession.

    A

    notable

    exception

    to

    this

    general

    situation

    is Heinz Werner's

    discussion of

    "physiognomic

    perception"

    as

    distin

    guished

    from

    what

    he

    calls

    "geometrical-technical

    mat

    Figure

    3.

    As shown

    in this Greek

    relief of

    a

    dancing

    maenad from

    the

    late

    fifth

    century

    B.c.,

    visual

    form

    can

    transform marble into

    mobile fabric. The

    opposite

    effect?making

    insubstantial materials

    look

    solid?is

    also

    possible.

    ter-of-fact"

    qualities

    (Werner

    1948)

    and the

    experiments

    in

    which he and his

    collaborators showed that

    "some

    perceptual objects

    express

    a

    vectorial

    quality

    definable

    in

    terms

    of direction and

    force"

    (Werner

    and

    Wapner

    1954;

    Kaden

    et

    al.

    1955;

    Comalli

    et

    al.

    1957).

    It

    was

    not

    by

    coincidence

    that

    the

    first

    theoretical

    acknowledgment

    of

    visual

    dynamics

    came

    from

    a

    scholar

    whose

    psychological

    interest

    was

    directed toward the

    arts,

    for

    although

    the

    phenomenon

    pervades

    perception

    in

    general,

    it

    is

    particularly

    evident

    to

    persons

    whose

    minds

    are

    geared

    to

    the

    expressive

    qualities

    ofwhat the

    eyes

    see;

    and

    these

    qualities

    are

    apprehended, empha

    sized, and sharpened in works of visual art. Lipps's

    prime

    example

    is the

    column

    of

    classical architecture

    (Fig.

    2).

    The

    column,

    he

    says,

    rises

    by

    an

    inherent visual

    force,

    opposing

    the

    physical

    force

    of

    gravity,

    which

    draws

    the

    marble

    downward. In

    its horizontal

    section

    the

    column

    displays

    a

    tension

    between

    an

    expansion

    of

    its

    girth

    and

    a

    counteracting

    constriction.

    These inherent

    forces

    are

    not

    transmitted

    by

    the column

    as

    such but

    by

    the

    spatial

    dimensions

    of

    its

    lines,

    planes,

    and

    volumes.

    In

    other

    words,

    the carrier of

    visual

    dynamics

    is the

    perceived

    form,

    not the

    material of

    which

    an

    art

    object

    is

    1988 November-December 587

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    Figure

    4.

    Unlike the

    flowing

    lines of the

    sculpture

    in

    Figure

    3,

    strict

    geometrical

    elements

    such

    as

    the

    pyramid

    convey

    a

    pure

    but

    rigid

    visual

    experience.

    This

    Mayan pyramid

    on

    the

    Yucatan

    Peninsula of

    Mexico demonstrates

    the

    dynamics

    of

    sharp

    pointedness

    and

    upward

    rise. Each

    edge

    is

    straight

    and

    unchanging.

    made.

    Form

    determines the

    experience

    to

    such

    an

    extent

    that

    it

    overrules

    a

    viewer's

    knowledge

    of

    the

    physical

    medium. What

    looks

    hard and

    heavy

    can

    be

    made

    of

    flimsy Styrofoam,

    or,

    more

    often,

    what

    looks soft and

    flexiblemay be made of stone. Lipps refers to architec

    ture in

    this

    connection.

    An

    obvious

    example

    would be

    certain

    baroque buildings,

    such

    as

    Borromini's small

    church

    of

    San

    Carlo aile

    Quattro

    Fontane

    (Fig.

    2),

    whose

    facade

    softens

    the

    stone

    within

    the

    horizontal

    planes

    into

    forward- and

    inward-swinging

    shapes;

    at

    the

    same

    time,

    the

    facade maintains

    sufficient

    straightness

    in the

    verticals

    to

    avoid

    a sense

    of

    flabby

    pliability,

    which

    Figure

    5.

    The

    difference

    between

    unchanging

    geometrical

    elements

    and

    elements

    subject

    to

    change

    is

    illustrated

    by

    these

    pictures

    of

    the

    Sydney

    opera

    house

    as

    originally designed (top)

    and

    as

    modified

    to

    simplify

    the

    casting

    of the

    sail-like concrete shells

    (bottom).

    The

    intended

    profiles

    are

    parabolic

    curves,

    whose

    curvature

    changes

    at

    each

    point;

    the

    final

    version

    uses

    unchanging

    circular

    curves,

    with

    the

    consequence

    that

    the visual

    expression

    of the roofline

    loses

    some

    of

    its

    impetus.

    (From

    The

    Other

    Taj

    Mahal,

    by

    John

    Yeomans.)

    would

    sabotage

    the

    solidity

    of

    the

    building. Similarly,

    in

    a

    Greek

    relief of

    a

    dancing

    maenad

    (Fig.

    3),

    the

    curving

    folds of

    the

    garment

    impose

    a

    gracefully

    undulating

    motion

    upon

    the

    grainy

    texture

    of

    the

    marble.

    Lipps

    also

    makes

    enlightening

    observations about

    the

    expression

    of

    geometrical

    shapes.

    On the

    one

    hand,

    the

    pure

    geometry

    of,

    say,

    a

    stone

    pyramid

    (Fig.

    4)

    displays the dynamics of sharp pointedness and upward

    rise

    with

    the

    greatest

    clarity

    because each

    direction of

    edge

    or

    plane

    is

    straight

    and

    unmitigated.

    On

    the other

    hand,

    however,

    the

    obstinate

    uniformity

    of

    such

    shapes

    makes

    them

    internally rigid.

    The

    absence of

    change

    within

    each

    element

    excludes

    new

    dynamic

    impulses.

    A

    straight edge,

    once

    straight,

    remains

    straight

    throughout

    its

    course.

    A

    circle maintains its

    rate

    of

    curvature.

    The

    effect

    can

    be

    illustrated

    by

    modifications

    made in

    J?rn

    Utzon's

    design

    for the

    Sydney

    opera

    house

    (Fig.

    5).

    The

    profile

    of

    the

    shells,

    resembling

    sails,

    was

    conceived

    by

    the

    architect

    as

    reducible

    to

    parabolic

    curves,

    because

    a

    parabola

    changes

    the

    rate

    of

    its

    curvature at

    every

    point

    and

    therefore is

    dynamized

    by

    an

    internal

    crescendo.

    This

    same

    change

    of

    curvature,

    however,

    would have

    required the builder to provide a different form for

    casting

    each

    section

    of

    the

    concrete

    shells.

    For

    economy's

    sake,

    the

    paraboloidal

    surfaces

    were

    changed

    to

    spherical

    ones,

    which

    allowed

    a

    single

    form

    to

    be

    used

    for the

    casting

    throughout

    but also

    lessened the bold

    swing

    of

    the

    shells

    intended

    by

    the

    architect.

    The

    principal

    contribution

    of

    the

    fundamental

    geo

    metrical

    shapes

    to

    visual

    dynamics

    becomes

    evident

    when

    one

    remembers that

    dynamics

    is

    created

    typically

    by

    a

    deviation from

    a

    base. For

    example,

    in

    a

    photograph

    by

    Robert Sowers

    (Fig.

    6)

    the

    tension

    conveyed

    by

    the

    leaning

    position

    of

    the

    sleeping

    man

    and

    the

    diagonal

    of

    the

    railing

    ismade

    explicit by

    the

    door,

    the

    steps,

    and

    the

    wall,

    supplying

    the horizontal and vertical

    framework,

    the

    zero

    level fromwhich the

    obliquely

    oriented

    shapes

    deviate.

    Lipps

    warns,

    however,

    that

    departures

    from the

    basic

    framework

    will

    lead

    to

    an

    effective

    result

    only

    when

    they

    avoid

    arbitrariness.

    In all

    its

    complex

    detail,

    the

    liberated

    pattern

    must

    possess

    an

    inner

    consistency,

    which

    Lipps

    calls

    its

    "natural

    flow." Thus when Matisse

    cuts out

    the

    abstraction of

    a

    dancer

    with his

    scissors

    (Fig.

    7),

    a

    fluid

    spine?if

    there

    can

    be

    such

    a

    thing?

    pervades

    the entire

    figure,

    moving

    smoothly

    into all the

    branches and

    integrating

    the

    whole

    to

    embody

    an

    indi

    vidual

    logic

    all

    its

    own.

    So

    far,

    I

    have talked about

    dynamics only

    as

    an

    attribute of

    visual

    perception,

    and

    I

    have noted

    that

    although

    it is

    an

    essential

    quality

    of

    sensory

    expression,

    it

    has

    escaped

    the attention of

    psychologists

    almost

    entirely.

    In

    another

    part

    of the

    field,

    not

    unrelated

    to

    the

    arts,

    psychologists

    are

    quite

    familiarwith the

    dynamics

    of

    human

    behavior,

    namely

    in

    the

    theory

    ofmotivation.

    If

    we

    think of

    the

    mind

    as

    operating

    on

    the

    infrastructure

    of

    a

    homeostatic

    equilibrium,

    we

    can

    say

    that

    any

    stim

    ulation from the

    outside

    or

    inside

    of

    an

    organism

    will

    upset

    the

    balance of that basic

    state

    and lead

    directly

    to

    a

    countermove.

    The

    upset

    motivates action.

    Sigmund

    Freud

    (1920),

    in

    particular,

    formulated

    this

    idea with

    great

    clarity

    in

    Beyond

    the leasure

    Principle:

    "In

    the

    theory

    of

    psycho-analysis

    we

    have

    no

    hesitation

    in

    assurning

    that

    the

    course

    taken

    by

    mental

    events

    is

    588

    American

    Scientist,

    Volume

    76

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    Figure

    6.

    As shown

    in

    this

    photograph by

    Robert

    Sowers,

    visual

    dynamics

    is

    generated by

    deviations from

    verticality

    and

    horizontality.

    The

    oblique positions

    of

    the

    sleeping

    man

    and the

    railing

    endow

    their immobile

    shapes

    with visual tension.

    automatically regulated by

    the

    pleasure principle.

    We

    believe,

    that is

    to

    say,

    that the

    course

    of

    those

    events is

    invariably

    set

    in motion

    by

    an

    unpleasurable

    tension,

    and that it

    takes

    a

    direction such

    that

    its

    final

    outcome

    coincides with

    a

    lowering

    of that tension?that

    is,

    with

    an

    avoidance of

    unpleasure

    or a

    production

    of

    pleasure"

    (Standard

    Edition,

    vol.

    18,

    p.

    7).

    Freud

    had

    a

    preference

    for

    immobility,

    or even

    death,

    as

    the

    final

    goal

    of

    the

    organism's

    aspirations.

    We

    may

    want to

    compensate

    for

    this

    one-sidedness

    by

    observing

    that the stimulation

    brought

    about

    by change, challenge,

    and adventure is

    as

    desirable

    to

    themind

    as

    the reestablishment of

    equilib

    rium.

    In

    this

    more

    comprehensive

    form

    we

    find Freud's

    principle

    useful

    in

    accounting

    for what incites human

    beings

    to

    respond

    with

    artmaking

    to the

    challenges

    of

    life

    and to seek out works of art in search of questions and

    answers.

    The

    mechanism of

    motivational

    dynamics

    in

    human

    behavior

    is

    reflected

    in

    the

    art

    media that

    present

    hap

    penings

    in

    time?the

    cinema, music,

    and

    dance,

    and

    especially

    the theater

    play,

    the

    prototype

    of

    sequential

    action.

    Aristotle,

    in

    the Poetics

    (VII,

    3;

    1450b),

    describes

    the

    drama

    as

    a

    whole,

    consisting

    of

    a

    beginning,

    a

    middle,

    and

    an

    end.

    "A

    beginning,"

    he

    says,

    "is

    that

    which

    is

    not

    itself

    necessarily

    after

    anything

    else,

    and

    which has

    naturally

    something

    else

    after

    it;

    an

    end is

    that

    which is

    naturally

    after

    something

    itself,

    either as its

    necessary

    or

    usual

    consequent,

    and with

    nothing

    else

    after

    it;

    and

    a

    middle,

    thatwhich is

    by

    nature

    after

    one

    thing

    and

    has

    also another

    after it"

    (Aristotle

    1940,

    p.

    21).

    If

    we

    translate

    this

    uninspiring

    enumeration

    of

    parts

    into

    dynamic

    terms,

    it

    says

    that

    a

    configuration

    of

    directed

    forces

    is

    set

    up,

    which

    face

    one

    another

    in

    conflict,

    generating

    a

    crescendo

    of tension. The conflict is acted

    out,

    with

    each force

    trying

    to

    obtain

    a

    reduction

    of

    tension

    in

    its

    own

    way

    until

    a

    general

    denouement

    or

    unraveling

    of the knot reduces

    all tension

    to

    zero.

    The

    commotion has

    stopped.

    The

    protagonist

    has

    attained

    his

    goal

    or

    has succumbed

    to

    the

    struggle.

    The

    drama

    ends

    as

    an

    open

    system,

    as

    the

    physicists

    would

    say,

    when

    all the

    energy

    is

    dispersed

    and the action has

    run

    out.

    While

    the

    temporal

    arts

    present

    the

    motivational

    Rudolf

    Arnheim is

    Professor

    Emeritus

    of

    the

    Psychology

    of

    Art,

    Harvard

    University.

    He

    has also

    taught

    at

    Sarah

    Lawrence

    College,

    theNew School

    for

    Social

    Research,

    and

    the

    University

    ofMichigan.

    He

    has

    published

    numerous

    books and articles

    on

    art and

    psychology,

    including

    an

    article in

    American Scientist

    (January-February

    1986)

    on

    "The

    Artistry

    of

    Psychotics."

    Selections

    from

    his

    notebooks,

    1959-1986,

    will be

    published by

    the

    University of California

    Press in 1989. Address:

    1133

    South

    Seventh

    Street,

    Ann

    Arbor,

    Ml 48103.

    1988 November-December

    589

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    forces

    in their

    coming

    and

    going,

    a

    timeless medium

    such

    as

    painting

    portrays

    human life

    as

    a

    closed

    system

    in

    which all relevant

    forces

    are

    shown

    together

    in

    con

    figuration,

    each

    in

    its

    characteristic

    direction and

    appro

    priate

    strength.

    Timeless

    images

    have the function of

    letting

    our

    rnind

    cope

    with the

    flight

    of

    events

    which

    in

    our

    daily

    lives

    are

    consumed

    by

    the

    very

    moment

    that

    generated them. To understand their interaction, we

    must

    be able

    to set

    them

    against

    one

    another

    in

    a

    confrontation.

    The

    German

    philosopher

    Karl

    Philipp

    Moritz,

    in

    a

    curious

    meditation

    written in

    1787,

    sug

    gested

    that the

    events

    experienced by

    humans

    in

    an

    unrolling

    sequence

    exist

    in

    the

    consciousness

    of

    God

    as

    a

    simultaneity.

    In

    God,

    he

    said,

    "the entire life of

    a

    person

    stands

    eternally

    in

    juxtaposition

    like

    a

    painting,

    in

    which

    light

    and shadow

    mterrningle beautifully,

    whereas the

    human

    being

    must

    live

    through

    it

    to

    comprehend

    it"

    (Werte,

    vol.

    3,

    p.

    307).

    In

    a

    painting,

    then,

    the forces

    that make

    up

    its

    composition

    are

    deprived

    of themotion of

    events

    and

    display

    their directed tension

    through

    immobile but

    dynamically

    animated form. To understand visual

    art in

    its

    own

    terms

    as a

    translation of live action into timeless

    images

    is

    an

    intuitive

    ability

    given

    to

    everybody,

    even

    to

    children.

    The difference

    between

    action

    and

    image

    was

    clarified

    theoretically by

    the

    German dramatist

    and

    critic

    Gotthold

    Ephraim Lessing

    (1766)

    in

    a

    classic

    essay

    on

    the

    Figure

    7.

    A

    great

    artist like

    Henri Matisse

    knows how

    to fit

    the

    dynamic impulses

    of the

    components

    to

    the

    overall flow of

    the

    total

    composition.

    His

    paper

    cutout

    La

    Danseuse

    possesses

    a

    fluid

    spine

    that

    winds

    smoothly

    into

    all

    the branches

    of

    the

    figure.

    (Courtesy

    of

    Robert

    Motherwell.)

    confines

    of

    painting

    and

    poetry.

    Lessing explained

    that

    painting

    relies

    on

    shapes

    and colors

    in

    space,

    and liter

    ature

    uses

    sequences

    of

    words

    in

    time;

    so

    that

    painting

    can

    represent

    action

    only through

    the

    composition

    of

    shapes

    whereas

    literature

    describes

    objects

    or

    situations

    best

    through

    scenes

    of

    action. But

    one can

    also

    ignore

    the

    fact that

    images

    translate

    action into

    a

    medium

    governed

    by different principles. One can force an image into the

    dimension of

    time

    and

    misinterpret

    its

    immobility

    as

    paralysis

    or

    immortality,

    as

    John

    Keats

    did,

    for

    poetical

    purposes,

    in

    his "Ode

    on

    a

    Grecian

    Urn,"

    where lovers

    never

    reach

    their

    objective

    and

    trees

    are

    in

    foliage

    for

    ever.

    One

    can

    also

    overlook

    the difference between the

    media

    out

    of

    pedantry,

    as

    happened historically

    when

    painters

    who

    used

    the

    plots

    of theater

    plays

    as

    subjects

    for

    their

    pictures

    were

    accused

    by

    critics

    of

    showing

    persons

    and actions

    together

    that

    appeared separately

    in

    sequence

    on

    the

    stage.

    For

    an

    example

    Iwill

    rely

    on

    an

    article

    by

    the

    art

    historian

    James

    Henry

    Rubin

    (1977),

    which

    recounts

    what

    happened

    in

    1802 when the French

    painter

    Pierre-Narcisse

    Gu?rin

    exhibited

    a

    painting

    de

    rived from Jean Racine's tragedy Ph?dre. The play tells

    the

    mythological

    story

    of

    Phaedra,

    wife

    of

    King

    Theseus,

    who

    falls

    in

    love

    with her

    stepson

    Hippolytus

    and is

    persuaded

    by

    her

    confidante

    Oenone

    to

    accuse

    the

    son

    of

    trying

    to

    seduce

    her.

    The

    enraged king

    has his

    innocent

    son

    killed,

    while

    Phaedra,

    overcome

    by

    her

    sense

    of

    guilt,

    takes

    poison.

    The death of

    the

    two

    leading

    characters releases the

    tension

    created

    by

    the conflict.

    The

    painter

    Gu?rin,

    a

    classicist follower of

    Jacques-Louis

    David,

    shows the

    principal

    themes of the

    plot

    in

    their

    direct

    interaction

    (Fig.

    8).

    Hippolytus

    rejects

    the

    accusa

    tion;

    his father listens

    to

    him with

    deep apprehension;

    and the

    queen,

    in

    the turmoil

    of

    her

    conflicting impulses,

    turns

    away

    from the

    confrontation

    and

    is

    urged by

    her

    confidante

    to

    insist

    on

    the false

    accusation.

    Gu?rin,

    whom the

    poet

    Charles

    Baudelaire called

    an

    abstractor of

    quintessences,

    reduces each

    figure

    to its

    dynamic

    theme.

    Hippolytus, petrified

    and

    detached

    by

    some

    distance from

    the

    group,

    does

    not

    actively

    engage

    in

    his defense.

    The

    verticality

    of

    his

    stance

    and

    the

    right

    angle

    that

    straightens

    his

    gesture

    of

    rejection

    freeze

    his

    response

    into

    immobility,

    whereas the

    king,

    closed off

    by

    a

    rectangular

    backwall,

    is

    swept

    away

    from

    his

    son

    in

    a

    powerful diagonal

    wave.

    The

    queen

    is

    caught

    in

    this

    rebound

    but

    is

    nevertheless

    kept

    out

    of

    it

    by

    her

    frontal

    ity,

    which ties

    her

    to

    the

    equally

    frontal

    position

    of

    Hippolytus.

    The

    innocent

    youth

    and the

    gu?ty

    woman

    are

    kept parallel by

    their detachment from the

    sweep

    of

    the

    accusation,

    while the confidante seeks

    to

    increase the

    intensity

    of the attack.

    The

    schematic

    theatricality

    of

    Gu?rin's

    painting

    in

    terfereswith its life s awork of art to thepoint ofmaking

    it

    look

    ridiculous,

    but

    its

    very

    abstractness

    makes

    it

    particularly

    useful

    as

    an

    illustration of the

    perceptual

    principle

    I

    have been

    trying

    to

    describe.

    An

    episode

    of

    human

    life

    is

    reduced

    to

    a

    configuration

    of

    visual

    forces,

    which

    spells

    out

    the conflict

    diagrammatically.

    The dia

    gram,

    however,

    is

    not

    given

    directly

    and

    nakedly.

    We

    envisage

    it

    only

    in the

    painted figures

    of

    the

    actors,

    because

    perception

    does

    not

    consist

    in

    the

    simple

    record

    ing

    of

    shapes

    but

    in

    the

    grasping

    of the structure

    under

    lying

    the

    appearance

    of

    the

    objects.

    This

    perceptual

    590 American

    Scientist,

    Volume

    76

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  • 8/9/2019 Rudolf Arnheim - Visual Dynamics

    8/8

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    Figure

    8. In

    the

    painting

    Ph?dre

    et

    Hippolyte

    (1802),

    the French

    artist Pierre-Narcisse Gu?rin tells

    the

    mythological

    story

    of

    Phaedra,

    translating

    a

    sequence

    of

    events

    from

    a

    theater

    play

    by

    the

    seventeenth-century

    dramatist

    Jean

    Racine into

    a

    single

    configuration

    of

    directed

    forces.

    The

    interplay

    of

    the

    oblique

    lines created

    by

    the

    figures

    of

    Phaedra

    and her husband

    King

    Theseus

    on

    the

    right

    and the vertical

    and

    horizontal lines of

    Hippolytus

    on

    the

    left

    presents

    the

    dramatic

    conflict

    in

    purely

    visual

    terms.

    (Mus?es

    Nationaux,

    Paris.)

    reduction

    serves

    not

    only

    to

    clarify

    the

    nature

    of

    the

    objects

    and

    their

    behavior;

    it

    also

    defines the material

    presence

    of the

    pictorial

    scene as

    a

    dynamic happening

    extracted

    from

    the

    flow of

    human

    events.

    But

    there

    is

    more.

    Any

    abstraction

    raises

    an

    individ

    ual instance

    to

    the

    level of

    a

    more

    general

    validity,

    and

    the

    reduction

    of

    a

    percept

    to

    its

    structural skeleton

    is

    already

    such

    an

    abstraction.

    This

    is

    why

    any

    ordinary

    perception

    conveys

    to

    a

    reasonably

    alert

    rrtind

    more

    than

    the individual

    instance

    that

    gave

    rise

    to

    it?a

    desirable

    gain,

    which is all the

    more

    effectively

    obtained when

    an

    artist

    sharpens

    the

    pattern

    of forces

    inherent

    in

    the form

    of his

    work. He

    thereby helps

    us

    to

    acquire

    the

    kind

    of

    wisdom thatmakes us espy a kernel of truthbeneath the

    surface of

    our

    images.

    References

    Aristotle.

    1940. Aristotle's Art

    of

    Poetry,

    trans.

    W. H.

    Fyfe.

    Clarendon

    Press.

    Brunswik, E.,

    and L.

    Reiter. 1937.

    Eindruckscharaktere schematisierter

    Gesichter.

    Zeitschrift ?r

    Psychologie

    142:67-134.

    Comalli, P.E.,

    Jr.,

    H.

    Werner,

    and S.

    Wapner.

    1957. Studies

    in

    phy

    siognomic

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    III.

    Effect of

    directional

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    and

    mean

    ing-induced

    sets

    on

    autokinetic

    motions.

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    Psych.

    43:289-99.

    Freud,

    S. 1920.

    Jenseits

    des

    Lustprinzips.

    In The

    Standard

    Edition

    of

    the

    Complete

    Psychological

    Works

    of Sigmund

    Freud,

    vol.

    18,

    trans.

    J.

    Strachey, Hogarth

    Press and

    Inst.

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    Psycho-Analysis,

    1955.

    Galli,

    G. 1964.

    Sulle

    qualit?

    formali

    dell'area

    fisionomica. Bologna:

    Istituto

    di

    Psicologia

    dell'Universit?.

    Infeld,

    L.

    1950. Albert Einstein.

    Scribner's.

    Kaden,

    S.

    E.,

    S.

    Wapner,

    and H. Werner. 1955.

    Studies

    in

    physiogno

    mic

    perception:

    II.

    Effect of directional

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    of

    pictured

    objects

    and of words

    on

    the

    position

    of

    the

    apparent

    horizon.

    /.

    Psych.

    39:61-70.

    Lessing,

    G.

    E.

    1766. Laokoon:

    oder ?ber die Grenzen der

    Mahlerey

    und

    Poesie.

    (Laoco?n:

    An

    Essay

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    Painting

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    Lipps,

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    Rubin,

    J.

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    Ph?dre and the

    post-revolu

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    revival of

    Racine. Art Bull. 59:601-18.

    Werner,

    H. 1948.

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    Wapner.

    1954. Studies in

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