Roger L Gregory Financial Disclosure Report for 2006

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AD 10Rev. 112007FINANCIAL DISCLOSURE REPORT

FOR CALENDARYEAR 2006Report Required by the Ethicsin Government Act o f 1978(5 u.s.c. app. tot.tu )

I. Person Reporting (last name, first, middle initial) 2. Court or Organization 3.Date ofReportGregory, Roger L US Court of Appeals - 4th Cir. 05/1012007

4. Title (Article III judges indicate active or senior status; Sa. Report Type (check appr opri at e type) 6. Reporting Periodmagistrate judges indicate full- or part-time) 0 Nomination, Date 0110112006Article 1lI Judge - Active 0 Initial Annual 0 Final to12/31120065b. 0 Amended Report

7. Chambers or Office Address 8.On the basis ofthe information contained in this Report and anymodifications pertaining thereto, it is,in my opinion, in compliance1000 East Main Street with applicable laws and regulations.Suite 212Richmond, VA 23219-3517 Reviewing Officer Date

IMPORTAN TNOTES: The instructions accompanying thisform must befollowed. Complete all paris,checking the NONE bo x fo r each part where yo u have no reportable information. Sign on lastpage.

I. POSITIONS. (Reporting individual only; seepp. 9-13 o finstructions.)D NONE (No reportable positions.) ,I.

2.

3.

4.

5.

Board of Dirctors

POSITION NAME OF ORGANIZATION/ENTITYChristian Children's Fund

( : ~ 7 ......(/ ) i


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FINANCIAL DISCLOSURE REPORTPage 2 of7

Name of Person ReportingGregory, Roger L

Date of Report05/10/2007

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of lnstructions.)A. Filer's Non-Investment Income[2[] NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

5.

B. Spouse's Non-Investment Income - I fyou weremarried during any portion of the reportingyear, complete this section.(Dollar amount not required exceptfor honoraria.)D NONE (No reportable non-investment income.)

SOURCE AND TYPE

INCOME(yours, not spouse's)

I. 0112006

2.

3.

4.

5.

Philip Morris, Incorporated

IV. REIMBURSEMENTS -transportation, lodging,[ood, entertainment.(Includes those to spouse anddependent children. Seepp. 25-27 of instructions.)D NONE (No reportable reimbursements.)

SOURCE DESCRIPTIONI.

2.

3.

4.

5.

Shaw University

Morning Star Baptist Church

VA National Guard

George Washington University School of Law

The Ted Dalton American Inn of Court

January 13-14, Raleigh, NC Keynote Speaker (travel)

January 14-15, Martinsville, VA Keynote Address (travel, lodging and meals)

February 16, Blackstone, VA Keynote Address (travel)

April 7-8, Washington, DC, Judge Moot Trial Court - (travel, lodging and meal)

April 10, Roanoke, VA Keynote Speaker (travel, lodging and meals)


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Date ofReport05110/2007

6. Delta Beta Boule'

7. Chris tian Children's Fund

8. Baptist General Convention

9. National Bar Association

10. Just the Beginning Foundation

II . I'Anson-Hoffman Inns of Court XXVII

12. Christian Children's Fund

April 26-27, Greenville, SC Keynote Speaker (travel, lodging and meals)

May 11-17, Tokyo, Japan, Keynote Speaker, (travel, lodging and meals)

June 28, Norfolk, VA, Keynote Speaker, (travel, lodging and meals)

August 5-8, Detroit, MI, Panel Speaker at Annual Meeting, (travel, lodging and meals)

September 21-24, Cincinnati, OH, Annual Meeting - (travel, lodging and meal)

October II , Williamsburg, VA, Keynote Speaker, (travel)

December6-11, Ecuador, Board Activities, (travel, lodging and meals)


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Date ofReport05110/2007

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)[ill NONE (No reportable gifts.)

SOURCEI.2.

3.

4.5.

DESCRIPTION VALUE

VI. LIABILITIES. (Includes those ofspouse and dependent children. See pp. 32-33 of instructlons.)D NONE (No reportable liabilities.)CREDITOR

I. CitiCard Mastercard

2.3.

4.5.

Credit CardDESCRIPTION VALUE CODE

J


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FINANCIAL DISCLOSURE REPORTPage 5 of7Narne of Person ReportingGregory, Roger L


VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those ofthe spouse and dependent children. See pp. 34-60 offiling instructions.)D NONE (No reportable income, assets, or transactions.)A. B. C. D.

Description of Assets Income during Gross value at end of Transactions during reporting period(including trust assets) reporting period reporting period(I ) (2) (I ) (2) (I ) (2) (3) (4) (5)

Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity ofexempt from priordisclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code 1 buyer/seller(A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

1. Sun trust Bank Interest Checking A Interest J T2. P rudent ia l In su ranceAnnu it y C Dividend K T

3. Phi li p Mor ri s P ro fi t Sha ri ng Plan (40IK) E Dividend N T See Explanation4. ManuLife Financial Common Stock B Dividend L T

5. World Airways Common Stock None Sell 8/3 J A

6. New York Life IRA - Fixed Annuity A Interest J T

7. IDS Life Insurance Company IRA Fixed A Interest K T See Explanation8. Consolidated Bank & Trust A Interest J T

9. John Hancock Life Ins. (tennlwhole life ins. None K Tpolicy)10. New York Life Insurance (tennlwhole life None J Tins. policy)II . Intel Corp. Common Stock None J T Buy 8/3 J

12. Call Fede ra l C redi tUnion A Interest J T

13.

14.

15.

16.

17.

1.Income Gain Codes: A ~ $ I , O O O or less B =$1,001 - $2,500 C =$2,501 - $5,000 D ~ $ 5 , O O 1 - $15,000 E ~ $ 1 5 , O O 1- $50,000(See ColumnsBland D4) F ~ $ 5 0 , O O 1 - $100,000 G ~ $ 00,00 1- $1,000,000 H1 ~ $ I , O O O , O O I - $5,000,000 H2 Mor e t han $5, 000,000

2. Value Codes J ~ $ 1 5 , O O O or less K =$15,00 I - $50,000 L=$50,OOI-$100,OOO M =$100,001 - $250,000(See Columns C I and D3) N = $250,00 I - $ 500,000 o ~ $ 5 0 0 , O O I - $ 1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

3.Value Method Codes P3 =$25,000,001 - $50,000,000 R -Cost (Real Estate Only) P4 Morc than $50,000,000 T


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Narne of Person ReportingGregory, Roger L

Date ofReport05/10/2007

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part ofReport.)

VII. Investments and TrustsItem #3 - In previous years Altria Group Inc., Common Stock was listed separately, but this stock is included in the Philip Morris Profit Sharing Plan that is a40IK plan directed by the employer. The Philip Morris Profit Sharing Plan asset has been disclosed every year. The Altria stock isnot being reported separatelybecause it is owned and traded through the 40IK plan based upon a predetermined percentage of contributions being allocated to Altria stock purchase and variousinvestment funds. This 40lK Deferred Profit Sharing Plan is operated by the employer's benefits center administrator.Item #8 - "American Express IRA - Fixed" was previously provided as the description of asset, but the name should have been listed as "American EnterpriseLife Insurance Company IRA - Fixed." I apologize for this mistake. However, effective December 31, 2006, American Enterprise Life Insurance Companymerged into IDS Life Insurance Company. Because IDS Life Insurance Company is the surviving company, it is now listed. This asset remains an "IRA FixedRate Annuity."


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FINANCIAL DISCLOSURE REPORTPage 7 of7IX. CERTIFICATION.

Name ofPerson ReportingGregory, Roger L


I certify that all information given above (including information pertaining to my spouse and minor or dependent children, ifany) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employment and honoraria and the acceptance ofgifts which have been reported are incompliance with the provisions of 5 U.S.C. app, 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTAND

LFULLYFALSIFIES OR FAILS TO FILE THIS REPORT MAYBE SUBJECT TO CIVIL

FILING INSTRUCTIONSMail signed original and 3 additional copies to:Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Roger L Gregory Financial Disclosure Report for 2006

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