Robert L Miller Jr Financial Disclosure Report for 2009

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  • 8/3/2019 Robert L Miller Jr Financial Disclosure Report for 2009

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    f._4 0 l 0 1 FINANCIAL DISCLOSURE REPORT R ~ p o r , ~ w t , i, . e d : , ,, ,h e ~ t h i c sin Government dot of! 978R e ~ . ~ / 2 o o 8 FOR CALENDAR YEAR 2010 ~5 u.s .c , a p p . , ~ I O I - 1 1 0I. Person ]Reporting (last name, first, middle initial) 2. Conrt or Organization 3. Date of ReportM filer, Jr., Robert L. U.S.D.C. (hNN) 05/13/2010

    4. T itle (A rticle llI jodges indicate active or senior status; 5a. Report Type (check appropriate type) 6, Reporting Periodmagistrate judges indicate fulb or part-time)~- Nomination, Date 0t101/2010

    0District Judge (active) ~ Initial ~ Annual ~ FinalSK ~ Amonded Report

    3. Chamber~ or Office Address 8. On the ~si~ of Ihe in formalio~ onlatned il~ lhi~ Report anti anymodifications pertaining thereto, it is~ in my opinion, in ~ompliance325 Robert A. Gram Fed. Bldg. with applicable law~ a nd regulations.204 S. MainSouth Bend, IN 46601 ~eviewlng Officer Date

    I M P O R T A N T N O T E S : The instructions accompanying this form mast be foltorved. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

    1o .g t.$~..~ Ik .l l~..~l~ k.~, (Reporting indi,,idaal only; see pp. 9 -1J of flling instrnetioas.)~ N O N E (No reportable positions.)

    pOSITION NAME OF O_R~ATIQN/ENTITYI.2.

    3.

    4. : ,"

    II.AGREEMENTS. m w o . i , , ~ i,,d~.~a,,.~ o,,e; ... ~. 14-16 of flUng U, structions.)~ N O N E (No reportable agreements.)

    D A T E PARTIES AND TERMSI. 4/06 West Pub. Co. - Royalties, 15% (3d edition of Iawbook)

    2.4/09 W e s t P u b . C o . - R o y a l t ie s , 1 5 % - a n n u a l l a w b o o k

    3 . 4 1 0 9 W e s t P u b . C o . - s u p p le m e n t t o 2 d " ~e d i t i o n - R o y a l t t e s 1 5 N

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    FINANCIAL DISCLOSURE REPORT N .....fP ......Reporting ] DateofReportPage 2 of 7 Miller, .Jr,, Robert L,I

    05/13/2010

    I t I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspoose; see flp. 17-24 0ffilittg instructions.)A. Fliers Non-Investment Income

    [] (No reportable non-investment income.)ONEDATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )

    1.2010 Thomson-West Publishing Co. - royalties $30,644.89

    2.

    3.

    4,

    B . S p o u s e s N o n - I n v e s tm e n t l n c n m e - If you were married daring any porti~n of the rept~rting ),ear, complete hi,~ section.(Dollar amount not required except for honorari~.)

    ~ N O N E (No reportable non-investment income.)DATE ~2)!.,IRCE AND TYPE

    I. 20t0 S~ate of lndiana- salary

    2.

    3. 2010 Notre Dame University - salary

    4.

    IV. REIMB URSEMENTS -(includes those to s~ouse and dependent children; see pp. 25-27 qff!ling instru~ tions.)

    N O N E (No reportable reimbursements.)SOURCE DATES LOCATION PUR.PO,,SE ITEMS PAID OR PROVIDED

    1.23.

    4.

    5.

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    FINANCIAL DISCLOSURE REPORTPage ~3 of 7 Miller, Jr., Robert L. 0 5 / 1 3 1 2 0 1 0

    V . G I F T S . a , , c i ,, e e ~ ~ I , o . ~ , ~ ~ . .. . .. .. . ~ dependet, t children; se, p p . 2 8 - 3 t of filing inxtructiotts,)N O N E (No reporlable

    S O U R C E D E S C R I P T I O N VALUE1.

    2,3.4

    5,

    VI. LIAB ILITIES. ~s,,.~,,a,~N O N E ( N o reportable liabilities.)

    C R E D I T O R D E S C I R I P T I O N V A L U E C O D E1 .

    3.4

    5.

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    FINANCIAL IDISCLOSURE REPORT I N a m e O f P e r s o n R e p o r t i n g I Date ufReporlPage ~ of 7

    N O N E (No reportabte income, ossets, or transactions.)A.

    D e z c r i p t lo ~ o f A s s e t s ~ / n c o l ~ e d m i i ~ g G r o ~ s value at end of I i t a n z a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t ~ s t a s s e t s ) , r e p o r t i n g p ~ 6o d r e p o r t i n g p e r i o dPlace "(X)" afi ..... h . .. . t A ...... t Type(e.g., V~lue I Value I Type(e.g., ~ Da~e[Value Gain ~ ldenlityor" Code ] [ div~ rent Code 2 [ Method [ buy sell :: M onth- ~ Code 2 C o d e 1 ~r buyedsellerxel~lpt f r o m p r i o r d i s c l o s u r e t ( J - P ) Code3 redemption) ~ Day j (J-P) ( A - H ~ ~ ( i f p r i v ~ t e(A-H),[ o ~ i n t . ) ( Q - W ) I ] [ t r a n s a c l l o = ~ )

    1 . S pr in t C o~ . ( co mm on ) A Dividend J T2. IRA - Raymond James -h

    3, Investment Co. of America (mut fund) Am A Dividend K Terican Funds family

    4, Fundamental Investors Inc (rout fired) Amer A Dividend J Tcan Funds family5. New Perspective Fund (mutual fund) Amer A Diyidend K Tican Funds family6. Smallcap World Fnnd (mut fund) American A Dividend .I TFtmds family7. New Economy Fund (rout fund) Arnerican A Dividend K TFnnds family8. Touchstone Growth Value (rout fund) Touc None J Thstone family9. IRA - Raymond James -d

    1 0 . Heritage Cash Trnst A Distribution J TII. Touchstone Emerging Growth Fund (rout fu A None K Trid) Touchstone family1 2 . Touchstone Growth Value Fund (rout fund) None K TT o t ~ c h s t o n e ~ a m i l y1 3 . IRA - Standard Federal Bank A Interest J T14. Raymond James -a A Dividend J T

    !6 . ,1044% interest in unit at Disney World None J P-.

    1 7 . undivided interest in real estate in Cass Cou Nonenty, M I

    (See CoK~mn~ BI and 04) F =$50,~1 - $100,000 G =$100,001 - $1.000,0~ H I =$I,~0.001 - ~5.000.000 H2 =More than ~5.0~.~

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    FINANCIAL DIS CLOSURE REPORT I N .... f~ .... R e p o r t i n gPage 5 of 7 Miller, Jr., Robert L. 0 5 1 1 3 / 2 0 1 0

    V II. INV ESTM ENTS and TR USTS --i .co . .. .. .... , t r u , , s a c t i o , , . ~ ( I n c l u d e s t h o s e o f s p o u s e a , , d d e p e n d e , ,t children; s e e p p . 3 4 - 6 0 ,,filling~ (No reportable income, assets, or transactions.)ONE

    Descripl[on of A~scts Income during Gross value al end of T~ansac~im~s during reposing period(including ~st asse~) reporting period reposing periud

    Pl~e "(X)" aft .... ch ....t 1~ ....../ T~e (e,g., V~lue ] V~lue i Type (e.g. , } Date ] ~atue Gain kleatity ofexempt from prior disclosure ICode I [ div., rent, Code 2 I Method buy, sell, ] Month- ~ Code 2 Code t buycr/sel ler

    l(AH) - or int,) (J-P) Code 3 redemption) ~ Day (J-P) A - H ) (ifprvatei t (Q-W) ~ m m s z c t i o n )

    ~9 . 1st Source Bank money market~ B Interest M T20. Centm~ Tel -g A Dividend J T

    t. Income Gain Codes: A ~ $ 1 . 0 0 0 or Icss B -$1.001 - $2,500 C ~$250 - $5 000 D =$5,001 -(See Colttrorts B I anti D4) Ir ~$50,00| - %100,0{)0 G =$100,001 - $1,000,000 t:l[ =$1,000,001 - $5,000,000 H2 =M ore th~n $5,000,0002. V atue Codes J ~$15,000 or less K ~$151001 - $50,0~4) L ~ $50,00 ! * $ I 0O, t300 M(See Column~ C| s~l~d 03) N ~$250,001 - $500.000 O ~$5b~,001 - St,000,000 P I =St,000.001 - $5.000,000 P2 =$5,000,001 - $25,000,(}00

    P3 =$25,000.001 - $50,000,000 P4 =M ore fl~an $50,000,~00~ 3. Value hdcthod Coder; Q ~Appralsal R =Co~t (Rea~ E~t~le Only) S =Asse~slaem T ~Cash Market

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    Page 6 of 7 M m e ~ , . J ~ . , r ~ o b e r t ~ . 0 5 / ~ 3 / 2 0 1 0VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (l,,alcatepart

    19. Ist Source Bank money market:~ Amt Code - B - Income type Imerest - Val~te Code M - Value M ethod TAdditional information or Explanations from Part VII Investments and Trustsa-Part VII, Line 17. This account holds the Sprint common stock shown on line 1 of Part V II. There is no additional value to this acconnt beyond the Sprint ~toek.b-Part VII, line 16. This w as purchased on December . 1993 for $1 1,210.00c-Part VII, line 17, This was pnrchased in a~ transaction for $1.00 on October t0, 1998,d-Part VII, line 9. This IP, A c onsists solely of the assets listed on lines 10-12 of Part V II, There is no additional value to this acconnt.g- Part VII, line 20 - Embarq comm on stock became Century "[ el common stock on 7/1109. No cost or gain were involved.h - Part VII line 2 - T his IRA consists ofthe assets listed on lines 3-8 of Part VII.

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    ,FINANCIAL DISCLOSURE R EPORT ~ . . . . f ~ e . . .. a e p o r t i . e I o ~ t ~ o f a 0 p o r ,Page 7 of 7 Miller, Jr., Robert L.]

    05/!3/2010

    IX . CERTIFICATION.I certify that all information given above (including haformation pertaining to my spouse and m inor or dependent children, if any) isaccurate, true, and complete to the best of my know ledge and belief, and that any information not reported was withheld beca~ise it ~er applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside ernploy~taent and honoraria and the acceptance of gifts which have been reported are incompliance with Ihe p rovisions of 5 U.S.C. app. 501 eL seq., 5 U.S.C. 7353, and Judicial Conference regulations.

    Sigoatur

    NOTE: ANY INDIVIDUAL WH O KNOW INGLY AND W ILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT M AY B E SUBJECT TO CIVILAND CRIM INAL SANCTIONS (5 U.S.C. app. 104)

    F I LI N G I N STRU C TI O N SM ail signed original and 3 additional copies to:

    Committee on~ Financial DiscIosureAdministrative Office o1" the United States CourtsSufie 2-30 IOne Colu~nbu s Circle, N.E.W ashington, D.C. 20544