Robert L Anderson III Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

    1. Person Repor ting ( las t name, f ir s t , middle init ial)A N D E R S O N , I ll , R O B E R T L .

    4. Tit le (Art ic le 111 judges ind ica te ac t ive o r sen io r s ta tus;magis t ra te judges indicate fu l l - or par t - t ime)

    U. S. CIRCUIT JUDGE (s en ior )

    7 . C ha m be r s o r O f f ic e Ad d r e s s56 Forsyth St reet , N.W.A t l an t a , G A 30303

    2. Court or Organization1 1 T H C I R . C O U R T O F A P P E A L S

    3. D a t e o f R e p o r t4/11/2 011

    5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Repo rt and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in compliancewith appl i cable l aws and regula t ions .

    Reviewing Off icer Date

    6. Report ing Pe riod01/01/2010

    to12/31/2010

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,check ing the NONE box for each part where you have no reportable informatlo t~ S ign on last page.

    I . P O S I T I O N S . (Repor t ing ind iv idual o n l y ; seepp . 9 -13 o f f i l ing in s t ruc t ions .)~] NONE (No reportable positions.)

    POSITION1 . FE L L O W2.3.

    4.5.

    NAME OF ORGANIZATION/ENTITYA M ER I C A N B A R FO U N D A TI O N

    I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)~-] N O N E (No reportable agreements.)

    DATE PARTIES AND TERMS1. 11/7/07 R. L a n i e r A n d e r so n , I I I /Cha s . S c hw a b & Co . Cus t / I RA ro l l o ve r2.

    3.

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    FINANCIAL DISCLOSURE REPORTPage 2 of 10

    N a m e o f P e r s o n R e p o r t in gANDERSON, lI1, ROBERT L.

    Date of Report4/11/2011

    I l L N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investm ent Incom e~] (No reportable income . )ONE non-investment

    DATE SOURCE AND TYPE

    2.

    3.

    4.

    INCOM E( y o u r s , n o t s p o u s e s)

    B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during anyportion.of the report ing year, com plete this sect ion.(Dollar amount not required except for honoraria.)~ NONE (No reportable non-investment income.)

    DATE SOURCE AND TYPE1.

    2.

    3.

    4.

    I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment(Includes those to spouse and dependent children," see pp . 25-27 o ff!ling instructions.)~] N O N E (No reportable reimbursements.)

    2.3.4.5.

    SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

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    FINANCIAL DISCLOSURE REPORTPage 3 of 10

    N a m e o f P e r s o n R e p o r t in gANDERSON, III, ROBERT L.

    D a t e o f R e p o r t4/11/2011

    V . G I F T S . a n c l u d e s those to spouse and dependent children; see pp. 28-31 of f!ling instructions.)[~] N O N E (No reportable gifts .)

    SOURCE DESCRIPTION1 .2.

    3.

    4.

    5.

    VALUE

    V I . L I A B I L I T I E S . a n d u d e s t h o s e o l s p o u s e and dependent children; see pp. 32-33 of f!ling instructions.)N O N E (No reportable liabili t ies.)

    CREDITOR DESCRIPTION1 .2.

    3.

    4.5.

    VALUECODE

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    FINANCIAL DISCLOSURE REPORTPage 4 of 10

    ~ a m e o f P e r s o n R e p o r t in gANDERSON, IIl, ROBERT L.

    D n t e o f R e p o r t4/11/2011

    V I I . IN V E S T M E N T S a n d T R U S T S - i n e o . , e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 Grilling instructions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t io n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )Place "(X)" after each asset

    exempt f rom pr ior d isc losure

    Income dur ingr e p o r t i n g p e r i o d(l / (2 )

    A m o u n t T y p e ( e . g .,C o d e 1 d i v . , r e n t .( A - H ) or int.)

    1 . S u n T r u s t B a n k - c h e c k i n g a c c o u n t2. Euro P ac i f i c Growth Fund ( IRA)3. Euro P ac i f i c Growth Fund ( IRA)4. S t u r g e s M f g . , U ti c a , N Y ( c o m m o n )5. E x x o n ( c o m m o n )6. S u n T r u s t B a n k ( c o m m o n )7. M F S M a n a g e d M u l t i -S t . T a x E x e m p t ( G A )mutua l fund8. M FS M anaged M u. Bd. Trus t (mu tua l fund)9. T I A A - C R E F1 0 . Hous e and lo t , Bibb County , GA1 1 . S u n T r u s t B a n k ( c o m m o n )1 2 . I s ha re s Rus s e l l 1000 Index1 3 . I s ha re s Rus s e l l 2000 Va lue1 4 . I s ha re s Rus s e l l 2000 Index1 5 . I s ha re s Rus s e l l 1000 Index

    1 6 . I s ha re s Rus s e l l 2000 Va lue1 7 . I s ha re s Rus s e l l 2000 Index

    A InterestA D i v i d e n dA D i v i d e n dA D i v i d e n dA D i v i d e n dA D i v i d e n dB D i v i d e n dB D i v i d e n dC D i v i d e n dD R e n tA D i v i d e n dA D i v i d e n dA Div idendA D i v i d e n dA D i v i d e n d

    A Div idendA Div idend

    Gross value at endo f r e p o r t i n g p e r i o d(1) (2) (1 ) (2) (3)Value Value T y p e ( e . g . , D a t e ValueC o d e 2 M e th o d b u y , s e l l , m m / d d / y y C o d e 2

    ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P )( Q -W)

    J TK TK TK WK TK TK TL TL TM WJ T

    J TK TK T

    J TJ T

    J T

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(4 ) (5 )

    G ain Id entity o fC o d e 1 buyer/ se l le r(A-H) ( i f p r i v a t e

    t r a n s a c t i o n ]

    L inc om e Gain Co des: A =$ 1 ,000 o r |css B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $l 5,000( S e e C o l u m n s B I a n d D 4 ) F =$50,001 - $100.000 G =$I00,001 - $1 ,000,000 H I = $1 ,000,001 -$5;000;000 H ) = Mo re tha n $ 5,000,000

    2 . V alu e Codes J =$15,000 or less K =$15,001 - $50,000 L =$50~001 - $ 100,000 M =$ i 00,001 ~ $250,000( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000 O =$ 50 0 0 01 - $ 1,0 00 ,0 00 P 1 = $1 ,0 00 ,00 1 - $ 5,0 00 ,0 00 P2 =$5;000,00t - $25,000,000

    P3 =$25,000,001 - $50.000,000 P4 =More than $50,000~0003 . V alu e M eth od Codes Q = A p p r a i sa l R =Cos t ( R eal Es t a t e Only ) S =As s es s ment T = C a s h M a r k e t(Se e C o lu m n C 2) U =B o ok V alue V =Olh c r W =Es t imated

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 5 of 10 Ia m e o f P e r s o n R e p o r t i n gA N D E R S O N , 1 1 1 , R O B E R T L . Date of Repor t4/11/2 011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f i l ing instructions.)N O N E (No reportable income, assets, or transactions.)

    A. B:Description of Assets Income dur ing( inc luding t rus t asse ts ) reporting:period

    (1) (2)Place "(X)" after each assel A m o u n t Type (e.g,,

    exempt f rom pr ior d isc losure C ode 1 div. , rent,(A-H) o r i n t . )

    G r o s s v a l u e a t e n d T r a n s a c t o n s d u r i n g r e p o r t i n g p e r i o d

    (1) (2) (5)V a l u e V a l u e Type (e.g. , D a t e Val u e Gain I d e n t i t y o ~

    Code 2 Method buy, se l l , m m / d d / yy C o d e 2 Code I buyer/setter( J - P ) Code 3 r edempt ion) { J - P ) (A-H): (if private

    (Q-W) transaction)

    1 8 . I s ha re s Rus s e l l 1000 Index ( IR A) A D i v i d e n d J T1 9 . 1 s ha res Rus s e l l 2000 Va lue ( IRA) A D i v i d e n d K T

    20 . I s ha re s Rus s e l l 2000 Index ( IR A) A D i v i d e n d J T

    21 . I s ha re s Rus s e l l 1000 Index ( IR A) A D i v i d e n d J T

    22 . I s ha re s Rus s e l l 2000 Va lue ( IRA ) A D i v i d e n d K T23 . I s ha re s Rus s e l l 2000 Index ( IR A) A D i v i d e n d J T24 . T he P ho e n i x C o . A Dividend S o l d 01/14/10 J A

    25 . T h e P h o e n i x C o , ( w h o l e l i f e ) A D i v i d e n d S o l d 01/14/10 J A26 . Genw or th L i fe Ins . Co (who le l i fe ) D D i v i d e n d M T27 . S u n T r u s t B a n k - m o n e y m a r k e t A Interest L T28 . R L A / C h a s S c h w a b C u s t -I R A r o l l o v e r See P a r t VII I29 . D F A U . S . L a r g e C a p V a l u e A D i v i d e n d Sold 06/01/10 K A30 . V a n g u a r d G r o w t h A D i v i d e n d S o l d 02/05/10 K A

    31 . D F A T w o Y e a r G l o b a l A D i v i d e n d K T

    32 . H a r b o r B o n d F u n d B D i v i d e n d S o l d 03/05/10 K A

    33 . P i m c o T o t a l R e t u r n F u n d A Dividend Sold 12/02/10 K A34 . S c h w a b S & P 5 0 0 I n d e x F u n d B Dividend Sold 06/01/10 L( p a ~ )

    B

    I. | nc ome Gain Codes :( S e e C o l u m n s B I a n d D 4 )

    2.V alu e Codes( S e e C o l u m n s C I a n d D 3 )

    3.V alu e M eth od Codes( S e e C o l u n m C 2 )

    A =$1,000 Or leSSF =$50,001 - $100,000

    =$15,000 or lessN =$250,001 - $500,000P3 =$25,000,001 - $50,000,000Q = A p p r a i sa lU =Book V alu e

    G = $1 0 0 ,0 0 1 - $ ] ,0 0 0 ,0 0 0K=$15,001 - $50,000O =$500;001 - $1,000,000R =Cos t ( R eal Es t a t e Only )V =Oth er

    C =$2,501 - $5,000H 1 =$1,000,00 ! - $5,000,000L -$50~001 - $100,000P 1 =$ 1,000,001 - $5,000,000P4 =More than $50,000,000S =As s es s mentW =Es t imated

    = $ 5 , o o t - $ 1 5 , o o oH2 --M0re than ss~000~000M = $1 00 001 : $250 000P2 =$5,000,001, $25;000;000

    =Cas h M ar k et

    E =$15,001 - $50,000

    i

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    FINANCIAL DISCLOSURE REPORTPage 6 of 10

    N a m e o f P e r s o n R e p o r ti n gA N D E R S O N , 1 1 1 , R O B E R T L .

    Date of Repor t4/11/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!l ing instructions.)N O N E (No reportable income, assets, or transactions.)

    Place "(X)" after each assetexempt f rom pr ior d isc losu re

    A. B . C. D.D e s c r i p t io n o f A s s e t s Income during G r o s s v a l u e a t e n d T r a n s a c t o n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d of report ing period

    (l) (2) (1) (2) (1 )A m o u n t Type (e.g., Value V a ue Type (e.g., Da t e ValueC o d e ] d i v , . r e n t . C od e 2 Method b u y , s e l l , m m / d d / y y Code 2( A - H ) ~ ) r i n t . ) ( J - P ) C o d e 3 redemption) ( J ~ P )( Q - W )

    35 . V a n g u a r d G N M A F u n d A D i v i d e n d36 . S c h M u n i M o n e y F u n d A Interest J

    37 , P e m c o C o m m o d i t y R e a l F u n d ( P C R D X ) A D i v i d e n d J

    38 . V a n g u a r d B o n d I n d e x F u n d ( B S V ) A D i v i d e n d K39 . S c h w a b G N M A F u n d ( S W G S X ) B D i v i d e n d4 0. S c h w a b G N M A F u n d ( S W G S X ) B D i v i d e n d4 1. H u s m a n S t r a te g i c G r o w t h ( H S G F X ) A D i v i d e n d42 . H u s m a n S t r a te g i c G r o w t h ( H S G F X ) A D i v i d e n d43 . V an g u ard R E IT (V N Q ) N o n e4 4. V an g u ard R E IT (V N Q ) N o n e45 . V a n g u a r d V a l u e ( V T V ) A D i v i d e n d46 . V a n g u a r d V a l u e ( V T V ) A D i v i d e n d4 7, IShares TV M SCI EAFE Fund (EFA) A D i v i d e n d K4 8. IShares TR M SCI EAFE Fund (EFA) A D i v i d e n d K49 . P o w e rs h a Q Q Q T R S e r 1 (Q Q Q Q ) A D i v i d e n d J

    50 . P o w e rs h a Q Q Q T R S e r I ( Q Q Q Q ) A Div idend J51 . V a n g u a r d S m a l l C a p ( V B ) A Div idend K

    (2 ) (3) " (4) (5 )Gain Identity of

    C o d e I buyer/seller(A-H) ( i f p r i v a t e

    t r a n s a c t i o n )

    TT

    S o l d 10/25/10 K

    S o ld 06/01 /1 0 K A(par t)S o ld 03/05/1 0 K A( p a r t )Buy 02/12/10 MS o l d 09/20/10 M ABu y 08/19/10 KSold 12/13/10 KBu y 06/I 7/10 JS o l d 06/30/10 J ABu y 02/12/10 K

    TSold 06/08/10 K A

    T

    T

    Bu y 09/20/10 K

    T

    T

    S o l d 12/13/10 J(par t)Bu y 03/05/10 K

    Sold 06/01/10 K( p a r t )Bu y 02112/10 K

    A

    A

    1. Income Gain Codes: .... A =$ I ,0 0 0 or l es s B = $1 , 001 - $2 , 500(See Columns B 1 and 134) F = $50,001 - $100,000 G =$1 00,001 - $1 ,000,0002 . V alu e Codes 3 =$15,000 or less K =$I 5,001 - $50,000( S e e C o l u m n s C ! a n d D 3 ) N =$250,001 - $500,000 O =$500,001 - $1,000,000

    P3 =$25,000,001 - $50,000,0003 . V alu e M eth od Codes Q = A p p r a i sa l R ~ Cos t ( R eal Es t a t e Only )(Se e C o lu m n C 2) U =B o o k V a lu e V =Olh c r

    C =$2,501 - $5,000 D =$5,001 - $15,000Hi ~$ i ,000,001 ~ $5; 000; 0~ : H2 --Mri~ tha~ $ 5i000;000

    L =$50 OOi 2 $100,000 M =$100 001 4 $250i000P1 =$1i000~001 - $5,000~000 P2 =$5i000;001 - $2 5,000,000P4 =M or e th an $ 5 0 i0 0 0 ,00 0S =As s c s s ment T = C a s h M a r k e tW =Es t imated

    E =$15,001- $50,000

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    FINANCIAL DISCLOSURE REPORTPage 7 of 10

    N a m e o f P e r s o n R e p o r t in gANDERSON, 1II, ROBERT L.

    Date of Report4/11/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , tr a n s a c t io . s a n c t u d e s t h o s e o ~ s p o u s e a . d dependent children; see pp. 3 4 - 6 0 of f!ling instructions.)D NONE (No income, or transactions.)ep orta b le a ssets ,

    Desc r ipt ion o f Assets( inc luding t rus t asse ts )

    Place "(X)" after each assetexempt f rom pr ior d isc losure

    (1) (2) (1 )Amount Type (e.g. , ValueC ode 1 div. , rent, Code 2(A-H) o r i n t . ) ( J - P ) Co de 3 redem ption)

    (Q-W)

    52 . V a n g u a r d S m a l l C a p ( V B ) A53 . G o l d m a n S a c hs S t r a t e g i c & I n c . F un d A( G S Z l X )54 . P e m c o U n c o n s t r a in e d B o n d F u n d A D i v i d e n d J

    55 . S P D R G o l d T R ( G L D ) A D i v i d e n d K

    56 . I S h a r e s TR B a r c l ays T i ps ( TI P) A D i v i d e n d J

    57 . R L A S c h w a b I n d i v id u a l A c c o u n t

    58 . S c h w a b G N M A F u n d (S W G S X A D i v i d e n d

    59 . S P D R S & P I n t l S m a l l C a p F u n d ( G W X ) A D i v i d e n d

    60 . V a n g u a rd E m e r g in g M k t F u n d ( V W O ) A D i v i d e n d

    61 . I S h a re s T R M S C I E A F E F u n d ( E F A ) A D i v i d e n d

    62 . I S h a re s T R M S C I E A F E F u n d ( E F A ) A D i v i d e n d

    63 . P I M C O T o t a l R e t u r n F u n d ( P T T O X ) A D i v i d e n d64 . P I M C O T o t a l R e t u r n F u n d ( P T T O X ) A D i v i d e n d

    65 . V a n g u a r d R E I T ( V N Q ) N o n e

    66. V a n g u a r d R E 1 T ( V N Q ) N o n e

    67 . S c h M u n i M o n e y Fu n d ( S W X X X ) A D i v i d e n d K68 . I S h a r e s D J S e l e c t D i v . F u n d ( D V Y ) A D i v i d e n d K

    ( 2 ) ( 1 ) (2) (3) (4) (5 )V a l ue ~ype (e .g . , Date Value Gain Identity of

    M e th o d . buy, sell m m / d d / y y C o d e 2 " C o d e 1 bu~,er/seller(J-P ) (A-H ) ( i f p r i v a t et r a n s a c t i o n

    06/30/10 K12/06/10 J

    D i v i d e n d K T S o l d(pa rt)D i v i d e n d J T B u y

    Bu y 12/06/10 JBu y I0/01/10 K

    S e e P a r k V I I IA

    D

    A

    B u y 07/14/10 J

    S o l d 04/01/10 M

    S o l d 02/01/10 L

    Sold 0 2 / 0 1 / 1 0 K

    B u y 04/13/10 J

    S o l d 05/24/10 J

    B u y 04/05/ I 0 K

    S o l d 10/01/I0 K

    B u y 06/17/10 J

    S o l d 06/30/10 J

    T B u y 03/01/10 K

    T B u y 10 10 1/ 10 K

    1, I nc ome Gain Codes :( S e e C o l u m n s B I a n d D 4 )

    2.V alu e Codes( See Colu mns C 1 and D 3 )

    3.V alu e M eth od Codes( S e e C o l u m n C 2 )

    A = $ ,000 Or e s s B =$ 1 0 0 i : $ 2 5 0 0 C =$2,501 ~ $5,000 D =$5,00t - $15,000:F = $50,001 - $100,000 G =$100,001 - $1 ,000,000 H 1 =$ 1,000,001 - $5,000,000 H2 = M o r e t han $5, 000, 000J =$1 5,000 or less K = $ 1 5,0 0] ~ $ 50,000 L=$50001 ~$100,000 M $100,001 = $250,000N =$250,001 - $500,000 O =$500,001 - $1 ,000,000 P I =$ 1; 00 0i 00 1 - $5 ,0 00 ,0 00 P 2 = $5 ,0 00 ,0 01 - $ 25 ,0 00 .0 00P3 =$25,000,001- $50;090,00~ P4 --MOre than $50,000,000Q = A p p r a i sa l R =Cos t ( R eal Es t a t e Only ) S =As s es s ment T = C a s h M a r k e tU =Book V alu e V =Oth er W =Es t imated

    E =$15,001- $50,000

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    FINANCIAL DISCLOSURE REPORTPage 8 of 10 Ia m e o f P e r s o n R e p o r t i n gANDERSON, Ill , ROBERT L. D a t e o f R e p o r t4/11/2 011

    V I I . I N V E S T M E N T S a n d T R U S T S - incom e , va lue , t ransac t ions ( Includes thos e o f spouse an d dependen t ch i l dren; s ee pp . 34 -60 of f i ling ins t ruc t ions . )N O N E (No reportable income, assets, or transactions.)

    A. B. C.Description of Assets Inco m e during G ro ss value a t en d(including trust assets~ reporting period of reporting period

    (1) (2) (!) (2) (1 ) (2) (3)Place "(X)" after each asset A m o u n t Type (e,g. , V a l ue Value Type te:g. , D a t e V a l ue

    exempt from prior disclosure Code 1 div . rent , Code 2 Method buy, se ll, ram /d d/yy Co d e 2(A-H) o r i n t . ) ( J - P ) Code 3 redem ption) ( J - P )(Q-W)

    Transactions during reporting period(4 ) (5 )

    Gain I d e n t i ty o Code 1 buyer/seller(A-H) ( i f p r i v a t e

    transaction)

    69 . I S h a r e s T R B a r c l a y s B o n d ( C S J ) A D i v i d e n d J T B u y 04/05/10

    70 . P o w e r s hs Q Q Q - T R S e t 1 ( Q Q Q Q ) A D i v i d e n d K T B u y 10/14/10

    71 . V a n g u a r d S m a l l C a p V a l u e ( V B R ) A D i v i d e n d K T B u y 10/25/10

    72 . V a n g u a r d V a l u e A D i v i d e n d K T B u y I 0/14/l 0

    73 .

    J

    K

    K

    K

    74 .

    75 .76 .77 .

    78 .

    1. ln co m ~ G~ ih C o d es : A =$1~ 000 0r less B =$1,001 - $2,500( See Colu mns B 1 and D4 ) F =$50,001 - $100,000 G =$100,001 - $1 ,000,000

    2 . V alue Co de s J =$15,000 or tess K -$ 15,001 - $50,000( See Colu mns C 1 and D3 ) N =$250,001 - $500,000 O =$500,001 - $1,000,000

    P3 =$25,000,001 -$50,000,0003 . V alu e M eth od Codes Q = A p p r a i sa l R =Cost (Real Estate Only)(Se e C o lu m n C 2 ) U = Bo o k V a lu e V =Oth er

    C=$2,501 - $5,000H1 =$1,000,001 - $5;000,000L=$50,001 - $100;000P I =$1,000,001 - $5,000,000P4 =More than $50,000,000S =As s es s mentW =Es t imated

    D =$5,001 - $15,000H2 = M o r e t han $5, 000, 000M = $100, 001 - $250, 000P2 -$5,000,001 - $25,000,000T =Cas h M ar k et

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 9 of 10

    N a m e o f P e r s o n R e p o r t i n gANDERSON, Ill, ROBERT L.

    D a t e o f R e p o r t4/11/2011

    V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)

    P ar t VII , L ine 28 , i s s imp ly a head ing to d i s c los e tha t the fo l l owing i t ems ( l i nes 29 th rough 56) tha t des cr ibe ho ld ings or t r ans ac t ions i n the IRA d ur ing 2009 .P a r t VII . l ine 57 i s s imply a head ing to d i s c los e tha t the fo l lowing i t em s ( l i nes 58 th rough 72) des cr ibe ho ld ings or t r ans a t ions i n the RLA Schwab ind iv idua la ccoun t .

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    FINANCIAL DISCLOSURE REPORTPage 10 of 10

    N ame of P e r son R epor t ingA N D E R S O N , I ll , R O B E R T L .

    Date of Repor t4/11/2011

    IX. CERTIFICATION.1 c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

    a c c u r a t e , t r u e , a n d c o m p l e t e t o th e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .1 f u r t h e r c e rt i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h ha v e b e e n r e p o r t e d a r e i n

    c o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q o , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

    Signatu re: S/ROBERT L. ANDERSON, Ill

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

    Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544