ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

COMPANY FIRST NAME LAST NAMEABN AMRO Clearing Brian BairABN AMRO Clearing Raj JhangianiABN AMRO Clearing Neil NichollsABN AMRO Clearing Coen Van WalbeekAGNC Jason CampbellAlberta Investment Management Corp Ricky PatharamAmeriprise Financial Brad BernsteinAmherst Pierpont Securities Gerry CaldwellAnson Funds Sean McCreadyAnson Funds Amin NathooApex Clearing Terry RayApex Clearing Lindsey WetzigASL Capital Markets Inc Rob GrippandoAxos Clearing Thomas PalmeriB3 SA - Brasil Bolsa Balcao Airton MurakamiB3 SA - Brasil Bolsa Balcao Guilherme PimentelB3 SA - Brasil Bolsa Balcao Marielle SolzkiBanco Santander Hector FernandezBanco Santander Frank VellaBanco Santander Enrique VerduBank of America Merrill Lynch Joseph AckiewiczBank of America Merrill Lynch Daryl BlattbergBank of America Merrill Lynch Michael Connors

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Bank of America Merrill Lynch Amanda DeckelmanBank of America Merrill Lynch Colin GifkinsBank of America Merrill Lynch Aaron RiggsBarclays Joseph AbateBarclays Geoff AllenBarclays Abhinav ChandraBarclays Chris PicaBarclays George Van SchaickBarclays Tommy ScagliolaBBVA John FabianskiBBVA Courtney SmithBCS Global Markets Raj Karan SinghBCS Global Markets Christian Von GradowskiBlackRock Nick HayBlackRock Geoffrey KingBlackRock Jerry PucciBlackRock Nic RocBlackRock Patty HostinBlackRock Jason StrofsBloomberg L.P. Darren BlochBloomberg L.P. Heather BaroneBloomberg L.P. Liz GoldenbergBloomberg L.P. Nigel SnowdonBMO Agency Lending Dan Hoover

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

BMO Agency Lending Lj JhangianiBMO Agency Lending Chris KunkleBMO Bank of Montreal John LoyndBMO Capital Markets Mary CerroneBMO Capital Markets Nicholas ChanBMO Capital Markets Mike DomenicoBMO Capital Markets Annaleigh GreeneBMO Capital Markets Kimberley JansenBMO Capital Markets Pam MurphyBMO Capital Markets Mj SchuesslerBMO Capital Markets Doug TveterBMO Capital Markets James TymeckBNP Paribas Brian CahalanBNP Paribas Kathleen CooneyBNP Paribas Ludovic De BeaucorpsBNP Paribas Don DevitoBNP Paribas Adam GoldsteinBNP Paribas Matt NewcombBNP Paribas Thomas ReidBNY Mellon Eric BadgerBNY Mellon Ina Budh-RajaBNY Mellon Dennis CahillBNY Mellon Alina CasnerBNY Mellon David DiNardo

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

BNY Mellon Bob FortBNY Mellon Bill KellyBNY Mellon Larry MannixBNY Mellon Rich MarquisBNY Mellon Andrea PfenningBNY Mellon Charles PostBNY Mellon Kevin ReinertBNY Mellon Brian RuaneBNY Mellon John TempletonBNY Mellon Ted ThresherBNY Mellon Simon TomlinsonBNY Mellon Matthew WeinshankBNY Mellon Phil ZywotBNY Mellon Dom FalcoBNY Mellon Mike McAuleyBNY Mellon Jill RathgeberBNY Mellon | Pershing Gregory CowleyBNY Mellon | Pershing Bill GriffinBNY Mellon | Pershing Steve LamentinoBroadridge Mike AireyBroadridge Jerry FriedhoffBroadridge Carol PenhaleBroadridge Tom PriceBroadridge Val Thorgerson

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Broadridge Michael CalandraBrokertec Patrick GrumieauxBrokertec Bill KolarBrokertec Sean MurphyBrown Brothers Harriman Marney McCabeBrown Brothers Harriman Dan McGuigginBrown Brothers Harriman Keith HaberlinBrown Brothers Harriman Tom PoppeyBuckler Securities LLC Tony NugentCanaccord Genuity Corp. Jeff CampbellCanaccord Genuity Corp. Lionel MarkCanadian Derivatives Clearing Corporation (TMX) Steve EverettCantor Fitzgerald Conrad De VelascoCantor Fitzgerald Tony WenhamCapstead Roy KimCenter For the Study of Financial Market Evolution Ed BlountCF Secured Anthony DemonteCF Secured Michael EllsworthCF Secured Garrett RobertsCF Secured Jonathan YalmokasChimera Investment Corp Konstantin PavlovCIBC Capital Markets Paul LarkinCIBC Capital Markets Donald LimCIBC Capital Markets Pete Maiorano

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

CIBC Capital Markets Ligia MatasaruCIBC Capital Markets Chris OwensCIBC Capital Markets Jason RibandoCIBC Capital Marktes Steven DevineCIBC World Markets Kenny ChorowiecCIBC World Markets Alyssa MillerCitadel Cosmin LupeaCiti Gregory AtkinsCiti Bobby GarisonCiti Chris MattoneCiti Barrie RingelheimClearstream John KernanClearstream Banking Lee ParkerCME Brokertec Jamie BoultonCME Group Simon BurnhamConnor Clark & Lunn Remy LucasCowen Matt BaldassanoCPPIB Fatima BouriaCPPIB Natalie SteshenkoCredit Benchmark Mark FaulknerCredit Benchmark Ari LowensteinCredit Benchmark Stan SadovskiCredit Suisse Biagio BonannoCredit Suisse Matt Borin

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Credit Suisse Debbie LangiulliCredit Suisse David MorrisCredit Suisse Bill GilchriestCredit Suisse Americas Kenneth DeasyCredit Suisse International James BucklandCurvature Securities, LLC Scott SkyrmDealerweb Allison NaveDealerweb Tony StantonDealreporter Mo FahimiDebevoise & Plimpton Jeff RobinsDebevoise & Plimpton Mary Jo WhiteDebevoise & Plimpton Greg LyonsDebevoise & Plimpton Chen XuDeutsche Bank Laura FeldmanDeutsche Bank Vikas NigamDeutsche Bank Tom RyanDeutsche Bank Greg SirochinskyDeutsche Bank Paul TrupiaDTCC Michele HilleryDTCC Jim HraskaDTCC Laura KlimpelDynex Capital Wayne BrockwellDynex Capital Mark WernerE*TRADE Anthony Barros

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

E*TRADE Melissa BatistaE*TRADE Linda BenziE*TRADE Steve CarpenterE*TRADE Steven EngelE*TRADE Robert LynchE*TRADE Vincent MolinariE*TRADE Anthony PolitoE*TRADE Leo RosenholzElan Capital Management Don McCrossenElliott Management Joseph PollinaEquiLend Nancy AllenEquiLend Mike DoyleEquiLend Brendan KrainEquiLend Jim LaileyEquiLend Brian LambEquiLend Paul LynchEquiLend Dan DoughertyEquiLend Alexa LemstraeSecLending Ken EricssoneSecLending Brooke GillmaneSecLending Mark MacneilleSecLending Vinny SpicuzzaEurex Jonathan LombardoEurex Philip Simons

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Eurex Clearing Matthew ScharpfEurobrokers/BGC Partners Bill GriffoEuroclear SA/NV Olivier de SchaetzenEuroclear SA/NV Brad KoehlerFDIC Drew DexterFederal Reserve Bank of NY Kathy RamirezFidelity Capital Markets Sandra BelicFidelity Investments Justin AldridgeField Street Capital Management John FalconeFINRA Mark FrankenbergFIS Dan BellucheFIS Brian CarrollFIS Tom GarofoliFIS Ed HellabyFIS Jonathan HodderFIS Chris HucksteppFIS Thomas KirdahyFIS Taugh LynchFIS Michael MaddoxFIS Tim D'ArcyGIC Pte Ltd Elizabeth ChauGIC Pte Ltd Sam KimGIC Pte Ltd Joel WongGLMX Phil Buck

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

GLMX Sal GiglioGLMX Glenn HavlicekGLMX Andrew JuhlinGLMX Olivia RussellGlobal Investor/ISF Will BrowneGlobal Investor/ISF Andrew NeilGlobal Investor/ISF Oliver WadeGoldman Sachs Christel CarrollGoldman Sachs Chad PapsonGoldman Sachs James PuccinelliGoldman Sachs Michael SlomienskiGoldman Sachs Mike TorreGoldman Sachs Nehal UdeshiGuggenheim Securities Liz RotemGuggenheim Securities Frank RoughanHanweck Andrew BrennerHazeltree Paul BusbyHazeltree Arthur Di RoccoHazeltree Don JefferisHazeltree Timothy SmithHBK Eric LaudermilkHelix Financial Systems Eric BrandtHelix Financial Systems Bryan VanderPuttenHQLA× Guido Stroemer

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

HSBC Warren McCormickHSBC Emil PlatarotiHSBC Charles ReedHudson River Trading Will KrinskyICAP LLC Steven KinnallyICBC Financial Services LLC Jason JawIHS Markit Melissa GowIHS Markit Nathan KholodenkoIHS Markit Mark KleinIHS Markit Edward MarhefkaIHS Markit Jordan MaskowitzIHS Markit Brian PashING Financial Markets Mike BaudoING Financial Markets Jennifer SamagaioING Financial Markets Jo Ann MoranoInteractive Brokers LLC Rich ColemanInteractive Brokers LLC Dan FarrINTL FCStone Chris TalbottIntuition Financial Placement Anita Hill SandsInvesco Advisers Laurie BrignacInvesco Advisers Steve EllisION Uğur AyvazION Simon DealION Ed Tyndale-Biscoe

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

ISLA Andrew DysonJ.P. Morgan Tom AltersonJ.P. Morgan Harpreet BainsJ.P. Morgan James BartleJ.P. Morgan Mike DiCesareJ.P. Morgan Frank FalangaJ.P. Morgan Bogdan FleschiuJ.P. Morgan Bradley FryerJ.P. Morgan Christopher GalliJ.P. Morgan Michael GiangregorioJ.P. Morgan Ji HanJ.P. Morgan Simon HeathJ.P. Morgan Michael KatzJ.P. Morgan Mike KelleherJ.P. Morgan Tim MeredithJ.P. Morgan Joseph NevinsJ.P. Morgan Jennifer PakJ.P. Morgan Chelvi ParamanathanJ.P. Morgan Sagar PatelJ.P. Morgan Tj RanceJ.P. Morgan George RennickJ.P. Morgan Brian RobinsonJ.P. Morgan Linda RothJ.P. Morgan Fred Schweizer

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

J.P. Morgan Michael SistoJ.P. Morgan Bill SmithJ.P. Morgan Eric StovicekJ.P. Morgan Keith WashingtonJ.P. Morgan Matt PuscarJanney Montgomery Scott LLC Daniel BlumJapan Securities Finance Co., Ltd. Jimmy ShimoyamadaJDX Consulting Gil KoenigsbergJefferies LLC Don O'TooleJVB Financial Group LLC Joe IlardiKBC Mike HuysLandesbank Baden-Wuerttemberg Dominick EmmanuelliLBBW Andy EastwoodMacquarie Bank Gourang AgrawalMacquarie Bank Liam HardyManulife Mike LandolfiMatrix Applications Stephen MellertMFA Financial Chris PavelicMirae Asset Securities (USA) Inc. Lara HernandezMirae Asset Securities (USA) Inc. Anthony ManfreMirae Asset Securities (USA) Inc. Greg MinardMirae Asset Securities (USA) Inc. Keith WrightMitsubishi UFJ Trust and Banking Corp NY Branch Jim CoppolaMitsubishi UFJ Trust and Banking Corp NY Branch Dale Gallucci

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Mizuho Bank USA Michael MoselyMizuho Securities USA Mike DixonMizuho Securities USA Kyle FetherolfMizuho Securities USA Alex HeidMizuho Securities USA Dave MillerMorgan Stanley Gregg BrombergMorgan Stanley Arianne ColletteMorgan Stanley Matt CollinsMorgan Stanley Andrea DysonMorgan Stanley Corey FriedbergMorgan Stanley Kathleen LevensMorgan Stanley Gilly MethMorgan Stanley Matt OchsMorgan Stanley Ciaran O'FlynnMorgan Stanley Tejash PatelMorgan Stanley Carolyn SargentMorgan Stanley Lauren SennoMorgan Stanley Taryn SiglainMorgan Stanley Katya SkoufalosMorgan Stanley Paul TagliareniMorgan Stanley Deepta VenkataramanMorgan Stanley Sarah WilliamsonMorgan Stanley Tom WipfMorgan Stanley Investment Management Mike Kaicher

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

MUFG Securities Victor HirschMUFG Securities Ryan OsborneMUFG Securities Andrew LeoneNational Bank Financial Inc. Carl AttieNational Bank Financial Inc. James BryceNational Bank Financial Inc. Mike DamanteNational Bank Financial Inc. Mathilda YaredNational Bank of Canada Nelson Dugre-SassevilleNational Bank of Canada Financial, Inc Sean HealeyNatixis Jason CarusoNatixis Tony CasertaNatixis Saverio CostaNatixis Dennis ShikarNatixis Simon SourigonNatWest Markets Damon AllenNatWest Markets Michelle GirardNatWest Markets Casey SpezzanoNomura Matt FerreiraNomura Michael GuerraNomura Jason YaoNorthern Trust Dan AweNorthern Trust Ryan BarrettNorthern Trust Mark CokerNorthern Trust Dane Fannin

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Northern Trust John IrwinNorthern Trust Frank ReganNorthern Trust Jeff BennerNorthern Trust Sandra LinnNorthern Trust Ed O'MalleyNorthern Trust Dave SedmanNorthwestern Mutual Nancy HinkforthOCC Matt WolfePacific Western Asset Management Michael NguyenPGIM Rob GroggPGIM John McIntyrePirum Jim MalgieriPirum Philip MorganPirum Raj ShethPirum Nancy SteikerPleeco Igor FridPleeco Vitalii MalyshevPSP Investments Francis GagnéPSP Investments Stephane LambertPSP Investments Sonia PalarchioQuantex Clearing LLC Pat CurryQuestrade Dylan FlanaganQuestrade Colin JackQuestrade Rahul Vinod

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Rabobank Jennifer FitzgibbonRabobank Chris GioiaRabobank Matt CourtneyRabobank Michael HigginsRBC Barbados Trading Bank Mike O'CarrollRBC Capital Markets Peter AbricRBC Capital Markets David AttanasioRBC Capital Markets Michael BorensteinRBC Capital Markets Michael ByrneRBC Capital Markets Amanda ColonRBC Capital Markets Brendan ConleyRBC Capital Markets Jon FordRBC Capital Markets Mike FraserRBC Capital Markets Gregg GlubermanRBC Capital Markets Bill GonserRBC Capital Markets Chris HenrichRBC Capital Markets Meghan HerrmannRBC Capital Markets Denise KabbaraRBC Capital Markets Roanna KimRBC Capital Markets Charles LesauxRBC Capital Markets Angus McMillanRBC Capital Markets Derek PijutRBC Capital Markets Kunal ShahRBC Capital Markets Ryan Singh

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

RBC Capital Markets Andrew ThornhillRBC Capital Markets Barry WithnellRBC Capital Markets Rich YemmRBC Capital Markets Dan RosenbaumRBC Investor & Treasury Services Don D'EramoRBC Investor & Treasury Services Art KolodziejczykRBC Royal Bank Dan MolloyRBC Royal Bank Imran SheriRMA Kimberly CollinsRMA Frank DevlinRMA Fran GarrittRMA Paul GuinanRMA Rosemarie CaslerRonin Capital LLC Bob ManningSantander Billy OchoaSchonfeld Strategic Advisors Kip GrahamSchonfeld Strategic Advisors Brian WilsonScotiabank Frank AmbrosiScotiabank Matthew BuecheleScotiabank Nick ConroyScotiabank Ciaran DayalScotiabank Dalia HamdyScotiabank Elaine HanniganScotiabank Tim Leahey

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Scotiabank Gene PiconeScotiabank John StracquadanioScotiabank Michael WanicScotiabank Bob ZekrausScotiabank Brendan EcclesScotiabank Stewart UdallSecurities Lending Times Steve LaffertySecurities Lending Times Justin LawsonSecurities Lending Times Drew NicolSignature Bank Joe LaSpinaSociete Generale Alexandre BabadjamianSociete Generale Patrick BrownSociete Generale Olivier CohenSociete Generale Milad HaddadSociete Generale Jurrie ReindersSociete Generale Kevin RidgwaySociete Generale Kimberly RubertiSociete Generale Harris TilsSoros Fund Management Raquel GozziSouth Street Securities Chris MurraySouth Street Securities Stephanie PucciStandard Chartered Bank Michael DesantisStandard Chartered Bank Ed DonaldStandard Chartered Bank Caroline Rose

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

State Board of Admin of Florida Cherie JeffriesState of Wisconsin Investment Board Teresa LauState Street Nadine ChakarState Street Betsy CoyneState Street Meg CuneoState Street Nickolas DelikarisState Street Glenn HornerState Street Matt JohnsonState Street Travis KeltnerState Street Scott OlsonState Street George RapaljeState Street Dean SakatiState Street Rich SutherlandState Street Marty TellState Street Joe TorpeyState Street John WhitingState Street Jarrod PolsenoState Street Gino TimperioState Teachers Retirement System of Ohio Jim RitterStifel Don SantinaStifel Lance WargoStonewain Systems Inc. Armeet SandhuSumitomo Mitsui Trust Bank Barry SkarbekSumitomo Mitsui Trust Bank Michael Markovinovic

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

SunTrust Greg GasserSunTrust Matt VincentSusquehanna International Group Jeff CohenSusquehanna International Group Tony HillerySwiss Re Lance WardTD Ameritrade John WachendorfTD Prime Services Marvin AuTD Prime Services Jerry LosurdoTD Securities Steve BanquierTD Securities Erin LamontTD Securities Victor MasottiTD Securities Jenn Ocampo-KingTD Securities Alberto RodriguezTD Securities Sumit SharmaTenaron Capital Management, LP Andrea GreeleyThe Broughton Investment Group Tony SolerThompson & Knight Stuart GlickTradeStation Philip SerciaTradeweb Caroline BaronTradeweb Joanne CrisafiTradeweb Frank FerroTradeweb Colleen FlynnTrading Apps Laura AllenTrading Apps Emily Harris

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Trading Apps Chris ValentinoTranscend Douglas GerstenfeldTranscend Bimal KadikarTranscend Bj MarcoullierTransMarket Group Philip VandermausetZERO Derek TabaccoUBS John GrabowskiUBS Brian KeaveneyUBS Bret SherakUBS Securities Inc Sean FilkinsUBS Securities Inc Chris RasmussenUBS Securities Inc Mel SmithUS Bank Bridget StierUS Bank Ken DeleckiVanguard Jared BlackVanguard Sean CarrVanguard Braden LevitVanguard Patrick MorrisseyVanguard Elaina BenfieldVelocity Capital LLC Michael LoganWallachbeth Capital, LLC Stephen MarkowitzWells Fargo Michael ColonnaWells Fargo Matt Lawrik

ATTENDEE LIST 2019 Attendees by Company Name (As of October 11, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Wells Fargo Beth PietrangeloWells Fargo Securities Jen ImlerWells Fargo Securities Divesh KapahiWells Fargo Securities Timothy MillerWells Fargo Securities Rob SackettZurcher Kantonalbank Roger ReistZurcher Kantonalbank Ueli Von Burg

James GerspachTim KeenanJim McDonaldMark Skowron