Return r f Or nni72tinn Exam t From IncomeTax 2016 · Final-I II/ -I n naLeu Numberand street (or P...

l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93493134009258

Return r%f Or nni72tinn Exam t From Income Tax OMB No 1545-0047

Form990 W 11-Under section 501(c ), 527, or 4947 ( a)(1) of the Internal Revenue Code (except privatefoundations)

Department ► Do not enter social security numbers on this form as it may be made public

Internal Revenue Ser.ice ► Information about Form 990 and its instructions is at www IRS gov/form990

A For the 2016 calendar year, or tax year be

B Check if applicableC Name of organization

q Address changeUniversity of Notre Dame du Lac

q Name change

q Initial return Doing business as

Final- I II/ - I n naLeu

Number and street (or P O box if mail is not delivered to street address) Room/suite L I eiepnune nurnuer

q Amended return Controllers Office 724 Grace Hall(574) 631 3288

q Application pendingCity or town, state or province, country, and ZIP or foreign postal codeNotre Dame, IN 46556

G Gross receipts $ 5,55 9,960,673

F Name and address of principal officer H(a) Is this a group return forRev John I Jenkins CSC

subordinates? 2 NoControllers Office 724 Grace HallNotre Dame, IN 46556 H(b) Are all subordinates

q Yincluded? es oI Tax-exempt status R 501(c)(3) q 501(c) ( ) A (insert no ) El 4947(a)(1) or El 527 ( )If "No," attach a list see instructions

J Website : ► www nd edu H(c) Group exemption number ► 5067

K Form of organization 9 Corporation q Trust q Association q Other ► L Year of formation 1844 M State of legal domicile IN

NLi^ Summary

1 Briefly describe the organization's mission or most significant activitiesSee Schedule 0

w

p 2 Check this box ► q if the organization discontinued its operations or disposed of more than 25% of its net assets:7 3 Number of voting members of the governing body (Part VI, line 1a) . . . . . . . 3 49

'6v.

4 Number of independent voting members of the governing body (Part VI, line 1b) 4 45

5 Total number of individuals employed in calendar year 2016 (Part V, line 2a) 5 18,513

6 Total number of volunteers (estimate if necessary) . . . 6 2,007

7a Total unrelated business revenue from Part VIII, column (C), line 12 . . . . . . 7a 1,355,576

b Net unrelated business taxable income from Form 990-T, line 34 . . . . . . . . 7b -12,280,386

Prior Year Current Year

8 Contributions and grants (Part VIII line 1h) . . . . . . . . 571 970 426 472 008 270, , , , ,

9 Program service revenue (Part VIII, line 2g) . . . 878,212,300 935,040,306

13. 10 Investment income (Part VIII, column (A), lines 3, 4, and 7d . . 467,290,791 643,688,452

11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and lie) 22,405,340 25,527,757

12 Total revenue-add lines 8 through 11 (must equal Part VIII, column (A), line 12) 1,939,878,857 2,076,264,785

13 Grants and similar amounts paid (Part IX, column (A), lines 1-3 . 303,323,817 337,427,890

14 Benefits paid to or for members (Part IX, column (A), line 4) . 0

15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) 669,795,466 710,953,951

16a Professional fundraising fees (Part IX, column (A), line 11e) 0

b Total fundraising expenses (Part IX, column (D), line 25) 0,42,903,597

17 Other expenses (Part IX, column (A), lines 11a-11d, llf-24e) . 443,031,334 463,614,479

18 Total expenses Add lines 13-17 (must equal Part IX, column (A), line 25) 1,416,150,617 1,511,996,320

19 Revenue less expenses Subtract line 18 from line 12 523,728,240 564,268,465

T Beginning of Current Year End of Year

m20 Total assets (Part X, line 16) . 13,255,648,757 14,938,580,253

Q21 Total liabilities (Part X, line 26) . . . . . . . . . . 2,665,637,744 3,113,168,843

Z1 22 Net assets or fund balances Subtract l i n e 21 from l i n e 20 10,590,011,013 11,825,411,410

Si g nature BlockUnder penalties of perjury, I declare that I have examined this return, incluknowledge and belief, it is true, correct, and complete Declaration of prepaany knowledge

SignSignature of officer

Here John Affleck-Graves Executive Vice President

Type or print name and title

Print/Type preparer's name Preparer's signature

PaidTravis L Patton Travis L Patton

Preparer Firm's name ► Pricewaterhousecoopers LLP

Use OnlyFirm's address ► 600 13th Street NW Suite 1000

Washington, DC 200053333

May the IRS discuss this return with the preparer shown above? (see instrui

inning 07-01-2016 . and endina 06-30-2017

2016

D Employer identification number

35-0868188

For Paperwork Reduction Act Notice, see the separate instructio

Form 990 (2016)

Statement of Program Service Accomplishments

Check if Schedule 0 contains a response or note to any line in this Part III . . . . . . . . . . . . . .

1 Briefly describe the organization's mission

See Schedule 0

2 Did the organization undertake any significant program services during the year which were not listed on

the prior Form 990 or 990-EZ? . . . . . . . . . . . . . . . . . . . . . q Yes 9 No

If "Yes," describe these new services on Schedule 0

3 Did the organization cease conducting, or make significant changes in how it conducts, any program

services? . . . . . . . . . . . . . . . . . . . . . . . . . . . q Yes 2 No

If "Yes," describe these changes on Schedule 0

4 Describe the organization's program service accomplishments for each of its three largest program services, as measured by expensesSection 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the totalexpenses, and revenue, if any, for each program service reported

4a (Code ) (Expenses $ 724,830,210 including grants of $ 293,139,596 ) (Revenue $ 624,592,912

See Additional Data

4b (Code ) ( Expenses $ 236,671,611 including grants of $ 6,249,213 ) ( Revenue $ 277,360,845

See Additional Data

4c (Code ) (Expenses $ 129,667,669 including grants of $ 24,593,036 ) ( Revenue $ 24,181,738

See Additional Data

See Additional Data Table

4d Other program services ( Describe in Schedule 0 )

(Expenses $ 152,597,616 including grants of $ 13,446 ,045 ) (Revenue $ 20,074,626

4e Total program service expenses 11o, 1,243,767,106

Form 990 (2016)

Form 990 (2016)

FTTITTM Checklist of Req uired Schedules

Yes No

1 Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Yes

Schedule A . . . . . . . . . . . . . . . . . . . . . 1

2 Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? °^ . 2 Yes

3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates Nofor public office? If "Yes," complete Schedule C, Part I . . . . . . . . . . . . 3

4 Section 501(c )( 3) organizations.Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year?

If "Yes, " complete Schedule C, Part II . . . . . . . . . . . . . . 4 Yes

5 Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues,assessments, or similar amounts as defined in Revenue Procedure 98-19?If "Yes, " complete Schedule C, Part III . . . . . . . . . . . . . . . . 5 No

6 Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the rightto provide advice on the distribution or investment of amounts in such funds or accounts?

If "Yes, " complete Schedule D, Part I ti) . . . . . . . . . . . . . . . . 6 Yes

7 Did the organization receive or hold a conservation easement, including easements to preserve open space,the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II . 7 No

8 Did the organization maintain collections of works of art, historical treasures, or other similar assets?

If "Yes, " complete Schedule D, Part III . . . . . . . . . . . . . 8 Yes

9 Did the organization report an amount in Part X, line 21 for escrow or custodial account liability, serve as a custodianfor amounts not listed in Part X, or provide credit counseling, debt management, credit repair, or debt negotiationservices7If "Yes, " complete Schedule D, Part IV . . . . . . . . . . . . . g No

10 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, 10 Yespermanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part V tj . .

11 If the organization's answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX,or X as applicable

a Did the organization report an amount for land, buildings, and equipment in Part X, line 10?

If "Yes, " complete Schedule D, Part VI . . . . . . . . . . . . . . . . . . . I la Yes

b Did the organization report an amount for investments-other securities in Part X, line 12 that is 5% or more of its total

assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII tj . lib Yes

c Did the organization report an amount for investments-program related in Part X, line 13 that is 5% or more of itstotal assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII . lic No

d Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reportedin Part X, line 16? If "Yes," complete Schedule D, Part IX . . . . . . . . . . . lld No

e Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, PartX tjIle Yes

f Did the organization's separate or consolidated financial statements for the tax year include a footnote that addressesllf No

the organization's liability for uncertain tax positions under FIN 48 (ASC 740)' If "Yes," complete Schedule D, Part X

12a Did the organization obtain separate, independent audited financial statements for the tax year?If "Yes," complete Schedule D, Parts XI and XII . . . . . . . . . . . . . . . . 12a No

b Was the organization included in consolidated, independent audited financial statements for the tax year?12b Yes

If "Yes, " and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional tj

13 Is the organization a school described in section 170(b)(1)(A)(ii)7 If "Yes," complete Schedule E tj13 Yes

14a Did the organization maintain an office, employees, or agents outside of the United States? . . . 14a Yes

b Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising,business, investment, and program service activities outside the United States, or aggregate foreign investments

valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV . . . . . . . tj 14b Yes

15 Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any

foreign organization? If "Yes, " complete Schedule F, Parts II and IV . . . . . tj 15 Yes

16 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to

or for foreign individuals? If "Yes, " complete Schedule F, Parts III and IV . . . tj 16 Yes

17 Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, 17 Nocolumn (A), lines 6 and lie? If "Yes, " complete Schedule G, PartI (see instructions) . . .

18 Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII,

lines 1c and 8a' If "Yes," complete Schedule G, Part II . . . . . . . . . . . . . 18 Yes

19 Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes,"

complete Schedule G, Part III . °^ 19 Yes

Form 990 (2016)

Form 990 (2016)

Checklist of Required Schedules (continued)

Yes No

20a Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H . 20a No

b If "Yes " to line 20a, did the organization attach a copy of its audited financial statements to this return?20b

21 Did the organization report more than $5 , 000 of grants or other assistance to any domestic organization or domestic 21 Yes

government on Part IX, column (A), line 1' If " Yes, " complete Schedule I, Parts I and II . . . . . Ij

22 Did the organization report more than $5 , 000 of grants or other assistance to or for domestic individuals on Part IX, 22column ( A), line 27 If " Yes, " complete Schedule I, Parts I and III . . . . . . . . °^ Yes

23 Did the organization answer " Yes" to Part VII, Section A , line 3, 4 , or 5 about compensation of the organization'scurrent and former officers , directors , trustees , key employees, and highest compensated employees? If "Yes," 23 Yes

complete Schedule J . . . . . . . . . . . . . . . . . . . . . . . Ij

24a Did the organization have a tax - exempt bond issue with an outstanding principal amount of more than $ 100,000 as ofthe last day of the year , that was issued after December 31, 20027 If " Yes, "answer lines 24b through 24d and

complete Schedule K If "No," go to line 25a . . . . . . . . . . . . . . . 24aYes

b Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?24b No

c Did the organization maintain an escrow account other than a refunding escrow at any time during the yearto defease any tax-exempt bonds? . . . . . . . . . . . . . . 24c No

d Did the organization act as an " on behalf of" issuer for bonds outstanding at any time during the year? . 24d No

25a Section 501(c )( 3), 501 ( c)(4), and 501(c )( 29) organizations.Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes,"complete Schedule L, Part I . 25a No

b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, andthat the transaction has not been reported on any of the organization ' s prior Forms 990 or 990 - EZ7 25b NoIf "Yes, " complete Schedule L, Part I . . . . . . . . . . . . . . . . . . .

26 Did the organization report any amount on Part X , line 5, 6, or 22 for receivables from or payables to any current orformer officers , directors , trustees , key employees, highest compensated employees, or disqualified persons? 26 NoIf "Yes, " complete Schedule L, Part II . . . . . . . . . . . . . . . .

27 Did the organization provide a grant or other assistance to an officer , director, trustee , key employee , substantialcontributor or employee thereof , a grant selection committee member, or to a 35 % controlled entity or family member 27 Yes

of any of these persons? If " Yes," complete Schedule L , Part III . . . . . . . . . Ij

28 Was the organization a party to a business transaction with one of the following parties ( see Schedule L, Part IVinstructions for applicable filing thresholds , conditions , and exceptions)

a A current or former officer , director, trustee, or key employee? If "Yes," complete Schedule L,Part IV . . . . . . . . . . . . . . . . . . . . . . . .

28a No

b A family member of a current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, PartIV . . . . . . . . . . . . 28b No

c An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an

officer, director, trustee, or direct or indirect owner? If "Yes, " complete Schedule L, Part IV . . . ij 28c Yes

29 Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M 29 Yes

30 Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation

contributions? If "Yes," complete Schedule M . . . . . . . . . . . . . . 30 Yes

31 Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I31 No

32 Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets?If "Yes, " complete Schedule N, Part II . 32 No

33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections

301 7701-2 and 301 7701-3' If "Yes," complete Schedule R, Part I . tj 33 Yes

34 Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV and

Part V, line 1 . . . . . . . . . . . . . . . . . . . . . . . . *j 34 Yes

35a Did the organization have a controlled entity within the meaning of section 512(b)(13)' 35a Yes

b If'Yes' to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity

within the meaning of section 512(b)(13)' If "Yes," complete Schedule R, Part V, line 2 . °^ 35b Yes

36 Section 501(c )( 3) organizations . Did the organization make any transfers to an exempt non-charitable relatedorganization? If "Yes," complete Schedule R, Part V, line 2 . . . . . . . . . . . . 36 No

37 Did the organization conduct more than 5% of its activities through an entity that is not a related organization and thatis treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI 37 No

38 Did the organization complete Schedule 0 and provide explanations in Schedule 0 for Part VI, lines 11b and 197 Note.All Form 990 filers are required to complete Schedule 0 . . . . . . . . . . 38 Yes

Form 990 (2016)

Form 990 (2016)

MQU Statements Regarding Other IRS Filings and Tax Compliance

Check if Schedule 0 contains a response or note to any line in this Part V . q

Yes No

la Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable . la 18,751

b Enter the number of Forms W-2G included in line la Enter -0- if not applicable lb 0

c Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming(gambling) winnings to prize winners? . . . . . . . . . . . . . . . . . lc Yes

2a Enter the number of employees reported on Form W-3, Transmittal of Wage andTax Statements, filed for the calendar year ending with or within the year covered bythis return . . . . . . . . . . . . . . . . . 2a 18,513

b If at least one is reported on line 2a, did the organization file all required federal employment tax returns? 2b Yes

Note .If the sum of lines la and 2a is greater than 250, you may be required to e-file (see instructions)

3a Did the organization have unrelated business gross income of $1,000 or more during the year? . . . 3a Yes

b If "Yes," has it filed a Form 990-T for this year7If "No" to line 3b, provide an explanation in Schedule 0 . . . 3b Yes

4a At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, afinancial account in a foreign country (such as a bank account, securities account, or other financial account)?

4a Yes

b If "Yes," enter the name of the foreign country ► BR , CI , FR , EI , IS , IT , KE , MX , UK , MP , CH

See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR)

5a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? . . 5a

b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? 5b

c If "Yes," to line 5a or 5b, did the organization file Form 8886-T7 .Sc

6a Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization 6asolicit any contributions that were not tax deductible as charitable contributions? . .

b If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts werenot tax deductible? . . . . . . . . . . . . . . . . . . . . . 6b

7 Organizations that may receive deductible contributions under section 170(c).

a Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services 7a Yesprovided to the payor7 . .

b If "Yes," did the organization notify the donor of the value of the goods or services provided? . 7b Yes

c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to fileForm 82827 . . . . . . . . . 7c Yes

d If "Yes," indicate the number of Forms 8282 filed during the year . . . 7d 3

e Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?7e

f Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? . 7f

g If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 asrequired? . . . . . . . . . . . . . . . . . . . . . 7g

h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form1098-C7 . . . . . . . . . . . . . . . . . . . . . . . . 7h

8 Sponsoring organizations maintaining donor advised funds.Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time duringthe year? . . . . . . . . . . . . . . . . . . . . . . .

8

9a Did the sponsoring organization make any taxable distributions under section 49667 . . . 9a

b Did the sponsoring organization make a distribution to a donor, donor advisor, or related person? . . . 9b

10 Section 501(c )( 7) organizations. Enter

a Initiation fees and capital contributions included on Part VIII, line 12 . 10a

b Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities 10b

11 Section 501(c)(12) organizations. Enter

a Gross income from members or shareholders . . . . . . . . Ila

b Gross income from other sources (Do not net amounts due or paid to other sourcesagainst amounts due or received from them ) . . . . . . . . . ilb

12a Section 4947 ( a)(1) non -exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041' 12a

b If "Yes," enter the amount of tax-exempt interest received or accrued during the year12b

13 Section 501(c )( 29) qualified nonprofit health insurance issuers.

No

No

No

No

No

No

No

No

a Is the organization licensed to issue qualified health plans in more than one state7Note . See the instructions foradditional information the organization must report on Schedule 0 13a

b Enter the amount of reserves the organization is required to maintain by the states inwhich the organization is licensed to issue qualified health plans . . . . 13b

c Enter the amount of reserves on hand . 13c

14a Did the organization receive any payments for indoor tanning services during the tax year? . 14a No

b If "Yes," has it filed a Form 720 to report these payments7If "No," provide an explanation in Schedule 0 14b

Form 990 (2016)

Form 990 ( 2016)

Kim=Governance , Management , and DisclosureFor each "Yes" response to lines 2 through 7b below, and for a "No" response to lines8a, 8b, or IOb below, describe the circumstances, processes, or changes in Schedule 0 See instructions

Check if Schedule 0 contains a response or note to any line in this Part VI . . . . . . . . . . . . .

Section A. Governinci Bodv and Management

Yes No

is Enter the number of voting members of the governing body at the end of the tax yearla 49

If there are material differences in voting rights among members of the governingbody, or if the governing body delegated broad authority to an executive committee orsimilar committee, explain in Schedule 0

b Enter the number of voting members included in line la, above, who are independentlb 45

2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any otherofficer, director, trustee, or key employee? . . . . . . . . . . 2 Yes

3 Did the organization delegate control over management duties customarily performed by or under the direct supervision3 No

of officers, directors or trustees, or key employees to a management company or other person? .

4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?. 4 No

5 Did the organization become aware during the year of a significant diversion of the organization's assets? 5 No

6 Did the organization have members or stockholders? . . . . . . . . . . . . . . 6 No

7a Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or moremembers of the governing body? . . . . . . . . . . . . . . . . . . . 7a No

b Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or 7b Nopersons other than the governing body? .

8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year bythe following

a The governing body? . . . . . . . . . . . . . . . . . . . . . . 8a Yes

b Each committee with authority to act on behalf of the governing body? . . . . . . . . . . . 8b Yes

9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at theorganization's mailing address? If "Yes," provide the names and addresses in Schedule 0 . . . . . . 9 No

Section B. Policies (This Section B requests Information about policies not required by the Internal Revenue Code.)

Yes

10a Did the organization have local chapters, branches, or affiliates? . .

b If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates,and branches to ensure their operations are consistent with the organization's exempt purposes?

Ila Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing theform? . .

b Describe in Schedule 0 the process, if any, used by the organization to review this Form 990 .

12a Did the organization have a written conflict of interest policy? If "No,"go to line 13 . .

b Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise toconflicts? . .

c Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe inSchedule 0 how this was done . . . . . . . . . . . . . . . . . . .

13 Did the organization have a written whistleblower policy? . .

14 Did the organization have a written document retention and destruction policy?

15 Did the process for determining compensation of the following persons include a review and approval by independentpersons, comparability data, and contemporaneous substantiation of the deliberation and decision?

a The organization's CEO, Executive Director, or top management official . .

b Other officers or key employees of the organization . .

If "Yes" to line 15a or 15b, describe the process in Schedule 0 (see instructions)

16a Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with ataxable entity during the year? . .

b If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participationin joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization's exemptstatus with respect to such arrangements?

Section C. Disclosure

10a

10b

Ila

12a Yes

12b Yes

12c Yes

13 Yes

14 Yes

15a Yes

15b Yes

16a Yes

16b Yes

No

No

No

17 List the States with which a copy of this Form 990 is required to beIN , CA, OK

18 Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only)available for public inspection Indicate how you made these available Check all that apply

q Own website q Another's website 9 Upon request q Other (explain in Schedule 0)

19 Describe in Schedule 0 whether (and if so, how) the organization made its governing documents, conflict of interestpolicy, and financial statements available to the public during the tax year

20 State the name, address, and telephone number of the person who possesses the organization's books and recordsPaluf Controllers Office 724 Grace Hall Notre Dame, IN 46556 (574) 631-3288

Form 990 (2016)

Form 990 (2016)

Compensation of Officers , Directors,Trustees, Key Employees, Highest Compensated Employees,

and Independent Contractors

Check if Schedule 0 contains a response or note to any line in this Part VII q. . . . . . . . . . . . . .

Section A. Officers , Directors, Trustees , Key Employees , and Highest Compensated Employees

la Complete this table for all persons required to be listed Report compensation for the calendar year ending with or within the organization's taxyear

• List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amountof compensation Enter -0- in columns (D), (E), and (F) if no compensation was paid

• List all of the organization's current key employees, if any See instructions for definition of "key employee

• List the organization's five current highest compensated employees (other than an officer, director, trustee or key employee)who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from theorganization and any related organizations

• List all of the organization's former officers, key employees, or highest compensated employees who received more than $100,000of reportable compensation from the organization and any related organizations

• List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of theorganization, more than $10,000 of reportable compensation from the organization and any related organizations

List persons in the following order individual trustees or directors, institutional trustees, officers, key employees, highestcompensated employees, and former such persons

q Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee

(A)Name and Title

(B)Averagehours perweek (listany hours

(C)Position (do not check morethan one box, unless person

is both an officer and adirector/trustee)

(D )Reportable

compensationfrom the

organization (W-

( E)Reportable

compensationfrom relatedorganizations

(F)Estimated

amount of othercompensation

from thefor related

organizationsbelow dotted

line)

1_

I•

-t-

,v

D

2 =

^

T

T

2/1099-MISC) (W- 2/1099-MISC)

organization andrelated

organizations


Form 990 (2016)

Form 990 (2016)

Section A . Officers , Directors , Trustees , Kev Employees , and Highest Compensated Employees (continued)

(A) (B) (C) (D ) ( E) (F)Name and Title Average Position (do not check more Reportable Reportable Estimated

hours per than one box, unless person compensation compensation amount of otherweek (list is both an officer and a from the from related compensationany hours director/trustee) organization (W- organizations (W- from thefor related W = 2/1099-MISC) 2/1099-MISC) organization and

organizations 1 E I ?,LT- related

below dotted R, n ,I, organizationsline) c: D L_

In 2

.t.

Co D

'I• co

L


lb Sub -Total . . . . . . . . . . . . . . . . ►c Total from continuation sheets to Part VII, Section A . . . ►d Total ( add lines lb and 1c ) ► 18,513,430 0 3,684,267

2 Total number of individuals (including but not limited to those listed above) who received more than $100,000of reportable compensation from the organization ► 1,175

Yes I No

Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on

line la? If "Yes," complete Schedule J for such individual . . . . . . . . . . . . 3 No

For any individual listed on line 1a, is the sum of reportable compensation and other compensation from theorganization and related organizations greater than $150,000? If "Yes," complete Schedule J for such

individual . . . . . . . . . . . . . . . . . . . . . . . . . 4 Yes

Did any person listed on line la receive or accrue compensation from any unrelated organization or individual for

services rendered to the organization?lf "Yes," complete Schedule J for such person . 5 Yes

Section B. Independent Contractors

1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensationfrom the organization Report compensation for the calendar year ending with or within the organization's tax year

(A) (B) (C)Name and business address Description of services Compensation

Barton Malow Company Construction 191,101,788

26500 American DriveSouthfield, MI 48034

Pepper Construction Construction 28,062,844

411 Lake Zurich RoadBarrington, IL 60010

Shiel Sexton Company Inc Construction 28,028,366

902 North Capitol AvenueIndianapolis, IN 46204

Meyer Najem Construction LLC Construction 19,788,328

13099 Parkside DriveFishers, IN 46038

R&R Excavating Inc Construction 11,404,298

2010 Went AvenueMishawaka , IN 46545

2 Total number of independent contractors ( including but not limited to those listed above ) who received more than $100,000 ofcompensation from the organization ► 239

Form 990 (2016)

Form 990 (2016) Page

Statement of Revenue

Check if Schedule 0 contains a response or note to any line in this Part VIII

(A) (B) (C) (D)Total revenue Related or Unrelated Revenue

exempt business excluded fromfunction revenue tax under sectionsrevenue 512-514

la Federated campaigns . 1a

b Membership dues . lb

^j E c Fundraising events . lc 327,595

a d Related organizations idtC

e Government grants (contributions) le 81,972,684

f All other contributions, gifts, grants,p and similar amounts not included

If 389,707,99161 above

0 g Noncash contributions includedin lines la -1f $ 104,013,385

U o h Total .Add lines la -1f ► 472,008,270

Business Code

ti 2a Student tuition and fees 611310 607,182,190 607,182,190

b Auxiliary enterprises 611710 275,045,742 268,773,578 6,272,164

C Research contracts (gov't and non-gov"t) 611310 24,002,458 23,952,458 50,000

d Educational programs 900099 16,747,588 16,747,588

e Student services 611710 3,457,981 3,457,981

M 8,604,347 8,604,347 0 0f All other program service revenue

0 935,040,306gTotal . Add lines 2a -2f . ►

3 Investment income ( including dividends , interest, and othersimilar amounts ) ► 123,064,174 -5,561,684 128,625,858

4 Income from investment of tax-exempt bond proceeds ►

5 Royalties . . . . . . . . . . . ► 7,412,869 7,412,869

(i) Real (ii) Personal

6a Gross rents

16,090,834

b Less rental expenses 9,734,561

c Rental income or 6,356,273 0(loss)

d Net rental income o r (loss) ► 6,356,273 6,356,273

(i) Securities (ii) Other

7a Gross amountfrom sales of 3,990,441,618 3,701,460assets otherthan inventory

b Less cost orother basis and 3,468,231,119 5,287,681sales expenses

C Gain or (loss) 522,210,499 -1,586,221

d Net gain or (loss) ► 520,624,278 520,624,278

8a Gross income from fundraising eventsy (not including $ 327,595 of

contributions reported on line 1c)See Part IV, line 18 . a 415,455

cc b Less direct expenses . b 439,995

c Net income or (loss ) from fundraising ev ents . 24,540 24,54041 00,

w 9a Gross income from gaming activities0 See Part IV, line 19 . .

a 20,776

b Less direct expenses . b 2,532

c Net income or (loss ) from gaming activit ies . ► 18,244 18,244

10aGross sales of inventory, lessreturns and allowances

a

b Less cost of goods sold . b

c Net income or (loss ) from sales of inventory . ►Miscellaneous Revenue Business Code

11aAlumni Association 900099 2,988,552 2,399,546 589,006

b Marketing Communications 519190 1,809,651 1,809,651

c Innovation Park 541712 1,800,000 1,793,910 6,090

dAll other revenue . 5,166,708 5,166,708 0 0

eTotal . Add lines 11a-11d ►11,764,911

12 Total revenue . See Instructions ►2,076,264,785 939,887,957 1,355,576 663,012,982

Form 990 (2016)

Form 990 (2016)

Statement of Functional ExpensesSection 501(c)(3) and 501(c)(4) organizations must complete all columns All other organizations must complete column (A)

Check iF Schedule n contains a res onse or note to , line in this Part IX qV Y

Do not include amounts reported on lines 6b,7b, 8b , 9b, and 10b of Part VIII .

(A)Total expenses

. . . . . .

(B)Program serviceexpenses

. . . . .

(C)Management andgeneral expenses

. . .

(D)Fundraisingexpenses

1 Grants and other assistance to domestic organizations and

domestic governments See Part IV, line 21

31,782,267 31,782,267

2 Grants and other assistance to domestic individuals See PartIV, line 22

300,386,080 300,386,080

3 Grants and other assistance to foreign organizations , foreign

governments , and foreign individuals See Part IV, line 15

and 16

5 ,259,543 5,259,543

4 Benefits paid to or for members

5 Compensation of current officers , directors , trustees , andkey employees . .

9,650,888 1,970,750 7,327,342 352,796

6 Compensation not included above , to disqualified persons (asdefined under section 4958 ( f)(1)) and persons described insection 4958 ( c)(3)(B) . .

7 Other salaries and wages 528,168,959 438,957,399 65,078,281 24,133,279

8 Pension plan accruals and contributions ( include section 401(k) and 403(b) employer contributions) .

46,174,969 32,769,929 11,425,884 1,979,156

9 Other employee benefits . 96,094,712 62,890,230 30,267,868 2,936,614

10 Payroll taxes . 30,864,423 24,716,387 4,405,142 1,742,894

11 Fees for services ( non-employees)

a Management . .

b Legal 3,377,055 138,990 3,089,703 148,362

c Accounting . 2,433,108 154,188 2,278,920

d Lobbying . . . . . . . . . 284,852 284,852

e Professional fundraising services See Part IV, line 17

f Investment management fees 27,240,970 27,240,970

g Other ( If line 11g amount exceeds 10% of line 25 , column(A) amount, list line 11g expenses on Schedule 0)

31,110,661 22,406,048 7,460,516 1,244,097

12 Advertising and promotion . 3,659,044 3,397,023 243,122 18,899

13 Office expenses 59,658,985 49,095,659 8,490,385 2,072,941

14 Information technology 21,172,063 10,882,056 9,882,509 407,498

15 Royalties . 712,079 579,507 132,572

16 Occupancy . 63,692,913 56,642,277 5,980,877 1,069,759

17 Travel 48,587,109 41,762,888 4,251,224 2,572,997

18 Payments of travel or entertainment expenses for anyfederal , state , or local public officials .

19 Conferences , conventions , and meetings . 6,244,210 3,954,449 1,988 ,602 301,159

20 Interest . 34,284,945 28,226,945 4,976,290 1,081,710

21 Payments to affiliates

22 Depreciation , depletion, and amortization 68,768,023 63,731,077 4,788,978 247,968

23 Insurance . . 1,119,891 837,376 282,515

24 Other expenses Itemize expenses not covered above (Listmiscellaneous expenses in line 24e If line 24e amountexceeds 10% of line 25 , column (A) amount , list line 24eexpenses on Schedule 0 )

a Food and entertainment 42,251,933 34,767,930 5,351,395 2,132,608

b Investment Office expenses 18,734,397 18,734,397

c Library books and serials 14,871,832 14,871,832

d Study abroad program tuition and student allowanceexpenses

6,097,743 6,097,743

e All other expenses 9,312,666 7,488,533 1,363,273 460,860

25 Total functional expenses . Add lines 1 through 24e 1,511,996,320 1,243,767,106 225,325,617 42,903,597

26 Joint costs . Complete this line only if the organizationreported in column (B) joint costs from a combinededucational campaign and fundraising solicitation

Check here ► q if following SOP 98-2 (ASC 958-720)

Form 990 (2016)

Form 990 (2016)

Balance Sheet

Check if Schedule 0 contains a response or note to any line in this Part IX

(A) (B)Beginning of year End of year

1 Cash-non-interest-bearing 0 1 0

2 Savings and temporary cash investments . 106,606,668 2 80,254,997

3 Pledges and grants receivable, net . 569,270,952 3 526,991,209

4 Accounts receivable, net . . . . . . . . . . . 39,120,345 4 44,237,419

5 Loans and other receivables from current and former officers, directors,trustees, key employees, and highest compensated employees Complete Part 0 5 0II of Schedule L

6 Loans and other receivables from other disqualified persons (as defined undersection 4958(f)(1)), persons described in section 4958(c)(3)(B), andcontributing employers and sponsoring organizations of section 501(c)(9) 0 6voluntary employees' beneficiary organizations (see instructions) CompletePart II of Schedule L

7 Notes and loans receivable, net . . . . 42,800,544 7 29,390,921

8 Inventories for sale or use . 7,858,242 8 7,723,061

9 Prepaid expenses and deferred charges 30,579,355 9 32,149,728

10a Land, buildings, and equipment cost or otherbasis Complete Part VI of Schedule D 10a 2,981,518,554

b Less accumulated depreciation 10b 798,656,450 1,808,047,884 10c 2,182,862,104

11 Investments-publicly traded securities 1,895,789,269 11 2,672,154,926

12 Investments-other securities See Part IV, line 11 8,743,885,843 12 9,317,819,358

13 Investments-program-related See Part IV, line 11 . 0 13

14 Intangible assets . . . . . . . . . . . . . 6,454,713 14 6,454,713

15 Other assets See Part IV, line 11 . . . . . . . . . 5,234,942 15 38,541,817

16 Total assets.Add lines 1 through 15 (must equal line 34) . 13,255,648,757 16 14,938,580,253

17 Accounts payable and accrued expenses 173,443,980 17 226,049,126

18 Grants payable . . 0 18 0

19 Deferred revenue 40,504,454 19 72,460,086

20 Tax-exempt bond liabilities 160,774,578 20 160,577,742

21 Escrow or custodial account liability Complete Part IV of Schedule D 0 21 0

A 22 Loans and other payables to current and former officers, directors, trustees,

0 key employees, highest compensated employees, and disqualified

cZ persons Complete Part II of Schedule L . 22

23 Secured mortgages and notes payable to unrelated third parties 61,833,253 23 45,457,625

24 Unsecured notes and loans payable to unrelated third parties . 660,000,000 24 660,000,000

25 Other liabilities (including federal income tax, payables to related third parties, 1,569,081,479 25 1,948,624,264and other liabilities not included on lines 17-24)Complete Part X of Schedule D

26 Total liabilities .Add lines 17 through 25 . 2,665,637,744 26 3,113,168,843

Organizations that follow SFAS 117 (ASC 958 ), check here ► and

complete lines 27 through 29, and lines 33 and 34.27 Unrestricted net assets 4,509,289,289 27 5,212,906,469

28 Temporarily restricted net assets . . . . . . . . . 3,944,488,605 28 4,313,070,680

29 Permanently restricted net assets 2,136,233,119 29 2,299,434,261

LL_ Organizations that do not follow SFAS 117 (ASC 958),

0 check here ► q and complete lines 30 through 34.30 Capital stock or trust principal or current funds 0 30 0,

0s

31 Paid-in or capital surplus, or land, building or equipment fund . . . 0 31 0

Q 32 Retained earnings, endowment, accumulated income, or other funds 0 32 0

y 33 Total net assets or fund balances . . . . . . . . . . 10,590,011,013 33 11,825,411,410

Z 34 Total liabilities and net assets/fund balances . . . . . . 13,255,648,757 34 14,938,580,253

Form 990 (2016)

Form 990 (2016)

Reconcilliation of Net Assets

Check if Schedule 0 contains a response or note to any line in this Part XI . . . . . . . . . . . . . .

1 Total revenue (must equal Part VIII, column (A), line 12) . . . . . . . . . . . 1 2,076,264,785

2 Total expenses (must equal Part IX, column (A), line 25) . . . . . . . . . . . 2 1,511,996,320

3 Revenue less expenses Subtract line 2 from line 1 . . . . . . . . . . . . 3 564,268,465

4 Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) . 4 10,590,011,013

5 Net unrealized gains (losses) on investments . . . . . . . . . . . . . . 5 582,388,416

6 Donated services and use of facilities . 6 0

7 Investment expenses . . . . . . . . . . . . . . . . . . . . 7 0

8 Prior period adjustments . . . . . . . . . . . . . . . . . . . . 8 0

9 Other changes in net assets or fund balances (explain in Schedule 0) . . . . . . 9 88,743,516

10 Net assets or fund balances at end of year Combine lines 3 through 9 (must equal Part X, line 33, column (B)) 10 11,825,411,410

1:M.Wfillid Financial Statements and Reporting

Check if Schedule 0 contains a response or note to any line in this Part XII q

Yes No

1

2a

Accounting method used to prepare the Form 990 q Cash 2 Accrual q Other

If the organization changed its method of accounting from a prior year or checked "Other," explain inSchedule 0

Were the organization's financial statements compiled or reviewed by an independent accountant? a o

b

If'Yes,' check a box below to indicate whether the financial statements for the year were compiled or reviewedseparate basis, consolidated basis, or both

q Separate basis q Consolidated basis q Both consolidated and separate basis

Were the organization's financial statements audited by an independent accountant?

on a

b es

If'Yes,' check a box below to indicate whether the financial statements for the year were audited on a separateconsolidated basis, or both

q Separate basis Consolidated basis q Both consolidated and separate basis

basis,

c If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversightof the audit, review, or compilation of its financial statements and selection of an independent accountant? 2c Yes

If the organization changed either its oversight process or selection process during the tax year, explain in Schedule 0

3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the SingleAudit Act and OMB Circular A-133? 3a Yes

b If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the requiredaudit or audits, explain why in Schedule 0 and describe any steps taken to undergo such audits 3b Yes

Form 990 (2016)

Additional Data

Software ID: 16000421

Software Version : 2016v3.0

EIN: 35-0868188

Name : University of Notre Dame du Lac

Form 990 (2016)

Form 990, Part III , Line 4a:Instruction - Provided academic instruction and services to approximately 12,000 undergraduate and graduate students pursuing courses of study within five undergraduatecolleges, a business school, a law school and graduate school Conferred approximately 3,600 baccalaureate, master's, doctoral and professional degrees

Form 990, Part III , Line 4b:Auxiliary enterprises - Provided services to the University community, its guests and other patrons including food services, student and visitor lodging, laundry services, andmultiple recreational facilities The University intercollegiate athletics program enabled student-athletes to compete in twenty-six sports programs at the NCAA Division Ilevel

Form 990, Part III , Line 4c:Research - University researchers administered nearly 1,000 awards for studies based within the disciplines of engineering, science and humanities

Form 990, Part III - 4 Program Service Accomplishments ( See the Instructions)

(Code ) (Expenses $ 115,178,655 including grants of $ 636,802 ) (Revenue $ 14,875,242 )

Academic support - The University operates library facilities containing more than three million volumes, serving the University and the local

community The University publishes numerous academic periodicals and volumes and operates a museum of art housing over 29,000 works

(Code ) (Expenses $ 37,418,961 including grants of $ 12,809,243 ) (Revenue $ 5,199,384 )

Public service - The University's Institute for Educational Initiatives strives to improve the K-12 education of all young people, particularly the

disadvantaged through a variety of programs The largest such program is the ACE program, a two-year service program offering college graduates

the opportunity to serve as full-time teachers in under-resourced schools across the United States and several foreign countries Additionally, the

University provides volunteers and financial support for other organizations, both directly and through its Donor Advised Fund Program

Form 990 , Part VII - Compensation of Officers, Directors,Trustees, Key Employees , HighestCompensated loyees , and In d epenAent Contractors

Name and Title Average Position (do not check more Reportable Reportable Estimatedhours per than one box , unless person compensation compensation amount of otherweek ( list is both an officer and a from the from related compensationany hours director/trustee ) organization ( W- organizations from thefor related _ 2, = 2/1099-MISC) ( W- 2/1099- organization and

organizations 1 MISC) relatedbelow dotted organizations

line)-in IE

aD

3^o

_ P

'I• co

;T

John F Affleck-Graves PhD 40 0

""""""""' X X 683,204 0 171,263Executive VP & Trustee 2 0

Thomas G Burish PhD 40 0

""""""""' X X 2,389,820 0 342,809Provost & Trustee 0

Rev John I Jenkins CSC PhD 40 0

""""""""' X X 899,323 0 157,549President & Trustee 1 0

Rev Jose E Ahumada F CSC 2 0................. X 0 0 0

Trustee 0

Carlos J Betancourt 2 0................. X 0 0 0

Trustee 0

John J Brennan 2 0................. X 0 0 0

Trustee 0

Stephen J Brogan 2 0................. X 0 0 0

Trustee 0

Katie Washington Cole 2 0................. X 0 0 0

Trustee 0

Robert Costa 2 0................. x 0 0 0

Trustee 0

Scott S Cowen 2 0................. x 0 0 0

Trustee 0


Name and Title Average Position ( do not check more Reportable Reportable Estimatedhours per than one box , unless person compensation compensation amount of otherweek ( list is both an officer and a from the from related compensationany hours director/ trustee ) organization ( W- organizations from thefor related _ 2, = 2/1099-MISC) ( W- 2/1099- organization and

organizations 1T

MISC) relatedbelow dotted organizations

line) 11I

-in IE

n

Co_

DZP

'I• co

L

Thomas J Crotty 2 0................. x 0 0 0

Trustee 0

Karen McCartan DeSantis 2 0................. x 0 0 0

Trustee 0

James J Dunne III 2 0................. x 0 0 0

Trustee 0

James F Flaherty III 2 0................. x 0 0 0

Trustee 0

Stephanie A Gallo 2 0................. x 0 0 0

Trustee 0

William M Goodyear 2 0................. x 0 0 0

Trustee 0

Nancy M Haegel 2 0................. x 0 0 0

Trustee 0

Enrique Hernandez Jr 2 0................. x 0 0 0

Trustee 0

Carol Hank Hoffmann 2 0................. x 0 0 0

Trustee 0

Most Rev Daniel R Jenky CSC DD 2 0................. x 0 0 0

Trustee 0

Form 990 , Part VII - Compensation of Officers, Directors,Trustees , Key Employees , HighestCompensated loyees , and In d epenAent Contractors

Name and Title Average Position ( do not check more Reportable Reportable Estimatedhours per than one box , unless person compensation compensation amount of otherweek ( list is both an officer and a from the from related compensationany hours director/ trustee ) organization ( W- organizations from thefor related _ 2, = 2/1099-MISC) ( W- 2/1099- organization and

organizations 1T


line) 11I

-in IE

n

Co_

DZP

'I• co

John W Jordan II 2 0................. x 0 0 0

Trustee 0

Hon Diana Lewis 2 0................. x 0 0 0

Trustee 0

Thomas G Maheras 2 0................. x 0 0 0

Trustee 0

Andrew J McKenna Jr 2 0................. x 0 0 0

Trustee 0

Fergal Naughton 2 0................. x 0 0 0

Trustee 0

Richard C Notebaert 2 0................. x 0 0 0

Trustee 0

Richard A Nussbaum II 2 0................. x 0 0 0

Trustee 0

Rev Thomas J O'Hara CSC 2 0................. x 0 0 0

Trustee 0

Rev Gerard J Olinger CSC 2 0................. x 0 0 0

Trustee 0

Cindy K Parseghian 2 0................. x 0 0 0

Trustee 0

Form 990 , Part VII - Compensation of Officers, Directors,Trustees , Key Employees , HighestCompensated loyees , and In d epenAent Contractors

Name and Title Average Position (do not check more Reportable Reportable Estimatedhours per than one box , unless person compensation compensation amount of otherweek ( list is both an officer and a from the from related compensationany hours director/trustee ) organization ( W- organizations from thefor related _ 2, = 2/1099-MISC) ( W- 2/1099- organization and

organizations 1 MISC) relatedbelow dotted organizations

line)-in IE

aD

3^o

_ P

'I• co

;T

J Christopher Reyes 2 0................. x 0 0 0

Trustee 0

Martin W Rodgers 2 0................. x 0 0 0

Trustee 0

James E Rohr 2 0................. x 0 0 0

Trustee 0

Shayla Keough Rumely 2 0................. x 0 0 0

Trustee 0

Rev Timothy R Scully CSC 40 0

""""""""' X 196,256 0 15,744Professor & Trustee 0

Phyllis W Stone 2 0................. X 0 0 0

Trustee 0

Timothy F Sutherland 2 0................. X 0 0 0

Trustee 0

Anne E Thompson 2 0................. X 0 0 0

Trustee 0

Sara Martinez Tucker 2 0................. x 0 0 0

Trustee 0

Roderick K West 2 0................. x 0 0 0

Trustee 0


Name and Title Average Position ( do not check more Reportable Reportable Estimatedhours per than one box , unless person compensation compensation amount of otherweek ( list is both an officer and a from the from related compensationany hours director/ trustee) organization ( W- organizations from thefor related _ 2, = 2/1099-MISC ) (W- 2/1099- organization and

organizations 1T


line) 11I

-in IE

n

Co_

DZP

'I• co

Hon Ann Claire Williams 2 0................. x 0 0 0

Trustee 0

Robert J Cronin 2 0................. x 0 0 0

Trustee 0

Clare Stack Richer 2 0................. x 0 0 0

Trustee 0

Byron 0 Spruell 2 0................. x 0 0 0

Trustee 0

Rev Austin Collins CSC 40 0

""""""""' X 160,384 0 38,105Professor & Trustee 0

Celeste Volz Ford 2 0................. X 0 0 0

Trustee 0

Monique Y MacKinnon 2 0................. X 0 0 0

Trustee 0

Kenneth C Ricci 2 0................. X 0 0 0

Trustee 0

Rev John Ryan CSC 2 0................. x 0 0 0

Trustee 0

Marianne Corr JD 40 0

""""""""' X 559,111 0 35,124VP & General Counsel 2 0

Form 990 , Part VII - Compensation of Officers, Directors,Trustees, Key Employees, HighestCompensated F(gployees , and Ind pendent Contractors

Name and Title Average Position (do not check more Reportable Reportable Estimatedhours per than one box , unless person compensation compensation amount of otherweek (list is both an officer and a from the from related compensationany hours director/trustee) organization ( W- organizations from thefor related _ - 2/1099-MISC) ( W- 2/1099- organization and

organizations 1 ?,L MISC) relatedbelow dotted organizations

line) ^' - - 3 .I.

n

a = 3Co ^1 D

'I• ,.o

Scott C Malpass MBA 40 0

""""""""' X 4,483,355 0 1,708,276VP & Chief Investment Officer 0

John B Swarbrick Jr 40 0

""""""""' X 1,348,927 0 262,981Athletic Director 0

Michael P Brey 40 0

""""""""' X 1,225,286 0 45,552Head Coach, Basketball 0

Michael D Donovan MBA JD 40 0

""""""""' X 1,992,550 0 761,753Managing Director, Invest 0

Brian Kelly 40 0

""""""""' X 2,075,483 0 54,155Head Coach, Football 0

Muffet McGraw 40 0

""""""""' X 1,352,090 0 43,308Head Coach, Basketball 0

Brian VanGorder 40 0

""""""""' X 1,147,641 0 47,648Asst Coach/Coordinator, Football 0


SCHEDULE A Public Charity Status and Public SupportOMB No 1545-0047

(Form 990 or Complete if the organization is a section 501(c )( 3) organization or a section2016990EZ) 4947( a)(1) nonexempt charitable trust.

► Attach to Form 990 or Form 990-EZ.

Department of the Trea^un 10, Information about Schedule A (Form 990 or 990- EZ) and its instructions is at • '

Name of the organizationUniversity of Notre Dame du Lac

Employer identification number

X35-0868188

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is (For lines 1 through 12, check only one box )

1 A church, convention of churches, or association of churches described in section 170 ( b)(1)(A)(i).

2 A school described in section 170 (b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ))

3 A hospital or a cooperative hospital service organization described in section 170(b )( 1)(A)(iii).

4 A medical research organization operated in conjunction with a hospital described in section 170 (b)(1)(A)(iii). Enter the hospital'sname. city. and state

5 An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv ). (Complete Part II )

6 A federal, state, or local government or governmental unit described in section 170(b )( 1)(A)(v).

7 An organization that normally receives a substantial part of its support from a governmental unit or from the general public described insection 170 ( b)(1)(A)(vi ). (Complete Part II )

8 A community trust described in section 170 ( b)(1)(A)(vi ) (Complete Part II )

9 An agricultural research organization described in 170 ( b)(1)(A)(ix ) operated in conjunction with a land-grant college or university or anon-land grant college of agriculture See instructions Enter the name, city, and state of the college or university

10 An organization that normally receives (1) more than 331/3% of its support from contributions, membership fees, and gross receiptsfrom activities related to its exempt functions-subject to certain exceptions, and (2) no more than 331/3% of its support from grossinvestment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June30, 1975 See section 509 (a)(2). (Complete Part III )

11 An organization organized and operated exclusively to test for public safety See section 509(a)(4).

12 An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one ormore publicly supported organizations described in section 509(a )( 1) or section 509(a )(2). See section 509(a )(3). Check the boxin lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g

a Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving the supportedorganization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization You mustcomplete Part IV, Sections A and B.

b Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having control ormanagement of the supporting organization vested in the same persons that control or manage the supported organization(s) Youmust complete Part IV, Sections A and C.

c Type III functionally integrated . A supporting organization operated in connection with, and functionally integrated with, itssupported organization(s) (see instructions) You must complete Part IV, Sections A, D, and E.

d Type III non -functionally integrated . A supporting organization operated in connection with its supported organization(s) that is notfunctionally integrated The organization generally must satisfy a distribution requirement and an attentiveness requirement (seeinstructions) You must complete Part IV, Sections A and D, and Part V.

e Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III functionallyintegrated, or Type III non-functionally integrated supporting organization

f Enter the number of supported organizations

g Provide the following information about the supported organization(s)

(i)Name of supported organization (ii)EIN (iii) Type oforganization

(described on lines1- 10 above (seeinstructions))

( iv)Is the organization listed inyour governing document?

(v)Amount of

monetary support(see instructions)

(vi)Amount of othersupport (seeinstructions)

Yes No

Tota

For Paperwork Reduction Act Notice, see the Instructions for Cat No 11285F Schedule A (Form 990 or 990- EZ) 2016Form 990 or 990-EZ.

Schedule A (Form 990 or 990-EZ) 2016 Page 2

Support Schedule for Organizations Described in Sections 170(b )( 1)(A)(iv) and 170 ( b)(1)(A)(vi)

(Complete only if you checked the box on line 5, 7, 8, or 9 of Part I or if the organization failed to qualify under Part

III. If the organization fails to qualify under the tests listed below, please complete Part III.)

Section A. Public Su pportCalendar year

(or fiscal year beginning in) ►( a)2012 ( b)2013 ( c)2014 (d)2015 ( e)2016 ( f)Total

1 Gifts, grants , contributions, andmembership fees received ( Do not 323,314,461 487,128,943 559,195,459 571,970,426 472,008,270 2,413,617,559

include any " unusual grant ")2 Tax revenues levied for the

organization's benefit and either 0paid to or expended on its behalf

3 The value of services or facilitiesfurnished by a governmental unit to 0the organization without charge

4 Total . Add lines 1 through 3 323,314,461 487,128,943 559,195,459 571,970,426 472,008,270 2,413,617,559

5 The portion of total contributions byeach person ( other than agovernmental unit or publiclysupported organization ) included on 1,936,438

line 1 that exceeds 2% of theamount shown on line 11 , column(f)

6 Public support. Subtract line 52 411 681 121

from line 4, , ,

Section B. Total SunnortCalendar year

(or fiscal year beginning in) ►7 Amounts from line 4

8 Gross income from interest,dividends, payments received onsecurities loans, rents, royaltiesand income from similar sources

Net income from unrelatedbusiness activities, whether or notthe business is regularly carried on

Other income Do not include gainor loss from the sale of capitalassets (Explain in Part VI )Total support . Add lines 7through 10

(a)2012 ( b)2013 (c)2014 (d)2015 ( e)2016 (f)Total

323,314,461 487,128,943 559,195,459 571,970,426 472,008,270 2,413,617,559

123,503,535 171,385,126 158,770,511 131,216,819 146,567,877 731,443,868

0

5,426,820 6,210,565 6,785,572 8,584,469 5,602,939 32,610,365

3,177,671,792

Gross receipts from related activities, etc (see instructions) 12 4,178,047,902

First five years . If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,

check this box and stop here . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► q

Section C . Computation of Public Support Percentage

14 Public support percentage for 2016 (line 6, column (f) divided by line 11, column (f)) 14 75 89

15 Public support percentage for 2015 Schedule A, Part II, line 14 15 74 84

16a 33 1 / 3% support test-2016 . If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box

and stop here . The organization qualifies as a publicly supported organization ► 9b 33 1 /3% support test-2015 . If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this

box and stop here . The organization qualifies as a publicly supported organization ► q

17a 10%-facts -and-circumstances test-2016 . If the organization did not check a box on line 13, 16a, or 16b, and line 14is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here . Explainin Part VI how the organization meets the "facts-and-circumstances" test The organization qualifies as a publicly supported

organization ► q

b 10%-facts-and-circumstances test-2015 . If the organization did not check a box on line 13, 16a, 16b, or 17a, and line15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.Explain in Part VI how the organization meets the "facts-and-circumstances" test The organization qualifies as a publicly

supported organization ► q

18 Private foundation . If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see

instructions ► q


INOMW Support Schedule for Organizations Described in Section 509(a)(2)

(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. Ifthe organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Su pportCalendar year

(or fiscal year beginning in) ►(a)2012 (b)2013 (c)2014 (d)2015 (e)2016 (f)Total

1 Gifts, grants, contributions, andmembership fees received (Do notinclude any "unusual grants ")

2 Gross receipts from admissions,merchandise sold or servicesperformed, or facilities furnished inany activity that is related to theorganization's tax-exempt purpose

3 Gross receipts from activities that arenot an unrelated trade or businessunder section 513

4 Tax revenues levied for theorganization's benefit and either paidto or expended on its behalf

5 The value of services or facilitiesfurnished by a governmental unit tothe organization without charge

6 Total . Add lines 1 through 5

7a Amounts included on lines 1, 2, and3 received from disqualified persons

b Amounts included on lines 2 and 3received from other than disqualifiedpersons that exceed the greater of$5,000 or 1% of the amount on line13 for the year

c Add lines 7a and 7b

8 Public support . (Subtract line 7cfrom line 6 )

Section B. Total Support

Calendar year (a)2012 (b)2013 (c)2014 (d)2015 (e)2016 (f)Total(or fiscal year beginning in) ►

9 Amounts from line 6

10a Gross income from interest,dividends, payments received onsecurities loans, rents, royalties andincome from similar sources

b Unrelated business taxable income(less section 511 taxes) frombusinesses acquired after June 30,1975

c Add lines 10a and 10b

11 Net income from unrelated businessactivities not included in line 10b,whether or not the business isregularly carried on

12 Other income Do not include gain orloss from the sale of capital assets(Explain in Part VI )

13 Total support. (Add lines 9, 10c,11, and 12)

14 First five years . If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,

check this box and stop here ► q

Section C . Com p utation of Public Su pport Percenta g e

15 Public support percentage for 2016 (line 8, column (f) divided by line 13, column (f)) 15

16 Public support percentage from 2015 Schedule A, Part III, line 15 16

Section D. Com p utation of Investment Income Percenta ge

17 Investment income percentage for 2016 (line 10c, column (f) divided by line 13, column (f)) 17

18 Investment income percentage from 2015 Schedule A, Part III, line 17 18

19a 331 /3% support tests-2016 . If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not

more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ► q

b 33 1 /3% support tests-2015 . If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is

not more than 33 1/3%, check this box and stop here . The organization qualifies as a publicly supported organization ► q

20 Private foundation . If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions ► q

Schedule A (Form 990 or 990-EZ) 2016


Supporting Organizations(Complete only if you checked a box on line 12 of Part I If you checked 12a of Part I, complete Sections A and B If you checked 12b ofPart I, complete Sections A and C If you checked 12c of Part I, complete Sections A, D, and E If you checked 12d of Part I, completeSections A and D, and complete Part V

Section A. All SuoDortina Oraanizations

Yes No

1 Are all of the organization's supported organizations listed by name in the organization's governing documents?If "No, " describe in Part VI how the supported organizations are designated If designated by class or purpose,describe the designation If historic and continuing relationship, explain

2 Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes, " explain in Part VI how the organization determined that the supported organization was describedin section 509(a)(1) or (2) 2

3a Did the organization have a supported organization described in section 501(c)(4), (5), or (6)7 If "Yes," answer (b) and (c)below

3a

b Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfiedthe public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made thedetermination

3b

c Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes?" "If Yes, explain in Part VI what controls the organization put in place to ensure such use

3c

4a Was any supported organization not organized in the United States ("foreign supported organization")? If "Yes" and if youchecked 12a or 12b in Part I, answer (b) and (c) below

4a

b Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supportedorganization? If "Yes, " describe in Part VI how the organization had such control and discretion despite being controlled orsu ervised b or in connection with its su orted or anizations

4bp y pp g

c Did the organization support any foreign supported organization that does not have an IRS determination under sections501(c)(3) and 509(a)(1) or (2)7 If "Yes, " explain in Part VI what controls the organization used to ensure that all supportto the foreign supported organization was used exclusively for section 170(c)(2)(8) purposes

4c

5a Did the organization add, substitute, or remove any supported organizations during the tax year? If "Yes," answer (b) and(c) below (if applicable) Also, provide detail in Part VI, including (I) the names and EIN numbers of the supportedorganizations added, substituted, or removed, (u) the reasons for each such action, (Ili) the authority under the

'organization s organizing document authorizing such action, and (iv) how the action was accomplished (such as byamendment to the or anizin document)

5ag g

b Type I or Type II only . Was any added or substituted supported organization part of a class already designated in theorganization's organizing document? 5b

c Substitutions only. Was the substitution the result of an event beyond the organization's control? 5c

6 Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone otherthan (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of itssupported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing

' " "organization s supported organizations? If provide detail in Part VI.Yes, 6

7 Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined insection 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to asubstantial contributor? If "Yes, " complete Part I of Schedule L (Form 990 or 990-EZ) 7

8 Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 77 If "Yes,"complete Part I of Schedule L (Form 990 or 990-EZ) 8

9a Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons asdefined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))' If "Yes,"provide detail in Part VI. 9a

b Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supportingorganization had an interest? If "Yes, " provide detail in Part VI. 9b

c Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in" "which the supporting organization also had an interest? If provide detail in Part VI.Yes, 9c

10a Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regardingcertain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If "Yes,"answer line IOb below

10a

b Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whetherthe organization had excess business holdings)

10b


Supporting Organizations (continued)

11 Has the organization accepted a gift or contribution from any of the following persons?

a A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, thegoverning body of a supported organization?

b A family member of a person described in (a) above?

c A 35% controlled entity of a person described in (a) or (b) above? If "Yes" to a, b, or c, provide detail in Part VI

No

Section B. Type I Supporting Organizations

Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint orelect at least a majority of the organization's directors or trustees at all times during the tax year? If "No, " describe in PartVI how the supported organization(s) effectively operated, supervised, or controlled the organization's activities If theorganization had more than one supported organization, describe how the powers to appoint and/or remove directors ortrustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to suchpowers during the tax year

Did the organization operate for the benefit of any supported organization other than the supported organization(s) thatoperated, supervised, or controlled the supporting organization? If "Yes, " explain in Part VI how providing such benefitcarried out the purposes of the supported organization(s) that operated, supervised or controlled the supportingorganization

No

Section C. Type II Supporting Organizations

Were a majority of the organization's directors or trustees during the tax year also a majority of the directors or trustees ofeach of the organization's supported organization(s)? If "No, " describe in Part VI how control or management of thesupporting organization was vested in the same persons that controlled or managed the supported organization(s)

No

Section D. All Type III Supporting Organizations

Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization'stax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of theForm 990 that was most recently filed as of the date of notification, and (iii) copies of the organization's governingdocuments in effect on the date of notification, to the extent not previously provided?

Were any of the organization's officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organizationmaintained a close and continuous working relationship with the supported organization(s)

By reason of the relationship described in (2), did the organization's supported organizations have a significant voice in theorganization's investment policies and in directing the use of the organization's income or assets at all times during the taxyear? If "Yes," describe in Part VI the role the organization's supported organizations played in this regard

No

Section E . Type III Functionally - Integrated Supporting Organizations

1 Check the box next to the method that the organization used to satisfy the Integral Part Test during the year ( see instructions)

a The organization satisfied the Activities Test Complete line 2 below

b The organization is the parent of each of its supported organizations Complete line 3 below

c The organization supported a governmental entity Describe in Part VI how you supported a government entity (see instructions)

Activities Test Answer ( a) and ( b) below.

a Did substantially all of the organization's activities during the tax year directly further the exempt purposes of thesupported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supportedorganizations and explain how these activities directly furthered their exempt purposes, how the organization wasresponsive to those supported organizations, and how the organization determined that these activities constitutedsubstantially all of its activities

b Did the activities described in (a) constitute activities that, but for the organization's involvement, one or more of theorganization's supported organization (s) would have been engaged in? If "Yes," explain in Part VI the reasons for theorganization's position that its supported organization(s) would have engaged in these activities but for the organization'sinvolvement

Parent of Supported Organizations Answer ( a) and (b) below.

a Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each ofthe supported organizations? Provide details in Part VI.

b Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of itssupported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard

Yes I No



nj^ Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations

Page 6

1 Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov 20, 1970 See instructions . All otherType III non-functionally integrated supporting organizations must complete Sections A through E

Section A - Adjusted Net Income (A) Prior Year (B) Current Year(optional)

1 Net short-term capital gain 1

2 Recoveries of prior-year distributions 2

3 Other gross income (see instructions) 3

4 Add lines 1 through 3 4

5 Depreciation and depletion 5

6 Portion of operating expenses paid or incurred for production or collection of grossincome or for management, conservation, or maintenance of property held forproduction of income (see instructions)

6

7 Other expenses (see instructions) 7

8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8

Section B - Minimum Asset Amount (A) Prior Year (B) Current Year(optional)

1 Aggregate fair market value of all non-exempt-use assets (see instructions for shorttax year or assets held for part of year) 1

a Average monthly value of securities la

b Average monthly cash balances lb

c Fair market value of other non-exempt-use assets Ic

d Total (add lines la, 1b, and 1c) id

e Discount claimed for blockage or other factors(explain in detail in Part VI)

2 Acquisition indebtedness applicable to non-exempt use assets 2

3 Subtract line 2 from line ld 3

4 Cash deemed held for exempt use Enter 1-1/2% of line 3 (for greater amount, seeinstructions) 4

5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5

6 Multiply line 5 by 035 6

7 Recoveries of prior-year distributions 7

8 Minimum Asset Amount (add line 7 to line 6) 8

Section C - Distributable Amount Current Year

1 Adjusted net income for prior year (from Section A, line 8, Column A) 1

2 Enter 85% of line 1 2

3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3

4 Enter greater of line 2 or line 3 4

5 Income tax imposed in prior year 5

6 Distributable Amount . Subtract line 5 from line 4, unless subject to emergencytemporary reduction (see instructions)

6

7 R Check here if the current year is the organization's first as a non-functionally-ininstructions)

tegrat ed Type III supporting org anization (see

SChPd uIe A (Fnrm 990 nr 990-F7) 707 s

Schedule A (Form 990 or 990-EZ) 2016 Page

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations (continued)

Section D - Distributions Current Year

1 Amounts paid to supported organizations to accomplish exempt purposes

2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, inexcess of income from activity

3 Administrative expenses paid to accomplish exempt purposes of supported organizations

4 Amounts paid to acquire exempt-use assets

5 Qualified set-aside amounts (prior IRS approval required)

6 Other distributions (describe in Part VI) See instructions

7 Total annual distributions . Add lines 1 through 6

8 Distributions to attentive supported organizations to which the organization is responsive (providedetails in Part VI) See instructions

9 Distributable amount for 2016 from Section C, line 6

10 Line 8 amount divided by Line 9 amount

Section E - Distribution Allocations ( see

instructions )M

Excess Distributions

(ii)Underdistributions

Pre-2016

(iii)Distributable

Amount for 2016

1 Distributable amount for 2016 from Section C, line6

2 Underdistributions, if any, for years prior to 2016(reasonable cause required--see instructions)

3 Excess distributions carryover, if any, to 2016

a

b

c From 2013.

d From 2014.

e From 2015.

f Total of lines 3a through e

g Applied to underdistributions of prior years

h Applied to 2016 distributable amount

i Carryover from 2011 not applied (seeinstructions)

j Remainder Subtract lines 3g, 3h, and 3i from 3f

4 Distributions for 2016 from Section D, line 7

a Applied to underdistributions of prior years

b Applied to 2016 distributable amount

c Remainder Subtract lines 4a and 4b from 4

5 Remaining underdistributions for years prior to2016, if any Subtract lines 3g and 4a from line 2

(if amount greater than zero, see instructions)

6 Remaining underdistributions for 2016 Subtractlines 3h and 4b from line 1 (if amount greater thanzero, see instructions)

7 Excess distributions carryover to 2017 . Add lines3j and 4c

8 Breakdown of line 7

a

b Excess from 2013. . . . . . .

c Excess from 2014.

d Excess from 2015. . . . . . .

e Excess from 2016. . . . . . .

Schedule A (Form 990 or 990-EZ) (2016)


Supplemental Information.

Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A,lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C,line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V,Section B, line le; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete thispart for any additional information. (See instructions).

Facts And Circumstances Test

990 Schedule A, Su pp lemental Information

Return Reference Explanation

Schedule A, Part II, Line 10 DESCRIPTION - MISC FEES & COMMISSIONS, COLUMN A - 5426820 0, COLUMN B - 6210565 0, COLUMNOther Income C - 6785572 0, COLUMN D - 8584469 0, COLUMN E - 5602939 0, COLUMN F - 32610365 0,

l efile GRAPHIC print - DO NOT PROCESS As Filed Data -

SCHEDULE C(Form 990 or 990-EZ)

Department of the Trea^un

Internal Rey enue Sen ice

Political Campaign and Lobbying ActivitiesDLN:93493134009258

OMB No 1545-0047

For Organizations Exempt From Income Tax Under section 501(c) and section 527 2016'Complete if the organization is described below. 'Attach to Form 990 or Form 990-EZ.

'Information about Schedule C ( Form 990 or 990 - EZ) and its instructions is at • . -www.irs.gov/form990 . . -

If the organization answered "Yes" on Form 990, Part IV , Line 3 , or Form 990 -EZ, Part V, line 46 (Political Campaign Activities), then. Section 501 ( c)(3) organizations Complete Parts I-A and B Do not complete Part I-C• Section 501(c) (other than section 501 (c)(3)) organizations Complete Parts I-A and C below Do not complete Part I-B• Section 527 organizations Complete Part I-A only

If the organization answered "Yes" on Form 990, Part IV , Line 4 , or Form 990 -EZ, Part VI, line 47 ( Lobbying Activities), then• Section 501 ( c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A Do not complete Part I1-B• Section 501( c)(3) organizations that have NOT filed Form 5768 ( election under section 501(h)) Complete Part II-B Do not complete Part II-A

If the organization answered "Yes" on Form 990, Part IV , Line 5 ( Proxy Tax ) ( see separate instructions ) or Form 990-EZ, Part V, line 35c(Proxy Tax) (see separate instructions), then• Section 501 (c)(4), (5), or (6) organizations Complete Part IIIName of the organization Employer identification numberUniversity of Notre Dame du Lac

35-0868188

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1 Provide a description of the organization's direct and indirect political campaign activities in Part IV2 Political expenditures ► $

3 Volunteer hours

Li^j Complete if the organization is exempt under section 501 (c)(3).

1 Enter the amount of any excise tax incurred by the organization under section 4955 ► $

2 Enter the amount of any excise tax incurred by organization managers under section 4955 ► $

3 If the organization incurred a section 4955 tax, did it file Form 4720 for this year? q Yes q No

4a Was a correction made?q Yes q No

b If "Yes," describe in Part IV

Complete if the organization is exempt under section 501 ( c), except section 501 (c)(3).

1 Enter the amount directly expended by the filing organization for section 527 exempt function activities ► $

2 Enter the amount of the filing organization's funds contributed to other organizations for section 527 exemptfunction activities ► $

3 Total exempt function expenditures Add lines 1 and 2 Enter here and on Form 1120-POL, line 17b ► $

4 Did the filing organization fileForm 1120-POL for this year? q Yes q No

5 Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filingorganization made payments For each organization listed, enter the amount paid from the filing organization's funds Also enter the amountof political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregatedfund or a political action committee (PAC) If additional space is needed, provide information in Part IV

(a) Name (b) Address (c) EIN (d) Amount paid from (e) Amount of politicalfiling organization's contributions receivedfunds If none, enter and promptly and

-0- directly delivered to aseparate political

organization If none,enter -0-

2

3

4

5

6

For Paperwork Reduction Act Notice , see the instructions for Form 990 or 990 -EZ. Cat No 50084S Schedule C ( Form 990 or 990-EZ) 2016

Schedule C (Form 990 or 990-EZ) 2016 Page 2

Complete if the organization is exempt under section 501 ( c)(3) and filed Form 5768 (election undersection 501(h)).

A Check ► if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN,

expenses, and share of excess lobbying expenditures) Ij

B Check ► if the filing organization checked box A and "limited control" provisions apply

(a) Filing (b) AffiliatedLimits on Lobbying Expenditures organization's group totals

(The term " expenditures " means amounts paid or incurred .) totals

la Total lobbying expenditures to influence public opinion (grass roots lobbying) 0 0

b Total lobbying expenditures to influence a legislative body (direct lobbying) 346,592 0

c Total lobbying expenditures (add lines la and 1b) 346,592 0

d Other exempt purpose expenditures 1,239,961,640 0

e Total exempt purpose expenditures (add lines 1c and 1d) 1,240,308,232 0

f Lobbying nontaxable amount Enter the amount from the following table in both 1,000,000 0columns

If the amount on line le, column ( a) or (b) is: he lobbying nontaxable amount is:

Not over $500,000 I20% of the amount on line le

Over $500,000 but not over $1,000,000 $100,000 plus 15% of the excess over $500,000

Over $1,000,000 but not over $1,500,000 $175,000 plus 10% of the excess over $1,000,000

Over $1,500,000 but not over $17,000,000 $225,000 plus 5% of the excess over $1,500,000

Over $17,000,000 $1,000,000

g Grassroots nontaxable amount (enter 25% of line 1f) 250,000 0

h Subtract line 1g from line la If zero or less, enter -0- 0 0

i Subtract line if from line 1c If zero or less, enter -0- 0 0

] If there is an amount other than zero on either line 1h or line ii, did the organization file Form 4720 reportingq Yes q Nosection 4911 tax for this year

4-Year Averaging Period Under section 501(h)(Some organizations that made a section 501(h) election do not have to complete all of the five

columns below . See the separate instructions for lines 2a through 2f.)

Lobbvina Exuenditures During 4-Year Averaaina Period

Calendar year (or fiscal year(a) 2013 (b) 2014 (c) 2015 (d) 2016 (e) Total

beginning in)

2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000

b Lobbying ceiling amount150% of line 2a, column a

6,000,000

c Total lobbying expenditures 411,080 421,200 358,461 346,592 1,537,333

d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000

e Grassroots ceiling amount(150% of line 2d, column (e))

1,500,000

f Grassroots lobbying expenditures 0 0 0 0 0

Schedule C (Form 990 or 990-EZ) 2016

Schedule C (Form 990 or 990-EZ) 2016 Page 3

Complete if the organization is exempt under section 501 ( c)(3) and has NOT filed

Form 5768 ( election under section 501(h)).

" "a ( b )

For each Yes response on lines la through 1i below, provide in Part IV a detailed description of the lobbyingactivity Yes No Amount

1 During the year, did the filing organization attempt to influence foreign, national, state or local legislation,including any attempt to influence public opinion on a legislative matter or referendum, through the use of

a Volunteers?

b Paid staff or management (include compensation in expenses reported on lines 1c through 1i)?

c Media advertisements?

d Mailings to members, legislators, or the public?

e Publications, or published or broadcast statements?

f Grants to other organizations for lobbying purposes?

g Direct contact with legislators, their staffs, government officials, or a legislative body?

h Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means?

i Other activities?

j Total Add lines 1c through 1i

2a Did the activities in line 1 cause the organization to be not described in section 501(c)(3)?

b If "Yes," enter the amount of any tax incurred under section 4912

c If "Yes," enter the amount of any tax incurred by organization managers under section 4912

d If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year?

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)( 6 ) .

Yes No

Were substantially all (90% or more) dues received nondeductible by members?

Did the organization make only in-house lobbying expenditures of $2,000 or less?

Did the organization agree to carry over lobbying and political expenditures from the prior year?

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6)and if either (a) BOTH Part 111-A, lines 1 and 2, are answered "No" OR (b) Part 111-A, line 3, isanswered "Yes."

1 Dues, assessments and similar amounts from members 1

2 Section 162(e) nondeductible lobbying and political expenditures ( do not include amounts of politicalexpenses for which the section 527(f ) tax was paid).

a Current year 2a

b Carryover from last year 2b

c Total 2c

3 Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues 3

4 If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess doesthe organization agree to carryover to the reasonable estimate of nondeductible lobbying and politicalexpenditure next year? 4

5 Taxable amount of lobbying and political expenditures (see instructions) 5

Supplemental Information

Provide the descriptions required for Part I-A, line 1, Part I-B, line 4, Part I-C, line 5, Part II-A (affiliated group list), Part II-A, lines 1 and 2 (seeinstructions , and Part II-B, line 1 Also, complete this p art for an y additional information


Schedule C, Part II-A, Line 2 501(H) The University of Notre Dame filed Form 5768 (election under section 501(h)) for the fiscal year ending JuneElection 30, 2013 and all subsequent tax years and this election was not revoked at any time subsequently

C (Form 990 or 990EZ) 2016


TY 2016 Affiliated Group Schedule


EIN: 35-0868188

Software ID : 16000421


Hated Group Business Name:

ress. Either US or Foreign Type:

EIN:

Electing Organization Checkbox:

Total Grassroots Lobbying:

Total Direct Lobbying:

Total Lobbying Expenditures:

Other Exempt Purpose Expenditures:

Total Exempt Purpose Expenditures:

Lobbying Nontaxable Amount:

Grassroots Nontaxable Amount:

Tot Lobbying Grassroot Minus NonTx:

t Lobby Expend Mns Lobbying Non

Share Of Excess Lobbying:



EIN:









Tot Lobbying Grassroot Minus Non

of Lobby Expend Mns Lobbying Nonx:

(Share Of Excess Lobbying:

University of Notre Dame du Lac

Controllers Office 724 Grace HallNotre Dame, IN 46556

35-0868188

0

346,592

346,592

1, 239, 961, 640

1, 240, 308, 232

1,000,000

250,000

0

0

0

University of Notre Dame Gillen Foundation

Controllers Office 724 Grace HallNotre Dame , IN 46556

23-7125378

0

0

0

715,101

715,101

132,265

33,066

0

0

0



EIN:









Tot Lobbying Grassroot Minus NonTx:

Lobby Expend Mns Lobbying Non

Share Of Excess Lobbying:

Voice of the Fighting Irish Inc

Controllers Office 724 Grace HallNotre Dame, IN 46556

31-1135580

0

0

0

86,991

86,991

17,398

4,350

0

0

0

l efile GRAPHIC print - DO NOT PROCESS As Filed Data -

SCHEDULED Supplemental Financial Statements(Form 990)

DLN:93493134009258

OMB No 1545-0047

► Complete if the organization answered " Yes," on Form 990,Part IV, line 6 , 7, 8, 9, 10, Ila, Ilb, 11c, lld , Ile, hlf, 12a, or 12b.

Department of the Trea"un ► Attach to Form 990.

Internal Revenue 5er. ice Information about Schedule D (Form 990 ) and its instructions is at www. irs.gov/forni990 .


(a) Donor advised funds

JL^ Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts.Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

Total number at end of year

Aggregate value of contributions to (duringyear)

Aggregate value of grants from (during year)

Aggregate value at end of year

2016


35-0868188

(b)Funds and other accounts

57 0

9,426,898 0

4,580,479 0

40,938,578 0

Did the organization inform all donors and donor advisors in writing that the assets held in donor advisedfunds are the organization's property, subject to the organization's exclusive legal control?

2 Yes q No

6 Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can beused only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purposeconferring impermissible private benefit? 0 Yes q No

Conservation Easements . Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

1 Purpose(s) of conservation easements held by the organization (check all that apply)

q Preservation of land for public use (e g , recreation or education) q Preservation of an historically important land area

q Protection of natural habitat

q Preservation of open space

q Preservation of a certified historic structure

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservationeasement on the last day of the tax year Held at the End of the Year

Total number of conservation easements 2a

Total acreage restricted by conservation easements 2b

Number of conservation easements on a certified historic structure included in (a) 2c

Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic 2dstructure listed in the National Register

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the

tax year ►

Number of states where property subject to conservation easement is located ►

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations,and enforcement of the conservation easements it holds? q Yes q No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year

1101

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i)and section 170(h)( 4)(B)(ii)?

q Yes q No

9 In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, andbalance sheet, and include, if applicable, the text of the footnote to the organization's financial statements that describesthe organization's accounting for conservation easements

Organizations Maintaining Collections of Art, Historical Treasures , or Other Similar Assets.Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

la If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works ofart, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,provide, in Part XIII, the text of the footnote to its financial statements that describes these items

b If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art,historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide thefollowing amounts relating to these items

(i) Revenue included on Form 990, Part VIII, line 1

(ii)Assets included in Form 990, Part X

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide thefollowing amounts required to be reported under SFAS 116 (ASC 958) relating to these items

a Revenue included on Form 990, Part VIII, line 1

b Assets included in Form 990, Part X ► $

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 52283D Schedule D (Form 990) 2016

Schedule D (Form 990) 2016 Page 2

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (contnued)

3 Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its collectionitems (check all that apply)

a W Public exhibition d Loan or exchange programs

bR Scholarly research

c 2 Preservation for future generations

e q Other

Provide a description of the organization's collections and explain how they further the organization's exempt purpose inPart XIII

5 During the year, did the organization solicit or receive donations of art, historical treasures or other similarassets to be sold to raise funds rather than to be maintained as part of the organization's collection? q Yes W No

Escrow and Custodial Arrangements.

Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, PartX, line 21.

la Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets notincluded on Form 990, Part X?

q Yes q No

b If "Yes," explain the arrangement in Part XIII and complete the following table Amount

c Beginning balance lc

d Additions during the year id

e Distributions during the year le

f Ending balance if

2a Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? q Yes q No

b If "Yes," explain the arrangement in Part XIII Check here if the explanation has been provided in Part XIII . . . . . . . . q

MUM Endowment Funds. Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

la Beginning of year balance .

b Contributions . .

c Net investment earnings, gains, and losses

d Grants or scholarships . .

e Other expenditures for facilitiesand programs . .

f Administrative expenses

g End of year balance .

(a)Current year (b)Prior year (c)Two years back (d)Three years back (e)Four years back

8,748,265,671 8,784,380,859 8,189,096,422 6,959,050,707 6,444,598,397

252,183,660 337,865,213 244,796,294 211,220,228 109,051,302

1,064,158,115 -39,870,136 659,396,671 1,317,009,930 725,521,322

116,509,007 108,274,792 100,189,669 95,629,513 90,722,736

263,162,179 225,835,473 208,718,859 202,554,930 229,397,578

0 0 0 0 0

9,684,936,260 8,748,265,671 8,784,380,859 8,189,096,422 6,959,050,707

2 Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as

a Board designated or quasi-endowment ► 374%

b Permanent endowment ► 23 4 %

c Temporarily restricted endowment ► 39 2 %

The percentages on lines 2a, 2b, and 2c should equal 100%

3a Are there endowment funds not in the possession of the organization that are held and administered for theorganization by Yes No

(i) unrelated organizations . . . . . . . . . . . . . . . . 3a(i) No

(ii) related organizations . . . . . . . . . . . . . . . . 3a(ii) No

b If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? . . . . . . 3b

4 Describe in Part XIII the intended uses of the organization's endowment funds

LQLW Land , Buildings, and Equipment.

Description of property (a) Cost or other basis(investment)

(b)Cost or other basis (other) (c)Accumulated depreciation (d)Book value

la Land . 9,300,000 26,585,633 35,885,633

b Buildings 62,998,696 1,783,316,368 540,026,817 1,306,288,247

c Leasehold improvements 32,852,626 4,591,448 28,261,178

d Equipment . 362,972 314,029,313 175,427,107 138,965,178

e Other . 45,009 752,027,937 78,611,078 673,461,868

Total . Add lines la through le (Column (d) must equal Form 990, PartX, column (B), line 10(c)) . ► 2,182,862,104

Schedule D (Form 990) 2016


Investments-Other Securities . Complete if the organization answered 'Yes' on Form 990, Part IV, line 11b.

See Form 990. Part X. line 12.(a) Description of security or category

(including name of security)(b)Book value (c)Method of valuation

Cost or end-of-year market value

(1)Financlal derivatives . . -897,443 F

(2)Closely-held equity interests . . 4,283,243 F

(3)Other(A) Short-term Investments 0 F

(B) Public equities - U S 778,960,526 F

(C) Public equities - Non-U S 1,159,755,046 F

(D) Public equities - Long/short strategies 1,367,177,270 F

(E) Private equity 3,130,943,707 F

(F) Opportunistic 1,606,991,308 F

(G) Core diversifiers 726,157,135 F

(H) Fixed income 463,755,768 F

(I) Defined benefit pension plan assets 80,692,798 F

Total . (Column (b) must equal Fo m 990, Part X, col (B) l ne 12) ► 9,317,819,358

Investments- Program Related . Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c.

cZo Pnrm QQl D.rh Y lint 12

(a) Description of investment ( b) Book value ( c) Method of valuationCost or end - of-year market value

(1)

( 2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

Total . (Column (b) must equal Fo m 990, Part X, col (B) l ne 13) ►

Other Assets. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d See Form 990, Part X, line 15

(a) Descriotlon (b) Book value

(1)

(2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

Total . (Column (b) must equal Form 990, Part X, col (B) line 15) ►

Other Liabilities. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f.

See Form 990, Part X, line 25.

1. (a) Description of liability (b) Book value

(1) Federal income taxes


(2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

Total . (Column (b) must equal Fo m 990, Part X, col (B) l ne 25) ► I 1,948,624,264

2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the

organization's liability for uncertain tax positions under FIN 48 (ASC 740) Check here if the text of the footnote has been provided in Part XIII q



Reconciliation of Revenue per Audited Financial Statements With Revenue per ReturnCom p lete if the org anization answered 'Yes' on Form 990, Part IV, line 12a.

1 Total revenue, gains , and other support per audited financial statements . . . 1 2,404,686,076

2 Amounts included on line 1 but not on Form 990, Part VIII, line 12

a Net unrealized gains ( losses ) on investments 2a 582,388,416

b Donated services and use of facilities . . . . . . 2b

c Recoveries of prior year grants . 2c

d Other (Describe in Part XIII ) . . . . . . . . . . 2d -203,655,526

e Add lines 2a through 2d . . . . . . . . . . . . . . . . . . . . 2e 378,732,890

3 Subtract line 2e from line 1 . . . . . . . . . . . . . . . . . 3 2,025,953,186

4 Amounts included on Form 990, Part VIII, line 12, but not on line 1

a Investment expenses not included on Form 990, Part VIII, line 7b 4a 50,754,126

b Other (Describe in Part XIII ) . . . . . . . . . . 4b -442,527

c Add lines 4a and 4b . . . . . . . . . . . . . . . . . . . c 0,311,599

5 Total revenue Add lines 3 and 4c. (This must equal Form 990, Part I, line 12 . 5 2,076,264,785

Reconciliation of Expenses per Audited Financial Statements With Expenses per Return.Com p lete if the org anization answered 'Yes' on Form 990, Part IV, line 12a.

1 Total expenses and losses per audited financial statements . 1 1,169,285,679

2 Amounts included on line 1 but not on Form 990, Part IX, line 25

a Donated services and use of facilities . . . . . . 2a

b Prior year adjustments . . . . . . . . . 2b

c Other losses . . . . . . . . . . . . . . . 2c

d Other (Describe in Part XIII . . . . . . . . . 2d 442,527

e Add lines 2a through 2d . . . . . . . . . . . . . . . . . . . 2e 442,527

3 Subtract line 2e from line 1 . . . . . . . . . . . . . . . . . . 3 1,168,843,152

4 Amounts included on Form 990, Part IX, line 25, but not on line 1:

a Investment expenses not included on Form 990, Part VIII, line 7b 4a 50,754,126

b Other (Describe in Part XIII ) . . . . . . . . . . 4b 292,399,042

c Add lines 4a and 4b . . . . . . . . . . . . . . . . . . . . c 43,153,168

5 Total expenses Add lines 3 and 4c. (This must equal Form 990, Part I, line 18 . 5 1,511,996,320

Supplemental information

Provide the descriptions required for Part II, lines 3, 5, and 9, Part III, lines la and 4, Part IV, lines lb and 2b,Part V, line 4, Part X, line 2, Part XI, lines 2d and 4b, and Part XII, lines 2d and 4b Also complete this part to provide any additional information




Schedule D (Form 990) 2015 Page

n 1:$ IU Supplemental Information (continued)

I Return Reference I Explanation


Additional Data



EIN: 35-0868188


Form 990, Schedule D, Part VII - Investments Other Securities(a) Description of security or cateory

(including name of security)(b)Book value (c) Method of valuation

Cost or end-of-year market value

(3)Other(A) Short-term investments 0 F

(3)Other(A) Public equities - U S 778,960,526 F

(B) Public equities - Non-U S 1,159,755,046 F

(C) Public equities - Long/short strategies 1,367,177,270 F

(D) Private equity 3,130,943,707 F

(E) Opportunistic 1,606,991,308 F

(F) Core diversifiers 726,157,135 F

(G) Fixed income 463,755,768 F

(H) Defined benefit pension plan assets 80,692,798 F

Form 990, Schedule D, Part X, - Other Liabilities

1 (a) Description of Liability(b) Book Value

Short-term borrowing 246,250,000

Refundable advances 19,874,073

Liabilities associated with investments 1,272,107,930

Obligations under split-interest agreements 166,480,986

Conditional asset retirement obligations 24,354,287

Pension and other accrued postretirement benefits 133,900,304

Government advances for student loans 26,007,667

Debt-related derivative instruments 21,451,005

Student organization funds and other deposits 4,967,585

Self-insurance reserves 5,471,749

Form 990, Schedule D, Part X, - Other Liabilities

1 (a) Description of Liability (b) Book Value

edges payable 7,350,000

Other liabilities 20,408,678

Su pp lemental Information


Schedule D , Part X Asset The University recognizes asset retirement obligations when incurred A discounting techniRetirement que is used to calculate the present value of the capitalized asset retirement costs and t

he related obligation Asset retirement costs are depreciated over the estimated remaininguseful life of the related asset and the asset retirement obligation is accreted annuallyto the current present value Upon settlement of an obligation , any difference between the retirement obligation and the cost to settle is recognized as a gain or loss in the consolidated statement of changes in unrestricted net assets The University' s conditional asset retirement obligations relate primarily to asbestos remediation and will be settled upon undertaking associated renovation projects

emental Information

I Return Reference Explanation

Schedule D, Part III, Line la The University does not capitalize the cost of library books, nor the cost or fair value oCollections of art - financial f its art collection The latter is held for exhibition and educational purposes only andstatement footnote not for financial gain

emental Information


Schedule D, Part III, Line 4 I The Snite Museum of Art maintains a collection of over 29,000 original works of art whichCollections of art - description of are utilized for exhibition, teaching, research and educational outreach programscollections



Schedule D , Part V, Line 4 Endowment distributions are used to fund a variety of operational needs , including scholarIntended uses of endowment ships & fellowships , faculty chairs , academic, religious and student programs , libraries,funds capital projects and renewals, athletics, other endowment programs , and general operations



Schedule D, Part XI, Line 2(d) Tuition discounts - -287422234 Room discounts - -4976808 Net gain/(loss) on debt-related dOther revenues in audited erivative instruments - 59649442 Net pension and postretirement benefits-related changes -financial statements not in form 19163184 Change in value of split-interest agreements - 10993470 Other non-operating chan990 ges in net assets - -1062580

emental Information


Schedule D, Part XI, Line 4(b) I Direct expenses of fundraising events - -439995 Direct expenses from gaming activities - -2532Other revenues in form 990 notin audited financial statements



Schedule D, Part XII, Line 2(d) Direct expenses of fundraising events - 439995 Direct expenses from gaming activities - 2532Other expenses in auditedfinancial statements not in form990

emental Information


Schedule D, Part XII, Line 4(b) I Tuition scholarships and fellowships - 287422234 Room & board discounts - 4976808Other expenses in form 990 notin audited financial statements


SCHEDULE E SchoolsOMB No 1545-0047

(Form 990 or 990-

^.j016EZ)if the organization answered " Yes" on Form 990,

Part IV , line 13 , or Form 990 - EZ, Part VI , line 48.

► Attach to Form 990 or Form 990-EZ.Open to Public

► Information about Schedule E (Form 990 or 990-EZ) and its instructions is at www. irs.gov/form990. InspectionDep artment of the Trea^un

Naieldfethieio8genuzation Employer identification numberUniversity of Notre Dame du Lac

35-0868188

YES NO

1 Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,other governing instrument, or in a resolution of its governing body? 1 Yes

2 Does the organization include a statement of its racially nondiscriminatory policy toward students in all itsbrochures, catalogues, and other written communications with the public dealing with student admissions,

programs, and scholarships? 2 Yes

3 Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during

the period of solicitation for students, or during the registration period if it has no solicitation program, in a way

that makes the policy known to all parts of the general community it serves? If "Yes," please describe If "No,"

please explain If you need more space use Part II 3 Yes

4 Does the organization maintain the following?

a Records indicating the racial composition of the student body, faculty, and administrative staff 4a Yes

b Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory

basis? 4b Yes

c Copies of all catalogues, brochures, announcements, and other written communications to the public dealing

with student admissions, programs, and scholarships? 4c Yes

d Copies of all material used by the organization or on its behalf to solicit contributions? 4d Yes

If you answered "No" to any of the above, please explain If you need more space, use Part II

5 Does the organization discriminate by race in any way with respect to

a Students' rights or privileges? 5a No

b Admissions policies? 5b No

c Employment of faculty or administrative staff 5c No

d Scholarships or other financial assistance? 5d No

e Educational policies? 5e No

f Use of facilities? 5f No

g Athletic programs? 5g No

h Other extracurricular activities? 5h No

If you answered "Yes" to any of the above, please explain If you need more space, use Part II

6a Does the organization receive any financial aid or assistance from a governmental agency? 6a Yes

b Has the organization's right to such aid ever been revoked or suspended? 6b No

If you answered "Yes" to either line 6a or line 6b, explain on Part II

7 Does the organization certify that it has complied with the applicable requirements of sections 4 01 through 4 05

of Rev Proc 75-50, 1975-2 C B 587, covering racial nondiscrimination? If "No," explain on Part II 7 Yes

Paperwork Reduction Act Notice , see the Instructions for Form 990 or Form 990-EZ. Cat No 50085D Schedule E ( Form 990 or 990-EZ ) ( 2016)

Schedule E (Form 990 or 990EZ) (2016) Page 2

Supplemental Information . Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable Also provideany other additional information (see instructions)


Schedule E , Part I, Line 3 RACIALLY The University nondiscrimination policy is disclosed in the Admission Policies andNONDISCRIMINATORY POLICY Procedures Handbook given to each student The University draws students

nationally and internationally and enrolls meaningful numbers of minority students

Schedule E , Part I, Line 6(a) FINANCIAL AID OR The University receives financial assistance from various governmental agenciesASSISTANCE FROM A GOVERNMENT within the Federal Government and local jurisdictions The governmental grants

and contracts support certain research projects and student financial aid

Schedule F (Form 990 or 990-EZ) (2016)


SCHEDULE F Statement of Activities Outside the United StatesOMB No 1545-0047

(Form 990)Complete if the organization answered "Yes" to Form 990,I- 2016

Part IV , line 14b , 15, or 16.

► Attach to Form 990 . ► See separate instructions. Open to PublicDepartment of the Trea^un ► Information about Schedule F (Form 990 ) and its instructions is at www. irs.gov/form990. InspectionInternal Res enue Sen ice



35-0868188

IL^ General Information on Activities Outside the United States . Complete if the organization answered "Yes" toForm 990, Part IV, line 14b.

For grantmakers .Does the organization maintain records to substantiate the amount of its grants and

other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used

to award the grants or assistance's 9 Yes q No

For grantmakers . Describe in Part V the organization's procedures for monitoring the use of its grants and other assistanceoutside the United States

Activites per Region (The following Part I, line 3 table can be duplicated if additional space is needed )

(a) Region (b) Number ofoffices in the

region

(c) Number ofemployees, agents,and independentcontractors in

region

(d) Activities conducted inregion (by type) (e g ,fundraising, program

services, investments, grantsto recipients located in the

re g ion )

(e) If activity listed in (d) is aprogram service, describe

specific type ofservice(s) in region

(f) Total expendituresfor and investments

in region

See Add'l Data

3a Sub-total 9 103 5,323,525,892

b Total from continuation sheets toPart I

4 46 27,189,226

c Totals (add lines 3a and 3b) 13 149 5,350,715,118

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 50082W Schedule F ( Form 990) 2016

Schedule F (Form 990) 2016 Page 2

Grants and Other Assistance to Organizations or Entities Outside the United States . Complete if the organization answered "Yes" to Form 990, PartIV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

1 (a) Name oforganization

( b) IRS codesection

and EIN ( ifa licable

(c) Region (d) Purpose ofgrant

(e) Amount ofcash grant

(f) Manner ofcash

disbursement

(g) Amountof non -cashassistance

(h) Descriptionof non -cashassistance

( i) Method ofvaluation

(book, FMV,a pp raisal, other

See Add'I Data

Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter . . . . . . . ►

Enter total number of other organizations or entities ► 37

Schedule F (Form 9901 2016


Grants and Other Assistance to Individuals Outside the United States . Complete if the organization answered "Yes" to Form 990, Part IV, line 16.

(a) Type of grant or asst

See Add'I Data

(b) Region ( c) Number of ( d) Amount of (e) Manner of cash ( f) Amount of ( g) Description ( h) Method ofrecipients cash grant disbursement non-cash of non-cash valuation

assistance assistance (book, FMV,

Schedule F (Form 990) 2016


Foreign Forms

1 Was the organization a U S transferor of property to a foreign corporation during the tax year? If "Yes, "theorganization may be required to file Form 926, Return by a U S Transferor of Property to a Foreign Corporation (seeInstructions for Form 926) 2 Yes q No

2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may berequired to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt ofCertain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U S Owner (seeInstructions for Forms 3520 and 3520-A)

q Yes No

3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," theorganization may be required to file Form 5471, Information Return of U S Persons with Respect to Certain ForeignCorporations (see Instructions for Form 5471)

9 Yes q No

4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electingfund during the tax year? If "Yes,"the organization may be required to file Form 8621, Information Return by aShareholder of a Passive Foreign Investment Company or Qualified Electing Fund (see Instructions for Form 8621) 0 Yes q No

5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," theorganization may be required to file Form 8865, Return of U S Persons with Respect to Certain Foreign Partnerships(see Instructions for Form 8865)

D Yes q No

6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," theorganization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form5713) q Yes No

Schedule F (Form 990) 2016



Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method;amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accountingmethod); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provideany additional information (see instructions).

ReturnReference

Explanation

Schedule F, ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTHPart I, Line 2 PARTIES THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING,Procedures RECORD RETENTION, AUDITS, ETC RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THEfor NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO ALMOST ALLmonitoring SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS ALL INVOICES PAID FORuse of grant COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET,funds ETC IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT

MADE ABOVE THE STIPULATED CEILING THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDINGSUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE THIS POLICY CAN BE FOUND ATHTTP //CONTROLLER ND EDU/ASSETS/91679/SUBRECIPIENT_MONITORING PDF THE UNIVERSITY PROVIDES FUNDINGTO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THEFURTHERANCE OF THEIR EDUCATION FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS ANDA REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPONCOMPLETION OF THE ACTIVITY


Schedule F, Part II, Line 1(d)Purpose of Grant

Payments related to work performed on research subcontract related to federal , state or private grant originallymade to the University and other assistance in accordance with the University' s exempt mission

ReturnReference

Explanation

Schedule F, Part ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BYI, Line 2 BOTH PARTIES THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING,PROCEDURES BILLING, RECORD RETENTION, AUDITS, ETC RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA")FOR AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TOMONITORING ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS ALLUSE OF GRANT INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OFFUNDS WORK, DELIVERABLES MET, ETC IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET

TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING THE UNIVERSITY HAS A POLICYCONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE THISPOLICY CAN BE FOUND AT HTTP //CONTROLLER ND EDU/ASSETS/91679/SUBRECIPIENT_MONITORING PDF THEUNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHERACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION FUNDS PROVIDED ARE MONITOREDTHROUGH APPLICATIONS, BUDGETS AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TOTHE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY

Additional Data



EIN: 35-0868188


Form 990 Schedule F Part I - Activities Outside The United States

(a) Region (b) Number of (c) Number of (d) Activities conducted (e) If activity listed in (d) (f) Total expendituresoffices in the employees or in region (by type) (i e , is a program service, for region

region agents in fundraising, program describe specific type ofregion services, grants to service(s) in region

recipients located in theregion)

Central America and the Investments 3,763,785,286Caribbean

East Asia and the Pacific Investments 187,970,934

Europe (Including Iceland and Investments 754,368,966Greenland)


(a) Region ( b) Number of ( c) Number of ( d) Activities conducted (e) If activity listed in (d) (f) Total expendituresoffices in the employees or in region (by type) ( i e , is a program service , for region

region agents in fundraising , program describe specific type ofregion services , grants to service ( s) in region


North America ( Canada & Investments 144,174,076Mexico only)

Russia and Neighboring States Investments 18,875,290

South America Investments 7,175,329





South Asia Investments 179,975,702

Sub-Saharan Africa Investments 239,146,472

East Asia and the Pacific 1 4 Program Services International Study 2,393,780Program





Europe (Including Iceland and 5 86 Program Services International Study 23,575,722Greenland) Program

Middle East and North Africa 1 5 Program Services International Study 692,286Program

North America (Canada & 2 Program Services International Study 268,260Mexico only) Program





Russia and Neighboring States Program Services International Study 146,008Program

South America 2 5 Program Services International Study 681,586Program

South Asia 1 Program Services International Study 46,133Program





Sub-Saharan Africa Program Services International Study 250,062Program

Central America and the Investment Operations 6,596,105Caribbean

East Asia and the Pacific Investment Operations 84,838





Europe (Including Iceland and 5 Investment Operations 1,507,562Greenland)

North America (Canada & Investment Operations 14,321Mexico only)

South America Investment Operations 6,552





South Asia Investment Operations 23,915

Sub-Saharan Africa Investment Operations 3,864,310

Central America and the Fundraising 53,293Caribbean





East Asia and the Pacific Fundraising 16,542

Europe (Including Iceland and Fundraising 12,189Greenland)

Middle East and North Africa Fundraising 5,129





North America (Canada & Fundraising 17,706Mexico only)

South America Fundraising 16,974

Central America and the Program Services Auxiliary Enterprises 1,091Caribbean





Central America and the Program Services Instruction 174,176Caribbean

Central America and the Program Services Management & General 6,649Caribbean

Central America and the 3 3 Program Services Other 107,185Caribbean





Central America and the Program Services Research 835,126Caribbean

East Asia and the Pacific Program Services Auxiliary Enterprises 4,786

East Asia and the Pacific Program Services Instruction 690,153





East Asia and the Pacific Program Services Management & General 35,320

East Asia and the Pacific Program Services Other 163,248

East Asia and the Pacific Program Services Research 805,271





Europe (Including Iceland and Program Services Auxiliary Enterprises 70,859Greenland)

Europe (Including Iceland and 10 Program Services Instruction 2,581,446Greenland)

Europe (Including Iceland and Program Services Management & General 455,982Greenland)





Europe (Including Iceland and 4 Program Services Other 1,128,583Greenland)

Europe (Including Iceland and 6 Program Services Research 3,002,730Greenland)

Middle East and North Africa Program Services Auxiliary Enterprises 12,039





Middle East and North Africa 1 Program Services Instruction 190,721

Middle East and North Africa Program Services Management & General 29,256

Middle East and North Africa Program Services Other 349,347





Middle East and North Africa Program Services Research 641,745

North America (Canada & Program Services Auxiliary Enterprises 24,054Mexico only)

North America (Canada & Program Services Instruction 377,072Mexico only)





North America (Canada & Program Services Management & General 28,293Mexico only)

North America (Canada & Program Services Other 56,816Mexico only)

North America (Canada & Program Services Research 191,929Mexico only)





Russia and Neighboring States Program Services Auxiliary Enterprises 2,892

Russia and Neighboring States Program Services Instruction 60,138

Russia and Neighboring States Program Services Other 20,989





Russia and Neighboring States Program Services Research 12,432

South America Program Services Auxiliary Enterprises 13,373

South America Program Services Instruction 398,728





South America Program Services Management & General 33,467

South America 1 Program Services Other 180,092

South America 9 Program Services Research 179,957





South Asia 1 Program Services Instruction 100,697

South Asia Program Services Management & General 9,877

South Asia Program Services Other 29,336





South Asia Program Services Research 163,495

Sub-Saharan Africa Program Services Auxiliary Enterprises 12,603

Sub-Saharan Africa 1 Program Services Instruction 263,665





Sub-Saharan Africa Program Services Management & General 84,956

Sub-Saharan Africa Program Services Other 192,639

Sub-Saharan Africa 1 5 Program Services Research 1,246,577

Form 990 Schedule F Part II - Grants or Entities Outside The United States

(b) IRS code (h) Description (1) Method of

(a) Name of section (d) Purpose of (e) Amount of(f) Manner of (g) Amount of

ofvaluation

organization and EIN(if (c) Regiongrant cash grant

cash non-cashnon-cash

(book, FMV,

applicable)disbursement assistance

assistanceappraisal,other)

Middle East see Part V 134,019 Check/Wireand NorthAfrica

Sub-Saharan see Part V 128,120 Check/WireAfrica



(a) Name of section (d) Purpose of (e) Amount of(f) Manner of Amount ofnt(g)

ofvaluation

organization and EIN(if(c) Region

grant cash grantcash -non-cash

non-cash( book, FMVFMV,

applicablecable))disbursement

assistanceapp raisal,other)

Central America see Part V 264,309 Check/Wireand theCaribbean




(a) Name of section (d) Purpose of (e) Amount of(f) Mannern ofAmount

ofvaluation


grant cash grantca

non-cash(book, FMVFMV,

applicablecable)applicable)disbursement assistance


Europe see Part V 37,800 Check/Wire(IncludingIceland andGreenland)





ofvaluation


grant cash grantca





East Asia and see Part V 454,489 Check/Wirethe Pacific




ofvaluation


grant cash grantca









ofvaluation


grant cash grantcash non-cash


applicacablblee))disbursement







ofvaluation


grant cash grantca









ofvaluation



(book, FMV,








ofvaluation



(book, FMV,




South Asia see Part V 77,936 Check/Wire




ofvaluation



(book, FMV,




Middle East see Part V 490,785 Check/Wireand NorthAfrica




ofvaluation



(book, FMV,



South America see Part V 20,000 Check/Wire

North America see Part V 42,000 Check/Wire(Canada &Mexico only)




ofvaluation



(book, FMV,








ofvaluation


grant cash grantca









ofvaluation



(book, FMV,








ofvaluation


grant cash grantcash non-cash


applicacablblee))disbursement



North America see Part V 18,975 Check/Wire(Canada &Mexico only)


(b) IRS code(f) Mannern ofAmount

(h) Description (1) Method ofvaluation

(a) Name of section(c) Region

(d) Purpose of (e) Amount ofca of (book, FMVFMV,

organization and EIN(if grant cash grantdisbursement assistance

non-cashappraisal,applicablecable)applicable) assistanceother)




(b) IRS code(f) Manner of Amount ofnt(g)

(h) Description (1) Method ofvaluation

(a) Name of section(c) Region

(d) Purpose of (e) Amount ofcash non-cash of ( book, FMVFMV,

organization and EIN(if grant cash grantdisbursement

non-cashapp raisal,applicacablblee)) assistanceother)



Form 990 Schedule F Part III - Grants and Assistance to Individuals Outside The U S

(a) Type of grant (b) Region (c)Number (d) Amount of (e) Manner of cash (f) Amount of (g) Description of (h) Method ofor assistance of cash grant disbursement non-cash non-cash valuation (book,

recipients assistance assistance FMV, appraisal,other)

Housing and Other East Asia and 52 109,893 Check/Wire/DirectAssistance the Pacific Deposit

Housing and Other Europe 639 1,131,593 Check/Wire/DirectAssistance (Including Deposit

Iceland andGreenland)




Housing and Other Middle East and 14 8,649 Check/Wire/DirectAssistance North Africa Deposit

Housing and Other Russia and 3 2,520 Check/Wire/DirectAssistance Neighboring Deposit

States




Housing and Other South America 39 51,933 Check/Wire/DirectAssistance Deposit

Housing and Other Sub-Saharan 51 93,700 Check/Wire/DirectAssistance Africa Deposit




Housing and Other North America 32 30,980 Check/Wire/DirectAssistance (Canada & Deposit

Mexico only)

Housing and Other Central America 2 3,450 Check/Wire/DirectAssistance and the Deposit

Caribbean


(a) Type of grant or (b) Region (c)Number (d) Amount (e) Manner of cash (f) Amount of (g) Description of (h) Method ofassistance of of cash grant disbursement non-cash non-cash valuation (book,


Prizes and Awards Europe 3 263,210 Check/Wire/Direct

(Including Deposit


Research/Travel East Asia and 11 7,116 Check/Wire/Direct

the Pacific Deposit


(a) Type of grant or (b) Region (c)Number (d) Amount (e) Manner of cash (f) Amount of (g) Description of (h) Method ofassistance of of cash grant disbursement non-cash non-cash valuation (book,


Research/Travel Europe 27 19,153 Check/Wire/Direct

(Including Deposit


Research/Travel South America 3 1,573 Check/Wire/DirectDeposit


(a) Type of grant or (b) Region (c)Number (d) Amount of (e) Manner of cash (f) Amount of (g) Description ofassistance of cash grant disbursement non-cash non-cash

recipients assistance assistance

(h) Method ofvaluation (book,FMV, appraisal,

other)

Research /Travel Sub -Saharan 2 110 Check/Wire/Direct

Africa Deposit

Research /Travel North America 2 892 Check/Wire/Direct

(Canada & Deposit

Mexico only)


(a) Type of grant or (b) Region (c)Number (d) Amount of (e) Manner of cash (f) Amount of (g) Description of (h) Method ofassistance of cash grant disbursement non-cash non-cash valuation (book,


Research /Travel South Asia 3 5,354 Check/\Deposit


SCHEDULE G Supplemental Information Regarding OMB No 1545-0047

(Form 990 or 990 -EZ)

2016Fundraising or Gaming ActivitiesComplete if the organization answered " Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the

organization entered more than $15 , 000 on Form 990-EZ , line 6aOpen to Public

Department of the Trea^un ' Attach to Form 990 or Form 990-EZ.InspectionInternal Revenue Service 'Information about Schedule G (Form 990 or 990 - EZ) and its instructions is at www ors gov/form990.

Name of the organization Employer identification numberUniversity of Notre Dame du Lac

35-0868188

Fundraising Activities . Complete if the organization answered "Yes" on Form 990, Part IV, line 17.

Form 990-EZ filers are not required to complete this part.

1 Indicate whether the organization raised funds through any of the following activities Check all that apply

a q Mail solicitations e q Solicitation of non-government grants

b q Internet and email solicitations f q Solicitation of government grants

c q Phone solicitations g q Special fundraising events

d q In-person solicitations

2a Did the organization have a written or oral agreement with any individual (including officers, directors, trusteesor key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services? q Yes El No

b If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser isto be compensated at least $5,000 by the organization

(i) Name and address ofindividual

or entity (fundraiser)

(ii) Activity (iii) Didfundraiser have

custody orcontrol of

contributions?

(iv) Gross receiptsfrom activity

(v) Amount paid to(or retained by)

fundraiser listed incol (i)

(vi) Amount paid to(or retained by)organization

Yes No

Total ►

3 List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration orlicensing

For Paperwork Reduction Act Notice , see the Instructions for Form 990 or 990 -EZ. Cat No 50083H Schedule G ( Form 990 or 990-EZ 2016

Schedule G (Form 990 or 990-EZ) 2016 Page 2

Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported morethan $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events withgross receipts greater than $5,000.

(a)Event #1 (b) Event #2 (c)Other events (d)Total events

Parseghian Classic Snite Christmas 1 (add col (a) through(event type) Dinner (total number) col (c))

(event type)

1 Gross receipts . 624,340 103,150 15,560 743,050

2 Less Contributions . 222,305 89,730 15,560 327,595

3 Gross income (line 1 minusline 2) 402,035 , 13,420 , 0 415,455

4 Cash prizes 0 0 0 0

5 Noncash prizes 1,927 0 0 1,927

U)C

6 Rent/facility costs . 348,000 1,000 0 349,000

C 7 Food and beverages 2,058 29,849 306 32,213

8 Entertainment 6,166 1,525 0 7,691

9 Other direct expenses . 24,533 8,584 16,047 49,164

10 Direct expense summary Add lines 4 through 9 in column (d) ► 439,995

11 Net income summary Subtract line 10 from line 3, column (d) ► -24,540

Gaming . Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000on Form 990-EZ, line 6a.

(a) Bingo (b) Pull tabs/Instant(c) Other gaming (d) Total gaming (add

bingo/progressive bingo col (a) through col (c))

1 Gross revenue 20,776 20,776

uy2 Cash prizes 0 0

ti

3 Noncash prizes 1,532 1,532l1J

ry 4 Rent/facility costs . 0 0

5 Other direct expenses 1,000 1,000

q Yes------------- % q Yes----------------- q Yes--------------- - - --

6 Volunteer labor q No q No F,71 No

7 Direct expense summary Add lines 2 through 5 in column (d) ►

8 Net gaming income summary Subtract line 7 from line 1, column (d). ►

9 Enter the state(s) in which the organization conducts gaming activities IN

a Is the organization licensed to conduct gaming activities in each of these states?

b If "No," explain

-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

10a Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year's q Yes 9 Nob If "Yes," explain

2,532

18,244

M Yes q No

Schedule G (Form 990 or 990-EZ) 2016

Schedule G (Form 990 or 990-EZ) 2016 Page 3

11 Does the organization conduct gaming activities with nonmembers?9 Yes q No

12 Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entityformed to administer charitable gaming?

q Yes 9 No13 Indicate the percentage of gaming activity conducted in

a The organization's facility 13a 100 %

b An outside facility 13b 0 %

14 Enter the name and address of the person who prepares the organization's gaming/special events books and records

Name ► Deborah Gabaree General Counsel

Address ► 203 Main BuildingNotre Dame, IN 46556

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -15a Does the organization have a contract with a third party from whom the organization receives gaming

revenue?q Yes q No

b If "Yes ," enter the amount of gaming revenue received by the organization ► $

amount of gaming revenue retained by the third party ► $

c If "Yes," enter name and address of the third party

Name ►

Address ►

16 Gaming manager information

Name ►Gaming manager compensation ► $ 0

Description of services provided ►

q Director/officer q Employee q Independent contractor

and the

17 Mandatory distributions

a Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license?q Yes 9 No

b Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year 10, $ 0

Supplemental Information . Provide the explanations required by Part I, line 2b, columns (iii) and (v); and PartIII, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additionalinformation (see instructions).


Schedule G ( Form 990 or 990-EZ) 2016

l efile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN: 93493134009258

Schedule I OMB No 1545-0047

(Form 990) Grants and Other Assistance to Organizations,2016Governments and Individuals in the United States

Complete if the organization answered "Yes," on Form 990 , Part IV, line 21 or 22.

Department of the ► Attach to Form 990.Treasury ► Information about Schedule I (Form 990 ) and its instructions is at www.irs.gov/form990 .

Internal Revenue Service

Name of the organization Employer identification number

University of Notre Dame du Lac35-0868188

General Information on Grants and Assistance

1 Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, andthe selection criteria used to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . 9 Yes q No

2 Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States

IL^l Grants and Other Assistance to Domestic Organizations and Domestic Governments . Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient

that received more than 15.000 Part II can he duplicated if additional space is needed

(a) Name and address of ( b) EIN (c ) IRC section ( d) Amount of cash (e) Amount of non- (f ) Method of valuation (g) Description of (h) Purpose of grantorganization if applicable grant cash (book, FMV , appraisal, non-cash assistance or assistance

or government assistance other)


For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 50055P Schedule I (Form 990) 2016

2 Enter total number of section 501 ( c)(3) and government organizations listed in the line 1 table . . . . . . . . . . . . . . . . ► 212

3 Enter total number of other organizations listed in the line 1 table . . . . . . . . . . . . . . . . . . . . . . . ► 11

Schedule I (Form 990) 2016 Page 2

Grants and Other Assistance to Domestic Individuals . Complete if the organization answered "Yes" on Form 990, Part IV, line 22Part III can be du p licated if additional s pace is needed

(a) Type of grant or assistance (b) Number ofrecipients

( c) Amount ofcash grant

( d) Amount ofnon-cash assistance

( e) Method of valuation ( book ,FMV, appraisal, other)

( f) Description of non-cash assistance

(1)Tuition Scholarships , Fellowships , and Roomand Board Discounts

8134 292 , 399,043

(2) Athletics Grant-in-Aid 389 1 , 190,753

(3) Housing and Other Assistance 516 671,302

(4) Prizes and Awards 1241 2,295,131

( 5) Research /Travel Grant 3595 3 , 829,851

(5)

(6)

(7)

Supplemental Information . Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.


Schedule I, Part II, Line 1(h) Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University and other assistance inExplanation of purpose of grant or accordance with the University's exempt missionassistance

Schedule I, Part I, Line 2 ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES THE TERMS AND CONDITIONS OF EACHProcedures for monitoring use of GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC RESEARCH AND SPONSORED PROGRAMS ACCOUNTINGgrant funds ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO ALMOST ALL SUBCONTRACTS FOR RESEARCH

ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ONCOMPLETION OF WORK, DELIVERABLES MET, ETC IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADEABOVE THE STIPULATED CEILING THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSEDABOVE THIS POLICY CAN BE FOUND AT HTTP //CONTROLLER ND EDU/ASSETS/91679/SUBRECIPIENT_MONITORING PDF CHARITABLE ORGANIZATIONS THATRECEIVE CONTRIBUTIONS FROM THE UNIVERSITY ARE CAREFULLY SELECTED AND REQUIRE DOCUMENTATION TO SUPPORT THE UNIVERSITY'S INTEREST IN THEORGANIZATION TO ENSURE CONSISTENCY WITH THE CORE VALUES OF THE UNIVERSITY CHARITABLE CONTRIBUTIONS ALSO REQUIRE THE APPROVAL OF THEEXECUTIVE VICE PRESIDENT, EXCEPT FOR THOSE CHARITABLE CONTRIBUTIONS MADE THROUGH THE UNIVERSITY'S DONOR ADVISED FUND PROGRAM, WHICHUNDERGO A THOROUGH VETTING PROCESS BY THE UNIVERSITY'S TAX DEPARTMENT TO ENSURE THE RECIPIENT ORGANIZATION MEETS THE IRS'S DEFINITION OF A501(C)(3) NOT FOR PROFIT CHARITABLE ORGANIZATION THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCHAND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS AND AREQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY

Schedule I (Form 990) 2016

Additional Data



EIN: 35-0868188


Form 990,Schedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments.

(a) Name and address of (b) EIN (c) IRC section (d) Amount of cash (e) Amount of non- (f) Method of valuation (g) Description of (h) Purpose of grantorganization if applicable grant cash (book, FMV, appraisal, non-cash assistance or assistance


34 Technology LLC 27-2257203 10,000 see Part IV17455 Douglas RoadSouth Bend, IN 466351732

A Rosie Place 37-1523448 501(c)(3) 5,000 see Part IV53131 Quince RoadSouth Bend, IN 46628




All Faiths Food Bank Inc 65-0115814 501(c)(3) 25,000 see Part IV8171 Blaikie CtSarasota, FL 34240

Asian Indian Classical Music 35-1883192 7,500 see Part IVSociet52318 Tallyho Drive NSouth Bend, IN 46635




Assumption of the Blessed 23-1536963 501(c)(3) 30,000 see Part IVVirgin Ma4101 Old Bethleham PikeBethleham, PA 18015

Azusa Pacific University 95-1744369 501(c)(3) 63,000 see Part IVBusiness OfficeAzusa, CA 917022701




Basis Policy Research LLC 27-0475968 50,625 see Part IVSuite 304104R NC Highway 54Carrboro, NC 275105569

Baylor University 74-1159753 501(c)(3) 17,302 see Part IVGrants Accounting 970431 Bear PlaceWaco, TX 767987043




Best Week Ever 27-3843043 501(c)(3) 10,000 see Part IV321 E Walter StreetSouth Bend, IN 46614

Big Shoulders Fund 36-3490557 501(c)(3) 5,000 see Part IV212 W Van Buren Suite 900Chicago, IL 60607




Bloomsburg University 23-7088491 501(c)(3) 10,000 see Part IVFoundation In50 E Main StreetBloomsburg, PA 17815

Board of Regents of University 39-6006492 State of Wisconsin 101,739 see Part IVof WisconsinSuite 500Madison, WI 537032775




Boys & Girls Club of Goshen 31-1156334 501(c)(3) 5,000 see Part IVPO Box 614Goshen, IN 46527

Boys & Girls Club-St Joseph 35-1329625 501(c)(3) 15,000 see Part IVCounty502 E Sample StreetSouth Bend, IN 46601




Brigham & Women's Hospital 04-2312909 501(c)(3) 143,780 see Part IVBank of AmericaPost Office Box 3887Boston, MA 022410001

Broad Institute Inc 26-3428781 501(c)(3) 24,111 see Part IVControllers Office415 Main StreetCambridge, MA 021421027




Brothers of Holy Cross 35-0868938 501(c)(3) 25,000 see Part IVPO Box 460Notre Dame, IN 46556

Brown University 05-0258809 501(c)(3) 57,543 see Part IVCashiers OfficePost Office Box 1911Providence, RI 029120001




Calvin College 38-3071514 501(c)(3) 79,571 see Part IVFinancial Services3201 Burton Street SoutheastGrand Rapids, MI 495464388

Carnegie Mellon University 25-0969449 501(c)(3) 309,565 see Part IVPost Office Box 371032Pittsburgh, PA 152507032




Carry the Load 27-4568835 501(c)(3) 10,000 see Part IV514 S Hall StreetDallas, TX 75226

Cary Institute of Ecosystem 22-3232968 501(c)(3) 12,303 see Part IVStudies2801 Sharon TurnpikePost Office Box AbMillbrook, NY 125455721




Case Western Reserve Univ 34-1018992 501(c)(3) 86,495 see Part IVOffice of Sponsored ProjectsAcctNord Hall Suite 615Cleveland, OH 441067037

Catholic Charities 35-1038653 501(c)(3) 5,000 see Part IV1817 Miami StreetSouth Bend, IN 46613




Catholic Church Extension 36-6000520 501(c)(3) 30,000 see Part IVSociety150 South Wacker Drive Suite2000Chicago, IL 60606

Catholic Relief Services 13-5563422 501(c)(3) 35,000 see Part IV228 West Lexington StreetBaltimore, MD 212013413




Celtic Charms Inc 27-2039852 501(c)(3) 61,000 see Part IV671 Fort Plains RoadHowell, NJ 07731

Center for the Homeless 35-1768544 501(c)(3) 94,000 FMV Rental Waiver see Part IV813 S Michigan StreetSouth Bend, IN 46601




Central Michigan University 38-6004447 State of Michigan 21,423 see Part IVAccounting WA 304Mount Pleasant, MI 48859

Changing Leads Foundation 47-2192457 501(c)(3) 5,000 see Part IV287 Davis Avenue Apt CGreenwich, CT 06830




City of Mishawaka 35-6001115 City - Mishawaka 680,695 see Part IV600 East Third StreetMishawaka, IN 46544

City of South Bend 35-6001201 City - South Bend 3,818,821 see Part IV227 West Jefferson Blvd Suite1400South Bend, IN 46601




Claremont McKenna College 95-1664101 501(c)(3) 30,000 see Part IV400 North ClaremontBoulevardClaremont, CA 917114015

Cold Spring Harbor Laboratory 11-2013303 20,000 see Part IVNichols BuildingOne Bungtown RoadCold Spring Harbor, NY 11724




College of William and Mary 54-6001718 State of Virginia 21,946 see Part IVAccounts Receivable ManagerWilliamsburg, VA 231878795

Columbia University 13-5598093 501(c)(3) 88,352 see Part IVSponsored Projects FinanceGeneral Post OfficeNew York, NY 100879789




Community Foundation of St 23-7365930 501(c)(3) 193,000 see Part IVJoseph205 West Jefferson Street 610South Bend, IN 46601

Conexus Indiana 35-2065459 10,000 see Part IV111 Monument Circle Suite1800Indianapolis, IN 46204




Congress for the New 65-0483737 501(c)(3) 10,000 see Part IVUrbanism332 Michigan AvenueChicago, IL 60604

Cornell University 15-0532082 501(c)(3) 2,433,726 see Part IVPost Office Box 22Ithaca, NY 148510022




Cure Alzheimer's Fund 52-2396428 501(c)(3) 250,000 see Part IV34 Washington Street Suite200Wellesley Hills, MA 02481

Dartmouth-Hitchcock Health 26-4812335 501(c)(3) 100,000 see Part IV1 Medical Center DriveLebanon, NH 03756




Dawn Brancheau Foundation 27-3700500 501(c)(3) 10,000 see Part IVInc9030 Via Bella NotteOrlando, FL 32836

DeBartolo Family Foundation 31-1739677 501(c)(3) 5,000 see Part IV15436 N Florida AveTampa, FL 33613




Declan Drumm Sullivan 27-6886934 501(c)(3) 67,000 see Part IVMemorial Fund3539 Long Grove RoadLong Grove, IL 60047

DePaul University 36-2167048 501(c)(3) 47,618 see Part IVRestricted Accounting1 East Jackson BoulevardChicago, IL 606042287




Diocese of Fort Wayne-So 35-0876373 501(c)(3) 35,000 see Part IVBend915 S Clinton StreetFort Wayne, IN 46802

Diocese of Metuchen 22-2385423 501(c)(3) 10,000 see Part IV146 Metlars LanePiscataway, NJ 08854




Draper Richards Kaplan 91-2172351 501(c)(3) 62,500 see Part IVFoundation1600 El Camino Real Suite 155Menlo Park, CA 94025

Duke University 56-0532129 501(c)(3) 89,811 see Part IVAccounts Receivable Lock BoxPost Office Box 602651Charlotte, NC 282602651




Early Childhood Development 31-1188922 501(c)(3) 200,000 see Part IVCenter10 Child Care CenterNotre Dame, IN 46556

Earthjustice 94-1730465 501(c)(3) 50,000 see Part IV50 California Street Suite 500San Francisco, CA 94111




Elevate Ventures Inc 27-4118692 501(c)(3) 75,000 see Part IV50 E 91st Street Suite 213Indianapolis, IN 46240

Emory University 58-0566256 501(c)(3) 53,778 see Part IVPost Office Box 935084Atlanta, GA 311935084




enFocus Inc 45-5638209 545,000 see Part IVSuite 100506 West South StreetSouth Bend, IN 466012785

EveryLife Fdn for Rare 26-4614274 501(c)(3) 10,000 see Part IVDiseases77 Digital DriveNovato, CA 94949




Eye to Eye 51-0570498 501(c)(3) 350,000 see Part IV50 Broad Street Suite 1702New York, NY 10004

Family & Children's Center 35-0869031 501(c)(3) 5,000 see Part IV315 W Jefferson BlvdSouth Bend, IN 46601


(a) Name and address of ( b) EIN (c ) IRC section ( d) Amount of cash ( e) Amount of non- (f ) Method of valuation (g) Description of (h) Purpose of grantorganization if applicable grant cash (book, FMV, appraisal, non-cash assistance or assistance


Family Health International 23-7413005 501(c)(3) 43,056 see Part IV(FHI 360)Suite 200Durham, NC 277012477

First Lutheran Church of 36-3480742 501(c )( 3) 30,000 see Part IVDuluth Fou1100 E Superior StreetDuluth, MN 55802




Fischoff Natl Chamber Music 35-1650154 501(c)(3) 15,000 see Part IVAssoc303 Brownson HallNotre Dame, IN 46556

Forever Learning Institute 35-0878405 501(c)(3) 5,000 see Part IV54191 Ironwood RoadSouth Bend, IN 46635




Forging Industry Educatn & 34-6556992 501(c)(3) 15,000 see Part IVResearch1111 Superior Avenue E Suite615Cleveland, OH 44114

Foundation for Center for 30-0433147 501(c)(3) 7,500 see Part IVHospice111 Sunnybrook CtSouth Bend, IN 46637




Fdn of St Joseph Regional Med 35-1654543 501(c)(3) 32,500 see Part IVCtr707 Ceder Street Suite 175South Bend, IN 46617

GENYOUth 27-0988546 501(c)(3) 15,000 see Part IV10255 West Higgins RoadRosemont, IL 10022




George Mason University 54-0836354 State of Virginia 127,170 see Part IVCash Office MS 2E14400 University DriveFairfax, VA 22030

George Washington University 53-0196584 501(c)(3) 126,019 see Part IVGrants Contracts AccountingSvcs45155 Research PlaceAshburn, VA 201472692




Georgia Tech Research 58-0603146 State of Georgia 65,376 see Part IVCorporationPost Office Box 100117Atlanta, GA 303840117

Gettysburg College 23-1352641 501(c)(3) 167,000 see Part IV300 N Washington Street Box426Gettysburg, PA 17325




Gordon Research Conference 26-0150662 501(c)(3) 5,000 see Part IV512 Liberty LaneWest Kingston, RI 02892

Governors State University 36-2684803 State of Illinois 22,404 see Part IV1 University ParkwayUniversity Park, IL 604840975




Grassroot Soccer 43-1957920 501(c)(3) 250,000 see Part IVPO Box 712Norwich, VT 05055

Hannah's House 35-1871289 501(c)(3) 15,000 see Part IV410 South Spring StreetMishawaka, IN 46544




Harvard University 04-2103580 501(c)(3) 175,256 see Part IVFloor 4FAS Office of FinanceCambridge, MA 02138

Heisman Trophy Trust 13-7052079 501(c)(3) 11,000 see Part IV111 Broadway Suite 103ANew York, NY 10006




Holy Cross Catholic Church 35-0992113 501(c)(3) 10,000 see Part IV920 Wilber StreetSouth Bend, IN 46628

Holy Name Cathedral 36-2170826 501(c)(3) 10,000 see Part IV835 N Rush StreetChicago, IL 606112030




Holy Trinity Catholic Church 20-2747543 501(c)(3) 50,000 see Part IV1600 Corporate DriveLadera Ranch, CA 92694

Homefront Inc 22-3165145 501(c)(3) 42,500 see Part IV1880 Princeton AveLawrenceville, NJ 08648




Hope For a Healthier Humanity 52-2303126 501(c)(3) 20,000 see Part IV7428 Convair DriveAlexandria, VA 22306

Hospice Foundation 30-0433147 501(c)(3) 20,000 see Part IV501 Comfort PlaceMishawaka, IN 46545




Idaho State University 82-6000924 State of Idaho 69,681 see Part IVGrants and ContractsAccounting921 South 8th AvenuePocatello, ID 832090001

Illinois Institute of Technology 35-2170136 501(c)(3) 398,663 see Part IV7562 Solutions CenterChicago, IL 606770001




Immaculate Conception Church 36-2170826 501(c)(3) 10,000 see Part IV1431 N North Park AvenueChicago, IL 60610

Indiana University 35-6001673 State of Indiana 537,308 see Part IV107 S Indiana AveBloomington, IN 47405




Indiana University Foundation 35-6018940 501(c)(3) 130,719 see Part IVPO Box 500Bloomington, IN 47402

Innovative Technology 43-1867210 35,906 see Part IVApplication CompanyPost Office Box 6971Chesterfield, MO 630066971




Iowa State University 42-6004224 State of Iowa 26,232 see Part IVSponsored ProgramsAccountingAdmin Services Bldg Rm 1810Ames, IA 50011

Issue One 32-0384285 501(c)(3) 25,000 see Part IV1401 K St NW Suite 350Washington, DC 20005




Johns Hopkins University 52-0595110 501(c)(3) 416,426 see Part IV3400 N Charles StreetBaltimore, MD 21218

Joyful Heart Foundation 72-1519537 501(c)(3) 30,000 see Part IV32 West 22nd Street 4th FloorNew York, NY 10010




Kelly Cares Foundation 26-3591070 501(c)(3) 30,000 see Part IV1251 N Eddy Street Suite 200South Bend, IN 46617

La Casa de Amistad 35-1350013 501(c)(3) 5,000 see Part IV746 S Meade StreetSouth Bend, IN 46619




Lifetime Education & Research 14-1883064 501(c)(3) 5,000 see Part IVNetwoPO Box 1781South Bend, IN 46634

Little Flower Parish Society of 35-2391495 501(c)(3) 5,000 see Part IVSt5522 Dorr StreetToledo, OH 43615




Little Traverse Conservancy 23-7267810 501(c)(3) 20,000 see Part IV3264 Powell RoadHarbor Springs, MI 49740

Logan Community Resources 35-0965639 501(c)(3) 35,000 see Part IV2505 E Jefferson BlvdSouth Bend, IN 46615




Loyola University Chicago 36-1408475 501(c)(3) 108,315 see Part IVLewis TowersFloor 13Chicago, IL 606112196

Lumen Cordium Society 36-2170826 501(c)(3) 10,000 see Part IV835 N Rush StreetChicago, IL 606112030




Manhattan College 13-1740468 501(c)(3) 25,000 see Part IV4513 Manhattan ParkwayRiverdale, NY 10471

Market Metrix 94-3271617 9,441 see Part IV11400 Commerce Park DriveReston, VA 201911516




Massachusetts Institute of 04-2103594 501(c)(3) 55,494 see Part IVTechnologyCashiers Office NE49-307777 Massachusetts AvenueCambridge, MA 021394307

Mathematica Policy Research 22-2112296 39,458 see Part IVPost Office Box 2393Princeton, NJ 085432393




Mayo Clinic 41-6011702 501(c)(3) 10,000 see Part IV200 First St SWRochester, MN 55902

Miami University Foundation 31-6026014 501(c)(3) 19,562 see Part IV725 East Chestnut StreetOxford, OH 45056




Michigan State University 38-6005984 State of Michigan 186,446 see Part IVContract And Grant Admn426 Auditorium Rd Rm 2East Lansing, MI 488242612

Michigan Technological 38-6005955 State of Michigan 11,517 see Part IVUniversityCashierS Office1400 Townsend DriveHoughton, MI 499311295




Minnesota Ballet 41-6055588 501(c)(3) 20,000 see Part IV301 West 1st Street 800Duluth, MN 55802

Misericordia Home 36-2170153 501(c)(3) 25,000 see Part IV6300 North Ridge AvenueChicago, IL 60660




Montana State University 81-6010045 State of Montana 61,455 see Part IVOffice of Sponsored Programs309 Montana HallBozeman, MT 597172470

MZA Associates Corporation 85-0400557 128,725 see Part IVSuite 1502021 Girard Boulevard SEAlbuquerque, NM 871063140




National Catholic College 22-2811383 501(c)(3) 5,000 see Part IVAdmissionPO Box 267New Albany, OH 43054

National Football Foundation 22-1508812 501(c)(3) 8,000 see Part IV433 Las Colinas Blvd E Suite1130Irving, TX 75039




New York University 13-5562308 501(c)(3) 17,500 see Part IVSponsored ProgramsAdministration105 East 17th StreetNew York, NY 100032170

NOAA Great Lakes 06-1834875 Federal 36,148 see Part IVEnvironmental Research LabDepartment of Commerce20020 Century BoulevardGermantown, MD 208741178




NORC 36-2167808 501(c)(3) 623,752 see Part IVSuite 180055 East Monroe StreetChicago, IL 606035820

North Carolina State University 56-6000756 State of NC 12,701 see Part IVCampus Box 7214Office of Contracts And GrantsRaleigh, NC 276950001




Northern Jet Management Inc 38-3261631 486,718 see Part IVBuilding 2035500 44th Street SoutheastGrand Rapids, MI 495124058

Northwestern University 36-2167817 501(c)(3) 175,535 see Part IVAcct Research SponsorProgramsAttn Karen Spina Rubloff 7thFloorChicago, IL 606114579




Ohio State University 31-6025986 State of Ohio 862,622 see Part IVCollege of Arts And Sciences113A University HallColumbus, OH 432101335

Oklahoma State University 73-6017987 State of Oklahoma 60,859 see Part IVGrants Contracts FinancialAdmnPost Office Box 645Stillwater, OK 740760645




Omaha Performing Arts Society 47-0832480 501(c)(3) 250,000 see Part IV1200 Douglas StreetOmaha, NE 68102

Oregon State University 61-1730890 State of Oregon 160,269 see Part IVPost Office Box 1086Corvallis, OR 973391086




Papal Foundation 23-2511991 501(c)(3) 100,000 see Part IV150 Monument Road Suite 609Bala Cynwyd, PA 19004

Pennsylvania State University 24-6000376 State of PA 706,780 see Part IVResearch AccountingSuite 401State College, PA 168014842




Princeton University 21-0634501 501(c)(3) 118,604 see Part IVSponsored ResearchAccountingSuite 443Princeton, NJ 085406242

ProMazo National Foundation 46-4855681 501(c)(3) 100,000 see Part IV131 Ridgefield RoadNewtown Square, PA 19073




Purdue University 35-6002041 State of Indiana 1,661,406 see Part IV610 Purdue MallSponsored Program ServicesWest Lafayette, IN 47907

Queen Elizabeth II September 11-3681365 501(c)(3) 10,000 see Part IV11th G11 Hanover Square Floor 12New York, NY 10005




Rebuilding Together 52-1585880 501(c)(3) 7,000 see Part IV1899 L Street NW Suite 1000Washington, DC 20036

Research Foundation of CUNY 13-1988190 501(c)(3) 19,575 see Part IVFloor 7New York, NY 100367207




Rice University 74-1109620 501(c)(3) 13,162 see Part IVResearch Cost Accounting-MS74Post Office Box 1892Houston, TX 772511892

Right to Life 31-0935278 501(c)(3) 5,000 see Part IV2004 Ironwood Circle Suite130South Bend, IN 46635




Rutgers The State University of 22-6001086 State of New Jersey 44,268 see Part IVNew JerseyRutgers Business School-ExecEducRoom 5177CPiscataway, NJ 08854

Ryan's Quest Inc 26-1890529 501(c)(3) 5,000 see Part IVPO Box 2544Hamilton, NJ 08690




Saint Michael's College 03-0179403 501(c)(3) 30,583 see Part IVBox 2741 Winooski ParkColchester, VT 054391000

Salvation Army of Duluth 36-2167910 501(c)(3) 30,000 see Part IVMinnesota215 S 27th Avenue WDuluth, MN 55806




San Francisco 49ers 77-0287514 501(c)(3) 10,000 see Part IVFoundation4949 Marie P De Bartolo WaySanta Clara, CA 95054

Santa Cruz Catholic School 86-0127607 501(c)(3) 5,000 see Part IV29 W 22nd StreetTucson, AZ 85713




Schwab Charitable Fund 31-1640316 501(c)(3) 25,000 see Part IV211 Main StreetSan Francisco, CA 94105

Scottish Rite Foundation 41-1420162 501(c)(3) 20,000 see Part IV28 W 2nd StreetDuluth, MN 55802




SDSN Association Inc 47-3511012 501(c)(3) 100,000 see Part IV475 Riverside Drive Suite 825New York, NY 10115

Sisters of the Holy Cross 35-0868159 501(c)(3) 10,000 see Part IV407 Bertrand Hall - St MarysNotre Dame, IN 465565000




Society of Catholic Scientists 46-4118253 501(c)(3) 5,000 see Part IV9 N Wynwyd DriveNewark, DE 19711

South Bend Alumni Association 35-1674506 501(c)(3) 7,500 see Part IV215 S St Joseph StreetSouth Bend, IN 46601




South Bend Symphony 35-6042189 501(c)(3) 20,000 see Part IVOrchestra127 N Michigan StreetSouth Bend, IN 46601

Southern Baptist Theological 61-0500919 501(c)(3) 30,000 see Part IVSemina2825 Lexington RoadLouisville, KY 40206




Special Camps for Special Kids 75-2205242 501(c)(3) 10,000 see Part IV2929 Carlisle Street Suite 355Dallas, TX 75204

St Joseph County 35-6000194 County - St Joseph 2,314,362 see Part IV227 West Jefferson Blvd 7thFloorSouth Bend, IN 46601




St Agnes of Bohemia School 36-3552287 501(c)(3) 10,000 see Part IV2643 S Central Park AvenueChicago, IL 60623

St Alphonsus School 72-0574145 501(c)(3) 20,000 see Part IV13940 Greenwell Springs RoadGreenwell Springs, LA 70736




St Ann Catholic School 59-6001732 501(c)(3) 46,500 see Part IV310 North Olive AvenueWest Palm Beach, FL 33401

St John the Evangelist Catholic 20-5200945 501(c)(3) 12,000 see Part IVSc240 Arnold StreetHapeville, GA 30354




St Joseph County Parks 35-1459569 501(c)(3) 7,500 see Part IVFoundation50651 Laurel RoadSouth Bend, IN 46637

St Joseph Institute for the Deaf 43-0653494 501(c)(3) 20,000 see Part IV1314 Strassner DriveBrentwood, MO 63144




St Louis University 43-0654872 501(c)(3) 11,835 see Part IVOffice of Sponsored ProgramsAdmnFusz Memorial Hall Room 368St Louis, MO 631083306

St Margaret's House 35-1913328 501(c)(3) 15,000 see Part IV117 N Lafayette BlvdSouth Bend, IN 46601




St Mary's College 35-0868158 501(c)(3) 25,500 see Part IV149 LeMans HallNotre Dame, IN 46556

St Mathias Apostle School 52-0780162 501(c)(3) 6,200 see Part IV9473 Annapolis RoadLanham, MD 20706




Stanford University 94-1156365 501(c)(3) 600,824 see Part IVPost Office Box 44253San Francisco, CA 941444253

Superior Douglas County 39-0813468 501(c)(3) 120,000 see Part IVFamily YMCA9 N 21st StreetSuperior, WI 54880




Tau Beta Pi Association 62-0479545 501(c)(3) 50,000 see Part IVPO Box 2697Knoxville, TX 379012697

The Fund of RIT 16-0743140 501(c)(3) 5,000 see Part IV116 Lomb Memorial DriveRochester, NY 14623




The History Museum 35-1124156 501(c)(3) 10,000 see Part IV808 W Washington StreetSouth Bend, IN 46601

The Hopewell 47-3681860 501(c)(3) 50,000 see Part IV1201 Connecticut Ave NWSuite 300Washington, DC 20036




The Nature Conservancy 53-0242652 501(c)(3) 11,555 see Part IV101 East Grand River AvenueLansing, MI 489064374

The V Foundation 13-3705951 501(c)(3) 5,000 see Part IV14600 Weston ParkwayCary, NC 27513




Tip of the Mitt Watershed 38-2361745 501(c)(3) 10,000 see Part IVCouncil426 Bay StreetPetoskey, MI 49770

To Teach Who Christ Is 36-2170826 501(c)(3) 10,000 see Part IV(Archdiocese of Chicago)PO Box 7256Kensington, CT 060377256




US Forest Service 72-0564834 Federal 11,522 see Part IVc/o CitibankPost Office Box 301550Los Angeles, CA 900301550

United States Geological 53-0196958 Federal 20,800 see Part IVSurveyPost Office Box 71362Philadelphia, PA 191761362




United Way of St Joseph 35-1063368 501(c)(3) 18,500 see Part IVCounty3517 E Jefferson BlvdSouth Bend, IN 46615

University Corporation for 74-2439386 501(c)(3) 127,236 see Part IVAtmospheric ResearchPost Office Box 3000Boulder, CO 803073000




University of Akron 34-6002924 State of Ohio 78,734 see Part IVDepartment of AthleticsAkron, OH 443250001

University of California 94-6036494 State of California 2,480,503 see Part IVCashiers OfficePost Office Box 989062West Sacramento, CA957989062




University of California at Davis 94-6036494 State of California 17,311 see Part IVCashiers OfficePost Office Box 989062West Sacramento, CA957989062

University of California at San 95-6006144 State of California 61,592 see Part IVDiegoMC 00099500 Gilman DriveLa Jolla, CA 920930009




University of California San 94-6002123 State of California 75,340 see Part IVFranciscoBox 0897 EMFSan Francisco, CA 94143

University of Chicago 36-2177139 501(c)(3) 284,773 see Part IVFinancial Services Suite 300Sponsored Award AccountingChicago, IL 606372612




University of Cincinnati 31-6000989 State of Ohio 41,355 see Part IV2600 Clifton AveCincinnati, OH 45220

University of Colorado-Boulder 84-6000555 State of Colorado 169,265 see Part IVSponsored Projects AccountingPost Office Box 910220Denver, CO 802910001


(a) Name and address oforganization

or government

(b) EIN (c) IRC sectionif applicable

(d) Amount of cashgrant

(e) Amount of non-cash

assistance

(f) Method of valuation(book, FMV, appraisal,

other)

(g) Description ofnon-cash assistance

(h) Purpose of grantor assistance

University of Connecticut 06-0772160 State of Connecticut 74,397 see Part IVOffice of Sponsored ProgramsUnit 1133Storrs Mansfield, CT062690001

University of Denver 84-0404231 501(c)(3) 28,750 see Part IVCO Seminary Mary Reed Bldg222Office of Research SponsProgramsDenver, CO 80208




University of Florida 59-6002052 State of Florida 58,120 see Part IVContracts Grants Acctg SvcsAttn Tiffany SchmidtGainesville, FL 326110001

University of Idaho 82-6000945 State of Idaho 34,714 see Part IVOffice of Sponsored ProgramsMS 3020Moscow, ID 838443020




University of Illinois 37-6000511 State of Illinois 208,798 see Part IVGrants Contracts601 E John StreetChampaign, IL 61820

University of Iowa 42-6004813 State of Iowa 138,158 see Part IVGrant AccountingB5 Jessup HallIowa City, IA 52242




University of Kentucky 61-6033693 State of Kentucky 23,238 see Part IVResearch Foundation201 Kinkead HallLexington, KY 40508

University of Maryland 52-6002033 State of Maryland 25,119 see Part IVComptroller-Contract Grant4101 Chesapeake BuildingCollege Park, MD 207420001




University of Michigan 38-6006309 State of Michigan 249,350 see Part IV500 S State StreetAnn Arbor, MI 48109

University of Minnesota 41-6007513 State of Minnestoa 176,251 see Part IVNW 5957Post Office Box 1450Minneapolis, MN 554850001




University of Nebraska-Lincoln 47-0049123 State of Nebraska 15,814 see Part IV151 Whittier Research CenterLincoln, NE 685830861

University of Nevada Reno 88-6000024 State of Nevada 48,709 see Part IVUNR Board of RegentsOffice of the Controller M5124Reno, NV 895570124




University of North Carolina- 56-6001393 State of NC 408,515 see Part IVChapel HillOffice of Sponsored ResearchChapel Hill, NC 27599

University of North Carolina- 56-6001468 State of NC 17,108 see Part IVGreensboro1400 Spring Garden StPost Office Box 26170Greensboro, NC 27412




University of Pennsylvania 23-1352685 501(c)(3) 536,306 see Part IVPost Office Box 785541Philadelphia, PA 191785541

University of Pittsburgh 25-0965591 State of PA 235,722 see Part IVPost Office Box 371220Pittsburgh, PA 152507220




University of Richmond 54-0505965 501(c)(3) 52,589 see Part IV28 Westhampton WayRichmond, VA 231730002

University of San Diego 95-2544535 501(c)(3) 31,061 see Part IV5998 Alcala ParkSan Diego, CA 921102492




University of Southern 95-1642394 501(c)(3) 71,981 see Part IVCaliforniaSponsored Projects AccountingFile No 52095Los Angeles, CA 900740001

University of Tennessee 62-6001636 State of Tennessee 187,168 see Part IV210 Student Services BuildingOffice of The BursarKnoxville, TN 379960001




University of Texas at Austin 74-6000203 State of Texas 96,372 see Part IVOffice of AccountingPost Office Box 7159Austin, TX 787137159

University of Texas at Tyler 75-1396988 State of Texas 46,217 see Part IVDeborah Gibson ADM 3333900 University BoulevardTyler, TX 757990001




University of Texas Dallas 75-1305566 State of Texas 782,035 see Part IVContracts And GrantsAccounting800 West Campbell RoadRichardson, TX 750803021

University of Utah 87-6000525 State of Utah 382,620 see Part IVGrants Contracts AccountingRoom 406Salt Lake City, UT 841129020




University of Virginia 54-6001796 State of Virginia 14,949 see Part IVOffice of Sponsored ProgramsPost Office Box 400195Charlottesville, VA 229044195

University of Washington 91-6001537 State of Washington 17,733 see Part IVGrant Contract AccountingSeattle, WA 98195


(a) Name and address of (b) EIN (c ) IRC section ( d) Amount of cash ( e) Amount of non- (f) Method of valuation (g) Description of (h) Purpose of grantorganization if applicable grant cash (book, FMV, appraisal, non-cash assistance or assistance


University of Wyoming 83-6000331 State of Wyoming 7,800 see Part IVContracts Grants AccountingPost Office Box 3355Laramie, WY 82071

Vanderbilt University 62-0476822 501(c )( 3) 20,000 see Part IVGift Process VU Station B3577272301 Vanderbilt PlaceNashville, TN 37235




Villanova University 23-1352688 501(c)(3) 20,363 see Part IVOffice of ResearchAdministrationMiddleton HallVillanova, PA 190851478

Virginia Commonwealth 54-6001758 State of Virginia 50,000 see Part IVUniversityPost Office Box 843039Richmond, VA 232843039


(a) Name and address oforganization

or government

(b) EIN (c) IRC sectionif applicable

(d) Amount of cashgrant

(e) Amount of non-cash

assistance

(f) Method of valuation(book, FMV, appraisal,

other)

(g) Description ofnon-cash assistance

(h) Purpose of grantor assistance

Virginia Polytechnic Institute 54-6001805 State of Virginia 39,295 see Part IVand State UniversityOffice of Sponsored ProgramsNorth End Center MC 0170Blacksburg, VA 24061

Wake Forest University 56-0532138 501(c)(3) 6,998 see Part IVFinancial And AccountingServicesPost Office Box 7201Winston Salem, NC271096226




Washington University St Louis 43-0653611 501(c)(3) 67,355 see Part IVCampus Box 1034700 Rosedale AvenueSt Louis, MO 631121408

Weill Cornell Medical College 13-1623978 501(c)(3) 75,000 see Part IVCornell Univ ResearchAccountingNew York, NY 10022




Western Washington University 91-6000562 State of Washington 31,707 see Part IVMail Stop 9004516 High StreetBellingham, WA 982255950

Women's Care Center 38-3651599 501(c)(3) 60,000 see Part IV360 N Notre Dame AvenueSouth Bend, IN 46617




Wright State University 31-0732831 State of Ohio 50,658 see Part IVWsu Office of The Bursar3640 Colonel Glenn HighwayDayton, OH 454350002

Yale University 06-0646973 501(c)(3) 148,987 see Part IVGrant Contract Financial AdminPost Office Box 1873New Haven, CT 065081873




YMCA 35-0868216 501(c)(3) 5,000 see Part IV1201 Northside BoulevardSouth Bend, IN 46615

St Joseph County Chamber of 35-0153330 501(c)(3) 71,100 see Part IVCommerce101 N Michigan St Ste 300South Bend, IN 46601




Town of Roseland 35-1169548 Town - Roseland 67,500 see Part IV200 Independence DriveSouth Bend, IN 46637


Schedule J Compensation Information OMB No 1545-0047

(Form 990)For certain Officers, Directors , Trustees, Key Employees, and Highest

Compensated EmployeesComplete if the organization answered "Yes" on Form 990, Part IV, line 23.00, 20 15

► Attach to Form 990.

Department of the ► Information about Schedule ] ( Form 990 ) and its instructions is at www. irs.gov /form990 . Ope n to Public

Treasury Inspection

Internal RevenueService



35-0868188

JL^ Questions Regarding Compensation

la Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form990, Part VII, Section A, line la Complete Part III to provide any relevant information regarding these items

- First-class or charter travel r Housing allowance or residence for personal use

r- Travel for companions r- Payments for business use of personal residence

r Tax idemnification and gross-up payments r Health or social club dues or initiation fees

r Discretionary spending account r Personal services (e g , maid, chauffeur, chef)

Yes I No

b Ifany of the boxes in line la are checked, did the organization follow a written policy regarding payment orreimbursement or provision of all of the expenses described above? If "No," complete Part III to explain lb Yes

2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by alldirectors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line la? 2 Yes

3 Indicate which, if any, of the following the filing organization used to establish the compensation of theorganization's CEO/Executive Director Check all that apply Do not check any boxes for methodsused by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III

r Compensation committee r Written employment contract

r Independent compensation consultant r Compensation survey or study

r Form 990 of other organizations - Approval by the board or compensation committee

4 During the year, did any person listed on Form 990, Part VII, Section A, line la with respect to the filing organizationor a related organization

a Receive a severance payment or change-of-control payment? 4a Yes

b Participate in, or receive payment from, a supplemental nonqualified retirement plan? 4b Yes

c Participate in, or receive payment from, an equity-based compensation arrangement? 4c No

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III

Only 501 ( c)(3), 501 ( c)(4), and 501 ( c)(29) organizations must complete lines 5-9.

5 For persons listed on Form 990, Part VII, Section A, line la, did the organization pay or accrue anycompensation contingent on the revenues of

a The organization? 5a Yes

b Any related organization? 5b No

If "Yes," on line 5a or 5b, describe in Part III

6 For persons listed on Form 990, Part VII, Section A, line la, did the organization pay or accrue anycompensation contingent on the net earnings of

a The organization? 6a No

b Any related organization? 6b No

If "Yes," on line 6a or 6b, describe in Part III

7 For persons listed on Form 990, Part VII, Section A, line la, did the organization provide any non-fixedpayments not described in lines 5 and 6? If "Yes," describe in Part III 7 No

8 Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that wassubject to the initial contract exception described in Regulations section 53 4958-4(a)(3)? If "Yes," describein Part III 8 No

9 If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulationssection 53 4958-6(c)? 9

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat N o 50053T Schedule 3 (Form 990) 2015

Schedule J (Form 990) 2015 Page 2

Officers , Directors , Trustees , Key Employees , and Highest Compensated Employees . Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported on Schedule 1, report compensation from the organization on row (i) and from related organizations, described in theinstructions, on row (ii) Do not list any individuals that are not listed on Form 990, Part VIINote . The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line la, applicable column (D) and (E) amounts for that individual

(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation in(ii) (iii) other deferred benefits (B)(i)-(D) column(B) reported

Base(1) compensation

Bonus & incentive Other reportable compensation as deferred on prior

compensation compensation Form 990


Schedule 3 ( Form 990) 2015

Schedule J (Form 990) 2015 Page 3


Provide the information, explanation, or descriptions reouired for Part I, lines la, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II Also complete this Dart for any additional information


See Additional Data ^

Schedule 3 (Form 990) 2015

Additional Data



EIN: 35-0868188


Part III. Suoolemental Information


a There are amounts listed on Form 990, Part VII, in Columns D-F , as well as the amounts listed on Schedule J, Part II, Columns B-F for members of theHoly Cross religious order (Fr John Jenkins, Fr Austin Collins, and Fr Timothy Scully) The amounts listed are paid directly to their religious order,Congregation of Holy Cross, United States Province, Inc , rather than to these individuals b Fr Timothy Scully and Fr Austin Collins are members of the

Schedule J, Part II Compensation of Congregation of Holy Cross, United States Province, Inc religious order and received no compensation for their participation as Trustees of the Universitythe Congregation of Holy Cross, However Fr Scully and Fr Austin Collins are also faculty members of the University As a result of these faculty positions (and not their positions asUnited States Province, Inc Trustees), they received the compensation indicated above, which was paid directly to their religious order Similarly, Fr John Jenkins received his

compensation as President of the University, and not in his position as Trustee c $135,772 of the amount included on Schedule J, Part II, Column D forFr Jenkins and $22,361 of the amount included on Schedule J, Part II, Column D for Fr Austin Collins represents qualified tuition benefit offered tomembers of the Congregation of Holy Cross, United States Province Inc

Return Reference I Explanation

Type of benefit (First class travel) Air travel other than coach class (typically business class) is allowed for travel to Alaska, Hawaii anddestinations outside North America, or for necessary medical reasons (accompanied by appropriate supporting documentation), if the

Schedule J, Part I, Line la First- situation warrants it and with approval from a Dean or President's Leadership Council Member Type of benefit (Chartertravel) Travel onclass or charter travel the University plane or other plane leased by the University requires approval by the President's Office Recipients of the benefit and tax

treatment First class air travel and charter travel was provided to 13 persons included in Form 990, Part VII, Section A in 2016 and wasreported as taxable compensation in those instances where there was not a business purpose for the travel


Type of benefit Spouses of University employees are occasionally asked to travel on University business Spousal travel reimbursement

Schedule J, Part I, Line la Travelby the University requires approval by a Dean or President's Leadership Council Member or their authorized representative, and if the

for companionsbusiness purpose of the spousal travel is not properly documented, it is treated as taxable compensation to the employee Recipients ofthe benefit and tax treatment Travel for companions was provided to 5 persons included in Form 990 Part VII, Section A in 2016 and ifthe business purpose of the spousal travel was not properly documented, it was treated as taxable compensation to the employee


Schedule J, Part I, Line la Tax Type of benefit Tax indemnification and gross-up payments may occasionally be provided to University employees Recipients of theindemnification and gross-up benefit and tax treatment A gross-up payment was provided to 9 persons included in Form 990, Part VII Section A in 2016 and waspayments reported as taxable compensation in those instances


Schedule J, Part I, Line la HousingType of Benefit/Recipients of the benefit and tax treatment Housing was provided to 3 persons included on Form 990, Part VII, Section A

allowance or residence for personal in 2016 All individuals are members of the CSC Religious Order and live in U niversity dormitories or campus apartments while providingguidance to students for the convenience of the University As a result the housing benefit to these 3 individuals was not included in gross

useincome of the recipients under Section 119 of the Internal Revenue Code


Schedule J, Part I, Line la HealthType of benefit Social club dues are occasionally paid on behalf of employees of the University, and these dues are added to the

or social club dues or initiationindividual's income to reflect personal use (as reported on an annual basis) Recipients of the benefit and tax treatment Social club dues

feeswere provided to 6 persons included in Form 990, Part VII, Section A in 2016 and were reported as taxable compensation in all of thoseinstances


Schedule J , Part I, Line 4aSeverance or change - of-control a(i)-Termination payment of $257,074 was made during the reporting period to Brian V anGorder under a separation agreementpayment


Schedule J, Part I, Line 4bSupplemental nonqualifiedretirement plan

John Affleck-Graves, Executive Vice President, Thomas Burish, Provost, John W Swarbrick, Athletic Director, Scott Malpass, VicePresident and Chief Investment Officer, and Michael Donovan, Managing Director for Private Capital Investments participated innonqualified deferred compensation arrangements under Internal Revenue Code Section 457(f) during calendar 2016 Affleck-Gravesreceived an accrued benefit of $125,632 in 2016 Burish received an accrued benefit of $298,568 under his nonqualified deferredcompensation plan in 2016 Swarbrick received an accrued benefit of $200,000 during that calendar year 2016 Malpass received anaccrued benefit of $1,673,750 in 2016 Donovan received an accrued benefit of $726,892 in 2016 The accrued benefit and relatedearnings vest to Affleck-Graves, Burish, and Swarbrick at the end of the term of each plan (5 or 6 years) and over a 5 year period toMalpass and Donovan


a(i)-Scott Malpass, Vice President and Chieflnvestment Officer received incentive compensation which was in part calculated contingentSchedule J, Part I, Line 5a on the performance of the University's unitized investment pool Malpass received $3,354,057 in calendar 2016 related to this programCompensation contingent on 5a(ii) -Michael D Donovan, Managing Director for Private Capital Investments received incentive compensation which was in partrevenues of the organization calculated contingent on the performance of the University's unitized investment pool Donovan received $1,368,799 in calendar 2016

related to this program

Form 990, Schedule J, Part II - Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

(A) Name and Title (B ) Breakdown of W-2 and/or 1099-MISC compensation

(i) (ii) (iii)Base Bonus & Other

Compensation incentive reportablecompensation compensation

(C) Retirement and (D ) Nontaxable (E) Total of columns (F) Compensation inother deferred benefits (B)(I)-(D) column (B)compensation reported as deferred

on prior Form 990

1John F Affleck-Graves PhD (I) 642,071 0 41,133 152,132 19,131 854,467 0Executive VP & Trustee

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

1Thomas G Burish PhD (1) 481,456 1,883,459 24,905 325,068 17,741 2,732,629 1,332,413Provost & Trustee

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

2Rev John I Jenkins CSC PhD

(I) 816,108 0 83,215 0 157,549 1,056,872 0

President & Trustee(II) 0

- - - - - - - - - - - - - - - - - - -

0 0 0 - - 00 0

3Rev Timothy R Scully CSC (I) 178,320 0 17,936 0 15,744 212,000 0Professor & Trustee

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

4Rev Austin Collins CSC (I) 145,709 0 14,675 0 38,105 198,489 0Professor & Trustee

------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

5Mananne CorrJD (I) 530,789 0 28,322 26,500 8,624 594,235 0VP & General Counsel

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

6Scott C Malpass MBA (1) 1,047,184 3,354,057 82,114 1,700,250 8,026 6,191,631 1,345,991

VP&ChiefInvestmentOfficer(II)

-------------0

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -------------

0 0 0 - - 00 0

73ohn B Swarbrick Jr (I) 1,030,797 200,000 118,130 226,500 36,481 1,611,908 0Athletic Director

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

BMichael P Brey (I) 916,523 214,383 94,380 26,500 19,052 1,270,838 0Head Coach, Basketball - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - ------------

(II) 0 0 0 0 - - 00 0

9Michael D Donovan MBAJD (I) 590,649 1,368,799 33,102 753,392 8,361 2,754,303 520,606Managing Director, Invest - - - - - - - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - -------------(II) 0 0 0 0 - - 0

0 0

10Brian Kelly (I) 1,292,876 600,000 182,607 26,500 27,655 2,129,638 0Head Coach, Football _____________

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -------------(II) 0 0 0 0 - - 0

0 0

11Muffet McGraw (I) 1,044,696 201,554 105,840 26,500 16,808 1,395,398 0Head Coach, Basketball - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -------------

(II) 0 0 0 0 - - 00 0

12Brian VanGorder (I) 735,948 130,700 280,993 26,500 21,148 1,195,289 0Asst Coach/Coordinator,

-------------Football

(II) 0- - - - - - - - - - - - - - - - - - -

0 0 0 --

00 0 1


Schedule KSupplemental Information on Tax Exempt Bonds

OMB No 1545-0047

(Form 990)00, 2016Complete if the organization answered "Yes" to Form 990 , Part IV, line 24a . Provide descriptions,

explanations , and any additional information in Part VI.

Department of the Treasury ► Attach to Form 990. Open Pu b lic

Internal Revenue Service about Schedule K (Form 990) and its instructions is at www. irs.gov/forn7990 . , , ,

Name of the organization Employer identification number

University of Notre Dame du Lac35-0868188

Bond Issues

(a) Issuer name ( b) Issuer EIN (c) CUSIP # ( d) Date issued (e) Issue price (f) Description of purpose ( g) Defeased (h) On (i) Poolbehalf of financingissuer

Yes No Yes No Yes No

A St Joseph County Indiana 35-6000194 79061ABK2 09-30-2009 153,953,342 See Part VI X X X

Proceeds

A B C D

1 Amount of bonds retired . . . . . . . . . .

2 Amount of bonds legally defeased . . . . . . . . . . . . . .

3 Total proceeds of issue . . . . . . . . . . . . . . . . . 153,953,386

4 Gross proceeds in reserve funds . . . . . . . . .

5 Capitalized interest from proceeds . . . . . . . . . . . . .

6 Proceeds in refunding escrows . . . . . . . . . . . . . . .

7 Issuance costs from proceeds . . . . . . . 953,386

8 Credit enhancement from proceeds . . . . . . . . . . . . .

9 Working capital expenditures from proceeds . . . . . . . . . . . .

10 Capital expenditures from proceeds . . . . . . . . . . . . .

11 Other spent proceeds. . . . . . . . . . . . 153,000,000

12 Other unspent proceeds . . . . . . . . . . .

13 Year of substantial completion . . . . . . . . .

Yes No Yes No Yes No Yes No

14 Were the bonds issued as part of a current refunding issue? . X

15 Were the bonds issued as part of an advance refunding issue? . X

16 Has the final allocation of proceeds been made? . . . . . . X

17 Does the organization maintain adequate books and records to support the final allocation ofproceeds

X

Private Business Use

A B C D


1 Was the organization a partner in a partnership, or a member of an LLC, which owned property Xfinanced by tax-exempt bonds? .

2 Are there any lease arrangements that may result in private business use of bond-financed Xproperty?

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 50193E Schedule K (Form 990) 2016

Schedule K (Form 990) 2016 Page 2

Private Business Use (Continued)

A B C D


3a Are there any management or service contracts that may result in private business use of Xbond-financed property? .

b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside Xcounsel to review any management or service contracts relating to the financed property?

c Are there any research agreements that may result in private business use of bond-financedproperty? . . . . . . . . . . . . X

d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outsidecounsel to review any research agreements relating to the financed property? X

4 Enter the percentage of financed property used in a private business use by entities other thana section 501(c)(3) organization or a state or local government . . . . ► 0

5 Enter the percentage of financed property used in a private business use as a result ofunrelated trade or business activity carried on by your organization, another section 501(c)(3) 0 %organization, or a state or local government . ►

6 Total of lines 4 and 5 . 0 %

7 Does the bond issue meet the private security or payment test? . . . X

8a Has there been a sale or disposition of any of the bond-financed property to anongovernmental person other than a 501(c)(3) organization since the bonds were Xissued?.

b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of

c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1 141-12and 1 145-2?

9 Has the organization established written procedures to ensure that all nonqualified bonds ofthe issue are remediated in accordance with the requirements under XRegulations sections 1 141-12 and 1 145-27.

Arbitrage

A B C D


1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction andPenalty in Lieu of Arbitrage Rebate? .

X

2 If "No" to line 1, did the following apply? . .

a Rebate not due yet? X

b Exception to rebate? . X

c No rebate due? . X

If "Yes" to line 2c, provide in Part VI the date the rebatecomputation was performed .

3 Is the bond issue a variable rate issue? . X

4a Has the organization or the governmental issuer entered into a qualifiedhedge with respect to the bond issue?

X

b Name of provider . . . . . . . . . .

C Term of hedge . . . . . . . . .

d Was the hedge superintegrated? . . . . . .

e Was the hedge terminated? . . . . . . . .

Schedule K (Form 9901 2016

Schedule K (Form 990) 2016 Page 3

Arbitrage (Continued)

A B C D


5a Were gross proceeds invested in a guaranteed investment contract X(GIC)?

b Name of provider . . . . . . . . . .

c Term of GIC . . . . . . . . .

d Was the regulatory safe harbor for establishing the fair market value ofthe GIC satisfied? .

6 Were any gross proceeds invested beyond an available temporary Xperiod?

7 Has the organization established written procedures to monitor the Xrequirements of section 148' .

Procedures To Undertake Corrective Action

A B C D


Has the organization established written procedures to ensure that violations offederal tax requirements are timely identified and corrected through the Xvoluntary closing agreement program if self-remediation is not available underapplicable regulations?

Supplemental Information . Provide additional information for responses to questions on Schedule K (see instructions).


The University's Series 2009 Bonds remain outstanding as of the end of the tax year, and include a refunded portionof the Series 2005 Bonds ($110,000,000) which are subject to reporting requirements The University continues toevaluate and quantify any private business use related to the original Series 2005 projects as reported in Part III of

Schedule K, Part I General Form 990 Schedule K On February 5, 2015, the University fully redeemed the outstanding St Joseph County,Indiana Educational Facilities Variable Rate Revenue Bonds, Series 2003, Series 2005, and Series 2007 with proceedsfrom the Series 2015 Taxable Fixed Rate Bonds These refunded bonds are no longer outstanding as of the end of thetax year, and are no longer reported on Form 990 Schedule K


Total issue price of $153,953,341 65, comprised of an original issue premium of $7,388,341 65 and principal amountof $146,565,000 St Joseph County, Indiana Educational Facilities Refunding Revenue Bonds, Series 2009 issued onSeptember 30, 2009 Bond proceeds were used to refund the St Joseph County, Indiana Variable Rate EducationalFacilities Revenue Bonds, Series 1998 dated October 1, 1998 and $110,000,000 of the St Joseph County, IndianaVariable Rate Educational Facilities Revenue Bonds, Series 2005 dated December 8, 2005 The University continuesto evaluate and quantify any private business use related to the original Series 2005 projects as reported in Part IIIof Form 990 Schedule K Details of the refunded Series 2005 Bonds (of which a portion are outstanding in the Series2009 Bonds) are as follows $185,000,000 St Joseph County, Indiana Variable Rate Educational Facilities RevenueBonds, Series 2005 were originally issued on December 8, 2005, with CUSIP number 79061ABA4 $110,000,000 ofthe Series 2005 Bonds were refunded by the St Joseph County Series 2009 Bonds $75,000,000 of the Series 2005

Schedule K, Part I, Column (f)Bonds were converted from a weekly rate period to a term rate period commencing November 6, 2008, with a new

Description of PurposeCUSIP number 79061ABF3 On February 5, 2015, the remaining $75,000,000 Series 2005 Bonds were fully redeemedwith taxable debt through the issuance of the Series 2015 Taxable Fixed Rate Bonds Series 2005 Bond proceedswere originally used to refund the Indiana Health and Educational Facility Financing Authority Educational FacilitiesRevenue Bonds, Series 1995 dated August 9, 1995, to refund the St Joseph County, Indiana Educational FacilitiesRevenue Bonds, Series 1996 dated September 12, 1996, and to refund a portion of the St Joseph County, IndianaVariable Rate Educational Facilities Revenue Bonds, Series 2002 dated March 5, 2002 Proceeds were also utilized tofinance and reimburse a portion of the costs of various campus improvements Those improvements include (i) theconstruction of new roads along the south and east boundaries of the University's campus and the realignment ofAngela Boulevard, Edison Road and Ivy Road in connection therewith, and the closing of Juniper Road, (ii) renovationand improvements to the Student Health Center, (iii) repair and regilding of the dome on top of the AdministrationBuilding, (iv) renovation and improvements to laboratory facilities within the Galvin Life Science Building, and (v)general construction and renovation projects


Amount reported on Line 3 of $153,953,386 includes investment earnings and as a result, does not agree to issue

Schedule K, Part II, Line 3price listed on Part I The Series 2009 Bonds refunded the Series 1998 Bonds ($43,000,000) and a portion of the

Total proceeds of issueSeries 2005 Bonds ($110,000,000 of $185,000,000) This amount reported includes the original issue price of$153,953,341 65 (including the original issue premium of $7,388,341 65, a portion of which is amortized each year)plus investment earnings of $44 66


Schedule K, Part II, Line 10Capital expenditures from Series 2009 was a refunding issue that did not fund capital expenditures


Schedule K, Part II, Line 11 Amount reported represents the refunded Series 1998 Bonds ($43,000,000)and the portion of refunded Series 2005Other spent proceeds Bonds ($110,000,000)


Schedule K, Part II, Line 13 The Series 2009 Bonds only refunded previous issues and did not finance capital expenditures Therefore, responseYear of substantial completion was left blank As a point of reference, the Year of substantial completion' for the Series 2005 Bonds was 2010


Schedule K, Part II, Line 16 The Series 2009 Bonds only refunded previous issues and did not finance capital expenditures Therefore, responseFinal allocation of proceeds was indicated as "NO" The final allocation for the Series 2005 Bonds has been made by the University


The Series 2009 Bonds refunded the Series 1998 Bonds and a portion of the Series 2005 Bonds Schedule K does notSchedule K, Part III, Line 2 require consideration of the projects financed by the Series 1998 Bonds In prior years, private business usePrivate Business Use - Lease percentages were reflected within the Series 2005 Bonds The Series 2005 Bonds no longer remain outstanding afterArrangements the taxable refunding with the Series 2015 Bonds in February 2015 Private business use previously reflected under

the Series 2005 Bonds is now reflected under the Series 2009 Bonds


Schedule K, Part III, Line 3b Internal General Counsel routinely reviews agreements and External counsel is engaged when appropriate to reviewPrivate Business Use agreements


Schedule K, Part III, Line 3d Internal General Counsel routinely reviews agreements and External counsel is engaged when appropriate to reviewPrivate Business Use agreements


The University reported the private business use percentages in Part III of Schedule K after reviewing the privatebusiness activity on campus The University's intent upon issuance of the bonds was that equity contributions wouldfirst be allocated to any potential private business use in the financed facilities The University financed a number of

Schedule K, Part III, Line 4 infrastructure/renovation projects that met the criteria as Qualified Improvement Exceptions The Series 2009 BondsPrivate Business Use refunded the Series 1998 and a portion of the Series 2005 Bonds Schedule K does not require consideration of thePercentage projects financed by the Series 1998 Bonds Private business use previously reflected under the Series 2005 Bonds is

now reflected under the Series 2009 Bonds and reported in response to this question In prior years, private businessuse percentages were reflected within the Series 2005 Bonds The Series 2005 Bonds no longer remain outstandingafter the taxable refunding with the Series 2015 Bonds in February 2015


The University reported the private business use percentages in Part III of Schedule K after reviewing the privatebusiness activity on campus The University's intent upon issuance of the bonds was that equity contributions wouldfirst be allocated to any potential private business use in the financed facilities The University financed a number of

Schedule K, Part III, Line 5 infrastructure/renovation projects that met the criteria as Qualified Improvement Exceptions The Series 2009 BondsPrivate Business Use refunded the Series 1998 and a portion of the Series 2005 Bonds Schedule K does not require consideration of thePercentage projects financed by the Series 1998 Bonds In prior years, private business use percentages were reflected within

the Series 2005 Bonds The Series 2005 Bonds no longer remain outstanding after the taxable refunding with theSeries 2015 Bonds in February 2015 Private business use previously reflected under the Series 2005 Bonds is nowreflected under the Series 2009 Bonds


Schedule K, Part IV, Line 2aThe Series 2009 Bonds refunded the University's Series 1998 Bonds and a portion of the Series 2005 Bonds The

ArbitrageSeries 1998 Bonds met the spend-down requirement, thereby qualifying for an exception to rebate The Series 2005Bonds also qualified for an exception to rebate based on meeting the spend-down requirement


Schedule K, Part IV, Line 2bThe Series 2009 Bonds refunded the University's Series 1998 Bonds and a portion of the Series 2005 Bonds The



Schedule K, Part IV, Line 2cThe Series 2009 Bonds refunded the University's Series 1998 Bonds and a portion of the Series 2005 Bonds The



Schedule K, Part III, Line 3aThe Series 2009 Bonds refunded the Series 1998 Bonds and a portion of the Series 2005 Bonds Schedule K does not

Private Business Use -require consideration of the projects financed by the Series 1998 Bonds In prior years, private business use

Management or Servicepercentages were reflected within the Series 2005 Bonds The Series 2005 Bonds no longer remain outstanding after

Contractsthe taxable refunding with the Series 2015 Bonds in February 2015 Private business use previously reflected underthe Series 2005 Bonds is now reflected under the Series 2009 Bonds


The Series 2009 Bonds refunded the Series 1998 Bonds and a portion of the Series 2005 Bonds Schedule K does notSchedule K, Part III, Line 3c require consideration of the projects financed by the Series 1998 Bonds In prior years, private business usePrivate Business Use - percentages were reflected within the Series 2005 Bonds The Series 2005 Bonds no longer remain outstanding afterResearch Agreements the taxable refunding with the Series 2015 Bonds in February 2015 Private business use previously reflected under

the Series 2005 Bonds is now reflected under the Series 2009 Bonds


Schedule L Transactions with Interested Persons OMB No 1545-0047

(Form 990 or 990-EZ ) ► Complete if the organization answered"Yes" on Form 990 , Part IV, lines 25a , 25b, 26, 27, 28a , 28b, or 28c, 2016or Form 990- EZ, Part V, line 38a or 40b.

► Attach to Form 990 or Form 990-EZ.

Department of the ►Information about Schedule L (Form 990 or 990 - EZ) and its instructions is at O pen Pu b lic

Internal Revenue Servicewww.irs . gov/form990 .

Inspection



35-0868188

Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and 501(c)(29) organizations only)

Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b

(a) Name of disqualified person (b) Relationship between disqualified person and (c) Description of (d) Corrected?organization transaction Yes No

2 Enter the amount of tax incurred by organization managers or disqualified persons during the year under section4958 . . . ► $

3 Enter the amount of tax, if any, on line 2, above, reimbursed by the organization . ► $

Loans to and / or From Interested Persons.Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26, or if the organizationreported an amount on Form 990, Part X, line 5, 6, or 22

(a) Name ofinterested person

(b) Relationshipwith organization

(c) Purposeof loan

(d) Loan to or from theorganization?

(e)Originalprincipalamount

(f)Balancedue

(g) Indefault?

(h)Approved by

board orcommittee?

(i)Writtenagreement?

To From Yes No Yes No Yes No

Total ► $

Grants or Assistance Benefiting Interested Persons.

Complete if the org anization answered "Yes" on Form 990, Part IV, line 27.

(a) Name of interested person (b) Relationship betweeninterested person and the

organization

(c) Amount of assistance (d) Type of assistance (e) Purpose of assistance

(1)Related to SubstantialContributor

Family member of asubstantial contributor tothe University

71,057 Financial assistance Financial aid

For Paperwork Reduction Act Notice , see the Instructions for Form 990 or 990 -EZ. Cat No 50056A Schedule L ( Form 990 or 990-EZ) 2016

Schedule L (Form 990 or 990-EZ) 2016 Page 2

Business Transactions Involving Interested Persons.

Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.(a) Name of interested person (b) Relationship

between interestedperson and theorganization

(c) Amount oftransaction

(d) Description of transaction (e) Sharingof

organization'srevenues?

Yes No

Supplemental InformationProvide additional information for responses to questions on Schedule L (see instructions)


Schedule L (Form 990 or 990-EZ) 2016

Additional Data



EIN: 35-0868188


Form 990, Schedule L, Part IV - Business Transactions Involving Interested Persons

(a) Name of interested person ( b) Relationship (c) Amount of ( d) Description of transaction ( e) Sharingbetween interested transaction ofperson and the organization'sorganization revenues?

Yes No

The Circle Up Experience Entity is at least a 35 % 205,950 The Circle Up Experience provided NoControlled Entity of a leadership training and consultingFamily Member of services to several UniversityOfficer/Trustee John departmentsAffleck-Graves

SynGlyphX Holdings Inc SynGlyphX Holdings, 87,500 University operating expenses for NoInc is at least a 35% Admissions GlyphX, LLC, a jointcontrolled entity of venture between the UniversityTrustee John Jordan and SynGlyphX Holdings, Inc

Form 990, Schedule L. Part IV - Business Transactions Involving Interested Persons

(a) Name of interested person (b) Relationship (c) Amount of (d) Description of transaction (e) Sharingbetween interested transaction ofperson and the organization'sorganization revenues?

Yes No

Directional Capital - FlexJet FlexJet is at least a 1,060,332 FlexJet provides flight hours to No35% controlled entity the University These services areof Trustee Kenneth negotiated at arm's length andRicci are in compliance with the

University's overall conflict ofinterest policy

Directional Capital - Corporate Wings Corporate Wings is at 72,598 Corporate Wings provides an Noleast a 35% controlled airplane hangar and fuel to theentity of Trustee University These services areKenneth Ricci negotiated at arm's length and

are in compliance with theUniversity's overall conflict ofinterest policy

l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I

SCHEDULE MNoncash Contributions(Form 990)

►Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.

► Attach to Form 990.

Department► Information about Schedule M (Form 990 ) and its instructions is at www. irs.gov/fc

Internal Res enue Sen ice

2016


es of

(a) (b) (c)Check

IfNumber of contributions or Noncash contribution

pplicable items contributed amounts reported onForm 990, Part VIII, line

1 Art-Works of art . . . . X 6

2 Art-Historical treasures

3 Art-Fractional interests

4 Books and publications X

5 Clothing and householdgoods . . . . . . .

6 Cars and other vehicles . .

7 Boats and planes . . . .

8 Intellectual property . . .

9 Securities-Publicly traded . X 1,016

10 Securities-Closely held stock X 4

11 Securities-Partnership, LLC,or trust interests

12 Securities-Miscellaneous

13 Qualified conservationcontribution-Historicstructures

14 Qualified conservationcontribution-Other . . .

15 Real estate-Residential X 2

16 Real estate-Commercial

17 Real estate-Other . . .

18 Collectibles . . . . .

19 Food inventory . . .

20 Drugs and medical supplies

21 Taxidermy . . . . . .

22 Historical artifacts . . . .

23 Scientific specimens . .

24 Archeological artifacts . . .

25 Other ► (OTHER )

X 275

26 Other ► (Bitcoin )

X 1

27 Other ► ( )

28 Other ► ( )

29 Number of Forms 8283 received by thfor which the organization completed

e organizaForm 8283

tion during the tax year for, Part IV, Donee Acknowled

contributionsgement 29

30a During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that

it must hold for at least three years from the date of the initial contribution, and which is not required to be used

for exempt purposes for the entire holding period? . . . . . . . . . . . . . . . . .

b If "Yes," describe the arrangement in Part II

31 Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?

32a Does the organization hire or use third parties or related organizations to solicit, process, or sell noncashcontributions? . . . . . . . . . . . . . . . . . . .

b If "Yes," describe in Part II

33 If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II

35-0868188

(d)Method of determining

noncash contribution amounts

NONE

NONE

102,864,991 Selling cost

252,896 Selling cost

650,000 Opinions of experts

0 NONE

245,498 Selling cost

DLN:93493134009258

OMB No 1545-0047

27

Yes No

30a No

31 Yes

32a Yes

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 512273 Schedule M (Form 990) (2016)

Schedule M ( Form 990 ) ( 2016 ) Page 2

Supplemental Information.

Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in PartI, column (b), the number of contributions, the number of items received, or a combination of both. Also completethis part for any additional information.


Schedule M, Part I Column (b) The amounts shown for "Number of contributions or items contributed" represent number of contributions,not the number of items contributed

Schedule M, Part I, Line 33 Column (c) Other than for gifted securities, the University's policy is to record as revenue only those non-cashExplanation contributions in excess of one million dollars, if supported by an appraisal from qualified third party For

gifted securities, the University records the proceeds received upon liquidation, broken down betweencontribution (for the value at date of gift) and gain or loss (for the difference between contribution andproceeds) For gifted securities of closely held stock, the University records a token value of one dollar,unless furnished with an appraisal from a qualified third party appraiser However, the University will recordliquidation proceeds for closely held stock if the University can obtain confirmation from the company thatthe company will purchase the shares at a specified price in the near future

Schedule M, Part I, Line 32b Third As the need arises, the University may use third parties to sell certain types of noncash contributions, suchparties used to solicit, process, or sell as real estatenoncash contributions

Schedule M, Part I Explanations of Securities - Publicly traded - Selling Costreporting method for number ofcontributions

Schedule M (Form 990 ) (2016)


SCHEDULE 0 Supplemental Information to Form 990 or 990-EZOMB No 1545-0047

(Form 990 or 990- Complete to provide information for responses to specific questions on

2016EZ)Form 990 or 990- EZ or to provide any additional information.

► Attach to Form 990 or 990-EZ.► Information about Schedule 0 (Form 990 or 990 - EZ) and its instructions is at • '

Department of the www.irs.gov/form990.



35-0868188

990 Schedule 0, Supplemental Information

ReturnReference

Explanation

Form 990, (Expenses $ 115,178,655 including grants of $ 636,802)(Revenue $ 14,875,242) Academic support - The University operatesPart III, Line library facilities containing more than three million volumes, serving the University and the local community The University4d publishes numerous academic periodicals and volumes and operates a museum of art housing over 29,000 worksDescriptionof otherprogramservices


ReturnReference

Explanation

Form 990, (Expenses $ 37,418,961 including grants of $ 12,809,243)(Revenue $ 5,199,384) Public service - The University's Institute forPart III, Line Educational Initiatives strives to improve the K-12 education of all young people, particularly the disadvantaged through a variety of4d programs The largest such program is the ACE program, a two-year service program offering college graduates the opportunity toDescription serve as full-time teachers in under-resourced schools across the United States and several foreign countries Additionally, theof other University provides volunteers and financial support for other organizations, both directly and through its Donor Advised Fundprogram Programservices


ReturnReference

Explanation

Form 990, Part VI, The Compensation Committee of the Board of Trustees develops, in conjunction with the President, Executive Vice President,Line 15 and Vice President of Human Resources, an overall Total Reward Philosophy for Key Employees, which supports theDescription of University's overall mission, and shall recommend such Total Reward Philosophy to the Board for approval The CommitteeOfficers/Identifying acts on behalf of the Board to implement the executive compensation policy, approve executive compensation levels, adopt aof Officers benefit and perquisite policy, and justify reasonable compensation paid to the President, Executive Vice President, and

Provost of the University, and other persons who are "disqualified persons" under Internal Revenue Code Section 4958(intermediate sanctions) The Committee researches competitive and reasonable annual base salary levels, annual incentiveplans, executive benefit plans, welfare benefits and supplemental benefits of the named executives and other key individualsUpon completion of the research, the Committee approves the specific levels and amounts of total rewards that will be paidto, or provided for the benefit of, the named executives and other key individuals The Committee examines thereasonableness of compensation levels In so doing, the Committee assesses the nature and scope of the position byreviewing the basis on which compensation was paid This includes a review of compensation for, but not limited to,exceptional performance, additional duties, and/or the unique background, experiences, personal skills and the abilities of theexecutive, as well as special challenges facing the University that require the use of such attributes or skills The Committee'sevaluation includes valid market data provided by an independent third party consultant that details each compensationcomponent and the total package in light of the University's executive compensation philosophy The Committee conductssuch examination to be able to establish a presumption under Section 4958 that the total reward package offered to"disqualified persons" is reasonable


ReturnReference

Explanation

Form 990, Part John J Brennan, Trustee and Scott C Malpass, Officer - Business relationship, Thomas J Crotty, Jr, Trustee and ThomasVI, Line 2 Maheras, Trustee - Business relationship, Richard C Notebaert, Trustee and Sara Martinez Tucker, Trustee - BusinessFamily/business relationship, Andrew McKenna, Jr, Trustee, J Christopher Reyes, Trustee and Richard Notebaert, Trustee - Businessrelationships relationship, John J Brennan, Trustee and James Rohr, Trustee - Business relationship, Andrew McKenna, Jr , Trustee and Jamongst Christopher Reyes, Trustee - Business relationship, Scott C Malpass, Officer and J Christopher Reyes, Trustee - Businessinterested relationshippersons


ReturnReference

Explanation

Form 990, AFTER INTERNAL REVIEW OF THE COMPLETED FORM 990 AND EXTERNAL REVIEW BY THE UNIVERSITY'S OUTSIDEPart VI, Line TAX ACCOUNTANTS (PRICEWATERHOUSECOOPERS), THE RETURN IS PRESENTED TO THE UNIVERSITY'S TAX11b Review STRATEGY COMMITTEE, WHICH INCLUDES UNIVERSITY OFFICERS (EXECUTIVE VICE PRESIDENT, VICE PRESIDENTof form 990 FOR FINANCE AND GENERAL COUNSEL), THE CHIEF AUDIT EXECUTIVE, THE CONTROLLER AND MEMBERS OF HISby governing TAX AND COMPLIANCE STAFF, AND PRICEWATERHOUSECOOPERS FOLLOWING THIS INTERNAL PROCESS, THEbody RETURN IS PRESENTED FOR REVIEW TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES, WHO REVIEW THE

RETURN AND DISCUSS IT AT A MEETING PRIOR TO FILING THE RETURN UPON COMPLETION OF THEIR REVIEW, IT ISPROVIDED TO THE FULL BOARD OF TRUSTEES, ALSO PRIOR TO THE FILING OF THE RETURN A FINAL COPY OF THEFORM 990, EXCLUDING THE NAME OF AN ANONYMOUS DONOR, IS PROVIDED TO EACH MEMBER OF THE AUDITCOMMITTEE AND THE BOARD OF TRUSTEES PRIOR TO THIS FILING WITH THE IRS OTHER THAN THE NAME OF ANANONYMOUS DONOR, NO OTHER INFORMATION WAS REDACTED FROM THE DRAFT AND FINAL COPIES OF THE FORM990 PROVIDED TO THE AUDIT COMMITTEE AND BOARD MEMBERS AN OFFICER OF THE UNIVERSITY AND ITS PAIDPREPARER, RESPECTIVELY, SIGN THE FINAL FORM 990 THAT IS FILED WITH THE IRS (WITH NO REDACTIONS)


ReturnReference

Explanation

Form 990, All faculty, staff and students who are in a position to influence or commit resources of the University of Notre Dame arePart VI, Line considered "members" who must complete and submit on no I ess than an annual basis a Conflict of Interest Disclosure Survey12c Conflict Such surveys are evalua ted by the appropriate "Reviewer" Each member's Reviewer depends on whether they are facu Ity, staff,of interest department chair, or dean but ultimately all actual, potential, and perceived conflicts of interest are reviewed by the Universitypolicy Conflicts Committee The Reviewer det ermines whether an actual, potential, or perceived conflict of interest exists and makes a

recommendation to the University Conflicts Committee as to what conditions or restriction s, if any, should be imposed by theUniversity to manage, reduce, or eliminate such confli cts The Reviewer, with input from the member if needed develops aManagement Plan for sub mission to the University Conflicts Committee The University Conflicts Committee then mak es adecision regarding disposition of a disclosure based on the Reviewer's recommendation , the details regarding the Member'sactual, potential, or perceived conflict of interest, and the proposed Management Plan Members of the University's Board ofTrustees are gover ned by a separate conflict of interest policy and must disclose all financial interests an d material facts pertinentto any potential conflict on their annual Conflict of Interest statement (or whenever potential conflicts arise) to the Audit Committeeof the Board Thi s policy is coordinated, administered, reviewed, and monitored by the University's interna I Audit & AdvisoryServices department After any discussion or presentation of the financ ial interests and material facts to the Audit Committee, theindividual must recuse himsel f/herself during the discussion of, and voting on, the potential conflict The Audit Committee shallassess whether the potential conflict is reasonable and the result of arms-leng th negotiation conforming to the University's writtenpolicies, as well as if the action f urthers the University's charitable purposes and is in the best interests of the Universit y TheChairman of the Audit Committee shall, if appropriate, appoint a disinterested pers on or Committee to investigate alternatives tothe proposed transaction or arrangement Sh ould the Audit Committee have reason to believe a Trustee-member has failed todisclose al I financial interests and material facts pertinent to a potential conflict of interest, it shall inform the individual of such,and afford the individual the opportunity to further explain all interests and facts pertinent to the potential conflict If it is determinedthat an individual has not disclosed all financial interests and material facts pertinent to an actual or potential conflict of interest,corrective action shall be taken as deemed appropriate The minutes of any meeting of the University's Board of Trustees or othergo verning board of the Universit


ReturnReference

Explanation

Form 990, y considering a conflict of interest including committees and sub-committees of such board s, shall include the names of thosePart VI, Line present for discussion and voting, as well as those re cused from the discussion and voting, on any transaction, arrangement,12c Conflict relationship, or of her action involving a potential conflict of interestof interestpolicy


ReturnReference

Explanation

Form 990, The University makes its governing documents (https //www nd edu/assets/docs/bylaws pdf,Part VI, Line https //www nd edu/assets/docs/statutes pdf) and financial statements (http //controller nd edu/annual - reports/) available to the19 Required public on the University's website Notre Dame makes its conflict of interest policy that applies to all employees available to thedocuments public by posting it on the University's website (http //generalcounsel nd edu/conflict-of-interest-policy) This information, as well asavailable to copies of Form 990 and Form 990 - T, is also available upon request Form 990 is also available on the charity websites Guidestarthe public (http //www2 guidestar org/) and Charity Navigator (www charitynavigator org/) Notre Dame does not make its trustees' conflict of

interest policy available to the public


ReturnReference

Explanation

Form 990, a) The current head football coach is permitted to receive compensation from external sources with prior written approval from thePart VII, University The University is not a party to any agreements between the coach and any third party for the payment ofSection A, compensation to the coach, and the coach does not provide services to the University as a result of any such agreementsLine 5 Therefore, any external income that the coach may receive is not reported for purposes of the University's response to theCompensation question raised on Form 990 Part VII Line 5 b) Other reportable compensation Name Michael P Brey Unrelated Organizationfrom an Play by Play Sports Type Cash Compensation $1,150,000 Name Muffet McGraw Unrelated Organization Play by Play SportsUnrelated Type Cash Compensation $300,000Organization


ReturnReference

Explanation

Form 990, All other program service revenue - Total Revenue 8604347, Related or Exempt Function Revenue 8604347, Unrelated BusinessPart VIII, Line Revenue , Revenue Excluded from Tax Under Sections 512, 513, or 5142f OtherProgramServiceRevenue


ReturnReference

Explanation

Form 990, All other revenue - Total Revenue 5166708, Related or Exempt Function Revenue 5166708, Unrelated Business RevenuePart VIII, Line Revenue Excluded from Tax Under Sections 512, 513, or 51411d OtherMiscellaneousRevenue


ReturnReference

Explanation

Form 990, Net gain /( loss) on debt-related derivative instruments - 59649442 , Change in value of split-interest agreements - 10993470, NetPart XI, Line pension and postretirement benefits-related changes - 19163184 , Other non-operating changes in net assets - -1062580,9 Otherchanges innet assets orfundbalances


ReturnReference

Explanation

Form 990, The University of Notre Dame is a Catholic academic community of higher learning, animated from its origins by the CongregationPart I and of Holy Cross The University is dedicated to the pu rsuit and sharing of truth for its own sake As a Catholic university, one of itsPart III, Line 1 distinct ive goals is to provide a forum where, through free inquiry and open discussion, the vario us lines of Catholic thought mayOrganization's intersect with all the forms of knowledge found in the ar ts, sciences, professions, and every other area of human scholarship andMission creativity The i ntellectual interchange essential to a university requires, and is enriched by, the presen ce and voices of diverse

scholars and students The Catholic identity of the University de pends upon, and is nurtured by, the continuing presence of apredominant number of Catholi c intellectuals This ideal has been consistently maintained by the University leadership throughoutits history What the University asks of all its scholars and students, however , is not a particular creedal affiliation, but a respectfor the objectives of Notre Dame and a willingness to enter into the conversation that gives it life and character Therefo re, theUniversity insists upon academic freedom that makes open discussion and inquiry po ssible The University prides itself on beingan environment of teaching and learning that fosters the development in its students of those disciplined habits of mind, body, andsp irit that characterize educated, skilled, and free human beings In addition, the Universi ty seeks to cultivate in its students notonly an appreciation for the great achievements of human beings but also a disciplined sensibility to the poverty, injustice andoppressio n that burden the lives of so many The aim is to create a sense of human solidarity and c oncern for the common goodthat will bear fruit as learning becomes service to justice No tre Dame also has a responsibility to advance knowledge in a searchfor truth through orig anal inquiry and publication This responsibility engages the faculty and students in all areas of the University,but particularly in graduate and professional education and resea rch The University is committed to constructive and criticalengagement with the whole of human culture The University encourages a way of living consonant with a Christian commu nityand manifest in prayer, liturgy and service Residential life endeavors to develop th at sense of community and of responsibilitythat prepares students for subsequent leadersh ip in building a society that is at once more human and more divine Notre Dame'scharacte r as a Catholic academic community presupposes that no genuine search for the truth in the human or the cosmic orderis alien to the life of faith The University welcomes all area s of scholarly activity as consonant with its mission, subject toappropriate critical ref inement There is, however, a special obligation and opportunity, specifically as a Cathol is university, topursue the r


ReturnReference

Explanation

Form 990, eligious dimensions of all human learning Only thus can Catholic intellectual life in all disciplines be animated and fostered and aPart I and proper community of scholarly religious discou rse be established In all dimensions of the University, Notre Dame pursues itsPart III, Line 1 objectives through the formation of an authentic human community graced by the Spirit of ChristOrganization'sMission

l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I

SCHEDULE R Related Organizations and Unrelated Partnerships(Form 990 ) ► Complete if the organization answered "Yes" on Form 990, Part IV, line 33 , 34, 35b, 36, or 37.

Department of the ► Attach to Form 990 . ► Information about Schedule R (Form 990 ) and its instructions is at www. irs.gov/form990 .

Internal Revenue Ser ice

DLN:93493134009258

OMB No 1545-0047

2016


35-0868188

Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) (b) (c) (d ) ( e) (f)Name, address, and EIN (if applicable) of disregarded entity Primary activity Legal domicile (state Total income End-of-year assets Direct controlling

or foreign country) entity

(1) BCMR Feeder-TE GP LLC Feeder fund DE 40,360 153,765 University of Notre Dame du Lac518 17th StreetSuite 1700Denver, CO 802024130

(2) Dynamo Brasil III LLC Investments DE 8,336,444 78,489,935 University of Notre Dame du LacCorporation Trust Center1209 Orange StWilmington, DE 19801

(3) ND Properties I LLC Rental real estate IN 15,435,000 0 University of Notre Dame du LacControllers Office731 Grace HallNotre Dame, IN 4655627-1677880

(4) NDI Gateway LLC Foreign educational IN 0 579,963 University of Notre Dame du Lac203 Main Building activitiesNotre Dame, IN 4665647-2320410

(5) Santa Fe Interests LLC Rental real estate DE 2,079,889 48,628,958 University of Notre Dame du LacControllers Office724 Grace HallNotre Dame, IN 4655620-3977995

ILQL= Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or morerelated tax-exempt ornanvations durinn the tax vear.

(a) (b) (c) (d ) ( e) (f) (g)Name, address, and EIN of related organization Primary activity Legal domicile (state Exempt Code section Public charity status Direct controlling Section 512(b)

or foreign country) (if section 501(c)(3)) entity (13) controlledentity?

Yes No

(1)Association of Notre Dame Clubs Inc Alumni association IN 501(c)(3) Type III-FI University of Notre Dame YesControllers Office du Lac731 Grace HallNotre Dame, IN 4655631-1050144

(2)Fundacion University of Notre Dame Chile Study abroad program CI 501(c)(3) University of Notre Dame YesAv Vicuna Mackenna 4860 du LacMacul Programas InternacionalesSantiagoCI

(3)The University of Notre Dame (USA) in England Study abroad program UK 501(c)(3) University of Notre Dame Yes1 Suffolk Street du LacLondon SW1Y4HGUK

(4)University of Notre Dame du Lac Gillen Foundation Research facility MI 501(c)(3) Type I University of Notre Dame YesControllers Office operations du Lac731 Grace hallNotre Dame, IN 4655623-7125378

(5)Voice of the Fighting Irish Inc Radio station IN 501(c)(3) Type I University of Notre Dame YesControllers Office du Lac731 Grace HallNotre Dame, IN 4655631-1135580

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 50135Y Schedule R (Form 990) 2016

Schedule R (Form 990) 2016 Page 2

Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it hadone or more related organizations treated as a partnership during the tax year.


(a)Name, address, and EIN of

related organization

(b)Primaryactivity

(c)Legal

domicile(state

orforeigncountry)

(d)Direct

controllingentity

(e)Predominant

income(related,unrelated,

excluded fromtax under

sections 512-514)

(f)Share of

total income

(g)Share of

end-of-yearassets

(h)Disproprtionateallocations?

(1)Code V-UBI

amount in box20 of

Schedule K-1(Form 1065)

(J)General ormanagingpartner?

(k)Percentageownership

Yes No Yes No

Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34because it had one or more related organizations treated as a corporation or trust during the tax year.

See Additional Data Table(a)

Name, address, and EIN ofrelated organization

(b)Primary activity

(c)Legal

domicile(state or foreign

(d)Direct controlling

entity

(e)Type of entity(C corp, S corp,

or trust)

(f)Share of total

income

(g)Share of end-of-

yearassets

(h)Percentageownership

(1)Section 512(b)(13) controlled

entity?country) Yes No

Schedule R (Form 990) 2016


Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note . Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule Yes No

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest, (ii)annuities, (iii) royalties, or(iv) rent from a controlled entity . la No

b Gift, grant, or capital contribution to related organization (s) . ib Yes

c Gift, grant, or capital contribution from related organization( s) . . . . . . . . . . . . . . . . . . lc No

d Loans or loan guarantees to or for related organization (s) id No

e Loans or loan guarantees by related organization( s) . . . . . . . . . . . le No

f Dividends from related organization( s) . . . . . . . . . . . . . . . . . . . . . . . . . . . if No

g Sale of assets to related organization( s) . . . . . . . . . . . . . . . . . . . . . . . . . . . ig No

h Purchase of assets from related organization( s) . . . . . . . . . . . . . . . . . . . . . lh No

i Exchange of assets with related organization( s) . . . . . . . . . . . . . . . . . . . . . . . . . . . Ii No

j Lease of facilities, equipment, or other assets to related organization( s) . . . . . . . . . . . . . . . . . . . . . Sj No

k Lease of facilities, equipment, or other assets from related organization( s) . . . . . . . . . . . . . . . . . . . . 1k No

I Performance of services or membership or fundraising solicitations for related organization (s) . . . . . . . . . . . . . . . . . . . 11 No

m Performance of services or membership or fundraising solicitations by related organization (s) . lm No

in Sharing of facilities, equipment, mailing lists, or other assets with related organization( s) . . . . . . . . . . In No

o Sharing of paid employees with related organization (s) . . . . . . . . . . . . . . . . . . . . . . . . . 10 No

p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . 1 1 P I I No

q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . Iq No

r Other transfer of cash or property to related organization(s) .

s Other transfer of cash or property from related organization(s) .

2 If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds

SPa Arlrlifinnal hats Tahla

(a)Name of related organization

(b)Transactiontype (a-s)

(c)Amount involved

(d)Method of determining amount involved



Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) thatwas not a related organization See instructions regarding exclusion for certain investment partnerships

(a)Name, address, and EIN of entity

(b)Primary activity

(c)Legal

domicile(state orforeigncountry)

(d)Predominant

income(related,unrelated,

excluded fromtax under

sections 512-

(e)Are all partners

section501(c)(3)

organizations?

(f)Share of

totalincome

(g)Share of

end-of-yearassets

(h)Disproprtionateallocations?

(1)Code V-UBI

amount in box20

of ScheduleK-1

(Form 1065)

(J)General ormanagingpartner?

(k)Percentageownership

514)Yes No Yes No Yes No


Schedule R (Form 990 ) 2016 Page 5


Provide additional information for responses to questions on Schedule R (see instructions)

arhPrinia 12 (Form oani'ime

Additional Data



EIN: 35-0868188


Form 990, Schedule R, Part III - Identification of Related Organizations Taxable as a Partnership

(c) (e) (h) (])

(a) (b) Legal (d) Predominant (f) (9) Disproprtionate (i)General

(k)Name, address, and EIN of Primary activity

DomicileSt t

DirectC t ll

ncome(related,Share of total Share of end-of-

tallocations Code V-UBI amount in

orMana in

Percentage

related organization( a e on ro ing income year asse s

Box 20 of Schedule K-1g g

P t 'ownership

or Entityy excluded from (Form 1065)

ar ner

Foreigntax under

Country)sections512-514)

Yes No Yes No

(1) Finance IN University of Excluded -14,381,166 0 No Yes 99 9 %IPND Leverage Lender LLC Notre Dame du

LacControllers Office724 Grace HallNotre Dame, IN 4655627-1678084

(1) Real estate DE GP Magna NYC Excluded 18,810,326 85,786,540 No No 79 39 %Magna NYC Co-Investment LP investment Co-Investment

LLC300 Centerville RoadSuite 300 EastWarwick, RI 0288626-1523052

(2) Direct energy DE Merit Partners Excluded -2,071,261 91,146,377 No No 99 %Merit Energy Partners VIII LP investments LP

13727 Noel RdSuite 1200Dallas, TX 7524075-2530212

(3) Feeder fund WA University of Excluded 331,308 3,103,504 No Yes 100 %Qiming II Investor Holdings Notre Dame duLLC Lac

350 106th Ave NEFirst FloorBellevue, WA 9800427-0464551

(4) Real estate DE Thor Palmer Excluded 390,229 41,892,035 No No 68 72 %Thor Palmer House Co- investment House Co-Investor LP Investor GP LLC

25 West 39th Street11th FloorNew York, NY 1001820-3283109

(5) Investments DE Bridgewater Excluded 6,791,587 114,899,901 No No 65 54 %Bridgewater Corporate Bond Associates LPFund LLC

One Glendenning PlaceWestport, CT 0688052-2317130

(6) NDFPR LP Investments DE BART Partners Excluded 1,193,834 97,818,343 No No 99 9 %VIII LLC

PO Box 194170San Francisco, CA94119417061-1769730

(7) Investments DE VMG Partners Unrelated -1,087,153 58,097,447 No -1,087,153 No 64 8 %

VMG Stone Brewing III GP LPCoinvestment LP

39 Mesa StreetSuite 310San Francisco, CA 9412981-2802402

(8) Adveq EEM I LP Investments UK Schroder Adveq Excluded 0 2,142,258 No No 99 %Management

50 Lothian Road Jersey LtdFestival SquareEndinburgh EH39WJUK

(9) Investments DE Level Equity Excluded 0 0 No No 95 %Level Equity Sub-Debt Co- ManagementInvestment I LLC

Two Grand Central Tower140 E 45th St 39th FloorNew York, NY 10017

Form 990 , Schedule R. Part IV - Identification of Related Organizations Taxable as a Corporation or Trust(a) (b) (c) (d) (e) (f) (g) (h) (i)

Name, address, and EIN of Primary activity Legal Direct controlling Type of entity Share of total Share of end-of-year Percentage Section 512related organization domicile entity (C corp, S corp, income assets ownership (b)(13)

(state or foreign or trust) controlledcountry) entity?

Yes No

(1) BCMR Feeder-TE LP Feeder fund CA University of Notre C Corporation 2,346,300 11,210,249 99 % Yes518 17th Street Dame du LacSuite 1700Denver, CO 8020298-0582629

(1) Bradley-DeBartolo Inc Real estate OH University of Notre C Corporation 0 0 100 % YesControllers Office owner/lessor Dame du Lac731 Grace HallNotre Dame, IN 4655634-1765932

(2) Kingdom Ridge Capital Fund Ltd Feeder fund CJ University of Notre C Corporation -3,381,969 108,687,051 95 03 % Yes81 Main Street Dame du LacSuite 209White Plains, NY 10601

(3) Sessa Capital (International) Ltd Investments CJ University of Notre C Corporation -1,686,632 66,151,719 46 45 % Yesc/o Intertrust Corp Svcs Cayman LTD Dame du Lac190 Elgin AveGeorge Town, Grand Cayman E9KYI9005CJ

(4) Sorin Management Ltd Investments MP University of Notre C Corporation 291,094 94,038,629 100 % Yesc/o Apex Fund Services Ltd 4th Fl Dame du LacRaffles Tower 19 Cyber CityEbeneMP

(5) TDR Capital II C Holdings LP Feeder fund UK University of Notre C Corporation -7,924 24,060,503 100 % Yes50 Lothian Rd Dame du LacFestival SquareEdinburgh EH39WJUK 98-0648852

(6) Tegean Offshore Fund Ltd Feeder fund CJ University of Notre C Corporation 2,357,781 107,114,337 82 06 % Yesc/o Tegean Capital Management LLC Dame du LacChrysler Building 405 Lexington AveNew York, NY 10174

(7) ND Renewable Energy Inc Finance IN University of Notre C Corporation 0 0 100 % Yes724 Grace Hall Dame du LacNotre Dame, IN 4655681-4675664

(8) Charitable remainder trusts (60) Split-interest trusts in IN University of Notre Trust Nowhich Notre Dame is Dame du Lactrustee and remainderbeneficiary

Form 990, Schedule R. Part V - Transactions With Related Organizations(a)

Name of related organization(b)

Transactiontype(a-s)

(c)Amount Involved (d)

Method of determining amount involved

(1) BCMR Feeder-TE LP S 3,995,630 Amount received

(1) Adveq EEM I LP B 4,012,038 Funding provided

(2) Bridgewater Corporate Bond Fund LLC B 1,595,908 Funding provided

(3) Bridgewater Corporate Bond Fund LLC S 46,319,527 Amount received

(4) NDFPR LP B 50,000,000 Funding provided

(5) Kingdom Ridge Capital Fund Ltd B 20,000,000 Funding provided

(6) Level Equity Sub-Debt Co-Investment I B 3,800,000 Funding provided

(7) Magna NYC Co-Investment LP S 1,390,074 Amount received

(8) Merit Energy Partners VIII LP B 33,660,000 Funding provided

(9) Merit Energy Partners VIII LP S 6,435,000 Amount received

(10) Qiming II Investor Holdings LLC S 544,382 Amount received

(11) Tegean Offshore Fund Ltd S 20,000,000 Amount received

(12) VMG Stone Brewing Coinvestment LP B 291,620 Funding provided

(13) Fundacion University of Notre Dame Chile B 393,751 Funding provided

(14) The University of Notre Dame (USA) in England B 3,290,244 Funding provided/expenses incurred

(15) The University of Notre Dame (USA) in England R 4,922,438 Remittance of revenues collected on behalf oforganization

(16) Charitable remainder trusts (2) S 1,437,023 Remainder interest received

(17) Sorin Management Ltd B 32,418,996 Funding provided

(18) University of Notre Dame Gillen Foundation B 675,109 Funding provided

(19) Voice of the Fighting Irish Inc B 85,196 Funding provided

(20) IPND Leverage Lender LLC S 124,539 Amount received

Return r f Or nni72tinn Exam t From IncomeTax 2016 · Final-I II/ -I n naLeu Numberand street (or P...

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