GURUPRAKASH GEmail: ag.guruprakash@hotmail.com Mobile: +91 9094661647

Objective:

To secure a challenging and responsible position in the field of Investment Banking, in which ambitions

and commitment to excellence are utilized to their fullest potential.

SUMMARY:

A management graduate with 4.3 Years of experience in Investment banking (Clearing & Settlement

Services, Custody and Reference Data maintenance) where I can leverage my knowledge to the benefit

of the organisation and will be able to grow along with the organization.

Professional Experience

Role: Senior Process Executive

Organization: Societe Generale GSC, Chennai.

Duration: July 2014 to Till Date

Project: Clearing & Settlement Services-Securities Banking Operations

Account opening and maintenance of Cash & Securities Accounts of Corporate and Funds for

Custody, Clearing & Settlement services.

Verification of Documents like Fund Prospectus, KYC, Registry Documents, MOA, FATCA.

Fund Creation, Structuring Funds (Mutual Funds and Unit Trust Funds, etc…) and Maintain the

static data for Funds.

Categorize Funds based on Risk Structure. (i.e.: AIFMD,UCIT)

Doing Ownership changing activities at the time of Merger & Acquisition and change of Fund

Manager.

Reporting activities related to Securities Management ( Sending Swift messages like MT 515 /

535…) & Cash Management (MT 940 / 950)

Create Standard Settlement Instructions for MT103, MT103/202 for cash transaction.

Custody services like linking of accounts for transfer of Cash, Interest rate & Fee Fixing,

Broadridge Subscription, Monitor & Block the accounts.

Reference data management like Name & Address modification, Final Beneficiary data

management, SWIFT BIC link, Forex SSI maintenance, etc…

Responsibilities:

Maintain SLA Trackers and closely monitoring if all SLA’s are met on time.

Maintain MIS of the team for Reporting Purpose.

Maintain Team Inbox & ensure all the mails are replied on time.

Handle client queries and providing prompt email & Telephonic response to them.

Communicate with the client to resolve the complex trades.

Update learning Tracker with new updates given by the clients.

Initiating Process Enhancements

Analyze & Identify the Top 3 challenges and find out action plan to overcome it.

Previous Experience - Organization: Wipro Ltd (Barclays Capital) Chennai.

Duration: February 2012 to July 2014

Project: Reference Data Management – Client Account & SSI

Create & Maintain Accounts for OTC Derivatives , Fixed Income & Equities

Creation, Maintenance and amendments of Standard Settlement Instructions to facilitate

trade for OTC Derivatives, Forex , Commodities, Fixed Income (Corporate bond & gov-

ernment bond), Treasuries, Equities & Collaterals.

Picking up SSI’s from OMGEO Alert and updating in the systems.

Have Knowledge in MT103, MT202/103, and MT202 formats of Payments.

Updating SSI’s for Coupon Payables and Dividend Claim.

System Maintenance and handling of Exceptional SSI’s.

Updating client static details in Bloomberg system

Maintenance of their accounts and have the responsibility to handle the confirmations

that should be sent out to the client.

Technical Knowledge

Excellent Knowledge on VBA & MS Excel

Create VBA enabled Spread Sheet for Checklist ,Quick Reference Guide & MIS reporting

Created VBA script for Bulk amendments / Checking of accounts that reduced the man-

ual work hours from 10 hours to 30 minutes.

Created VBA Script for Bulk agreement loader.

Created & Implemented Excel User form to obtain the Cash Instruction which reduced

the Errors considerably.

ACADEMIA

Master’s Degree – Finance

Sri Sairam Institute of Management Studies, Chennai

Master of Business Administration, June 2011 Major: Finance Minor: Marketing Overall CGPA: 7.8

Chartered Financial Analyst – Level 1- Pursuing

CFA Institute, US

Certification in Personal Financial Planning

Career Launcher & ICICI Prudential, Chennai

Bachelor’s Degree – Electronics & Communication

Arulmigu Kalasalingam College of Engineering, Srivilliputhur

Bachelor of Engineering, May 2009 Overall Percentage: 67

Higher Secondary Education

Kalaimagal Hr Sec School, Srivilliputhur, May 2004 Overall Percentage: 88

TRAINING PROGRAMMES

Presented a paper on “Investment in Indian Capital Market” at St. Joseph College of Engineering

and won First prize

Project &Training on Capital market trading (3 months) in Share khan Ltd

DECLARATION

I, Guruprakash G, do hereby confirm that the information given above is true to the best of my knowl-

edge. I will make it my earnest endeavor to discharge competently and carefully the duties you may

pleased to entrust with me.

Place: Chennai Signature

Date: _____________________________

(Guruprakash)