REPUBLIC OF TRINIDAD AND TOBAGO IN THE COURT OF APPEAL BETWEEN BARRY FRANCIS ROGER...
Transcript of REPUBLIC OF TRINIDAD AND TOBAGO IN THE COURT OF APPEAL BETWEEN BARRY FRANCIS ROGER...
Page 1 of 94
REPUBLIC OF TRINIDAD AND TOBAGO
IN THE COURT OF APPEAL
Criminal Appeals Nos. 5 & 6 of 2010
BETWEEN
BARRY FRANCIS
ROGER HINDS Appellants
AND
THE STATE Respondent
PANEL: I. ARCHIE, C.J.
P. WEEKES, J.A.
P. JAMADAR, J.A.
A. YORKE-SOO HON, J.A.
N. BEREAUX, J.A.
APPEARANCES: Mr. J. Singh, Mr. L. Lalla, Mr. K. Taklalsingh, Mr. D. Khan and Ms.
H. Shaikh for the First Appellant.
Ms. A. Francis for the Second Appellant.
Ms. D. Seetahal S.C. and Mr. G. Busby for the Respondent.
Ms. P. Elder S.C., Ms. S. Chote S. C., Mr. R. Persad, Ms. M. Solomon-
Baksh, Mr. J. Heath and Mr. R. Morgan for the Criminal Bar
Association.
DATE DELIVERED: 14th
February, 2014
Page 2 of 94
JUDGMENT
Joint Opinion of I. Archie, C.J. and P. Jamadar, J.A.
Introduction
1. This joint opinion is a minority opinion on the single issue of whether in determining
when legislation is inconsistent with the Trinidad and Tobago Constitution, a proportionality test
as suggested by Baroness Hale in Kenneth Suratt v Attorney General1 is an appropriate means
for resolving that issue – in the context of legislation passed by a simple majority and not
pursuant to section 13 of the Constitution, or for the purposes of the first stage analysis on a
section 13 challenge to the constitutionality of an Act (on the basis that though inconsistent and
rendered effective, it is not reasonably justifiable in a society that has a proper respect for the
rights and freedoms of the individual).
2. In concluding that such a test is not appropriate or constitutionally legitimate in Trinidad
and Tobago, we have advanced arguments based on socio-political and historical contexts, the
Constitution itself as text, comparative analysis, policy and precedent. We have placed value on
the wisdom and prescience of the framers of both the 1962 and 1976 Constitutions; they, in our
opinion, rightly anticipated the particular social, economic and political tensions and challenges
that would have faced a newly Independent Trinidad and Tobago, an emerging Republican State
and the dynamic twenty-first century young, developing society that is the multi-ethnic, multi-
religious and politically divided potpourri we know and experience as Trinidad and Tobago. In
particular, we recognise and honour that our Constitution is unique in the Caribbean and
purposefully so. It sets at the heart and centre of the divide between governmental intervention
and human endeavour, entrenched human rights provisions. It empowers the Judiciary with the
duty and responsibility to be the final arbiter of this tension and balance. In our opinion, our
Constitution elects and enacts a clear bias – a permissive preference for the upholding of the
1 [2007] UKPC 55, at paragraph 58.
Page 3 of 94
fundamental rights provisions (stated by deliberate choice in absolute and unfettered terms) and
clear, specific and concrete restraints on the power of the Executive or the Legislature to limit or
restrict those rights and freedoms. We are clear, that in Trinidad and Tobago Parliament is not
supreme, only the Constitution is supreme. Further, that the Constitution protects the
fundamental rights and freedoms by restricting Parliament’s power to encroach on then.
3. This protection of the rights and freedoms from Executive or Legislative encroachment is
provided for in the Constitution itself, by creating clear though subtle and finely balanced
processes that allow Executive or Legislative encroachment in only specified and limited
circumstances. In our opinion, the proportionality test suggested in Suratt constitutes a reading
into the Constitution of a ‘reasonably required’ general limitation of the fundamental rights and
freedoms, which is not in the text and was deliberately left out.
4. In any event, we see proportionality as more akin to reasonability, which is the standard
set in section 13 – reasonable justifiability. We do not agree, as Bereaux, J.A. seems to suggest,
that inconsistency is the standard under section 13. We are of the firm view that the standard is
reasonability. In our opinion, inconsistency with the Constitution simpliciter, is the trigger that
invokes section 13 and provided that its requirements are met, otherwise inconsistent legislation
is rendered effective. However, even inconsistent legislation that is rendered effective by section
13 must also be reasonably justifiable. Proportionality is therefore a useful tool in determining
reasonable justifiability for the purposes of the stage two section 13 analysis. It is consequently
inapt for determining inconsistency (the stage one analysis) in the context of section 13 of the
Trinidad and Tobago Constitution.
5. What, therefore, is ultimately at stake in the differences between our opinion and that of
the majority, is whether the power of Parliament and the Executive will be enlarged at the
expense of the protection of the fundamental rights and freedoms, or whether the protection of
the rights will be preserved and the power of Parliament and the Executive limited. In our
opinion the Constitution provides for the latter, which we uphold; whereas the opinion of the
majority permits (by way of judicial intervention) the former, which we repudiate.
Page 4 of 94
6. In our opinion, the non-negotiable constitutional values that the society has through
careful deliberation declared as fundamental, are protected from legislative encroachment unless
undertaken by specified means constitutionally provided and are therefore to be studiously
appreciated and followed.
7. This extraordinary five-member panel of the Court of Appeal was convened, in part, to
resolve these constitutionally important issues. Regrettably, we are divided, but nevertheless we
hope that this discourse will advance the dialogue on the issue and that it would be decisively
resolved in the near future.
8. We have had the benefit of reading the draft judgment of Bereaux, J.A. and we agree
with his reasoning and decisions, except where the contrary is indicated in this opinion. We
disagree with the suggestion that the issue we have identified is somehow irrelevant to the
determination of these appeals. In our opinion it is unavoidable, as the first stage analysis on a
section 13 challenge demands a determination of whether the provisions challenged are
inconsistent with the Constitution (see issue (c) in paragraph 9 below). We also disagree that the
jurisprudence in Hinds v R or in Thornhill v Attorney General is irrelevant to the issue at
hand. Distinguishing these cases on narrow legalistic grounds, overlooks the fact that in these
early constitutional cases, the highest courts of the Caribbean nations grasped the opportunity to
examine and carefully explain, the meanings and effects of key interlocking provisions in
Caribbean Constitutions. This jurisprudence is of real value and a treasure-house of
understanding and insights, not to be superficially passed over.
9. The general issues raised in these appeals may be condensed into five core issues:
(a) Whether the conjoint effect of sections 5(5)2 and 61
3 of the Dangerous Drugs Act
4
creates a mandatory minimum sentence for the offences of “trafficking in a
2 Section 5(5) of the Dangerous Drugs Act states: Subject to subsection (7), a person who commits the offence of
trafficking in a dangerous drug or of being in possession of a dangerous drug for the purpose of trafficking is liable
upon conviction on indictment to a fine of one hundred thousand dollars or, where there is evidence of the street
value of the dangerous drug, three times the street value of the dangerous drug, whichever is greater, and to
imprisonment for a term of twenty-five years to life.
Page 5 of 94
dangerous drug or of being in possession of a dangerous drug for the purpose of
trafficking”, of a fine of $100,000.00 and a term of imprisonment for 25 years.5
(b) If sections 5(5) and 61 of the Dangerous Drugs Act create a mandatory minimum
sentence as stated, whether such a sentence violates the doctrine of the separation
of powers.
(c) If sections 5(5) and 61 of the Dangerous Drugs Act create a mandatory minimum
sentence as stated, whether such a sentence is inconsistent6 with the
constitutionally entrenched fundamental rights and freedoms declared and
protected in sections 4 and 5 of the Constitution of the Republic of Trinidad and
Tobago.7
3 Section 61 of the Dangerous Drugs Act states: The provisions of section 68(2) and (3) of the Interpretation Act
shall apply only to the penalties prescribed for possession of dangerous drugs under this Act.
Section 68 of the Interpretation Act states:
(1) Where a punishment is provided by a written law for an offence against the written law, the provision
indicates that the offence is punishable by a punishment not exceeding that provided.
(2) Where in any Act or statutory instrument provision is made for any minimum penalty or fine, or for any fixed
penalty or fine, as a punishment for a criminal offence, such Act or statutory instrument shall have effect as
though no such minimum penalty or fine had been provided, or as though the fixed penalty or fine was the
maximum penalty or fine, as the case may be.
(3) Where in any written law more than one penalty linked by the word “and” is prescribed for an offence, this
shall be construed to mean that the penalties may be imposed alternatively or cumulatively. 4 Chap. 11:25, Laws of Trinidad and Tobago.
5 Note: By virtue of section 18 (1) of the Dangerous Drug Act, an additional aspect of a sentence for these offences
is the stipulation, that in default of the payment of the fine of $100,000.00 the convicted person shall be imprisoned
“for a period of fifteen years … which period shall commence at the end of the term of imprisonment imposed by
the court.” 6 See sections 2, 5 and 14 of the Constitution.
7 The rights and freedoms allegedly contravened are those provided for at sections 4(a) and (b) and 5(2)(a), (b) and
(e) of the Constitution, as follows:
4. It is hereby recognised and declared that in Trinidad and Tobago there have existed and shall continue to exist,
without discrimination by reason of race, origin, colour, religion or sex, the following fundamental human rights and
freedoms, namely:
(a) the right of the individual to life, liberty, security of the person and enjoyment of property and the right not
to be deprived thereof except by due process of law;
(b) the right of the individual to equality before the law and the protection of the law.
5 (2) Without prejudice to subsection (1), but subject to this Chapter and to section 54, Parliament may not—
(a) authorise or effect the arbitrary detention, imprisonment or exile of any person;
(b) impose or authorise the imposition of cruel and unusual treatment or punishment;
(e) deprive a person of the right to a fair hearing in accordance with the principles of fundamental justice for
the determination of his rights and obligations.
Page 6 of 94
(d) If the mandatory minimum sentence as indicated is inconsistent with any of the
fundamental rights and freedoms stated, whether sections 5(5) and 61 of the
Dangerous Drugs Act are effective notwithstanding, it not having been
demonstrated (by the appellants) that those inconsistencies are not reasonably
justifiable in a society that has a proper respect for the rights and freedoms of the
individual (the Dangerous Drugs Act having been expressly declared to have been
passed though inconsistent with sections 4 and 5 and pursuant to section 13 of the
Constitution).8
(e) If the mandatory minimum sentence as stated is held to be inconsistent with
sections 4 and 5 of the Constitution and not to be reasonably justifiable as
provided for by section 13 of the Constitution, what is the appropriate relief to be
granted.
10. This opinion proposes to address only issues (c) and (d) above and to do so in a limited
way. As explained, these are both important constitutional issues, which have created concern
and division amongst members of the Judiciary.9
11. On issue (a), we agree with Bereaux, J.A. for the reasons given, that there is no ambiguity
in section 5(5) of the Dangerous Drugs Act. From the plain language of the text, read in the
context of the entire Act and against the background of its legislative history, Parliament
intended to establish mandatory minimum sentences for the subject offences as stated above.
12. On issue (b), we also agree with Bereaux, J.A. for the reasons given, that there is no
violation of the doctrine of the separation of powers in this case. The imposition on the Judiciary
8 See section 13 of the Constitution and the Preamble to the Dangerous Drugs Act.
9 See for example, the different views expressed by Mendonca, J.A. and Kangaloo, J.A. (in Civ. App. No. 185 of
2010, Ferguson v Attorney General) to reconciling the seemingly divergent approaches taken by the Privy Council
to the test for determining whether ordinary legislation is constitutional, in Hinds v R [1977] AC 195, per Lord
Diplock and in Suratt v Attorney General, PCA NO. 84 0f 2006, per Baroness Hale; and see also the specific
reservation expressed by Jamadar, J.A. in Civ. App. No. 140 of 2008, Ishmael v Attorney General, at paragraphs
72 to 75; and to a lesser extent the comments of Bereaux, J.A. at paragraphs 36, 41 and 42.
Page 7 of 94
of a mandatory minimum sentence for certain criminal offences is not in and of itself a violation
of the separation of powers that the Constitution condemns or censures.
13. In relation to the Gun Court Act, 1974 and the establishment of “The Gun Court” in
Jamaica, Lord Diplock, in Hinds v R, stated:10
“In the field of punishment for criminal offences, the application of the basis
principle of separation of legislative, executive and judicial powers that is
implicit in a constitution on the Westminster model makes it necessary to
consider how the power to determine the length and character of a sentence
which imposes restrictions on the personal liberty of the offender is distributed
under these three heads of power. The power conferred upon the Parliament to
make laws for the peace, order and good government of Jamaica enables it not
only to define what conduct shall constitute a criminal offence but also to
prescribe the punishment to be inflicted on those persons who have been found
guilty of that conduct by an independent and impartial court established by law:
see Constitution, Chapter III, section 20 (1) . The carrying out of the punishment
where it involves a deprivation of personal liberty is a function of the executive
power; and, subject to any restrictions imposed by a law, it lies within the power
of the executive to regulate the conditions under which the punishment is carried
out. In the exercise of its legislative power, Parliament may, if it thinks fit,
prescribe a fixed punishment to be inflicted upon all offenders found guilty of the
defined offence - as, for example, capital punishment for the crime of murder.
Or it may prescribe a range of punishments up to a maximum in severity, either
with or, as is more common, without a minimum, leaving it to the court by which
the individual is tried to determine what punishment falling within the range
prescribed by Parliament is appropriate in the particular circumstances of his
case.
Thus Parliament, in the exercise of its legislative power, may make a law
imposing limits upon the discretion of the judges who preside over the courts by
10
Hinds v R [1977] AC 195, at pages 225 – 226.
Page 8 of 94
whom offences against that law are tried to inflict on an individual offender a
custodial sentence the length of which reflects the judge's own assessment of the
gravity of the offender's conduct in the particular circumstance of his case. What
Parliament cannot do, consistently with the separation of powers, is to transfer
from the judiciary to any executive body whose members are not appointed
under Chapter VII of the Constitution, a discretion to determine the severity of
the punishment to be inflicted upon an individual member of a class of offenders.
In this connection their Lordships would not seek to improve on what was said
by the Supreme Court of Ireland in Deaton v. Attorney-General and the Revenue
Commissioners [1963] I.R. 170, 182-183, a case which concerned a law in
which the choice of alternative penalties was left to the executive.
"There is a clear distinction between the prescription of a fixed penalty and the
selection of a penalty for a particular case. The prescription of a fixed penalty is
the statement of a general rule, which is one of the characteristics of legislation;
this is wholly different from the selection of a penalty to be imposed in a
particular case.... The legislature does not prescribe the penalty to be imposed
in an individual citizen's case; it states the general rule, and the application of
that rule is for the courts... the selection of punishment is an integral part of the
administration of justice and, as such, cannot be committed to the hands of the
executive..." This was said in relation to the Constitution of the Irish Republic,
which is also based upon the separation of powers. In their Lordships' view it
applies with even greater force to constitutions on the Westminster model.”
To our minds this statement of Lord Diplock is a complete answer to this issue and we adopt it
accordingly.
14. On issue (e) as to the appropriate relief to be granted in these appeals, we share the view
that the most effective and just remedy, balancing the competing public and private interests that
Page 9 of 94
collide in these cases, is to declare section 61 of the Dangerous Drugs Act inconsistent with the
Constitution and to that extent void and of no effect.11
The consequence of this declaration is the
reinstatement in its entirety of section 68 of the Interpretation Act and of the discretion conferred
on judges to determine the appropriate sentence for all offences created by the Dangerous Drugs
Act.
15. In substituting an appropriate sentence, a court cannot disregard Parliament’s clear
intention. The intended minimum sentence of a fine of one hundred thousand dollars and
twenty-five years imprisonment (including the default provision) must therefore be taken into
account in any penalty to be meted out. In doing so however, a court cannot be fettered in its
discretion to apply the law appropriately to the facts and circumstances of the individual cases
coming before it. This consideration is rooted in due process, fundamental fairness and justice.
An accused must be punished for the crime s/he has been found to commit. But not only must
his or her guilt be fairly considered, his or her punishment must also fairly reflect the facts and
circumstances of the case, including any special considerations that may apply.
16. On January 31st 2014 we directed that written submissions be filed on this issue on or
before the 7th
February, 2014. We reconvened on the 14th
February, 2014 to deliver our full
written judgments. An executive summary of this Court’s decision was given on the 31st
January, 2014 with those directions.12
We agree with the sentences imposed for the reasons
given, together with the guidelines stated, in the majority judgment. These terms are the joint
opinion of all five members of this panel.
Issues (c) and (d)
17. This appeal ultimately raises the core issue as to whether section 5(5) of the Dangerous
Drugs Act, having been passed pursuant to section 13 of the Constitution, is reasonably
justifiable in a society that has a proper respect for the rights and freedoms of the individual (a
11
See sections 2, 5 and 14 of the Constitution. 12
A copy is appended to this judgment.
Page 10 of 94
democratic society).13
However, a court is duty bound in undertaking a section 13 analysis to
first ascertain whether the impugned sections of any legislation are indeed inconsistent with the
Constitution. That is to say, even though the express declaration made by Parliament states that
the act “shall have effect even though inconsistent with sections 4 and 5 of the Constitution”,14
there is no presumption of inconsistency when a court has to undertake the determination of
reasonable justifiability pursuant to section 13. It is for the court and not for Parliament to
decide whether laws enacted pursuant to section 13 are in fact inconsistent with any of the
provisions of sections 4 and 5 of the Constitution. The onus is on the person challenging the
constitutionality of the legislation to prove both inconsistency with sections 4 and 5 of the
constitution and the lack of reasonable justification for its impugned provisions.15
18. We ultimately agree with the conclusions of Bereaux, J.A. as to why section 5(5) of the
Dangerous Drugs Act is inconsistent with sections 4(a) and (b) and 5(2) (a), (b) and (e) of the
Constitution and also as to why sections 5(5) and 61 of the Dangerous Drugs Act are not
reasonably justifiable pursuant to section 13 of the Constitution. In relation to inconsistency, we
note that in the 1961 Narcotic Control Ordinance (existing law in relation to the 1962 and 1976
13
See Jamadar, J. in H.C.A. 733 of 2002, Northern Construction v Attorney General, at pages 37 and 38, where
it is opined that the phrases ‘a society that has a proper respect for the rights and freedoms of the individual’ and ‘a
democratic society’, as contained respectively in the Trinidad and Tobago proviso to section 13 of the Constitution
and in the provisos of other jurisdictions’ Constitutions, do not create any significant difference, as a democratic
society is one that has a proper respect for the rights and freedoms of individuals. If anything, the proviso in
Trinidad and Tobago focuses the inquiry to be undertaken by the court in a section 13 analysis on how and
according to what criteria reasonable justification is to be determined. It is arguable that Lord Templeman in
Morgan v Attorney General [1987] 36 W.I.R. 396 at 398 c to e, also assumed this to be so. 14
See the Preamble to the Dangerous Drugs Act. 15
See the approach taken in the Privy Council by Lord Templeman in Morgan v Attorney General [1987] 36
W.I.R. 396 at page 397 e, where the analysis included the acknowledgement that: “The Act interferes with the right
of the landlord to the enjoyment of property …”. See also the approach of the Court of Appeal, where all three
judges (Kelsick, C.J., Hassanali, J.A. and Braithwaithe, J.A.) approached the analysis by presuming the
constitutionality and efficacy of the act and opining that the onus was on the one seeking to impugn it to show not
only that it was inconsistent with sections 4 and 5 of the Constitution, but also that it was not reasonably justifiable.
See in particular Hassanali, J.A. at page 3: “The heavy burden of showing the Act ‘not to be reasonably justifiable
…’ clearly rests on the respondent. And it is manifest that no inconsistency (whatever its nature or gravity) with
section 4 or section 5 of the Constitution is by itself conclusive against the validity of the Act”. And Braithwaite,
J.A. at page 14: “ … there is a constitutional assumption that the act is an effectual statute; (and) …the onus to rebut
that assumption is on the person seeking to impugn the act, and he cannot do so until he has satisfied the
requirement mentioned in section 13 (1) of the Constitution. To put it another way, it is not enough merely to allege
or prove that his or other persons rights have been infringed by the act, he must also satisfy that requirement”. This
was a case from Trinidad and Tobago in which legislation involving rent restriction passed pursuant to section 13 of
the Constitution was challenged as not being reasonably justifiable.
Page 11 of 94
Constitutions), as also in its subsequent amendments by virtue of Act No. 37 of 1985 and even in
its (repeal and replacement) successor legislation, Act No. 38 of 1991,16
or the amendments to it
by Act No. 27 of 1994, section 68 of the Interpretation Act remained applicable. We note
further, that it was only by virtue of Act No. 44 of 2000, by section 61, that section 68(2) and (3)
of the Interpretation Act was rendered inapplicable in relation to section 5(5) of the Dangerous
Drugs Act; and that section 68(1) and (2) of the Interpretation Act was first enacted as the law in
Trinidad and Tobago in 1962 (section 39(1) and (2) of the Interpretation Act, No. 2 of 1962).17
Section 68(1) and (2) of the Interpretation Act and the judicial discretion provided for is
therefore also existing law in relation to the 1962 and 1976 Constitutions.
19. For these reasons, section 61 of the Dangerous Drugs Act is not existing law for the
purposes of section 6 of the Constitution. It is in this context that we find the conjoint effects of
sections 5(5) and 61 of the Dangerous Drugs Act inconsistent with the sections 4 and 5 rights
and freedoms stated and agree with the conclusions of Bereaux, J.A. on this point. That is to say,
the inconsistencies with due process (section 4(a)) and with the protection of the law (section
4(b)), and with section 5(2)(a) – prohibition against arbitrary detention or imprisonment, 5(2)(b)
– prohibition against cruel and unusual punishment, and 5(2)(e) – prohibition against the
deprivation of a fair hearing and of fundamental justice, in the context of section 5(5) of the
Dangerous Drugs Act, are the direct consequence of the enactment and effects of section 61 of
the Dangerous Drugs Act on the judicial discretion in relation to sentencing.
20. The appellants were deprived of their liberty without due process. Section 61 of the
Dangerous Drugs Act compels a judge to impose the mandatory minimum sentence prescribed
by section 5(5), without the exercise of a judicial discretion which existed at common law and
was statutorily recognized by section 68 of the Interpretation Act and so formed part of the due
process rights that the appellants were entitled to.
16
The Dangerous Drugs Act. 17
Section 68(3) of the Interpretation Act was introduced by Act No. 45 of 1979, and assented to and brought into
force on the 24th
December, 1979.
Page 12 of 94
21. The appellants were also deprived of the protection of the law. Section 61 of the
Dangerous Drug Act deprived the appellants of the protection afforded them by virtue of section
68(2) and (3) of the Interpretation Act.
22. The rights to due process and the protection of the law were also limited and restricted,
because the consequence of section 61 of the Dangerous Drugs Act, is to compel a judge to
impose a sentence that may in all the circumstances surrounding the commission of the offence,
including the particular circumstances of the accused and any other special circumstances,
amount to a punishment that is grossly disproportionate and inordinately excessive. It is also
arbitrary, because there is not always a fair and reasonable relationship between the
circumstances of the crime and the punishment.
23. It follows from the above that the conjoint effects of sections 5(5) and 61 of the
Dangerous Drugs Act, are to create a further inconsistency with section 5(2)(a) and (b), which
prohibits legislation which authorizes or imposes arbitrary detention or imprisonment, or cruel
and unusual punishment. In Aubeeluck v The State of Mauritius,18
the Privy Council held that
a punishment is inhuman or degrading if it is grossly disproportionate to what the offender
deserves. The consequences on some accused persons of the imposition of the mandatory
minimum sentence in section 5(5) without the mitigating benefits of section 68(2) and (3) of the
Interpretation Act (as aptly demonstrated by Bereaux, J.A.), which is rendered inoperable by
section 61 of the Dangerous Drugs Act, makes those sections inconsistent with the Constitution.
24. Finally, and for the explanations given above, the conjoint effects of sections 5(5) and 61
of the Dangerous Drugs Act, create an inconsistency with section 5(2)(e), which prohibits
depriving an accused of a fair hearing and fundamental justice. In Thomas v Baptiste,19
Lord
Millett explained that due process includes and involves “the concept of the rule of law itself and
the universally accepted standards of justice observed by civilized nations which observe the rule
of law”. It is universally accepted in civilized nations, that in the sentencing process
18
[2010] UKPC 13, per Lord Clarke, at paragraph 32 (quoting Lord Bingham in Hughes v The Queen, unreported,
2nd
April, 2001 who quoted Lamar J in R v Smith (Edward Dewey) [1987 1 SCR 1045 at page 1073). 19
(1999) 54 W.I.R. 387, at 433 (b)
Page 13 of 94
fundamental justice demands that the punishment should fit the crime. Sentencing is part of the
trial process. The effects of these sections of the Dangerous Drugs Act are therefore inconsistent
with the accepted standards of justice that are recognized in Trinidad and Tobago as a
democratic nation.
25. However, our primary concerns surround the approach to be taken and the tests to be
applied by the courts in determining, in the first place, whether legislation is inconsistent with
the Constitution and in the second place, whether legislation is not reasonably justifiable in a
society which has a proper respect for the rights and freedoms of the individual, and in particular,
whether the tests for determining both of these issues are or should be similar or the same. In
this regard there are differences between our views and those of Bereaux, J.A. .
Deference to Local Opinion
26. Throughout this opinion we have dedicated much attention to local opinions and
authorities. This is for two primary reasons. First, as a matter of policy, we believe that as a
‘sovereign democratic State’,20
we the people of Trinidad and Tobago, cognizant of our similar
histories, experiences and understandings, must determine for ourselves what our constitutional
instruments mean and how they are to be applied and to do so within the context of the accepted
minimum international standards to which we have acceded in international treaties. If
sovereignty is to have any real meaning and value, then in the area of constitutional law it must
find full expression. This must be so, especially where the constitutional instrument is largely
the work and witness of a people.
27. Second, as a matter of precedent, the Privy Council itself has recognized the value in and
virtue of local interpretative opinion. Lord Bingham in Kenneth Suratt v Attorney General,21
stated:
“To the extent that the answer to the present problem is doubtful, weight should
be given to the judgment of the Trinidad and Tobago courts. A judge sitting in a
20
Section 1(1) of the Constitution. 21
Kenneth Suratt v Attorney General [2007] UKPC 55, at paragraph 28, per Lord Bingham.
Page 14 of 94
local constitutional environment, in which he has grown up and with which he is
familiar, is likely to have a surer sense of what falls within the purview of the
Constitution and what falls beyond than a court sitting many miles away. For
this reason alone, in the absence of manifest error, the board should be slow to
disturb the unanimous conclusion of the local courts on a question of this kind,
involving as it does a question of judgment and degree.”
We endorse this statement and say further, that this deference ought not to be limited only to
unanimous or even majority conclusions. Due deference should be paid to the entire corpus of
indigenous Caribbean jurisprudence, including extra judicial writings and academic analysis and
commentaries.
The Socio-Political Context of the 1962 and 1976 Constitutions
28. The socio-political climate at the time of Independence and surrounding the preparation,
discussions and final agreements on the 1962 Independence Constitution was fraught with
anxiety, suspicion and fear. 22
The political, ideological, ethnic, religious and cultural suspicions
and divides in the society, were apparent at the 1962 Queen’s Hall meeting to discuss the PNM
Government’s proposed draft Independence Constitution and were also reflected in the concerns
expressed in submissions made.
29. Mr. Clarke who was the Constitutional Advisor to the Cabinet in 1962 and who was
mandated with the task of both drafting the proposed 1962 Constitution and presenting it to
Queen’s Hall meeting,23
captured these sentiments when at the end of the meeting he said:24
22
From the late 1950’s to the early 1970’s the two major political parties were the PNM and the DLP. Their core
support was divided along ethnic and religious lines. In fact, in 1958 the DLP had defeated the PNM in the Federal
Elections of that year, winning six of the ten seats in the Federal Parliament. This DLP victory was seen as a major
threat to PNM power and in 1961 the PNM introduced in Parliament the Representation of the People Act, which
inter alia, introduced voting machines (instead of ballot box) and altered the way constituencies were laid out. The
DLP viewed this as an attempt to disenfranchise its supporters. Accusations of rigged voting machines and of
gerrymandering constituency boundaries were rampant. Suspicion was pervasive in the political arena. 23
Mr. Clarke later became Sir Ellis Clarke and was also instrumental in preparing the 1976 Republican Constitution
and was the first President of the Republic. He was considered nationally by many as the ‘constitutional father of
the Nation’.
Page 15 of 94
“Are there any special circumstances in Trinidad and Tobago that make us
apprehensive? Can we say honestly and truly that we are not afraid of the
present Government, and that we are not afraid of any particular body of
persons but merely that something may happen that may give rise to the things
that we fear and bring about a change of circumstances. Is it not true of every
country in this world? Why then are we so concerned with the possible danger?
I can’t help feeling that we are, as one commentator said in quite a different
context, that the citizen of Trinidad and Tobago is a little timid.”
30. Indeed, at the Marlborough House Conference on Independence for Trinidad and Tobago
(in England), which ended on Friday 8th
June, 1962, the entire independence project was almost
scuttled. This was because the opposition delegation threatened to walk out, based on
disagreements about the constitution proposed for Trinidad and Tobago. The main objections
were to the process for appointment of senators and to the makeup of the Senate, and also in
relation to a requirement for consultation between the Prime Minister and the Leader of the
Opposition on all matters of national concern, including appointments to important national
offices. These two opposition concerns were eventually satisfactorily addressed and agreement
reached to proceed to Independence.
31. The socio-political climate leading up to the 1976 Republican Constitution was no less
divisive or anxious. Indeed, one may say that it is this pre-1976 climate that triggered the 1971
Wooding Constitution Commission and the enactment of the 1976 Constitution.
32. In the late 1960’s and early 1970’s there was rampant social unrest in Trinidad and
Tobago. From 1968 to 1970 Trinidad and Tobago witnessed the Black Power Revolution, a
violent army mutiny, the declaration of a state of emergency, attempts to abridge human rights
through the introduction of the infamous Public Order Act (which was withdrawn in the face of
vociferous public protests), and a widespread popular ‘no-vote’ campaign led by an opposition
24
Verbatim Notes of the Proceedings of Meeting on Draft Constitution on held at Queen’s Hall, Port of Spain, 25 to
27th
April, 1962, at page 93.
Page 16 of 94
coalition (ACDC – DLP), which resulted in the PNM winning all seats in Parliament and
forming Government in 1971 with minority popular support. One of the consequences of that
boycott was the reintroduction of ballot boxes – in part because of a campaign against the voting
machines, led by the provocative slogan ‘ballots or bullets’. This was a most anxious phase in
the history of post-Independent Trinidad and Tobago.
33. As a consequence, in June 1971, a constitution commission was appointed under the
chairmanship of Sir Hugh Wooding T.C., Q.C.25
and included Justice Telford Georges26
(deputy
chairman) and Mr. Michael de la Bastide.27
The Wooding Commission submitted its report in
January 1974, but it never saw the light of day. This was largely because, the then Prime
Minister, Dr. Eric Williams was totally against the Wooding Commission’s proposals on
proportional representation. Williams’ and the governing PNM’s response was to appoint Sir
Ellis Clarke to draft a ‘new’ constitution for Trinidad and Tobago. The 1976 Constitution was
the fruit of that endeavour.
34. These contexts, well known and understood by local judges, inform one’s appreciation
and even interpretation of the constitutional text. Our 1962 and 1976 Constitutions are both
products of socio-political context.
Historical and Textual Perspectives
35. From the outside looking in, as is especially inevitable for a former colonial power in
relation to its colonies, commonwealth Caribbean constitutions understandably all seem very
similar. Indeed, they are in many respects similar. Yet from the inside (looking out), the
experience is somewhat different. What may appear to be minor differences have significant
interpretative focus and force, based on the experiences and discourses which led to the
institution of these subtle differences. There is however recognition of trends and similarities, of
the reality that in relation to Caribbean territories:
25
Who would subsequently become Chief Justice of Trinidad and Tobago. 26
Who would subsequently become Justice of Appeal Georges, Privy Councillor and Chief Justice of Tanzania,
Zimbabwe and of the Bahamas. 27
Who would subsequently become Queen’s Counsel, Chief Justice of Trinidad and Tobago, Privy Councillor and
President of the Caribbean Court of Justice.
Page 17 of 94
“The many constitutions that have been drawn up in recent years and accepted
by territories on their becoming independent were, it cannot be doubted, the
product of prolonged and detailed consideration. Though they differ in some
respects, in the main they follow what our noble and learned friend Lord
Diplock has felicitously called "the Westminster model."28
36. However, this ‘lumping together’ with sometimes seeming disregard for difference, can
be experienced subjectively as disrespect for the exhaustive and purposeful effort involved in
achieving democratic sovereignty. The colonial history and experience of slavery and
indentureship, where humans, now the citizens of independent sovereign states, were treated as
‘hordes’ and ‘commodities’ and so dehumanized, is not such an ancient memory in the collective
consciousness of Caribbean peoples. It makes them ever vigilant and ever suspicious of
persistent patterns of ‘colonialism’. We need often to remind ourselves, as Kangaloo, J.A.
pointed out in Ferguson’s case: “... it must be borne in mind that our Constitution, like the
common law ... has been shaped by the collective experience of our society ...”.29
37. If one were to peruse the ‘Verbatim Notes’ of the meetings convened in April 1962 to
discuss the draft Independence Constitution, held at the Queen’s Hall in Port of Spain, Trinidad,
one would see the concern for and the debate over detail. Details, which in the final analysis
may seem to make little difference from the outside looking in, but that mattered a lot to those on
the inside, to us as a people.
38. Some examples may assist as are relevant to the issues at hand. Mr. Ellis Clarke
introduced the discussion on the proposed human rights provisions chapter in the draft 1962
Constitution, as follows:
28
Per Viscount Dilhorne and Lord Fraser in Hinds v R, at page 233. Note also the late Professor Carnegie’s well
known comment, that the description “Westminster model’ is useful for “psychological comfort” and merely poetic
– “… when we speak of our Westminster model Constitutions, we are not being lawyers or even political scientist.
We are at best being poets”. (In Floreat the Westminster Model? A Commonwealth Caribbean Perspective; [1996]
CLR Vol. 6, pages 1 – 12, at page 12. 29
Civ. App. No. 185 of 2010, at paragraph 1.
Page 18 of 94
“Mr. Chairman, Ladies and Gentlemen. I believe this is perhaps the most
controversial chapter in the Constitution. Perhaps that is not surprising. The
subject of fundamental rights and the freedom of the individual is a
comparatively new one to British jurisprudence and I believe that we are still
here, expecting to follow the system of British jurisprudence. First of all, in
order that everyone should understand the significance of this chapter may I say
what to many of you who are lawyers or thoroughly versed in this particular
subject will already know. That is, that in dealing with the question of human
rights we are proceeding again on a certain accepted basis. And that basis is
that in the system of law with which we are familiar the supremacy of
Parliament is accepted. That is to say, power resides in the Legislature to make
any law it thinks fit. And the courts are not empowered to declare an Act of
Parliament invalid because that act is unreasonable or unjust or manifestly
erroneous or oppressive or anything else. That is the system that exists today.
That is the system in the United Kingdom. That is what we might term the
‘Westminster pattern’.”30
“So that we begin with this, that at the moment in Trinidad and Tobago, with
full internal self-government there is no law that the Legislature may not pass.
If we delete Chapter II from the Constitution, we retain that position. Therefore,
anything that is in Chapter II, however unsavoury it may be, however
unpalatable it may be, does not confer one iota of power on the Legislature. I
do wish to make that clear to those of you who are not lawyers.”31
“So if Chapter II achieves anything, it achieves a limitation, a restriction on the
power of Parliament. ... Having said that, let me now point out why it is
necessary to have, if one adopts this idea of fundamental rights and freedoms,
30
Verbatim Notes of the Proceedings of Meeting on Draft Constitution held at Queen’s Hall, Port of Spain, 25th to
27th
April, 1962, at page 43. 31
Verbatim Notes of the Proceedings of Meeting on Draft Constitution held at Queen’s Hall, Port of Spain, 25th to
27th
April, 1962, at page 43.
Page 19 of 94
this type of provision. There are certain rights, certain freedoms, which, at least
in what are commonly termed “democratic countries”, we all regard as of the
greatest importance. That is to say rights that ought not lightly to be disturbed,
or for that matter, disturbed at all except there are very grave reasons for doing
so. On the other hand it is impossible to sit down and forecast exactly all the
circumstances which may possibly arise in the next, say, 50 years and which
may require legislation of one sort or another that would either in fact infringe
these rights or appear to do so. And therefore when one is drafting these rights
one attempts to set out the rights that are generally recognised as being rights of
paramount importance. But equally the draftsman, if he is prudent, has to guard
against the possibility that in certain circumstances, Parliament should be free
to legislate notwithstanding these rights and notwithstanding the effects of such
legislation may have upon these rights.”32
“Now while it is easy to say, comparatively easy that is, what these rights are, it
is not easy, by any means, to say with equal precision or accuracy what are the
circumstances in which Parliament ought to be empowered to infringe these
rights and particularly to say to precisely what extent Parliament ought to be
allowed to infringe these rights. So that because of this difficulty one finds that
the exceptions to these rights tend to be comprehensive in their nature and their
scope and tend to be imprecise in their statement in a Constitution.”33
39. We note the recognition and acknowledgment that provision had to be made in the
Constitution, to describe with precision, the extent to which Parliament can be permitted to
infringe the fundamental rights once they were declared as such. Underlying this recognition is
the clear acceptance that the declaration of fundamental rights and freedoms in the Constitution,
placed them at the heart and centre of the constitutional balance struck between government
32
Verbatim Notes of the Proceedings of Meeting on Draft Constitution held at Queen’s Hall, Port of Spain, 25th
to
27th
April, 1962, at page 44. 33
Verbatim Notes of the Proceedings of Meeting on Draft Constitution held at Queen’s Hall, Port of Spain, 25th to
27th
April, 1962, at page 44.
Page 20 of 94
action (Executive and Legislative) and human endeavour. The Judiciary, as the third arm of the
State, was empowered and entrusted to maintain that balance and given the constitutional duty
and power to be the final arbiter in relation to it.
40. Addressing the proviso to what would become section 5(1) in the 1962 Constitution and
what is now section 13 of the 1976 Constitution, the discussion led by Mr. Clarke in 1962 was as
follows:
“Then there is Section 18 and there have been certain remarks about Section 18.
It has been felt that this - I won’t go into, but let me mention this once and not
say it again, it has been said that there is an exception.
“except so far as that provision or, as the case may be, the thing done
under the authority thereof is shown to be reasonably justifiable in a
democratic society”.
Words, words, and more words, meaning cannot be found. That has been the
substance of the criticisms. I am told any society may call itself a democratic
society and so on. Well, again, do understand that this is a draft put forward for
your comments, your bona fide comments, they are not resented, they are
welcome. If you think the words “in a democratic society” do not help let us
delete them but let us give you an opportunity of at least having what other
places have. If you think that the words “reasonably justifiable” are enough
and that you don’t need the words “in a democratic society” that they don’t
mean anything, I am quite willing to have them struck out.”34
41. What is immediately noteworthy is the degree of detail in the discussions about the
wording of the proviso. Indeed, what subsequently appeared in the 1962 Constitution and was
continued in the 1976 Constitution, did not contain the words “in a democratic society”, but the
words “in a society that has a proper respect for the rights and freedoms of the individual”. Why
were these latter words chosen and not the former? Also note that the proposed draft stated the
34
Verbatim Notes of the Proceedings of Meeting on Draft Constitution held at Queen’s Hall, Port of Spain, 25th to
27th
April, 1962, at page 51.
Page 21 of 94
exception in the positive, but what finally appeared in the 1962 and 1976 Constitutions framed it
in the negative – “... is shown not to be reasonably justifiable ...”. Why this change? Whatever
our answers, the point here is that this detail was important for the people of Trinidad and
Tobago and the language both rejected and used was intentional and purposeful. These things
are known in Trinidad and Tobago by knowledgeable and informed citizens of the Republic.
42. Returning to the human rights provisions, what is noteworthy is that Mr. Clarke’s draft
was not in the form that eventually appeared either in the 1962 Constitution or in the 1976
Constitution. The proposed form stated the right to be protected and then went on to state the
exceptions or limitations to the right. A relevant example is the right to liberty. In the 1962
Clarke Draft it appeared as follows:
“No person shall be deprived of his personal liberty intentionally and without
his consent, express or implied, save as may be authorised by law in any of the
following cases, that is to say -” 35
This general statement was then itself followed by a series (a list) of the exceptions. For
example, in the case of personal liberty, by the exception (the seventh such exception): “(g) in
the case of a person who has not attained the age of twenty-one years, for the purpose of his
education or welfare”. And so for all of the declared rights and freedoms.
43. In response to the 1962 Clarke draft, Mr. H.O.B. Wooding, speaking on behalf of the Bar
Association, proposed that The Canadian Bill of Rights which set out simply and concisely the
rights and freedoms to be recognised, “should be taken as a model and should be used as a means
whereby we can help shape our thinking on the matter, modifying it to the extent that may be
necessary”.36
Indeed, the comprehensive and detailed submissions of Mr. Wooding and of many
other groups and persons (over 200 persons attended and participated in those 1962 discussions),
demonstrate that the exercise of agreeing on the terms of the Independence Constitution was not
35
Verbatim Notes of the Proceedings of Meeting on Draft Constitution held at Queen’s Hall, Port of Spain, 25 to
27th
April, 1962, at page 47. 36
Verbatim Notes of the Proceedings of Meeting on Draft Constitution held at Queen’s Hall, Port of Spain, for
Wednesday 25th
April, 1962, at page 60.
Page 22 of 94
at all a ‘copy and paste’ exercise. Far from being the ‘mimic men’ that V.S. Naipaul stigmatized
us to be, this exercise demonstrated the full flourishing of independent thought and aspiration.
44. Mr. Clarke in response to all of the discussions on the form and substance of his proposed
human rights provisions, concluded the debate in April 1962 on this topic, as follows:
“Mr. Chairman, one speaker did – if I may single him out for special mention,
touch on the crux of the problem that Chapter II presents, and that is that
Chapter II calls obviously for a reconciliation of what might appear to be two
irreconcilable features. One is the individual rights and freedoms – the rights
and freedoms that John Citizen expects. And the other is the almost inalienable
right of the State on behalf of its citizens to retain the power to act in the best
interest of those citizens. That is why human rights is such a difficult problem of
drafting.
What are the two systems to which I referred? One is the present system
adopted in the Draft of stating rights, but stating exceptions to those rights,
whittling down those rights, admittedly whittling down those rights, designedly
whittling down those rights. But doing that for whom? Doing that for the
individual himself? Doing that in order that the individual the better might be
able to enjoy his rights.
What is the other system? The other system is to state those rights without
apparently whittling them down. State them fairly concisely, fairly precisely,
but then leaving it to Parliament. – not in certain imprecise and indefinite
cases, but leaving the general and complete power to Parliament to go behind
those rights but to say so clearly and distinctly when it proposes to adopt this
course. Now the suggestion has been, let us take the second course of stating
those rights clearly, stating them shortly and then the expression was used but
Page 23 of 94
let us modify the principle of allowing Parliament to override them when it
thinks fit.” 37
“I cannot repeat too strongly that however one decides to go about this
procedurally you are left with the basic and fundamental problem that these
rights which you give have to be subject to a wide power in Parliament to
override them, and the reason why I personally find the memorandum submitted
by the Bar Council completely unacceptable on this point is that it confers no
such power, it confers a power to Parliament only in a case of emergency, a
period of public emergency as defined here, to act in a manner that might
amount to an infringement of these rights. As I say, no country has dared to do
that.
Let us retain our apprehensions and let us cause apprehensions to build a public
opinion, but let us not seek so to stultify our Parliament that in attempting what
we all know is something that we wish for, we fail to achieve it, and fail
miserably because we have deprived ourselves of the very power of stopping that
which is going to deprive us of our rights.”38
45. When one reflects on this dialogue, especially the one that took place between Mr. Clarke
and Mr. Wooding (on behalf of the Bar Association) and one compares Mr. Clarke’s 1962 draft
to what emerged in fact as the 1962 Constitution and what was followed in the 1976
Constitution, one can conclude that there was a compromise. Wooding’s Canadian Bill of
Rights model was adopted in part – a general statement of rights appearing as sections 1 and 2 in
the 1962 Constitution and subsequently as sections 4 and 5 in the 1976 Constitution; and
Clarke’s insistence on some allowance for Parliamentary override also included, ‘clearly and
37
Verbatim Notes of the Proceedings of Meeting on Draft Constitution held at Queen’s Hall, Port of Spain, 25 to
27th
April, 1962, at page 90. 38
Verbatim Notes of the Proceedings of Meeting on Draft Constitution held at Queen’s Hall, Port of Spain, 25th to
27th
April, 1962, at page 93 – 94.
Page 24 of 94
distinctly’ expressed and limited, as provided for in sections 3, 4 and 5 of the 1962 Constitution
and subsequently in sections 6, 7(3) and 13 of the 1976 Constitution.
46. In particular and of relevance to this appeal, it is noteworthy that in both sections 4 and
5(1) of 1962 Constitution and in sections 7(3) and 13(1) of the 1976 Constitution, there are
provisos ultimately permitting legislation in both emergency and ordinary circumstances only
when it is ‘reasonably justifiable’. In the case of periods of emergency, legislation must meet the
standard of being ‘reasonably justifiable’ for the purpose of dealing with the situation that exists
during that period. In the case of ordinary circumstances, legislation must meet the standard of
being ‘reasonably justifiable in a society that has a proper respect for the rights and freedoms of
the individual’.
47. Lord Diplock was therefore not wrong when he stated in Hinds v R:39
“Nevertheless all these constitutions have two things in common which have an
important bearing on their interpretation. They differ fundamentally in their
nature from ordinary legislation passed by the parliament of a sovereign state.
They embody what is in substance an agreement reached between
representatives of the various shades of political opinion in the state as to the
structure of the organs of government through which the plenitude of the
sovereign power of the state is to be exercised in future. All of them were
negotiated as well as drafted by persons nurtured in the tradition of that branch
of the common law of England that is concerned with public law and familiar in
particular with the basic concept of separation of legislative, executive and
judicial power as it had been developed in the unwritten constitution of the
United Kingdom.”
The Independence and Republican Constitutions of Trinidad and Tobago are clearly the products
of the citizens of Trinidad and Tobago and were designed to achieve particular ends, including
particular political ends.
39
[1977] A.C. 195, at pages 211 – 212.
Page 25 of 94
Sections 1, 2, 4, 5 and 13 of the 1976 Constitution
48. By section 1 of the Constitution, Trinidad and Tobago is declared to be “a sovereign
democratic state”. This expression describes the most essential nature of the Nation. By section
2 of the Constitution, the Constitution is declared to be “the supreme law of Trinidad and
Tobago”, and further, that “any other law that is inconsistent with the Constitution is void to the
extent of the inconsistency”. This is a sweeping and all encompassing statement of both policy
and law.
49. Section 4 declares in broad and unfettered terms the eleven fundamental rights and
freedoms recognised in Trinidad and Tobago. There is no textual limitation or abridgement
stated. From our exploration of the 1962 Queen’s Hall Meeting, we know that this was not the
initial option proposed and we know that it follows the Bar Association’s proposal for using the
Canadian Bill of Rights model and for declaring the fundamental rights as unfettered. We also
know that the final form in Trinidad and Tobago is different from that adopted by Jamaica in
1962,40
Grenada in 1973,41
and Antigua and Barbuda in 1981.42
Indeed, whereas the latter three
more or less follow the 1962 Clarke proposal in terms of form, stating the right and including
thereafter the limitations and restrictions; Trinidad and Tobago is both unique and distinct in that
it does not append any limitations or restrictions to the recognised and declared fundamental
rights and freedoms. How is this to be interpreted? What was the true intention of those who
drafted and enacted the 1962 Constitution? Certainly it appears that they made a conscious
choice not to follow the Jamaican model or for that matter the 1962 Clarke draft. Indeed, what
was the intention of those who continued this approach in the 1976 Constitution?
50. Whereas section 4 recognised and declared the rights, section 5 of the Constitution seeks
to afford protection to those rights and to further aspects of the section 4(a) and (b) rights – by
section 5(2). In particular, section 5 seeks to limit the power and ambit of the legislature in its
law making capacity. Thus section 5(1) states:
40
See Chapter III of the 1962 Constitution of Jamaica, sections 13 to 24. 41
See Chapter I of the 1973 Constitution of Grenada, sections 1 to 13. 42
See Chapter II of the 1981 Constitution of Antigua and Barbuda, sections 3 to 15.
Page 26 of 94
“Except as is otherwise expressly provided in this Chapter and in section 54, no
law may abrogate, abridge or infringe or authorise the abrogation, abridgement
or infringement of any of the rights and freedoms hereinbefore recognised and
declared.”
51. Given our exploration of the Queen’s Hall Meeting and Mr. Clarke’s exposition of the
unlimited power of Parliament to make laws even if contrary to fundamental rights and
freedoms, it may seem clear that section 5(1) (section 2 in the 1962 Constitution) is intended to
operate as a blanket restriction on the capacity of Parliament to make any laws which “may
abrogate, abridge or infringe or authorize the abrogation, abridgement or infringement43
of any
of” the fundamental rights and freedoms. This is also a broad and all encompassing provision, a
clear and specific limitation on Parliament. It begs the question, asked by Mr. Clarke in 1962,
when then will Parliament be able to make laws that may be inconsistent with and which may
abrogate, abridge or infringe the fundamental rights and freedoms so absolutely declared in
section 4 of the constitution?
52. The answer lies in section 5(1) itself: “Except as is otherwise expressly provided in this
chapter and in section 54” of the Constitution, no law may limit or restrict the section 4 rights
and freedoms. This is the inescapable interpretation one is compelled to arrive at from a plain
reading of the text. To state “Except as is otherwise provided ...”, is an indication that it is in
exceptional circumstances that a law may limit or restrict the fundamental rights and freedoms.
Both Parliament and the Courts must approach the matter from this perspective. We note
therefore, and consider most significant, that whereas the other Caribbean Constitutions sought
to enact limitations on the rights and freedoms declared to be fundamental, the Trinidad and
Tobago Constitution limits Parliament (and declares the rights and freedoms as absolute).
43
Applying the ejusdem generis rule to this group of words, one is compelled to ask: are there any restrictions or
limitations that may fall outside of these categories, that may not be “of the same kind”? In this context these key
words can be interpreted as follows: Inconsistent means, not compatible with or in keeping with. Abrogate means,
to repeal or do away with. Abridge means, to curtail or limit. Infringe means, to act so as to limit or undermine, or
to encroach upon.
Page 27 of 94
53. Section 5(2) seeks to identify particular aspects of the section 4(a) and 4(b) rights and
freedoms, obviously considered specially important, and to unequivocally limit Parliament’s
power to legislate contrary to the eight identified and discrete aspects of these rights and
freedoms.44
54. From the text and apart from section 54 of the Constitution (which deals with alterations
to the Constitution), it appears that it is only section 6 (the saving clause), section 7(3)
(exceptions for legislation passed during periods of emergency) and section 13 which permit
legislation to be effective even though its provisions may be inconsistent with or otherwise limit
and/or restrict (abrogate, abridge or infringe) the section 4 fundamental rights and freedoms.
55. It would therefore also appear from the text, that apart from ‘existing law’ (and in this
category, one may legitimately include existing pre-1962 limitations and restrictions to the
section 4(a) and (b) rights and freedoms),45
in ordinary (non-emergency) times, legislation that
seeks to enact provisions that may be inconsistent with and/or limit and/or restrict the section 4
rights and freedoms and as particularized in section 5(2), must be section 13 compliant.
56. Section 13 of the Constitution states:
“(1) An Act to which this section applies may expressly declare that it shall
have effect even though inconsistent with sections 4 and 5 and, if any
such Act does so declare, it shall have effect accordingly unless the Act is
shown not to be reasonably justifiable in a society that has a proper
respect for the rights and freedoms of the individual.
(2) An Act to which this section applies is one the Bill for which has been
passed by both Houses of Parliament and at the final vote thereon in
each House has been supported by the votes of not less than three-fifths
of all the members of that House.
44
See Lord Diplock in de Freitas v Benny [1976] AC 239, at 245: “They do not themselves create new rights or
freedoms additional to those recognized and declared in section 1 (of the 1962 Constitution). They merely state in
greater detail what the rights declared in paragraphs (a) and (b) of section 2 (of the 1962 Constitution) involve.” 45
See Lord Hope in Sanatan Dharma Maha Sabha of Trinidad and Tobago Inc & Ors v. The Attorney
General of Trinidad and Tobago [2009] UKPC 17; PCA No 53 of 2008.
Page 28 of 94
(3) For the purposes of subsection (2) the number of members of the Senate
shall, notwithstanding the appointment of temporary members in
accordance with section 44, be deemed to be the number of members
specified in section 40(1).”
57. It would appear from the plain language of section 13, that (outside of emergency periods
and existing law limitations and restrictions) Parliament is obliged to undertake an evaluation of
all legislation it intends to enact, and in so far as any proposed provisions may be inconsistent
with sections 4 and 5(2) of the Constitution, the special majorities required by section 13(2) and
(3), as well as the express declaration mandated by section 13(1), must be satisfied for those
provisions to be effective. This is the override opportunity that the Constitution appears to have
provided Parliament with (outside of emergency periods and existing law limitations and
restrictions), when it intends to enact legislation that is inconsistent with sections 4 and 5(2) of
the Constitution.
58. As restrictive of Parliament as this may appear to us post-moderns, fifty plus years on
from Independence, it is our duty to at least try to truly understand the original intent and
purpose of the framers of our Constitution. In our opinion, the interpretation we have stated is
consistent with both the socio-political and historical context that informed the creation of both
the 1962 and 1976 Constitutions (described above) and the plain and ordinary meaning of the
constitutional text read in the context of the entire structure of the Constitution and in particular
the provisions of Chapter I of the Constitution.
Policy
59. When it comes to constitutions, inquiries about Parliamentary intent and purpose is as
much an inquiry into policy as it is into structural and linguistic meaning and interpretation.
60. A legitimate question to ask, is therefore, what was the policy behind the unique
assembly, in the Trinidad and Tobago Constitution, of: a supreme law clause (implied or
expressed), a declaration of human rights provisions in absolute terms, the protection of these
Page 29 of 94
entrenched human rights provisions from legislative interference and restriction or limitation,
and a savings of existing law clause in the particular forms in which they appear?
61. If the effect of this assembly of provisions, is that Parliament can only derogate from the
human rights provisions (outside of emergency periods and pre-existing limitations and
restrictions), when it secures a special majority in both Houses of Parliament (not less than three-
fifths of all members of each House) and when the intention to override the human rights
provisions is expressly declared – and so made known to all, then the practical results will
include the following:
(a) First and foremost, disclosure and transparency about the purpose and aim of the
legislation – to override specific declared human rights provisions. Immediately,
this raises a warning flag, not only in the Parliament, but to the populace.
Informed debate would no doubt follow. Infringement of rights in secret or by
ambush or subterfuge is negated.
(b) Politically and societally, consensus and agreement will most likely have to be
arrived at. In the Houses of Parliament, both with the Opposition benches (at
least in the House of Representatives) and with the Independent Benches in the
Senate. Given the composition of the Senate, no Government will be able to
secure a three-fifths majority of all members of that House without at least some
support from the Independent Senators (and recall that the composition of the
Senate and the manner of appointment of Senators was a specific concern and
demand of the Opposition at Marlborough House, when the final agreements
about the 1962 Independence Constitution were negotiated).
62. In Trinidad and Tobago, given its multi-ethnic and multi-religious make-up and given its
entrenched political divisions largely along ethnic, religious and geographical lines, consensus
around a matter as sensitive and significant as the limitation or restriction of human rights is
ideally and pragmatically necessary. In 1970, when the PNM, led by its Attorney General, Karl
Hudson-Phillips, introduced The Public Order Act, which sought to limit and restrict existing
Page 30 of 94
fundamental rights and freedoms, the country rose in protest. The framers of both the 1962 and
1976 Constitutions, particularly in the socio-political contexts that birthed then, were well aware
of this reality. That context has not changed and remains a relevant consideration in 2014 –
public trust and confidence in Executive leadership and Parliament has been and remains low in
Trinidad and Tobago.46
The purpose of this assembly of provisions must therefore be seen as
intended to stymie Government, in a plural society such as Trinidad and Tobago, for the sake of
increasing participatory democracy and consensus in relation to the encroachment of
fundamental rights and freedoms.
The Early Cases
63. Two early decisions illustrate that both the local courts and the Privy Council seemed to
have interpreted the Constitutional text as explained above. These are Hinds v R47
and
Thornhill v Attorney General.48
64. In Hinds v R, Lord Diplock stated as follows:49
“One final general observation: where, as in the instant case, a constitution on
the Westminster model represents the final step in the attainment of full
independence by the peoples of a former colony or protectorate, the constitution
provides machinery whereby any of its provisions, whether relating to
fundamental rights and freedoms or to the structure of government and the
allocation to its various organs of legislative, executive or judicial powers, may
be altered by those peoples through their elected representatives in the
Parliament acting by specified majorities, which is generally all that is required,
though exceptionally as respects some provisions the alteration may be subject
also to confirmation by a direct vote of the majority of the peoples themselves.
46
See the 2012 Market Facts and Opinion survey, which included a section on ‘Confidence in local institutions’.
Commissioned and published by the Express Newspaper. The survey showed a decrease in confidence over the
period 2011 to 2012 as follows: The President 34%/32%; The Prime Minister 31%/23%; The Opposition 23%/19%.
Confidence in The Parliament was measured at 16%, up from 13% in 2011; and in the Leader of the Opposition at
18% in 2012 (no data for 2011 was published). 47
[1977] A.C. 195. 48
[1981] A.C. 61. 49
[1977] A.C. 195, at page 214.
Page 31 of 94
The purpose served by this machinery for "entrenchment" is to ensure that
those provisions which were regarded as important safeguards by the political
parties in Jamaica, minority and majority alike, who took part in the
negotiations which led up to the constitution, should not be altered without
mature consideration by the Parliament and the consent of a larger proportion
of its members than the bare majority required for ordinary laws. So in
deciding whether any provisions of a law passed by the Parliament of Jamaica
as an ordinary law are inconsistent with the Constitution of Jamaica, neither the
courts of Jamaica nor their Lordships' Board are concerned with the propriety
or expediency of the law impugned. They are concerned solely with whether
those provisions, however reasonable and expedient, are of such a character
that they conflict with an entrenched provision of the Constitution and so can
be validly passed only after the Constitution has been amended by the method
laid down by it for altering that entrenched provision.”
[Emphasis added.]
65. The key recognition here and the principle to be extracted, is that laws passed which are
“of such a character” that they are inconsistent with the Constitution, are only valid and effective
if they are passed by the method established by the Constitution for so doing, irrespective of how
“reasonable and expedient” they may be.50
66. In Thornhill v Attorney General,51
Georges J., recognised as one of the leading
constitutional experts in the Caribbean and almost revered for his understanding of Caribbean
constitutional law and society, made the following insightful observations:
50
This is also in keeping with the Ranasinghe Principle established by the Privy Council in 1965 in The Bribery
Commissioner v Ranasinghe [1965] A.C. 172, at pages 197 and 198, per Lord Pearce as follows:
“… a legislature has no power to ignore the conditions of law-making that are imposed by the instrument
which itself regulates its power to make law. … But the proposition which is not acceptable is that a
legislature, once established, has some inherent power derived from the mere fact of its establishment to
make a valid law by the resolution of a bare majority which its own constituent instrument has said shall
not be a valid law unless made by a different type of majority or by a different legislative process.” 51
[1974] 27 WIR 281, at pages 284 – 285.
Page 32 of 94
“The first issue for determination is whether or not the applicant has the
constitutional right which he asserts he has.
To the layman reading the Constitution of Trinidad and Tobago which is set out
as the Second Schedule to the Trinidad and Tobago (Constitution) Order in
Council 1962 (referred to hereinafter as ‘the Constitution’), the answer would
clearly be that he does.
Section 2 reads in part –
‘Subject to the provisions of sections 3, 4 and 5 of this Constitution, no
law shall abrogate, abridge or infringe or authorise the abrogation,
abridgement or infringement of any of the rights and freedoms
hereinbefore recognized and declared and in particular no Act of
Parliament shall –
(c) deprive a person who has been arrested or detained
(i) of the right to be informed promptly and with sufficient
particularity of the reason for his arrest or detention;
(ii) of the right to retain and instruct without delay a legal
adviser of his own choice and to hold communication with
him;
(iii) of the right to be brought promptly before an appropriate
judicial authority;
(iv) of the remedy by way of habeas corpus to the
determination of the validity of his detention and for his
release if the detention is not lawful;
The Constitution therefore appears to assert the existence of a right which
counsel appearing for the Attorney General contends with much tenacity that the
citizen does not enjoy.
The argument, as I understand it, is that s 2 creates no rights. It merely
demarcates areas with respect to which Parliament cannot interfere by
legislation – all of this being subject to ss 3, 4 and 5. I agree that s 2 is
Page 33 of 94
addressed to the Parliament and imposes certain fetters on its powers. But the
fact that it does this does not make the section incapable of accomplishing
anything else. If there was no right to retain and instruct without delay a legal
adviser of one’s choice and to hold communication with him, it would be
pointless to provide that Parliament should pass no law abrogating, infringing
or authorising that right. One is driven to the conclusion that the Constitution
makers at least mistakenly thought that there was such a right, though counsel
was prepared to accept that they must have known that there was no such right
but nonetheless framed the section as they did. I cannot conceive such
calculated cynicism on the part of the framers of the Constitution. If no other
explanation seemed possible then one might well be driven to it, but there is
another explanation.
Acknowledgedly s 2 is not primarily directed towards the proclamation of rights.
This is done in s 1 which reads in part –
‘It is hereby recognised and declared that in Trinidad and Tobago there
have existed and shall continue to exist without discrimination by reason
of race, origin, colour, religion or sex the following human rights and
fundamental freedoms, namely - ’
and this is followed by an enumeration of eleven fundamental rights and
freedoms. Section 3 then provides that ss 1 and 2 of the Constitution shall not
apply in relation to any law that is in force in Trinidad and Tobago at the
commencement of the Constitution.
Although counsel for the Attorney General did not explicitly adopt the position I
understood a consequence of his line of reasoning to be that no new right could
come into existence as a consequence of s 1 since s 3 preserved the entire body
of law which existed at the date of the Constitution. I do not accept that
proposition. There may well have been areas in which there was no law in force
at the date of the Constitution. The proclamation that rights and freedoms
Page 34 of 94
existed in that area would then create such rights and freedoms and it would
devolve upon the courts to interpret what these rights and freedoms were and to
decide whether subsequent legislation abrogated, abridged or infringed them.
An example of such an area may well be the right of the individual to respect for
his private and family life. This appears to be an attempt to proclaiming a right
to privacy – an area in which legal development can at best be described as
embryonic.
The existence of the various rights having been proclaimed in s 1, s 2 protects
them from legislative interference – subject to certain exceptions – and to
make abundantly clear what it seeks to protect, spells out and particularises
aspects of these rights which are not in the large generalisation under s 1.
The phrasing is quite clear. No law shall abrogate, abridge or infringe any of
the rights proclaimed in s 1 ‘and in particular no Act of Parliament shall’ –
followed by the specific prohibitions. I am satisfied therefore that the rights
mentioned in s 2(c) (i) - (iv) have been regarded by the Constitution makers as
specific examples of the rights proclaimed in s 1. There is no need to find the
particular heading under which they may be subsumed. It is enough that the
Constitution has categorically set them out as particular aspects of the general
heads. Assuming therefore that there was no such right at common law as is set
out in s 2(c) (ii) I hold that the right now exists because the Constitution has
proclaimed that it has always existed here and that it should continue to exist.
The burden is on the state to show that there was some law existing at the date
of the Constitution which qualified that right and to which therefore it remains
subject by virtue of s 3. As I understand it, no such argument was advanced.
The argument was that there was no common law right as defined in s 2(c)(ii)
and that that section created no rights.”
[Emphasis added]
Page 35 of 94
67. Though all of what Georges J. has said is apposite to this analysis, of particular value is
his recognition that section 5 (section 2 of the 1962 Constitution) operates to protect the section
4 rights and freedoms “from legislative interference – subject to certain exceptions”. That this
was not a casual or passing observation, but rather a clear and insightful recognition, is evident
when Georges J. repeated his understanding as follows:
“The phrasing is quite clear. No law shall abrogate, abridge, or infringe any of
the rights proclaimed in section 1 ‘and in particular no Act of Parliament shall’
– followed by the specific prohibitions.”
68. In the Privy Council, Lord Diplock clearly agreed with Georges J. in his understanding of
the meaning and effects of sections 1 and 2 of the 1962 Constitution (sections 4 and 5 of the
1976 Constitution). Lord Diplock stated:52
“The lack of all specificity in the descriptions of the rights and freedoms
protected contained in section 1, paragraphs (a) to (k), may make it necessary
sometimes to resort to an examination of the law as it was at the
commencement of the Constitution in order to determine what limits upon
freedoms that are expressed in absolute and unlimited terms were nevertheless
intended to be preserved in the interests of the people as a whole and the
orderly development of the nation; for the declaration that the rights and
freedoms protected by that section already existed at that date may make the
existing law as it was then administered in practice a relevant aid to the
ascertainment of what kind of executive or judicial act was intended to be
prohibited by the wide and vague words used in those paragraphs: see Maharaj
v. Attorney-General of Trinidad and Tobago (No. 2) [1979] A.C. 385, 395. But
this external aid to construction is neither necessary nor permissible where the
treatment complained of is of any of the kinds specifically described in
paragraphs (a) to (h) of section 2.
Section 2 is directed primarily to curtailing the exercise of the legislative
52
[1981] A.C. 61, at pages 70 – 71.
Page 36 of 94
powers of the newly constituted Parliament of Trinidad and Tobago. Save in
the exceptional circumstances referred to in section 4 or by the exceptional
procedure provided for in section 5 the Parliament may not pass any law that
purports to abrogate, abridge or infringe any of the rights or freedoms
recognised and declared in section 1 or to authorise any such abrogation,
abridgement or infringement. But section 2 also goes on to give, as particular
examples of treatment of an individual by the executive or the judiciary, which
would have the effect of infringing those rights, the various kinds of conduct
described in paragraphs (a) to (h) of that section. These paragraphs spell out in
greater detail (though not necessarily exhaustively) what is included in the
expression "due process of law" to which the appellant was entitled under
paragraph (a) of section 1 as a condition of his continued detention and "the
protection of the law" to which he was entitled under paragraph (b). So there is
no need to consider whether before the commencement of the Constitution a
person arrested and detained by the police would have had at common law a
legal remedy if he had been prevented from exercising what is specifically
described in section 2 (c) (ii) as "the right to retain and instruct without delay a
legal adviser of his own choice and to hold communication with him." If
justification is to be found anywhere for any exclusion or limitation of the
right so described, it must be sought in section 3.
Moreover, even if the treatment complained of by the appellant had not been
specifically described in section 2, the fact that section 1 uses terms of great
breadth and generality to describe those rights and freedoms then existing for
which (in conjunction with section 6) it provides legal protection in the future, is
no ground for cutting down the amplitude of any of the descriptions of those
rights and freedoms contained in paragraphs (a) to (k) by restricting them to
rights for contravention of which the victim would before the commencement of
the Constitution have had some legal remedy either in public law or private law
which he could enforce in a court of justice. In the context of section 1, the
Page 37 of 94
declaration that rights and freedoms of the kinds described in the section have
existed in Trinidad and Tobago, in their Lordships' view, means that they have
in fact been enjoyed by the individual citizen, whether their enjoyment by him
has been de jure as a legal right or de facto as the result of a settled executive
policy of abstention from interference or a settled practice as to the way in
which an administrative or judicial discretion has been exercised. The hopes
raised by the affirmation in the preamble to the Constitution that the protection
of human rights and fundamental freedoms was to be ensured would indeed be
betrayed if Chapter I did not preserve to the people of Trinidad and Tobago all
those human rights and fundamental freedoms that in practice they had hitherto
been permitted to enjoy.”
[Emphasis added]
69. Once again, what is noteworthy for the purposes of this discussion, is the recognition by
Lord Diplock that section 553
“is directed primarily at curtailing the exercise of the legislative
powers of the ... Parliament”. Further, Lord Diplock stated that:
“Save in the exceptional circumstances referred to in section 454
or by the
exceptional procedure provided for in section 555
the Parliament may not pass
any law that purports to abrogate, abridge or infringe any of the rights or
freedoms recognized and declared in section 156
...”
And finally, that:
“If justification is to be found anywhere for any exclusion or limitation of the
right so described, it must be sought in section 3.”57
70. This then was the clear and unequivocal early understanding of the most eminent
constitutional judges, both in Trinidad and Tobago and in the Privy Council, as to the nature and
scope of the rights and freedoms declared in sections 4 and 5(2) of the Constitution and as to the
53
Section 2 of the 1962 Constitution. 54
Section 7(3) of the 1976 Constitution. 55
Section 13(1) of the 1976 Constitution. 56
Section 4 of the 1976 Constitution. 57
Section 6 of the 1976 Constitution – savings for existing law.
Page 38 of 94
circumstances when and how Parliament could legislate to enact laws that are inconsistent with
these rights and freedoms.
The 2003 Decision in Roodal
71. As recently as 2003, some Judges of the Privy Council seemed to be clear that our stated
understanding of the nature of the fundamental rights and of the circumstances permissive of
limitation, was the constitutionally legitimate view.
72. In Roodal v The State,58
the constitutional history of both the 1962 and 1976
Constitutions was considered by Lords Millett and Rodger. Their interpretation for the most part
accords with our understanding of it.
73. In relation to the 1962 Constitution they noted: 59
“In 1962 Trinidad and Tobago became independent from Britain. The new
country was a constitutional monarchy with Her Majesty the Queen as the head
of state. Its constitution (“the 1962 constitution”) was set out in the second
schedule to the Trinidad and Tobago (Constitution) Order 1962. This
constitution was unusual in that the provisions on human rights and
fundamental freedoms were modelled not on the European Convention but on
the Canadian Bill of Rights 1960. This appears to have come about as the result
of objections that were taken by the Bar Association to the original draft of the
constitution where the relevant rights and freedoms were set out in much the
same way as in the European Convention: Report of the Constitution
Commission of Trinidad and Tobago (1974), para 78. Naturally, the provisions
as eventually adopted were not a slavish copy of the Canadian legislation. See S
A de Smith, The New Commonwealth and its Constitutions (1964), pp 205–210.
58
[2003] UKHL 78, judgment delivered on the 20th
November, 2003. 59
[2003] UKHL 78, paragraphs 59, 61 – 68.
Page 39 of 94
“We pause to notice that nowhere in the 1962 constitution does it say that the
constitution is the supreme law of Trinidad and Tobago. Similarly, while section
2 says that no law is to do certain things, it does not actually say what the
consequences are to be if those prohibitions are breached. In these respects it
bears some resemblance to the Canadian Bill of Rights. Interestingly enough, it
was not until 1969 that the Supreme Court of Canada finally decided that a law
which could not be construed so that it did not abrogate, abridge or infringe the
relevant rights or freedoms in the Bill of Rights was inoperative: R v Drybones
[1970] SCR 282.
The position under the 1962 constitution can be contrasted, for instance, with
the position under the Constitution of Jamaica. Section 2 of that constitution
provides:
“Subject to the provisions of sections 49 and 50 of this Constitution, if
any other law is inconsistent with this Constitution, this Constitution
shall prevail and the other law shall, to the extent of the inconsistency,
be void.”
The clear effect of that provision is to make the constitution the supreme law and
any other law is void in so far as it is inconsistent with the provisions of the
constitution. Importantly, however, section 26(8) provides that:
“Nothing contained in any law in force immediately before the appointed
day shall be held to be inconsistent with any of the provisions of this
Chapter; and nothing done under the authority of any such law shall be
held to be done in contravention of any of these provisions.”
Again there is a difference between section 3(1) of the 1962 constitution of
Trinidad and Tobago and section 26(8) of the constitution of Jamaica. Whereas
section 3(1) said that sections 1 and 2 “shall not apply” in relation to any
existing law, section 26(8) picks up the language of section 2 of the Jamaican
Page 40 of 94
constitution and says that nothing contained in any existing law “shall be held to
be inconsistent with any of the provisions of this Chapter”.
In Director of Public Prosecutions v Nasralla [1967] 2 AC 238 Lord Devlin had
to consider the effect of these provisions in the constitution of Jamaica. He said,
at pp 247-248:
“Whereas the general rule, as is to be expected in a Constitution and as
is here embodied in section 2, is that the provisions of the Constitution
should prevail over other law, an exception is made in Chapter III. This
chapter … proceeds upon the presumption that the fundamental rights
which it covers are already secured to the people of Jamaica by existing
law. The laws in force are not to be subjected to scrutiny to see whether
or not they conform to the precise terms of the protective provisions.
The object of these provisions is to ensure that no future enactment
shall in any matter which the chapter covers derogate from the rights
which at the coming into force of the Constitution the individual
enjoyed.”
Despite the differences in language and the absence of any section
corresponding to section 2 of the Jamaican constitution, when called upon to
interpret the 1962 constitution of Trinidad and Tobago, the Board followed Lord
Devlin’s reasoning. They thus proceeded on the footing that, although this
was not said expressly, section 2 meant that, subject to section 3, any law
which contravened it was void. In de Freitas v Benny [1976] AC 239, 244F–
245C, Lord Diplock said:
“Chapter I of the Constitution of Trinidad and Tobago, like the
corresponding Chapter III of the Constitution of Jamaica (see Director
of Public Prosecutions v Nasralla [1967] 2 AC 238), proceeds on the
presumption that the human rights and fundamental freedoms that are
referred to in sections 1 and 2 are already secured to the people of
Page 41 of 94
Trinidad and Tobago by the law in force there at the commencement of
the Constitution. Section 3 debars the individual from asserting that
anything done to him that is authorised by a law in force immediately
before August 31, 1962, abrogates, abridges or infringes any of the
rights or freedoms recognised and declared in section 1 or
particularised in section 2. Section 2 is not dealing with enacted or
unwritten laws that were in force in Trinidad or Tobago before that
date. What it does is to ensure that subject to three exceptions no
future enactment of the Parliament established by Chapter IV of the
Constitution shall in any way derogate from the rights and freedoms
declared in section 1. The three exceptions are: Acts of Parliament
passed during a period of public emergency and authorised by sections
4 and 8; Acts of Parliament authorised by section 5 and passed by the
majorities in each House that are specified in that section; and Acts of
Parliament amending Chapter I of the Constitution itself and passed by
the majorities in each House that are specified in section 38.
The specific prohibitions upon what may be done by future Acts of
Parliament set out in paragraphs (a) to (h) of section 2 and introduced
by the words ‘in particular,’ are directed to elaborating what is meant by
‘due process of law’ in section 1 (a) and ‘the protection of the law’ in
section 1 (b). They do not themselves create new rights or freedoms
additional to those recognised and declared in section 1. They merely
state in greater detail what the rights declared in paragraphs (a) and (b)
of section 1 involve.”
In Maharaj v Attorney General of Trinidad and Tobago (No 2) [1979] AC 385,
395 Lord Diplock confirmed how Chapter I of the 1962 constitution was to be
regarded:
Page 42 of 94
“In section 1 the human rights and fundamental freedoms which it is
declared (by the only words in the section that are capable of being
enacting words), ‘shall continue to exist’ are those which are expressly
recognised by the section to ‘have existed’ in Trinidad and Tobago. So
to understand the legal nature of the various rights and freedoms that
are described in the succeeding paragraphs (a) to (k) in broad terms
and in language more familiar to politics than to legal draftsmanship,
it is necessary to examine the extent to which, in his exercise and
enjoyment of rights and freedoms capable of falling within the broad
descriptions in the section, the individual was entitled to protection or
non-interference under the law as it existed immediately before the
Constitution came into effect. That is the extent of the protection or
freedom from interference by the law that section 2 provides shall not
be abrogated, abridged or infringed by any future law, except as
provided by section 4 or section 5.
What confines section 2 to future laws is that it is made subject to the
provisions of section 3. In view of the breadth of language used in
section 1 to describe the fundamental rights and freedoms, detailed
examination of all the laws in force in Trinidad and Tobago at the time
the Constitution came into effect (including the common law so far as it
had not been superseded by written law) might have revealed provisions
which it could plausibly be argued contravened one or other of the rights
or freedoms recognised and declared by section 1. Section 3 eliminates
the possibility of any argument on these lines.”
Two things are clear. First, laws which were passed in contravention of
sections 1 and 2 of the 1962 constitution would be void just as they would be
void under the corresponding provisions of the Jamaican constitution.
Secondly, the rights in sections 1 and 2 were circumscribed by the existing
Page 43 of 94
laws of the country. Those laws were therefore not to be called into question.
This had the advantage of making for stability. But, much more importantly,
these laws were secured in order to define the scope and limits of the rights,
some of which were declared in very broad terms. In 1974 in paras 79–80 of
their Report, to which we were not referred by counsel, the Constitution
Commission explained the thinking behind this aspect of the 1962 Constitution:
“79. In so doing, the present Constitution adopted an approach which
reflects the thinking in the United Kingdom. There, no written
Constitution exists and all individual rights have their roots in the
common law. These rights may be defined as the area of permissible
activity when all the laws restricting the individual have been taken
into account. Thus freedom of thought and expression have always
existed in Trinidad and Tobago. But everyone knew without its being
explicitly stated that this freedom was subject, among other restraints, to
the law of libel and slander, to the Sedition Ordinance of 1920, to the
laws against obscenity and blasphemy, to the prohibition against
publishing reports of the proceedings at preliminary inquiries into
indictable offences and to the power of government to ban the
importation of literature which it considered subversive.
80. This result was achieved in our present Constitution by the expedient
of section 3 which in a comprehensive provision made all the declared
rights and freedoms subject to all the laws in force in Trinidad and
Tobago at its commencement. Also, because there was from that time
onwards to be a written Constitution, guaranteeing those rights and
freedoms from abridgment or infringement, provision had to be made
for validating future laws which might appear in any respect whatever
to be in breach of that guarantee. Hence section 5 with its safeguards
both of an affirmative vote by a special majority and if ‘shown not to be
reasonably justifiable in a society that has a proper respect for the
Page 44 of 94
rights and freedoms of the individual.’ The effect was indeed to
produce a brief and apparently simple statement of rights and freedoms.
But the brevity and apparent simplicity were misleading. Many people
were shocked to find out that rights and freedoms set out in absolute
terms were subject to important limitations the extent of which was
nowhere defined. This led some people to wonder, perhaps cynically,
whether there was any meaning to these rights and freedoms at all.”
The Commission went on in the next paragraph to criticise the situation in which
Parliament could pass laws that were to have effect despite the absolute nature
of the fundamental rights as set out in the 1962 Constitution. Even though the
Commission might come to regard it as defective, this was the constitutional
scheme that the representatives of Trinidad and Tobago chose to adopt when
their country became independent. Other countries adopted different schemes:
some conferred no protection on existing laws, some protected existing laws
from challenge only for a limited period, while others saved existing laws from
challenge only in respect of a limited number of rights and freedoms. It must be
presumed that those different schemes met local wishes and conditions.”
[Emphasis added.]
74. In relation to the 1976 Constitution they also noted:60
“In the 1970s it was decided that Trinidad and Tobago should have a new
republican constitution, with a President rather than the Queen as head of state.
To help prepare the new constitution, the Governor General appointed the
Constitution Commission, to which we have already referred. As we have noted,
the Commission were critical of the scheme of rights and freedoms in the 1962
Constitution that had been based on the Canadian model. They therefore
recommended, in paragraph 82 of their Report, that the new Constitution should
60
[2003] UKHL 78, paragraphs 70 – 73.
Page 45 of 94
reverse the decision taken in 1962 and should adopt the pattern of the European
Convention on Human Rights. This would bring Trinidad and Tobago into line
with other Commonwealth Caribbean constitutions. They appended a draft
Constitution which would have carried this recommendation into law. Notably,
that draft contained no savings clause for existing laws. As the Commission
explained in their Report, para 86:
“We have not included in the draft any clause preserving existing
legislation. Where an existing law abridges or infringes a fundamental
right, its validity will depend on its falling within one or other of the
permitted exceptions and also on its satisfying the test of what is
reasonably justifiable in a society with a proper respect for the rights
and freedoms of the individual.”
For reasons that are not clear, the Commission’s recommendations were not
adopted. In 1976 Parliament enacted the present Constitution and Trinidad and
Tobago passed from being a constitutional monarchy with the Queen as the
head of state to being a republic with the President as the head of state. Many
of the alterations introduced by the new constitution were simply designed to
make this change. Similarly, much of the 1976 Act is concerned to ensure a
seamless transition to a republic by translating references which were
appropriate under the old constitution to references that are appropriate under
the new constitution.
A comparison of the texts of the two constitutions shows,, that in 1976 the
opportunity was indeed taken to make some alterations that went beyond
converting the country from a constitutional monarchy to a republic. In
particular, unlike the 1962 constitution, the present Constitution begins with
three sections under the heading “Preliminary”. Among them is section 2 which
provides:
Page 46 of 94
“This Constitution is the supreme law of Trinidad and Tobago, and any
other law that is inconsistent with this Constitution is void to the extent
of the inconsistency.”
Parliament thus took the opportunity to insert into the 1976 constitution a
provision, similar to section 2 of the Jamaican constitution and to equivalent
sections in other constitutions, which defines the status of the Constitution as the
supreme law and declares expressly that any law which is inconsistent with the
Constitution is void to the extent of the inconsistency. This section in effect
spelled out what the Board had assumed to be the position in de Freitas v Benny
[1976] AC 239 following the approach in Director of Public Prosecutions v
Nasralla [1967] 2 AC 238. A few years later section 52(1) of the Canadian
Constitution Act 1982 contained a similar provision and so made it plain that, in
Canada too, the new constitution was to be regarded as supreme.
But beyond that, the alterations are relatively minor. Above all, the rights and
freedoms in the new Constitution are not modelled on the European
Convention; they adhere to the scheme in the 1962 Constitution. As we saw,
that scheme only worked because there was a savings clause that preserved
existing laws and so defined the scope of the rights and freedoms that were
expressed in absolute terms in that Constitution. Since the same scheme was
being followed in the new Constitution, there would be the same need to
include a savings clause. And that is what we find.
[Emphasis added.]
75. In relation specifically to the savings of existing law clause in the 1976 Constitution
(section 6(1)), they observed:61
61
[2003] UKHL 78, paragraph 74.
Page 47 of 94
“This is plainly intended to be the savings clause that will perform the same
necessary function under the new Constitution as section 3 performed under the
1962 Constitution.”
76. Our comments on their Lordships commentaries on the 1962 and 1976 Constitutions are as
follows:
(a) Clearly the Trinidad and Tobago 1962 Constitution “was unusual” in the
approach taken to the human rights provisions. We prefer to think of this in terms
of intentional and agreed uniqueness arising out of robust debate and negotiations.
The existing socio-political and historical contexts which informed the process
establish this to be so.
(b) We accept as correct the interpretation given by Lord Devlin in Nasralla to
sections 2 and 26(8) of the Jamaican Constitution (the supreme law and saving
law clauses) and applied to Trinidad and Tobago in the absence of a supreme law
clause in the 1962 Constitution, but in the face of a protection against abrogation,
abridgment or infringement (section 2) and a savings law provision (section 3). 62
In any event, all doubt was cast aside by the express enactment in the 1976
Constitution of a supreme law clause (section 2).
(c) We agree, that in relation to the supreme law clause (implied in the 1962
Constitution), the savings law clause and the protection against abrogation,
abridgment or infringement clause, these provisions in both the 1962 and 1972
Constitutions were intended to and have the same essential meanings and effects.
(d) We note that “the object of these provisions63
is to ensure that no future
enactment shall in any matter ... derogate from the rights which at the coming
into force of the Constitution the individual enjoyed”.
62
In de Freitas v Benny. 63
That is, the conjoint effect/operation of the supreme law and savings law clauses.
Page 48 of 94
(e) We note in particular that the effect of section 2 of the 1962 Constitution and
therefore also of section 5 of the 1976 Constitution, is “to ensure that subject to
three exceptions no future enactment of the Parliament ... shall in any way
derogate from the rights and freedoms declared” in section 1 of the 1962
Constitution and therefore also from those in section 4 of the 1976 Constitution.
And we note carefully that those three exceptions were articulated as being:
(i) Acts of Parliament passed during a period of public emergency and
authorized by the Constitution.
(ii) Acts of Parliament authorized and passed in conformity with section 5 of
the 1962 Constitution and section 13 of the 1976 Constitution.
(iii) Acts of Parliament amending human rights provisions of the Constitution.
(f) We also note with agreement, that the purpose of the savings law clause in the
context of the supreme law clause and the declaration of rights in absolute and
unfettered terms, is to not only protect existing laws from constitutional challenge
on the basis of inconsistency with the human rights provisions in the Constitution;
but equally importantly, “to define the scope and limits of the rights”.
In this regard, we say that no question arises as to whether, because the rights and
freedoms stated were stated in absolute terms, the intention was to confer
unfettered rights as declared. In our opinion, the true intention of the framers of
the 1962 Constitution, that was continued in the 1976 Constitution, was to
preserve all known restrictions and limitations to the declared human rights
provisions in both species and genus.64
This is the broad intended purpose of the
64
For example, section 4(g) of the Constitution provides in absolute terms for freedom of movement. However,
there are many existing laws which limit and restrict this freedom. Thus, by virtue of section 6 (savings of existing
law clause) all pre-existing limitations and restrictions are deemed not to be invalid and inconsistent with section
4(g) – though in fact they entail a limitation of the right. Further, any future limitation that is in species or genus a
Page 49 of 94
savings law clause in the context of a supreme law/inconsistency clause and a
protection of rights clause.65
(g) Finally, we note the deference paid by their Lordships to the 1974 Constitution
Commission’s interpretation of the 1962 constitutional provisions.66
In particular,
their Lordships endorsement of the local commentary on the savings clause
(section 2 of the 1962 Constitution), that: “These rights may be defined as the
area of permissible activity when all the laws restricting the individual have
been taken into account”.
[Emphasis added.]
And also, their Lordships acceptance of the local commentary on the way in
which future limitations and restrictions may be introduced and enacted, to wit:
“...because there was from that time (1962) onwards to be a written Constitution,
guaranteeing those rights and freedoms from abridgment or infringement,
provision had to be made for validating future laws which might appear in any
respect whatever to be in breach of that guarantee. Hence section 567
with its
safeguards both of an affirmative vote by a special majority and if ‘shown not to
be reasonably justifiable in a society that has a proper respect for the rights and
freedoms of the individual”.
[Emphasis added.]
(h) As an aside, in so far as their Lordships expressed uncertainty as to why the 1974
Constitution Commission’s recommendations “were not adopted”, we point out
that for locals the explanation is well known and always was – as explained above
at paragraph 33.
limitation ‘in a manner’ or ‘to an extent’ of an existing derogation of a fundamental right or freedom, it is also by
virtue of section 6 deemed not to be invalid and inconsistent with the Constitution. Such ‘new’ laws do not require
the section 13 special majority or express declaration. 65
As also provided for by sections 2, 5 and 6 in the 1976 Constitution. 66
We also note that three of the members of this 1974 Constitution Commission were: H.B.O. Wooding; T.
Georges; and M. De la Bastide – all internationally recognized and acclaimed regional constitutional jurists. 67
As also provided for by section 13 in the 1976 Constitution.
Page 50 of 94
77. It is difficult, in the face of this corpus of experience, understanding and interpretation, to
conclude otherwise than that it demonstrates, we repeat, a consistent, clear and cogent
understanding of the nature and scope of the fundamental rights freedoms declared in Trinidad
and Tobago and also, of how any future limitations or restrictions were to be made effective by
Parliament. This understanding and interpretation is part of the sitz im leben68
of our
Constitution.
Recent ‘New’ Developments: Suratt and Omar Maraj
78. Have the goalposts been moved? And if so, on what basis have they been moved?
79. In two decisions of the Privy Council, first Kenneth Suratt v Attorney General69
and
second The Public Service Appeal Board v Omar Maraj,70
the Board explicitly introduced
proportionality as a test for determining the constitutionality of ordinary legislation. Both were
judgments of Baroness Hale. In both, the issue whether simple majority legislation was
inconsistent with sections 4 and 5 of the Constitution and did not require a special majority to be
effective, was determined in part on the basis of whether the aims were legitimate, the means
adopted rationally connected to those aims and the effects proportionate.
80. In Suratt’s case what was in issue was the constitutionality of the Equal Opportunity
Act.71
The Court of Appeal had held that the act was unconstitutional, in part because of the
inconsistency of some of its provisions with the section 4 rights and freedoms.72
The Act had
been passed by a simple majority and not pursuant to section 13 of the Constitution. In the Court
of Appeal Archie, J.A. (as he then was) had held,73
that because certain provisions of the Act
were “inconsistent with the enjoyment of certain fundamental rights and freedoms guaranteed by
the Constitution ... (and) since the Equal Opportunity Act was not passed with a special
68
The recognition that the meaning of a text is bound up with its function and purpose in a particular
community/society. 69
[2007] UKPC 55. 70
[2010]UKPC 29. 71
Act No. 69 of 2000. 72
The right to enjoyment of property and the right to freedom of thought and expression, section 4(a) and (i) of the
Constitution. 73
With whom Sharma, C.J. and Mendonca, J.A. had agreed.
Page 51 of 94
majority,74
all of those provisions must be struck down”.75
81. However, the Privy Council by implication rejected this reasoning and applied a two step
proportionality test, concluding, inter alia, that on the basis of proportionality the Act was
constitutional and that there was in fact no inconsistency with any of the section 4 rights and
freedoms.
82. Baroness Hale arrived at this conclusion by applying the following reasoning:76
“It cannot be the case that every Act of Parliament which impinges in any way
upon the rights protected in sections 4 and 5 of the Constitution is for that
reason alone unconstitutional. Legislation frequently affects rights such as
freedom of thought and expression and the enjoyment of property. These are
both qualified rights which may be limited, either by general legislation or in the
particular case, provided that the limitation pursues a legitimate aim and is
proportionate to it. It is for Parliament in the first instance to strike the balance
between individual rights and the general interest. The courts may on occasion
have to decide whether Parliament has achieved the right balance. But there can
be little doubt that the balance which Parliament has struck in the EOA is
justifiable and consistent with the Constitution.”
83. Baroness Hale was clear that: “The Equal Opportunity Act is not inconsistent with the
Constitution of Trinidad and Tobago and should be implemented without further delay”.77
84. The two step test applied by the Board in Suratt’s case was as follows:
(a) Does the limitation of the fundamental right pursue a legitimate aim.
(b) If so, is that limitation proportionate to the aim.
74
That is, pursuant to section 13 of the Constitution. 75
See paragraph 4 and also paragraphs 33 et seq of the judgment. 76
[2007] UKPC 55, at paragraph 58. 77
[2007] UKPC 55, at paragraph 58.
Page 52 of 94
As we will soon see, this is but a simplified version of the full-blown aims/means/proportionality
test recently applied by the Privy Council in determining reasonable justifiability, in provisions
containing wording similar to section 13(1) of the Constitution. The single premise for the
application of the proportionality test by Baroness Hale, was her statement that the section 4
rights and freedoms are not absolute rights, but “qualified rights which may be limited ... by
general legislation”.78
85. While there is no dispute, and never has been any, that the section 4 rights (or at least
some of then) are not absolute rights, but rights that are and may be restricted or limited; what is
not so readily accepted is how these limitations and restrictions are to be engaged by post-1976
legislation. Specifically, whether in Trinidad and Tobago this can be effected, apart from pre-
existing limitations or limitations introduced during periods of public emergency, by a simple
majority in Parliament or only by special majority and pursuant to section 13 of the Constitution.
86. In Omar Maraj Baroness Hale returned to her statement in paragraph 58 of Suratt and
to the premise that “these rights are not absolute” 79
and concluded:80
“Legislation frequently has to draw distinction between different classes of
people. Such distinctions may well be justified. Some distinctions are easier to
be justified than others. But at the very least they must serve a legitimate aim
and be rationally connected to that aim.”
87. Here we see the articulation of the need for a “legitimate aim” and for the means
employed to limit the right to “be rationally connected to” the aim of the legislation, if a
provision is not to be inconsistent with the Constitution.
88. The conundrum of course is that the rights in section 4 of the Constitution are framed in
absolute terms with no express limitations or restrictions, save as are to be gleaned from existing
law pursuant to the savings law clause.
78
See paragraph 58, of the judgment. 79
[2010]UKPC 29, at paragraph 31. 80
[2010]UKPC 29, at paragraph 32.
Page 53 of 94
89. Lord Steyn, in a death penalty case from Trinidad and Tobago, Roodal v The State,81
had as recently as November, 2003 opined for the majority of the Board in that case, that:82
“The bill of rights under the 1976 Constitution was cast in absolute terms. There
are undoubtedly implied limitations on these guarantees. One such limitation
may derive from section 53 of the Constitution which vests in Parliament the
power to make laws for the peace order and good government of Trinidad and
Tobago: see Demerieux, Fundamental Rights in Commonwealth Caribbean
Constitutions, 1992, at 87-89. Section 13 which contains the requirement that
legislation inconsistent with the bill of rights must be "justifiable in a society
that has a proper respect for the rights and freedoms of the individual" and be
passed by a three fifths majority, is also relevant.”
90. Lord Steyn’s reference to the section 53 general power of Parliament to “make laws for
the peace, order, and good government of Trinidad and Tobago”, as a source upon which
limitations to the section 4 rights and freedoms can be grafted, is more than curious. This is
because section 5 of the Constitution specifically states that: “Except as is otherwise expressly
provided in this Chapter and in section 54, no law may abrogate, abridge or infringe or
authorise the abrogation, abridgment or infringement” of any of the fundamental rights and
freedoms. Section 53 is not mentioned and no express provision in Chapter I permits section 53
to be used as a basis to enact legislation inconsistent with sections 4 and 5. We note with
agreement however, Lord Steyn’s recognition that section 13 was relevant to the issue of
Parliamentary limitation of the fundamental rights.
91. It seems to us, that Lord Steyn in taking the position that he did on section 53 may have
been influenced by the notion of Parliamentary supremacy, which is inapplicable in Trinidad and
Tobago. It may also be that this was so for Baroness Hale in Suratt, and influenced her use of a
proportionality test to save legislation from being inconsistent with the Constitution. It would
also appear that the approach of Bereaux, J.A. in this case is influenced implicitly, at least in
81
[2003] UKPC 78. 82
[2003] UKPC 78, at paragraph 20.
Page 54 of 94
part, by the notion that Parliament’s power to make law for peace, order and good government,
generally includes the power to redefine or place limits on the fundamental rights and freedoms.
Contradictions
92. No doubt, it is these apparent contradictions of opinions in the Privy Council that
prompted former Chief Justice Michael de la Bastide, when he was President of the Caribbean
Court of Justice and in delivering the key-note address at a regional symposium on the 9th
November, 2009, to state:83
“Another important and relatively recent development in the protection of
constitutional rights in this region has been the introduction of the concept of
proportionality into our jurisprudence. This concept is used to assist in
determining whether a law that derogates from a constitutionally protected right
or freedom is permissible and constitutional or impermissible and
unconstitutional. It is generally recognised that fundamental human rights and
freedoms are not absolute but qualified. It is usual for constitutions to make
provision for derogation from the fundamental rights and freedoms which they
enshrine.
... in the case of Trinidad and Tobago the fundamental rights and freedoms are
stated in absolute terms and there is no provision which saves from invalidity
Acts of Parliament passed by a simple majority which are inconsistent with the
fundamental rights and freedoms of the individual. There is, however, in the
Constitution of Trinidad and Tobago a section (section 13), which preserves the
validity of an Act which is inconsistent with a fundamental right guaranteed by
the Constitution if that Act has been passed by a three-fifths majority of all the
members of each House, declares itself to be inconsistent with the fundamental
human rights sections of the Constitution and is not shown not to be reasonably
83
The inaugural symposium: ‘Current Developments in Caribbean Community Law’, held at the Hyatt Regency,
Port of Spain, paragraphs 17 and 19.
Page 55 of 94
justifiable in a society that has a proper respect for the rights and freedoms of
the individual.”
93. Then in making reference to three Caribbean cases that were determined by the Privy
Council,84
Justice de la Bastide observed:85
“The pervasiveness which the proportionality test has achieved in our
constitutional law prompts me to ask one or two questions. If the test applies to
Acts of the Trinidad and Tobago Parliament whether or not they have been
passed by an enhanced majority, what added protection is given to an Act which
is passed by a three-fifths majority and declares its inconsistency with sections 4
and 5 of the Constitution? If the validity of every Act which infringes a
fundamental right or freedom is to be determined by the same simple test of
whether: (a) it has a legitimate objective and (b) it uses means to secure that
objective which are proportionate to it, then what purpose is served by the
lengthy statements of permitted limitations of, and derogations from,
constitutionally protected rights and freedoms that are to be found in all of our
Constitutions except one? How do we reconcile the existence of two
requirements for an impinging law to be valid as provided for in the
Constitutions of the OECS States in relation to which the burden of proof is on
different parties, with the application of a single proportionality test?
I raise these questions not because of any dissatisfaction with the
proportionality test per se but out of a concern whether an imported test is
supplanting rather than supplementing, the tests which have been expressly
ordained by our own written Constitutions.”
84
De Freitas v Permanent Secretary of Ministry of Agriculture, Fisheries, Land and Housing, [1999] 1 A.C.
69; Worme v Commissioner of Police of Grenada [2004] 63 WIR 79; and Suratt v Attorney General [2008] 1
A.C. 655. 85
The inaugural symposium: ‘Current Developments in Caribbean Community Law’, held at the Hyatt Regency,
Port of Spain, paragraphs 31 and 32.
Page 56 of 94
94. For us, the questions that were raised by Justice de la Bastide remain unresolved as long
as we are bound by the decisions of the Privy Council in both Suratt and Omar Maraj. Indeed,
the position taken by the Court of Appeal on two separate occasions when faced with
constitutional challenges to ordinary legislation was that it was bound by the decisions in Suratt
and Omar Maraj.86
95. In Ishmael v Attorney General,87
Bereaux J.A. in dealing specifically with the issue of
the “correctness of the proportionality test applied by the Privy Council in Suratt”,88
stated the
following:89
“In answer, I say three things. First, we are bound by the decision of the Board
in Suratt. But a consequence of this binding precedent must be that the decision
of the Court of Appeal in The Attorney General v Northern Construction
Limited, Civ. Appeal No. 100 of 2002 must be reviewed. In that case, Archie,
C.J. delivering the judgment of the Court applied the proportionality test in
upholding the effectuality of section 33 of the Proceeds of Crime Act 2000 as
being reasonably justifiable (in a society that has a proper respect for the rights
and freedoms of the individual) under section 13 of the Constitution. The
section had been found to be inconsistent with sections 4 and 5 but was upheld
under section 13.
One of the questions to be considered will be whether the proportionality test is
appropriate, both to the question of the inconsistency of the Act of Parliament
with section 4 and 5 and to the question of reasonable justification under section
13. Any discussion on that issue must also embrace the question whether the
introduction of section 13(1) into the Constitution of Trinidad and Tobago,
86
See Ishmael v Attorney General, Civ. App. No. 140 of 2008; and Ferguson v Attorney General, Civ. App. No.
185 of 2010. 87
Civ. App. No. 140 of 2008. 88
See paragraph 39 of the judgment. 89
See paragraphs 41 and 42 of the judgment. Justice of Appeal Bereaux also approved of the correctness of the
proportionality test on two further bases: (i) “... the proportionality test is a valid principle of long standing” (at
paragraphs 43 to 46); and (ii) “... the mode and manner of legislative regulation cannot be immutably fixed by
existing law but will always depend on existing social needs and requirements” (at paragraphs 47 to 54).
Page 57 of 94
renders the proportionality test more appropriate to reasonable justifiability
under section 13(1) rather than to the issue of inconsistency with sections 4 and
5.”
96. In Ishmael Jamadar, J.A., in a specific reservation, had this to say on the matter:90
“I agree with the reasoning, decision and outcome in this case, on the limited
basis that this court is bound by the decision of the Privy Council in Suratt and
others v The Attorney General of Trinidad and Tobago.91
However, I note my
reservations in relation to the clear intention of Parliament, consistently held
and indicated since Independence in 1962 and confirmed in 1976 with the
attainment of Republic status, that legislation that is or is likely to infringe,
abridge or abrogate the entrenched fundamental rights of the citizen must
secure a special majority in both houses to be enacted as law in Trinidad and
Tobago92
This was a position specifically negotiated and agreed upon by the various
social and political interests that emerged and existed at Independence and that
continue to exist even to this day in Trinidad and Tobago. In this regard, Lord
Diplock in Hinds v R93
seems to have clearly recognized and appreciated this
need and requirement for a special majority, once legislation contains
provisions which “however reasonable and expedient, are of such character that
they conflict with an entrenched provision of the Constitution”. I remain
troubled by the apparently divergent approaches of the Privy Council to this
question (Hinds v Suratt), despite the attempt by Kangaloo, J.A. to reconcile
them in Steve Ferguson & Ishwar Galbaransingh v Attorney General and Mc
Nicholls.94
Thus, the decision of the Privy Council in Suratt raises a
fundamental question (and apparent dilemma) as to what is the appropriate test
90
At paragraphs 72 to 75 of the judgment. 91
(2007) 71 WIR 391. 92
Section 13 (1) of the 1976 Constitution. 93
[1977] AC 95. 94
Civil Appeal No. 185 of 2010.
Page 58 of 94
in relation to the section 13(1) override, that the Constitution reserves for the
courts in determining the constitutionality of legislation on the basis of whether
it is “reasonably justifiable in a society that has a proper respect for the rights
and freedoms of the individual.”
Is it the same proportionality test that one applies in the first instance to decide
whether there is a need for a special majority at all (as has been done in this
matter)? And if so, what is the practical effect on the test applied in the
Attorney General v Northern Construction Limited95
in relation to the section
13 (1) override? Are we now in a ‘chicken and egg’ conundrum in relation to
the intention, purpose and effect of section 13 of the Constitution, whereby the
same aims-means proportionality test is being used to determine whether there
is an infringement of constitutional rights and also, when there is an
infringement, whether it is reasonably justifiable?
All of these questions have been raised by Bereaux, J.A., but I reiterate them
because the time will soon come when they will have to be revisited and
resolved, hopefully in light of the particular constitutional arrangements agreed
to in Trinidad and Tobago and in the context in which this was done.”
97. This appeal therefore brings into sharp focus and compels a response to these questions
that have been raised by several Caribbean judges since Suratt.96
The effect of Suratt is to read
95
Civil Appeal No. 100 of 2002. 96
See also Mendonca, J.A. in Civ. App. No. 185 of 2010, Ferguson v Attorney General, at paragraphs 26 to 32.
At paragraphs 31 and 32 he stated:
“Counsel’s submissions are not without merit and raise concerns of constitutional and fundamental
importance. I may mention that others have raised concerns relating to the proportionality test (see the
keynote address delivered in November 2009 by Justice de la Bastide, President of the Caribbean Court of
Justice on the occasion of the inaugural symposium :Current Developments in Caribbean Community
Law.”) The fact, however, is that Suratt which applied the proportionality test is binding on this Court
even if it did so, as is the case, without a consideration of any of the issues raised by Counsel and whether it
is appropriate in the context of our Constitution. It should be noted that the test was again recently applied
by the Privy Council in Public Service Appeal Board v Omar Maraj [2010] UKPC 29.”
Page 59 of 94
into the Trinidad and Tobago Constitution, where no such provision exists and any such
provision was intentionally omitted, a constitutional permission to limit or restrict declared rights
where this is ‘reasonably required’, as provided for in say, the Grenadian Constitution97
or the
Jamaican Constitution98
or the Antigua and Barbuda Constitution,99
and where none of these
other Constitutions have the exact equivalent of the special majority express declaration
Parliamentary override provided for by section 13 of the Trinidad and Tobago Constitution. Is
this legitimate? In so far as it goes contrary to the text, context, policy and even precedents, we
say, no.100
Distinguishing Suratt
98. In our analysis Suratt, though a decision of the Privy Council, is not an absolutely
binding authority on this court in relation to whether the fundamental rights and freedoms in
sections 4 and 5 “may be limited …. by general legislation …. provided that the limitation
“Of course Hinds is also binding on this Court. In so far as it states that the expediency and propriety of a
law that is not passed by a special majority are not the concerns of the Court in determining its
constitutionality, it seems to be inconsistent with Suratt and Omar Maraj. If this is so, the question that
may arise is which one should be followed. In this regard it is relevant to note that Hinds was referred to in
Suratt and there was no indication that there was any disagreement or intention to modify what was said in
it. The inference is that the cases were not seen to be inconsistent. Perhaps the reason for this maybe that
Lord Diplock’s comments seem to be more directed to the machinery for amending entrenched provisions
in the Constitution and not to where an act may be inconsistent with the provisions of the Constitution.
Suratt is however directly relevant to that question. In any event Lord Diplock’s comments were by way
of general observation whereas the statements in Suratt relating to the proportionality test are relevant to
the ratio of the case. The same can be said for Omar Maraj. Suratt, therefore is the authority that is
applicable to a case where consideration is being given to whether an ordinary law infringes upon the
fundamental rights provision. Having said that however, I do not consider that it is necessary to apply the
proportionality test in this case and I have not.”
And note the divergent approach taken by Kangaloo, J.A. (with whom Weekes, J.A. agreed) in Ferguson’s case, at
paragraphs 21 to 26 of the judgment. 97
See Worme; and see also, sections 9(5), 10(2), 11(2) and 12(3) of the Grenadian Constitution. 98
See for example, sections 19(2), 21(6), 22(2), 23(2). 99
See for example, sections 8(3) and 10(2). 100
See also the comments of the following Caribbean academics: A. Bulkan, Judicial Approaches to Limitation
Clauses in Commonwealth Caribbean Bills of Rights [2012] WILJ 173, at page 185: “The only risk of
approaching limitation clauses in this way – where both ‘reasonably required’ and ‘reasonably justifiable in a
democratic society’ are measurable by the same test of proportionality – is that it could render the latter phrase
otiose. ... More pertinently, written Constitutions heralded a significant transition from Parliamentary sovereignty to
that of constitutional democracy. Taking all this history and context into account, then, considering whether a
limiting law is reasonably justifiable in democratic society is a final important safeguard, not to be trivialized or
treated as replicating a bare proportionality test”. And see T. Robinson, The Presumption of Constitutionality
[2012] WILJ 1, at pages 20 – 23 “... the Privy Council cherry-picks from its own decisions discrete laconic
statements on an issue; preferring these to more dense reasoning and evolving understandings in its own cases or
that of intermediate courts on the same issue”.
Page 60 of 94
pursues a legitimate aim and is proportionate to it” – per Baroness Hale, at paragraph 58 of
Suratt. We say this for the following reasons. First, we note that in Baroness Hale’s judgment,
twenty paragraphs of detailed analysis (paragraphs 38 to 57) addressed and dealt with the issue,
whether the Equal Opportunity Act was unconstitutional in so far as it established a Tribunal
with powers that were inconsistent with the fundamental constitutional principle of the
separation of powers.101
99. However, in relation to the issue at hand, Baroness Hale dealt with it in one paragraph
(paragraph 58) and with no detailed consideration of the context, text, policy or precedent
arguments, that may have suggested her approach was incorrect. In particular, we note that
though Baroness Hale does cite Hinds, this is only in relation to the separation of powers
argument and not in relation to the issue at hand. We also note that no reference whatsoever was
made to Thornhill. And we note that though there is one reference to section 13 (paragraph 57),
it is also only in relation to the separation of powers discussion. In our opinion therefore, the
decision of Suratt on this point is arguably ‘per incuriam’.102
100. Second, in our opinion there are now in existence two different approaches taken by the
Privy Council on this issue, that of Hinds/Thornhill and of Suratt/Omar Maraj; the latter
taken apparently without reference to the earlier decisions on this point. In such a situation, this
five member panel of the Court of Appeal is free to choose (unbridled by the doctrine of stare
decisis) between these two approaches.
101. Third, on a careful analysis of Baroness Hale’s reasoning in paragraph 58 of Suratt, the
following observations are made.
(a) In so far as it is suggested that legislation that merely ‘impinges’ or ‘affects’ the
human rights provisions, may somehow be an exception to and distinguishable from
101
This issue was premised on the acceptance that ( as Baroness Hale summarized it (at paragraphed 38)):
“It is implicit in all Constitutions on the Westminster model that judicial power of the state be
exercised by a judiciary whose ‘independence from all local pressure by Parliament or by the
executive’ is guaranteed … See Hinds v The Queen (1977) AS 195,221.” 102
We accept that the Privy Council as a final court is free to change its opinion and also that as the highest court the
per incuriam principle is somewhat limited in its application.
Page 61 of 94
the sections 2 and 5 prohibitions against ‘inconsistency’ and ‘abrogation,
abridgement or infringement,’ we say that no such linguistic distinction is tenable.
In any event, it is clear that what Baroness Hale was contemplating was “the
limitation” of fundamental rights and freedoms by legislation. In her words: “These
are… qualified rights which may be limited…. provided the limitation pursues a
legitimate aim and is proportionate to it”. Every ‘limitation’ of a right is by definition
inconsistent with what obtained previously and is therefore at least an ‘abridgement’
of that right. Such a limitation is therefore inescapably caught by the section 5 (1)
prohibition and curtailment of Parliament’s power to legislate.
(b) This judicial introduction of an enhanced permission to Parliament to limit the
sections 4 and 5 fundamental rights and freedoms, is in effect to read into the
Constitution a legislative power that was explicitly excluded (by sections 2 and 5 (1)
of the Constitution).
(c) Further, to equate proportionality with consistency, is to subsume two entirely
different concepts into one. While disproportionality may often be a feature of
legislation that is inconsistent with sections 4 and 5, we note that it is not a necessary
requirement. A legislative intervention may be proportionate, but that is not to say
that it is not also inconsistent with or a limitation of fundamental rights or freedoms.
Thus, to equate proportionality with consistency is to disregard the meaning and
purpose of sections 2 and 13 of the Constitution, which establishes inconsistency as
the general threshold for the constitutionality of legislation.
(d) Finally, we note that ‘inconsistency’ with the sections 4 and 5 rights does not have to
result in legislation being unconstitutional – provided, in the scheme of the
Constitution, any such legislation is section 13 compliant. The end result is therefore,
that any legislation that ‘limits’ the sections 4 and 5 rights is by definition
‘inconsistent’ with the Constitution (sections 2 and 5 (i)) and must be section 13
compliant to be effective notwithstanding the inconsistency.
Page 62 of 94
102. Fourth, we suggest that the statements in Suratt and Omar Maraj that we have
critiqued, may have been the consequence of a Parliamentary Supremacy ‘mind set’ that did not
adequately give consideration to the fact that in Trinidad and Tobago Parliament is not
supreme.103
The Constitution is supreme. The Republic of Tobago is a sovereign constitutional
democracy (section 1 (1) of the Constitution), in which the Constitution is the supreme law and
any and all laws that are inconsistent with it are void to the extent of the inconsistencies (section
2 of the Constitution). We say therefore, that in the final analysis Suratt is a judicial intervention
for which there is no textual warrant and ought not to be followed in this jurisdiction on this
issue. In any event, we do not consider that Baroness Hale could have intended to lay down an
approach that overlooks the clear terms of the Constitution. We note in this regard her statement
in Suratt, that the alleged ‘impingement’ of freedom of expression “arguably goes no further in
doing so than the existing law”.104
As we have explained, inconsistencies that are within the
ambit of existing law limitations and restrictions, are ‘saved’ by section 6 of the Constitution.
There is therefore no need in such circumstances to apply any proportionality test to determine
inconsistency.
The Value of Proportionality
103. Lest it be thought that we are in some way against proportionality as a relevant tool in
determining certain constitutional issues, we wish to state that this is not so. Most constitutional
analysis requires different balancing exercises. In the case of human rights provisions, what is
often invoked is the balancing of the public interest against private rights, or the balancing of two
fundamental rights that may collide in a particular context. In such balancing exercises we
readily accept that the idea of proportionality and its application can be helpful in determining
how that balancing exercise is to be resolved.
103
As explained at paragraphs 90 and 91, Lord Steyn’s suggestion that the Parliament in Trinidad and Tobago can
limit the fundamental rights and freedoms pursuant to section 53 of the Constitution (Parliament’s general power to
make laws), is not consistent with sections 2 and 5 (1) of the Constitution. In our view it is premised on the notion of
Parliamentary Supremacy and not Constitutional Supremacy as it operates in Trinidad and Tobago. 104
See paragraph 58.
Page 63 of 94
104. In any event, we acknowledge the long standing pedigree of proportionality as a means to
determine constitutional issues. In this regard we do no more than quote from the landmark
American Supreme Court decision of 1819 in Mc Culloch v Maryland, when Chief Justice John
Marshall rendered what many consider to be his finest constitutional judgment. In that judgment
Chief Justice Marshall opined:105
“We admit, as all must admit, that the powers of the Government are limited,
and that its limits are not to be transcended. But we think the sound
construction of the Constitution must allow to the national legislature that
discretion with respect to the means by which the powers it confers are to be
carried into execution, which will enable that body to perform the high duties
assigned to it in the manner most beneficial to the people. Let the end be
legitimate, let it be within the scope of the Constitution, and all means which
are appropriate, which are plainly adapted to that end, which are not
prohibited, but consistent with the letter and spirit of the constitution, are
constitutional.”
[Emphasis added.]
105. Our concern, aligned with Justice de la Bastide, is “not because of any dissatisfaction
with the proportionality test per se but out of concern whether an imported test is supplanting
rather than supplementing, the tests which have been expressly ordained by our own written
Constitutions”. If this is indeed so, we are very concerned that this imposition is in disregard for
local circumstances and understandings, even for the Constitution. In truth, we believe this to be
the case, unconscious and well intended as it may be.
106. Indeed, in this case, as in Northern Construction, the application of a proportionality
analysis has helped us determine that the conjoint effects of sections 5(5) and 61 of the
Dangerous Drugs Act are not reasonably justifiable in Trinidad and Tobago; they permit, inter
alia, the imposition of a mandatory minimum sentence, which may in certain circumstances be
grossly disproportionate and inordinately excessive and which may bear little relation to the
105
[1819] 17 U.S. (4 Wheaton) 316 at 421.
Page 64 of 94
actual crime committed or the individual circumstances of the guilty party or any other special
considerations.106
Section 13 of the Constitution
107. What has been the approach of the courts to section 13 of the Constitution? This is the
crucial question in these appeals because after all is said and done, these appeals involve the
specific issue as to whether section 5(5) of the Dangerous Drugs Act is reasonably justifiable in a
society that has a proper respect for the rights and freedoms of the individual.
108. The difficulty we face arises only because of the decisions of the Privy Council in
Suratt, Omar Maraj and in de Freitas v Permanent Secretary.107
We have already stated the
problem through the express observations and reservations of Justices de la Bastide, Mendonca,
Jamadar and Bereaux.
109. In de Freitas, which dealt with the Constitution of Antigua and Barbuda, the
interpretation and application of the phrase “is shown not to be reasonably justifiable in a
democratic society”,108
was considered by the Privy Council. In this regard Lord Clyde in
delivering the judgment of the Board stated as follows:109
“Even if the subsection, with or without the supplementary provision sought to be
implied by the Court of Appeal, satisfied the first of the two requirements already
referred to, namely that it was a restraint upon the freedom of civil servants
“reasonably required for the proper performance of their functions", it would still
have to satisfy the second requirement of being “reasonably justifiable in a
democratic society". Their Lordships were referred to three cases in which that
phrase has been considered. In Government of the Republic of South Africa v. The
Sunday Times Newspaper [1995] 1 L.R.C. 168 Joffe J. adopted from Canadian
jurisprudence four criteria to be satisfied for a law to satisfy the provision in the
106
See the analysis of Bereaux, J.A. in his judgment in these appeals, with which we agree. 107
[1998] 53 WIR 131. 108
Section 12 (4) of the Constitution of Antigua and Barbuda. 109
At pages 143 to 144 of the report.
Page 65 of 94
Canadian Charter of Rights and Freedoms that it be “demonstrably justified in a
free and democratic society". These were a sufficiently important objective for the
restriction, a rational connection with the objective, the use of the least drastic
means, and no disproportionately severe effect on those to whom the restriction
applies. In two cases from Zimbabwe, Nyambirai v. National Social Security
Authority [1996] 1 L.R.C. 64 and Retrofit (Pvt.) Ltd. v. Posts and
Telecommunications Corporation, [1996] 4 L.R.C. 489, a corresponding analysis
was formulated by Gubbay CJ., drawing both on South African and on Canadian
jurisprudence, and amalgamating the third and fourth of the criteria. In the former
of the two cases at page 75 he saw the quality of reasonableness in the expression
“reasonably justifiable in a democratic society" as depending upon the question
whether the provision which is under challenge -
“arbitrarily or excessively invades the enjoyment of the guaranteed right
according to the standards of a society that has a proper respect for the
rights and freedoms of the individual".
In determining whether a limitation is arbitrary or excessive he said that the Court
would ask itself -
“whether: (i) the legislative objective is sufficiently important to justify
limiting a fundamental right; (ii) the measures designed to meet the
legislative objective are rationally connected to it; and (iii) the means used
to impair the right or freedom are no more than is necessary to accomplish
the objective.”
Their Lordships accept and adopt this threefold analysis of the relevant criteria.”
110. Noteworthy is that the human rights provisions are set out quite differently in Antigua and
Barbuda from the way it is done in Trinidad and Tobago. In particular, each right is stated, then
restrictions permitted that are “reasonably required” for identifiable purposes, and finally, some of
those reservations are made subject to the ‘catch all’ statement “and except so far as that provision
... is shown not to be reasonably justifiable in a democratic society.”110
110
See for example sections 10(2); 11(4); 12(4) and 13(2).
Page 66 of 94
111. In Northern Construction v Attorney General111
the main issue was whether certain
provisions of the Proceeds of Crime Act112
were not reasonably justifiable in a society that has a
proper respect for the rights and freedoms of the individual, the Act having been enacted pursuant
to section 13 of the Trinidad and Tobago Constitution. In the Court of Appeal Archie, J.A. (as he
then was), in delivering the unanimous judgment of the Court of Appeal, applied the Nyambirai
test as endorsed by the Privy Council in de Freitas, as the means to determining reasonable
justifiability for the purposes of section 13, as follows:
“It is to the effect that, in determining whether a statutory provision arbitrarily or
excessively invades the enjoyment of a fundamental right, regard must be had to
whether:113
The legislative objective is sufficiently important to justify limiting a
fundamental right;
The measures designed to meet the legislative objective are rationally
connected to it; and
The means used to impair the right or freedom are no more than is
necessary to accomplish the objective.”
112. At first instance, Jamadar, J. (as he then was) had undertaken a lengthy analysis of what the
‘test/criteria demonstrative of the proviso’ should be.114
It had been agreed before him that the
appropriate test was the Nyambirai/de Freitas formulation of the relevant criteria. Jamadar J.
concluded that he would “be guided by the principles ... in the trilogy of cases from Zimbabwe and
the Privy Council decision in de Freitas”.115
However, Jamadar J. in commenting on the use of the
criteria identified in Nyambirai and de Freitas had this to say:
“In the final analysis, the overriding test is whether the provision under scrutiny
arbitrarily or excessively invades the enjoyment of the guaranteed right. The
standard to use in determining whether this is so, is the standard of a society that has
111
H.C.A. No. 733 of 2002 and Civ App. No. 100 of 2002. 112
Act No. 55 of 2000. 113
See paragraph 23 of the judgment. 114
At pages 33 to 44 of the judgment. 115
At page 44 of the judgment.
Page 67 of 94
proper respect for the fundamental rights and freedoms of an individual. The criteria
are there, not as a substitute for the test, but to assist the court in its application and
evaluation of the test.”
[Emphasis added.]
113. The contradiction is obvious. Can the test for initially determining inconsistency with the
Constitution also be the ultimate test used to strike down the Parliamentary override special
majority and express declaration formula provided for by section 13 of the Constitution? If so, then
is the section 13 override rendered practically otiose?
114. How is this dilemma to be resolved? Two possibilities are as follows:
(a) Both Suratt and Omar Maraj are right and binding as is de Freitas, and there is a
sliding scale of ‘degrees of disproportionality’ to be applied, it being lower to
determine the threshold question of inconsistency and higher to determine the
ultimate question of reasonable justifiability.
(b) Suratt/Omar Maraj are persuasive, but Hinds/Thornhill are to be preferred and
the de Freitas criteria/formula is merely an analytical tool to assist a court in
determining whether there is reasonable justifiability, the ultimate test being whether
the inconsistency is not reasonably justifiable in a society that has a proper respect
for the rights and freedoms of the individual.
No doubt there are other permutations, but these will suffice for the purpose of demonstrating some
of the choices faced by local judges.
115. In our opinion, given the status of Suratt and Omar Maraj and in light of our reservations
as to their correctness in the context of the Trinidad and Tobago Constitution and our belief that the
Hinds/Thornhill approach is the correct one, we are of the opinion that the second option above is
at this time the most constitutionally legitimate approach to a section 13 inquiry by the courts. We
say this in particular for the following reason.
Page 68 of 94
116. In Morgan v Attorney General116
the Privy Council did not expressly apply any
proportionality test to the inquiry whether the Rent Restriction (Dwelling Houses) Act, 1981 was
reasonably justifiable for the purposes of section 13 of the Constitution. The Act had been
passed with the requisite special majority and express declaration. The Privy Council found the
Act to be reasonably justifiable and dismissed the appeal. Lord Templeman’s approach was
simply to consider that rent restriction was known and practiced in many societies that have a
proper regard for the rights and freedoms of the individual, and that such restrictions on the
enjoyment of property are reasonably justifiable.
117. In the Court of Appeal, Braithwaite, J.A. opined that: “the only question which the judge
was asked to decide was whether the act was one ‘which was shown not to be reasonably
justifiable in a society that has a proper respect for the rights and freedoms of the individual’ ”.117
In his opinion, which is now accepted without reservation, the onus is on an applicant to prove a
lack of reasonable justification and that it is a heavy one to satisfy.118
118. Kelsick, C.J. was of the opinion that: “The reasonableness or otherwise of a law has to be
judged on broad principles, keeping in view the interest of the general public”.119
And again,
that: “The Act is the expression of the will of a substantial majority of the elected representatives
of the people to which great weight must be attached. It cannot be said that the reasonably well
informed members of the electorate will regard the act as not being reasonably justifiable”.120
119. Hassanali, J.A. opined that: “The ultimate test is whether such Act is shown not to be
reasonably justifiable in a society that has a proper respect for the rights and freedoms of the
individual”.121
And again: “And it is manifest that no inconsistency (whatever its nature or
gravity) with section 4 or 5 of the Constitution is by itself conclusive against the validity of the
116
[1987] 36 WIR 396. 117
At page 6 of the judgment. 118
At pages 6, 17 and 18 of the judgment. 119
At page 8 of the judgment. 120
At page 17 of the judgment. 121
At page 2 of the judgment.
Page 69 of 94
Act. In the making of his assessment the judge was required under section 13 to have due regard
also to relevant circumstances – apart from the history or the objects of the Act, that is, to say
circumstances affecting the Trinidad and Tobago society of which the respondent is an
individual member”.122
120. We quote at length from the judges of the Court of Appeal because Lord Templeman in
his opinion did not in any way criticize the approach of the Court of Appeal to the issue and in
fact agreed with their judgments. From this we are persuaded that the de Freitas proportionality
test is only at best an analytical tool that can in appropriate circumstances be an aid to
determining reasonable justifiability – such as was done in Northern Construction and indeed,
in these appeals.123
Context
121. We also take from the Court of Appeal judgments the importance of context on the
analysis. In our opinion the formulation of the proviso requires a broad contextual approach.
First, as Kelsick, C.J. and Hassanali, J.A. have pointed out in Morgan, the local context is
important. Indeed, Kelsick, C.J. seemed to be using the “reasonably well informed member of
the electorate” as the standard by which reasonable justification is to be measured. While we
accept that this is so, it is not the whole picture. Lord Templeton made reference to ‘many
societies which pay proper regard ...’ and we accept that the inquiry must not be limited in
context to Trinidad and Tobago, but must also include other societies that are recognized to have
a proper respect for the rights and freedoms of the individual. Indeed, in Northern
Construction, such a regional and international survey was considered before determining
whether section 33 of the Proceeds of Crime Act was not reasonably justifiable.
Worme’s Case
122. We also note, that in Worme v Police Commissioner of Grenada,124
which had to do
with the Grenada Constitution, the approach of the Privy Council seemed to be to apply the
122
At page 3 of the judgment. 123
See the analysis of Bereaux, J.A. in his judgment in these appeals, with which we agree. 124
[2004] 63 WIR 79.
Page 70 of 94
proportionality test to the first limiting threshold of ‘reasonably required for the purpose of
protecting’ the right in question; but to take a more general approach to the proviso – “and
except so far as that provision ... is shown not to be reasonably justifiable in a democratic
society”.125
123. This is apparent from the explanation of Lord Rodger who delivered the opinion of the
Board, as follows:126
“For much the same reasons as the Supreme Court, their Lordships reject this
particular argument for saying that the crime of intentional libel is not
reasonably required in Grenada. Looking at the position overall, they are
satisfied that it is indeed reasonably required to protect people’s reputations
and does not go further than is necessary to accomplish that objective.
Nor can the Board say that such a crime is not reasonably justifiable in a
democratic society. Of course, some democratic societies get along without it.
But that simply shows that its inclusion is not the hallmark of the criminal law of
all such societies. In fact criminal libel, in one form or another, is to be found in
the law of many democratic societies, such as England, Canada and Australia.
It can accordingly be regarded as a justifiable part of the law of the democratic
society in Grenada.”
[Emphasis added.]
124. We note the reference to ‘many democratic societies’, which as we have explained above
can be included in the scope of the inquiry and as was done in Northern Construction. And we
note the reliance on reasonable justifiability in a democratic society as the ultimate basis of the
test. We see Worme therefore, as supporting our view that the proportionality test in de Freitas
125
[2004] 63 WIR 79 page 87 c – f. We note that both of these thresholds existed in the provision in the Grenada
Constitution that fell to be interpreted and applied (and does so in several others), and no doubt could not have been
intended to be applied using entirely the same criteria or standards. 126
[2004] 63 WIR 79 at page 104 f – g.
Page 71 of 94
is not essential for the determination of reasonable justifiability in section 13, but can be used as
an aid to resolving the issue.
Summing Up
125. It is clear that the process of analysis contemplated by section 13 involves three
discrete but interrelated steps. First, the determination of inconsistency. Second, the
determination of reasonable justifiability. Third, the determination of the core
inviolable and relevant standards of a democratic society against which the provisions
challenged must ultimately be measured and the undertaking of that measurement.
However, because section 13 requires the justifiability to be reasonable, proportionality
‘tests’ are an obvious tool that may be used to assist courts in determining section 13
challenges. Indeed, the proportionality analysis applied in Northern Construction,
could also be used by Parliament as an initial filter, when it intends to pass legislation,
which though inconsistent with the Constitution it seeks to render effective pursuant to
section 13 of the Constitution. Having done this, Parliament ought also to go further
and test the proposed legislation against the constitutional values that a society that has
a proper respect for fundamental rights and freedoms recognises.
One Ultimate Test for Section 13
126. We therefore say, that the final standard of justification for limits on the sections 4 and 5
rights and freedoms, refers the Court in its inquiry back to the constitutional values entrenched in
those very sections. This is because the standard set in section 13 for reasonable justification is
‘a society that has a proper respect for the rights and freedoms of the individual’. Therefore, in
any section 13 analysis, a court must be guided by the values and principles which are embodied
in due regard for the rights and freedoms of the individual. Examples of these overarching
constitutional values are also to be found in the Preamble to the Constitution. It is these and the
other overarching constitutional values and principles (such as respect for the dignity of the
human person, the rule of law and the separation of powers) that are the final standard against
which limitations on and restrictions of the rights and freedoms must be shown not to be
Page 72 of 94
reasonable and demonstrably justified.127
This is the effect of the analysis that Bereaux, J.A. has
undertaken in relation to section 13, the outcome of which we agree with.
Ideology Informs Interpretation
127. The idea that statutory interpretation is an objective science is erroneous. Our subjective
ideologies influence the canons of interpretation we select and deploy (from the wide menu
available) in any particular case and/or the emphasis we place on the ones we select in the task of
statutory interpretation. Which is ‘right’ or ‘wrong’, often depends only on whether it is the
view of the majority or not. The differences in opinion between Bereaux, J.A. and ourselves on
the applicability of the Suratt approach, resolve themselves in the final analysis to be
differences based on ideology and interpretation.
128. This insight is well illustrated in two recent Privy Council decisions, in 2003 and 2004, in
which ideology informed choice and emphasis in relation to the canons of constitutional
interpretation used to justify the opinions in majority and minority judgments. These cases are:
Roodal v The State128
and Boyce and Anor v R/Matthew v The State.129
Both cases were
death penalty cases and involved constitutional challenges to mandatory death penalties, in the
context of the supreme law clause (section 2) and the savings law clause (section 6) of the
Constitution and the power of modification contained in the Act (section 5(1)) which brought the
Constitution into effect.
The ‘Always Speaking’ Principle Boxed-In
129. At its heart the ideological difference in the opinions in these two cases involved the
question when to deploy the ‘always speaking’ principle and canon of constitutional
interpretation. At the outset it is important to note, that the nine panel Board in Boyce/Matthew
was specially appointed to reconsider Roodal and in doing so overturned the majority decision
in that case. The arguments were the same in both appeals. Thus the minority approach to the
127
See R v Oakes [1986] 1 S.C.R. 103, at paragraph 64. 128
[2003] UKPC 78 (a 3/2 split). 129
[2004] UKPC 32/33 (a 5/4 split).
Page 73 of 94
‘always speaking’ constitutional principle in Roodal became the majority approach in
Boyce/Matthew, and vice versa.
Roodal
130. In Roodal the majority approach was stated by Lord Steyn as follows:130
In any event, the question arises whether interaction between section 4 of the
1925 Act and the Interpretation Act must be approached as always speaking
legislation to be construed in the world of today. This principle of construction
was explained by the House of Lords in R v Ireland [1998] AC 147. How is it to
be determined whether legislation is an always speaking or tied to the
circumstances existing when it was passed? In R v Ireland the House of Lords
held (at 158):
"In cases where the problem arises it is a matter of interpretation
whether a court must search for the historical or original meaning of a
statute or whether it is free to apply the current meaning of the statute
to present day conditions. Statutes dealing with a particular grievance or
problem may sometimes require to be historically interpreted. But the
drafting technique of Lord Thring and his successors has brought about
the situation that statutes will generally be found to be of the 'always
speaking' variety ..."
Section 10(1) of the Interpretation Act 1962 spells out this principle for Trinidad
and Tobago by providing that "Every written law shall be construed as always
speaking ...".
[Emphasis added]
131. The minority approach was stated by Lord Rodger in the following way:131
130
[2003] UKPC 78, at paragraph 13. 131
[2003] UKPC 78, at paragraphs 76 and 77.
Page 74 of 94
“In our view the interpretation favoured by the majority is not only untenable
but liable to subvert the operation of the Constitution. In Pinder v The Queen
[2002] UKPC 46; [2003] 1 AC 620, 628–629, para 15, Lord Millett described
the essential nature of a constitution and the role of the judges when interpreting
it. He said:
"A constitution is an exercise in balancing the rights of the individual
against the democratic rights of the majority. On the one hand, the
fundamental rights and freedoms of the individual must be entrenched
against future legislative action if they are to be properly protected; on
the other hand, the powers of the legislature must not be unduly
circumscribed if the democratic process is to be allowed its proper
scope. The balance is drawn by the Constitution. The judicial task is to
interpret the Constitution in order to determine where the balance is
drawn; not to substitute the judges' views where it should be drawn."
Although he was referring in particular to the constitution of the Bahamas, his
words are equally applicable to the constitutions of other countries, including
Trinidad and Tobago.
In this case, as in any other, when construing the relevant provisions we, of course,
bear in mind the injunction of Lord Wilberforce in Minister of Home Affairs v
Fisher [1980] AC 319, 328G–H that provisions such as those to be found in
Chapter I of the Constitution
"call for a generous interpretation avoiding what has been called 'the
austerity of tabulated legalism', suitable to give to the individuals the full
measure of the fundamental rights and freedoms referred to."
But we do not overlook, either, his equally important statement, at p 329E–F,
that:
Page 75 of 94
"Respect must be paid to the language which has been used and to the
traditions and usages which have given meaning to that language. It is
quite consistent with this, and with the recognition that rules of
interpretation may apply, to take as a point of departure for the process
of interpretation a recognition of the character and origin of the
instrument, and to be guided by the principle of giving full recognition
and effect to those fundamental rights and freedoms with a statement of
which the Constitution commences."
In order to achieve the proper interpretation, respect for the language of the
constitution and for the traditions and usages that have given it meaning must
march hand in hand with the principle of giving full recognition and effect to
the fundamental rights and freedoms which it enshrines. This is only to
reiterate what Lord Bingham of Cornhill said in Reyes v The Queen [2002] AC
235, 246, para 26:
"As in the case of any other instrument, the court must begin its task of
constitutional interpretation by carefully considering the language used
in the Constitution. But it does not treat the language of the Constitution
as if it were found in a will or a deed or a charterparty. A generous and
purposive interpretation is to be given to constitutional provisions
protecting human rights. The court has no licence to read its own
predilections and moral values into the Constitution …"
The Board pointed out in Pinder v The Queen [2003] 1 AC 620, 628, para 14,
that, if a court indulges itself by straining the language of the constitution to
accord with its own subjective values, then, as Holmes J said in Otis v Parker
(1903) 187 US 606, 609:
"a constitution, instead of embodying only relatively fundamental rules of
right, as generally understood by all English-speaking communities,
Page 76 of 94
would become the partisan of a particular set of ethical or economical
opinions ..."
[Emphasis added.]
Boyce
132. In Boyce, the majority opinion was delivered by Lord Hoffman. In his discussion on
the Independence Constitution of Barbados and the Fundamental Rights provisions, Lord
Hoffman made the following observations that are apposite in relation to the 1976 Trinidad and
Tobago Constitution:132
“Parts of the Constitution, and in particular the fundamental rights provisions
of Chapter III, are expressed in general and abstract terms which invite the
participation of the judiciary in giving them sufficient flesh to answer concrete
questions. The framers of the Constitution would have been aware that they
were invoking concepts of liberty such as free speech, fair trials and freedom
from cruel punishments which went back to the Enlightenment and beyond. And
they would have been aware that sometimes the practical expression of these
concepts - what limits on free speech are acceptable, what counts as a fair trial,
what is a cruel punishment - had been different in the past and might again be
different in the future. But whether they entertained these thoughts or not, the
terms in which these provisions of the Constitution are expressed necessarily co-
opts future generations of judges to the enterprise of giving life to the abstract
statements of fundamental rights. The judges are the mediators between the high
generalities of the constitutional text and the messy detail of their application to
concrete problems. And the judges, in giving body and substance to
fundamental rights, will naturally be guided by what are thought to be the
requirements of a just society in their own time. In so doing, they are not
performing a legislative function. They are not doing work of repair by
bringing an obsolete text up to date. On the contrary, they are applying the
language of these provisions of the Constitution according to their true
132
[2004] UKPC 32, at paragraphs 28 and 29.
Page 77 of 94
meaning. The text is a "living instrument" when the terms in which it is
expressed, in their constitutional context, invite and require periodic re-
examination of its application to contemporary life. Section 15(1) is a
provision which asks to be construed in this way. The best interpretation of the
section is that the framers would not have intended the judges to sanction
punishments which were widely regarded as cruel and inhuman in their own
time merely because they had not been so regarded in the past.
All this is trite constitutional doctrine. But equally trite is the proposition that
not all parts of a constitution allow themselves to be judicially adapted to
changes in attitudes and society in the same way. Some provisions of the
Constitution are not expressed in general or abstract terms which invite
judicial participation in giving them practical content. They are concrete and
specific. For example, section 63 of the Constitution says that the executive
authority of Barbados shall be vested in Her Majesty the Queen. It would not be
an admissible interpretation for a court to say that this meant that it should be
vested in a Head of State who was appointed or chosen in whatever way best
suited the spirit of the times; that the choice of Her Majesty in 1966 reflected the
society of the immediate post-colonial era and that having an hereditary Head
of State who lived in another country was out of keeping with a modern
Caribbean democracy. All these things might be true and yet it would not be for
the judges to give effect to them by purporting to give an updated interpretation
to the Constitution. The Constitution does not confer upon the judges a vague
and general power to modernise it. The specific terms of the designation of Her
Majesty as the executive authority make it clear that the power to make a change
is reserved to the people of Barbados, acting in accordance with the procedure
for constitutional amendment. That is the democratic way to bring a
Constitution up to date.
[Emphasis added.]
Page 78 of 94
133. Then, on the specific matter of the proper approach to constitutional interpretation in
the context of the issues in those appeals, Lord Hoffman stated (under the sub-heading
‘Principles of Construction’):133
“Mr Starmer suggested, and the minority agree, that concerns with rationality,
ultra vires and the language and purpose of the section were a rather pedantic
and inhibited approach to constitutional construction, deserving of
condemnation as the tabulated legalism fit for conveyances and charterparties.
He said that if his construction were adopted, effect would be given to the
international obligations of Barbados and the constitution would be treated as a
living instrument and not left trapped in a time-warp.
Both the attractive force of international human rights law and the "living
instrument" principle have already been touched upon in their proper places.
Their Lordships repeat that they do not intend to put in doubt the principle that
if it is reasonably possible to give domestic law a construction which will accord
with international law obligations, the courts will do so. But the construction of
section 4(1) for which Mr Starmer contends is unreasonable to the point of
being perverse. There is no ambiguity about the matter.
As for the "living instrument" principle, it can have no more application to
the construction of sections 1 and 26 of the Constitution and section 4(1) of
the Order in Council than to the provision that the executive power shall be
vested in Her Majesty. The relevant provisions are completely specific. Section
26 says that (contrary to the general provisions of section 1) certain specifically
defined laws ("existing laws") and their replacements (as defined) shall not be
held inconsistent with sections 12 to 23. It follows that they cannot be void under
section 1. And as the Constitution contains no provision apart from section 1
which affects the validity or requires the amendment of any law, it follows that
all existing laws are to be unaffected by sections 12 to 23. In laying down this
133
[2004] UKPC 32 at paragraphs 53, 54, 55, 56 and 59.
Page 79 of 94
rule, the Constitution employs no general concepts which need or invite being
given a contemporary content by the courts. The protected laws and the extent
of their immunity from challenge are stated in the most concrete terms. It is in
any case difficult to address an argument that the law should be updated and not
left trapped in a time-warp when the plain and obvious purpose of section 26 is
that the existing laws should not be judicially updated by reference to sections
12 to 23.
There is no supra-constitutional principle by which it is presumed that the
provisions of a constitution, even those concerned with fundamental rights,
must be capable of being given an updated effect taking precedence over all
other laws. To make such an assumption is to beg the very question at issue in
this case, which is whether the Constitution left it to Parliament to decide
whether existing laws should be amended to conform to sections 12 to 23.
The "living instrument" principle has its reasons, its logic and its limitations.
It is not a magic ingredient which can be stirred into a jurisprudential pot
together with "international obligations", "generous construction" and other
such phrases, sprinkled with a cherished aphorism or two and brewed up into
a potion which will make the Constitution mean something which it obviously
does not. If that provokes accusations of literalism, originalism and similar
heresies, their Lordships must bear them as best they can.”
[Emphasis added.]
134. In Boyce, the minority (Lords Bingham, Nicholls, Steyn and Walker) adopted their
reasons in Matthew on this point.
Page 80 of 94
Matthew
135. In Matthew the majority (Lords Hoffman, Hope, Scott, Rodger and Zacca J.) relied on
their approach to interpretation articulated in their judgment in Boyce (above). Matthew itself
therefore only gives us insight into the minorities’ approach to the issue.
136. Lords Bingham, Nicholls, Steyn and Walker, in a joint dissent, commenced their
minority opinion as follows:134
In recent years the Privy Council has generally shown itself to be an enlightened
and forward-looking tribunal. It has of course recognised that the provisions of
any constitution must be interpreted with care and respect, paying close
attention to the terms of the constitution in question. But it has also brought to
its task of constitutional adjudication a broader vision, recognising that a
legalistic and over-literal approach to interpretation may be quite inappropriate
when seeking to give effect to the rights, values and standards expressed in a
constitution as these evolve over time. It is such an approach which Lord
Wilberforce stigmatised, in the phrase of Professor de Smith which he made
famous, as "the austerity of tabulated legalism": de Smith, The New
Commonwealth and its Constitutions (1964), p 194; Minister of Home Affairs v
Fisher [1980] AC 319, 328. It is such an approach also which, in our opinion,
vitiates the reasoning of the decision of the majority in this appeal. We consider
the decision of the majority to be unsound in law and productive of grave
injustice to a small but important class of people in Trinidad and Tobago. It is in
our opinion clear that the interpretation of the 1976 Constitution of Trinidad
and Tobago which commends itself to the majority does not ensure the
protection of fundamental human rights and freedoms, degrades the dignity of
the human person and does not respect the rule of law. With much regret, but
without doubt, we dissent from the majority decision.
134
[2004] UKPC 33 at paragraph 34.
Page 81 of 94
137. This approach reveals itself to be a pure policy approach of a self proclaimed
“enlightened and forward-looking tribunal”.
138. In their narrative on the 1962 Independence Constitution the minority observed:135
Trinidad and Tobago became independent in 1962 under a Constitution which,
in section 1, recognised and declared that certain human rights and
fundamental freedoms had existed and should continue to exist without
discrimination. These rights were listed in section 1 in a manner based on the
Canadian Bill of Rights of 1960 rather than, as in some other countries in the
Caribbean, directly on the European Convention on Human Rights. But the
Canadian Bill of Rights drew its inspiration from the European Convention and
the Universal Declaration of Human Rights 1948. Section 2 of the 1962
Constitution provided that subject to sections 3 (existing laws), 4 (public
emergency) and 5 (Acts passed with an enhanced majority), no law should
abrogate, abridge or infringe any of the rights and freedoms listed, and in
particular no Act of Parliament should "(b) impose or authorise the imposition
of cruel and unusual treatment or punishment". It was then however provided in
section 3(1) of the Constitution that "Sections 1 and 2 of this Constitution shall
not apply in relation to any law that is in force in Trinidad and Tobago at the
commencement of this Constitution". There was thus (in section 1) a
presumption of past and a promise of future enjoyment of the listed rights, but
(in section 3) an absolute exclusion of laws in force on the commencement of the
Constitution ("existing laws") from the scope of sections 1 and 2.
[Emphasis added.]
139. We note, even in their ‘enlightened’ opinion, the recognition of the three situations when
it was possible for legislation to limit or restrict the declared fundamental rights and freedoms.
135
[2004] UKPC 33 at paragraph 37.
Page 82 of 94
140. Then, in an exposition on the “correct approach to interpretation of a constitution such
as that of Trinidad and Tobago”, the dispute about which, is the real jurisprudence to be
extracted from this trilogy of decisions, the minority said:136
“The correct approach to interpretation of a constitution such as that of Trinidad and
Tobago is well-established by authority of high standing. In Edwards v Attorney-General
for Canada [1930] AC 124, 136, Lord Sankey LC, giving the judgment of the Board,
classically described the constitution established by the British North America Act 1867
as "a living tree capable of growth and expansion within its natural limits". The
provisions of the Act were not to be cut down "by a narrow and technical construction",
but called for "a large and liberal interpretation". Lord Wilberforce spoke in similar vein
in Minister of Home Affairs v Fisher [1980] AC 319, 328-329, when he pointed to the
need for a "generous interpretation", "suitable to give to individuals the full measure of
the fundamental rights and freedoms referred to" in the constitution and "guided by the
principle of giving full recognition and effect to those fundamental rights and freedoms
with a statement of which the Constitution commences". The same approach was
commended by Dickson J, giving the judgment of the Supreme Court of Canada in
Hunter v Southam Inc [1984] 2 SCR 145, 155:
"The task of expounding a constitution is crucially different from that of
construing a statute. A statute defines present rights and obligations. It is easily
enacted and as easily repealed. A constitution, by contrast, is drafted with an eye
to the future. Its function is to provide a continuing framework for the legitimate
exercise of governmental power and, when joined by a Bill or a Charter of Rights,
for the unremitting protection of individual rights and liberties. Once enacted, its
provisions cannot easily be repealed or amended. It must, therefore, be capable of
growth and development over time to meet new social, political and historical
realities often unimagined by its framers. The judiciary is the guardian of the
constitution and must, in interpreting its provisions, bear these considerations in
mind. Professor Paul Freund expressed this idea aptly when he admonished the
136
[2004] UKPC 33 at paragraph, 42 and 44.
Page 83 of 94
American courts 'not to read the provisions of the Constitution like a last will and
testament lest it become one'."
In Attorney-General of Trinidad and Tobago v Whiteman [1991] 2 AC 240, 247, Lord
Keith of Kinkel, giving the judgment of the Board, said:
"The language of a Constitution falls to be construed, not in a narrow and
legalistic way, but broadly and purposively, so as to give effect to its spirit, and
this is particularly true of those provisions which are concerned with the
protection of human rights."
While entrenched human rights provisions expressed in a codified constitution are, like
the other provisions of the constitution, a manifestation of the popular will, they
nonetheless have a special place. As James Madison said in 1789, when commending
what became the Bill of Rights in the United States Constitution, a Bill of Rights would
have "a salutary effect against the abuse of powers" because "independent tribunals of
justice will consider themselves in a peculiar manner the guardians of those rights; they
will be an impenetrable bulwark against every assumption of power in the legislative or
executive; they will be naturally led to resist every encroachment upon rights expressly
stipulated for in the constitution by the declaration of rights": see Bernard Schwartz,
The Great Rights of Mankind: A History of the American Bill of Rights (1992), p 168.
Madison recognised risks of abuse by the legislative power as by the executive and also
"the body of the people, operating by the majority against the minority": ibid, p 169.
Constitutional protection of human rights of course operates for the benefit of all the
citizens of any state. But it is of particular importance to the weakest and most vulnerable
members of society, who lack wealth and influence, among whom those subjected to
admittedly cruel and unusual treatment or punishment must ordinarily be included.”
[Emphasis added.]
Page 84 of 94
141. We note that the primary concern of the minority was with the protection of the
fundamental rights provisions, inter alia, against “recognized risks of abuse by the legislative
power as by the executive …”.
142. We also note the value placed by the minority in the principles articulated in the
Preamble to the Constitution as an aid to interpretation, particularly in relation to the human
rights provisions, articulated as follows:137
“We attach significance to the principles upon which, as declared in the
preamble to the 1976 (as to the 1962) Constitution, the people of Trinidad and
Tobago resolved that their state should be founded. This declaration, solemnly
made, is not to be disregarded as meaningless verbiage or empty rhetoric. Of
course, the preamble to a statute cannot override the clear provisions of the
statute. But it is legitimate to have regard to it when seeking to interpret those
provisions (see Bennion, Statutory Interpretation, 4th ed, (2002) Section 246)
and any interpretation which conflicts with the preamble must be suspect.”
143. Indeed, the ideological divide was so impassioned, that Lord Nicholls felt compelled to
make some additional remarks. He stated, in relation to the majorities’ approach:138
“Self-evidently, an interpretation of the constitutions which produces this
outcome is unacceptable. A supreme court of a country which adopts such a
literal approach is failing in its responsibilities to the citizens of the country. A
constitution should be interpreted as an evolving statement of a country's
supreme law.
This is not to substitute the personal predelictions of individual judges for the
chosen language of the constitution. Rather, it is a recognition that the values
underlying a constitution should be given due weight when the constitution falls
to be interpreted in changed conditions. A supreme court which fails to do this is
137
[2004] UKPC 33, at paragraph 46. 138
[2004] UKPC 33, at paragraphs 70, 71 and 72.
Page 85 of 94
not fulfilling its proper role as guardian of the constitution. It is abdicating its
responsibility to ensure that the people of a country, including those least able
to protect themselves, have the full measure of protection against the executive
which a constitution exists to provide. Dickson J, delivering the judgment of the
Supreme Court of Canada in Hunter v Southam Inc [1984] 2 SCR 145, 155,
summarised the responsibility of the judiciary:
"The task of expounding a constitution is crucially different from that of
construing a statute. A statute defines present rights and obligations. It is
easily enacted and as easily repealed. A constitution, by contrast, is
drafted with an eye to the future. Its function is to provide a continuing
framework for the legitimate exercise of governmental power and, when
joined by a Bill or a Charter of Rights, for the unremitting protection of
individual rights and liberties. Once enacted, its provisions cannot easily
be repealed or amended. It must, therefore, be capable of growth and
development over time to meet new social, political and historical
realities unimagined by its framers. The judiciary is the guardian of the
constitution and must, in interpreting its provisions, bear these
considerations in mind."
For some years now their Lordships' Board, in discharge of its responsibilities
as the supreme court of a number of countries, has sought to give effect to the
human rights values declared and entrenched in the constitutions of these
countries.
144. Once again we see at the heart of the concern expressed by Lord Nicholls, the desire to
protect “the human rights values declared and entrenched in the constitutions of these countries”.
145. In our opinion, the minority view in Roodal which prevailed as the majority view in
Boyce/Matthew, did not disavow the ‘always speaking’ principle in relation to the interpretation
and application of the substantive human rights provisions themselves. What it did, was to draw
Page 86 of 94
a distinction between the legitimate role of the court in the interpretation and application of the
human rights provisions “expressed in general and abstract terms” and of other constitutional
provisions, such as the savings clause, which are concrete and specific.
146. It is exactly this distinction which is also at the heart of our criticism of the approach
taken by the Board in Suratt and Omar Maraj; and which forms the essential basis of the
difference between our opinion and that of Bereaux, J.A. . We share the concern of the minority
about the need to protect the human rights provisions from unpermitted legislative and/or
executive interference. Yet this is exactly the effect that the decisions in Suratt and Omar
Maraj and the opinion of Bereaux, J.A. have, because contrary to an expressed constitutionally
provided scheme for the making of any laws that are inconsistent with or in any way limit or
restrict the declared and entrenched human rights provisions, Parliament is now permitted by a
simple majority to override the human rights provisions once Baroness Hale’s simplified
proportionality test is satisfied.
147. We are satisfied that this was not the intention of those who enacted the 1962 or 1976
Constitutions, as we have painstakingly attempted to demonstrate, using context, text, policy and
precedent. In our opinion, the intention of Parliament in enacting the Constitution as the
supreme law and in creating a Constitutional democracy in Trinidad and Tobago, was not to
permissively allow for the limitation of rights, but rather to curtail Parliament’s future capacity to
restrict or limit the declared sections 4 and 5 rights and freedoms. This as we have
demonstrated, was achieved by the use of clear and concrete provisions that permitted
Parliamentary restriction of the rights in only certain specified ways. The intention was, inter
alia, to protect the rights from interference by simple majorities (except in the case of public
emergencies or existing law), and this arrangement was the outcome of debate, discourse and
negotiated agreement, arrived at in the unique historical and socio-political context that existed
in Trinidad and Tobago in 1962, 1976 and which still exists in 2014.
148. If any further proof of the correctness of our understanding is required, we offer the
following, taken from the dissenting opinion of Lords Millett and Rodger in Roodal (which
Page 87 of 94
eventually prevailed in Boyce/Matthew) and dealing with the intention and purpose of the
savings law clause (section 6) in the Constitution:139
“Indeed, such indications as there are of Parliament's intention in enacting
section 6 of the Constitution confirm that straightforward interpretation.
According to the Official Report of the debate in the Senate on 23 March 1976,
in reply to a proposal to amend clause 6, Senator Prevatt, speaking for the
government, said this:
"Maybe I should explain what the provisions which we have here are
intended to achieve. We have existing laws which I suppose we will all
agree should be saved. We must have some laws with which we could go
into the new constitution. So we agreed that laws we have should be
saved. If we save the laws, what we are saying is that if we re-enact it
without alteration, more or less, it is the same law, then it will remain
valid. If the laws in any way derogate from any rights as you have it now
(existing law), then provided you do not go and derogate any further it
will remain there. This is the intention we have in 6(1). Now clause 6(2)
was redrafted because the lawyers felt that if you went and you changed
the law and you derogated further than the previous law, it might be
found that you did something that was invalid in the sense of the
additional derogation. So what they were trying to do was to say, all
right, in that case your additional derogation will remain valid. These
were the intentions we had; nothing more than that.”
149. Clearly the intention of Parliament, was to only permit and protect simple majority
legislative derogation of the entrenched rights that went “further than previous law” (previous
law having been saved absolutely by section 6(1)), when any such changes in the law were
covered by section 6(2) of the savings clause. A fortiori, changes in the law that went even
further than the section 6 protection have to be section 2 and 5(1) compliant and must therefore
139
[2003] UKPC 78 at paragraph 93.
Page 88 of 94
be enacted in the ways specifically provided for in either Chapter I or section 54 of the
Constitution.
150. In our opinion the effect of the decisions in Suratt and Omar Maraj and the opinion of
Bereaux, J.A. is to read into the text of the Constitution an additional means by which the
legislature can override the declared human rights provisions. That is to say, Parliament can now
by a simple majority limit or restrict the human rights provisions beyond what was expressly
permitted by the text of the Constitution, where the aims of the legislative intervention are
legitimate, the means used to achieve it rationally connected to those aims, and where the impact
or effects of the provisions are proportionate.
151. In our opinion, in the context of rights that are stated in absolute terms and only restricted
or limited by existing law savings provisions and where there are specific provisions for enacting
laws that are inconsistent with the sections 4 and 5 rights; the proportionality test in Suratt and
Omar Maraj (as approved of by Bereaux, J.A.) reads into the Trinidad and Tobago
Constitution, an open ended “reasonably required’ clause in relation to Parliament’s power to
restrict or limit the human rights provisions under the ambit of its general power to make laws.
152. In our opinion this judicial intervention, ‘enlightened’ as it may be for some, is contrary
to the intention and the language of the Constitution. Further, it serves to undermine the
constitutional protection of the entrenched rights declared in sections 4 and 5, and enlarges the
legislature’s power to encroach on those rights by simple parliamentary majorities. We pause to
note, that in Trinidad and Tobago, under the existing electoral system of first-past-the-post,
‘winner take all’, we have experienced minority governments in terms of popular support on
more than one occasion since Independence.140
Such governments command a simple majority
in the Parliament, and would now be able to limit the entrenched human rights provisions
without arriving at the kind of consensus that was the original intent of the Constitution and
140
See The Mechanics of Democracy: Proportional Representation v. First Past The Post, Jamadar P., Inprint
Caribbean Ltd. 1989 and Democracy and Constitutional Reform in Trinidad and Tobago, Jamadar P. and Meighoo
K., Ian Randle Publishers, 2008, at pages 111 to 116.
Page 89 of 94
which remains a necessary current safeguard in Trinidad and Tobago. Finally, in our opinion
this judicial intervention could effectively render otiose section 13 of the Constitution.
Final Positions
153. This extraordinary five-panel court was assembled primarily because of the difficulty that
has been addressed in this opinion. As such, it is not unduly hampered by the existing opinions
of three-member panels. We have however not arrived at our opinion easily.
154. While we have arrived at consensus around the outcome of these appeals, we are divided
on the legitimacy of the Suratt/Omar Maraj approach to permitting legislative limitations and
restrictions of the human rights provisions by simple majority legislation and beyond the
specific categories provided for in the Constitution itself. On this we say, that if the Constitution
is the supreme law (section 2), then we find it impossible to conceive how such a status can be so
easily undermined without reference to any textual underpinnings. We certainly do not see that
it can be justified by any such means. On the contrary, we see the constitutional text as
disavowing such a judicial intervention, especially because it undermines the protection afforded
the fundamental rights and enlarges the legislature’s capacity to do so.
155. In Trinidad and Tobago the Constitution is supreme and all laws and institutions,
including the courts of law, are subject to its provisions. Until such time as the Constitution is
changed, courts are obliged to uphold the Constitution and not to undermine it, and especially to
be vigilant not to permit the potential undermining of the fundamental rights and freedoms that
have been entrenched in the Constitution.
Postscript
156. This judgment has turned out to be quite lengthy. At this time, when brevity, simplicity
and clarity are considered to be the hallmarks of a good judgment, this one appears to fall short.
There have been long (almost endless) tracts of quotations placed in the body of the judgment,
repetition of thoughts and opinions and copious footnotes. However, this has been done
deliberately, because in this opinion we criticize two recent judgments of the Privy Council (our
Page 90 of 94
highest court) and differ from the opinions of some of our colleagues in the Court of Appeal.
We think therefore that it is our duty to be completely transparent and thorough in setting out our
thought processes and reasoning. In this regard, we thought it necessary to lay out fully the
relevant materials that have led us to our conclusions. Our intention is not to disrespect any
person, opinion or institution, but only to assert what we consider to be true and right. If in
doing this we have somehow crossed the conventions that govern this noble profession, we
apologize for this. In relation to the length of this judgment, our single mitigating factor is that
on the 31st January, 2014 the full court issued a short, clear and concise four page executive
summary of the issues, reasons and decisions in these appeals. That summary is attached as an
appendix to this judgment.
_______________________________
I. Archie, O.R.T.T.
Chief Justice
________________________________
P. Jamadar
Justice of Appeal
Page 91 of 94
APPENDIX 1
Executive Summary of Decision
Delivered on the 31st January, 2014.
Issues
The following issues are decided in this appeal:
(a) Is section 5(5) of the Dangerous Drugs Act (DDA) ambiguous or does it, in
conjunction with section 61, create a mandatory minimum sentence of imprisonment
for 25 years and a fine of one hundred thousand dollars ($100,000.00) with a default
term of 15 years to be served consecutively? (This sentence is hereafter referred to as
the mandatory minimum penalty)
(b) If a mandatory minimum penalty is created by section 5(5) (in conjunction with section
61), does the creation of such a sentence violate the constitutional doctrine of
separation of powers?
(c) Is the imposition of the mandatory minimum penalty, inconsistent with sections 4 and
5 of the Constitution?
(d) If such a mandatory minimum penalty is inconsistent with sections 4 and 5 of the
Constitution, is the inconsistency reasonably justifiable in a society that has a proper
respect for the rights and freedoms of the individual as mandated by section 13(1) of
the Constitution?
Page 92 of 94
Summary of Decision
Issue (a)
Section 5(5) of the Act is not ambiguous. It imposes for the crime of possession of a dangerous
drug for the purposes of trafficking, a mandatory minimum penalty of a fine of one hundred
thousand dollars ($100,000.00) and twenty-five years imprisonment with a further term of fifteen
years imprisonment in the event of default of payment of the fine, to be served after the twenty-
five year term of imprisonment is completed.
Issue (b)
The creation by section 5(5) of the act, of a mandatory minimum penalty, does not violate the
separation of powers. The fixing of a mandatory minimum penalty is a valid exercise of the
legislative powers of Parliament.
Issue (c)
Section 5(5) of the Act in conjunction with section 61, by removing the judicial discretion,
imposes or authorises the imposition of a mandatory minimum penalty which is a breach of
sections 4(a) and 4(b) of the Constitution. It breaches section 4(a) because it imposes or
authorises the imposition of a penalty which is arbitrary, capricious and oppressive. It is
arbitrary because, in this case, there is no rational relation of the penalty to the actual offence
committed. It is capricious because the judicial discretion to adapt the penalty to the nature of
the crime is removed. It is oppressive because, in this case, the mandatory minimum, of itself, is
excessive and wholly disproportionate to the crime committed. It is also a direct breach of the
prohibition in Section 5(2)(a) and 5(2)(e) of the Constitution.
It breaches the right to the protection of the law in section 4(b) of the Constitution, in this case,
by authorising the imposition of cruel and unusual treatment or punishment by permitting the
imposition of a mandatory minimum penalty which is grossly disproportionate and inordinately
excessive and which bears little or no relation to the crime committed. It is therefore also a
direct breach of section 5(2)(b) of the Constitution.
Page 93 of 94
Issue (d)
The removal of the judicial discretion, by the conjoint effect of sections 5(5) and 61 of the Act,
results in serious hardship to offenders because of the Court’s inability to apply a sentence
appropriate to the nature of the offence, to the part played by the offender and to circumstances
in mitigation. Such considerations are fundamental to the proper exercise of justice in a
democracy, whatever the system of law. They are founded in fairness and respect for the dignity
of the human person which is one of the bases upon which our nationhood was proclaimed.
The removal of such considerations from the sentencing process erodes the fundamental right to
liberty and cannot be justified in any society which has a proper respect for the dignity of the
human person and the inalienable rights with which we all, as human beings, are endowed.
Thus, a provision which indiscriminately applies a mandatory minimum penalty to all offenders,
irrespective of the nature of the offence, the degree of culpability of the offender and the
mitigating circumstances affecting him, resulting in the offender serving a total of forty years
imprisonment for one point one six kilogrammes (1.16Kg) of marijuana, is so grossly unfair and
offensive of the fundamental principles of justice and the rule of law, that it cannot be reasonably
justifiable in a society which has a proper respect to the rights and freedoms of the individual.
Sentence
While this appeal is concerned only with section 5(5), we were invited to consider other
provisions of the Dangerous Drugs Act that might impose mandatory minimum sentences.
Mindful of that and of the fact that what is objectionable about section 5(5) is not the imposition
of a harsh sentence but its mandatory nature, we are of the view that the appropriate relief is not
to strike down section 5(5), but to strike down section 61 of the Dangerous Drugs Act, which
disapplies section 68 of the Interpretation Act. This will permit the Courts to interpret this and
similar sections in a way that takes into account the particular circumstances of the case while
giving recognition to the gravity with which society views drug offences as reflected on the high
potential penalties.
Page 94 of 94
The consequences of all this is that the appeals against sentence will be allowed and this Court is
entitled to substitute an appropriate sentence.
But in substituting an appropriate sentence, we cannot disregard Parliament’s clear intention.
The minimum sentence of twenty-five years must therefore be taken into account in any penalty
to be meted out to the appellants. In doing so however we cannot be fettered in our discretion to
apply the law appropriately to the facts and circumstances of the cases coming before us. This
consideration is rooted in fairness. An accused must be punished for the crime he commits. But
not only must his guilt or innocence be fairly considered, his punishment must also be fairly
applied to the facts and circumstances of his case.
We therefore invite counsel’s submissions on the extent to which the minimum sentence is to be
taken into account in each appellant’s case, before we make our final decision on sentence.
Order
The Appeals against sentence are allowed. The court will invite written submissions on the
appropriate sentences to be substituted in these appeals. Parties are to file written submissions
on or before the 7th
February, 2014. The Court’s final decision will be delivered on Friday 14th
February, 2014.
I. Archie, C.J.
P. Weekes, J.A.
P. Jamadar, J.A.
A. Yorke-Soo Hon, J.A.
N. Bereaux, J.A.