Report Required by the Ethics in Govenment Act of 1978 … Hotel Investors (EIT) 34. Legg Mason...

2.

3.

5.

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Government Act of 1978 Rev. 112008 FOR CALENDAR YEAR 2007 (5 U.S.C. app. §§ 101-111)

I. Person Reporting (last name, first, middle initial)

\Voodcock,JohnA

2. Court or Organization

Maine

3. Date of Report

05/1212008

4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

U.S. District Judge (Active)

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [{] Annual

Sb. D Amended Report

D Final

6. Reporting Period

0110112007 to

12/3112007

7. Chambers or Office Address

P.O. Box 756 Bangor, ME 04402-0756

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with •

. pplicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSIT! ONS, (Repor/illg individual only; see pp. 9-13 of filing ills/ructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. Emeritus Member of Board of Trustees Bowdoin College

Member Board of Visitors University of Maine School of Law

4.

r--,.., o--. ::tJ (/) :;:: -.: rr,c:::-.h

.::O< - (') rtir:J .-C)- rr.,

CJ.}:;. ·

-..JJ, AGREEMENTS, (Reporting individual only; see pp. 14-16 of filing instructions.) :;;r-- -[{] NONE (No reportable agreements.) CJ - rry

·f'l:j .. CJLv

'QPARTIES AND TERMS

I.

2.

3.

2.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

of12 05112/2008Woodcock, John A

Ill. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE TN COME (yours, not spouse's)

I. 12/31/07 United States Judges Admin Office of the US Courts $ 159,654.22

3.

4.

B. Spouse's Non-Investment Income - ![you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

[ZJ NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

IV. REIMBURSEMENTS - transportation, /odging,food, entertainmeflf.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[ZJ NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2.

I.

3.

4.

5.

5.

5.


of 12 0511212008Woodcock, John A.

V. GIFTS. (Includes those to spouse and dependelll children; see pp. 28-3I of filing instructions.)

[ZJ NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 31-33 of filing instructions.)

[ZJ NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

2.

3.

4.

I I I -r

(SeeCo umn ""Book _V_a _lu _e ____ _ ----

---·· (5) (I) (I) (2) (2) (3) (4)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT of12 05/12/2008Woodcock, John A

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.) ..

A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(2) (!)

Place "(X)" after each asset Amount

exempt from prior disclosure Code I (A-H)

Type (e.g., Value

div., rent, Code 2

or int.) (J-P)

...

Value

Method

Code 3

(Q-W)

Type (e.g.,

buy, sell,

redemption)

Date

Month-

Day

Value Gain

Code I Code 2

(J-P) (A-H)

Identity of

buyer/sciler

(ifprivate

transaction)

I.

2.

3.

4.

5.

6.

7.

8.

9.

IO.

11.

12.

13.

14.

15.

16.

17.

Merck Common Stock

Bowater Common Stock

Boeing Common Stock

Cisco Common Stock

MetLife Common Stock

Wells Fargo Common Stock

Powershares Wilderhill Clean Energy Portfolio

Citizens Communications Common Stock

Mitsui Common Stock - ADRs

Barclays PLC ADR Common Stock

Morgan Stanley Bank Deposits

Powershares Lux Nonotech Portfolio (Comment)

Legg Mason Appreciation Fund (Comment) (X)

ExxonMobil Common Stock

General Electric Common Stock

The Growth Fund of America

SCP Pool Corp. Common Stock

A

A

A

A

c

B

B

A

B

B

B

A

A

Dividend K

Dividend

Dividend J

None K

Dividend K

Dividend M

None K

Dividend K

Dividend L

Dividend

Interest L

None J

Dividend L

Dividend L

Dividend K

Dividend

T

Sell

T

T

T

T

T Buy

T

T

Sell

T Transfer

T

T

T

T

Sell

05110 J A

02/14 J

03/29 K D

L

03113 K B

I. Income Gain Codes: (See Columns BI and 04)

A =S 1,000 or less F =550,001 • SI00,000

B =Sl,001 -S2,500 G =SI 00,00 I -$1,000,000

C =S2,50 I -$5 ,000 HI =Sl,000,001 - !5,000,000

0=$5,001-$15,000 H2 =More than $5,000,000

E =515,001- S50,000 ·-

i I

i 2. Value Codes J =$I 5,000 or less K =S 15,00 I -550,000 L =$50,00 I -SI 00,000 M =$100,00 I - $250,000 (See Columns Cl and 03) N =$250,00 I -$500,000 0 =S500,00 I · $I ,000,000 PI =S 1,000,00 I -$5,000,000 P2 =!5,000,001 - $25,000,000

i I 3 Value Method Codes

P3 =$25,000,00 I - $50,000,000 Q =Appraisal R ""Cost (Real Estate Only)

P4 =More than !50,000,000 S =Assessment T =Cash Market

[___ C2) ___ __u V ""Other ------------·-

W ""'Estimated

--

I ----,------

I_

�------- -------

I

'

i

(l) (2) (2) (3) (4)


of12 05/12/2008Woodcock, John A

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes t1tose of spouse and dependent c1tildren; see PP· 34-60 of filing insrructions.J

D NONE (No reportable income, assets, or transactions.) -----

A. B. c. D.

Description of Assets Income during Gross value at end of Tran actions during reporting period

(including trust assets) reporting period reporting period

(!) (5)( l ) (2) Amount

exempt from prior disclosure

Place "(X)" after each asset Code I

(A-H)

ValueType (e.g.,

Code 2div., rent,

or int.) (J-P)

Value

Method

Code 3

(Q-W)

Type (e.g.,

buy, sell,

redemption)

Dat

Mont h -

Day

Value Gain Identity of

Code 2 Code I buyer/seller

(J-P) (A-HJ (if private

transaction)

18. Medtronic Common Stock

19. Microsoft Common Stock

20. Norfolk Southern Common Stock

21. Pepsico Common Stock

22. Precision Drilling Trust Common Stock

23. Procter & Gamble Common Stock

24. Citadel Common Stock (Comment) (Y)

25. Bangor Savings Bank Checking Account

26. ASA (Bermuda) LTD Common Stock

27. Health Care Service Group

28. Fidelilty Trend Fund

29. Nuveen Tax Adv Total Return Strategy Fund

30. Xerox Common Stock (Comment)(X)

31. Morgan Stanley India Investment Fund

32. CVS Common Stock

33. Sunstone Hotel Investors (REIT)

34. Legg Mason Fundamental Value Fund (Comment) (X)

A

A

A

A

A

A

A

A

A

B

A

A

A

Dividend

Dividend J

Dividend K

Dividend K

Dividend

Dividend K

None J

Interest J

Dividend J

None K

Dividend K

Dividend K

Dividend K

Dividend K

Dividend J

Sell

T

T

T

Sell

T

T

T

T

T Buy

T

T

T

T

T Buy

11/29 J A

02/14 J A

11/27 K

02/14 K

I. Income Gain Codes: A ::o:S l ,000 or less B =$1,00 I -$2,500 C =$2,50 I · SS,000 D =S5,00 I -St 5,000 E =$15,001 -$50,000

(See Columns B t and D4) F =$50,00 I -$I 00,000 G =$I 00,00 t - SI ,000,000 HI =Sl,000,001·55,000,000 H2 =More than 55,000,000

2. Value Codes J ::S 15,000 or less K =$15,00 I - $50,000 L =S50,00t - SI00,000 M =SI00,001 -$250,000

(See Columns Cl and 03) N =$250,00 I -$500,000 0 =$500,00 I -SI ,000,000 PI =St ,000,00 I - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 -550,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =:Cost (Real Estate Only) S ==Assessment T ""Cash Market

(See Column C2) U =Book Value V:o::Other W =Estimated

----------.---------------- -----------------! Incom:·during [

p p

I (lr;portl ing pe;� d --H orting per�:�

I -- '--o-r -in_t _.) _ _L__(J_-_P_)_ -'-- _C_( - - - -- -re_d _e_m _p _tio_n_)_ _D_•_y _ _L__(J_-_P)- L_(A_-_H_) ---t;_!f_n - -:_:_t _l __

-----------·--- ·-·-

-------

--ti- (I) (2) (3) (4) (S)



VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing - instructions.)

NONE (No reportable income, assets, or transactions.) D A.Description of Assets Gross va2 at end of

(including trust assetsTransactions duri reporting period

e .g., e.g.,)

Amount Ty eC ode I ct·1v., rent, Value Valueet o h d( Date Value Gainth C d o c 2 C d o e Place "(X)" after each asset exempt from prior disclosure C d o e 2 Ty e (uy, se , II on Identity of uyer se er I IIM Mb I b-

... .

35. United Technologies Common Stock

36. AT&T Common Stock (Comment)

37. Legg Mason Capital & Income Fund

38. Legg Mason Partners Appreciation Fund (Comment) (X)

39. Investment Company of America

40. United Natural Foods, Inc. Common Stock

41. UBS Bank USA Dep Acct (Comment)

42. Royce Micro-Cap IRA Account

43. EuroPac Growth Mutual Fund

44. Qualcomm, Inc. Common Stock

45. Lord Abbett Affiliated Fund

46. American Capital Income Builder Mutual Fund

47. Legg Mason Appreciation Mututal Fund IRA (Comment)

48. Legg Mason Capital and Income Fund IRA (Comment)

49. Home Depot Common Stock

50. Eagle Bulk Shipping, Inc. Common Stock

5 l. American Capital Strategies Ltd Common Stock

A

A

A

A

A

B

A

A

A

B

A

A

A

B

A

Dividend K

Dividend K

Dividend K

Dividend K

Dividend J

None K

Interest

Dividend K

Dividend J

None

Dividend K

Dividend K

Dividend K

Dividend K

Dividend

Dividend K

Dividend J

T Buy

T

T

T

T

T

Transfer

T

T

Sell

T

T Buy

T

T

Sell

T

T

11/27 K

06/27 L

02/14 J A

02/23 L

l l/29 J A

I. Income Gain Codes: A =S 1,000 or less 8=$1,001-$2,500 C =$2,50 I - $5,000 D =$5,00 I - $15,000 E =S15,00I -$50,000

(See Columns 8 I and 04) 2. Value Codes

, F =S50,00 I • $I 00,000

J ::$15,000 or less

G =$I 00,00 I - $1,000,000

K =$15,00 I - $50,000

HI =$1,000,001 - S5,000,0IJO

L =$50,001 - $100,000

H2 =More lhan S5,000,000

M =$I 00,00 I - $250,000

(See Columns C l and DJ) N =S250,00I · $500,000 0 =S500,00I · $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - S25,000,000

i 3. Value Method Codes

P3 =$25,000,001 -550,000,000

Q ""Appraisal R =Cost (Real Esiate Only)

P4 =More than $50,000,000

S ==Assessment T =Cash Market

I (See Column C2) U =Book Value V =Other W =Estimated l --·----·----- -- -----.-

---- -

I

L ___J




D NONE (No reportable income, assets, or transactions.) --·---

A.

Description of Assets

(including trust assets)

Place "(X)" after each asset


B. c. D.

I Income during Gross value at end of Transactions during reporting period

I reporting period reporting period

(1) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code l div., rent, Code 2 Method buy, sell, Month- Code 2 Code l buyer/seller {A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

52. American Funds Investment Company A Dividend J T Coverdell Account

53. Automatic Data Processing Common Stock A Dividend J T

54. Wyeth Com Common Stock A Dividend K T

55. Target Corp A Dividend K T

56. American Funds Income Fund of America B Dividend L T CLA

57. Discover Financial Services Common Stock A Dividend J T Buy 07/13 J

58. Investors Financial Services Corp Common A Dividend Transfer 07/02 K Stock (Comment)

59. Northrup Grumman Common Stock A Dividend K T

60. S & P 500 Depository Receipts A Dividend J T

61. Public SVC Enterprise Group Common None Sell 02113 J B Stock

62. Morgan Stanley Common Stock A Interest J T Buy 02/23 K

63. Pitney Bowes Inc. Common Stock None Sell 02/13 J c

64. Power Shares High Growth Mutual Fund A Int./Div. J T Buy 02/23 K

65. McDonalds Corp. Common Stock A Dividend K T

66. IBM Common Stock A Dividend K T

67. State Street Corp. Common Stock A Dividend K T (Comment)

68. Johnson & Johnson Common Stock A Dividend K T Partial buy 02/23 K

·---.----·- -:lame G ;;;-Codes A ::=$ 1,000 or less B =Sl,001 -$2,500 C =$2,50 I - 55,000 D=S5,00l -$15,000 E=SI5,00! -S50 000

{See Columns Bl and 04) F =$50,00 I -SI 00,000 G =$I 00,00 I - S 1,000,000 HI =Sl,000,001 - $5,000,000 H2 =More than S5,000,000

, 2. Value Codes J ""$15,000 or less K =S 15,001 - $50,000 L =$50,00 I - SI 00,000 M =$100,001 -$250,000 I

I -(See Columns CJ and DJ) N =$250,00 I S500,000 0 =$500,00 I -S 1,000,000 Pl =$1,000,001 -$5,000,000 P2 =S5,000,00I - S25,000,000

I P3 =$25,000,001 -S50,000,000 ?4 =More than $50,000,000

I 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T ""Cash Market

(See Column C2) U =Book Value V "Other W =Estimated I---·---··-

----------···- ··-·----------·--

-·

I ·-

I

--

.g.,

(2) (I) (3)




D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end of Transactfons during reporting period /,-Amount Code 1


Place "(X)" after each asset


reporting period reporting period

(4) (5)(I) (1) (2)(2) Identity of Value GainType (e.g., DateValueType (e Value

buyer/sellerCode 1 Code 2 buy, sell, Month-Methoddiv., ren t, Code 2 (A-H) (if private Dayredemption) (A-H)Code 3 or int. ) (J-P)(J-P)

transaction)(Q-W)

69.

70.

71.

72.

73.

74.

75.

76.

77.

78.

79.

80.

81.

82.

83.

84.

85.

Patterson Companies Common Stock

Stericycle Common Stock

Sysco Common Stock

US Bancorp Common Stock

J.P. Morgan Chase Common Stock

Zimmer Holdings Common Stock

Bellsouth Corp Common Stock (Comment)

Union Central Universal Life Insurance Policy

MetLife Life Insurance Policies

Intel Corp Common Stock

Walt Disney Co. Common Stock

UBS Bank Deposit Account (Comment)

H & R Block, Inc. Common Stock

Bristol Myers Squibb Common Stock

Broadridge Financial Solutions LLC (Comment)

Chevron Corp Common Stock

Citigroup Inc. Common Stock

A

B

A

A

A

A

A

A

A

A

A

A

None

None

Dividend

Dividend

Dividend

None

None

Interest

Dividend

Dividend

Dividend

Interest

Dividend

Dividend

None

Dividend

Dividend

K

K

K

K

K

L

L

K

J

J

J

K

Sell

T

T

T

T

T

T

T

T Partial buy

T

Transfer

T

T

Spin off

T

Sell

11/27 J A

02/23 J

06127 J

04/02 J

02113 J A

-G�- - A =$1,000 or less 8 =SJ ,00 I . $2,500 C =$2,501 -S5,000 o s5,oo 1 - s 15,ooo E =Sl5,00I -$50,000 I 1 (See Columns BI and D4) F =S50,00I • SI00,000 G =SI00,001 -Sl,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =Sl 5,000 or less K =S 15,00 I -S50,000 L =$50,001 -SI00,000 M =SI00,001 -5250,000

I (See Columns CI and D3) N =S250,00 I - $500,000 0 =$500,00 I • S1,000,000 Pl =Sl,000,001 -S5,000,000 P2 =55,000,001 -525,000,000

P3 =$25,000,001 - S5o,ooo,ooo P4 =More than S50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ""Assessment T =Cash Market

(See Column C2) U =Book Value Vo:Qther W =Estimated L__________. __

I --

I

L_

ex

-

e

-

mpt fr-om

- I

_______________

I

I I J

------ ----


of12 05/1212008Woodcock, John A

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 offlti11g inmuctions.J

D NONE (No reportable income, assets, or transactions.)

A ... ··---·-

B. c. i--·-

D.

1 Description of Assets I Income during Gross value at end of I Transactions during reporting period

I I (including trust assets) I reporting period reporting period

I

fter each asset prior disclosure

Place "(X)" a

86. ConocoPhillips Common Stock

87. Du Pont E. I. De Nemours & Co. Common Stock

88. Broadridge Financial Solutions LLC (Comment)

89.

90.

91.

92.

93.

94.

95.

96.

97.

98.

99.

100.

l 01.

102.

I (l) (2) ( l )

Amount Type (e.g., ValueCode I div., rent, Code 2 (A-H) or int.) (J-P)

A Dividend K

A Dividend J

A Dividend

,-------......... - .............. ___ ___ , .. _ ...... --------· I. Income Gam Codes: A =Sl,000 or less

(2) --(I) (2)Value

Method Code 3

buy, sell, Month -redemption) Day

-1·(3) (4)

Value Gain Code 2 Code I

(J-P) (A-H)

(Q-W)

Type (e.g., Date

T

T

Sell 11129 J A

(5) Identity of

buyer/seller(if private

transaction)

B =$1,001 -$2,500 c =$2,501 -$5,000 D =S5,00I -SI 5,000 E =S15,00I -550,000

(See Columns Bl and D4) F =550,001 -$100,000 G =$100,001 -Sl,000,000 H1 =$1,000,00 I - $5,000,000 H2=More than $5,000,000 ,

2. Value Codes J =$15,000 or less K =$15,001 -S50,000 L =S50,00 I - SI 00,000 M =SI00,001 -5250,000

(See Columns Cl and D3) N =$250,00 I - $500,000 0 =$500,001 -S 1,000,000 Pl =Sl,000,001 -55,000,000 P2 =S5,000,00I -525,000,000

P3 =$25,000,00 I - $50,000,000 P4 ""More than $50,000,000

3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T ""Cash Market

(See Column C2) U ""Book Value V=Other W ""Estimated

I _ _:·,·

--

I I I I I

----·-----··-- --------------

--

I I I I

-----------------------------------------------

__ J

I

---·- ·------- ··-----.---------

-· --- ---·--- ·------------

1 (I) (2) (2) (3) (5)

! 2. Value Codes


of12 0511212008\Voodcock,JohnA

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.) -

, -A.

-Description of Assets


-- r lncom:.during

reportmg penod

C. D.

Gross value at end of Transactions during reporting period

reporting period

(I) (I) (2) (4)I Place "(X)" after each asset

.,. .... "''"'""

Amount Code I

(A-H)

___J_

Type (e.g.,

div,, rent,

or int. )

Value

Code 2

(J-P)

Value

Method

Code 3

(Q-W)

Date Value Gain Identity of Type (e.g.

Code I Code 2 buyer/sellerbuy, sell, Month-

redemption) (if private Day (J-P) (A-H)

transaction)

I. Income Gain Codes: A =S 1,000 or less B =Sl,001 - S2,500 C =S2,501 - S5,000 D=S5,001-S l5,000 E =S l5,001 - S50,0001 (See Columns B l and 04) F =s io.001 - s100,ooo G =S 100,001 - S 1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

J ::::$\ 5,000 or less K =S 15,001 - $50,000 L =$50,001 - S 100,000

i (See Columns C l and DJ) N =S250,001 - S500,000 0=$500,001-Sl,000,000 Pl =$1,000,001 -55,000,000 P2 =$5,000,001 - S25,000,000

I IPl =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Il 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ""Assessment T =Cash Market

(See Column C2) U =Book Value V::::Qther W =Estimated

- ·

M =$100,001 -5250,000 I

FINANCIAL DISCLOSURE REPORT

of 12

Name of Person Reporting

Woodcock, John A

Date of Report

05/12/2008

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate parto/Report.)

Items 11, 41 and 80: On June 27, 2007, Morgan Stanley became the broker for the bulk of the accounts. This required a transfer from UBS to Morgan Stanley, which took place on June 27, 2007. For the most part, the transfer does not affect this report, except both UBS and Morgan Stanley retain cash for the accounts in thier cash vehicles. The new Morgan Stanley cash account is reflected in Item 11. The cash in UBS accounts in items 41 and 80 was transferred to item 11.

Items 13, 30, 34, 37, 38 : These items were detailed in the 2006 report as the assets of ······ ••••••••••••••••••• the items are listed only for tracking purposes.

Item 24: On February 24, 2006, Walt Disney Company agreed to merge Citadel with Disney's ABC Radio and then existing Disney shareholders received Citadel common stock. The transaction took place during 2006 and was inadvertently omitted from the 2006 financial report. The value of the shares in Citadel has been "J1'

.

Item 58: Effective July 2, 2007, Investors Financial Services Corp was acquired by State Street Corp. and is now reported under that name in item 67.

Item 75: Effective December 29, 2006, BellSouth merged with ATT&T and is now reported under that name in item 36.

Item 83: Automatic Data Processing spun off Broadridge Financial Solutions, LLC on April 2, 2007; this is reported in item 83. Broadridge was sold on November 29, 2007; the sale and the income before sale is reported in item 88.



IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Report Required by the Ethics in Govenment Act of 1978 … Hotel Investors (EIT) 34. Legg Mason...

Documents

Transcript of Report Required by the Ethics in Govenment Act of 1978 … Hotel Investors (EIT) 34. Legg Mason...