REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING … · REMOVALS OF LICENSED...

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 08/2016

CE Name CE No. Licence Type Types of Regulated Activity

Benchmark Advisors Limited BBJ781 Licensed Corporation 4, 9

Polymathy Capital Limited BCC831 Licensed Corporation 9

RaffAello Asset Management (HK) Limited BDO001 Licensed Corporation 9

AN Qi BGH033 Licensed Representative 4, 9

ARNOLD Benjamin Richard BDM658 Licensed Representative 1, 2, 7

AU Tsz Ying BGO977 Licensed Representative 1

AU Yiu Fai AFJ091 Licensed Representative 1, 4, 9

BESSON Guillaume Gerard Marie ALI003 Licensed Representative 2

BHARGAVA Siddharth AFP173 Licensed Representative 1, 2

BUCHER Michael Max AFT834 Licensed Representative 1, 2

BUKHAROV Ivan AZV938 Licensed Representative 1, 2

CAI Tingting AWZ416 Licensed Representative 1, 6

CAMPION Andrew David AYI549 Licensed Representative 1, 2

CANVIN Roderick Ewen AOC928 Licensed Representative 1, 2

CHAK Wai Hung BDY891 Licensed Representative 9

CHAN Chi Hang AQU089 Licensed Representative 1, 2

CHAN Chit, Alvin BBT833 Licensed Representative 4, 9

CHAN Chun Hung APH948 Licensed Representative 1, 2, 4

CHAN Chun Wang Simon BCP548 Licensed Representative 1, 2

CHAN Fun, Freda ALQ500 Licensed Representative 1, 4

CHAN Hang Ki BEF820 Licensed Representative 9

CHAN Hiu Pan AYX183 Licensed Representative 1, 4

CHAN Kin Kwan AUN432 Licensed Representative 1

CHAN Mang No, Ana AEA298 Licensed Representative 1, 2

CHAN Pak Ho, Kenneth AQS715 Licensed Representative 1

CHAN Tai Wai BEG036 Licensed Representative 1, 2

CHAN Wing Cheung, Danny AXK799 Licensed Representative 1, 4

CHAN Wing Hang BCF192 Licensed Representative 2, 5

CHANTHONGKAEW Sorach AQX938 Licensed Representative 2

CHEN Chi-Chen BEC946 Licensed Representative 1, 4, 6

CHEN Ding BCW248 Licensed Representative 1, 2, 9

CHEN Geng AQZ729 Licensed Representative 4

CHEN Weisong AOE222 Licensed Representative 1, 4, 9

CHENG Kai Man AMP573 Licensed Representative 1, 2

CHENG Ki Fung Kevin BBD508 Licensed Representative 1, 2, 4

CHENG Yi-Feng AMS323 Licensed Representative 1

CHENG Yin Pan AVL547 Licensed Representative 1, 4, 6

CHENG Yuen Kwan BCE880 Licensed Representative 1, 9

CHERNYY Vladimir BEV305 Licensed Representative 1, 2

CHEUNG Chun Man ANR812 Licensed Representative 1, 4

CHEUNG Kai Hung BGL610 Licensed Representative 1, 4

CHEUNG Lai Him AVI824 Licensed Representative 1

CHEUNG Po Ching BFY109 Licensed Representative 3

CHEUNG Po Ting, Kennis BBF583 Licensed Representative 1

CHEUNG Shu Yan AQM260 Licensed Representative 2, 3

CHEUNG Shuk Bing AGN023 Licensed Representative 1, 4

CHEUNG Yuk Ping AYD129 Licensed Representative 1

CHIANG Kam Wah BFL529 Licensed Representative 1, 2, 3

CHOI Chak Lam, William BDO350 Licensed Representative 1

CHOI Chi Tung BGE624 Licensed Representative 1, 2

CHOI Chun Kit BEP121 Licensed Representative 1

CHONG Ngai Man AZY195 Licensed Representative 1

CHOW Chi Kit AEA837 Licensed Representative 1

CHOW Eddie Kin-yip BDP820 Licensed Representative 1, 9

CHOW Siu Lun, Ronald BFT562 Licensed Representative 1, 4

CHU Soi Pio AGL656 Licensed Representative 2, 3

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CHUA Julian Kok Keong AUB438 Licensed Representative 4

CHUA Yu Min AHN068 Licensed Representative 1, 4, 6

CHUANG Hao-Yuan AVA663 Licensed Representative 4, 9

CHUI Ka Wo, Gary AFU439 Licensed Representative 1

CHUM Ting Pong AAM167 Licensed Representative 1

CHUN Jungil AVL144 Licensed Representative 1

CHUNG Cheuk Hei, Garry BGU387 Licensed Representative 1, 2

CHUNG Fong Yin ABM983 Licensed Representative 1

CHUNG Ka Yan BEP229 Licensed Representative 1

CLARFELT Max Barnaby David BBS514 Licensed Representative 1, 2

COHEN Fabrice, Albert AUI722 Licensed Representative 1, 2, 7

COLEMAN Eleanor Marie BDI772 Licensed Representative 1, 4, 9

COLEY Catherine Gray AYC383 Licensed Representative 1, 2

COOPER Lachlan Ian AVN102 Licensed Representative 1, 2

CUI Haoyue AXL269 Licensed Representative 1, 2

DAI Ling ATC265 Licensed Representative 9

DASWANI Haseena Kamlesh BDJ600 Licensed Representative 1, 2, 4, 5

DE MATTOS BERTAO Eduardo AYA543 Licensed Representative 1, 4, 9

DORNEY Mark Andrew BFD878 Licensed Representative 1, 4, 6

E Yue Fai Joel BHD533 Licensed Representative 9

EWINGER James Patrick AQN823 Licensed Representative 4, 5, 9

FALCO Jennifer Mary BAL507 Licensed Representative 1

FU Kam Wai BAB916 Licensed Representative 1

FUNG Gracia Yan Chi ACA300 Licensed Representative 1, 9

GAO Lu ATB718 Licensed Representative 1, 9

GOLDMAN David BBX563 Licensed Representative 1, 4

GUAN Jian BGA959 Licensed Representative 2

GUAN Xinyue BAQ906 Licensed Representative 9

GUGUEN Bryan Hubert Yann BFC654 Licensed Representative 1, 4, 9

Guo Jia-Horng ASP571 Licensed Representative 6

GUO Lu BGY744 Licensed Representative 1, 9

HAHM Eui Hwan ACV950 Licensed Representative 1, 6

HAN Chenglong BDW200 Licensed Representative 1, 4, 6

HARILELA Kavi Kishin AUH928 Licensed Representative 6

HATA Chris AXF934 Licensed Representative 1

HAU Bun Ho ASL913 Licensed Representative 9

HE Yi BAV213 Licensed Representative 4, 9

HISHINUMA Ryuya AVD897 Licensed Representative 1, 4, 6

HO Chung Kwan AOU601 Licensed Representative 1

HO Chung-yeng AUH936 Licensed Representative 1, 4

HO Herbert BAI048 Licensed Representative 2, 3

HO Kai Hong BEK863 Licensed Representative 1, 2

HO Kai Yin AQJ875 Licensed Representative 1

HO Po ALP981 Licensed Representative 3

HO Shuk Man, Imellda AWY270 Licensed Representative 1

HO Sze Yuen, Ocean BFZ364 Licensed Representative 1, 2

HO Yuen Kim ARO425 Licensed Representative 1, 2

HOPKINS Christopher Paul Frederick AEY891 Licensed Representative 1, 4, 9

HU Hanwen BDZ919 Licensed Representative 4

HUANG Jing BEM790 Licensed Representative 1

HUANG Junwei AVM453 Licensed Representative 9

HUANG Li Min AQW347 Licensed Representative 1

HUANG Yan Qiao, Team AMM127 Licensed Representative 1

HUANG Yen-Ju AXH958 Licensed Representative 10

HUANG Yu Min BBW933 Licensed Representative 1

HUI Alvin Tin Yu BBT168 Licensed Representative 1, 2

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HUI Suk Yee, Elizabeth AJF251 Licensed Representative 4, 9

HUI Wai Ha ACL392 Licensed Representative 1, 4

IKEDA Hiromasa AGO294 Licensed Representative 4, 9

ITO Yusuke BGQ481 Licensed Representative 1, 4

IWAKAMI Fuyuki BET954 Licensed Representative 1, 4, 6

JENKINS Gareth William AVG891 Licensed Representative 4

JIANG Ke BED022 Licensed Representative 4

JIAO Juan BGO796 Licensed Representative 4

JUMA Farouk Nanji AYZ420 Licensed Representative 9

KABIGTING Caroline Llave AUQ338 Licensed Representative 4

KAKULAVARAPU Rajasa BEJ729 Licensed Representative 4

KAN Chung Ming AMD028 Licensed Representative 1

KAN Ho Yin, Edmund ATX266 Licensed Representative 1, 4

KANG Sung Weon BEM341 Licensed Representative 1, 4

KARIA Karan AXC617 Licensed Representative 1, 2, 4, 5

KAWANO Kenro BDD501 Licensed Representative 1

KIM Clara Saeran BDH199 Licensed Representative 10

KIM Hae Ryong ANE830 Licensed Representative 1

KING Jeou Yih, Phillip AXN877 Licensed Representative 1

KIRTMAN Khahlil Immanuel AML766 Licensed Representative 1, 2, 7

KO Ching Pong BHC103 Licensed Representative 9

KOLAEV Arltan AUY939 Licensed Representative 1, 2

KUDALKAR Anil Sadanand ASJ616 Licensed Representative 1, 2

KUI Wen BFI935 Licensed Representative 4, 6

KUNG Suet Lai, Shirley APC645 Licensed Representative 1, 2

KWOK Suen Ni BFL004 Licensed Representative 6

KWOK Wai Chu, Cindy AGE351 Licensed Representative 4

KWONG Yee Kin, Samuel APX279 Licensed Representative 4, 9

LAI Che Man, Cherie AQA449 Licensed Representative 1, 2

LAI Wai Kwok ACR883 Licensed Representative 1

LAI Ying Keung AJE470 Licensed Representative 1, 9

LAM Chun Ho AEX417 Licensed Representative 1, 2

LAM Man Ngar, Norris ARO521 Licensed Representative 1

LAM Wan Lok ASL518 Licensed Representative 1

LAM Wing Leung BAK878 Licensed Representative 1

LAM Yim, Sharon AIN991 Licensed Representative 1, 4

LAU Cheuk Ki AXZ248 Licensed Representative 2

LAU Cheung Ka, Daniel AIB406 Licensed Representative 1, 2, 4, 5

LAU Ka Man AXG075 Licensed Representative 1

LAU Muk Keung AHD597 Licensed Representative 1

LAU Yuen Shing AXZ950 Licensed Representative 6

LAWSON Matthew James AYS248 Licensed Representative 1, 4, 6

LEE Hoi Man BGE164 Licensed Representative 1, 6

LEE John H BBX570 Licensed Representative 9

LEE Katharynn AXS501 Licensed Representative 4

LEE Siu Ming AFH445 Licensed Representative 1, 6

LEE Soohee AIZ796 Licensed Representative 1, 4, 9

LESNE David Laurent AXE221 Licensed Representative 4

LEUNG Chun Man BHP770 Licensed Representative 1

LEUNG Ho Ka BGG788 Licensed Representative 1

LEUNG Hoi Yuet BFN834 Licensed Representative 1

LEUNG Mei To ARA032 Licensed Representative 1, 4

LEUNG Nicholas Ka Chun BFF382 Licensed Representative 1, 4

LEUNG Nim Ki, Angela AOA549 Licensed Representative 1

LEUNG Sam BHF143 Licensed Representative 9

LEUNG Wing Sum BCF700 Licensed Representative 1

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LEVY Cyril Claude AXF806 Licensed Representative 1, 9

LI Chun Man BHD540 Licensed Representative 9

LI Hiu Tung, Eunice BEO587 Licensed Representative 1, 4, 9

LI Tak Wa AAJ793 Licensed Representative 1, 2

LI Wen AYU052 Licensed Representative 1, 6

LI Yan ARW637 Licensed Representative 1, 4, 9

LI Yichen AOM502 Licensed Representative 6

LIANG Ting BAA343 Licensed Representative 4, 9

LIE Na ALA522 Licensed Representative 1, 4, 6

LIEW Mun Kiong ACR285 Licensed Representative 9

LIU Ningyu AYH764 Licensed Representative 1, 2

LIU Wan Lung ARJ408 Licensed Representative 1

LIU Zhe BCN402 Licensed Representative 1, 4, 6

LIU Zhi Fei BAE530 Licensed Representative 1, 4

LO Hon Yee Henry AYI460 Licensed Representative 1, 2, 3, 4

LO Yi Kwan, Caren AYA402 Licensed Representative 1

LOK Stephen Man Ben BBM833 Licensed Representative 1, 4, 9

LU Jingjie BGI267 Licensed Representative 4

LU Xi BEY876 Licensed Representative 1, 4, 6

LUO Xi BAE895 Licensed Representative 9

LYONS Neil Vincent BCK846 Licensed Representative 1

MA David AWP273 Licensed Representative 1, 9

MAK Chun Im, Abel AYI535 Licensed Representative 9

MAK Tung Pui BDI891 Licensed Representative 3

MATHIE Robbi ANQ501 Licensed Representative 1, 2

MEHROTRA Ravi ATL967 Licensed Representative 1, 4

MEHTA Chandradev Priyadarshan BFI939 Licensed Representative 1, 6

MENG Duyi BFE358 Licensed Representative 1

MIAO Jingwei BFM548 Licensed Representative 4, 9

MICHALOWSKI Benjamin BFE171 Licensed Representative 1

MINARIA Steffie AUB433 Licensed Representative 1, 4, 6

MOK Ka Hing BEP089 Licensed Representative 1, 4

MOMOZAKI Takahiro BAC199 Licensed Representative 1, 2

MUNG Hon Ting, Jackie BGO789 Licensed Representative 1, 6

NG Chun Yin ATW223 Licensed Representative 4

NG Hoi Yin ARO900 Licensed Representative 1

NG King Yuk BGM576 Licensed Representative 1

NG Laurence Hou Jun BEL947 Licensed Representative 9

NG Wai Man, Amy BGA692 Licensed Representative 1

NIU Xiao BFO764 Licensed Representative 4, 9

NORTON-KIDD Gregory John AXV974 Licensed Representative 4

O'CONNOR Ian Patrick William BFW640 Licensed Representative 9

OMURO Tomoyoshi APP829 Licensed Representative 1

ONG Marilyn Yap ATT778 Licensed Representative 1, 2

OUDINE Gautier Andre Pierre BFE582 Licensed Representative 9

PANG Lai Chi AVV215 Licensed Representative 1, 4, 6

PANG Mingzhi BFX060 Licensed Representative 9

PARK Jin Sup BAP231 Licensed Representative 1

PARK Seung Wook AWY621 Licensed Representative 1, 4

PENA Andrew Joseph AYI443 Licensed Representative 1, 2

PENG Xin AVT238 Licensed Representative 6

PENG Yuman BBQ199 Licensed Representative 1, 4

PERRY Neil William AXC901 Licensed Representative 1, 4

PHAM John Le Hien AXQ759 Licensed Representative 1, 2, 4

PHEY Guo Quan, Lewis BFX188 Licensed Representative 1, 2, 7

PI Shun BBP477 Licensed Representative 4

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PIEDRASANTA Britten Bavani BAM766 Licensed Representative 1, 4, 9

POON Chi Chung AZK124 Licensed Representative 1, 2

POR Zhe Wei BBX826 Licensed Representative 1, 4, 6

POSHTOV Panayot Georgiev BCW556 Licensed Representative 1, 2

PRABHAKAR Divya BCM660 Licensed Representative 1, 2

PRICE Ryan Daniel BCK799 Licensed Representative 1, 6

PUN Hang Sang ASL912 Licensed Representative 3

PUNIA Sandeep Kumar ASO972 Licensed Representative 1

QUAN Xianji BDH238 Licensed Representative 1, 4

RAO Vigyan AMH160 Licensed Representative 9

REID Matthew David ARW592 Licensed Representative 1, 4, 9

REMOLONA Pristine Rocio Sin BDP259 Licensed Representative 4, 9

ROBERTSON Craig Anthony AEP696 Licensed Representative 1, 2

ROSS Timothy Wakefield AEX691 Licensed Representative 4

SAHA Debashish BFC376 Licensed Representative 1, 4

SANDLER Marcos BBS447 Licensed Representative 1, 2

SANGER Paul John ASH952 Licensed Representative 1, 2, 4, 7

SANO Junichi BGL300 Licensed Representative 1

SAVINI JR Paul Francis BED063 Licensed Representative 1, 4, 9

SEMIONATO BERNARDES Eduardo Henrique AUL622 Licensed Representative 1, 4, 9

SENER Fatih AWA028 Licensed Representative 1, 2

SHAM Chai Man, Peter APF027 Licensed Representative 1, 6

SHANIDZE Levan AFD300 Licensed Representative 1, 4, 9

SHAO Jinming BEX768 Licensed Representative 1, 2, 4, 5

SHEN Yin BDC626 Licensed Representative 1, 4

SHI Yupeng BDX511 Licensed Representative 1, 4, 6

SHU Hoi Ming, Karman AQB106 Licensed Representative 1, 2

SHUM Yiu Fai ATW536 Licensed Representative 1

SIM Hwee Hoon, Phyllis BEW382 Licensed Representative 2

SIN Ka Yee, Cathy AOA553 Licensed Representative 1, 4, 9

SIU Man AMK414 Licensed Representative 1

SIU Yiu Ming AGM967 Licensed Representative 1, 4

SO Bing Kei, Raymond ADX208 Licensed Representative 1, 2

SOBTI Jasjit Singh BCU294 Licensed Representative 1, 2

SOLARZ Philip Geoffrey AFR230 Licensed Representative 1

SOLOMON Bryn Christopher AZQ234 Licensed Representative 1, 2

SONG Xinran AYM560 Licensed Representative 1, 2

SONG Ziyi ANT825 Licensed Representative 6

STASKY Chad Christopher ANK547 Licensed Representative 1, 4

STEWART Ian Colin ARM928 Licensed Representative 1

SU Rongxia ATB921 Licensed Representative 1, 4

SUEN Hoi Yan AXG005 Licensed Representative 4, 9

SUN Steve Donald ABX349 Licensed Representative 1

SUNG Chun Hay Wilson BDA458 Licensed Representative 1, 2

SUNG Wai Yin AEZ943 Licensed Representative 1, 2

SZETO Hau Yin Henry BDY876 Licensed Representative 1, 4

SZPAKOWSKI Ivan Nikolas BBP436 Licensed Representative 4, 5

TAESCH Frederic Marcel Georges Marie AML240 Licensed Representative 1, 2, 4, 5

TAFARO Brian Anthony AQT317 Licensed Representative 1, 2, 7

TAKAMATSU Naoto BAP413 Licensed Representative 1

TAM Kwan Hung BBT082 Licensed Representative 1

TAN Wee Kiat AJC408 Licensed Representative 1, 4

TANG Hao BDJ944 Licensed Representative 1, 4

TANG Miu Yin BDD891 Licensed Representative 1, 6

TANG Samuel Chung Yin BGL134 Licensed Representative 1

TANG Wai Hung BGP676 Licensed Representative 1, 2, 3

of 17



TANG Yan Yi, Michelle ALS715 Licensed Representative 1

TANG Zhi AWW136 Licensed Representative 4, 9

TEMLOCK Lawrence Graham BBU655 Licensed Representative 1, 6

TERAMOTO Hikaru APL938 Licensed Representative 1, 2

TISSOT-FAVRE Patrick Andre Marie BBF301 Licensed Representative 1, 4, 9

TO Tsz Kin AMN793 Licensed Representative 1

TOMIMURA Yu BAL542 Licensed Representative 1, 2

TSANG Hing Lung BCW448 Licensed Representative 1

TSE Christopher Shing-kwun BFN119 Licensed Representative 1, 2

TSE Man Piu APL762 Licensed Representative 1, 2

TSE Tsun Wai BEE057 Licensed Representative 1

TSE Yiu Cheong BAQ988 Licensed Representative 1, 2

TSENG Chien Han BFE460 Licensed Representative 1, 2, 4

TSUI Chi Ho BGE560 Licensed Representative 1, 2, 4

TSUI Kin Ling AVY267 Licensed Representative 1, 2

VARTAK Shraddha Gajanan AXG280 Licensed Representative 1, 2

WAIYANONT Bunlung AUI977 Licensed Representative 4

WANG Can BAZ743 Licensed Representative 1, 6

WANG Jiayi BHU406 Licensed Representative 1, 6

WANG Wan ARG933 Licensed Representative 1, 2

WANG Xuan BBQ599 Licensed Representative 9

WHITTINGHAM John David Carlisle Michael BCJ581 Licensed Representative 1, 6

WHITTLE Samuel James Clarendon AVI360 Licensed Representative 1, 2, 7

WONG Cheuk Ki AXZ792 Licensed Representative 1

WONG Cheuk Man BCD278 Licensed Representative 1

WONG Chun Wang, Rankie AXY562 Licensed Representative 1

WONG Kam Wah AQU560 Licensed Representative 1

WONG Lung Sang AAQ303 Licensed Representative 1

WONG Man Tai BGY959 Licensed Representative 1, 4, 6

WONG Mei Lan ALS133 Licensed Representative 4

WONG Ming Yin APJ241 Licensed Representative 1

WONG Sung Tak BFD772 Licensed Representative 1, 2

WONG Wai Yan BEJ586 Licensed Representative 1

WONG Yim Han ART453 Licensed Representative 1, 4

WOO Stephanie Ka Wai AQR182 Licensed Representative 1, 4

WU Bo BDP937 Licensed Representative 9

WU Jiajie BHD688 Licensed Representative 9

WU Michael Paul AZX592 Licensed Representative 1, 4

WU Simon Wei AXG211 Licensed Representative 9

XIAN Ming BDV840 Licensed Representative 1

XING Yiling BFC904 Licensed Representative 2

XU Qing ARE944 Licensed Representative 1, 6

XU Zheng AYN147 Licensed Representative 1

YAM Wai Yuen, Vincent AGM448 Licensed Representative 9

YAMAZAKI Kei BCH430 Licensed Representative 1, 4, 9

YANG Che Wen APG892 Licensed Representative 1, 4

YANG Han Hsiang AUG879 Licensed Representative 1, 4

YANG Tun-Hsi BAV763 Licensed Representative 9

YAP Mei Ern, Janice AZT634 Licensed Representative 6

YAP Shaun Shern AZK525 Licensed Representative 1, 6

YAU Chi Hong, Andy ALL303 Licensed Representative 1, 4

YAU Shirley BGL660 Licensed Representative 6

YAU Wai Lun BDI749 Licensed Representative 1, 2

YE Gen AXA161 Licensed Representative 1

YE Michael ARF106 Licensed Representative 9

YEE Ka Fai BFZ618 Licensed Representative 1

of 17



YEH Wan-Ping AVZ839 Licensed Representative 4

YEUNG Chi Kin BFA514 Licensed Representative 3

YIM Thomas C. BGI745 Licensed Representative 6

YIN Hanzhang BFX694 Licensed Representative 1, 4

YU Chun Hei Yannick BFY674 Licensed Representative 1, 4, 6

YU Chunlin BEM065 Licensed Representative 9

YU Zhi AXH031 Licensed Representative 1, 6

YUE Hok Yin, Lawrence ARO897 Licensed Representative 1

YUEN Ching Man BGQ341 Licensed Representative 1

YUEN Tsz King AXJ865 Licensed Representative 1, 2

ZENG Lu APH122 Licensed Representative 1, 4, 9

ZENG Shusheng BGX457 Licensed Representative 1

ZENG Yuchao BER240 Licensed Representative 4

ZHANG Cheng BGI389 Licensed Representative 4

ZHANG Dinghai AXF099 Licensed Representative 1, 4, 5, 9

ZHANG Yuchong BCN689 Licensed Representative 1

ZHAO Na BBZ598 Licensed Representative 4

ZHAO Pu BBK032 Licensed Representative 3

ZHAO Rang BEJ977 Licensed Representative 1

ZHAO Ruochuan AWR979 Licensed Representative 9

ZHAO Ying AZX465 Licensed Representative 1, 4

ZHOU Francis Bingrong AVJ543 Licensed Representative 4

ZHOU Junyang BDL803 Licensed Representative 4

ZHOU Puqian BDV086 Licensed Representative 1, 6

ZHOU Rui BGM940 Licensed Representative 4

ZHOU Yun BCS988 Licensed Representative 1, 2

ZHOU Zhen BET084 Licensed Representative 1, 2

ANDERSSON Paul Jonathan AVL477 Licensed Representative - Responsible Officer 1, 2, 4, 5

BESSON Guillaume Gerard Marie ALI003 Licensed Representative - Responsible Officer 1

CHAN Kit Hing, Kathy AHG624 Licensed Representative - Responsible Officer 1

CHANG Ludwig AFH012 Licensed Representative - Responsible Officer 6

CHATTERJEE Saurav AZQ750 Licensed Representative - Responsible Officer 1, 2, 4

CHENG Tai Pui AAH278 Licensed Representative - Responsible Officer 1, 4, 9

CHEUNG Pui Kwan AJF050 Licensed Representative - Responsible Officer 3

CHEUNG Shu Yan AQM260 Licensed Representative - Responsible Officer 1

CHIU Ka Leung AYK457 Licensed Representative - Responsible Officer 1

CHOI Yon Sik, Yvon AGY566 Licensed Representative - Responsible Officer 9

CHU Richard Shan Yao AUW031 Licensed Representative - Responsible Officer 9

CUI Jianhua ADD638 Licensed Representative - Responsible Officer 2

FOO Yin Pheng AUQ510 Licensed Representative - Responsible Officer 1, 4, 9

FUNG Sze Wai AIH531 Licensed Representative - Responsible Officer 4, 9

FURST Richard Philip BFK521 Licensed Representative - Responsible Officer 9

HENKE VON PARPART Uwe APY709 Licensed Representative - Responsible Officer 1, 4

HO Wing Cheong AAH181 Licensed Representative - Responsible Officer 1, 2, 4

JOHNSON Christopher Lind AGA971 Licensed Representative - Responsible Officer 4, 9

JOSHI Dixit Aswin AXC431 Licensed Representative - Responsible Officer 1, 2, 4, 5, 7

KAM Yun Fai ASF221 Licensed Representative - Responsible Officer 9

KANSAL Pravin Philip Baburam BGM093 Licensed Representative - Responsible Officer 9

KONG Chuk Lun AAA609 Licensed Representative - Responsible Officer 1, 2

LAI Chun Kong ABZ482 Licensed Representative - Responsible Officer 1

LEISSNER Tim ADX260 Licensed Representative - Responsible Officer 6

LI Chiu To AAD392 Licensed Representative - Responsible Officer 1

LI Kit Hang, Karen AAD415 Licensed Representative - Responsible Officer 1

LI Meitao AZL848 Licensed Representative - Responsible Officer 9

LI Qing AUZ203 Licensed Representative - Responsible Officer 4, 9

LI Wenjing AWZ394 Licensed Representative - Responsible Officer 9

of 17



LUI Chi Hang AYW027 Licensed Representative - Responsible Officer 1, 4, 9

LUK Kam AAA629 Licensed Representative - Responsible Officer 1

LUNG Ada Lai Qing AEV354 Licensed Representative - Responsible Officer 1

MALIK Rikki AEW095 Licensed Representative - Responsible Officer 9

MC GONEGAL Brett Alexander AOH375 Licensed Representative - Responsible Officer 1

MITHRAN Girish AFU262 Licensed Representative - Responsible Officer 1, 2

POTEL Ronnie Rayomand ALW778 Licensed Representative - Responsible Officer 6

QUISH Govinda River Michaelson BBW597 Licensed Representative - Responsible Officer 4, 9

RAO Chao BFE245 Licensed Representative - Responsible Officer 9

SAM CHANG Segundo Willy AHE451 Licensed Representative - Responsible Officer 4

SIN Hong Yee, Connie AGJ915 Licensed Representative - Responsible Officer 9

SIN Oscar Kwok Leung AVL136 Licensed Representative - Responsible Officer 4, 5, 9

STIBBE Paula BCV134 Licensed Representative - Responsible Officer 1, 4, 9

SZE-TO May Ying, Gilda ACG379 Licensed Representative - Responsible Officer 4, 9

TAI Wai Man AQD347 Licensed Representative - Responsible Officer 1

TAN Lim Heng AAC907 Licensed Representative - Responsible Officer 1, 2, 4, 6

TANG Wai Kit, Kevin ANB044 Licensed Representative - Responsible Officer 6

TEO Thye Peng, Bernard AFB019 Licensed Representative - Responsible Officer 1, 6

WONG Shin U, Maisie AAD399 Licensed Representative - Responsible Officer 1

WONG Wing Tong, Frederick AAE899 Licensed Representative - Responsible Officer 1

WYNN WILLIAMS Peter ABS095 Licensed Representative - Responsible Officer 1, 4

YAM Kam Shing AGE094 Licensed Representative - Responsible Officer 1, 6

YU Vernon Ka Leung AEE209 Licensed Representative - Responsible Officer 1, 4

ZHONG Qiuyue BAB065 Licensed Representative - Responsible Officer 9

ABEL Gary Robert BHX157 Licensed Representative (Provisional Licence) 1, 2, 7

ADACHI Chiho BHT722 Licensed Representative (Provisional Licence) 1, 2

AGRAWAL Anurag BHN025 Licensed Representative (Provisional Licence) 1, 2

AI Yu BHO463 Licensed Representative (Provisional Licence) 1, 6

ASPANDIIAROV Sanjar BHV326 Licensed Representative (Provisional Licence) 1, 4

AU Yuk Lin BHW833 Licensed Representative (Provisional Licence) 1, 4

AVANIAN Alexandre ARV353 Licensed Representative (Provisional Licence) 9

BADIGAR Devanjan BHQ459 Licensed Representative (Provisional Licence) 1, 4

BAILEY Robert Ogilvie BHV327 Licensed Representative (Provisional Licence) 1, 4, 6

BAN Charlie Shiqiang AHX810 Licensed Representative (Provisional Licence) 4, 9

BHARTIA Aditya BFP413 Licensed Representative (Provisional Licence) 4

BHATIA Gaurav BHX017 Licensed Representative (Provisional Licence) 1

BHATIA Rishabh BHW497 Licensed Representative (Provisional Licence) 1, 2

BI Xiangtian BHU052 Licensed Representative (Provisional Licence) 1, 2

BISWAS Pradosh BHX796 Licensed Representative (Provisional Licence) 1, 2

BOURG Jeremy Hugues BHV619 Licensed Representative (Provisional Licence) 1, 6

BRADY Mark Joseph ARQ480 Licensed Representative (Provisional Licence) 1

BUROT Emmanuel Jean-Paul APG510 Licensed Representative (Provisional Licence) 1

CAI Kaer BHW634 Licensed Representative (Provisional Licence) 4, 9

CAO Emily Whei BHW480 Licensed Representative (Provisional Licence) 1, 4, 9

CAO Jingleng BHU218 Licensed Representative (Provisional Licence) 1, 2, 5

CAO Lei BHX612 Licensed Representative (Provisional Licence) 1, 2

CAUBERGHS Alan Cornelia H. BHA630 Licensed Representative (Provisional Licence) 1

CHAI Heqing BHS743 Licensed Representative (Provisional Licence) 1, 6

CHAN Chong Hing ASF022 Licensed Representative (Provisional Licence) 1, 4

CHAN Chu Kit BHW774 Licensed Representative (Provisional Licence) 1, 2

CHAN Chung Kok BHT377 Licensed Representative (Provisional Licence) 1, 4, 9

CHAN Hoi Lam, Diane BHT910 Licensed Representative (Provisional Licence) 1, 2

CHAN Kam Yee BHZ339 Licensed Representative (Provisional Licence) 1, 6

CHAN Shuk Ting BHX061 Licensed Representative (Provisional Licence) 9

CHAN Tak Hong BHX406 Licensed Representative (Provisional Licence) 2

CHAN Wing Yan BHY591 Licensed Representative (Provisional Licence) 6

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CHAN Yuen Tat BHU993 Licensed Representative (Provisional Licence) 1, 2

CHANG Cheun Chun, Michael AOH904 Licensed Representative (Provisional Licence) 1, 2, 7

CHAUDHARY Kanush BHU750 Licensed Representative (Provisional Licence) 9

CHEN Anxue BHV585 Licensed Representative (Provisional Licence) 1

CHEN Cheuk Yip Jason BHY354 Licensed Representative (Provisional Licence) 1, 2

CHEN Dan BHT649 Licensed Representative (Provisional Licence) 1, 4, 6

CHEN Hsuan Wei Matthew BHT774 Licensed Representative (Provisional Licence) 1, 6

CHEN Junfeng BHV146 Licensed Representative (Provisional Licence) 1, 4, 6

CHEN Si BHT155 Licensed Representative (Provisional Licence) 1, 4, 9

CHEN Xinmin BHY494 Licensed Representative (Provisional Licence) 1, 4

CHEN Yanru BHT625 Licensed Representative (Provisional Licence) 1, 6

CHEN Yi Ting BHY555 Licensed Representative (Provisional Licence) 4, 9

CHEN Yifan BDL756 Licensed Representative (Provisional Licence) 10

CHENG Cheuk Pan Ambrose BHT921 Licensed Representative (Provisional Licence) 1

CHENG Kan Lik ANA182 Licensed Representative (Provisional Licence) 1, 4

CHENG Sze Long BHR971 Licensed Representative (Provisional Licence) 1, 2, 3

CHENG Wang BHY239 Licensed Representative (Provisional Licence) 1, 4, 9

CHEUNG Chi Hin, Cyrus BHV686 Licensed Representative (Provisional Licence) 4, 5, 9

CHEUNG Chi Man BHW896 Licensed Representative (Provisional Licence) 2, 5

CHEUNG Yat Sing BHU979 Licensed Representative (Provisional Licence) 1, 4

CHEUNG Yuk Kwai BHX260 Licensed Representative (Provisional Licence) 4, 9

CHIA Wei Chen ALZ911 Licensed Representative (Provisional Licence) 9

CHIU Chun Lung BHX544 Licensed Representative (Provisional Licence) 1

CHO Suet Yee, Sally BHX645 Licensed Representative (Provisional Licence) 1, 6

CHOO Hock Heem BHX380 Licensed Representative (Provisional Licence) 6

CHOU Jaime Yun Cheng ALH930 Licensed Representative (Provisional Licence) 4, 9

CHOUDHARY Keshav Pawankumar BHX770 Licensed Representative (Provisional Licence) 1, 2, 7

CHOW Chi Kit, Michael BHP742 Licensed Representative (Provisional Licence) 3

CHOW Dik Yui BHU508 Licensed Representative (Provisional Licence) 1, 4, 9

CHOW Fat Ming, Arthur BHT504 Licensed Representative (Provisional Licence) 4, 9

CHOW Lai Yan BHU751 Licensed Representative (Provisional Licence) 1

CHOW Yuan Hui BHT023 Licensed Representative (Provisional Licence) 10

CHU Hsu Wen BHU818 Licensed Representative (Provisional Licence) 1, 4

CHUANG Shu Ching BHV641 Licensed Representative (Provisional Licence) 1

CHUI Man Wai BHW649 Licensed Representative (Provisional Licence) 1, 4, 9

CHUNG Byeong Hun BHU288 Licensed Representative (Provisional Licence) 1, 6

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ZHANG Ximeng BHT650 Licensed Representative (Provisional Licence) 1, 4, 6

ZHANG Yueyang BHW836 Licensed Representative (Provisional Licence) 4, 9

ZHANG Zhaoxiang BHT612 Licensed Representative (Provisional Licence) 1, 6

ZHANG Zijun BHF774 Licensed Representative (Provisional Licence) 1, 2

ZHANG Zilai BHX633 Licensed Representative (Provisional Licence) 1, 6

ZHANG Ziyu BAB675 Licensed Representative (Provisional Licence) 4, 9

ZHAO Jianan BHT616 Licensed Representative (Provisional Licence) 1, 6

ZHENG Boheng BHX194 Licensed Representative (Provisional Licence) 1, 4, 6

ZHENG Jie BHS906 Licensed Representative (Provisional Licence) 4

ZHENG Wendong BHS763 Licensed Representative (Provisional Licence) 1, 2, 4

ZHENG Yinglin BHS715 Licensed Representative (Provisional Licence) 1

ZHENG Zhongliang BHM959 Licensed Representative (Provisional Licence) 1

ZHOU Fuxing BHX208 Licensed Representative (Provisional Licence) 1, 4, 6

ZHOU Kehui BHR437 Licensed Representative (Provisional Licence) 4

ZHOU Rui BHV154 Licensed Representative (Provisional Licence) 1, 4, 6

ZHOU Xicheng BHV604 Licensed Representative (Provisional Licence) 1, 2

ZHOU Xinling BHV038 Licensed Representative (Provisional Licence) 1, 4, 6

ZHOU Zheng ASF222 Licensed Representative (Provisional Licence) 1, 4, 6

ZOU Quan BHW781 Licensed Representative (Provisional Licence) 1, 4, 9

ABADA Mark Zayco BHY238 Licensed Representative (Temporary Licence) 1, 4

ADEWALE Amanda Patricia BBO925 Licensed Representative (Temporary Licence) 1

ADUKIA Ravi Kumar BHZ003 Licensed Representative (Temporary Licence) 4

ALI Tawhid BBP720 Licensed Representative (Temporary Licence) 4

BASU Sougata BHZ553 Licensed Representative (Temporary Licence) 4

BRACKETT Robert Alan BBA483 Licensed Representative (Temporary Licence) 4

BRAND Helen Michelle BHY288 Licensed Representative (Temporary Licence) 4

CAMPOS DIAZ Adrian Giancarlo BHD137 Licensed Representative (Temporary Licence) 1

CHAI Denise Sara ADR497 Licensed Representative (Temporary Licence) 1, 4

CHANG Ting-Ting BHW487 Licensed Representative (Temporary Licence) 1, 2

CHAVALI Ramakrishna BIB421 Licensed Representative (Temporary Licence) 1

CHEN Shou-Hui BFO656 Licensed Representative (Temporary Licence) 1

CHEONG Taeyong BGC155 Licensed Representative (Temporary Licence) 1

CHEONG Taeyong BGC155 Licensed Representative (Temporary Licence) 1

COLLINS Georgina Victoria BGL917 Licensed Representative (Temporary Licence) 1, 2

COWAN James Charles Strathy BIB406 Licensed Representative (Temporary Licence) 1

DADABHOY Jamshed Rustom BFK188 Licensed Representative (Temporary Licence) 4

DELIN Joel Adam BHW813 Licensed Representative (Temporary Licence) 1, 2

DRYER Katharine Grace BDI393 Licensed Representative (Temporary Licence) 1

FRIEDMAN John William BHX263 Licensed Representative (Temporary Licence) 1

FUJITA Kiichi BHV637 Licensed Representative (Temporary Licence) 4

GALLO Fabrizio AJI533 Licensed Representative (Temporary Licence) 1, 2

GANDHI Veekesh Suresh BBA377 Licensed Representative (Temporary Licence) 1, 4

GARG Manoj Rajkamal BBZ707 Licensed Representative (Temporary Licence) 1, 4

GOYAL Surendra Kumar BEO301 Licensed Representative (Temporary Licence) 4

GREEN Nicholas James BHT971 Licensed Representative (Temporary Licence) 4

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GUPTA Shivang BHY492 Licensed Representative (Temporary Licence) 1, 2

HASSIN PINTO Andre BHX478 Licensed Representative (Temporary Licence) 1, 2

HAYES Christopher John BEB738 Licensed Representative (Temporary Licence) 1

HUANG Jiacheng BAH845 Licensed Representative (Temporary Licence) 1, 4

ICHIKAWA Teppei BIB368 Licensed Representative (Temporary Licence) 1, 2

KAMIJO Tetsuo BHZ803 Licensed Representative (Temporary Licence) 1, 2, 4

KIM Nara BHO992 Licensed Representative (Temporary Licence) 1

KIMIJIMA Satoshi BHX449 Licensed Representative (Temporary Licence) 1, 2

KIT Wei Zheng BEB420 Licensed Representative (Temporary Licence) 4

KOIKE Shoji AZD368 Licensed Representative (Temporary Licence) 1, 2

KOYCHEV Deyan Emilov BGZ622 Licensed Representative (Temporary Licence) 1

LAUGHLIN Justin John AWV278 Licensed Representative (Temporary Licence) 2

LEE Chung-Han BET671 Licensed Representative (Temporary Licence) 1, 2

LI Jing AOV618 Licensed Representative (Temporary Licence) 1, 2

LIN Maximillian George BHY284 Licensed Representative (Temporary Licence) 4

LIN Yong-Cher AMP196 Licensed Representative (Temporary Licence) 1

MAEKITA Takanobu BHX057 Licensed Representative (Temporary Licence) 1, 2

MC NULTY JR Christopher Charles BHX236 Licensed Representative (Temporary Licence) 1, 2

MEERANI Sumeet Shyam BHZ825 Licensed Representative (Temporary Licence) 1, 2, 4

MODY Andrea Crawford BIB416 Licensed Representative (Temporary Licence) 1

MUKHLIS Helmi Arman BDY347 Licensed Representative (Temporary Licence) 4

NIETSCH Eric Clark BIA055 Licensed Representative (Temporary Licence) 10

OHTAKA Kenichi BHY394 Licensed Representative (Temporary Licence) 1

PARK Jun Ho AXZ060 Licensed Representative (Temporary Licence) 1

PARMAR Bhavin Pravin AUA256 Licensed Representative (Temporary Licence) 1, 2

RESTOUT Thomas Jean BIB315 Licensed Representative (Temporary Licence) 1, 2

SETH Neeraj AYB919 Licensed Representative (Temporary Licence) 1, 4

SONNEVELD Ewoud Arie Jan AOK044 Licensed Representative (Temporary Licence) 1

TACHDJIAN Ara Jean BHW673 Licensed Representative (Temporary Licence) 1

TAN You Khai BFE580 Licensed Representative (Temporary Licence) 1, 2

VARMA Rajeev BAN052 Licensed Representative (Temporary Licence) 1, 4

VINE Michael James BHW670 Licensed Representative (Temporary Licence) 10

VINE Michael James BHW670 Licensed Representative (Temporary Licence) 10

WONG Ferry Wijaya ARB231 Licensed Representative (Temporary Licence) 4

WOOLFORD Craig John BFD306 Licensed Representative (Temporary Licence) 4

YAMAWAKI Kasumi BHY398 Licensed Representative (Temporary Licence) 4

YAU Hoe Kiat, Patrick AML197 Licensed Representative (Temporary Licence) 4

YEN Edward ATJ152 Licensed Representative (Temporary Licence) 4

YOO Jae Hyuk BBS475 Licensed Representative (Temporary Licence) 1, 4

YOO Jongwoo BEX905 Licensed Representative (Temporary Licence) 4

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING … · REMOVALS OF LICENSED...

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Transcript of REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING … · REMOVALS OF LICENSED...