REGULATORY FORMATS FOR ARR & TARIFF FILING BY …
Transcript of REGULATORY FORMATS FOR ARR & TARIFF FILING BY …
Formats PARTICULARS
1 Form F1 Annual Revenue Requirement Summary
2 Form F2a Plant Charateristics-Thermal
3 Form F2b Plant Charateristics-Hydro
4 Form F3a Normative Parameters Considered for Tariff Computations-Thermal
5 Form F3b Normative Parameters Considered for Tariff Computations-Hydro
6 Form F4 Generation Details and Variable Cost
7 Form F5 Abstract of admitted Capital Cost for the existing Project
8 Form F5a Statement showing claimed capital cost
9 Form F6 Details of Foreign Loans
10 Form F7 Details of Foreign Equity
11 Form F8 Capital Cost Estimates and Schedule of Commissioning for New projects
12 Form F9a Break-up of Capital Cost for Coal/ Lignite based projects
13 Form F9b Break-up of Capital Cost for Gas/ Liquid fuel based Projects
14 Form F9c Break-up of Capital Cost for Hydro projects
15 Form F9d Break-up of Capital Cost for Plant & Equipment of New Hydro projects
16 Form F10 Break-up of Construction/ Supply/ Service packages
17 Form F11 Draw Down Schedule for Calculation of IDC & Financing Charges
18 Form F12 Financial Package Upto CoD
19 Form F13 Details of Project Specific Loans
20 Form F14a Calculation of Weighted Average Rate of Interest on Actual Loans
21 Form F14b Calculation of Interest on Normative Loan
22 Form F15 Details of Allocation of corporate loans to various projects
23 Form F16 Statement of Additional Capitalisation after COD
24 Form F16a Details of Assets De-capitalized during the period
25 Form F17 Financing of Additional Capitalisation
26 Form F18 Statement of Capital Cost
27 Form F19 Statement of Capital Works in Progress
28 Form F20 R&M Expenses
29 Form F21 Employee Expenses
30 Form F22 Administration & General Expenses
31 Form F23 Fixed Assets and Depreciation
32 Form F24 Details computation of Interest on Loan
33 Form F25 Return on Equity
34 Form F26 Working Capital Requirements
35 Form F27 Detailed Information in respect of fuel for computation of Energy Charges
36 Form F28 Expenses Capitalised
37 Form F29 Income Tax Provisions
38 Form F30 Non-Tariff Income
Instructions for the Applicant
1) Electronic copy in the form of CD/ Floppy Disc shall also be furnished
2) These formats are indicative in nature and the utility may align the line items to its chart of accounts
INDEX OF FORMATS
Name of Company:
Name of Plant/ Station:
Form No: F1
Rs Lakh
2012-13 2013-14 2014-15 2015-16 2016-17 2017-18 2018-19
Actual Actual Actual Estimated
A Generation
1 Gross Generation (MU) F4 115.668 721.956 744.600
2 Aux Consumption (%) F4 4.627 35.712 37.230
3 Net Generation (MU) F4 111.041 686.244 707.370
B Capacity Charges (Annual Fixed Charges)
1 O&M expenses
a Employee Expenses F20 388.35 2030.22 2269.85
b R & M Expense F21 0.00 0.00 0.00
c A&G Expense F22 29.48 122.44 136.12
2 Depreciation F23 1348.20 3350.76 3452.00
3 Interest on Loans F24 4613.75 5888.91 5917.05
4 Return on Equity F25 1540.47 3080.94 3080.94
5 Interest on Working Capital F26 301.60 692.21 734.39
6 Income Tax F29
7 Cost of secondary fuel (only for coal based stations) F4
8 Special allowance in lieu of R&M or separate compensation allowance
Total 8221.84 15165.47 15590.33
C Variable Charges (Energy Charges)
Energy Charges from Primary Fuel (Rs Cr) C1, C2, C3, C4
F4 19.51 79.30 79.49
Energy Charges from Primary Fuel (Rs/ kWh) F4 1.76 1.16 1.12
C1 - If multifuel is used simultaneously, energy charges to be given in respect of every fuel individually
C2 - Energy charge shall be computed for open cycle operation and combined cycle operation separatly in case of gas/ liquid fuel fired plants
C3 - Energy charge shall be worked out based on ex-bus energy scheduled to be sent out
Annual Revenue Requirement Summary
Form
Petitioner
Name of Company:
Name of Plant/ Station:
ASSAM POWER GENERATION CORPORATION LIMITED
NAMRUP REPLACEMENT POWER PROJECT
Projected
Form No: F2a
Unit(s)/ Block(s) Parameters Unit I Unit II Unit III … …
Installed Capacity ( MW) 100MW
Schedule COD as per Investment Approval 01-08-2012
Actual COD /Date of Taken Over (as applicable)OC: 31-12-2016 (Expected)
CC: 30-04-2017 (Expected)
Pit Head or Non Pit Head Not Applicable.
Name of the Boiler Manufacture BHEL
Name of Turbine Generator Manufacture BHEL
Main Steams Pressure at Turbine inlet (kg/Cm2)
abs1.
103
Main Steam Temperature at Turbine inlet (oC) 1 539.62
Reheat Steam Pressure at Turbine inlet (kg/Cm2) 1 NA
Reheat Steam Temperature at Turbine inlet (oC) 1 NA
Main Steam flow at Turbine inlet under MCR
condition (tons /hr)2 110
Main Steam flow at Turbine inlet under VWO
condition (tons /hr)2 116
Unit Gross electrical output under MCR /Rated
condition (MW)2 98.4
Unit Gross electrical output under VWO condition
(MW)2 103
Guaranteed Design CCPP Heat Rate (kCal/kWh)3 1705.8 Kcal/Kwh
Conditions on which design turbine cycle heat rate
guaranteed35 degC and 60% RH on NCV
% MCR 100% MCR
% Makeup Water Consumption 0%
Design Capacity of Make up Water System 219 m3/hr (Normal)
Design Capacity of Inlet Cooling System8300 m3/hr (Normal) - Condenser
cooling water flow
Design Cooling Water Temperature (0C) 32 degC
Back Pressure 0.1 Kg/Cm2(a)
Steam flow at super heater outlet under BMCR
condition (tons/hr)116
Steam Pressure at super heater outlet under
BMCR condition) (kg/Cm2)107
Steam Temperature at super heater outlet under
BMCR condition (0C)542
Steam Temperature at Reheater outlet at BMCR
condition (0C)NA
Design / Guaranteed Boiler Efficiency (%)4 NA
Plant Charateristics-Thermal
Name of Plant/ Station:
Name of Company: ASSAM POWER GENERATION CORPORATION LIMITED
NAMRUP REPLACEMENT POWER PROJECT
Multi Year Tariff Petition (FY08 - FY11)
Form No: F2aPlant Charateristics-Thermal
Design Fuel with and without Blending of
domestic/imported coalNA
Type of Cooling Tower Induced draft counter flow type
Type of cooling system5
Closed Closing water system for
auxiliaries and open recirculating
type for condenser
Type of Boiler Feed Pump6 Multistage Centrifugal Type.
Fuel Details7
-Primary Fuel Natural Gas
-Secondary Fuel NA
-Alternate Fuels NA
Special Features/ Site Specific Features8 Nil
Special Technological Features9 Nil
Environmental Regulation related features10 50ppmvd@15% O2
Any other special features
1: At Turbine MCR condition.
2: with 0% (Nil) make up and design Cooling water temperature
3: at TMCR output based on gross generation, 0% (Nil) makeup and design Cooling water temperature.
4: With Performance coal based on Higher Heating Value (HHV) of fuel and at BMCR) out put
5: Closed circuit cooling, once through cooling, sea cooling, natural draft cooling, induced draft cooling etc.
6: Motor driven, Steam turbine driven etc.
7: Coal or natural gas or Naptha or lignite etc.
9: Any Special Technological feature like Advanced class FA technology in Gas Turbines, etc.
10: Environmental Regulation related features like FGD, ESP etc.,
Note 2: Heat Balance Diagram has to be submitted along with above information in case of new stations.
Nil
8: Any site specific feature such as Merry-Go-Round, Vicinity to sea, Intake /makeup water systems etc. scrubbers etc. Specify all such features
Note 1: In case of deviation from specified conditions in Regulation, correction curve of manufacturer may also be submitted.
Note 3: The Terms – MCR, BMCR, HHV, Performance coal, are as defined in CEA Technical Standards for Construction of Electric Plants and Electric
Lines Regulations – 2010 notified by the Central Electricity Authority
Petitioner
Multi Year Tariff Petition (FY08 - FY11)
Name of Company:
Name of Plant/ Station:
SL
NO
DESCRIPTION UNIT 2012-13
(Actual)
2013-14
(Actual)
2014-15
(Actual)
2015-16
(Estimated)
2016-17
(Projected)
2017-18
(Projected)
2018-19
(Projected)
1 Installed Capacity MW
2 Free Power to Home State %
3 Date of Commercial Operation -
Unit – I -
Unit – II -
Unit – III
...
4 Type of Station -
Surface/Underground -
Purely ROR/Pondage/Storage -
Peaking/Non Peaking -
No. of hours Peaking -
Overload Capacity (MW) 7& period -
5 Type of Excitation -
Rotating exciters on Generator -
Static excitation -
6 Design Energy (Annual) Gwh
7 Auxiliary consumption including
Transformation losses
%
8 Normative Plant Availability Factor
(NAPAF)
%
9.1 Maintenance spares for WC Rs. Lakh
9.2 Receivable for WC Rs. Lakh
9.3 Base rate on return on equity %
9.4 Tax rate %
Format-F2b
DETAILS OF COD, TYPE OF HYDRO STATIONS, NORMATIVE ANNUAL PLANT, AVAILABILITY FACTOR (NAPAF) & OTHER NORMATIVE
PARAMETERS CONSIDERED FOR TARIFF CALCULATION
Form No: F3 (a)
Particulars Unit 2012-13 2013-14 2014-15 2015-16 2016-17 2017-18 2018-19
Actual Actual Actual Estimated Projected Projected Projected
1 Base Rate of Return on Equity % 15.5% 15.5% 15.5%
2 Target Availability % 85.00% 85.00% 85.00%
3 Auxiliary Energy Consumption % 4.00% 4.95% 5.00%
4 Gross Station Heat Rate kCal/ kWh 3156 2050 1988
5 Specific Fuel Oil Consumption ml/kWh ml/ kWh
6 Cost of Coal/ Lignite Rs/ Ton
7 Cost of Main Secondary Fuel Oil Rs/ kL
8 Cost of Gas Rs/ SCM 1.76 1.16 1.12
9 Primary Fuel (Coal/ Lignite/ Gas) for Working Capital in Months
10 Secondary Fuel for Working Capital in Months
11 O&M Expenses Rs/ MW
12 Maintenance Spares for Working Capital % of O&M
13 Receivebles for Working Capital in Months
14 Base Rate of SBI as on ________________ %
Petitioner
Normative Parameters Considered for Tariff Computations-Thermal
Name of Company:
Name of Plant/ Station:
ASSAM POWER GENERATION CORPORATION LIMITED
NAMRUP REPLACEMENT POWER PROJECT
Format-F3(b)
Name of Company:
Name of Plant/ Station:
1. Location
State /Distt.
River
2. Diversion Tunnel
Size, Shape
Length
3. Dam
Type
Maximum dam height
4. Spillway
Type
Crest level of Spillway
5. Reservoir
Full Reservoir Level (FRL)
Minimum Draw Down Level(MDDL)
Live Storage (MCM)
6. De-silting Arrangement
Type
Number and Size
Particle size to be removed (mm)
7. Head Race Tunnel
Size and Type
Length
Design Discharge (Cumecs)
8. Surge Shaft
Type
Diameter
Height
9. Penstock/ Pressure Shafts
Type
Diameter & Length
10. Power House
Type
Installed Capacity (No of Units x MW)
Peaking Capacity during lean period (MW)
Type of Turbine
Rated Head (M)
Rated Discharge (Cumecs)
11. Tail Race Tunnel
Diameter, Shape
Length
Minimum tail water level
12. Switch yard
Type of Switch gear
No. Of generator bays
No. Of Bus Coupler bays
No. Of line Bays
SALIENT FEATURES OF HYDROELECTRIC PROJECT
Form No: F4
2012-13 2013-14 2014-15 2015-16 2016-17 2017-18 2018-19
Actual Actual Actual ActualActual/
Estimated
1 Installed Capacity MW 63 100 100
2 Plant Load Factor % 85.00% 85.00% 85.00%
3 Gross Generation MU 115.668 721.956 744.600
4 Auxiliary Consumption % 4.00% 4.95% 5.00%
5 Auxiliary Consumption MU 4.627 35.712 37.230
6 Net Generation MU 111.041 686.244 707.370
7 Station Heat Rate kCal/ kWh 3156 2050 1988
Primary Fuel Consumption (Coal/ Lignite)
8 GCV of Coal/ Lignite kCal/ kg
9 Quantity of Coal/ Lignite (Fired) MT
10 Specific Coal Consumption (Fired) kg/ kWh
11 Transit Loss MT
12 Transit Loss %
13 Gross Quantity of Coal (Purchased) MT
14 Rate of Coal/ Lignite Rs/ Ton
15 Cost of Coal/ Lignite Rs Lakhs
Primary Fuel Consumption (Gas/ LNG/ Liquid)
16 GCV of Gas/ LNG/ Liquid Fuel kCal/ SCM 9350.21 9350.21 9350.21
17 Quantity of Gas/ LNG/ Liquid Fuel MMSCM 39.04 158.32 158.32
18 Specific Fuel Consumption SCM/ kWh 0.3375 0.2193 0.2126
19 Rate of Gas/ LNG/ Liquid Fuel Rs/ SCM 5.00 5.01 5.02
20 Cost of Gas/ LNG/ Liquid Fuel Rs. Lakhs 1950.97 7930.30 7948.72
Secondary Fuel Oil Consumption
21 GCV of Secondary Fuel Oil kCal/ kL
22 Quantity of Secondary Fuel Oil kL
23 Specific Secondary Fuel Oil Consumption ml/ kWh
24 Rate of Secondary Fuel Oil Rs/ kL
25 Cost of Secondary Fuel Oil Rs Lakhs
Primary Fuel Cost (Coal/ Lignite) Rs Lakhs
Primary Fuel Cost (Gas/ LNG/ Liquid) Rs Lakhs 1950.97 7930.30 7948.72
Secondary Fuel Cost Rs Lakhs
C Variable Charges (Energy Charges)
Energy Charges from Primary Fuel (Coal/ Lignite) Rs/ kWh
Energy Charges from Primary Fuel (Gas/ LNG/ Liquid) Rs/ kWh 1.76 1.16 1.12
Name of Company:
Name of Plant/ Station:
ASSAM POWER GENERATION CORPORATION LIMITED
NAMRUP REPLACEMENT POWER PROJECT
Petitioner
Generation Details and Variable Cost
Particulars UnitProjected
Name of Company: ASSAM POWER GENERATION CORPORATION LIMITED
Name of Plant/ Station: NAMRUP REPLACEMENT POWER PROJECT
Form No: F5
Particulars Unit
Last date of order of Commission for the project
1 Capital Cost as admitted by AERC Rs Lakhs
2
Amount of un-discharged liabilities included in above (& forming part of
admitted capital cost) Rs Lakhs
3
Amount of un-discharged liabilities corresponding to above admitted
capital cost (but not forming part of admitted capital cost being allowed
on cash basis) Rs Lakhs
4 Gross Normative Debt Rs Lakhs
5 Cumulative Repayment Rs Lakhs
6 Net Normative Debt Rs Lakhs
7 Normative Equity Rs Lakhs
8 Cumulative Depreciation Rs Lakhs
9 Freehold land Rs Lakhs
Abstract of admitted Capital Cost for the existing Project
Petitioner
Details
Form No: F5a
Particulars Unit 2012-13 2013-14 2014-15 2015-16 2016-17 2017-18 2018-19
1 Opening Capital Cost Rs Lakhs - - - - 47,981.00 69,549.90
2 Add: Addition during the year / period Rs Lakhs 0.00 - - 47,981.00 21,568.90 -
3 Less: Decapitalisation during the year / period Rs Lakhs 0 0 0 0 0 -
4 Less: Reversal during the year / period Rs Lakhs 0 0 0 0 0 -
5 Add: Discharges during the year / period Rs Lakhs 0 0 0 0 0 0
6 Closing Capital Cost Rs Lakhs 0.00 - - 47,981.00 69,549.90 69,549.90
7 Average Capital Cost Rs Lakhs - - - 23,990.50 58,765.45 69,549.90
Petitioner
Name of Company: ASSAM POWER GENERATION CORPORATION LIMITED
Name of Plant/ Station: NAMRUP REPLACEMENT POWER PROJECT
Statement showing claimed capital cost
Rs Lakhs
Form No: F6
Particulars
DateAmount (Foreign
Currency)
Exchange
Rate
Amount
(Rs)Date
Amount (Foreign
Currency)
Exchange
Rate
Amount
(Rs)Date
Amount (Foreign
Currency)
Exchange
Rate
Amount
(Rs)
A Currency11
1 Date of loan drawl2
2 Scheduled Principal Repayment
3 Scheduled Interest payment
4 Closing at the end of financial year
B In case of Hedging3
1 At the date of Hedging
2 Period of hedging
3 Cost of hedging
A Currency21
1 Date of loan drawl2
2 Scheduled Principal Repayment
3 Scheduled Interest payment
4 Closing at the end of financial year
B In case of Hedging3
1 At the date of Hedging
2 Period of hedging
3 Cost of hedging
A Currency31
1 Date of loan drawl2
2 Scheduled Principal Repayment
3 Scheduled Interest payment
4 Closing at the end of financial year
B In case of Hedging3
1 At the date of Hedging
2 Period of hedging
3 Cost of hedging
1 Name of the currency to be mentioned e.g. US $, DM, etc.
2 In case of more than one drawl during the year, Exchange rate at the date of each drawl to be provided.
3 Furnish details of hedging, in case of more than one hedging during the year or part hedging, details of each hedging to be provided.
Name of Company:
Name of Plant/ Station:
Petitioner
Year 1 Year 2 Year 3 and so on
Details of Foreign Loans
Details only in respect of loans applicable to the project under petition
Form No: F7
Particulars
Date
Amount
(Foreign
Currency)
Exchange
Rate
Amount
(Rs)Date
Amount
(Foreign
Currency)
Exchange
Rate
Amount
(Rs)Date
Amount
(Foreign
Currency)
Exchange
Rate
Amount
(Rs)
Currency11
1 Date of Infusion
2
3
4
Currency21
1 Date of Infusion
2
3
4
Currency31
1 Date of Infusion
2
3
4
1 Name of the currency to be mentioned e.g. US $, DM, etc.
2 In case of equity infusion more than once during the year, Exchange rate at the date of each infusion to be provided
Petitioner
Details only in respect of loans applicable to the project under petition
Details of Foreign Equity
Year 1 Year 2 Year 3 and so on
Name of Company:
Name of Plant/ Station:
Form No: F8
Capital Cost Estimates
Board of Director/ Agency approving the Capital cost Date of approval of the Capital cost estimates:
Present Day Cost Completed Cost
Price level of approved estimates As of End of ________
Qtr. Of the year___
As on Scheduled COD
of the Station
Foreign Exchange rate considered for the Capital cost
estimates
Foreign Component, if any (In Million US $ or the
relevant Currency)
Domestic Component (Rs. Lakhs)
Capital cost excluding IDC, IEDC & FC (Rs. Lakhs)
Foreign Component, if any (In Million US $ or the
relevant Currency)
Domestic Component (Rs. Lakhs)
Total IDC, IEDC, FC , FERV & Hedging Cost (Rs.
Lakhs)
Rate of taxes & duties considered
Foreign Component, if any (In Million US $ or the
relevant Currency)
Domestic Component (Rs. Lakhs)
Capital cost Including IDC, IEDC, FC, FERV &
Hedging Cost (Rs. Lakhs)
COD of Unit-I/ Block-I
COD of Unit-II/ Block-II
-------------------------
---------------------------
COD of last Unit/ Block
Note:
1. Copy of approval letter should be enclosed.
2. Details of Capital cost are to be furnished as per Form 9 or Form 10 as applicable.
3. Details of IDC & Financing Charges are to be furnished as per Form 12
Petitioner
Schedule of Commissioning as per Investment Approval
Capital Cost excluding IDC, IEDC & FC
Capital Cost Estimates and Schedule of Commissioning
IDC, IEDC, FC, FERV & Hedging Cost
Capital cost Including IDC, IEDC, FC, FERV & Hedging Cost
Name of Company:
Name of Plant/ Station:
Form No: F9a
Rs. Lakhs
No Break Down As per original
estimates
Actual capital
expenditure as on COD
Liabilities/
provisions
Variation
(B-C-D)
Reasons for
Variation
Estimated Capital
expenditure upto Cut-
off date
A B C D E F G
1 Cost of Land & Site Development
1.1 Land
1.2 Rehabitation & Resettlement (R&R)
1.3 Preliminary Investigation & Site development
Total Land & Site Development 2 Plant & Equipment2.1 Steam Generator Island
2.2 Turbine Generator Island
2.3 BOP Mechanical
2.3.1 External water supply system
2.3.2 CW system
2.3.3 DM water Plant
2.3.4 Clarification plant
2.3.5 Chlorination Plant
2.3.6 Fuel Handling & Storage system
2.3.7 Ash Handling System
2.3.8 Coal Handling Plant
2.3.9 Rolling Stock and Locomotives
2.3.10 MGR
2.3.11 Air Compressor System
2.3.12 Air Condition & Ventilation System
2.3.13 Fire fighting System
2.3.14 HP/LP Piping
2.3.15 FGD system, if any
2.3.16 De-salination plant for sea-water intake
2.3.17 External coal handling in Jetty, if any
Total BOP Mechanical
2.4 BOP Electrical
2.4.1 Switch Yard Package
2.4.2 Transformers Package
2.4.3 Switchgear Package
2.4.4 Cables, Cable facilities & grounding
2.4.5 Lighting
2.4.6 Emergency D.G. set
Total BOP Electrical
2.5 C & I Package
Total Plant & Equipment excl taxes & duties
2.6 Taxes and Duties
2.6.1 Custom Duty
2.6.2 Other Taxes & Duties
Total Taxes & Duties
Total Plant & Equipment
3 Initial spares
4 Civil Works
4.1 Main plant/Adm. Building
4.2 CW system
4.3 Cooling Towers
4.4 DM water Plant
4.5 Clarification plant
4.6 chlorination plant
4.7 Fuel Handling & Storage system
4.8 Coal Handling Plant
4.9 MGR & Marshalling Yard
4.10 Ash Handling System
4.11 Ash disposal area development
4.12 Fire fighting System
4.13 Township & Colony
4.14 Temp. construction & enabling works
4.15 Road & Drainage
Total Civil works
5 Construction & Pre- Commissioning Expenses
5.1 Erection Testing and commissioning
5.2 Site supervision
5.3 Operator's Training
5.4 Construction Insurance
5.5 Tools & Plant
5.6 Start up fuel
Total Construction & Pre- Commissioning Expenses
6 Overheads
6.1 Establishment
6.2 Design & Engineering
6.3 Audit & Accounts
6.4 Contingency
Total Overheads
7 Capital cost excluding IDC & FC
8 IDC, FC, FERV & Hedging Cost
8.1 Interest During Construction (IDC)
8.2 Financing Charges (FC)
8.3 Foreign Exchange Rate Variation (FERV)
8.4 Hedging Cost
Total of IDC, FC, FERV & Hedging Cost
9 Capital cost including IDC, FC, FERV & Hedging Cost
Note:
2. A list of balance work assets/work wise including initial spare on original scope of works along with estimate shall be furnished positively
Petitioner
1. In case of time & Cost over run, a detailed note giving reasons of such time and cost over run should be submitted clearly bring out the agency responsible
and whether such time & cost over run was beyond the control of the generating company.
Break-up of Capital Cost for Coal/ Lignite based projects
Name of Company:
Name of Plant/ Station:
Form No: F9b
Rs. Lakhs
No Break Down
As per
original
estimates
Actual capital
expenditure as on
COD
Liabilities/
provisions
Variation
(B-C-D)
Reasons for
Variation
Actual/Estimated Capital
Expenditure upto Cut-off
date
A B C D E F G1 Cost of Land & Site Development
1.1 Land
1.2 Rehabitation & Resettlement (R&R)
1.3 Preliminary Investigation & Site development
Total Land & Site Development
2 Plant & Equipment
2.1 Steam Turbine generator Island
2.2 Turbine Generator Island
2.3 WHRB Island
2.4 BOP Mechanical
2.4.1 Fuel Handling & Storage system
2.4.2 External water supply system
2.4.3 CW system
2.4.4 Cooling Towers
2.4.5 DM water Plant
2.4.6 Clarification plant
2.4.7 Chlorination Plant
2.4.8 Air condition & Ventilation System
2.4.9 Fire Fighting system
2.4.10 HP/LP Piping
Total BOP Mechanical
2.5 BOP Electrical
2.5.1 Switch Yard Package
2.5.2 Transformers Package
2.5.3 Switchgear Package
2.5.4 Cables, Cable facilities & grounding
2.5.5 Lighting
2.5.6 Emergency D.G. set
Total BOP Electrical
2.6 C & I Package
Total Plant & Equipment excl taxes & duties
2.7 Taxes and Duties
2.7.1 Custom Duty
2.7.2 Other Taxes & Duties
Total Taxes & Duties
Total Plant & Equipment
3 Initial spares
4 Civil Works
4.1 Main plant/Adm. Building
4.2 External water supply system
4.3 CW system
4.4 Cooling Towers
4.5 DM water Plant
4.6 Clarification plant
4.7 Fuel Handling & Storage system
4.8 Township & Colony
4.9 Temp. construction & enabling works
4.10 Road & Drainage
4.11 Fire Fighting system
Total Civil works
5 Construction & Pre- Commissioning Expenses
5.1 Erection Testing and commissioning
5.2 Site supervision
5.3 Operator's Training
5.4 Construction Insurance
5.5 Tools & Plant
5.6 Start up fuel
Total Construction & Pre- Commissioning Expenses
6 Overheads
6.1 Establishment
6.2 Design & Engineering
6.3 Audit & Accounts
6.4 Contingency
Total Overheads
7 Capital cost excluding IDC & FC
8 IDC, FC, FERV & Hedging Cost
8.1 Interest During Construction (IDC)
8.2 Financing Charges (FC)
8.3 Foreign Exchange Rate Variation (FERV)
8.4 Hedging Cost
Total of IDC, FC, FERV & Hedging Cost
9 Capital cost including IDC, FC, FERV & Hedging Cost
Note:
2. A list of balance work assets/work wise including initial spare on original scope of works along with estimate shall be furnished positively
Petitioner
Break-up of Capital Cost for Gas/ Liquid fuel based Projects
1. In case of time & Cost over run, a detailed note giving reasons of such time and cost over run should be submitted clearly bring out the agency
responsible and whether such time & cost over run was beyond the control of the generating company.
Name of Company:
Name of Plant/ Station:
Form No: F9a
Rs. Lakhs
No Break Down
Original Cost as
approved by
Authority/Investment Approval
Actual Capital
Expenditure as on
actual/anticipated
COD
Liabilities/
provisions
Variation
(B-C-D)
Reasons for
Variation
A B C D E F
1.0 Infrastructure Works
1.1 Preliminary including Development
1.2 Land*
1.3 R&R expenditure
1.4 Buildings
1.5 Township
1.6 Maintenance
1.7 Tools & Plants
1.8 Communication
1.9 Environment & Ecology
1.10 Losses on stock
1.11 Receipt & Recoveries
1.12 Total (Infrastructure Works)
2.0 Major Civil Works
2.1 Dam, Intake & De-silting Chambers
2.2 HRT, TRT, Surge Shaft & Pressure shafts
2.3 Power Plant civil works
2.4 Other civil works (to be specified)
2.5 Total (Major Civil Works)
3.0 Hydro Mechanical Equipments
4.0 Plant & Equipment
4.1 Initial spares of Plant & Equipment
4.2 Total (Plant & Equipment)
5.0 Taxes & Duties
5.1 Custom Duty
5.2 Other taxes & Duties
5.3 Total Taxes & Duties
6.0 Construction & Precommissioning Expenses
6.1 Erection, testing & commissioning
6.2 Construction Insurance
6.3 Total (Const. & Precommissioning)
7 Overheads
7.1 Establishment
7.2 Design & Engineering
7.3 Audit & Accounts
7.4 Contingency
7.5 Rehabilitation & Resettlement
7.6 Total (Overheads)
8 Capital Cost without IDC, FC, FERV & Hedging Cost
9 IDC, FC, FERV & Hedging Cost
9.1 Interest During Construction (IDC)
9.2 Financing Charges (FC)
9.3 Foreign Exchange Rate Variation (FERV)
9.4 Hedging Cost
9.5 Total of IDC, FC,FERV & Hedging Cost
10 Capital cost including IDC, FC, FERV & Hedging Cost
*Provide details of Freehold Land, Leasehold Land and Land under reservoir separately
Note:
1. In case of cost variation, a detailed note giving reasons of such variation should be submitted clearly indicating whether such cost
over-run was beyond the control of the generating company.
2. In case of both time & cost overrun, a detailed note giving reasons of such time and cost over-run should be submitted clearly
bringing out the agency responsible and whether such time and cost overrun was beyond the control of the generating company.
3. The implication on cost due to time over run, if any shall be submitted separately giving details of increase in prices in different
packages from scheduled COD to Actual COD/anticipated COD, increase in IEDC from scheduled COD to actual
COD/anticipated COD and increase of IDC from scheduled COD to actual anticipated COD.
4. Impact on account of each reason for Time over run on Cost of project should be quantified and substantiated with necessary
documents and supporting workings.
5. A list of balance work assets/work wise including initial spare on original scope of works along with estimate shall be furnished
positively.
Name of Company:
Name of Plant/ Station:
Break-up of Capital Cost for Hydro projects
Form No: F9a
Rs. Lakhs
No Break Down
Original Cost as
approved by
Authority/Investment
Approval
Actual Capital
Expenditure as on
actual/anticipated
COD
Liabilities/
provisions
Variation
(B-C-D)
Reasons for
Variation
A B C D E F1.0 Generator, turbine & Accessories1.1 Generator package1.2 Turbine package1.3 Unit control Board1.4 C&I package1.5 Bus Duct of GTconnection1.6 Total (Generator,turbine & Accessories)2.0 Auxiliary Electrical Equipment2.1 Step up transformer2.2 Unit Auxiliary Transformer2.3 Local supply transformer2.4 Station transformer2.5 SCADA2.6 Switchgear, Batteries,DC dist. Board2.7 Telecommunication equipment2.8 Illumination of Dam, PH and Switchyard2.9 Cables & cable facilities,grounding2.1 Diesel generating sets2.1 Total (Auxiliary Elect.Equipment)
3.0Auxiliary equipment & services for power station
3.1 EOT crane3.2 Other cranes3.3 Electric lifts & elevators3.4 Cooling water system3.5 Drainage & dewatering system3.6 Fire fighting equipment3.7 Air conditioning,ventilation and heating3.8 Water supply system3.9 Oil handling equipment
3.10 Workshop machines & equipment3.11 Total (Auxiliary equipt.& services for PS)
4.0 Switchyard package5.0 Initial spares for all above equipments
6.0Total Cost (Plant & Equipment) excluding IDC, IEDC,
FC, FERV & Hedging Cost7.0 IDC, IEDC, FC, FERV & Hedging Cost7.1 Interest During Construction (IDC)
7.2Incidental Expenditure during Construction (IEDC)
7.3 Financing Charges (FC)7.4 Foreign Exchange Rate Variation (FERV)7.5 Hedging Cost7.6 Total of IDC, IEDC, FC, FERV & Hedging Cost
8.0Total Cost (Plant & Equipment) including IDC, IEDC,
FC, FERV & Hedging CostNote:
0
Name of Company:
Break-up of Capital Cost for Plant & Equipment of New Hydro projects
1. In case of cost variation, a detailed note giving reasons of such variation should be submitted clearly indicating whether such cost overrun was beyond the control of the
enerating company.
Form No: F10
1 Name/ No. of Construction / Supply / Service Package Package A Pachage B ....
Total Cost of
all packages
2 Scope of works1
(in line with head of cost break-ups as applicable)
3 Whether awarded through ICB/DCB/ Depatmentally/ Deposit Work
4 No. of bids received
5 Date of Award
6 Date of Start of work
7 Date of Completion of Work
8 Value of Award2 in (Rs. Lakh)
9 Firm or With Escalation in prices
10 Actual capitalexpenditure till the completion or up to COD whichever is earlier(Rs.Cr.)
11 Taxes & Duties and IEDC (Rs. Lakh)
12 IDC, FC, FERV & Hedging cost (Rs. Lakh)
13 Sub -total (9+10+11)
Petitioner
1 The scope of work in any package should be indicated in conformity of Capital cost break-up for the Hydro plants/coal/lignite/gas based plants in the Form 9
(a,b,c,d) to the extent possible.
2 If there is any package, which need to be shown in Indian Rupee and foreign currency(ies), the same should be shown separatly alongwith the currency, the
exchange rate and the date e.g. Rs. 80 Crore + US$50 mn = Rs.380 Crore at US$ = Rs 60 as on say 1 April 2015
Name of Company:
Name of Plant/ Station:
Break-up of Construction/ Supply/ Service packages
Form No: F11
Rs Lakhs
Draw Down
Particulars
Quantum in
Foreign
currency
Exchange
Rate on
draw down
date
Amount in
Indian
Rupee
Quantum in
Foreign
currency
Exchange
Rate on
draw down
date
Amount in
Indian
Rupee
Quantum in
Foreign
currency
Exchange Rate
on draw down
date
Amount in
Indian
Rupee
1 Loans
1.1 Foreign Loans
1.1.1 Foreign Loan 1
Draw down Amount
IDC
Financing charges
1.1.2 Foreign Loan 2
Draw down Amount
IDC
Financing charges
1.1.3 - -
- -
- -
Total Foreign Loans
Draw down Amount
IDC
Financing charges
1.2 Indian Loans
1.2.1 Indian Loan 1
Draw down Amount
IDC
Financing charges
1.2.2 Indian Loan 2
Draw down Amount
IDC
Financing charges
1.2.3 - -
- -
- -
Total Indian Loans
Draw down Amount
IDC
Financing charges
Total of Loans drawn
IDC
Financing charges
2 Equity
2.1 Foreign equity drawn
2.2 Indian equity drawn
Total equity deployed
Petitioner
Note: Drawal of debt and equity shall be on paripassu basis quarter basis to meet the commissioning schedule. Drawal of higher equity in the beginning is
permissible.
Name of Company:
Name of Plant/ Station:
Draw Down Schedule for Calculation of IDC & Financing Charges
No
Quarter 1 Quarter 2 Quarter n (COD)
MYT_Formats_NRPP
Form No: F12
Currency Amount Currency Amount Currency Amount
Loans
Loan-I
Loan-II
Loan-III
and so on
Total Loan
Equity
Foreign
Domestic
Total Equity
Debt : Equity Ratio
Petitioner
Date of Commercial Operation of the Station2
Project Cost as on COD1
1 Say Rs 80 cr+US $ 200mn or Rs 1280 Cr including US $ 200mn at Exchange rate of US $=Rs 60
Financial Package Upto CoD
2 Date of Commercial Operation means Commercial Operation of the last unit
Financial Package as
Approved
Financial Package as on
COD
As Admitted on COD
Name of Company:
Name of Plant/ Station:
Name of Company:
Name of Plant/ Station:
Form No: F13
Rs. Lakhs
Particulars Package 1 Package 2 Package 3 Package 4 Package 5 Package 6
Source of Loan1
Currency2
Amount of Loan sanctioned
Amount of Gross Loan drawn upto
31.03.2016 COD 3,4,5,13,15
Interest Type6
Fixed Interest Rate, if applicable
Base Rate, if Floating Interest7
Margin, if Floating Interest8 Yes/No Yes/No Yes/No Yes/No Yes/No Yes/No
Are there any Caps/Floor9
If above is yes,specify caps/floor
Moratorium Period10
Moratorium effective from
Repayment Period11
Repayment effective from
Repayment Frequency12
Repayment Instalment13,14
Base Exchange Rate16
Are foreign currency loan hedged?
If above is yes,specify details17
Note:
18In case of foreign loans, provide details of exchange rate considered on date of each repayment of principal and date of interest payment.
Petitioner
17 In case of hedging, specify details like type of hedging, period of hedging, cost of heging, etc.
Details of Project Specific Loans
19 At the time of truing up rate of interest with relevant reset date (if any) to be furnished separately.
20 At the time of truing up provide details of refinancing of loans considered earlier. Details such as date on which refinancing done, amount of refinanced
loan, terms and conditions of refinanced loan, financing and other charges incurred for refinancing etc.
11 Repayment period means the repayment of loan such as 7 years, 10 years, 25 years etc.
12 Repayment frequency means the interval at which the debt servicing is to be done such as monthly, quarterly, half yearly, annual, etc.
13 Where there is more than one drawal/repayment for a loan, the date & amount of each drawal/repayement may also be given seperately
14 If the repayment instalment amount and repayment date can not be worked out from the data furnished above, the repayment schedule to be
15 In case of Foreign loan,date of each drawal & repayment alongwith exchange rate at that date may be given.
16 Base exchange rate means the exchange rate prevailing as on 31.03.2015 for existing assets and as on COD for the remaining assets.
5 If the Tariff in the petition is claimed seperately for various units, details in the Form is to be given seperately for all the units in the same form.
6 Interest type means whether the interest is fixed or floating.
7 Base rate means the base as PLR, LIBOR etc. over which the margin is to be added. Applicable base rate on different dates from the date of drawl may
also be enclosed.8 Margin means the points over and above the floating rate.
9 At times caps/ floor are put at which the floating rates are frozen. If such a condition exists, specify the limits.
10 Moratorium period refers to the period during which loan servicing liability is not required.
1 Source of loan means the agency from whom the loan has been taken such as WB, ADB, WMB, PNB, SBI, ICICI, IFC, PFC etc.
2 Currency refers to currency of loan such as US$, DM, Yen,Indian Rupee etc.
3 Details are to be submitted as on 31.03.2015 for existing assets and as on COD for the remaining assets.
4 Where the loan has been refinanced, details in the Form is to be given for the loan refinaced. However, the details of the original loan is to be given
seperately in the same form.
MYT_Formats_NRPP
Form No: F14a
Rs. Crores
2012-13 2013-14 2014-15 2015-16 2016-17 2017-18 2018-19
Actual Actual Actual Estimated
Loan-1
Gross loan - Opening
Cumulative repayments of Loans upto previous year
Net loan - Opening
Add: Drawal(s) during the Year
Less: Repayment (s) of Loans during the year
Net loan - Closing
Average Net Loan
Rate of Interest on Loan on annual basis
Interest on loan
Loan-2
Gross loan - Opening
Cumulative repayments of Loans upto previous year
Net loan - Opening
Add: Drawal(s) during the Year
Less: Repayment (s) of Loans during the year
Net loan - Closing
Average Net Loan
Rate of Interest on Loan on annual basis
Interest on loan
Loan-3 and so on
Gross loan - Opening
Cumulative repayments of Loans upto previous year
Net loan - Opening
Add: Drawal(s) during the Year
Less: Repayment (s) of Loans during the year
Net loan - Closing
Average Net Loan
Rate of Interest on Loan on annual basis
Interest on loan
Total Loan
Gross loan - Opening
Cumulative repayments of Loans upto previous year
Net loan - Opening
Add: Drawal(s) during the Year
Less: Repayment (s) of Loans during the year
Net loan - Closing
Average Net Loan
Interest on loan
Weighted average Rate of Interest on Loans
Note:
Name of Company:
Name of Plant/ Station:
Petitioner
1.In case of Foreign Loans, the calculations in Indian Rupees is to be furnished. However, the calculations in Original currency is also to
be furnished separately in the same form.
Calculation of Weighted Average Rate of Interest on Actual Loans
ParticularsProjected
Form No: F14b
Rs. Crores
2012-13 2013-14 2014-15 2015-16 2016-17 2017-18 2018-19
Actual Actual Actual Estimated
1 Gross Normative loan – Opening 0.00 0.00 0.00 281.04 0.00
2
Cumulative repayment of Normative loan
upto previous year0 0 0 -13 -47
3 Net Normative loan – Opening 0.00 0.00 0.00 267.56 449.68
4
Add: Increase due to addition during the
year / period0.00 0.00 281.04 215.69 0.00
5
Less: Decrease due to de-capitalisation
during the year / period
6
Less: Decrease due to reversal during the
year / period0.00 0.00 -13.48 -33.57 -34.52
7
Add: Increase due to discharges during the
year / period
8 Net Normative loan - Closing 0.00 0.00 267.56 449.68 415.16
9 Average Normative loan 0.00 0.00 133.78 358.62 432.42
10 Weighted average rate of interest 11.32% 12.45% 12.22% 12.57% 12.74%
11 Interest on Loan 0.00 0.00 2.54 42.74 55.09
Name of Company:
Name of Plant/ Station:
ASSAM POWER GENERATION CORPORATION LIMITED
NAMRUP REPLACEMENT POWER PROJECT
Petitioner
Calculation of Interest on Normative Loan
S. No. ParticularsProjected
Name of Company:
Name of Plant/ Station:
Form No: F15
Rs. Lakhs
Particulars Package 1 Package 2 Package 3 Package 4 Package 5 Package 6
Source of Loan1
Currency2
Amount of Loan sanctioned
Amount of Gross Loan drawn upto
31.03.2016/ COD 3,4,5,13,15
Interest Type6
Fixed Interest Rate, if applicable
Base Rate, if Floating Interest7
Margin, if Floating Interest8 Yes/No Yes/No Yes/No Yes/No Yes/No Yes/No
Are there any Caps/Floor9
If above is yes,specify caps/floor
Moratorium Period10
Moratorium effective from
Repayment Period11
Repayment effective from
Repayment Frequency12
Repayment Instalment13,14
Base Exchange Rate16
Are foreign currency loan hedged?
If above is yes,specify details17
Name of the Projects Total
Project 1
Project 2
Project 3 and so on
Note:
Petitioner
20 At the time of truing up provide details of refinancing of loans considered earlier. Details such as date on which refinancing done,
amount of refinanced loan, terms and conditions of refinanced loan, financing and other charges incurred for refinancing etc.
18In case of foreign loans, provide details of exchange rate considered on date of each repayment of principal and date of interest
payment.
16 Base exchange rate means the exchange rate prevailing as on 31.03.2015 for existing assets and as on COD for the remaining assets.
17 In case of hedging, specify details like type of hedging, period of hedging, cost of heging, etc.
19 At the time of truing up rate of interest with relevant reset date (if any) to be furnished separately.
Distribution of loan packages to various projects
10 Moratorium period refers to the period during which loan servicing liability is not required.
11 Repayment period means the repayment of loan such as 7 years, 10 years, 25 years etc.
12 Repayment frequency means the interval at which the debt servicing is to be done such as monthly, quarterly, half yearly, annual, etc.
13 Where there is more than one drawal/repayment for a loan, the date & amount of each drawal/repayement may also be given
14 If the repayment instalment amount and repayment date can not be worked out from the data furnished above, the repayment
15 In case of Foreign loan,date of each drawal & repayment alongwith exchange rate at that date may be given.
4 Where the loan has been refinanced, details in the Form is to be given for the loan refinaced. However, the details of the original loan is
to be given seperately in the same form.5 If the Tariff in the petition is claimed seperately for various units, details in the Form is to be given seperately for all the units in the same
6 Interest type means whether the interest is fixed or floating.
7 Base rate means the base as PLR, LIBOR etc. over which the margin is to be added. Applicable base rate on different dates from the
date of drawl may also be enclosed.8 Margin means the points over and above the floating rate.
9 At times caps/ floor are put at which the floating rates are frozen. If such a condition exists, specify the limits.
Details of Allocation of corporate loans to various projects
1 Source of loan means the agency from whom the loan has been taken such as WB, ADB, WMB, PNB, SBI, ICICI, IFC, PFC etc.
2 Currency refers to currency of loan such as US$, DM, Yen,Indian Rupee etc.
3 Details are to be submitted as on 31.03.2015 for existing assets and as on COD for the remaining assets.
Form No: F16
Rs. Lakhs
NoHead of Work/
Equipment
Regulations under
which claimed Justification
Admitted Cost by
Commission if
2012-13 2013-14 2014-15 2015-16 2016-17 2017-18 2018-19
1
2
3
4
5
Note:
Petitioner
Statement of Additional Capitalisation after COD
Actual/ Projected additional capital expenditure claimed
1 Fill the form in chronological order year wise along with detailed justification clearly bring out the necessity and the benefits accruing to the benficiaries.
2 In case initial spares are purchased alongwith any equipment, then the cost of such spares should be indicated separately. e.g. Rotor - 50 Crs. Initial spares-
3 Actual/Projected additional capital expenditure claimed for past period shall be governed by Tariff Regulation for the relevant period
Name of Company:
Name of Plant/ Station:
Form No: F16a
Rs Lakhs
No Name of the Asset
Nature of de-capitlization
(whether claimed under
exclusion or as additional
capital expenditure)
Original Value of
the Asset
Capitalised
Year Put to use
Depreciation
recovered till date
of de-capitalization
1
2
3
4
5
Note: Year wise detail need to be submitted
Petitioner
Details of Assets De-capitalized during the period
Name of Company:
Name of Plant/ Station:
Name of Company:
Name of Plant/ Station:
Date of Commercial Operation:
Form No: F17
Rs. Lakhs
Year 1 Year 2 Year 3 Year 4Year 5
& so onYear 1 Year 2 Year 3 Year 4
Year 5
& so on
Amount capitalised in Work/ Equipment
Financing Details
Loan-1
Loan-2
Loan-3 and so on
Total Loan2
Equity
Internal Resources
Others
Total
Petitioner
1 Year 1 refers to Financial Year of COD and Year 2, Year 3 etc. are the subsequent financial years respectively.
2 Loan details for meeting the additional capitalisation requirement should be given as per Form 14 and Form 15 whichever is relevent.
Financial Year (Starting from COD)
Financing of Additional Capitalisation
Actual Admitted
MYT_Formats_NRPP
Form No: F18
Rs Lakhs
Particulars
A a Opening Gross Block Amount as per books
b Amount of capital liabilities in A(a) above
c Amount of IDC, FC, FERV & Hedging cost included in A(a) above
d Amount of IEDC (excluding IDC, FC, FERV & Hedging cost) included in A(a)
B a Addition in Gross Block Amount as per books
b Amount of capital liabilities in B(a) above
c Amount of IDC, FC, FERV & Hedging cost included in B(a) above
d Amount of IEDC (excluding IDC, FC, FERV & Hedging cost) included in B(a)
C a Deletion in Gross Block Amount as per books if any
b Amount of capital liabilities in C(a) above
c Amount of IDC, FC, FERV & Hedging cost included in C(a) above
d Amount of IEDC (excluding IDC, FC, FERV & Hedging cost) included in C(a)
D a Closing Balance of Gross Block Amount as per books
b Amount of capital liabilities in C(a) above
c Amount of IDC, FC, FERV & Hedging cost included in C(a) above
d Amount of IEDC (excluding IDC, FC, FERV & Hedging cost) included in C(a)
Petitioner
1 Relevant date/s means date of COD of unit/s,station and financial year start date and end date
As on relevant date1
Statement of Capital Cost
Name of Company:
Name of Plant/ Station:
Form No: F19
Rs. Lakhs
Particulars
A a Opening CWIP Amount as per books
b Amount of capital liabilities in above
c Amount of IDC, FC, FERV & Hedging cost included in a above
B a Addition/Adjustment in CWIP Amount during the period
b Amount of capital liabilities in above
c Amount of IDC, FC, FERV & Hedging cost included in a above
C a Capitalization/Transfer to Fixed asset of CWIP Amount during the period
b Amount of capital liabilities in above
c Amount of IDC, FC, FERV & Hedging cost included in a above
D a Closing CWIP Amount as per books
b Amount of capital liabilities in above
c Amount of IDC, FC, FERV & Hedging cost included in a above
Petitioner
1 Relevant date/s means date of COD of unit/s,station and financial year start date and end date
Statement of Capital Works in Progress
As on relevant date1
Name of Company:
Name of Plant/ Station:
Form No: F20
Rs. Lakhs
2012-13 2013-14 2014-15 2015-16 2016-17 2017-18 2018-19
Actual Actual Actual Estimated
1 Plant and Machinery 0.00 0.00 0.00
2 Building 0.00 0.00 0.00
3 Civil Works 0.00 0.00 0.00
4 Hydraulic Works 0.00 0.00 0.00
5 Lines, Cables Net Works etc. 0.00 0.00 0.00
6 Vehicles 0.00 0.00 0.00
7 Furniture and Fixtures 0.00 0.00 0.00
8 Office Equipments 0.00 0.00 0.00
9 Station Supplies 0.00 0.00 0.00
10 Lubricants & Consumable stores 0.00 0.00 0.00
11 Oil/Turbine Oil consumed in internal combustion 0.00 0.00 0.00
12 Any other items (Capitalisation) 0 0 0
Total 0.00 0.00 0.00
R&M Expenses
ParticularsProjected
Petitioner
Name of Company:
Name of Plant/ Station:
ASSAM POWER GENERATION CORPORATION LIMITED
NAMRUP REPLACEMENT POWER PROJECT
Form No: F21
Rs. Lakhs
2012-13 2013-14 2014-15 2015-16 2016-17 2017-18 2018-19
Actual Actual Actual Estimated
1 Salaries 756.40 803.08 853.00
2 Additional Pay 0.00 0.00 0.00
3 Dearness Allowance (DA) 534.61 568.34 604.11
4 Other Allowances & Relief 129.51 137.55 146.22
5 Addl. Pay & C.Off Encashment 0.00 0.00 0.00
6 Interim Relief / Wage Revision 0.00 0.00 0.00
7 Honorarium/Overtime 20.74 21.84 23.43
8 Bonus/ Exgratia To Employees 0.46 0.46 0.47
9 Medical Expenses Reimbursement 4.15 4.18 4.22
10 Travelling Allowance(Conveyance Allowance) 0.00 0.00 0.00
11 Leave Travel Assistance 1.38 1.39 1.41
12 Earned Leave Encashment 5.53 6.04 6.56
13 Payment Under Workman's Compensation And Gratuity 0.00 0.00 0.00
14 Subsidised Electricity To Employees 0.00 0.00 0.00
15 Any Other Item 0.00 0.00 0.00
16 Staff Welfare Expenses 2.77 2.79 2.81
17 Apprentice And Other Training Expenses 0.00 0.00 0.00
18 Contribution To Terminal Benefits 183.43 195.18 207.62
19 Provident Fund Contribution 0.00 0.00 0.00
20 Provision for PF Fund 0.00 0.00 0.00
21 Any Other Items 371.76 395.04 420.00
Total Employee Costs 2010.73 2135.91 2269.85
22 Less: Employee expenses capitalised 1622.38 105.69 0.00
Net Employee expenses (D)-(E) 388.35 2030.22 2269.85
Name of Company:
Petitioner
Name of Plant/ Station:
Employee Expenses
ASSAM POWER GENERATION CORPORATION LIMITED
NAMRUP REPLACEMENT POWER PROJECT
ParticularsProjected
Form No: F22
Rs. Lakhs
2012-13 2013-14 2014-15 2015-16 2016-17 2017-18 2018-19
Actual Actual Actual Estimated
1 Lease/ Rent 4.47 4.89 5.30
2 Insurance 11.48 12.22 12.96
3 Revenue Stamp Expenses Account 0.00 0.00 0.00
4 Telephone, Postage, Telegram & Telex Charges 2.24 2.26 2.27
5 Incentive & Award To Employees/Outsiders 0.00 0.00 0.00
6 Consultancy Charges 1.12 1.13 1.14
7 Technical Fees 0.00 0.00 0.00
8 Other Professional Charges 0.75 0.75 0.76
9 Conveyance And Travelling 23.51 25.06 26.61
10 License and Registration Fees 0.00 0.00 0.00
11 Vehicle Expenses 20.12 21.46 22.72
12 Security / Service Charges Paid To Outside Agencies 0.00 0.00 0.00
13 Fee And Subscriptions Books And Periodicals 10.06 10.54 11.36
14 Printing And Stationery 4.84 5.27 5.68
15 Advertisement Expenses 13.79 14.68 15.52
16 Contributions/Donations To Outside Institutes / Associations 0.75 0.75 0.76
17 Electricity Charges To Offices 25.34 27.11 28.77
18 Water Charges 0.00 0.00 0.00
19 Entertainment Charges 0.75 0.75 0.76
20 Miscellaneous Expenses 0.37 0.38 0.38
21 Legal Charges 0.37 0.38 0.38
22 Auditor's Fee 0.37 0.38 0.38
23 Freight On Capital Equipments 0.00 0.00 0.00
24 Purchase Related Advertisement Expenses 0.00 0.00 0.00
25 Vehicle Running Expenses Truck / Delivery Van 0.00 0.00 0.00
26 Vehicle Hiring Expenses Truck / Delivery Van 0.00 0.00 0.00
27 Other Freight 0.37 0.38 0.38
28 Transit Insurance 0.00 0.00 0.00
29 Octroi 0.00 0.00 0.00
30 Incidental Stores Expenses 0.00 0.00 0.00
31 Fabrication Charges 0.00 0.00 0.00
Total A&G Expenes 120.70 128.39 136.12
Less: A&G Expenses Capitalised 91.22 5.95 0.00
Total A&G Expenes 29.48 122.44 136.12
Name of Plant/ Station:
Administration & General Expenses
Projected
Petitioner
Name of Company:
Particulars
ASSAM POWER GENERATION CORPORATION LIMITED
NAMRUP REPLACEMENT POWER PROJECT
Multi Year Tariff Petition (FY08 - FY11)
Name of Plant/ Station:
Form No: F23
Rs. Lakhs
Opening AdditionAdjustment &
DeductionDepreciation Closing Opening Addition
Adjustment &
DeductionDepreciation Closing Opening Addition
Adjustment &
DeductionDepreciation Closing
1 Land owned under full ownership 0.00% 0 0 0.00 0
2 Land under lease
For investment in land
For cost of clearing site
3 Building 3.34% 0.00 0 0.00 0
4 Hydraulic works 5.28% 0.00 0 0.00 0
5 Other civil works 3.34% 0.00 0 0.00 0
6 Plant & machinery- Gas 5.28% 0.00 0 0.00 0
7 Plant & machinery- Hydel 5.28% 0.00 0 0.00 0
8 Plant & machinery- SPV 5.28% 0.00 0 0.00 0
9 Lines & cables 5.28% 0.00 0 0.00 0
10 Vehicle 9.50% 0.00 0 0.00 0
11 Furniture 6.33% 0.00 0 0.00 0
12 Other office equipment 6.33% 0.00 0 0.00 0
13 Roads on land belonging to others 3.34% 0.00 0 0.00 0
14 Capital spares at Generating Stations 5.28% 0.00 0 0.00 0
0 0 0 0.00 0 0 0 0 0.00 0
Less: Depreciation on Grant
Total Grant in Capital Asset
Rate of Depreciation
Depreciation on 90% of the Assets
funded by Grants/subsidies
Fixed Assets and Depreciation
Depreciation
rate1
2013-142012-13
Actuals
2014-15
Actuals Actuals
Name of Company:
Name of Asset
ASSAM POWER GENERATION CORPORATION LIMITED
NAMRUP REPLACEMENT POWER PROJECT
Name of Company:
Name of Plant/ Station:
Form No: F23
Rs. Lakhs
Opening AdditionAdjustment &
DeductionDepreciation Closing Opening Addition
Adjustment &
DeductionDepreciation Closing Opening Addition
Adjustment &
DeductionDepreciation Closing Opening Addition
Adjustment &
DeductionDepreciation Closing
1 Land owned under full ownership 0.00% 0 0 0 0.00 0 0 0 0 0.00 0.00 0.00 0 0 0.00 0 0 0 0 0.00 0
2 Land under lease .
For investment in land
For cost of clearing site
3 Building 3.34% 0 0 0 0.00 0 0 0 0 0.00 0.00 0.00 0 0 0.00 0 0 0 0 0.00 0
4 Hydraulic works 5.28% 0 0 0 0.00 0 0 0 0 0.00 0.00 0.00 0 0 0.00 0 0 0 0 0.00 0
5 Other civil works 3.34% 0 0 0 0.00 0 0 11450.00 0 223.10 11450.00 11450.00 0.00 0 382.40 11450 11450 0 0 382.40 11450
6 Plant & machinery- Gas 5.28% 0 0 0 0.00 0 0 36400.00 0 1121.10 36400.00 36400.00 21392.00 0 2957.30 57792 57792 0.00 0 3051.40 57792
7 Plant & machinery- Hydel 5.28% 0 0 0 0.00 0 0 0 0 0.00 0.00 0.00 0 0 0.00 0 0 0 0 0.00 0
8 Plant & machinery- SPV 5.28% 0 0 0 0.00 0 0 0 0 0.00 0.00 0.00 0 0 0.00 0 0 0 0 0.00 0
9 Lines & cables 5.28% 0 0 0 0.00 0 0 130.00 0 4.00 130.00 130.00 0 0 6.90 130 130 0 0 6.90 130
10 Vehicle 9.50% 0 0 0 0.00 0 0.00 0 0 0.00 0.00 0.00 0 0 0.00 0.00 0.00 0 0 0.00 0.00
11 Furniture 6.33% 0 0 0 0.00 0 0 1.00 0 0.00 1.00 1.00 0 0 0.10 1 1 0 0 0.10 1
12 Other office equipment 6.33% 0 0 0 0.00 0 0 0 0 0.00 0.00 0.00 176.8984 0 10.30 176.8984 176.8984 0 0 11.20 176.8984
13 Roads on land belonging to others 3.34% 0 0 0 0.00 0 0 0 0 0.00 0.00 0.00 0 0 0.00 0 0 0 0 0.00 0
14 Capital spares at Generating Stations 5.28% 0 0 0 0.00 0 0 0 0 0.00 0.00 0.00 0 0 0.00 0 0 0 0 0.00 0
0 0 0 0.00 0 0 47981.00 0 1348.20 47981.00 47981.00 21568.90 0 3357.00 69549.9 69549.9 0.00 0 3452.00 69549.9
Less: Depreciation on Grant
Total Grant in Capital Asset0.00 159.21 0
Rate of Depreciation3.92% 3.92% 3.92%
ProjectedName of Asset
Depreciation
rate1
Fixed Assets and Depreciation
2018-19
Projected Projected
2015-16
Estimated
2017-182016-17
ASSAM POWER GENERATION CORPORATION LIMITED
NAMRUP REPLACEMENT POWER PROJECT
Form No: F24 Form No: F24
Rs. Lakhs Rs. Lakhs
Rate of
Interest
Opening
Balance
Amount
received
Principal
repayme
nt
Interest
Due
Closing
Balance
Rate of
Interest
Opening
Balance
Amount
received
Principal
repayment
Interest
Due
Closing
Balance
Rate of
Interest
Opening
Balance
Amount
received
Principal
repayment
Interest
Due
Closing
Balance
Rate of
Interest
Opening
Balance
Amount
received
Principal
repayment
Interest
Due
Closing
Balance
Rate of
Interest
Opening
Balance
Amount
received
Principal
repayment
Interest
Due
Closing
Balance
Rate of
Interest
Opening
Balance
Amount
received
Principal
repayment
Interest
Due
Closing
Balance
Rate of
Interest
Opening
Balance
Amount
received
Principal
repayment
Interest
Due
Closing
Balance
A Secured Loans A Secured Loans
Loan 1 15 8.92% - ###### - 401.40 9,000.00 13.34% 9,000.00 5,000.00 - 1,533.81 14,000.00 13.00% 14,000.00 - - 1,820.00 14,000.00 Loan 1 14.29% 14,000.00 10,500.00 - 2,751.19 24,500.00 14.29% 24,500.00 16,984.00 2,765.60- 4,517.56 38,718.40 14.29% 38,718.40 7,000.00 3,232.27- 5,802.84 42,486.13 14.29% 42,486.13 - 3,232.27- 5,841.11 39,253.87
Loan 2 Loan 2
Loan 3 Loan 3
Loan 4 Loan 4
Sub-total Sub-total
B Unsecured Loans B Unsecured Loans
Loan 1 10.00% ###### - - 101.25 1,012.50 10.00% 1,012.50 - - 163.55 1,012.50 10.00% 1,012.50 - - 101.25 1,012.50 Loan 1 10.00% 1,012.50 - - 101.25 1,012.50 10.00% 1,012.50 - 101.25- 96.19 911.25 10.00% 911.25 - 101.25- 86.06 810.00 10.00% 810.00 - 101.25- 75.94 708.75
Loan 2 Loan 2
Loan 3 Loan 3
Loan 4 Loan 4
Sub-total Sub-total
COther Interest &
Finance ChargesC
Other Interest &
Finance ChargesCost of raising
Finance / Bank
Cost of raising
Finance / Bank Interest on Security
Deposit
Interest on Security
Deposit
Penal Interest Penal Interest
Lease Rentals Lease Rentals
Sub-total Sub-total
DGrand Total Of
Interest & Finance
Charges (A + B + C) ###### ###### - 502.65 10,012.50 10,012.50 5,000.00 - 1,697.36 15,012.50 15,012.50 - - 1,921.25 15,012.50
DGrand Total Of
Interest & Finance
Charges (A + B + C) 15,012.50 10,500.00 - 2,852.44 25,512.50 25,512.50 16,984.00 2,866.85- 4,613.75 39,629.65 39,629.65 7,000.00 3,333.52- 5,888.91 43,296.13 43,296.13 - 3,333.52- 5,917.05 39,962.62
ELess: Interest &
Finance Charges
Capitalised 0 -
ELess: Interest &
Finance Charges
Capitalised
Net Total Of Interest &
Finance Charges (D -
E)
502.65 1,697.36 1,921.25 Net Total Of Interest &
Finance Charges (D -
E)
2,852.44 4,613.75 5,888.91 5,917.05
Petitioner
Details computation of Interest on Loan
2017-18
Actual
2015-16
Name of Company:
Name of Plant/ Station:
Loan Details
2018-19
Actual
Details computation of Interest on Loan
Name of Company:
Name of Plant/ Station:
Loan
Tenure
(yrs)
2012-13 2013-14 2014-15
Loan Details
Loan
Tenure
(yrs)
ActualActual
2016-17
Actual
ASSAM POWER GENERATION CORPORATION LIMITEDNAMRUP REPLACEMENT POWER PROJECT
ASSAM POWER GENERATION CORPORATION LIMITEDNAMRUP REPLACEMENT POWER PROJECT
Actual Actual
Form No: F25
2012-13 2013-14 2014-15 2015-16 2016-17 2017-18 2018-19
Actual Actual Actual Estimated
1 Equity (Opening Balance) Rs Lakhs 0.00 0 0 19877 19877
2
Add: Increase due to
discharges during the year /
period Rs Lakhs 0 0 19877 0 0
3
Less: Decrease due to de-
capitalisation during the year /
period Rs Lakhs 0 0 0 0 0
4
Less: Decrease due to reversal
during the year / periodRs Lakhs 0 0 0 0 0
5 Equity (Closing Balance) Rs Lakhs 0 0 19877 19877 19877
6 Average Equity Rs Lakhs 0 0 9938.5 19877 19877
7 Rate of Return on Equity % 14.0% 14.0% 15.5% 15.5% 15.5%
8 Return on Equity Rs Lakhs 0 0 1540.468 3080.935 3080.935
UnitProjected
Return on Equity
Petitioner
Loan Details
Name of Company: ASSAM POWER GENERATION CORPORATION LIMITED
Name of Plant/ Station: NAMRUP REPLACEMENT POWER PROJECT
Form No: F26
2012-13 2013-14 2014-15 2015-16 2016-17 2017-18 2018-19
Actual Actual Actual Estimated
For Coal Based Generating Stations
1
Cost of Coal for 1.5 months for pithead & 2 months
for non-pit head generating station* Rs Lakhs
2 Cost of Secondary Fuel Oil for 2 months* Rs Lakhs
3 Maintenance Spares @ 20% of O&M Rs Lakhs
4 O&M expenses for 1 month Rs Lakhs
5
Receivables equivalent to 2 months of capacity and
energy charge^ Rs Lakhs
Total Working Capital Requirement Rs Lakhs
Rate of Interest # %
Interest on Normative Working Capital
RequirementRs Lakhs
For Open-cycle Gas Turbine/ Combined Cycle
thermal generating stations
1 Fuel expenses for 1 month * Rs Lakhs 162.58 660.83 662.42
2 Liquid fuel stock for 15 days* Rs Lakhs
3 Maintenance spares @ 30% of O&M Rs Lakhs 639.43 679.29 721.79
4 O&M expenses for 1 month Rs Lakhs 177.62 188.69 200.50
5
Receivables equivalent to 2 months of capacity and
energy charge^ Rs Lakhs1254.42 3598.66 3855.20
Total Working Capital Requirement Rs Lakhs 2234.06 5127.47 5439.90
Rate of Interest # % 13.50% 13.50% 13.50%
Interest on Normative Working Capital
RequirementRs Lakhs 301.60 692.21 734.39
For Hydro Generating stations
1 O&M expenses for 1 month Rs Lakhs
2 Maintenance spares @ 15% of O&M Rs Lakhs
3 Receivables equivalent to 2 months of annual fixed
chargeRs Lakhs
Total Working Capital Requirement Rs Lakhs
Rate of Interest # %
Interest on Normative Working Capital
RequirementRs Lakhs
* corresponding to target availability
calculated on target availability
# shall be equal to theinterest rate equivalent to State Bank of India base rate as on 1st April of the respectiveyear plus 350 basis points.
Name of Company: ASSAM POWER GENERATION CORPORATION LIMITED
Name of Plant/ Station: NAMRUP REPLACEMENT POWER PROJECT
Petitioner
Working Capital Requirements
Particulars UnitProjected
Form No: F27
Particulars UnitPreceeding
3rd Month*
Preceeding
2nd Month*
Preceeding
1st Month*
1 Quantity of Coal/ Lignite supplied by Coal/ Lignite Company MMT
2 Adjustment (+/-) in quantity supplied made by Coal/ Lignite Company MMT
3 Coal supplied by Coal/ Lignite Company (1+2) MMT
4 Normative Transit & Handling Losses (For Coal/ Lignite Projects) MMT
5 Net coal / Lignite Supplied (3-4) MMT
6 Amount charged by the Coal /Lignite Company Rs Lakhs
7 Adjustment (+/-) in amount charged made by Coal/Lignite Company Rs Lakhs
8 Total amount Charged (6+7) Rs Lakhs
9 Transportation charges by rail/ship/road transport Rs Lakhs
10 Adjustment (+/-) in amount charged made by Railways/Transport Company Rs Lakhs
11 Demurrage Charges, if any Rs Lakhs
12 Cost of diesel in transporting coal through MGR system, if applicable Rs Lakhs
13 Total Transportation Charges (9+/-10-11+12) Rs Lakhs
14 Total amount Charged for coal/lignite supplied including Transportation (8+13) Rs Lakhs
15 Landed cost of coal/ Lignite Rs./MT
16 Blending Ratio (Domestic/Imported)
17 Weighted average cost of coal/ Lignite for preceding three months Rs./MT
18 GCV of Domestic Coal as per bill of Coal Company
19 GCV of Imported Coal as per bill Coal Company
20 Weighted average GCV of coal/ Lignite as Billed kCal/ kg
21 GCV of Domestic Coal as received at Station
22 GCV of Imported Coal as received at Station
23 Weighted average GCV of coal/ Lignite as Received kCal/ kg
* From COD of 1/4/2016 as the case may be
Petitioner
Detailed Information in respect of fuel for computation of Energy Charges
Similar details to be furnished for natural gas/liquid fuel for CCGT station and secondary fuel oil for coal/lignite based thermal plants
Name of Company:
Name of Plant/ Station:
Form No: F 28
2012-13 2013-14 2014-15 2015-16 2016-17 2017-18 2018-19
Actual Actual Actual Estimated
1 Interest & Finance charges Capitalised 0.00 -13.80 -2.33 0.00
2 Employee expenses 0.00 16.22 1.06 0.00
3 A&G Expenses 0.00 0.91 0.06 0.00
4 Others, if any 0.00 0.00 0.00 0.00
Grand Total 0.00 0.00 0.00 3.33 -1.22 0.00
Projected
Name of Company:
Name of Plant/ Station:
ASSAM POWER GENERATION CORPORATION LIMITED
NAMRUP REPLACEMENT POWER PROJECT
Details of Expenses Capitalised
(Rs Lakhs)
Form No: F29
(Rs Lakhs)
2012-13 2013-14 2014-15 2015-16 2016-17 2017-18 2018-19
Actual Actual Actual Estimated
1 Income Tax on the Retun on Equity
2 As Per Return Filed For The Year
3 As Assessed For The Year
4 Credit/Debit Of Assessment Year(s) (Give Details)
Total
Note:
Projected
‘Income Tax Provisions’ details which could not be provided by the Generation Company at the time of this filing shall be furnished as and when
they become due/ available.
Name of Company:
Name of Plant/ Station:
Income Tax Provisions
Form No: F30
2012-13 2013-14 2014-15 2015-16 2016-17 2017-18 2018-19
Actual Actual Actual Estimated
AIncome from Investment, Fixed
& Call DepositsIncome from Investments:
Interest on securities
Interest on fixed deposits
Income on other investments
Interest from Banks
Interest on (any other items)
Sub-Total
B Other Non-Tariff Income
Interest on Loans and Advances
to staff
Interest on Loans and Advances
to Licensee
Interest on Loans and Advances
to Lessors
Interest on Loans and Advances
to Suppliers/ Contractors
Income from trading
Gain on sale of Fixed Assets
Income/Fees /Collections against
staff welfare activities:
Miscellaneous Receipts:
Delayed Payment charges from
Beneficiaries
Net profit from UI charges
Penalty for contractor/ supplier for
delay etc
Misc Charges
Sub-Total
Grand Total
NAMRUP REPLACEMENT POWER PROJECT
S. No. ParticularsProjected
Name of Company:
Name of Plant/ Station:
Non-Tariff Income
(Rs Lakhs)
ASSAM POWER GENERATION CORPORATION LIMITED