Regent Richard Blum - Financial Disclosures - 2006
description
Transcript of Regent Richard Blum - Financial Disclosures - 2006
"',
A Public DocumentFH }: 49
.. F~::;L:s.r~IEMENT OF ECONOMIC INTERESTSc \./... )\' V.;:)","';':'i..JI'i
COVER PAGEOS APR II
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
Please type or print in ink
NAME (LAST) (FIRST) (MIDDLE) DAYTIME TELEPHONE NUMBER
Blum Richard C ( 415 )434-1111
MAILING ADDRESS STREET(May use business address)
CITY STATE ZIP CODE OPTIONAL: FAX I E-MAIL ADDRESS
909 Montgomery Street San Francisco CA 94133
1. Office, Agency, or Court 4. Schedule SummaryName of Office, Agency, or Court:
The Regents of the University of California
- Total number of pagesincluding this cover page: _
Division, Board, District, if applicable:
University of California
Your Position:
Regent of University of California
- If filing for multiple positions, list additional agency(ies)/position(s): (Attach a separate sheet if necessary.)
Agency: _
- Check applicable schedules or "No reportableinterests."
I have disclosed interests on one or more of theattached schedules:
Schedule A-1 Igj Yes - schedule attachedInvestments (Less than 10% Ownership)
Schedule A-2 Igj Yes - schedule attachedInvestments (10% or greater Ownership)
Position: _Schedule B Igj Yes - schedule attachedReal Property
2. Jurisdiction of Office (Check at least one box)
Igj State
D County of _
D City of _
D Multi-County ---------------
D Other-----------------
Schedule C Igj Yes - schedule attachedIncome, Loans, & Business Positions (Income Other than Giftsand Travel Payments)
Schedule D 0 Yes - schedule attachedIncome - Gifts
Schedule E DYes - schedule attachedIncome - Travel Payments
-or-
3. Type of Statement (Check at least one box)
D No reportable interests on any schedule
o Assuming Office/Initial Date: --.1---1__5. Verification
Igj Annual: The period covered is January 1, 2005,through December 31, 2005.
-or-O The period covered is --.1--.1__, through
December 31, 2005.
o Leaving Office Date Left: ----1__/__(Check one)
o The period covered is January 1, 2005, throughthe date of leaving office.
-or-O The period covered is --.1--.1__, through
the date of leaving office.
o Candidate
I have used all reasonable diligence in preparing thisstatement. I have reviewed this statement and to the bestof my knowledge the information contained herein and in anyattached schedules is true and complete.
I certify under penalty of perjury under the laws ofthe Stateof California that the foregoing is true and correct.
~~1Date Signed ----;---:--:=-:-~,____----
. ,'!oY. year)
"
Signature -=-_4-"-"-:;'~~::-:----;---"'---=-=-,"7:-mant with your filing official.)
FPPC Form 700 (2005/2006)FPPC Toll-Free Helpline: 866/ASK-FPPC
" ..-.
SCHEDULE A-1Investments
Stocks, Bonds, and Other Interests(Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
Name
Richard C. Blum
> NAME OF BUSINESS ENTITY
URS Corporation> NAME OF BUSINESS ENTITY
NeoSpire
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
Provider of Engineering Products
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
Internet Infrastructure Service Provider
FAIR MARKET VALUE
o $2,000 - $10,000
~ $100,001 - $1,000,000
0$10,001 - $100,000
DOver $1,000,000
FAIR MARKET VALUE
o $2,000 - $10,000
o $100,001 . $1,000,000
0$10,001 - $100,000
DOver $1,000,000
NATURE OF INVESTMENT
I2Q Stock
o Other =----:;--;- _
(Describe)
IF APPLICABLE, LIST DATE:
NATURE OF INVESTMENT
~ Stock
o Other * Zero Value
IF APPLICABLE, LIST DATE:
(Describe)
~-.1.__ACQUIRED
--.1-.1._-_DISPOSED
~-.l.__ACQUIRED
----1-.1._-_-_DISPOSED
> NAME OF BUSINESS ENTITY
Glenborough Realty Trust, Inc.
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
Real Estate Investment Trust (REIT)
> NAME OF BUSINESS ENTITY
Intuitive Surgical
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
Operative Surgical Robotics
FAIR MARKET VALUE
o $2,000 - $10,000
~ $100,001 - $1,000,000
0$10,001 - $100,000
DOver $1,000,000
FAIR MARKET VALUE
o $2,000 - $10,000
0$100,001 - $1,000,000
0$10,001 - $100,000
Dover $1,000,000
NATURE OF INVESTMENT
~ Stock
o Other and Options
IF APPLICABLE, LIST DATE:
(Describe)
NATURE OF INVESTMENT
~ Stock
o Other ==-:;- _(Describe)
IF APPLICABLE, LIST DATE:
~-.1.__ACQUIRED
~~DISPOSED
.J..:G..Q:G--2LACQUIRED
...2±.JJ..!...J..M....DISPOSED
> NAME OF BUSINESS ENTITY
Loeb Investors Co. LXIV
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
Investment Partnership
> NAME OF BUSINESS ENTITY
Escrow Partners, L.P.
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
Investment Partnership
FAIR MARKET VALUE
o $2,000 - $10,000
o $100,001 - $1,000,000
~ $10,001 - $100,000
DOver $1,000,000
FAIR MARKET VALUE
o $2,000 - $10,000
o $100,001 - $1,000,000
~ $10,001 - $100,000
DOver $1,000,000
NATURE OF INVESTMENT
o Stock
~ Other Partnership Interest(Describe)
IF APPLICABLE, LIST DATE:
NATURE OF INVESTMENT
o Stock
~ Other Partnership Interest(Describe)
IF APPLICABLE, LIST DATE:
~~ACQUIRED
~-.1.__DISPOSED
----1-.l._ACQUIRED
----1-.1._-__DISPOSED
Comments: _
FPPC Form 700 (2005/2006) Sch. A-1FPPC Toll-Free Helpline: B66/ASK·FPPC
"
SCHEDULE A-1Investments
Stocks, Bonds, and Other Interests(Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
Name
Richard C. Blum
> NAME OF BUSINESS ENTITY
RCBA KCI Capital Partners, L.P.
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
Investment Partnership
> NAME OF BUSINESS ENTITY
Qwest Communications International, Inc.
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
Commercial Long Distance/lnternet Provider
FAIR MARKET VALUE
o $2,000 - $10,000
0$100,001 - $1,000,000
o $10,001 - $100,000
Igj Over $1,000,000
FAIR MARKET VALUE
~ $2,000 - $10.000
0$100,001 - $1,000,000
o $10,001 - $100,000
DOver $1,000,000
NATURE OF INVESTMENT
o Stock
Igj Other Partnership Interest(Describe)
IF APPLICABLE, LIST DATE:
NATURE OF INVESTMENT
o Stock
181 Other Investment Holding in Peachtree Ltd.(Describe)
IF APPLICABLE, LIST DATE:
~---l_
ACQUIRED~---l_-_
DISPOSED~---l_-_-_
ACQUIRED----.J---l_-_
DISPOSED
> NAME OF BUSINESS ENTITY
AT&T Corporation
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
Voice Data and Data Communications
> NAME OF BUSINESS ENTITY
Comcast Corporation Class A
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
Voice Data and Data Communications
FAIR MARKET VALUE
IZI $2,000 - $10,000
o $100,001 - $1,000,000
o $10,001 - $100,000
DOver $1,000,000
FAIR MARKET VALUE
~ $2,000 - $10,000
o $100,001 - $1,000,000
o $10,001 • $100,000
DOver $1,000,000
NATURE OF INVESTMENT
o Stock
~ Other Investment Holdings in Peachtree Ltd.(Describe)
IF APPLICABLE, LIST DATE:
NATURE OF INVESTMENT
o Stock
!8J Other Investment Holdings in Peachtree Ltd.(Describe)
IF APPLICABLE, LIST DATE:
~---l__ACQUIRED
----..1---l__DISPOSED
----.J--1 _ACQUIRED
--1---.1__DISPOSED
> NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
> NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
FAIR MARKET VALUE
o $2,000 - $10,000
o $100,001 - $1,000,000
o $10,001 - $100,000
DOver $1,000,000
FAIR MARKET VALUE
0$2,000 - $10,000
0$100,001 - $1,000,000
o $10,001 - $100,000
DOver $1,000,000
NATURE OF INVESTMENT
o Stock
o Other :::--::- ------(Describe)
IF APPLICABLE, LIST DATE:
NATURE OF INVESTMENT
o Stock
o Other ~---------(Describe)
IF APPLICABLE, LIST DATE:
~---l_
ACQUIRED
----..1----1__DISPOSED
----.J----.J__ACQUIRED
----.J---.1_-_DISPOSED
Comments: _
FPPC Form 700 (2005/2006) Sch. A-1FPPC Toll-Free Helpline: 866/ASK·FPPC
"
SCHEDULE A-2Investments, Income, and Assets
of Business Entities/Trusts(Ownership Interest is 10% or Greater)
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
Name
Richard C. Blum
.. 1. BUSINESS ENTITY OR TRUST .. " BUSINESS ENTITY OR TRUST
Blum Capital Partners, L.P. Richard C. Blum &Associates, Inc.Name
909 Montgomery Street, San Francisco, CA 94133Name
909 Montgomery Street, San Francisco, CA 94133Address Address
Check oneo Trust, go to 2 [2g Business Entity, complete the box, then go to 2
Check oneo Trust, go to 2 ~ Business Entity, complete the box, then go to 2
IF APPLICABLE, LIST DATE:
-..1-..1.DISPOSED
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
FAIR MARKET VALUE
o $2,000 - $10,000
o $10,001 - $100,000
o $100,001 - $1,000,000
181 Over $1,000,000
NATURE OF INVESTMENT
o Sole Proprietorship 181 Partnership 0 -----,;::-----Q1her
YOUR BUSINESS POSITION ...:C:::..:hc.::a:::i::..rm'-'..::a:.:.n.:..- _
IGENERAL DESCRIPTION OF BUSINESS ACTIVITY
1--------------------1'IFAIR MARKET VALUE IF APPLICABLE, LIST DATE:io $2,000 - $10,000 ,iO $10,001 - $100,000 -..1-..1__-_ ---1-..1_110 $100,001 - $1,000,000 ACQUIRED DISPOSED iI~ Over $1,000,000 I
iNATURE OF INVESTMENT10 Sole Proprietorship 0 Partnership Jg] CorporationI oo~
[YOUR BUSINESS POSITION Chairman
0$0 - $4990$500 - $1,000
0$1,001 - $10,000
o $10,001 . $100,000
~ OVER $100,0000$0 - $4990$500 - $1,000
0$1,001 - $10,000
o $10,001 - $100,000
!81 OVER $100,000
» 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OFINCOME OF $10,000 OR MORE (.attach a separate sheet If necessary)
» 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OFINCOME OF $10,000 OR MORE (attach a separate sheet If necessary)
See attached sheet (Exhibit A) Blum Capital Partners, L.P. & RAE Systems, Inc.
» 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THEBUSINESS ENTITY OR TRUST
» 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THEBUSINESS ENTITY OR TRUST
Check one box:
~ INVESTMENT o REAL PROPERTY
Check one box:
IZIINVESTMENT o REAL PROPERTY
See attached sheet (Exhibit B) Blum Capital Partners, L.P. & RAE Systems, Inc.Name of Business Entity Q[
Street Address or Assessor's Parcel Number of Real PropertyName of Business Entity Q[
Street Address or Assessor's Parcel Number of Real Property
Blum-Investment Advisor RAE-Atmospheric MonitorsDescription of Business Activity Q£
City or Other Precise Location of Real PropertyDescription of Business Activity Q£
City or Other Precise Location of Real Property
IF APPLICABLE, LIST DATE:
---1--1_ ---.J---1_ACQUIRED DISPOSED
IF APPLICABLE, LIST DATE:
---.J----.f._ ---I~_
ACQUIRED DISPOSED
~ Partnershipo Stock
FAIR MARKET VALUE
o $2,000 • $10,000
0$10,001 • $100,000
o $100,001 - $1,000,000
(gJ Over $1,000,000
NATURE OF INTEREST
o Property OwnershiplDeed of Trusto Partnershipo Stock
FAIR MARKET VALUE
o $2,000 - $10,000
o $10,001 - $100,000o $100,001 . $1,000,000
~ Over $1,000,000
NATURE OF INTEREST
o Property OwnershiplDeed of Trust
o Check box If additional schedules reporting investments or real propertyare attached
o Check box if additional schedules reporting investments or reai propertyare attached
o LeasehoidYrs_ remaining
o Other ---------- o LeaseholdYrs. remaining
o Other _
Comments: _ FPPC Form 700 (2005/2006) Sch. A-2FPPC Toll-Free Helpline: 866/ASK·FPPC
"
SCHEDULE A-2Investments, Income, and Assets
of Business Entities/Trusts(Ownership Interest is 10% or Greater)
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
Name
Richard C. Blum
> 1. BUSINESS ENTITY OR TRUST > 1. BUSINESS ENTITY OR TRUST
Blum Strategic Equity, L.L.C. Blum Strategic GP, L.L.C.Name Name
909 Montgomery Street, San Francisco, CA 94133 909 Montgomery Street, San Francisco, CA 94133Address Address
Check oneo Trust, go to 2 129 Business Enttty, complete the box, then go to 2
Check oneo Trust, go to 2 ~ Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY
IF APPLICABLE, LIST DATE:
YOUR BUSINESS POSITION ..;.M'-'-".e'-'m.;.:bo.-e::..;r _
~--l._
ACQUIRED
IF APPLICABLE, LIST DATE:
~-..-J_
DISPOSED
o Limited Liability Co.Other
~--l._.
ACQUIRED
FAIR MARKET VALUE
o $2,000 - $10,000
0$10.001 - $100,000
o $100,001 - $1,000,000
~ Over $1,000,000
NATURE OF INVESTMENT
o Sole Proprietorship 0 Partnership
YOUR BUSINESS POSITION Managing Member
~--l._
DISPOSED
~ Limited Liability Co.0Iher
FAIR MARKET VALUE
o $2,000 - $10,000
0$10,001 - $100,000
o $100,001 - $1,000,000
~ Over $1,000,000
NATURE OF INVESTMENT
o Sole Proprietorship 0 Partnership
0$0 - $499
0$500 - $1,000
o $1,001 - $10,000
o $10,001 - $100,000
IXI OVER $100,0000$0 - $499o $500 - $1,000
0$1,001 - $10,000
o $10,001 - $100,000
~ OVER $100,000
> 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OFINCOME OF $10,000 OR MORE (attach a separate sheet If necessary)
> 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OFINCOME OF $10,000 OR MORE (attach a separate sheet If necessary)
Interest, dividends and capital gains from investments
in public and private securities
Interest, dividends and capital gains from investments
in public and private securities
> 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD .eY THEBUSINESS ENTITY OR TRUST
> 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THEBUSINESS ENTITY OR TRUST
Check one box:
IXI INVESTMENT o REAL PROPERTY
Check one box:
IXI INVESTMENT o REAL PROPERTY
Blum Strategic Partners, L.P., RCBA Strategic KFB, L.PName of Business Entity Q[
Street Address or Assessor's Parcel Number of Real Property
Blum Strategic Partners, L.P.Name of Business Entity Q[
Street Address or Assessor's Parcel Number of Real Property
Investment Partnerships Investment PartnershipsDescription of Business Activity Q[
City or Other Precise Location of Real PropertyDescription of Business Activity Q[
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE: FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
o $2,000 - $10,000 o $2,000 - $10,000
o $10,001 - $100,000 ~--l._ ~~- 0$10,001 - $100,000 ~--l._ ~--....-f._
o $100.001 - $1,000,000ACQUIRED DISPOSED o $100,001 - $1,000,000 ACQUIRED DISPOSED
IZI Over $1,000,000 ~ Over $1,000,000
NATURE OF INTEREST NATURE OF INTEREST
o Property Ownership/Deed of Trust o Stock ~ Partnership o Property Ownership/Deed of Trust o Stock IZJ Partnership
o Check box if additional schedules reporting investments or real propertyare attached
o Check box if addttional schedules reporting investments or reai propertyare attached .
o LeaseholdYrs. remaining
o Other ---------- o LeaseholdYrs. remaining
o Other -----------
Comments:: _ FPPC Form 700 (2005/2006) Sch. A-2FPPC Toll-Free Helpline: 866/ASK-FPPC
"
SCHEDULE A-2Investments, Income, and Assets
of Business Entities/Trusts(Ownership Interest is 10% or Greater)
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
Name
Richard C. Blum
> 1. BUSINESS ENTITY OR TRUST > 1, BUSINESS ENTITY OR TRUST
Blum Strategic Equity II, L.L.C. Blum Strategic GP II, L.L.C.Name
909 Montgomery Street, San Francisco, CA 94133Name
909 Montgomery Street, San Francisco, CA 94133Address
Check oneo Trust, go to 2 [8J Business Entity, complete the box, then go to 2
Address
Check oneo Trust, go to 2 I8J Business Enltty, complete the box, then go to 2
GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY
IF APPLICABLE, LIST DATE:
YOUR BUSINESS POSITION ..:.:M:..:.e:::..:..:m.:.:b""e"'r _
----.1----.1_ACQUIRED
IF APPLICABLE, LIST DATE:
----1--.J_DISPOSED
----1----.1. __ACQUIRED
FAIR MARKET VALUE
o $2,000 - $10,000
o $10,001 • $100,000
o $100,001 - $1,000,000
IX] Over $1,000,000
NATURE OF INVESTMENTo Sole Proprietorship 0 Partnership IX] Limited Liability Co.
OtherYOUR BUSINESS POSITION Managing Member
----1----.1_'_DISPOSED
IX] Limited Liability CoOther
FAIR MARKET VALUE
o $2,000 • $10,000
o $10,001 • $100,000
o $100,001 • $1,000,000
~ Over $1,000,000
NATURE OF INVESTMENT
o Sole Proprietorship 0 Partnership
0$0 - $499o $500 - $1,000
o $1,001 - $10,000
o $10,001 - $100,000[gj OVER $100,000
0$0 - $499o $500 • $1,000o $1,001 - $10,000
o $1'0,001 - $100,000
~ OVER $100,000
> 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OFINCOME OF $10,000 OR MORE (.tt.ch • ,ep.role 'heel " nece".ry)
> 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OFINCOME OF $10,000 OR MORE (.Itoch. 'ep...te sheel If neee".ry)
Interest, dividends and capital gains from investments Interest, dividends and capital gains from investments
in public and private securities in public and private securities
> 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THEBUSINESS ENTITY OR TRUST
> 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THEBUSINESS ENTITY OR TRUST
Check one box:
IR] INVESTMENT o REAL PROPERTY
Check one box:
~ INVESTMENT o REAL PROPERTY
Blum Strategic Partners II, L.P. Blum Strategic Partners II, L.P. & GmbH Co.KGName of Business Entity llrStreet Address or Assessor's Parcel Number of Real Property
Name of Business Entity llrStreet Address or Assessor's Parcel Number of Real Property
Investment Partnership Investment PartnershipDescription of Business Activity llrCity or Other Precise Location of Real Property
Description of Business Activity llr .City or Other Precise Location of Real Property
IF APPLICABLE, LIST DATE:
----1--.J_ ----1----1_ACQUIRED DISPOSED
IF APPLICABLE, LIST DATE:
----1----.1_ ----1---.J_ACQUIRED DISPOSED
IX] Partnershipo Stock
FAIR MARKET VALUE
o $2,000 - $10,000
0$10,001 - $100,000
0$100,001 - $1,000,000
IX] Over $1.000,000
NATURE OF INTEREST
o Property Ownership/Deed of Trust~ Partnershipo Stock
FAIR MARKET VALUE
o $2,000 - $10,000
0$10,001 - $100,000
0$100,001 - $1,000,000
~ Over $1,000,000
NATURE OF INTERESTo Property Ownership/Deed of Trust
o Check box if additional schedules reporting investments or real propertyare attached
o Check box if additional schedules reporting investments or real propertyare attached
o Leasehold ---Yrs. remaining
o Other ---------- o LeaseholdYrs. remaining
o Other ----------
Comments: _ FPPC Form 700 (2005/2006) Sch. A-2FPPC Toll-Free Helpline: 866/ASK·FPPC
"
SCHEDULE A-2Investments, Income, and Assets
of Business Entities/Trusts(Ownership Interest is 10% or Greater)
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
Name
Richard C. Blum
> 1. BUSINESS ENTITY OR TRUST > 1. BUSINESS ENTITY OR TRUST
Blum Strategic Equity III, L.L.C. Blum Strategic GP III, L.L.C.Name
909 Montgomery Street, San Francisco, CA 94133Name
909 Montgomery Street, San Francisco, CA 94133Address Address
Check oneo Trust, go to 2 [2g Business Entity, complete the box, then go to 2
Check oneo Trust, go to 2 I8J Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY
IF APPLICABLE, LIST DATE:
YOUR BUSINESS POSITION Member
~----.l_
ACQUIRED
IF APPLlCAo,-E, LIST DATE:
~---.J_
DISPOSED
~---.J_,_ACQUIRED
FAIR MARKET VALUE
o $2,000 - $10,000
o $10,001 - $100,000
D $100,001 - $1,000,000~ Over $1,000,000
NATURE OF INVESTMENTo Sole Proprietorship 0 Partnership ~ Limited Liability Co.
Other
YOUR BUSINESS POSITION Managing Member
~----.l_
DISPOSED
~ Limited Liability CoOther
FAIR MARKET VALUE
o $2,000 - $10,000
0$10,001 - $100,000
o $100,001 - $1,000,000
~ Over $1,000,000
NATURE OF INVESTMENT
D Sole Proprietorship D Partnership
0$0 - $499
0$500 - $1,000
0$1,001 - $10,000
o $10,001 - $100,000
IXI OVER $100,000
0$0. $499
o $500 - $1,000
D $1,001 - $10,000
o $10,001 - $100,000
~ OVER $100,000
» 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OFINCOME OF $10,000 OR MORE (attach a separate sheet If necessary)
> 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OFINCOME OF $10,000 OR MORE (attach a separale sheet If necessary)
Interest, dividends and capital gains from investments
in public and private securities
Interest, dividends and capital gains from investments
in public and private securities
> 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THEBUSINESS ENTITY OR TRUST
> 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD f!Y THEBUSINESS ENTITY OR TRUST
Check one box:
IRI INVESTMENT D REAL PROPERTY
Check one box:
IRI INVESTMENT D REAL PROPERTY
Blum Strategic Partners III, L.P. & BCP AIV, Inc.Name of Business Entity l2[
Street Address or Assessor's Parcel Number of Real Property
Blum Strategic Partners III, L.P. ; BCP AIV Inc, & L.P.Name of Business Entity l2[
Street Address or Assessor's Parcel Number of Real Property
Investment Partnership, BCP Media Company Investment Partnership, BCP Media CompanyDescription of Business Activity l2[
City or Other Precise Location of Real PropertyDescription of Business Activity l2[
City or Other Precise Location of Real Property
IF APPLICABLE, LIST DATE:
~~-~~-ACQUIRED DISPOSED
IF APPLICABLE, LIST DATE:
~----.l_ ~-.J_
ACQUIRED DISPOSED
[gI Partnershipo Stock
FAIR MARKET VALUE
D $2,000 - $10,000
0$10,001 - $100,000
0$100,001 • $1,000,000
121 Over $1,000,000
NATURE OF INTERESTo Property OwnershiplDeed of Trust~ Partnershipo Stock
FAIR MARKET VALUE
o $2,000 • $10,000
o $10,001 - $100,000
D $100,001 - $1,000,000
IZl Over $1,000,000
NATURE OF INTEREST
o Property Ownership/Deed of Trust
D Check box if additional schedules reporting investments or real propertyare attached
o Check box if additional schedules reporting investments or real propertyare attached
o Leasehold ----Yrs. remaining
o Other ---------- D Leasehold -,....----,--cYrs. remaining
o Other ----------
Comments:: _ FPPC Form 700 (2005/2006) Sch. A-2FPPC Toll-Free Helpline: 866/ASK-FPPC
SCHEDULE A-2Investments, Income, and Assets
of Business Entities/Trusts(Ownership Interest is 10% or Greater)
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
Name
> 1. BUSINESS ENTITY OR TRUST > 1. BUSINESS ENTITY OR TRUST
LAF Management Inc. RCBA - LAF Advisors, L.L.C.Name Name
301 Commercial Street, Suite 3300, Fort Worth, TexasAddress
909 Montgomery Street, San Francisco, CA 94133Address
Check oneo Trust, go 10 2 ~ Business Enlrty, complele Ihe box, Ihen go 10 2
Check oneo Trust, go to 2 I8J Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF BUSINESS ACTIVITY iGENERAL DESCRIPTION OF BUSINESS ACTIVITY
IF APPLICABLE, LIST DATE:
---l '" IDISPOSED I
I
IF APPLICABLE, LIST DATE:
~---l._
ACQUIRED
1------------------iFAIR MARKET VALUE
JI~ $2,000 _ $10,000
o $10,001 - $100,000
10 $100,001 - $1,000,00010 Over $1,000,000
INATURE OF INVESTMENT10 Sole Proprietorship 0 Partnership ~ Limited ~ilitY Co.
IYOUR BUSINESS POSITION Shareholder
~~DISPOSED
~~ACQUIRED
1 _
IFAIR MARKET VALUE
181 $2,000 - $10,000
10 $10,001 - $100,000
'0 $100,001 - $1,000,000
o Over $1,000,000
NATURE OF INVESTMENTo Sole Proprietorship 0 Partnership ~ Corporation
IYOUR BUSINESS POSITION Shareholder Other
0$0 - $499o $500 - $1,000
0$1,001 - $10,000
[gJ $10.001 - $100,000
o OVER $100,000
0$0 - $4990$500-$1,000
0$1,001 - $10,000
[g] $10,001 - $100,000
o OVER $100,000
> 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OFINCOME OF $10,000 OR MORE (attach a sepa'ate sheet" ncecss.ry)
> 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OFINCOME OF $10,000 OR MORE ,.'taeh. scpam'c sheet " ncces,"""
Investment management fees Interest, dividends and capital gains from investments
in private securities
> 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THEBUSINESS ENTITY OR TRUST
> 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THEBUSINESS ENTITY OR TRUST
Check one box:
o INVESTMENT o REAL PROPERTY
Check one box:
o INVESTMENT o REAL PROPERTY
Name of Business Entity Q(
Street Address or Assessor's Parcel Number of Real PropertyName of Business Entity Q(
Street Address or Assessor's Parcel Number of Real Property
Description of Business Activity Q(
City or Other Precise Location of Real PropertyDescription of Business Activity Q(
City or Other Precise Location of Real Property
IF APPLICABLE, LIST DATE:
---1----1_ ----.l---1_._ACQUIRED DISPOSED
IF APPLICABLE, LIST DATE:
----.l----1_._ ----.l--l_ACQUIRED DISPOSED
o Partnershipo Stock
FAIR MARKET VALUE
o $2,000 - $10,000
o $10,001 - $100,000
0$100,001 - $1,000,000
o Over $1,000,000
NATURE OF INTEREST
o Property Ownership/Deed of Trusto Partnershipo Stock
FAIR MARKET VALUE
o $2,000 - $10,000
0$10,001 - $100,000
o $100,001 - $1,000,000
o Over $1,000,000
NATURE OF INTEREST
o Property Ownership/Deed of Trust
o Check box If additional schedules reporting investments or real propertyare attached
o Other ----------o Leasehold ---Yrs. remaining
o Other ---------- o Leasehold ---Yrs. remaining
o Check box if additional schedules reporting investments or real propertyare attached
Comments: _ FPPC Form 700 (2005/2006) Sch. A-2FPPC Toll-Free Helpline: 866/ASK·FPPC
" .
SCHEDULE A-2Investments, Income, and Assets
of Business Entities/Trusts(Ownership Interest is 10% or Greater)
CALIFORNIA FORM 700fAIR POLITICAL PRACTICES COMMISSION
Name
Richard C. Blum
~ 1. BUSINESS ENTITY OR TRUST > 1. BUSINESS ENTITY OR TRUST
Carlton Hotel PropertiesName
1075 Sutter Street, San Francisco, CAName
Address Address
Check oneo Trust, go to 2 ~ Business Entity, complete the box, then go to 2
Check oneo Trust, go to 2 o Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY
IF APPLICABLE, LIST DATE:
YOUR BUSINESS POSITION ~G=.e=..:...:n-=e.:..:ra:::lc-:Pc.-=:.a,-,rt:.:.:n-=ec:..r _
---.1---.1_DISPOSED
IF APPLICABLE, LIST DATE:
---.1---.1_,_ACQUIRED
YOUR BUSINESS POSITION
FAIR MARKET VALUE
o $2,000 - $10,000
0$10.001 - $100,000
o $100,001 - $1,000,000
DOver $1,000,000
NATURE OF INVESTMENTo Sole Proprietorship 0 Partnership 0 .,....- _Other
---.1---.1_DISPOSED
---.1---.1~
ACQUIRED
FAIR MARKET VALUE
o $2,000 - $10,000
0$10,001 - $100,000
o $100,001 - $1,000,000
~ Over $1,000,000
NATURE OF INVESTMENT
o Sole Proprietorship ~ Partnership 0 ---------Other
0$0 - $4990$500 - $1,000
0$1,001 - $10,000
o $10,001 - $100,000
IRI OVER $100,000
0$0 - $499o $500 - $1,000
o $1,001 - $10,000
o $10,001 - $100,000
DOVER $100,000
> 3. LIST THE NAME Of EACH REPORTABLE SINGLE SOURCE OFINCOME OF $10,000 OR MORE (attach a scpara'e sheet" ncecssa",)
> 3, LIST THE NAME Of EACH REPORTABLE SINGLE SOURCE OfINCOME OF $10,000 OR MORE (attach a sepa,a'e sheet ,f necessa",)
See attached list (Exhibit D)
> 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THEBUSINESS ENTITY OR TRUST
> 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THEBUSINESS ENTITY OR TRUST
Check one box:
[g] INVESTMENT o REAL PROPERTY
Check one box;
o INVESTMENT o REAL PROPERTY
Carlton HotelName of Business Entity .QJ:
Street Address or Assesso~s Parcel Number of Real PropertyName of Business Entity .QJ:
Street Address or Assesso~s Parcel Number of Real Property
HotelDescription of Business Activity .QJ:
City or Other Precise Location of Real PropertyDescription of Business Activity .QJ:
City or Other Precise Location of Real Property
IF APPLICABLE, LIST DATE:
---.1--1_ --1~_
ACQUIRED DISPOSED
IF APPLICABLE, LIST DATE:
--1~_ --1----1_ACQUIRED DISPOSED
o Partnershipo Stock
FAIR MARKET VALUE
0$2,000 - $10,000
o $10,001 - $100,000
0$100,001 - $1,000,000
DOver $1,000,000
NATURE OF INTEREST
o Property Ownership/Deed of Trust~ Partnershipo Stock
FAIR MARKET VALUE
o $2,000 - $10,000
o $10,001 - $100,000
o $100,001 - $1,000,000
~ Over $1,000,000
NATURE OF INTERESTo Property Ownership/Deed of Trust
o Check box if additional schedules reporting investments or real propertyare attached
o Check box if additional schedules reporting investments or real propertyare attached
o Leasehold ---Yrs remaining
o Other ---------- o Leasehold ----Yrs. remaining
o Other ----------'--
Comments:: _ FPPC Form 700 (2005/2006) Sch. A-2FPPC Toll-Free Helpline: 866/ASK-FPPC
SCHEDULE A-2Investments, Income, and Assets
of Business Entities/Trusts(Ownership Interest is 10% or Greater)
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
Name
Richard C. Blum
). 1. BUSINESS ENTITY OR TRUST ). 1. BUSINESS ENTITY OR TRUST
Blum Family Partners, L.P. Blum Investment Partners, Inc.Name
909 Montgomery Street, San Francisco, CAName
909 Montgomery Street. San Francisco, CAAddress Address
Check oneo Trust, go to 2 IEJ Business Entity, complete the box, then go to 2
Check oneo Trust, go to 2 I8J Business Entity, complete the box, then go to 2
IGENERAL DESCRIPTION OF BUSINESS ACTIVITY
IGENERAL DESCRIPTION OF BUSINESS ACTIVITY
IF APPLICABLE, LIST DATE:
YOUR BUSINESS POSITION ~G:::.e~n:::e!..:ra~Ic...:P_a~rt::cn~e:.:..r _
_ /--1_DISPOSED
~ Corporation0Iher
IF APPLICABLE, LIST DATE:
---1---l._ACQUIRED
FAIR MARKET VALUE
~ $2,000 - $10,000
0$10,001 - $100,000
0$100,001 - $1,000,000
DOver $1,000,000
NATURE OF INVESTMENT
o Sole Proprietorship 0 Partnership
YOUR BUSINESS POSITION Chairman
---1----l._DISPOSED
---1---1__ACQUIRED
FAIR MARKET VALUE
o $2,000 - $10,000
0$10,001 - $100,000
10 $100,001 - $1,000,000
I~ Over $1,000,000
NATURE OF INVESTMENT
o Sole Proprietorship 0 Partnership 0 --------0Iher
0$0 - $499
o $500 - $1,000
0$1,001 - $10,000
o $10,001 - $100,000
~ OVER $100,000
0$0 - $499o $500 - $1,000
~ $1,001 - $10,000
o $10,001 - $100,000
DOVER $100,000
). 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OFINCOME OF $10,000 OR MORE (attach a separate sheet I' necessary)
). 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OFINCOME OF $10,000 OR MORE (attach a separate sheet " necessa",)
Interest, dividends and capital gains from investments
in public and private equities
). 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THEBUSINESS ENTITY OR TRUST
). 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD m: THEBUSINESS ENTITY OR TRUST
Check one box:
~ INVESTMENT o REAL PROPERTY
Check one box:
~ INVESTMENT o REAL PROPERTY
See attached list (Exhibit C)Name of Business Entity 2fStreet Address or Assessor's Parcel Number of Real Property
See attached list (Exhibit C)Name of Business Entity 2fStreet Address or Assessor's Parcel Number of Real Property
Description of Business Activity 2fCity or Other Precise Location of Real Property
Description of Business Activity 2fCity or Other Precise Location of Real Property
IF APPLICABLE, LIST DATE:
--1---1_ _ ---1--1_ACQUIRED DISPOSED
IF APPLICABLE, LIST DATE:
---1---1_ --1--1_ACQUIRED DISPOSED
o Partnershipo Stock
FAIR MARKET VALUE
o $2,000 - $10,000
o $10,001 - $100,000
o $100,001 - $1,000,000
DOver $1,000,000
NATURE OF INTEREST
o Property Ownership/Deed of Trusto Partnershipo Stock
FAIR MARKET VALUEo $2,000 - $10,000
0$10,001 - $100,000
o $100,001 - $1,000,000
DOver $1,000,000
NATURE OF INTERESTo Property Ownership/Deed of Trust
Yrs. remaining
o Check box if additional schedules reporting Investments or real propertyare attached
Yrs. remaining
o Check box if additional schedules reporting investments or real propertyare attached
o Leasehold ---- o Other ---------- o Leasehold o Other ----------
Comments:: ~ _ FPPC Form 700 (2005/2006) Sch. A-2FPPC Toll-Free Helpline: 866/ASK-FPPC
,',
SCHEDULE A-2Investments, Income, and Assets
of Business Entities/Trusts(Ownership Interest is 10% or Greater)
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
NameRichard C. Blum
> 1. BUSINESS ENTITY OR TRUST > 1. BUSINESS ENTITY OR TRUST
Blum Family NWA Investors, L.P. RCBA KCI Managers, L.L.C.Name
909 Montgomery Street, San Francisco, CA 94133Name
909 Montgomery Street, San FranciscO,CA 94133Address Address
Check oneo Trust, go to 2 ~ Business Entity. complete the box, then go to 2
Check oneo Trust, go to 2 I8J Business Entity, complete the box, then go to 2
GENERAL DESCRiPTION OF BUSINESS ACTIVITY GENERAL DESCRiPTION OF BUSINESS ACTIVITY
IF APPLICABLE, LIST DATE:
-.J-.J--=--=DISPOSED
IF APPLICABLE, LIST DATE:
-.J---./._ACQUIRED
FAIR MARKET VALUE
o $2,000 - $10,000
0$10,001 - $100,000
~ $100,001 • $1,000,000
DOver $1,000,000
NATURE OF INVESTMENTo Sole Proprietorship ~ Partnership 0 ---,;:::- _
QIher
~30/~DISPOSED
~JiJ05ACQUIRED
FAIR MARKET VALUE
o $2,000 - $10,000
0$10,001 - $100,000
o $100,001 - $1,000,000
Dover $1,000,000
NATURE OF INVESTMENT
o Sole Proprietorship ~ Partnership 0 ----::------QIher
YOUR BUSINESS POSITION _ YOUR BUSINESS POSITION
~ $0· $499
o $500 - $1,000
0$1,001 - $10,000
o $10,001 - $100,000
DOVER $100,000
[gj $0· $499
o $500 - $1,000
0$1,001. $10,000
o $10,001 - $100,000
DOVER $100,000
> 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OFINCOME OF $10,000 OR MORE (attach a separate sheet If necessary)
> 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OFINCOME OF $10,000 OR MORE (attach a separate sheet I' necessary)
> 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THEBUSINESS ENTITY OR TRUST
> 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD.ey THEBUSINESS ENTITY OR TRUST
Check one box:
~ INVESTMENT o REAL PROPERTY
Check one box:
~ INVESTMENT o REAL PROPERTY
Northwest Airlines - Common Stock RCBA - KCI Capital Partners, L.P.Name of Business Entity Q!Street Address or Assessor's Parcei Number of Real Property
Name of Business Entity Q!Street Address or Assessor's Parcel Number of Real Property
Description of Business Activity Q!City or Other Precise Location of Real Property
Description of Business Activity Q!City or Other Precise Location of Real Property
IF APPLICABLE, LiST DATE:
-.J-.J_ -.J-.J_,_.ACQUIRED DISPOSED
IF APPLICABLE, LIST DATE:
-.J-.J_ -.J----l.ACQUIRED DISPOSED
o PartnershiPo Stock
FAIR MARKET VALUE
o $2,000 - $10,000
o $10,001 • $100,000
o $100,001 - $1,000,000
DOver $1,000,000
NATURE OF INTEREST
o Property Ownership/Deed of Trusto Partnershipo Stock
FAIR MARKET VALUE
o $2,000 - $10,000o $10,001 - $100,000
o $100,001 - $1,000,000
DOver $1,000,000
NATURE OF INTEREST
o Property Ownership/Deed of Trust
o Check box if additional schedules reporting investments or real propertyare attached
o Check box if additional schedUles reporting investments or real propertyare attached
o Leasehold ---Yrs. remaining
o Other ---------- o Leasehold ----Yrs remaining
o Other ----------
Comments:: _ FPPC Form 700 (2005/2006) Sch. A-2FPPC TolI·Free Helpline: 866/ASK·FPPC
.",
SCHEDULE 8Interests in Real Property
(Including Rental Income)
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
Name
Richard C. Blum
~ STREET ADDRESS OR PRECISE LOCATION
30 Presidio Terrace
CITY
San Francisco, CA
~ STREET ADDRESS OR PRECISE LOCATION
325 Seadrift
CITY
Stinson Beach, CA
FAIR MARKET VALUE
o $2,000 - $10,000
o $10,001 • $100,000
0$100,001 - $1,000,000
I2l Over $1,000,000
NATURE OF INTEREST
18l OwnershiplDeed of Trust
IF APPLICABLE, LIST DATE:
_1_1- _1_1_ACQUIRED DISPOSED
o Easement
FAIR MARKET VALUE
o $2,000 - $10,000
o $10,001 - $100,000
0$100.001 - $1,000,000
I2l Over $1,000,000
NATURE OF INTEREST
I2l OwnershiplDeed of Trust
IF APPLICABLE, LIST DATE:
_1_1- _1_1_·_ACQUIRED DISPOSED
o Easement
Othero Leasehold ------ 0 ----------
Yrs. remaining
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
0$0 - $499 0 $500 - $1,000 0 $1,001 - $10,000
o $10,001 - $100,000 0 OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10% or greaterinterest, list the name of each tenant that is a single source ofincome of $10,000 or more,
NAME OF LENDER*
ADDRESS
BUSINESS ACTIVITY OF LENDER
INTEREST RATE TERM (MonthsiYears)
____% 0 None
HIGHEST BALANCE DURING REPORTING PERIOD
o $500 - $1,000 0 $1,001 - $10,000
o $10,001 - $100.000 0 OVER $100,000
o Guarantor, if applicable
o Leasehold 0 _Yrs. remaining
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
0$0 - $499 0 $500 - $1,000 0 $1,001 - $10-000
0$10,001 - $100,000 0 OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10% or greaterinterest, list the name of each tenant that is a single source ofincome of $10,000 or more.
NAME OF LENDER'
ADDRESS
BUSINESS ACTIVITY OF LENDER
INTEREST RATE TERM (MonthsiYears)
----% 0 None
HIGHEST BALANCE DURING REPORTING PERIOD
o $500 • $1,000 0 $1,001 - $10,000
o $10.001 - $100,000 0 OVER $100,000
o Guarantor, if applicable
Comments: _
* Loans from commercial lending institutions made in the lender's regular course of business on terms available tomembers of the public without regard to your official status are not reportable.
FPPC Form 700 (200512006) Sch. BFPPC Toll-Free Helpline: 866IASK-FPPC
SCHEDULE BInterests in Real Property
(Including Rental Income)
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
NameRichard C. Blum
> STREET ADDRESS OR PRECISE LOCATION
109 South Lake Merced Hill, Apt 3ECITY
San Francisco, CA
> STREET ADDRESS OR PRECISE LOCATION
180 West Lake Blvd. #229CITY
Tahoe City, CA
FAIR MARKET VALUE
D $2,000· $10,000
D $10,001 - $100,000
I2?J $100,001 - $1,000,000
DOver $1,000,000
NATURE OF INTEREST
~ Ownership/Deed of Trust
IF APPLICABLE, LIST DATE:
_1_1- _1_1_"_"ACQUIRED DISPOSED
D Easement
FAIR MARKET VALUE
o $2,000· $10,000
o $10,001 • $100,000
~ $100,001 - $1,000,000
DOver $1,000,000
NATURE OF INTEREST
IRI Ownership/Deed of Trust
IF APPLICABLE, LIST DATE:
_1_1_: 1_1_ACQUIRED DISPOSED
o Easement
D Leasehold ----__Yrs. remaining Other
o Leasehold 0 _Yrs. remaining Other
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
0$0 - $499 0 $500 - $1,000 0 $1,001 • $10,000
~ $10,001 - $100,000 0 OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10% or greaterinterest, list the name of each tenant that is a single source ofincome of $10,000 or more,
Claire Brody
NAME OF LENDER-
ADDRESS
BUSINESS ACTIVITY OF LENDER
INTEREST RATE TERM (MonthslYears)
----% 0 None
HIGHEST BALANCE DURING REPORTING PERIOD
o $500 - $1,000 0 $1,001 - $10,000
0$10,001 - $100,000 0 OVER $100,000
o Guarantor, if applicable
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
0$0. $499 0 $500· $1,000 0 $1,001 - $10,000
o $10,001 - $100,000 0 OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10% or greaterinterest, list the name of each tenant that is a single source ofincome of $10,000 or more.
NAME OF LENDER"
ADDRESS
BUSINESS ACTIVITY OF LENDER
INTEREST RATE TERM (MonthslYears)
----% 0 None
HIGHEST BALANCE DURING REPORTING PERIOD
0$500. $1,000 0 $1,001 • $10,000
o $10,001 - $100,000 0 OVER $100,000
o Guarantor, if applicable
Comments: _
* Loans from commercial lending institutions made in the lender's regular course of business on terms available tomembers of the public without regard to your official status are not reportable.
FPPC Form 700 (2005/2006) Sch. BFPPC Toll-Free Helpline: 866/ASK·FPPC
"
SCHEDULE BInterests in Real Property
(Including Rental Income)
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
Name
Richard C. Blum
> STREET ADDRESS OR PRECISE LOCATION
2930 Neilsen Way #504CITY
Santa Monica, CA
> STREET ADDRESS OR PRECISE LOCATION
CITY
o Leasehold ------ o Leasehold --:-;------:-- 0 -- _Yrs. remaining Other
FAIR MARKET VALUE
o $2,000· $10,000
o $10,001 - $100,000
~ $100,001 - $1,000,000
DOver $1,000,000
NATURE OF INTEREST
~ OwnershiplDeed of Trust
Yrs. remaining
IF APPLICABLE, LIST DATE:
_/_/- _/_/-ACQUIRED DISPOSED
o Easement
0-------Other
FAIR MARKET VALUE
o $2,000· $10,000
o $10,001 . $100,000
0$100,001 - $1,000,000
DOver $1,000,000
NATURE OF INTEREST
o OwnershiplDeed of Trust
IF APPLICABLE, LIST DATE:
_/_/- _/_/-ACQUIRED DISPOSED
o Easement
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
0$0 - $499 0 $500 - $1,000 0 $1,001 - $10,000
0$10,001 - $100,000 0 OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10% or greaterinterest, list the name of each tenant that is a single source ofincome of $10,000 or more,
NAME OF LENDER'
ADDRESS
BUSINESS ACTIVITY OF LENDER
INTEREST RATE TERM (Months/Years)
----% 0 None
HIGHEST BALANCE DURING REPORTING PERIOD
0$500. $1,000 0 $1,001 - $10,000
o $10,001 - $100,000 0 OVER $100,000
o Guarantor, if applicable
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
0$0 - $499 0 $500 - $1,000 0 $1,001 - $10,000
o $10,001 - $100,000 0 OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10% or greaterinterest, list the name of each tenant that is a single source ofincome of $10,000 or more.
NAME OF LENDER'
ADDRESS
BUSINESS ACTIVITY OF LENDER
INTEREST RATE TERM (MonthsiYears)
--__% 0 None
HIGHEST BALANCE DURING REPORTING PERIOD
0$500 - $1,000 0 $1,001 - $10,000
o $10,001 - $100,000 0 OVER $100,000
o Guarantor, if applicable
Comments: _
* Loans from commercial lending institutions made in the lender's regular course of business on terms available tomembers of the public without regard to your official status are not reportable.
FPPC Form 700 (2005/2006) 5ch. BFPPC Toll-Free Helpline: 866/A5K-FPPC
SCHEDULE CIncome, Loans & Business
Positions(Other than Gifts and Travel Payments)
)0 1. INCOME RECEIVED )0 1. INCOME RECEIVED
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
NameRichard C. Blum
NAME OF SOURCE OF INCOME
Thomson Learning Benefit Plan (Former NEC)
ADDRESS
1191 Naptop Blvd., Mason, OHBUSINESS ACTIVITY, IF ANY, OF SOURCE
YOUR BUSINESS POSITION
Retired Director
GROSS INCOME RECEIVED
0$500. $1,000 D $1,001 . $10,000
~ $10,001 • $100,000 DOVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
o Salary D Spouse's Income 0 Loan repayment
o Sale of(Property, car. boat. etc,)
o Commission or D Rental Income, list each source of $10,000 or more
NAME OF SOURCE OF INCOME
Northwest Airlines Corporation
ADDRESS
Commercial AirlineBUSINESS ACTIVITY, IF ANY, OF SOURCE
Member - Board of DirectorsYOUR BUSINESS POSITION
GROSS INCOME RECEIVED
D $500· $1,000 D $1,001 . $10,000
[2g $10,001 . $100,000 DOVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
D Salary D Spouse's income D Loan repayment
D Sale of _
(Property, car. boat. etc,)
D Commission or D Rental Income, list each source of $10,000 or more
After 2005 Director Emiritus
~ Other Pension
)0 2. LOAN RECEIVED
(Describe)
[2g Other Board Fees &Travel Allowance(Describe)
You are not required to report loans from commercial lending institutions. or any indebtedness created as part of aretail installment or credit card transaction, made in the lender's regular course of business on terms available tomembers of the public without regard to your official status, Personal loans and loans received not in a lender'sregular course of business must be disclosed as follows:
NAME OF LENDER
ADDRESS
INTEREST RATE
____% 0 None
TERM (MonthslYears)
BUSINESS ACTIVITY, IF ANY, OF LENDER
HIGHEST BALANCE DURING REPORTING PERIOD
D $500 • $1,000
o $1,001 . $10,000
0$10,001 • $100,000
DOVER $100,000
Comments:
SECURITY FOR LOAN
o None D Personal residence
o Real Property ------,.,,=-==c:-------Street address
City
D Guarantor --------,------------
o Other ---------:::-------::-:---------(Describe)
FPPC Form 700 (2005/2006) Sch. CFPPC Toll-Free Helpline: 866/ASK·FPPC
SCHEDULE CIncome, Loans & Business
Positions(Other than Gifts and Travel Payments)
~ 1. INCOME RECEIVED ~ 1. INCOME RECEIVED
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
NameRichard C. Blum
NAME OF SOURCE OF INCOME
CB Richard Ellis Group, Inc. (CBRE) (Note 1)
ADDRESS
970 W. 190th Street, Torrance, CABUSINESS ACTIVITY, IF ANY, OF SOURCE
Commercial Real EstateYOUR BUSINESS POSITION
Chairman
GROSS INCOME RECEIVED
o $500 - $1,000 0 $1,001 - $10,000
[8J $10,001 • $100,000 0 OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
o Salary 0 Spouse's income 0 Loan repayment
o Sale of -------------------(Property. car. boat, etc.)
o Commission or 0 Rental Income, list each source of $10,000 or more
(Note 1)
o Other --------:=--;:-:---------(Describe)
~ 2. LOAN RECEIVED
NAME OF SOURCE OF INCOME
ADDRESS
BUSINESS ACTiVITY, IF ANY, OF SOURCE
YOUR BUSINESS POSITION
GROSS INCOME RECEIVED
0$500 - $1,000 0 $1,001 - $10,000
o $10,001 - $100,000 0 OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
o Salary 0 Spouse's income 0 Loan repayment
o Sale of(Property, car. boat, etc.)
D Commission or D Rental Income, list each source of $10,000 or more
o Other --------;::---;c,....,---------(Describe)
You are not required to report loans from commercial lending institutions, or any indebtedness created as part of aretail installment or credit card transaction, made in the lender's regular course of business on terms available tomembers of the public without regard to your official status. Personal loans and loans received not in a lender'sregular course of business must be disclosed as follows:
NAME OF LENDER
ADDRESS
INTEREST RATE
----% 0 None
TERM (MonthsNears)
BUSINESS ACTIVITY, IF ANY, OF LENDER
HIGHEST BALANCE DURING REPORTING PERIOD
0$500 - $1,000
0$1,001 • $10,000
0$10,001 - $100,000
DOVER $100,000
SECURITY FOR LOAN
o None 0 Personal residence
o Real Property ---,..,=,..."."=.,,.- _Street address
City
o Guarantor -----------------
o Other ---------,--,.----------(Describe)
(Note 1) The Director's fee from CBRE were paid by Mr. Blum to investment partnerships of Blum Capital Partners, L.P, 1
Comments:
1_'0 specify pages to print FPPC Form 700 (2005/2006) Sch. CFPPC Toll-Free Helpline: 866/ASK·FPPC
.'SCHEDULE C
Income, Loans & BusinessPositions
(Other than Gifts and Travel Payments)
~ 1. INCOME RECEIVED > 1. INCOME RECEIVED
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
NameRichard C. Blum
NAME OF SOURCE OF INCOME
Astar Air Cargo, Inc.
ADDRESS
2 South Biscayne Blvd., Miami, FLBUSINESS ACTIVITY, IF ANY, OF SOURCE
Airline CargoYOUR BUSINESS POSITION
Director
GROSS INCOME RECEIVED
o $500 - $1.000 0 $1,001 - $10,000
~ $10,001 - $100,000 0 OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
o Salary, 0 Spouse's income 0 Loan repayment
o Sale of - _
(Properly, car. boat, etc.)
o Commission or 0 Rental Income, /Ist each source of $10,000 or more
~ Other Board Member Compensation(Describe)
~ 2. LOAN RECEIVED
NAME OF SOURCE OF INCOME
ADDRESS
BUSINESS ACTIVITY, IF ANY, OF SOURCE
YOUR BUSINESS POSITION
GROSS INCOME RECEIVED
0$500 - $1,000 0 $1,001 - $10,000
o $10,001 - $100,000 0 OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
o Salary 0 Spouse's income 0 Loan repayment
o Sale of _
(Properly, car. boat. etc.)
o Commission or 0 Rental Income, list each source of$10,000 or more
o Other ---------:==::-;- _(Describe)
You are not required to report loans from commercial lending institutions, or any indebtedness created as part of aretail installment or credit card transaction, made in the lender's regular course of business on terms available tomembers of the public without regard to your official status. Personal loans and loans received not in a lender'sregular course of business must be disclosed as follows:
NAME OF LENDER
ADDRESS
INTEREST RATE
____% 0 None
TERM (MonthslYears)
BUSINESS ACTIVITY, IF ANY, OF LENDER
HIGHEST BALANCE DURING REPORTING PERIOD
o $500 - $1.000
o $1,001 - $10,000
0$10,001 - $100,000
DOVER $100,000
SECURITY FOR LOAN
o None 0 Personal residence
o Real Property ------=-:::T""::==-------Street address
City
o Guarantor ------------------
o Other --------=----,,,.-,---------(Describe)
Comments: _
FPPC Form 700 (2005/2006) Sch. CFPPC Toll-Free Helpline: 866/ASK-FPPC
,',
SCHEDULE CIncome, Loans & Business
Positions(Other than Gifts and Travel Payments)
» 1. INCOME RECEIVED » 1. INCOME RECEIVED
CALIFORNIA FORM 700FAIR POLITICAL PRACTICES COMMISSION
NameRichard C. Blum
NAME OF SOURCE OF INCOME
URS Corporation (Note 1)
ADDRESS
100 California Street, San Francisco, CABUSINESS ACTIVITY, IF ANY, OF SOURCE
Provider of Engineering ServicesYOUR BUSINESS POSITION
Vice Chairman
GROSS INCOME RECEIVED
0$500 - $1,000 0 $1,001 - $10,000
o $10,001 - $100,000 [g] OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
o Salary 0 Spouse's income 0 Loan repayment
o Sale of - _
(Property. car, boat, etc.)
o Commission or 0 Rental Income, list each source of$10,OOO or more
(Note 1)
~ Other Board Member compensation(Describe)
» 2. LOAN RECEIVED
NAME OF SOURCE OF INCOME
COP - Concord Egyptian Direct Investment Fund LtdADDRESS
St. Julian's Ave. St. Peter Port, GermanyBUSINESS ACTIVITY, IF ANY, OF SOURCE
Investment FundYOUR BUSINESS POSITION
Member - Board of Directors
GROSS INCOME RECEIVED
0$500 - $1,000 0 $1,001 - $10,000
~ $10,001 - $100,000 0 OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
o Salary 0 Spouse's income 0 Loan repayment
o Sale of _
(Property. car, boat, etc.)
o Commission or 0 Rental Income, list each source of $10,000 or more
~ Other Board member compensation(Describe)
You are not required to report loans from commercial lending institutions, or any indebtedness created as part of aretail installment or credit card transaction, made in the lender's regular course of business on terms available tomembers of the public without regard to your official status. Personal loans and loans received not in a lender'sregular course of business must be disclosed as follows:
NAME OF LENDER
ADDRESS
INTEREST RATE
----% 0 None
TERM (MonthslYears)
BUSINESS ACTIVITY, IF ANY, OF LENDER
HIGHEST BALANCE DURING REPORTING PERIOD
o $500 • $1,000
o $1,001 - $10,000
o $10,001 - $100,000
DOVER $100,000
SECURITY FOR LOAN
o None 0 Personal residence
o Real Property ------,,;=c==;;:-------- Street address
City
o Guarantor -----------------
o Other -------:=----::--:--------(Describe)
(Note 1) The Director's fees from URS were paid by Mr. Blum to investment partnerships client of Blum Capital Partners, L.P.Comments: _
_ 1_0 specify pages to print FPPC Form 700 (2005/2006) Sch. CFPPC Toll-Free Helpline: 866/ASK-FPPC
~.Richard.C, BlumCalifornia Form 700Assuming Office/InitialSchedule A-2Investments, Income, and Assets of Business Entities/Trusts(Ownership Interest is 10% or Greater)December 31, 2005
Blum Capital Partners, L.P.
3~.Listthe name ofeadi reportablesingle source ofinconle/loans<5f$lO,OOOormore
Name of Income Source
Dominion Nuclear Connecticut, Inc. NOTVirginia Electric and Power Co. NOTSaddlepoint Partners (Offshore), LPSaddlepoint Partners, LPBK Capital Partners IV, L.P.RCBA KCI Capital Partners, L.P.Blum Strategic Partners, L.P.Blum Strategic Partners II, L.P.Blum Strategic Partners III, L.P.Stinson Capital Partners, L.P.Stinson Capital Partners II, L.P.Stinson Capital Fund (Cayman), Ltd.Stinson Capital Partners 0, LPStinson Capital Partners M, LPStinson Capital Partners QP, LPStinson Capital Partners A, LPStinson Capital Partners S, LPBLUM (K*TEC) Co-Investment Partners, L.P.Blum Strategic Equity, L.L.C.Blum Strategic Equity II, L.L.c.Blum Strategic GP, L.L.c.Blum Strategic GP II, L.L.c.TPG Associates III, L.P.TPG Associates IV, L.P.Newbridge Capital, L.L.C.TAG Aviation USA, Inc.ChrysCap I, L.L.c.Blum GC L.P.Blum GA L.L.CBlum Strategic KFB, LPBlum GA III, LLCBlum GA III Equity, LLCBlum Strategic II GmbH & KGRCBA Strategic KFB, LPPB Capital Partners, LPPerini Corporation - Common StockCarpenters Pension Trust for Southern CaliforniaThe Benefits Connection GroupUnited Brotherhood of Carpenters
Description of Business Income
Administrative and investment management feesAdministrative and investment management feesInvestment management feesInvestment management feesInvestment management fees, dividends, interest and capital gainsInvestment management fees, dividends, interest and capital gainsInvestment management feesInvestment management feesInvestment management fees, interest and capital gainsInvestment management fees, dividends, interest and capital gainsInvestment management fees, dividends, interest and capital gainsInvestment management fees, dividends, interest and capital gainsInvestment management fees, dividends, interest and capital gainsInvestment management fees, dividends, interest and capital gainsInvestment management fees, dividends, interest and capital gainsInvestment management fees, dividends, interest and capital gainsInvestment management fees, dividends, interest and capital gainsInvestment management feesCapital gains, interest and dividendsCapital gains, interest and dividendsCapital gains, interest and dividendsCapital gains, interest and dividendsCapital gains, interest and dividendsCapital gains, interest and dividendsInvestment management feesAirplane charter revenueCapital gains, interest and dividendsCapital gains, interest and dividendsCapital gains, interest and dividendsInterest, capital gainsCapital gains, interest and dividendsCapital gains, interest and dividendsCapital gains, interest, dividends & management feesCapital gains, interest & management feesCapital gains, interest, dividendsCapital gainsAdministrative and investment management feesAdministrative and investment management feesAdministrative and investment management fees
EXHIBIT A
.'
Richard C. BlumCalitornia Form 700Assuming OfficellnitialSchedule A-2Investments, Income, and Assets of Business EntitiesfTrusts(Ownership Interest is 10% or Greater)December 31,2005
Blum Capital Partners, L.P.
4. Investments and interests in real property held bv the business entity or trust
Name of Business Entity
BK Capital Partners IV, L.P.RCBA KCI Capital Partners, L.P.PB Capital Partners, L.P.RCBA LAF Equity Partners, L.L.C.RCBA Newbridge LAF, L.L.C.Blum Strategic Equity, L.L.c.Blum Strategic GP, L.L.c.RCBA GP (Cayman) Co, LtdStinson Capital Partners, L.P.Stinson Capital Partners II, L.P.Stinson Capital Partners D, L.P.Stinson Capital Partners M, L.P.Stinson Capital Partners QP. L.P.Stinson Capital Partners S, L.P.Stinson Capital Partners A, L.P.Blum G. C., L.P.BLUM GA, L.L.C.BLUM GA III, L.L.C.BLUM GA Equity III, L.L.c.ChrysCap I, L.L.C.TPG LAF Equity, L.P.TPG Associates III, L.P.Tarrant Venture Partners, L.P.Lat Am GP, L.P.TPG Equity IV, LP
Description of business activity
Investment partnershipInvestment partnershipInvestment partnershipInvestment companyInvestment companyInvestment companyInvestment companyInvestment companyInvestment partnershipInvestment partnershipInvestment partnershipInvestment partnershipInvestment partnershipInvestment partnershipInvestment partnershipInvestment partnershipInvestment companyInvestment companyInvestment companyInvestment companyInvestment partnershipInvestment partnershipInvestment partnershipInvestment partnershipInvestment partnership
EXHIBIT B
Fair Market Value
$100,001 - $1,000,000Over $1,000,000$10,001 - $100,000$100,001 - $1,000,000$100,001 - $1,000,000$100,001 - $1,000,000$10,001 - $100,000$10,001 - $100,000Over $1,000,000$10,001 - $100,000$10,001 - $100,000$100,001 - $1,000,000Over $1,000,000$10,001 - $100,000$10,001 - $100,000$100,001 - $1,000,000Over $1,000,000$10,001 - $100,000Over $1,000,000$100,001 - $1,000,000$10,001 - $100,000Over $1,000,000$10,001 - $100,000$10,001 - $100,000$100,001 - $1,000,000
Nature oflnterest
PartnershipPartnershipPartnershipLimited Liability Co.Limited Liability Co.Limited Liability Co.Limited Liability Co.CorporationPartnershipPartnershipPartnershipPartnershipPartnershipPartnershipPartnershipPartnershipLimited Liability Co.Limited Liability Co.Limited Liability Co.Limited Liability Co.PartnershipPartnershipPartnershipPartnershipPartnership
Richard c. BlumCalifornia Form 700Assuming Office/InitialSchedule A-2Investments, Income, and Assets of Business Entities/Trusts(Ownership Interest is 10% or Greater)December 31, 2005
Blum Family Partners, L.P.
Name of Business Entity
AEOW 2000, L.P.Astar Air Cargo HoldingsBBA Foresight, LLCBill Press Partners, LLCBlum Holdings, Spokane LPBCP Amaranth, L.P.CBRE RLTY FIN INC.CBRE US IVCentral Station Land, L.L.c.Consortium on Reading Excellence, Inc.ChrysCapital II, L.L.C.Francisco Partners, L.P.NB Hanaro Partners I, LPNB Hanaro Partners II, LPRCBA-KCI Capital Partners, L.P.KFB Newbridge Genpar, LPRAE Common StockSocial Enterprises, Inc.Laurel InnLong Bar Argentina02 FitnessSaddlepoint Equity L.L.c.Stinson Capital Partners, L.P.Stinson Capital Partners QP, L.P.Strange Collective L.L.C.Strategic Recovery FundSecond City Capital FundThayer Hotel Investments III, L.L.c.TPG Equity IV, L.P.ValueAct Capital Partners, L.P.
Blum Investment Partners, Inc.
Description of business activity
Investment partnershipAirline CargoReal estate investmentMedia CompanyReal estate investmentInvestment companyReal estate investmentReal estate investmentReal estate investmentEducationInvestment companyInvestment partnershipInvestment partnershipInvestment partnershipInvestment partnershipInvestment partnershipAtmospheric MonitorsPhilanthropic InvestmentHotelInvestment partnershipHealth ClubInvestment partnershipInvestment partnershipInvestment partnershipInvestment companyInvestment partnershipInvestment partnershipHotel investmentInvestment partnershipInvestment partnership
Fair Market Value
$10,001 - $100,000Over $1,000,000Over $1,000,000$10,001 - $100,000Over $1,000,000$10,001 - $100,000Over $1,000,000$10,001 - $100,000$10,001 - $100,000$10,001 . $100,000$100,001 - $1,000,000$100,001 - $1,000,000$100,001 - $1,000,000$100,001 - $1,000,000$100,001 - $1,000,000$10,001 - $100,000Over $1,000,000$10,001 - $100,000Over $1,000,000Over $ I,000,000Over $1,000,000Over $1,000,000$100,001 - $1,000,000Over $1,000,000$10,001 - $100,000$100,001 - $1,000,000$100,001 - $1,000,000$100,001 - $1,000,000$100,001 - $1,000,000$10,001 - $100,000
Nature of Interest
PartnershipLimited Liability Co.Limited PartnershipLimited Liability Co.Limited PartnershipLimited Liability Co.ReitLimited PartnershipLimited Liability Co.Common StockLimited Liability Co.PartnershipPartnershipPartnershipPartnershipPartnershipCommon StockCommon StockLimited PartnershipLimited PartnershipLimited PartnershipLimited Liability Co.PartnershipPartnershipLimited Liability Co.PartnershipPartnershipLimited Liability Co.PartnershipPartnership
Name of Business Entity
Blum G.c., L.P.Blum G.A.. L.P.Blum G.A. III, L.P.Blum G.A. Equity III, L.P.Rattlesnake Fund L.P.Blum Holdings Spokane, L.P.
Description of business activity
Investment partnershipInvestment partnershipInvestment partnershipInvestment partnershipInvestment partnershipInvestment partnership
EXHIBIT C
Fair Market Value
$1,001 - $10,000$10,001 - $100,000$1,001 - $10,000$10,001 - $100,000$10,001· $100,000$10,001 - $100,000
Nature of Interest
PartnershipPartnershipPartnershipPartnershipPartnershipPartnership
Richard C. BlumCalifornia Form 700Assuming Office/InitialSchedule A-2Investments, Income. and Assets of Business Entities/Trusts(Ownership Interest is 10% or GreatenDecember 2005
Carlton Hotel
3. List the name of each reportable single source of income/loans of $10,000 or more
Name of Income Source
Allied-T-ProAlliance FrancaiseAm WestAmerican AirATICosmosEMergeExpedia/HoteLComFun SunGo West TourGTAH MergeHolnetHotwire.ComI MergeKirov OrchestraKouni UKMTBWCMTVMuseum PackageNWTOracleOrbitzS MergeSF International Arts FestivalSWANThe Energy CoalitionTravalcoTravelzooTravizonTVLBAGTVLOCITYWells FargoYoung Democrats of AmericaExpedia.ComMarl Travel
EXHIBIT 0
Description of Business Income
Hotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel servicesHotel services