Reg A+ and the IPO Valley of Death

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Reg A+ and the IPO

Valley of Death

Disclaimer

This is not legal or investment advice of any kind

Some restrictions apply here, this is only a summary

Seek competent advice from qualified attorneys and investment bankers

Your situation may vary


This is written for the CEO of a fast growing company


Many of these companies are negative cash

flow


Companies always need cash to grow

on


However, when a you file a full

IPO with the SEC

you are limited on who you can accept money

from

You can only accept money

from people you already know and

qualified institutional

buyers

Your angels are probably fully

invested and the institutions may

not care

You have to wait

months to get through the SEC

to get the IPO proceeds but you have to pay all

the expenses now

This period where you need more money but are

limited in getting money I call the

“IPO Valley of Death”

Reg A+ offers some relief here

First, you can test the waters to see if the deal will

work

Second, you can do

a Regulation S (offshore)

offering while you have filed with the SEC

Third, you may also be able to do

a Reg D, 506c offering

(accredited investors only)

These will help you get through

the Valley of Death

For a free

consultation (not a sales pitch) on the structure and marketability of your offering, contact me,

John E. Lux

I will give you the

benefit of my experience in investment

banking and IPO market making

along with advice on securities law

The more you look at your deal, the

more you can easily see that

proper formulation of

your investment proposition is key

to your success


Want to know more? – email me at John.Lux@ Securities-Law.info

(240) 200-4529

John E. Lux was in

the top 5% of authors on

Slideshare in 2014 and has

been quoted by Bloomberg as an expert on reverse

mergers

Reg A+ and the IPO Valley of Death

Business

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