Reflections on the Hippocratic Oaths

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    Reflections on the Hippocratic Oaths

    Author(s): June GoodfieldReviewed work(s):Source: The Hastings Center Studies, Vol. 1, No. 2, Values, Expertise, and Responsibility in theLife Sciences (1973), pp. 79-92Published by: The Hastings CenterStable URL: http://www.jstor.org/stable/3527515.

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    CODES,

    MORALITY,

    LAW,

    &

    PROFESSIONALIZATION

    Reflections

    o

    t h e

    ippocratic

    a t h s

    JUNE

    GOODFIELD

    OMETIME

    uring

    the

    early

    Twenties,

    Chauncey

    Leake,

    according

    o his own

    accounts,

    was

    col-

    lecting

    material

    for a

    study

    on

    the

    his-

    torical

    development

    of

    medical ethics.

    He asked

    Dr. Maurice

    Fishbein,

    Editor

    of

    the

    Journal

    of

    the American

    Medical

    Association,

    or an

    opinion

    of the

    merits

    of such a

    project.

    Dr. Fishbein's

    reply,

    as

    reported

    n the Prefaceto

    Chauncey

    Leake's edition

    of

    Percival's Medical

    Ethics,

    is classic:

    "Unnecessary

    and

    of

    no

    significance

    or an

    understanding

    f

    the

    matter

    .

    ."1

    If

    this anecdote s

    true,

    it

    tells

    us that

    the

    medical

    profession

    shared with

    the

    scientific

    profession

    a

    typical

    attitude

    toward

    historical

    studies,

    namely,

    that

    in

    no

    way

    have

    they utility

    or relevance o the

    practice

    of the

    craft,

    and

    are

    best left to

    members

    of

    the

    pro-

    fession,

    when

    retired.

    It

    is

    only

    recently

    that more and

    more

    people

    have

    begun

    to

    appreciate

    the force

    of

    Santayana's

    dictum:

    "Those

    who

    ignore

    the

    lessons

    of

    history

    are doomed

    to

    repeat

    t."

    It is

    quite

    clearthat

    the issueof

    medi-

    cal ethics,medicaletiquette,and the re-

    lationship

    of

    the

    profession

    o

    society

    at

    large

    presently

    raises

    questions

    of

    such

    depth

    and

    importance

    hat it

    would be

    a

    foolish

    doctor

    who

    would

    try

    to

    sweep

    them

    aside.

    Nevertheless,

    even if

    he

    agreed

    about

    the

    importance

    of

    medical

    ethics,he

    might

    still

    agree

    with

    Fishbein's

    comments,

    eeling

    that

    a

    historical

    urvey

    is of no value in the consideration f his

    own

    situation

    and

    dilemmas.

    am

    not so

    certain.

    We

    tend

    to

    think

    of

    our

    own

    social

    situation

    as

    simple,

    unique,

    and

    static.

    Such

    an

    attitude

    comes

    naturally

    because

    it

    provides

    such an

    easy

    way

    to

    deal

    with

    difficulties.

    f

    the

    problem

    of

    contemporary

    medical

    ethics

    is

    both

    sim-

    ple

    and

    acultural

    hen

    we

    can

    get

    away

    witha facileanduniversal olution.Since

    most

    of us are

    lazy-minded

    nd

    just

    want

    to

    go

    on

    doing

    that

    which

    we

    enjoy

    doing

    most,

    i.e.,

    practicing

    medicine

    and

    earn-

    ing

    money,

    it

    is

    tempting

    to

    ignore

    the

    problem.

    But

    history

    eachesus

    important

    hings,

    such

    as how

    rarely

    situations

    are

    simple;

    1Thomas Percival,

    Medical

    Ethics,

    ed. and

    introd.

    by

    Chauncey

    Leake

    (Baltimore:

    Wil-

    liams and

    Williams,

    1927

    [originally

    published

    Manchester:

    1803]).

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    80

    HASTINGS

    ENTER

    STUDIES

    how most

    problems

    of

    professional

    ctivi-

    ties,

    with their

    concomitant

    questions

    of

    ethics and

    accountability,

    rise not

    in

    a

    vacuum,

    but in

    response

    to

    the

    demands

    of

    a

    social

    situation.

    This,

    in

    its

    turn,

    tells

    us that

    our

    response

    o

    contemporary

    ethical

    problems

    must be

    made in

    the

    light of

    our

    existing

    situation,

    and

    this

    we must

    understand,

    analyze,

    and

    ap-

    preciate,

    before

    we can

    hope

    to

    deal with

    such

    problems

    effectively.

    In

    addition,

    f

    there

    s

    a

    degree

    of

    relativism

    n

    our his-

    torical

    situation,

    there

    is

    also

    a similar

    degree

    of

    relativism

    across

    our

    cultures.

    Recognition

    of

    relativism n

    history

    and

    through

    ulture

    does

    not,

    of

    course,

    mply

    that

    there can

    be

    no

    answers o

    contem-

    porary

    problems.

    Rather

    it

    implies

    that

    there

    can

    be no

    universal

    answers

    which

    would

    be

    equally

    applicable

    throughout-

    time

    and

    across

    the

    space

    of

    different

    societies.

    This

    again

    is

    no

    comfort

    for

    the lazy-minded,or it meansthat if we

    wish

    to

    consider

    the

    problems

    of

    say,

    birth

    control,

    euthanasia,

    and

    artificial

    transplants,

    we

    shall

    have to

    consider

    them

    anew

    for

    such

    disparate

    ocieties as

    those of

    North

    America,

    India

    and South

    Vietnam.

    My

    intention

    here,

    in

    this

    rather

    ight-

    hearted

    essay,

    is

    to

    look

    at

    some of

    the

    variant

    forms of

    the Doctor's

    Oath,

    and

    see what

    questions

    hey

    raise

    about

    med-

    ical ethics.

    These are not

    new

    issues,

    but

    in

    reexamination

    we

    might

    note the

    par-

    ticular

    orce or

    validitythey

    have in our

    twentieth-century

    ituation,

    and

    perhaps

    incidentally

    demonstrate

    the

    teaching

    value of

    history.

    For

    it is

    quite

    clear

    that

    problems

    of

    medical ethics

    and medical

    etiquette

    are

    closely

    bound

    up

    with

    prob-

    lems of the

    professionalization

    f medi-

    cine.

    As

    Chauncey

    Leake

    pointed

    out in

    1927,

    when we

    study

    the

    evolutionof

    the

    present

    situation with

    regard

    to

    medical

    ethics,

    then

    it

    may

    become

    clearer

    why

    it is

    that

    the

    profession

    resists

    efforts to

    change

    its

    present

    relation

    to

    society.2

    But where

    did

    all this start?

    I want to

    look

    initially

    at the variations

    n the

    Oath

    that

    was taken

    by

    doctors

    during

    the

    years

    when the

    profession

    was

    emerging

    and see where

    this

    varietyoriginated

    and

    what effects

    it

    might

    have had.

    The

    classic work

    was done

    by

    W. H.

    S.

    Jones.

    He

    wrote

    the definitive

    tudies

    on

    the various

    forms

    of the Oath

    and

    was,

    in

    the

    1920's,

    the

    recognized

    authority

    on

    Hippocrates.3

    As Jones

    points

    out,

    there

    was no verbal

    idelity

    n the

    preser-

    vation of the

    Hippocratic

    ext. Provided

    the

    general

    sense came

    across,

    no

    one

    worried

    about

    iteral aithfulness.

    By

    con-

    trastwith

    the

    reverent

    attitude

    which

    kept

    the texts

    of

    many

    classical

    authors

    com-

    paratively

    pure,

    the

    Hippocratic

    material

    was

    treated

    in

    a

    cavalier

    manner,

    prob-

    ably

    because

    theseworks

    were

    textbooks,

    with no

    pretention

    o be

    literary

    master-

    pieces. Wordsget

    transposed,

    nterpola-

    tions are

    very

    common,

    and

    there

    are

    losses of

    phrase

    and

    meaning.

    The

    rea-

    son for this

    may

    lie in

    the

    changing

    cul-

    tural

    context of

    medical

    problems.

    Un-

    21

    shall

    be

    arguing

    in

    a

    later

    series of

    papers,

    that

    there

    are,

    indeed,

    common

    elements

    in

    all

    professions

    whose

    tendencies

    increase the

    mem-

    bers'

    reluctance

    to alter

    the

    "social

    contract"

    with

    society.

    This

    has

    a

    great

    deal

    to do

    with

    the

    process

    by which

    the

    social

    contract

    evolved;

    until

    very

    recently,

    I

    believe,

    society

    has

    been the weaker

    partner

    and

    many profes-

    sions

    dislike

    and

    mistrust

    what

    they

    see

    as

    a

    new

    interference

    in

    tradition

    hallowed

    by

    time.

    This

    point,

    incidentally,

    also

    demonstrates the

    value

    of

    a

    historical

    perspective

    on

    these

    prob-

    lems.

    Without

    it,

    we

    would

    be

    tempted

    to

    regard

    doctors

    and

    scientists

    as

    merely

    reac-

    tionary.

    3W.

    H. S.

    Jones,

    The Doctor's

    Oath:

    An

    Essay

    in

    the

    History

    of

    Medicine

    (Cambridge,

    Eng.:

    Cambridge

    University

    Press,

    1924).

    Un-

    less

    stated

    otherwise,

    this book is the

    source

    for

    my

    various

    versions of

    the

    Oath.

    I

    make

    no claim

    for

    any

    originality

    in the bulk

    of

    this

    paper;

    it rests

    heavily

    on

    the historical

    work

    of

    others

    and

    the

    stringent

    and valuable

    criticism

    offered

    by

    participants

    n the humanities

    project

    of the Institute

    of

    Society,

    Ethics

    and

    the

    Life

    Sciences.

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    THE

    HIPPOCRATIC

    OATHS

    81

    like,

    for

    example,

    a

    commentary

    on

    Aristotle,

    the

    Hippocratic

    Oath

    had

    a

    very

    clear-cut function for

    doctors-

    though

    not for

    society-in defining

    heir

    relationship

    o

    society.

    The

    interpolations

    and

    modifications

    n the

    text

    can,

    without

    too

    much

    distortion,

    be seen as

    responses

    to the different

    social matrices

    n

    which

    the Doctor's

    Oath

    played

    a

    part, showing

    us

    a

    process whereby

    an

    institution

    is

    modified

    to meet a

    changing

    social

    or

    ideological

    demand. In

    this

    sense,

    the

    Oath was

    a

    tool,

    not a

    scholarly

    work,

    and

    as such had

    and has no more

    claims

    for

    immutability

    han

    a

    legal judgment

    presently

    has

    in

    English

    or

    American

    society.

    The

    earliestrecorded

    copy

    of

    the

    Oath

    is in

    the

    Vatican

    Library,

    and comes

    from

    the

    tenth

    or

    eleventh

    century.

    t

    is not

    the

    earliest

    form

    for it

    is the

    Oath

    modified

    so that "a Christian

    may

    take

    it."

    The

    earliest

    form,

    the

    Pagan

    Oath,

    comes

    from

    a

    fourteenth-centurymanuscript

    and

    reads

    as

    follows:

    I

    swear

    by

    Apollo

    Physician,

    by

    Asclepius,by

    Health,

    by

    Heal-all,

    and

    by

    all

    the

    gods

    and

    goddesses,

    making

    them

    witnesses,

    that

    I will

    carry

    out,

    according

    o

    my ability

    and

    judgment,

    this

    oathand this

    indenture:

    To

    regardmy

    teacher

    n

    this

    art

    as

    equal

    to

    my parents;

    o make him

    part-

    ner in

    my

    livelihood,

    and when he

    is

    in

    need of

    money

    to

    share

    mine with

    him;

    to

    consider

    his

    offspring

    o

    equal

    my

    brothers;

    o

    teach

    them

    this

    art,

    if

    they

    require

    o

    learn

    it,

    without

    fee

    or

    indenture;

    and

    to

    impart

    precept,

    oral

    instruction,

    and all

    the

    other

    learning,

    to my sons, to the sons of my teacher,

    and

    to

    pupils

    who

    have

    signed

    the in-

    denture

    and

    sworn

    obedience

    to

    the

    physician's

    Law,

    but to

    none

    other.

    I

    will

    not

    give

    poison

    to

    anyone

    though

    asked to

    do

    so,

    nor

    will I

    sug-

    gest

    such

    a

    plan.

    Similarly

    I

    will not

    give

    a

    pessary

    to

    a

    woman

    to

    cause

    abortion.

    But in

    purity

    and

    in

    holiness

    I

    will

    guard

    my

    life

    and

    my

    art.

    I

    will

    not use

    the

    knife

    either on

    sufferers

    from

    stone,

    but

    I will

    give

    place

    to such

    as are craftsmen

    herein.

    Into whatsoever

    houses

    I

    enter,

    I

    will do so to help the sick, keeping

    myself

    free

    from

    all

    intentional

    wrong-

    doing

    and

    harm,

    especially

    rom

    forni-

    cation

    with woman

    or

    man,

    bond

    or

    free.

    Whatsoever

    n the course

    of

    practice

    I see or hear

    (or

    even outside

    my

    practice

    in social

    intercourse)

    that

    ought

    never

    to be

    published

    abroad,

    I

    will not divulge, but consider such

    things

    to be

    holy

    secrets.

    Now

    if

    I

    keep

    this

    oath and

    break

    it

    not,

    may

    I

    enjoy

    honor

    in

    my

    life

    and

    art,

    among

    all men

    for

    all

    time;

    but if

    I

    transgress

    nd forswear

    myself,

    may

    the

    opposite

    befall

    me.

    Notice

    how

    already

    there

    is a

    distinc-

    tion between

    the doctor

    and the

    surgeon.

    Probably he sentence"I will not use the

    knife

    either

    on

    sufferers

    from

    stone,"

    should,

    Jones

    suggests,

    read,

    "I

    will

    not

    use

    the knife even

    on

    sufferers

    from

    stone."

    The

    injunction s,

    "leave

    this to

    the

    operative

    craftsman."

    Now

    let us look

    at the

    Oath,

    modified

    "insofaras a

    Christian

    could

    swear it."

    Blessed

    by

    God the

    Father

    of

    our

    Lord Jesus

    Christ,

    who

    is

    blessed

    for

    ever

    and

    ever;

    I lie

    not.

    I

    will

    bring

    no stain

    upon

    the

    learn-

    ing

    of the

    medical

    art.

    Neither

    will I

    give

    poison

    to

    anybody

    though

    asked

    to

    do

    so,

    nor

    will

    I

    suggest

    uch

    a

    plan.

    Similarly

    I

    will

    not

    give

    treatment

    o

    women

    to cause

    abortion,

    treatment

    neither

    from

    above

    nor

    from

    below.

    But

    I

    will

    teach

    this

    art,

    to

    those who

    require

    to

    learn

    it,

    without

    grudging

    and

    without

    ndenture.

    will

    use

    treat-

    ment

    to

    help

    the

    sick

    according

    o

    my

    ability

    and

    judgment.

    And in

    purity

    and in

    holiness

    I

    will

    guard

    my

    art.

    Into

    whatsoever

    houses

    I

    enter,

    I

    will

    do so

    to

    help

    the

    sick,

    keeping

    myself

    free

    from

    all

    wrongdoing,

    ntentional

    or

    unintentional,

    ending

    to

    death or

    to

    injury,

    and

    from

    fornicationwith

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    82 HASTINGS

    ENTER

    STUDIES

    bond

    or

    free,

    man or

    woman. What-

    soever

    in

    the

    course

    of

    practice

    I

    see

    or

    hear

    (or

    outside

    my practice

    in

    social

    intercourse)

    that

    ought

    not to

    be published abroad, I will not divulge,

    but

    consider

    such

    things

    to be

    holy

    secrets.

    Now if

    I

    keep

    this

    oath

    and

    break it

    not,

    may

    God

    be

    my

    helper

    in

    my

    life

    and

    art,

    and

    may

    I

    be

    honored

    among

    all

    men for

    all

    time. If I

    keep

    faith,

    well,

    but if

    I

    forswear

    myself

    may

    the

    opposite

    befall

    me.

    The

    three

    main

    modifications,

    besides.

    of

    course,

    the

    disappearance

    of the

    pagan

    deities,

    are

    interesting

    and

    instructive.

    The

    first

    one

    relates

    to

    the

    question

    of

    abortion.

    Where

    doctors

    undertake

    not

    to

    give

    treatment

    to

    women

    to

    cause

    abortion,

    the

    clause

    "Treatment

    neither

    from

    above nor

    from

    below,"

    is

    added to

    the

    sentence.

    This

    clause

    was,

    perhaps,

    inserted

    as

    an

    effective

    counter-measure

    against those who

    thought

    they

    could still

    hold

    to

    the

    Oath if

    they

    used

    means

    other

    than

    a

    pessary

    to

    cause

    abortion.-'

    Written

    injunctions

    are

    fine

    but

    there

    are

    always

    loopholes

    Secondly,

    notice

    that

    unintentional

    harm

    is

    just

    as

    forbidden as

    intentional

    harm.

    The

    notion

    of

    criminal

    negligence

    has

    entered in for

    the

    first

    time.

    Thirdly,

    there is

    no

    lengthy

    de-

    scription of those to whom medical

    knowledge

    should

    be

    imparted-to

    this

    point

    I

    will

    return.

    The

    Arabic

    Oath

    The

    Oath

    passed

    into

    the Arabic

    through

    Syriac,

    and is

    found in this

    form

    in the

    Lives

    of

    Physicians,

    written

    by

    Ibn

    abi

    Usaybia.

    This dates from

    the

    middle

    part

    of the thirteenth

    century,

    and

    it

    was

    Ibn abi

    Usaybia

    who was

    possibly

    the

    first

    to

    suggest

    that

    the Oath

    originated

    not

    so much to

    protect

    society

    or

    even

    the

    reputation

    of the individual

    physician,

    but to

    protect

    the

    reputation

    of

    the

    school.

    The Schools of

    Greek

    Medicine

    were

    hereditary

    schools

    and it could

    well

    be that when it

    was found

    necessary

    to

    admit

    outsiders,

    then

    Hippocrates

    ad-

    ministered

    an oath-before

    admission

    rather than after

    qualifying-in

    order

    to

    secure candidates of a suitable

    character.

    The

    Arabic version of the

    Oath is as

    follows:

    Hippocrates

    said:

    I swear in

    the

    name of

    God,

    the Master

    of life

    and

    death,

    the

    Giver

    of health and

    Creator

    of

    healing

    and of

    every

    treatment,

    and

    I

    swear

    in the name

    of

    Aesculapius,

    and of all the holy ones of God, male

    and

    female,

    and

    I call them to

    witness,

    that I

    will fulfill this

    oath and

    these

    conditions.

    I

    will

    regard

    my

    teacher

    in this art as

    my

    father,

    I will

    share

    with

    him

    my

    means

    of

    livelihood

    and

    I will make

    him

    my partner

    in

    my

    wealth,

    and

    I will

    give

    him

    my

    wealth

    whenever

    he

    may

    be in need of

    it.

    As for

    his

    descendents,

    I

    regard

    them as

    my

    brothers, and I will teach

    them this

    art without

    any

    remuneration

    or

    condition,

    should

    they

    desire

    to

    learn

    it. And

    I

    associate

    together

    (i.e.

    regard

    as

    equal),

    in

    the

    injunctions

    and

    in the sciences and

    in all else

    contained

    in

    the

    art,

    my

    own

    children,

    the children

    of

    my

    teacher,

    and

    the

    disciples

    on whom the

    oath

    (or

    cove-

    nant)

    has been

    imposed,

    and

    who

    have sworn to observe the medical

    code

    of honor.

    And I will not do

    so for

    any

    other than

    these.

    In all

    my

    treatment

    I will strive

    so

    far

    as lies in

    my power

    for the

    benefit

    of the

    patients.

    And

    I will restrain

    my-

    self from

    things

    which

    are

    injurious

    to

    them,

    or

    are

    likely

    in

    my

    opinion

    to do them harm. And

    I will

    not

    give

    them

    any poisonous

    drug

    if

    they

    ask

    4Has something-an extra clause or phrase,

    perhaps-been

    transposed

    or

    dropped

    in

    this

    translation?

    For

    the

    phrase,

    "But

    I

    will

    teach

    the art.. ."

    placed

    now

    next

    to

    the

    abortion

    clause

    reads

    as

    though

    it

    referred to

    the

    teach-

    ing

    of

    abortion.

    In

    all

    other

    versions

    it is

    placed

    in a

    less

    ambiguous

    position.

    This trans-

    position

    was

    surely

    not

    intentional.

    The

    hy-

    pothesis

    that it

    is due

    to

    careless

    copying

    on

    the

    part

    of

    a

    sleepy

    monk

    is,

    for

    my money,

    the

    most

    likely

    explanation.

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    HIPPOCRATIC

    OATHS

    83

    for

    it,

    nor will I

    advise

    them

    thus.

    Nor will I

    contemplate

    administering

    any pessary

    which

    may

    cause

    abortion.

    And

    in

    my

    treatment

    and

    in the

    prac-

    tice of my art I will keep myself pure

    and

    holy.

    And I will

    not

    operate

    on

    those who have stone

    in

    the

    bladder;

    rather I will leave

    it for

    those whose

    profession

    it is.

    And

    I will

    enter

    every

    abode

    into

    which

    I

    may

    go

    only

    for

    the

    benefit of

    the

    sick,

    being

    in

    a

    state

    devoid

    of

    (all

    deliberate

    intention

    of)

    wrong-doing, injustice,

    mischief-mak-

    ing,

    such as

    might

    be

    intended

    in

    other

    transactions, or in respect of sexual

    relations with

    woman or

    man,

    whether

    free

    or

    slaves.

    And as

    for the

    things

    which I

    may

    see

    or

    hear

    during

    the time

    of

    treating

    the

    sick,

    or

    at times other than

    those

    in which I

    am so

    engaged,

    about

    such

    behaviour

    of men

    as

    should

    not

    be

    talked of

    outside,

    I will

    keep

    silence,

    considering

    that such

    things

    should

    not

    be discussed.

    He

    who fulfills

    this

    oath

    and does

    not

    violate

    any part

    of

    it,

    to

    him

    will

    it

    be

    granted

    to

    carry

    out

    his treatment

    and

    his art under

    the most

    excellent

    and favorable

    conditions,

    and to

    be

    praised

    by

    all

    men in

    future

    for

    ever;

    while

    the

    contrary

    will

    be the

    portion

    of

    him who

    transgresses

    it.

    To

    complete

    this

    potted

    tour

    around

    doctors' oaths

    we

    can

    take in a

    couple

    of

    variations,

    this

    time

    based

    upon

    an

    Indian

    theme.

    The first

    form

    is

    found

    in

    the

    old

    medical

    books

    of

    India,

    as

    ad-

    dresses to

    students;

    while

    calling

    for a

    high

    degree

    of

    moral

    rectitude

    on

    the

    part

    of

    the doctor with

    regard

    to his

    own

    behaviour,

    the

    injunctions

    demand,

    too,

    a

    high degree

    of

    moral

    judgment

    with

    regard

    to

    the behaviour

    of

    others

    To

    insist

    that

    a

    doctor

    must refuse to

    treat

    a "hunter" or a "fowler"

    surely

    must

    be

    seen in

    the

    light

    of the

    Buddist belief

    in

    the

    sanctity

    of

    all life-not

    only

    human.

    Thou

    shalt

    renounce

    lust,

    anger,

    greed,

    ignorance,

    vanity, egotistic

    feel-

    ings,

    envy,

    harshness,

    niggardliness,

    falsehood, idleness,

    nay

    all acts

    that

    soil the

    good

    name of man.

    In

    proper

    season thou

    shalt

    pare

    thy

    nails

    and

    clip

    thy

    hair and

    put

    on the

    sacred

    cloth,

    dyed

    brownish

    yellow,

    live

    the

    life of a truthful self-controlled an-

    chorite,

    and be obedient

    and

    respectful

    towards

    thy

    preceptor.

    In

    sleep,

    in

    rest,

    or while

    moving

    about-while

    at

    meals

    or in

    study,

    and in

    all acts

    thou

    shalt

    be

    guided

    by

    my

    directions...

    Thou

    shalt

    help

    with

    thy professional

    skill

    and

    knowledge,

    the

    Brahmanas,

    thy

    elders,

    preceptors

    and

    friends,

    the

    in-

    digent,

    the

    honest,

    the

    anchorites,

    the

    helpless and those who shall come to

    thee

    from a

    distance,

    or those

    who

    shall live close

    by,

    as well as

    thy

    rela-

    tions

    and

    kinsmen,

    to

    the

    best of

    thy

    knowledge

    and

    ability,

    and

    thou

    shalt

    give

    them

    medicine

    without

    charging

    for it

    any

    remunerations

    whatever,

    and

    God

    will bless

    thee for

    that. Thou

    shalt

    not treat

    medicinally

    a

    professional

    hunter,

    a

    fowler,

    a

    habitual

    sinner,

    or

    him who has been

    degraded

    in

    life;

    and

    even

    by

    doing

    so

    thou

    shalt

    acquire

    friends,

    fame,

    piety,

    wealth

    and

    all

    wished-for

    objects

    in

    life,

    and

    thy

    knowledge

    shall

    gain

    publicity.

    The

    second,

    the

    Oath

    of Charaka,

    ac-

    cording

    to Mohan

    Lal

    Sharma,

    has

    re-

    cently

    received

    much

    prominence

    in

    the

    Indian

    Press,

    and

    is

    administered

    by

    the

    guru to a disciple.

    Thou

    shalt

    speak

    only

    the

    truth,

    eat

    no

    meat,

    eat

    only

    pure

    articles

    of

    food,

    be

    free

    from

    envy

    and

    carry

    no

    arms.

    There shall

    be

    nothing

    that

    thou shalt

    not do

    at

    my

    behest,

    except

    hating

    the

    king

    or

    causing

    another's

    death or

    committing

    an

    act

    of

    unrighteousness.

    Day

    and

    night,

    however

    thou

    may-

    est be

    engaged,

    thou

    shalt

    endeavour

    for

    the

    relief of

    patients

    with

    all

    thy

    heart

    and

    soul.

    Thou

    shalt

    not

    desert

    or

    injure

    thy

    patient

    ever for

    the

    sake

    of

    thy

    life or

    thy

    living.

    Thou

    shalt not

    commit

    adultery

    even in

    thought.

    Thou

    shalt

    not

    covet

    others'

    possessions.

    Thou shalt

    be

    modest in

    thy

    attire

    and

    appearance.

    Thou

    shouldst

    not be

    a

    drunkard or

    a sinful

    man nor

    shouldst

    thou

    associate with

    the

    abettors of

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    crime.

    Thou

    shouldst

    speak

    words

    that

    are

    gentle,

    pure

    and

    righteous,

    pleas-

    ing,

    worthy,

    true,

    wholesome

    and mod-

    crate.

    Thy

    behavior must be in

    keeping

    with the time and

    place

    and heedful

    of

    past

    experience.

    Thou shalt

    act al-

    ways

    with a

    view to

    acquiring

    knowl-

    edge

    and

    fullness of

    equipment.

    No

    offering

    of

    presents

    by

    a woman

    without the behest

    of

    her husband

    or

    guardian

    shall be

    accepted by

    thee.

    While

    entering

    the

    patient's

    house

    thou

    shall

    be

    accompanied

    by

    a

    man who

    is

    known to the

    patient

    and

    who has

    his

    permission

    to enter and thou shalt

    be well clad and

    bent

    of

    head,

    self-

    possessed

    and conduct

    thyself thought-

    fully.

    Thou

    shalt

    make

    thy

    entry

    in

    the

    proper

    way.

    Having

    entered,

    thy

    speech,

    mind,

    intellect and senses

    shall

    be

    entirely

    devoted to

    no

    other

    thought

    than to that of

    being

    helpful

    to

    the

    patient

    and

    of

    things

    concerning

    him

    only.

    The

    peculiar

    customs of

    the

    patient's

    household shall not be made

    public.

    Though

    possessed

    of knowl-

    edge,

    thou

    shalt

    not boast

    very

    much

    of

    thy knowledge.

    Most

    people

    are

    offended

    by

    the boastfulness of

    even

    those

    who

    are

    otherwise

    good

    and

    authoritative.-)

    Finally,

    let

    us

    compare

    these

    earlier

    forms

    with the

    Oath as

    presently

    sworn

    at

    Montpellier

    and

    Glasgow

    Universities,

    both

    of

    which have

    old

    and

    renowned

    schools

    of

    medicine.

    The

    Montpellier

    Oath.

    In

    the

    pres-

    ence

    of

    the

    masters of

    this

    school,

    of

    my

    dear

    fellow-students

    and

    before

    the

    image

    of

    Hippocrates,

    I

    promise

    and

    I

    swear,

    in

    the name of

    the

    Supreme

    Being,

    to be

    faithful

    to

    the

    laws of

    man

    and of honor

    in

    the

    exercise

    of medi-

    cine.

    I

    will

    give

    my

    services

    without

    fee to

    the

    needy,

    and I

    will

    never

    exact a

    higher

    fee than

    my

    work de-

    serves. When I

    am admitted inside

    houses,

    my eyes

    shall not

    see what

    goes

    on

    there,

    and

    my

    tongue

    shall be

    silent

    about the

    secrets

    which shall be en-

    trusted

    to

    me,

    and

    I will

    not abuse

    my

    position

    to

    corrupt

    morals or to en-

    courage crime. Respectful and grateful

    towards

    my

    masters,

    I

    will

    give

    back

    to

    their children

    the

    instruction that

    I

    have received

    from their fathers.

    May

    men

    grant

    me

    their

    esteem

    if I am

    faithful

    to

    my

    promises.

    May

    I be

    covered

    with shame and

    despised

    by

    my

    fellows

    if I fall short.

    The

    Glasgow

    Oath.

    I do

    solemnly

    and sincerely declare that, as a Grad-

    uate

    in Medicine

    of

    the

    University

    of

    Glasgow,

    I

    will exercise

    the several

    parts

    of

    my

    profession,

    to the best of

    my

    knowledge

    and

    abilities,

    for the

    good,

    safety,

    and

    welfare of all

    persons

    committing

    themselves,

    or committed

    to

    my

    care and

    direction;

    and that

    I

    will

    not

    knowingly

    or

    intentionally

    do

    anything

    or

    administer

    anything

    to

    them to their hurt or prejudice, for any

    consideration,

    or

    from

    any

    motive

    whatever.

    And I further declare that

    I

    will

    keep

    silence as to

    anything

    I

    have seen

    or

    heard while

    visiting

    the

    sick which it would

    be

    improper

    to

    divulge.

    And

    I

    make this

    solemn declaration

    in virtue

    of

    the

    Provisions of

    the

    Promissory

    Oaths

    Act,

    1868,

    substitut-

    ing a Declaration for Oaths in certain

    cases.

    II

    The

    Oath in

    all its

    forms

    represents

    "those

    noble

    rules

    of

    conduct,

    loyal

    obedience

    to which

    has

    raised

    the

    art

    of

    medicine

    to

    the

    high position

    it

    now

    holds." This

    statement,

    the

    opinion

    of W.

    H.

    S.

    Jones,

    carries

    overtones of

    nobility,

    sublimity,

    and

    aspiration

    worthy

    of Prince

    Albert.

    I,

    however,

    take

    a somewhat

    cyn-

    ical view of

    the matter.

    What

    we

    don't

    know,

    for

    instance,

    is

    what,

    if

    any,

    were

    the

    sanctions

    to

    be

    imposed against

    someone

    who

    broke the

    Oath. Were there

    any penalties

    at all?

    Did

    all students swear

    or

    only

    those

    that

    5Mohan Lal

    Sharma,

    "Oath

    of

    Charaka,"

    New York State

    Journal

    of

    Medicine,

    71

    (Oc-

    tober

    15,

    1971),

    p.

    2457.

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    HIPPOCRATIC

    ATHS

    85

    belonged

    to a

    definite

    guild

    or school?

    Was it

    ever

    actually

    administered, r,

    like

    the Sermon

    of

    the

    Mount,

    merely

    held

    up

    as a counsel of

    perfection?

    There

    was

    no General

    Medical

    Council,

    and it

    has

    often

    been

    suggested

    that a doctor

    who

    transgressed

    he

    Oath

    was not

    punished

    unless,

    in

    fact,

    he

    actually

    sinned

    against

    the civil or

    criminal aws of

    the

    state.

    One

    enchantingpiece

    in

    the

    Hippocratic

    col-

    lection,

    called

    Law,

    actually

    complains

    about

    this state of affairs."The

    only

    pen-

    alty

    to

    which

    an

    erring

    doctor

    was sub-

    ject

    was

    dishonor,

    and as the author

    of

    Law

    rightly

    points

    out,

    this

    was no

    pun-

    ishment

    to

    those who

    were

    "compacted

    of it."

    On

    the otherhand

    the

    state seldom

    brought

    any

    severe

    sanctions

    to

    bear

    either. W.

    H.

    S.

    Jones

    argues

    that be-

    cause

    of

    the

    general

    slackness

    of

    state

    supervision

    or

    discipline,

    t

    was

    therefore

    necessary

    to

    make

    every possible

    appeal

    to a doctor's

    religious

    cruples

    and to his

    moral

    sense.7

    The

    first

    traits which

    enable us to

    identify

    he

    properties

    f

    a

    guild,

    or

    trade

    union,

    are also

    apparent

    from

    the

    first

    form of

    Oath;

    they

    are

    jealouslyguarded

    professional

    privileges.

    The new

    doctor

    must

    give special

    favors to

    his

    teacher

    and

    family.

    He

    can

    reveal the

    secrets

    of

    his craft

    only

    to his

    sons,

    and the

    sons

    of

    his teacher

    and

    to

    those

    outsiderswho

    have sworn

    allegience

    to

    the

    physician's

    law. It

    may

    well

    be

    that

    the

    apprentice

    took

    the Oath before he

    actually joined

    the

    guild,

    rather

    than

    after he

    became

    a l e n

    tells

    us,

    there

    was

    never

    any

    rule

    whichsaid

    that

    as a matterof

    medical

    etiquette

    new

    knowledge

    and

    discoveries

    must

    be

    made

    public.

    He

    tells

    how

    surgeons

    concealed

    themselves

    and

    their

    patients

    during

    the

    course

    of

    operations,

    not for

    reasons

    of

    modesty

    but

    in

    order

    to

    keep

    some

    of

    their methods

    secret.

    This

    highlights

    one

    im-

    portant

    distinction

    be-

    tweenthe practiceof

    medicineand that

    of

    science.

    qualified,

    as is

    now the case.

    And

    this

    brings

    up

    another

    question, namely

    whether

    he medical

    society

    was

    a

    totally

    secret

    one--secret

    that

    is

    in

    the

    sense

    that

    all

    outsiders

    were

    rigidly

    excluded from

    their

    meetings

    and

    their

    lectures.

    Two

    treatises in

    the

    Hippocratic

    collection,

    Precepts

    and

    Decorum,

    carry quaint

    and

    obscure

    overtoneswhich

    are

    very

    familiar

    to

    those

    who

    have

    troubled to

    read the

    libretto of

    The

    Magic

    Flute

    from

    begin-

    ning

    to

    end.

    Freemasons

    would

    find

    a

    strange

    familiarity

    and,

    as

    Jones

    points

    U'Works

    f

    Hippocrates,

    Trans.

    by

    Francis

    Adams

    (New

    York:

    Wm.

    Wood,

    1886).

    7Ludwig Edelstein makes the same point.

    "The

    Oath

    as a

    whole

    is

    hardly

    an

    obligation

    enforced

    upon

    the

    physician

    by

    any

    authority,

    but

    rather

    one

    which

    he

    accepts

    of

    his own

    free

    will. It

    is not

    a

    legal

    engagement;

    as

    the

    wording

    indicates,

    it is a

    solemn

    promise

    given

    and

    vouchsafed

    only by

    the

    conscience

    of him

    who

    swears."

    (Emphasis

    added.)

    Ludwig

    Edel-

    stein,

    "The

    Hippocratic

    Oath,"

    Supplement

    to

    the

    Bulletin

    of

    the

    History

    of Medicine,

    No.

    1

    (Baltimore:

    Johns

    Hopkins'

    Press,

    1943).

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    86

    HASTINGS

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    STUDIES

    out,

    it is as

    though

    the

    writer

    purposely

    did not wish to be

    understood

    by

    those

    who

    were

    unfamiliar

    with

    liturgy

    or

    ritual. Decorum

    closes with

    an

    injunction

    to

    acquire

    certain

    knowledge

    to

    "keep

    it

    safe and to

    pass

    it

    on."

    Law,

    an

    address

    to

    young

    students

    given

    at the

    beginning

    of

    their

    medical

    course,

    ends: "But

    holy

    things

    are shewn to

    holy

    men. The

    pro-

    fane

    may

    not

    be

    shewn

    them until

    they

    have

    been

    initiated

    into the

    rights

    of

    science."s

    This

    injunction

    is

    very

    similar to

    those

    at the

    end of

    many

    Arabic

    alchemical

    texts which

    generally

    finish

    with,

    "The

    Godly

    may

    not

    show this to

    the un-

    Godly:

    outsiders

    may

    not have

    it

    ex-

    plained."

    This

    does

    suggest

    that

    secrecy

    in

    the

    medical

    profession may

    have

    its

    origins

    not in

    an omniscient

    attitude that

    comes with

    knowledge

    nor

    in

    an

    altruistic

    concern

    for

    what

    knowledge

    the

    laity

    and

    patient

    can

    "bear,"

    but rather

    by

    virtue of

    a

    professional

    injunction

    meant

    to

    preserve

    the

    unity

    and

    status of

    the

    guild.9

    As

    Galen

    tells

    us,

    there

    was

    never

    any

    rule

    which

    said

    that

    as a

    matter of

    med-

    ical

    etiquette

    new

    knowledge

    and

    dis-

    coveries

    must

    be

    made

    public.

    He

    tells

    how

    surgeons

    concealed

    themselves

    and

    their

    patients

    during

    the

    course

    of

    op-

    erations,

    not

    for

    reasons of

    modesty

    but

    in

    order

    to

    keep

    some of

    their

    methods

    secret.

    This

    highlights

    one

    important

    dis-

    tinction

    between

    the

    practice

    of

    medicine

    and

    that

    of

    science.

    The

    similar

    ban

    on

    dissemination of

    knowledge

    in

    alchemical

    texts noted

    above is without

    doubt one

    of the most

    important

    factors

    that led

    to

    the intellectual fossilization

    of

    alchemy

    as a

    system

    of

    knowledge.

    Scientific

    un-

    derstanding

    grows by

    a

    dynamic

    balance

    between

    imaginative

    speculation

    and

    the

    critical

    judgment by

    others.

    It is

    inter-

    esting

    to

    speculate

    whether

    or not

    med-

    ical

    knowledge

    might

    have

    advanced

    faster

    had this

    open

    kind of attitude

    been

    encouraged,

    for one has

    only

    to

    recall

    Harvey's

    complaint.

    He was

    very

    scorn-

    ful of the

    uncritical manner

    in which doc-

    tors assumed

    that

    what

    they

    were

    told

    about

    the ancients'

    knowledge

    of the

    cir-

    culation

    must

    be true. And

    they

    were

    so

    passive

    that

    they

    did not even

    trouble

    to observe

    for

    themselves.

    Some

    clauses

    in the

    Oath are

    quite

    incongruous,

    for

    example

    those

    which

    refer

    to

    operations

    in

    general,

    particularly

    for

    cutting

    of the stone.

    This clause

    is

    generally

    sandwiched between clauses

    containing

    moral

    injunctions.

    Of

    course,

    the distinction was

    constantly

    emphasized

    between

    the doctor

    and

    the

    "butcher,"

    but

    this

    particular

    clause

    may

    also

    deal

    with

    yet

    another

    problem

    of

    medical

    eth-

    ics.

    Some

    people

    have

    suggested

    that

    it

    contains

    a hidden reference

    to

    castration,

    which

    was

    abominated

    by

    the

    Greeks.1o

    But since this

    operation

    clause is not

    present

    in

    the

    Christian

    form of

    the

    Oath,

    it is

    possible

    that it

    actually

    does

    illus-

    trate a

    response

    to a

    changing

    social

    situation,

    a

    response

    to fashion

    and

    prej-

    udices

    of

    certain

    physicians

    at

    a

    certain

    period

    of

    time. It

    is

    very

    likely

    that it

    was the

    ban

    on

    operations

    in

    Rome,

    no-

    ticed and

    recorded

    by

    Galen,

    which

    caused the insertion to be made at this

    point

    in

    time,

    some

    centuries

    after

    the

    -For

    an

    examination

    of

    the

    Oath's

    relation-

    ship to secret cults see LudwigEdelstein's"The

    Hippocratic

    Oath,"

    in

    Ancient

    Medicine,

    ed.

    by

    Owsei

    Temkin

    and

    C.

    Lilian

    Temkin,

    trans.

    by

    C.

    Lilian

    Temkin

    (Baltimore:

    Johns

    Hopkins Press,

    1967),

    pp.

    3-64.

    Also "The

    Hippocratic Oath,"

    Supplement

    to

    the

    Bulletin

    of

    The

    History

    of

    Medicine.

    9TFhis

    spect

    of

    secrecy

    is

    quite

    distinct,

    of

    course,

    from the

    more familiar

    one of

    confi-

    dentiality

    with

    regard

    to

    patient's

    disclosures,

    which

    1

    deal

    with

    later.

    1"One

    scholar,

    Reinhold,

    has even

    gone

    so

    far

    as to amend

    the text

    so as to read:

    "I

    will

    not castrate

    even

    persons

    who

    are

    not

    grown-

    up."

    Jones' comment

    is

    right

    on

    target;

    this

    is

    a

    truly

    unhappy

    illustration

    of the

    art

    of

    correcting

    corrupt

    texts:

    surely

    the

    phrase,

    "I

    will not

    castrate,"

    would have been

    quite

    adequate.

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    HIPPOCRATIC ATHS

    87

    initialChristianOath.

    The distinction

    be-

    tween the

    physician

    and

    the "butcher"

    r

    "barber"

    surgeon,

    though

    present

    in

    pagan

    times and

    in

    the

    Pagan

    Oath,

    was

    much

    intensified

    by

    this

    Roman

    injunc-

    tion

    and reached ts

    epitome

    in

    medieval

    times. The

    medical

    profession

    and the

    public

    have suffered

    rom this

    legacy

    of

    history.

    Fortunately

    here

    is much

    more

    cooperation

    now,

    but

    powerful

    relics of

    this

    division

    exist

    even

    today,

    in

    the

    dif-

    ferent

    attitudes

    of

    the

    public,

    and also

    of

    physicians

    and

    surgeons

    towards the

    introduction

    of

    new

    therapeutic

    tech-

    niques

    in

    medicine

    and

    surgery;

    e.g.,

    the

    differing

    concerns

    for

    regulation

    n the

    case

    of

    drugs, ranging

    from

    thalidomide

    to

    The

    Pill,

    and in

    the

    case

    of

    surgical

    procedures

    ike heart

    transplants,

    y-pass

    operations,

    or

    psycho-surgery.

    Even

    thoughearly

    Christians

    ad

    great

    reluctanceto

    take oaths

    of

    any

    kind-

    a reluctancewhich

    is

    shared

    by present-

    day

    Quakers'"-nevertheless,

    t is

    certain

    that

    many

    Christian

    doctors

    subscribed

    to it.

    But in

    relationto this

    question

    an-

    other

    striking

    difference-almost

    an

    ideo-

    logical

    one-between

    the

    Christian orm

    of

    oath

    and the

    Pagan,

    is

    that in

    the

    Christian form

    all

    those

    clauses

    which

    would tend to encourage the formation

    of

    a trade union

    are

    omitted.

    Secret

    so-

    cieties

    were

    considered

    contrary

    to

    the

    teachings

    of

    the

    Christian

    religion,

    and

    even

    today,

    the

    Roman

    Catholic church

    bans

    secret

    brotherhoods.A

    clause which

    encouraged

    the

    formation of

    an inner

    ring

    of

    physicians,

    rom

    which

    outsiders

    were

    excluded,

    demonstratedan aristo-

    cratic exclusivenesswhich was in great

    contrast to the universal

    brotherhood

    of

    early Christianity.

    And if

    the

    beginning,

    and the

    end,

    of all medical

    art

    was

    the

    relief

    of

    pain

    and

    suffering,

    then

    it

    should

    be

    tied and hindered

    by

    nothing-

    whether

    guild

    rules,

    or

    secrecy,

    or

    pre-

    occupation

    with

    status. "I

    will teach

    this

    art

    to those who

    require

    to learn

    it,

    without

    grudging

    and without

    ndenture,"

    says

    the

    ChristianOath

    simply-without

    reference

    to

    the

    physician's

    sons,

    or

    his

    teacher's

    sons,

    or those who have

    been

    enrolled n the

    guild.

    If the Christian

    opposition

    to

    secret

    groups

    finds its

    rationale

    n the

    concept

    of

    universal

    brotherhood,

    hen we

    are

    brought

    directly

    to such

    large

    issues

    as

    the

    relationship

    etween

    professional

    and

    universal

    responsibilities.

    t is

    impossible

    to know to what extent

    such

    issueswere

    discussed

    by

    doctors in

    ancient

    times. I

    suspect

    not

    at

    all;

    certainly

    it is most

    unlikely

    rom

    what

    we

    know of

    this craft

    guild.

    Even

    though

    Socrates

    and his

    dis-

    ciples

    in the market

    place might

    examine

    the nature

    of

    personal

    and

    universalre-

    sponsibility,

    I

    would,

    in

    the absence of

    direct

    contrary

    evidence,

    be inclined to

    think that the doctors

    rarely

    troubled

    their

    minds

    with such

    deep

    issues,

    seeing

    such

    debates as the

    function of

    philoso-

    phers

    not

    physicians.

    Moreover,

    he

    effec-

    tive

    philosophical

    problem

    posed

    above

    is a

    sophisticated

    one and we should

    never

    forget

    that

    problems

    and

    theories,

    just

    as

    much

    as

    people

    and

    institutions,

    have their

    histories,

    too.

    If

    now

    we see

    the

    relationship

    etween

    professional

    and

    universal

    responsibility

    as an

    issue

    to

    which

    all

    of

    us,

    doctors

    and

    lay

    people,

    too,

    have

    something

    o

    contribute,

    hat is

    no reason to

    suppose

    that the

    early

    Greeks

    saw it this

    way.

    Such

    a

    new

    awareness ould

    reflectan

    amalgam

    of

    several

    things:

    the

    complex-

    ity

    of

    the

    present relationship

    between

    the

    profession

    and

    society;

    the

    new

    fuller

    sociological

    mplications

    of

    a

    tough

    pro-

    fessionalization;

    the

    extent to which our

    ideas about the

    nature of

    responsibility

    have evolved

    and

    changed through

    times

    and cultures. We can

    no

    more take an

    ahistorical view

    of

    this matter than we

    can

    of scientific theories.

    They

    were never

    immutable then and

    they

    are not now.

    11This belief

    of

    the

    Quakers

    is based

    on the

    phrase

    "Swear

    not

    at

    all"

    in

    Matthew

    v.

    34.

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    HASTINGS

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    It

    would,

    therefore,

    be as

    unreasonable

    of us

    to

    expect

    strong

    similarities

    etween

    the Greek

    view

    and our

    contemporary

    view on the

    nature

    of

    responsibility,

    as

    it

    would be

    to

    expect

    similarities

    etween

    their

    knowledge

    on

    atoms

    and our

    more

    detailed,

    sophisticated

    heories.

    The continuities

    n the forms

    of

    the

    Oath

    are clear

    enough,

    but there

    are

    great

    contrastsbetween

    our

    contemporary

    situation

    and

    those

    of

    earlier times.

    The

    Oath as it evolved

    had one

    aim and

    one

    aim

    only; namely

    the

    moral

    regulation

    of

    the

    physician

    by

    other

    physicians.12

    It

    may

    well

    be,

    as

    Chauncey

    Leake

    sug-

    gested,

    that

    during

    the

    height

    of

    Greek

    civilization

    the

    generally accepted

    view

    he final

    transition,

    from

    the broad

    moral

    precepts

    of

    Greek

    medical

    practice

    to

    the

    un-

    codified

    but

    accepted

    system

    of

    medical

    ethics of the

    present day,

    occurred

    around

    the

    seventeenth

    century

    ....

    the

    era

    of

    the search for

    immutable

    laws.....

    of

    morality

    rendered

    any

    written

    admoni-

    tion

    on

    medical

    ethics

    unnecessary.

    (It

    must

    be rememberedhat

    the

    Hippocratic

    collection

    emerged

    only

    in

    the

    Alexan-

    drian

    period,

    several

    centuries

    after

    this

    height

    of Greek

    civilization.)

    But

    I

    feel

    that

    Chauncey

    Leake

    may

    have

    suc-

    cumbed

    to

    that well

    known

    seduction

    of

    history-seeing

    Greek

    life

    through

    rose-

    colored

    spectacles.

    From

    the

    evidence,

    I am not certain

    that we are

    entitledto

    assume

    that there

    was

    a

    "generally

    ac-

    cepted

    view

    of

    morality,"

    r if there

    were,

    that

    it was

    necessarily

    one conducive

    to

    good

    medical

    practice.

    I would

    prefer

    to

    emphasize

    a

    different

    cultural

    character-

    istic

    of the Greeks

    as the crucial

    factor,

    and one which we do know survives

    today.

    For

    in

    ancient

    Greece,

    the

    rivers

    of

    "philotimno"

    un

    deep.13

    A

    doctor

    was

    under

    no

    compulsion

    to

    act

    "properly,"

    but was

    trained o consider

    good

    behavior

    as the

    right

    thing.

    Greeks

    considered

    themselves

    artistsand men.

    It was

    per-

    haps

    love of the

    art,

    combined with

    "philotimo"which purifiedthe doctors'

    calling,

    and

    kept

    it

    pure,

    just

    as

    much

    as

    any

    general

    standards

    of

    morality.

    Nevertheless,

    the

    admonition

    of

    the

    Hippocratic

    collection

    which

    emerged

    n

    the

    Alexandrian

    epoch,

    could

    well

    have

    been

    formulated

    n

    an

    attempt

    to

    main-

    tain

    older,

    unwritten

    tandards,

    however

    these

    originated.

    I

    emphasize

    again:

    the

    compulsion

    o ethical

    practice

    n

    ancient

    Greece

    might

    well

    be

    found

    only

    in

    the

    physician's

    genuine

    ove

    both

    of

    his

    craft

    and

    of

    men,

    and if

    the

    law

    was

    ineffec-

    tive,

    medical

    etiquette

    protected

    the

    pa-

    tient

    by

    appealing

    o

    artistic

    nstinct

    with-

    out

    the

    imposition

    of

    civil

    penalties.

    12See

    the

    essays

    by

    Ludwig

    Edelstein

    already

    cited.

    13I

    refer

    to

    that

    identifying

    Greek

    national

    characteristic

    "philotimo".

    ."personal

    code of

    honor."

    If

    any

    one

    is

    tempted

    to

    regard

    this

    cultural

    evidence as

    anecdotal,

    incongruous

    or

    slight,

    they

    should

    refer to

    many

    of

    the nu-

    merous

    discussions of

    "philotimo."

    The

    most

    recent,

    and

    among

    the

    very

    best,

    can

    be

    found

    in

    David

    Holden's

    brilliant

    and

    astringent,

    Greece

    Without

    Columns

    (London:

    Faber,

    1972),

    especially

    pp.

    30,

    92-4, 97,

    283.

    He

    demonstrates

    the

    negative

    aspects

    of

    "philo-

    timo"

    too--hubris

    and

    blamelessness.

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    HIPPOCRATIC

    OATHS

    89

    Things began

    to

    change

    in

    the

    Middle

    Ages.14

    Internal

    sanctions

    and

    penalties

    against

    transgressors

    f the

    craft

    tradi-

    tion were backedby demands or action

    on

    the

    part

    of the

    civil

    authorities

    as

    well,

    and

    these

    demands

    came

    from

    the

    doctors. But

    the final

    transition,

    from

    the

    broad moral

    precepts

    of

    Greek

    med-

    ical

    practice

    to

    the

    uncodified but

    ac-

    cepted system

    of

    medical

    ethics

    of

    the

    present

    day,

    occurred

    around

    the

    seven-

    teenth

    century;

    and the

    truly

    tough

    pro-

    fessionalismof modern medicine is an

    even

    later

    development.

    This

    was

    the

    era of

    the

    search

    or

    immutable

    aws,

    not

    only

    in

    science,

    but

    within

    conduct,

    and

    law

    and

    morality

    in

    general.

    Thomas

    Percival

    (1740-1804)

    who

    formulated

    the

    well-known,

    and

    much

    used,

    code

    of

    medical

    ethics

    could

    not

    have

    envisaged,

    thatby trying o covereverypossiblecon-

    tingency,

    two

    unfortunate

    consequences

    followed.

    There

    was

    conflict

    which

    came

    from

    sheer

    multiplicity

    f

    the

    rules

    them-

    selves

    and

    a

    growing

    emphasis

    on

    the

    letter

    of

    the

    law,

    rather

    han

    on its

    spirit.

    For

    external

    sanctions,

    with

    pains

    and

    penalties,

    can

    enforce

    only

    those rules

    which

    are

    specific,narrow,

    and

    concise.

    On

    the

    other

    hand,

    as

    we

    learn

    to

    our

    cost,

    width

    and

    vagueness

    ead

    to

    unfair-

    ness

    and

    injustice,

    both

    to

    the

    doctor

    and

    to

    the

    patient.15

    It

    is

    worth

    glancing

    briefly

    at

    the

    ways

    in

    which

    the

    civil

    authorities

    have

    either

    intervened

    or

    been

    called

    in,

    to

    regulate

    the

    practical

    physicians.

    The

    first

    inter-

    ventioncamewithregard o fees. Chaun-

    cey

    Leake

    emphasizes

    an old

    point;

    one

    basic

    ethical

    question

    arises

    simply by

    virtue

    of the

    fact

    that,

    if

    physicians

    have

    a pecuniaryinterestin their work, can

    they

    in

    all

    honesty

    really

    desire

    to

    see

    men

    in

    perfect

    health?

    (This

    problem

    can

    be

    avoided

    f one

    adopts

    the

    ancient

    Chinese

    practice;

    namely,

    of

    only

    paying

    the

    physicians

    so

    long

    as one

    is

    in

    health )

    Though

    in

    an

    ideal

    world

    the

    answer

    to the

    question

    would

    be,

    yes;

    hedonistically

    t

    is,

    of

    course,

    no.

    Society

    protects-or

    has

    protected-interests

    of

    the

    patient

    both

    by

    enacting

    fee

    codes

    and

    by

    requiring

    a certain standard

    of

    training

    andskill

    before

    a mancan

    prac-

    tice medicine.

    In

    a

    free market

    economy

    the

    fee codes

    certainly

    do

    no more

    than

    lay

    down

    the

    minimum

    which

    shall

    be

    charged

    and,

    as

    we know

    only

    too

    well,

    the doctorusuallychargeswhatthe mar-

    ket will

    stand.

    But when

    first

    introduced,

    the

    fee code

    provided

    a

    system

    of

    bal-

    ance

    and

    checks-no

    pun

    intended.

    The

    code

    of the laws

    of

    Hammurabi

    f

    Baby-

    lon,

    dating

    from about

    2200

    B.C.,

    lays

    down

    both

    the

    fees

    to

    be

    given

    for

    a

    physician's

    ervices,

    graded

    according

    o

    the social

    status

    of the

    patient,

    and

    also

    the

    punishments

    to

    be

    inflicted

    if

    the

    treatment

    resulted

    in

    injury

    or

    death.

    Neither

    the Greeks

    nor the Romans

    pro-

    vided

    legal

    regulations

    controlling

    the

    practice

    of medicine

    until

    forced

    to

    do

    so

    by

    a

    combination

    of

    quackery

    and

    drug-selling,

    which

    apparently

    ed

    to

    a

    situation

    in which

    it was

    necessary

    to

    clean

    up

    both

    the

    profession

    and

    the

    towns.

    By

    one

    and the

    same

    stroke,

    An-

    tonius

    Pius,

    both

    restricted

    the

    number

    of

    physicians

    hat

    could

    practice

    n

    a

    city

    -thus

    making

    the doctors

    happy-and

    also

    provided

    hem

    withan

    annual

    alary,

    thus

    making

    them

    happier.

    This

    was

    all

    done,

    "in

    order

    that

    they

    may

    honorably

    serve the

    poor

    rather

    than

    basely grovel

    before

    the

    rich."One

    would

    like

    to

    know

    14A

    brief

    history

    of

    the

    medical

    profession

    in

    the

    Middle

    Ages

    and

    the

    seventeenth

    cen-

    tury

    is

    impossible

    here.

    See,

    however,

    David

    Riesman,

    The

    Story

    of

    Medicine

    in the

    Middle

    Ages

    (New

    York:

    1935).

    15Percival,

    Medical

    Ethics.

    Much of

    Perci-

    val's

    medical

    ethics has

    been

    adopted

    and

    adapted

    by

    the

    British

    and

    American

    medical

    professions.

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    he

    rela-

    tionships

    between

    codi-

    fied

    ethics,

    general

    morality,

    enforced

    law,

    and

    professionalization

    remain, indeed,

    fascinat-

    ing

    and

    perplexing.

    Does the

    appearance

    of a

    codified

    ethic,

    indicating

    greater professionaliza-

    tion,

    also

    indicate that

    ethical

    sensibility

    is

    on

    the

    rise?

    Or

    does

    such

    a

    code

    emerge precisely

    because

    moral

    responsi-

    bility

    is on

    the

    decline?

    When

    ethical

    considera-

    tions have arisen...

    does

    professionalization

    help

    or hinder

    an

    appro-

    priate

    response?

    just

    how

    successful this

    was.'6

    Perhaps

    turning

    doctors into civil

    servants in this

    way may have benefitted the poorer sec-

    tions

    of

    society,

    and

    the

    pill

    was

    surely

    sweetened

    by

    the

    exemption

    that

    these

    doctors

    enjoyed

    from taxation

    and

    vari-

    ous

    public

    duties.

    Gradually

    over

    the

    years,

    the

    profession

    developed

    not

    only

    prestige

    but also

    a

    vested

    interest

    in

    maintaining

    its own

    standards,

    so

    that

    civil authorities

    gradually

    relinquished

    their

    control both over

    the

    moral

    atti-

    tudes

    and

    qualifications

    of

    the

    physicians

    and

    also over their

    finances.

    Many

    states in

    the

    U.S.A. still

    reserve

    the

    right, technically

    at

    least,

    to

    require

    good

    moral character

    from

    all

    those

    who

    would

    practice

    medicine

    and

    all

    those

    who are

    practicing

    medicine.

    While it

    may

    be

    possible

    to

    study

    the

    moral

    char-

    acter

    of

    a

    student

    while

    at

    school,

    it

    is

    almost

    impossible

    to

    do

    so

    when

    he

    gets

    into

    practice,

    let

    alone

    continue to

    moni-

    tor him.

    And,

    therefore,

    this

    aspect

    of

    the

    law

    is

    another

    dead-letter

    requirement.

    The

    only

    recourse

    that

    a

    patient

    has

    is to

    bring

    a civil

    suit

    against

    the

    doctor in

    cases

    of

    immoral

    practice,

    and

    the

    likeli-

    hood

    of

    success

    will

    vary

    very

    much.

    However,

    the

    term

    "medical

    ethics,"

    as introduced

    by

    Percival,

    was,

    as

    Chaun-

    cey

    Leake reminds

    us,

    actually

    a

    mis-

    nomer.

    Professional

    courtesy

    is

    not

    the

    same

    thing

    as

    professional morality,

    and

    medical

    ethics

    is

    by

    no means

    the

    same

    thing

    as

    medical

    etiquette,

    though

    these

    are

    usually

    confused

    or taken

    to be

    the

    same in

    the

    mind

    of

    the

    profession.

    If

    we

    consider

    the

    "ethics"

    to

    be

    based

    on

    Greek

    notions

    of

    good

    taste,

    rather

    than

    absolute

    standards

    of

    morality,

    then

    what

    we

    are now

    really

    referring

    to in

    the

    twentieth

    century

    is the

    rules of

    etiquette

    which

    regulate

    the

    conduct of

    members

    of

    the

    profession

    with

    regard

    to

    each

    other.

    But,

    using

    Chauncey

    Leake's

    defi-

    nition

    of ethics

    as,

    "concerned with

    the

    ultimate

    consequences

    of the

    conduct

    of

    physicians

    towards

    their

    individual

    pa-

    tients

    and

    towards

    society

    as

    a

    whole,

    and

    which

    should include

    a

    consideration

    of

    the

    motive and will

    behind the

    con-

    I'(In

    theory

    this

    should

    work.

    Certainly

    it

    has often

    been

    tried. But

    a recent

    and

    very

    amusing paper by

    Tabin of

    Hungary

    examining

    the

    spread

    of

    parasolventia

    in

    his

    country

    shows the

    difficulties.

    Parasolventia

    is not a

    new viral

    disease

    but

    the

    tendency

    of

    patients

    to

    give

    and

    doctors

    to

    accept gifts

    (wine,

    geese,

    etc.)

    in

    the

    expectation

    of better medi-

    cal treatment.

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    91

    duct,"

    I

    am led

    to

    a drastic

    conclusion.

    It

    may

    well

    be

    that,

    on

    examination,

    we

    have

    no

    medical

    ethics,

    and

    that

    through-

    out

    medical

    history

    we

    never

    have

    had

    them,

    either.

    Fifty years

    ago,

    Chauncey

    Leake

    could

    write

    with

    this

    kind

    of

    optimism:

    New

    conditions

    are now

    arising

    in

    medical

    practice.

    No

    matter

    how

    greatly

    we

    may

    lament

    the

    fact,

    the

    old

    family

    doctor,

    beloved

    of

    us

    all,

    is

    rapidly

    passing away

    in

    the

    growth

    of

    specialism,

    group

    clinics,

    and

    gen-

    eral hospitalizationof the sick. The

    close

    personal

    relations

    between

    the

    physician

    and

    his

    individual

    patient

    are

    disappearing

    n

    the

    routine

    of

    tech-

    nical

    diagnoses,

    mass

    treatment,

    and

    nation-wide

    prophylaxis.

    Medicine

    is

    being recognized

    more

    and

    more

    as

    a

    matter for

    national

    and

    international

    public

    health

    efforts,

    rather

    than

    as

    a

    professioncatering

    to

    individual

    am-

    bition. Its aim is its own

    end-the

    prevention

    of

    disease.

    With

    the

    eco-

    nomic

    pressure

    f

    insurance

    ompanies,

    with

    general

    public

    health

    education,

    and

    with

    frequent

    periodic

    health

    ex-

    aminations,

    t

    will

    become

    financially

    more

    interesting

    or

    the

    general

    prac-

    titioner o

    keep

    his

    clients

    well

    than

    to

    treat

    them

    when

    they

    become

    sick.

    [Italicsadded.]

    This

    is

    bound to

    alter

    the

    status

    of medical

    ethics.

    Since

    1927,

    much of

    what

    Chauncey

    Leake

    predicted

    in

    that

    quotation

    has

    come to

    pass.

    But

    he

    missed

    out on

    one

    point

    and

    this

    proves

    to

    be

    fundamental.

    He

    clearly

    believed

    that

    the

    medical

    pro-

    fession

    would,

    could,

    metamorphose

    nto

    guardian

    and

    protector

    of

    national

    and

    international ublichealthefforts,rather

    than

    being

    solely

    a

    profession

    which

    satisfied

    ndividual

    mbitions,

    whether

    n-

    tellectual

    or

    financial.

    It

    may

    well

    be

    true

    that

    should

    it

    become

    financially

    more

    rewarding

    or

    a

    doctor

    to

    keep

    his

    patients well,

    rather

    than

    to

    treat

    them,

    then,

    indeed,

    the

    whole

    statusof

    medical

    ethics,

    such

    as it

    is,

    would

    alter.

    But

    would

    it take

    only

    financial

    incentives?

    Chauncey

    Leake

    was realistic

    enough,

    in

    1927,

    in

    recognizing

    he

    strong

    pull

    of

    the

    financial

    carrot,

    but

    in

    the

    context

    of

    contemporary

    American

    society

    it

    is

    difficult

    o see

    how,

    short

    of

    reverting

    o

    the ancient

    Chinese

    practice,

    even

    this

    could

    be

    manipulated.

    The

    problem

    that

    I see

    is that

    this

    is

    a

    question

    of

    general

    and

    total

    morality,

    both

    of

    the

    attitudes

    of the

    profession

    and

    of

    individual

    doctors.

    It

    may

    well

    be that until

    we

    manage

    to recover love

    of

    the art

    and love

    of

    people, as

    opposed

    to love

    of the

    tech-

    nique,

    or

    love

    of the

    affluence,

    or

    love

    of

    the

    status,

    as

    the real

    motivation

    or

    entering

    medicine, we

    may

    not

    get

    a

    satisfactoryethical

    relationship

    between

    doctors

    and

    society.

    But

    if this

    did

    hap-

    pen

    it

    is clear

    to

    me

    that

    our

    ethical

    aphorisms

    would

    then

    not

    even

    have

    to

    be stated, let alone codified. And

    any

    Oath

    would

    become

    redundant.

    III

    Looking

    back

    over

    what

    I

    have

    writ-

    ten,

    I

    hear

    a

    voice

    accusing

    me

    of

    issuing

    a

    whole

    series

    of blank

    checks

    which

    have

    not

    yet

    been

    cashed.

    How

    much

    more

    basic

    research n the history and

    sociology

    of

    the medical

    profession

    must

    be done

    before

    these

    promissory

    notes

    can

    be

    redeemed

    In

    relative

    terms

    the

    much

    younger

    profession

    of

    science

    has

    received

    infinitely

    more

    attention,

    and

    theearlier

    years

    of

    the

    emerging

    cientific

    profession

    carry

    much

    more

    documenta-

    tion

    of

    problems

    both

    internal

    and

    ex-

    ternal.

    The

    relationships

    between

    codified

    ethics,

    general

    morality,

    enforced

    law,

    and

    professionalization

    emain,

    indeed,

    fascinating

    and

    perplexing.

    Does

    the

    ap-

    pearance

    of

    a

    codified

    ethic,

    indicating

    greater

    professionalization,

    lso

    indicate

    that ethical

    sensibility

    s

    on

    the

    rise?

    Or

    does

    such

    a code

    emerge

    precisely

    be-

    cause

    moral

    responsibility

    s

    on

    the

    de-

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    cline?

    When ethical

    considerations

    have

    arisen,

    or

    in the case

    of

    science

    been

    forcibly imprinted

    on the

    profession's

    consciousness,

    does

    professionalization

    help

    or

    hinder

    an

    appropriate

    response?

    Our

    answers,

    when

    we have

    any,

    can

    only

    be

    tentative.

    I

    believe that the

    Hippo-

    cratic

    Oath

    was

    related to the

    general

    morality only

    marginally,

    and

    that

    ini-

    tially

    it

    served

    the needs

    of an

    emerging

    profession

    or

    guild,

    rather

    than those of

    society.

    Ultimately,

    nothing

    can

    serve us

    -society

    or

    professions-better

    than

    a

    wide

    general

    morality.

    And where this

    does not

    exist,

    nothing,

    it

    appears,

    can

    properly

    function in

    its

    place. Certainly

    not a codified

    ethics,

    which

    is too

    often

    full of

    loopholes

    or so

    vague

    and

    plati-

    tudinous

    as to

    be

    without

    meaning.

    Cer-

    tainly

    not

    an enforced

    law,

    which is

    too

    often

    unenforceable,

    or so

    precise

    as

    to

    be

    inhumanely

    restrictive.

    On

    the

    other

    hand,

    where

    the

    general

    standards

    of

    professional

    and social

    morality

    are

    high,

    then

    both codified

    ethics

    and

    enforced

    law become

    irrelevant,

    redundant,

    and

    unnecessary.

    The

    problem

    is,

    what is

    it

    that

    promotes,

    or can be made

    to

    pro-

    mote,

    a

    high

    moral

    purpose

    in a

    society

    or a

    profession?

    About

    the

    answer

    to

    that

    question,

    all we

    know is that

    it

    will

    not

    be

    simple.