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RECORD IMPOUNDED
NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-3910-10T3
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
TROY A. WHYE, a/k/a JONATHEN RUSSELL,
JONATHEN R. RUSSELL, TYRONE BAKER,
JONATHAN RUSSELL, TROY WHSE,
Defendant-Appellant.
___________________________________
Submitted April 9, 2013 – Decided
Before Judges Reisner, Yannotti, and Harris.
On appeal from the Superior Court of New
Jersey, Law Division, Camden County,
Indictment No. 08-10-3243.
Joseph E. Krakora, Public Defender, attorney
for appellant (Michael Confusione, Designated
Counsel, on the brief).
Warren W. Faulk, Camden County Prosecutor,
attorney for respondent (Nancy P. Scharff,
Assistant Prosecutor, of counsel and on the
brief).
Appellant Troy A. Whye filed a pro se
supplemental brief.
PER CURIAM
Following a trial by jury, then-self-represented defendant
Troy A. Whye was convicted of four crimes: first-degree murder,
N.J.S.A. 2C:11-3(a)(1) and (2); third-degree possession of a
April 26, 2013
A-3910-10T3 2
weapon for an unlawful purpose, N.J.S.A. 2C:39-4(d); fourth-
degree unlawful possession of a weapon, N.J.S.A. 2C:39-5(d); and
second-degree endangering the welfare of a child, N.J.S.A.
2C:24-4(a). Whye appeals from the January 31, 2011 judgment of
conviction and aggregate sentence (life imprisonment subject to
the No Early Release Act (NERA), N.J.S.A. 2C:43-7.2, plus seven
years). We reverse and remand for a new trial on all charges.
I.
The homicide victim in this case was Krystal Skinner,
Whye's on-again-off-again paramour, and mother of Whye's then-
two-year-old son, Justin.1
Whye's nieces —— Asenith Whye and
Lashanda Whye —— who were friends with Skinner, testified that
Skinner had been having arguments with Whye just prior to her
death. There were "problems in the relationship," including
indications that Skinner wanted to change the locks on her
apartment and did not want Whye coming there. According to
Asenith, Whye told her that he believed Skinner was "messing
around on him with someone else."
On Monday, March 24, 2008, Whye brought Justin to Asenith's
home so she could babysit. Skinner did not know Justin had been
left with Asenith until Skinner and Asenith spoke during that
day. Skinner said she would pick Justin up during the evening,
1
We elect to use a fictitious name for the child to preserve his
privacy.
A-3910-10T3 3
after she took a scheduled test at school. Coincidentally, Whye
arrived at Asenith's dwelling prior to Skinner.
When Skinner came to Asenith's apartment later that
evening, she "storm[ed] towards [Whye's] car . . . like she was
very upset about something." As Skinner approached, she said,
Troy, you better stay away from me. You
better not come to my house. If you come to
my house, I'm going to call the F'ing cops.
You hear me? You better not come to my
house 'cause I'm going to call the cops on
you.
Skinner then "took the baby and went and got in her car," and
drove off.
Whye also left the apartment, but returned to Asenith's
home later, acting out of character, according to Asenith:
"pacing back and forth, walking around. Like, you could tell he
had a lot on his mind. Something was on his mind." Whye asked
Asenith to talk to Skinner, saying:
She's doing something. [If] she keep[s]
acting like that, she['s] going to make me
kill her. She's getting on my nerves. Just
talk to her. I'm having thoughts —— I'm
having thoughts in my head. You go to
church, so start praying for me. Pray for
me when you go to church.
The next morning around 11:00 a.m., Skinner and Asenith
spoke by telephone. They made plans to change the locks on
Skinner's apartment. Skinner was going to pick Asenith up, so
Asenith "expect[ed] her within the next hour." Shortly
A-3910-10T3 4
thereafter, Whye called. Asenith told Whye that Skinner was on
her way over, so he said he would meet Skinner at Asenith's
home. Neither Skinner nor Whye arrived.
Asenith had been unsuccessful in her later attempts to
reach Skinner throughout the day. The following morning, March
26, 2008, Asenith and Lashanda drove to Skinner's apartment
where they found her car in the parking lot with the doors
unlocked. Skinner's apartment door and windows were locked, and
Asenith could not see anything through the windows. The
apartment complex's management staff said that the police would
have to be present before Skinner's apartment could be entered.
Asenith called the Lindenwold Police Department, which
dispatched police officers Andrew Tweedley and Corey Davis to
the scene.
After speaking to Asenith and Lashanda, the officers
obtained Skinner's apartment key from a maintenance worker.
They unlocked Skinner's front door and entered the apartment.
Tweedley observed Skinner lying motionless on the floor face up
with a large butcher knife "over her left shoulder and [her] son
was kneeling down right above her head." Tweedley indicated
that the toddler looked "frightened at first" and "startled."
Tweedley "immediately holstered [his] weapon and walked around
the left side of the victim, scooped up [Justin] and ran out the
front door," to where Asenith and Lashanda were waiting. While
A-3910-10T3 5
Tweedley was carrying the child down some steps, Justin blurted
out, "Troy hit my face." Tweedley eventually carried Justin
into the apartment complex's nearby office.
Justin did not appear to have been physically harmed.
Tweedley remained with Justin for at least a "couple hours,"
while Asenith and Lashanda "were in and out." During that time,
Justin said "a lot," sometimes yelling and cursing.
Specifically, Tweedley testified to the following:
The first comments were, "Troy hit my face.
Troy punched Mom-mom's face. I punch you
fucking face." He would repeat over and over
again, "Troy, Troy, Troy." He would blurt
out, "bitches. Fuck you bitches. Fuck you
up."
At some point I wrote in here that at some
point during these outbursts he would —— some
words I could hear and understand and then
others I couldn't. He would clench his fist
and scream out and some of which I couldn't
understand what he was saying.
Back in Skinner's apartment, the police investigation
continued. The apartment had not been ransacked —— the laptop
computer was still in the kitchen, and Skinner was wearing
jewelry. Other than where Skinner's body was found, there was
no blood in the apartment and no other signs to indicate a
struggle.
Testimony from Dr. Gerald Feigin, the medical examiner for
Camden, Gloucester, and Salem counties, indicated the existence
A-3910-10T3 6
of thirty separate stab and incise wounds on Skinner's body,2
not
including defensive wounds on Skinner's hands. Dr. Feigin
opined that the cause of death was the infliction of multiple
stab wounds, including those that struck Skinner's left lung and
another that cut her small intestine. Dr. Feigin further
expressed the view that "each of the wounds inflicted on Krystal
Skinner could have been caused" by a twelve-inch serrated knife
found at the scene.
Michael Thompson, a long-time friend of Whye's, testified
for the State that he called Whye after learning about Skinner's
death. Thompson asked Whye about Skinner's death, and "[Whye]
said he snapped." Thompson asked Whye to turn himself in and
told Whye that the police were looking for him.
Ted Robertson, another friend of Whye's, also testified for
the State. He stated that shortly after Skinner's death he had
a telephone conversation with Whye who told Skinner that "it was
messed up" and he had "lost control." Robertson said that Whye
admitted getting into an argument with Skinner who then "asked
him to get out." Whye said he was going to make something to
eat and "they continued to argue."
After making oatmeal, Whye "turned around and [Skinner]
had a knife in her hand and she was asking him to get out."
2
These wounds were inflicted to Skinner's neck, chest, back,
abdomen, thigh, arm, finger and scalp.
A-3910-10T3 7
Whye told Robertson that "he lost control, that he blacked out
. . . he started stabbing her and he blacked out." After coming
to, Whye "[saw] the mess," realized Justin was in another room,
"he kissed [Skinner] on the forehead, . . . and then he left."
Robertson encouraged Whye to turn himself in to the police
because he did not want him to get hurt. Robertson told Whye
that Robertson and his sister, a Camden police sergeant, "would
come to get him to escort him in." Whye hesitated because he
was concerned about getting money in "his account while he was
incarcerated."
Robertson then contacted Lieutenant Martin Devlin of the
major crimes unit at the Camden County Prosecutor's Office.
Eventually, Robertson put Whye in touch with Devlin. Later,
Whye told Robertson that he had called Devlin and had "made
plans on turning [himself] in."
Devlin's testimony confirmed this. On March 29, 2008,
while driving, Devlin received a telephone call from someone
identifying himself as "Troy." Devlin pulled over to take the
call, and took out a notebook to record their conversation
verbatim. Devlin had been expecting the call from Whye because
it had been "prearranged." Devlin explained what happened next:
[Whye said,] Sarge, I want to get this over
with. And [Devlin] said, I think that's the
best all-around thing for you to do, Troy.
And he said, I know I was wrong. I'm going to
take responsibility, but before I come in I
A-3910-10T3 8
just want to talk to my family. I'd like them
with me when I turn myself in. [Devlin] said,
I think that's a good idea, Troy. Do what you
have to do, but we need to talk with you as
soon as possible. Every young cop in Camden
has a picture of you, and I don't want to see
anyone get hurt. Come in and tell us your
side of the story. Maybe there's a reason why
it happened. Maybe you won't have to spend
the rest of your life in jail. [Whye]
answered, yeah, I hope I don't, Sarge. I'm
not really a bad guy. I don't want to spend
the rest of my life in jail.
Officer Joseph Graziano of the Delaware River Port
Authority testified that on March 31, 2008, he was "stationed at
the transit unit for patrol[,] which is the PATCO High
Speedline" in the "Broadway sector." Graziano received
information that "someone matching [] Whye's description had
just entered the Broadway station." Graziano "notified [the]
central dispatch to hold the incoming train approaching Broadway
so . . . [Graziano] and [an]other officer . . . could search
[the train] for [Whye]." The officers approached Whye, who upon
request identified himself as Troy Washington, and detained him.
Several months later, Whye was indicted for the murder of
Skinner, unlawful possession of a weapon, and the endangerment
of Justin. Following several pretrial N.J.R.E. 104 hearings,
the jury trial commenced in November 2010. After five days of
trial, in which Whye defended himself with the assistance of
standby counsel, the jury found Whye guilty of all charges.
Sentencing occurred in January 2011, after which Whye appealed.
A-3910-10T3 9
II.
On appeal Whye presents the following points for our
consideration:
POINT I: THE TRIAL COURT ERRED IN
PERMITTING TOO MUCH HEARSAY TESTIMONY BEFORE
THE JURY, INCLUDING PERMITTING THE JURY TO
HEAR ALLEGED COMMENTS MADE BY A TWO-YEAR-OLD
CHILD (PARTIALLY RAISED BELOW).
POINT II: THE TRIAL COURT ERRED IN REFUSING
TO CHARGE PASSION/PROVOCATION TO THE JURY.
POINT III: DEFENDANT'S RIGHT TO CONFRONT
THE STATE'S CASE AGAINST HIM WAS INFRINGED
AT TRIAL.
POINT IV: THE TRIAL COURT ERRED IN DENYING
DEFENDANT'S MOTION FOR ACQUITTAL, AND THE
JURY CHARGES ON THE CHILD ENDANGERMENT
CHARGE WERE INSUFFICIENT TO SUSTAIN
CONVICTION (PARTIALLY RAISED BELOW).
POINT V: FORCING DEFENDANT, WHO WAS
REPRESENTING HIMSELF AT TRIAL, PRO SE, TO
REFER TO HIMSELF IN THE THIRD PERSON BEFORE
THE JURY INFRINGED DEFENDANT'S
CONSTITUTIONAL RIGHT TO SELF-REPRESENTATION
AND DEPRIVED DEFENDANT OF A FAIR TRIAL
(PLAIN ERROR).
POINT VI: DEFENDANT'S SENTENCE IS IMPROPER
AND EXCESSIVE.
In a pro se supplemental brief, Whye adds the following issues:
POINT I: THE TRIAL COURT ERRED IN PERMITTING
JUROR NUMBER 9 TO REMAIN ON THE JURY AFTER
POSSIBLE BIAS INFORMATION, ABOUT THEN [SIC]
BEHAVIO[]R, WAS BROUGHT TO THE COURT'S
ATTENTION.
POINT II: THE TRIAL COURT ERRED IN
PERMITTING [THE] JURY FOR[E]MAN TO REMAIN ON
THE JURY AFTER SHE BROUGHT UP HER PERSONALLY
A-3910-10T3 10
KNOWING SOMEONE, EITHER ON THE DEFENDANT[']S
SIDE, OR THE VICTIM'S SIDE.
We start with the question whether the trial judge erred in
refusing to instruct the jury about murder's lesser-included
offense of passion-provocation manslaughter, N.J.S.A. 2C:11-
4(b)(2). This is not a case where a defendant raises such issue
for the first time on appeal, triggering a plain error review.
See e.g., State v. Taylor, 350 N.J. Super. 20, 38 (App. Div.),
certif. denied, 174 N.J. 190 (2002). Instead, Whye raised the
prospect of the lesser-included offense, and its associated jury
instruction —— calling it "heat of passion" —— during a charge
conference just before Whye rested his defense. The following
colloquy occurred at that time:
THE COURT: Sir, you told —— first of all,
you told me that wasn't in the case, sir.
You told me there was no heat of passion. [3
]
And what evidence, if anything, has been
presented indicating there is a heat of
passion, sir?
MR. WHYE: Evidence of Michael Thompson.
THE COURT: What did he say, sir?
3
We have been unable to find any reference in the record of
where Whye "told [the judge] there was no heat of passion." The
State points to a proceeding that occurred in January 2010, but
the cited transcript refers only to the State's concern about a
possible alibi defense and a justification defense. Whye did
indicate at that time —— eleven months before trial —— that
there was "[n]ot going to be a justification defense," but that
concession cannot serve as a waiver of submitting, if
appropriate, the lesser-included offense of passion-provocation
manslaughter to the jury.
A-3910-10T3 11
MR. WHYE: The defendant said he snapped.
THE COURT: How's that in the heat of
passion, sir?
MR. WHYE: Somebody just snaps. So, it's
like in the heat of the moment.
THE COURT: Well, sir, the problem with this,
sir, is that basically you have to admit
that you did the stabbing and say I —— this
is what happened, that I snapped, that this
is what caused it, sir. And at this point,
sir, there's no evidence to that indicating
that you acted under any justification or
provocation, sir. I don't find that's in
the case at this point, sir.
THE PROSECUTOR: Judge, the only other
testimony that I could point to ——
THE COURT: Yeah.
THE PROSECUTOR: —— that might raise the
issue of passion provocation was the
testimony of Ted Robertson, who —— to whom
the defendant gave a more detailed account
of what happened ——
THE COURT: Right.
THE PROSECUTOR: —— at the point where he
said Krystal [Skinner] picked up a knife.
THE COURT: I understand that. At the most
that could be justification, self-defense.
But if the defendant's position is that it
was —— she was killed by some third party,
then he wasn't there. So, how is there any
passion provocation?
MR. WHYE: Can we leave that up to the jury
to decide, Your Honor?
THE COURT: No, sir. Before I give that type
of a charge there has to be some evidence of
A-3910-10T3 12
it, sir. And I don't find there's any
evidence of passion provocation in this case
at this time.
Ultimately, the trial judge held to this, stating he was "not
going to charge passion, provocation. There's no basis of
anything in the record at all to indicate that the defendant
acted under any passion or provocation."
"An essential ingredient of a fair trial is that a jury
receive adequate and understandable instructions. Correct jury
instructions are 'at the heart of the proper execution of the
jury function in a criminal trial.'" State v. Afanador, 151
N.J. 41, 54 (1997) (quoting State v. Alexander, 136 N.J. 563,
571 (1994) (citation omitted)). Here, Whye was charged in the
indictment with murder, that is, "purposely or knowingly
caus[ing] the death, or serious bodily injury resulting in the
death of Krystal Skinner." N.J.S.A. 2C:11-3(a)(1) and (2). The
trial court instructed the jury on the elements of murder,
together with the lesser-included offenses of aggravated
manslaughter, N.J.S.A. 2C:11-4(a)(1), and reckless manslaughter,
N.J.S.A. 2C:11-4(b)(1). The court also instructed the jury on
self-defense, N.J.S.A. 2C:3-4(a), telling the jury "[t]he
defendant may —— part of his contention is that if the State
proves that he used or threatened to use force upon another
person then that force was justifiably use[d] for his own self-
protection."
A-3910-10T3 13
Passion-provocation manslaughter is a lesser-included
offense of murder. State v. Robinson, 136 N.J. 476, 482 (1994).
It is a purposeful or knowing killing that "is committed in the
heat of passion resulting from a reasonable provocation."
N.J.S.A. 2C:11-4(b)(2). Where the record contains evidence of
passion-provocation, the State must prove beyond a reasonable
doubt —— in order to obtain a conviction for murder —— that the
purposeful killing was not the product of passion-provocation.
State v. Heslop, 135 N.J. 318, 324-25 (1994). "[M]itigation of
homicide because of passion[-]provocation is ordinarily a
question for the jury, unless the evidence is so weak as to
preclude jury consideration." State v. Crisantos (Arriagas),
102 N.J. 265, 275 (1986).
A trial court is not required to instruct the jury on the
elements of passion-provocation manslaughter "'unless there is a
rational basis for a verdict convicting the defendant of the
included offense.'" State v. Galicia, 210 N.J. 364, 384 (2012)
(quoting N.J.S.A. 2C:1-8(e)) (citation omitted). The elements
of passion/provocation manslaughter are:
[1] the provocation must be adequate; [2]
the defendant must not have had time to cool
off between the provocation and the slaying;
[3] the provocation must have actually
impassioned the defendant; and [4] the
defendant must not have actually cooled off
before the slaying.
A-3910-10T3 14
[State v. Mauricio, 117 N.J. 402, 411
(1990).]
"If counsel requests a lesser-included charge, the trial
court must give that charge if there is a rational basis in the
record to do so." State v. Garron, 177 N.J. 147, 180 n.5
(2003), cert. denied, 540 U.S. 1160, 124 S. Ct. 1169, 157 L. Ed.
2d 1204 (2004). Moreover, in making this determination, "the
judge must consider the evidence in the light most favorable to
the defendant." Taylor, supra, 350 N.J. Super. at 38.
Under the lens of these principles, our review of the
evidence leads us to conclude that there was a well-grounded
rational basis upon which a jury could have concluded that the
elements of passion-provocation manslaughter were present,
thereby subjecting the State to its burden of proof to prove the
contrary. Accordingly, the court's failure to provide that
option to the jury was erroneous.
"For an error to require reversal, there must be 'some
degree of possibility that [the error] led to an unjust result.
The possibility must be real, one sufficient to raise a
reasonable doubt as to whether [it] led the jury to a verdict
that it otherwise might not have reached.'" Galicia, supra, 210
N.J. at 388 (alterations in original) (quoting State v. Lazo,
209 N.J. 9, 26 (2012)). "If there is a rational basis in the
proofs to support a conviction of a lesser degree of criminal
A-3910-10T3 15
homicide, it is error not to submit that issue to the jury."
State v. Selby, 183 N.J. Super. 273, 280 (App. Div. 1981)
(citing State v. Powell, 84 N.J. 305 (1980)). "To force the
jury to choose on the evidence in the case between murder and
acquittal raises the possibility that the defendant[] might have
been convicted of first degree murder though [his] guilt was of
a lesser degree." State v. Sinclair, 49 N.J. 525, 543 (1967).
Evidence of provocation and passion was present in this
case. The State presented Asenith, Robertson, and Thompson,
whose combined testimony clearly reflected that a tumultuous
relationship existed between Whye and Skinner in March 2008.
For whatever reason, Whye was on the verge of being excluded
from Skinner's home, where he formerly was welcomed, and he knew
that their relationship was failing. Robertson's testimony was
the most extensive. He explained that Whye told him that "it
was messed up" and he had "lost control." Robertson said that
Whye admitted getting into an argument with Skinner who then
"asked him to get out." Whye said he was going to make
something to eat and "they continued to argue." Then Whye,
after preparing his meal, "turned around and [Skinner] had a
knife in her hand and she was asking him to get out." Whye told
Robertson that "he lost control, that he blacked out . . . he
started stabbing her and he blacked out."
A-3910-10T3 16
While subject to debate, the record would support a finding
that Whye did not arrive at Skinner's apartment already armed
with the intention of doing harm. There is also no indication
that Whye had time to cool off following the argument where
Skinner demanded that he leave, so as to suggest that what may
have followed was a premeditated act. Given the testimony about
the past storminess of Whye's relationship with Skinner, as well
as the testimony that Skinner and Whye were arguing with each
other while Skinner was holding a knife, a rational basis
existed for the jury to consider the lesser-included offense of
passion-provocation manslaughter.
By concluding here that there was enough evidence to
instruct the jury about self-defense, the trial court signaled
that it was plausible that Skinner's accosting Whye with a knife
while they were arguing was "reasonable and adequate
provocation" sufficient to incite Whye's passions. See Galicia,
supra, 210 N.J. at 379-80.
We recognize that "words alone, no matter how offensive or
insulting, never constitute sufficient provocation." State v.
Castagna, 376 N.J. Super. 323, 357 (App. Div. 2005), rev'd on
other grounds, 187 N.J. 293 (2006). However, when words are
accompanied by a threatening act, like reaching for or holding a
pipe wrench, see State v. Vigilante, 257 N.J. Super. 296, 301-02
(App. Div. 1992), or a kitchen knife, as here, the provocation
A-3910-10T3 17
leaves the "words alone" category. Also, a course of conduct
over a period of time may constitute sufficient provocation.
See State v. Erazo, 126 N.J. 112, 124 (1991) (stating that
"continuing strain in a marriage fraught with violence" may
constitute sufficient provocation); see also State v. Guido, 40
N.J. 191, 211 (1963) (holding that "[A] course of ill treatment
which can induce a homicidal response in a person of ordinary
firmness and which the accused reasonably believes is likely to
continue, should permit a finding of provocation.").
In the present case the jury could have believed the
evidence accumulated through the testimony of Asenith,
Robertson, and Thompson. If so, it was entitled to find that
past history supported Whye's reaction that when Skinner held a
knife and demanded that he leave the home of his son, she had
the intention to grievously harm him. The jury could further
logically find that Whye then lost control and inflicted the
fatal wounds that ended Skinner's life. We emphasize that the
jury was not obligated to accept this version of events.
Although these were the State's witnesses, the State also
presented contrary evidence that arguably discredited Whye's
theory of diminished responsibility pursuant to passion-
provocation principles.
However, the persuasiveness of Whye's case is not the test
of whether the trial court's missing jury instruction on
A-3910-10T3 18
passion-provocation manslaughter was prejudicial. "The
threshold for such an instruction is low; whenever there is room
for dispute whether the jury can find a defendant guilty of
passion[-]provocation manslaughter, the jury must be instructed
about that offense." Vigilante, supra, 257 N.J. Super. at 306.
We are satisfied that in precluding the jury from
considering passion-provocation manslaughter, the court
committed an error capable of producing an unjust result with
respect to Whye's convictions for purposeful and knowing murder,
as well as all of the remaining charges. Accordingly, a new
trial is required. Thus, it is unnecessary to address the
arguments contained in Whye's pro se supplemental brief and the
challenge to his sentence. We further conclude that the
arguments raised in Points III and IV regarding third-party
guilt and the denial of Whye's motion for acquittal are without
sufficient merit to warrant discussion. See R. 2:11-3(e)(2).
However, for the sake of completeness, and for guidance of the
parties on remand, we will briefly address the issues raised in
Points I and V.
Whye claims that "too much hearsay" reached the ears of
jurors, including the outbursts of Justin right after Skinner's
lifeless body was discovered. Furthermore, he claims that his
constitutional right to self-representation was eroded by the
A-3910-10T3 19
trial court's order that he refer to himself in the third
person. We do not find Whye's arguments persuasive.
"A trial court's ruling on the admissibility of evidence is
reviewed on appeal for abuse of discretion." State v. Rose, 206
N.J. 141, 157 (2011). Whye has challenged both the
admissibility of Asenith's testimony concerning statements made
by Skinner, as well as statements made by two-year-old Justin
after the arrival of the police, as hearsay. Our review of the
record satisfies us that Asenith's testimony was unexceptionable
insofar as it illuminated the victim's state of mind and was not
offered for the truth of the matters asserted. As for Justin's
outbursts to Tweedley, we concur that they were admissible as
excited utterances under N.J.R.E. 803(c)(2) because they were
the product of a startling event while still under the stress
caused by the event. See State v. Buda, 195 N.J. 278, 296
(2008) (noting that the three-year-old made "an unsolicited
'blurted-out' statement" much like that of Justin here).
Whye's remaining argument, a challenge to the trial court's
supposed order to refer to himself in the third-person, is
unconvincing. We first note that Whye does not identify where
in the proceedings he was supposedly ordered to conduct himself
in the manner asserted. The State claims that there never was
an order by the trial court requiring Whye to refer to himself
A-3910-10T3 20
as "Mr. Whye."4
However, Whye did state the following to the
jury in his opening statement, which went unchallenged:
Because I am representing myself, the Court
has instructed me that whenever I refer to
myself, the defendant, that I do it in third
person. You will, therefore, hear me talk
about Mr. Whye and ask questions of witnesses
about Mr. Whye. I am doing this so because
that is what the Court has instructed me to
do.
Also, at sentencing, the court said, "Mr. Whye, you don't have
to speak in the third person . . . at this time, sir." We
therefore assume that Whye's references to himself in the third
person were either the product of an instruction that was not
captured in the record or resulted from a misunderstanding.
4
At a pre-trial hearing on September 24, 2009, during Whye's
motion requesting permission for self-representation, the judge
noted,
Now, when you're making statements as a
defense counsel, as your own lawyer, it's
possible that you cross the line of separating
the fact that you're an attorney from being a
witness and then you start to testify.
. . . .
Now, you may find it difficult to avoid
commenting on testimony you elicit on direct
or cross examination, especially if you know
the witness. Such commenting is not proper.
You will not be able to comment in that
regard.
A-3910-10T3 21
Because this putative error was not raised in the trial
court, we review Whye's contentions under the plain error
standard. See R. 2:10-2 (noting that "[a]ny error or omission
shall be disregarded by the appellate court unless it is of such
a nature as to have been clearly capable of producing an unjust
result"). "In other words, was the possibility of injustice
'sufficient to raise a reasonable doubt as to whether the error
led the jury to a result it otherwise might not have reached'?"
State v. Taffaro, 195 N.J. 442, 454 (2008) (quoting State v.
Macon, 57 N.J. 325, 336 (1971)). We conclude that it would not
have.
Requiring Whye to refer to himself in the third-person,
while cumbersome, had the salutary effect of constantly
reminding Whye that any statements or questions that he uttered
in the presence of the jury could neither be testimonial in
nature nor be used by the jury to decide the relevant issues.
Whye did not contemporaneously object to the third-person usage
and appeared to have little difficulty in maintaining the
required protocol. Whye was warned about the various and many
pitfalls that could befall him if he chose to proceed pro se,
and he willingly undertook that burden. Although we do not
suggest that the use of the third-person is obligatory in all
pro se situations, we fail to observe any prejudice, much less
A-3910-10T3 22
prejudice that might have led the jury to a result it otherwise
might not have reached.
"'A trial judge has the ultimate responsibility to control
the trial in the courtroom and is given wide discretion to do
so.'" State v. Castoran, 325 N.J. Super. 280, 285 (App. Div.
1999) (quoting Ryslik v. Krass, 279 N.J. Super. 293, 297 (App.
Div. 1995)), certif. denied, 163 N.J. 78 (2000). "Included in
this broad discretion is the authority to restrict . . . conduct
which is impermissibly testimonial in nature." Ibid. The
court's rulings on such matters are reviewed for an abuse of
discretion. See State v. Kuchera, 198 N.J. 482, 494-502 (2009).
If the trial court mandated the use of the third-person here, it
was not an abuse of discretion, and had no capacity to
negatively infringe upon Whye's Sixth Amendment right of self-
representation.
Reversed and remanded for a new trial on all charges.