Real Time Energy Quantity

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Settlements & Billing Configuration Guide: Real Time Energy Quantity Pre-calculation Version 5.4 3 Formatted: Highlight

Transcript of Real Time Energy Quantity

Page 1: Real Time Energy Quantity

Settlements & Billing

Configuration Guide: Real Time Energy Quantity

Pre-calculation

Version 5.4 3

Formatted: Highlight

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Settlements & Billing Version: 5.43

Configuration Guide: Real Time Energy Quantity Date: 10/27/11 12/20/11

CAISO, 2012 Page 2 of 33

Table of Contents

1. Purpose of Document 3

2. Introduction 3

2.1 Background 3 2.2 Description 4

3. Charge Code Requirements 4

3.1 Business Rules 4 3.2 Predecessor Charge Codes 7 3.3 Successor Charge Codes 8 3.4 Inputs External Systems 8 3.5 Inputs - Predecessor Charge Codes or Pre-calculations 13 3.6 CAISO Formulas 15 3.7 Outputs 25

4. Charge Code Effective Dates 32

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1. Purpose of Document

The purpose of this document is to capture the business and functional requirements for the MRTU SaMC Real Time Energy Pre-calculation.

2. Introduction

2.1 Background

The CAISO calculates and accounts for Imbalance Energy for each Dispatch Interval and settles Imbalance Energy for each Settlement Interval for each resource within the CAISO Control Area and all System Resources Dispatched in Real-Time.

Imbalance Energy consists of following:

IIE – Real Time Instructed Imbalance Energy Settlement (CC 6470) and HASP Energy, Congestion, Loss Pre-Dispatched Settlement (CC 6051)

UIE – Real Time Uninstructed Imbalance Energy Settlement (CC 6475)

UFE – Real Time Unaccounted for Energy Settlement (CC 6474)

To the extent that the sum of the Settlement Amounts for IIE, UIE, and UFE does not equal zero, the CAISO will assess Charges or make Payments in Real Time Imbalance Energy Offset (CC 6477) for the resulting differences to all Scheduling Coordinators based on a pro rata share of their Measured Demand for the relevant Settlement Interval.

For non-Dynamic System Resources, CAISO currently calculates via a post process both Dispatch Interval Instructed Imbalance Energy (IIE) quantities and Settlement Interval Deemed Delivered quantities by utilizing the Real Time Interchange schedules recorded in the Interchange Transaction Scheduling System (BITS) considering any changes resulting from the control area check out process by CAISO that has occurred before the Settlements process. For MRTU, Dispatch Interval IIE quantities will be generated by the Market Quality System (MQS) based upon market results while the Settlement Interval Deemed Delivered quantities will be calculated by Settlements using the Real-Time “Checked Out” Interchange Schedules recorded in the Interchange Transaction Scheduling System (ITSS). Because MQS is using market results rather than the recorded quantities in ITSS after the control area check process, the sum of the Dispatch Interval IIE quantities will differ from the hourly quantities recorded in ITSS. This difference will be captured as an Operational Adjustment (OA). OA will be settled distinctly from other Imbalance Energy in the above relevant Charge Codes.

In the Real-Time Market, the negative and positive Congestion Charges associated with a valid post-Day-Ahead TOR and ETC schedule change (including changes submitted to the Hour-Ahead Scheduling Process and changes submitted closer to Real-Time where allowed by the contract) will be reversed in CC 6474 RT Instructed Imbalance Energy Settlement on the standard Real-Time 10-minute interval basis. Because Congestion Charges are implicitly collected by the CAISO in the Real-Time settlement and there are no holders of rights to receive Real-Time Congestion revenues under the MRTU design, all charges for Real-Time Congestion will be accumulated in a special and separate neutrality account to be distributed back to non-ETC Control Area metered Demand and exports on a per-MWh basis in Real Time Congestion Offset (CC 6774).

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2.2 Description

The Real Time Energy Quantity pre-calculation calculates various Real-Time Energy quantities that are used in settlement of Instructed Imbalance Energy (IIE) and Uninstructed Imbalance Energy (UIE). The calculation shall determine the following Energy quantities for each resource for each Settlement Interval:

Real-Time UIE –Total Real-Time Uninstructed Imbalance Energy (UIE) for a

Resource

Real-Time UIE1 – Real Time Uninstructed Imbalance Energy Type 1 (UIE1)

attributable to deviation from the resource‟s IIE

Real-Time UIE2 – Type 2 Real Time Uninstructed Imbalance Energy (UIE2)

attributable deviation from the resource‟s Day-Ahead Schedule

IIE Regulation – IIE Regulation is the derived imbalance energy attributed to

Regulating Energy for a Resource

A subset of Total IIE that includes Optimal, Minimum Load, Ramping Energy

Deviation, Rerate, Real-Time Self-Schedule, Regulation, MSS Load Following

Energy, Real-Time Pumping Energy and Exceptional Dispatch Energy for the

Settlement Interval. This quantity is input to RT Price Pre-calculation

Settlement Interval Total IIE 1, a subset of IIE that includes Optimal, Minimum Load,

Ramping Energy Deviation, Rerate, Real-Time Self-Schedule, and Regulation

Energy for the Settlement Interval. This quantity is input to CC 6470 RT Instructed

Imbalance Energy Settlement.

Real-Time Operational Adjustment (OA) – The energy difference accounted between

Day Ahead Schedules, HASP Schedules and relevant IIE compared with its Real

Time Interchange Schedule for System Resources.

Real-Time Operational Adjustment from HASP Energy – The energy difference

accounted between the HASP Energy and the Real Time Interchange Schedule for a

System Resource.

Real-Time Operational Adjustment from DA or RT Energy – The energy difference

accounted between the DA Energy or RT Instructed Imbalance Energy and the Real

Time Interchange Schedule for a System Resource.

3. Charge Code Requirements

3.1 Business Rules

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Bus

Req ID Business Rule

1.0 A positive Energy value indicates incremental Energy.

1.1 A negative Energy value indicates decremental Energy.

1.2 A positive Ramping Energy Deviation indicates positive deviation from Standard Ramping Energy and Scheduled Energy.

1.3 A negative Ramping Energy Deviation indicates negative deviation from Standard Ramping Energy and Scheduled Energy

1.4 The Dispatch Interval Period is 5 minutes.

1.5 The Settlement Interval Period is 10 minutes.

2.0 The Settlement Interval Real-Time UIE shall be calculated by subtracting Settlement Interval Regulation Energy from Settlement Interval Energy Difference.

2.1

The Settlement Interval Real-Time Energy Difference shall be calculated by

subtracting from the Real-Time Imbalance Energy the following quantities: (a)

Settlement Interval Total IIE Part 1, (b) Settlement Interval Exceptional IIE, (c)

Settlement Interval Residual Imbalance Energy, (d) MSS IIE, (e) Settlement Interval

Standard Ramping Energy, (f) Settlement Interval HASP Energy, (g) Settlement

Interval OA Energy

2.2 The Settlement Interval Real-Time Imbalance Energy shall be calculated by subtracting Settlement Interval Day Ahead Energy from Settlement Interval Metered Energy for the resource.

2.3 The Settlement Interval Day Ahead Energy for a resource shall be calculated by dividing Day Ahead Schedule by 6.

2.4 The Settlement Interval Total IIE Part 1 shall be calculated by adding the two Dispatch Interval Total IIE Part 1 quantities associated with the Settlement Interval.

2.5

The Dispatch Interval Settlement Interval Total IIE Part 1 shall be calculated by adding the following IIE components:

Optimal Energy dispatched through the Real-Time Market optimization process which consists of one or more of the following Energy types (Real-Time Energy, Spinning, Non-Spinning)

Minimum Load Energy from units Dispatched in Real-Time

Ramping Energy Deviation

Rerate Energy

Incremental Real-Time Self-Scheduled Energy

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Bus

Req ID Business Rule

2.6

Settlement Interval Total Instructed Imbalance Energy excluding Residual shall be calculated by adding the following IIE components:

Settlement Interval Total IIE Part 1

Settlement Interval Regulation Energy

Settlement Interval MSS IIE (Load Following Energy)

Settlement Interval Exceptional IIE no including Voltage Support and Black Start

2.7

The Settlement Interval OA Energy shall be calculated by subtracting the following Energy components from Settlement Interval Metered Energy for the System Resource:

Settlement Interval Day Ahead Energy

Settlement Interval HASP Energy

Sum of the Dispatch Interval Optimal IIE in the Settlement Interval

Total Exceptional Dispatch IIE for the Settlement Interval

2.8 The Settlement Interval OA from HASP Energy shall be calculated as the difference between Real Time Interchange Schedule and the HASP Energy for the Settlement Interval.

2.9 The Settlement Interval OA from Day Ahead or Real Time Instructed Imbalance Energy is calculated as the difference between the Settlement Interval OA Energy and the Settlement Interval OA from HASP Energy.

2.10

For System Resources designated as MSS load following resources, the Settlement Interval HASP MSS Load Following Self Schedule Energy is calculated as the difference between Settlement Interval HASP Self Schedule and Settlement Interval Day Ahead Schedule.

2.11

For System Resources designated as MSS load following resources, the Settlement Interval MSS Load Following Energy Difference is calculated the difference between MSS Load Following Metered Energy and MSS Load Following Total Expected Energy.

2.12

For System Resources designated as MSS load following resources, the Settlement Interval MSS Load Following OA Energy is equal to the Settlement Interval OA Energy where Settlement Interval MSS Load Following Energy Difference is not equal to zero.

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Bus

Req ID Business Rule

3.0

The Settlement Interval Regulation Energy shall be calculated as:

Minimum of Settlement Interval Regulation Up Capacity and Settlement Interval Energy Difference calculated above, if the Settlement Interval Energy Difference is greater or equal to zero

Maximum of negative of Settlement Interval Regulation Down Capacity and Settlement Interval Energy Difference calculated above, if the Settlement Interval Energy Difference is less than zero

3.1 For purposes of input in calculating the Settlement Interval Real-Time LMP, the Settlement Interval Regulation Energy will be divided by 2 to determine 5 min Dispatch Interval Regulation Energy quantity.

4.0 The Settlement Interval Real-Time UIE type 1 for each resource for each Settlement Interval shall only be calculated if the UIE Quantity Exception Flag is True.

4.1 The Settlement Interval Real-Time UIE 2 for each resource shall be calculated by subtracting the resource‟s Settlement Interval Real-Time UIE 1 from Settlement Interval Real-Time UIE.

5.0 Proxy Demand Resource (PDR) represents the demand response portions of the load from a Load Serving Entity.

5.1 PDRs are eligible to participate in the day-ahead energy market, 5-minute real-time energy market, and ancillary services market to provide non-spinning reserve.

5.2 A PDR bids to curtail load as a generator and will be assessed Real Time Charges like any other generator.

5.4

In order to avoid double payment for demand response and accurately settle the Uninstructed Imbalance Energy for load serving entities (LSE) associated with PDRs, a Demand Response adjustment quantity will be added to the LSE‟s Resource Meter Quantity.

5.4 The adjusted LSE meter quantity will be used to determine the Uninstructed Imbalance Energy quantity for the LSE‟s Load resource.

3.2 Predecessor Charge Codes

Charge Code/ Pre-calc Name

System Resource Deemed Delivered Energy Quantity Pre-calculation

MSS Netting Pre-calculation

Ancillary Services Pre-Calculation

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3.3 Successor Charge Codes

Charge Code/ Pre-calc Name

Real Time Price Pre-calculation

Real Time Instructed Imbalance Energy Settlement (CC 6470)

Real Time Uninstructed Imbalance Energy Settlement (CC 6475)

Intermittent Resources Net Deviation Allocation (CC 721)

Intermittent Resources Net Deviation Settlement (CC 711)

Real Time Congestion Offset (CC 6774)

Metered Energy Adjustment Factor Pre-calculation

Declined Hourly Pre-Dispatch Penalty (CC 6455)

GMC Market Services Charge (CC 4560)

GMC System Operations Charge (CC 4561)

3.4 Inputs External Systems

Input

Req ID Variable Name Description

1

DispatchIntervalOptimalIIE

BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif

Incremental or Decremental Optimal IIE for Business Associate B, Resource r, Resource type t, bid segment b, Trading Hour h, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, MSS Subgroup M‟, and Penalty Location ID R‟ are mapped to the Master File.

Incremental IIE quantities are positive

Decremental IIE quantities are negative

This quantity shall only exist for Dispatchable resources.

2 DispatchIntervalRerateEnergy

BrtuT‟I‟M‟R‟W‟F‟S‟VL‟hif

Energy produced or consumed due to a rerated Pmin or derated Pmax (as logged in SLIC) for Business Associate B, Resource r, Resource

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Input

Req ID Variable Name Description

type t, Trading Hour h, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟ are mapped to the Master File.

3 DispatchIntervalIIEMinimumLoadEnergy

BrtuT‟I‟M‟R‟W‟F‟S‟VL‟hif

Energy from operation at Minimum Load for Business Associate B, Resource r, Resource type t, Trading Hour h, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, MSS Subgroup M‟, and S‟ Entity Component Subtype are mapped to the Master File.

4 DispatchIntervalRampingEnergyDeviation

BrtuT‟I‟M‟R‟W‟F‟S‟VL‟hif

Ramping Energy Deviation for Business Associate B, Resource r, Resource type t, Trading Hour h, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where Entity Type T‟, UDC Index u, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟ are mapped to the Master File

5 ExceptionalDispatchIIE

BrtuT‟ObI‟M‟AA‟R‟W‟F‟S‟VL‟Phif

Exceptional Dispatch IIE for Business Associate B, Resource r, Resource type t, Exceptional Dispatch Type O, bid segment number b, Trading Hour h, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟ are mapped to the Master File.

6 DispatchIntervalResidualIIE

BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif

Residual Imbalance Energy for Business Associate B, Resource r, Resource type t, bid segment number b , Trading Hour h, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS

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Input

Req ID Variable Name Description

Subgroup M‟ are mapped to the Master File.

7 DispatchIntervalMSSIIE

BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif

MSS IIE (load following Energy) for Business Associate b, Resource r, Resource type t, bid segment number B, Trading Hour h, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟ are mapped to the Master File.

8 DispatchIntervalRTSelfScheduleEnergy

BrtuT‟I‟M‟R‟W‟F‟S‟VL‟hif

Dispatch Interval Real-Time Self-Schedule Energy for Business Associate B, Resource r, Resource type t, Trading Hour h, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟ are mapped to the Master File.

The value is an incremental change (positive or negative) with respect to Day Ahead Self-Schedule Energy.

9 DispatchIntervalRTPumpingEnergy

BrtuT‟I‟M‟R‟W‟F‟S‟VL‟hif

Dispatch Interval RT Pumping Energy for Business Associate B, Resource r, Resource type t, Trading Hour h, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟ are mapped to the Master File.

10 DAPumpingEnergy BrtuT‟I‟M‟R‟W‟F‟S‟VL‟hif

DA Pumping Energy for Business Associate B, Resource r, Resource type t, Trading Hour h, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟ are mapped to the Master File.

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Input

Req ID Variable Name Description

11 HASPEnergy BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif

Dispatch Interval HASP Energy for Business Associate B, Resource r, Resource type t, Trading Hour h, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟ are mapped to the Master File.

12 UIEQuantityExceptionFlag Brt

Uninstructed Energy Quantity Exception Flag per Business Associate B, Resource r, and Resource type t

This is standing data.

13 DAGenSchedule BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif

DA Generation Schedule for Business Associate b, Resource r, Resource type t, Trading Hour h, bid segment B, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟ are mapped to the Master File.

Expected Energy Allocation quantity provided by MQS as DA Schedule Energy. This quantity may represent DA Awarded Bid Energy or it may represent the total of Self-Schedule and Minimum Load. If the corresponding bid price (mapped as a separate bill determinant) is null, then DAGenSchedule is the total of Self-Schedule and Minimum. Otherwise, the quantity represents DA Awarded Bid Energy.

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Input

Req ID Variable Name Description

14 DALoadSchedule BrtuT‟I‟M‟AA‟R‟W‟F‟S‟VL‟ph

DA Load Schedule for Business Associate B, Resource r, Resource type t, and Trading Hour h as provided by MQS where UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟ are mapped to the Master File (Load Schedule quantity is a negative value).

15 DAImportSchedule BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif

DA Import Schedule for Business Associate B, Resource r, Resource type t, Trading Hour h, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟ are mapped to the Master File.

17 DAExportSchedule BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif

DA Export Schedule for Business Associate B, Resource r, Resource type t, Trading Hour h, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟ are mapped to the Master File (Export Energy Schedule quantity is a negative value).

18 HourlyPredispatchFlag Brth

Energy bid flag that indicates the Business Associate B, Resource r can only be pre-dispatched for the Trading Hour h.

19 DispatchIntervalStandardRampingEnergy

BrtuT‟I‟M‟R‟W‟F‟S‟VL'hif

Standard Ramping Energy for Business Associate B, Resource r, Resource type t, Trading Hour h, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟ are mapped to the Master File.

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Input

Req ID Variable Name Description

20 DispatchIntervalPDRLoadAggregateAdjust

mentQuantity BrtuT‟I‟M‟R‟W‟F‟S‟VL'hif

Load Adjustment Quantity associated with PDRs for Business Associate B, Resource r, Resource type t, Trading Hour h, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟

21 HourlyHASPSelfScheduleQuantity

BrtuT‟I‟M‟R‟W‟F‟S‟VL‟h

Hourly HASP Self Schedule Quantity for Business Associate B, Resource r, Resource type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟ of Trading Hour h.

22 DispatchIntervalTotalExpectedEnergy

BrtEuT‟I‟M‟VL‟W‟R‟F‟S‟hif

Dispatch Interval Energy (provided by MQS) that corresponds to the Energy under the DOP for Business Associate B, Resource r, Resource type t, Energy Type E, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, RUC Participation Flag V, Load Following Flag L‟, MSS Emission Pay Flag W‟, Penalty Resource ID R‟, Entity Component Type F‟, Entity Component Subtype S‟, Trading Hour h, Settlement Interval i, Dispatch Interval f. Energy quantity can be either positive or negative value.

3.5 Inputs - Predecessor Charge Codes or Pre-calculations

Input Req

ID Variable Name

Predecessor Charge Code/ Pre-

calc Configuration

1

SettlementIntervalDeemedDeliveredInterchangeEnergyQuantity

BrtEuT‟I‟Q‟M‟AA‟F‟R‟pPW‟QS‟d‟Nz‟OVvHn‟L‟mdhi

System Resource Deemed Delivered Energy Pre-calculation

Although Billing Determinant contains a superset of attributes, only Business Associate (B) Resource r, Resource Type t,

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Input Req

ID Variable Name

Predecessor Charge Code/ Pre-

calc Configuration

Energy Type E, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟. Trading Hour h and Settlement Interval i will be utilized in this Pre-calculation (Import quantity is a positive value, export quantity is a negative value).

2

BAResEntitySettlementIntervalMeteredGenerationQuantity

BrtT‟Q‟uI‟M‟AA‟R‟pW‟QF‟S‟d‟n‟Nz‟HvPVL‟mdhi

MSS Netting Pre-calculation

Although Billing Determinant contains a superset of attributes, only Business Associate (B) Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i will be utilized in this Pre-calculation.

3

BAResEntitySettlementIntervalMeteredCAISODemandQuantity

BrtT‟Q‟uI‟M‟AA‟R‟pW‟QF‟S‟d‟n‟Nz‟HvPVL‟mdhi

MSS Netting Pre-calculation

Although Billing Determinant contains a superset of attributes, only Business Associate (B), Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i will be utilized in this Pre-calculation.

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Input Req

ID Variable Name

Predecessor Charge Code/ Pre-

calc Configuration

3

BAResEntitySettlementIntervalOMARChannel1LoadQuantity

BrtuT‟I‟Q‟M‟AA‟F‟R‟pPW‟QS‟d‟Nz‟VvHn‟L‟mdhi

MSS Netting Pre-calculation

Ten-minute CAISO metered Load (in MWh as a negative value) that is received from OMAR Channel 1for resource ID r of resource type t, Entity Component Type F‟ and Entity Component Subtype S‟, and Business Associate B and UDC/MSS u of entity type T‟ and gross/net settlement type I‟, having MSS Emissions Pay Flag W‟, RUC Participation Flag V, and Load Following Selection Flag L‟, for Aggregated Pricing Node A of Aggregated Pricing Node Type A‟, and for Settlement Interval i of Trading Hour h, Trading Day d and Trading Month m. For all output values t = „LOAD‟

4 HourlyTotalAwardedRegUpBidCapacity

BrtF’S’dh

Hourly Total Regulation Up Awarded Bid Capacity for Business Associate B resource r for Trading Day d and Trading Hour h. (MW)

5 HourlyTotalAwardedRegDownBidCapacity BrtF’S’dh

Hourly Total Regulation Down Awarded Bid Capacity for Business Associate B resource r for Trading Day d and Trading Hour h. (MW)

6 HourlyTotalRegDownQSP BrtF’S’dh

Hourly Total Regulation Down Qualified Self-Provision for Business Associate B resource r for Trading Day d and Trading Hour h. (MW)

7 HourlyTotalRegUpQSP BrtF’S’dh

Hourly Total Regulation Up Qualified Self-Provision for Business Associate B resource r for Trading Day d and Trading Hour h. (MW)

3.6 CAISO Formulas

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3.6.1 SettlementIntervalRealTimeUIE BrtuT‟I‟M‟F‟S‟hi

IF HourlyPredispatchFlag Brth <> 1 THEN

SettlementIntervalRealTimeUIE BrtuT‟I‟M‟F‟S‟hi =

SettlementIntervalRealTimeEnergyDifference BrtuT‟I‟M‟F‟S‟hi –

SettlementIntervalRegulationEnergy BrtuT‟I‟M‟F‟S‟hi

ELSE

SettlementIntervalRealTimeUIE BrtuT‟I‟M‟F‟S‟hi = 0

3.6.2 HourlyTotalRealTimeUIE BrtuT‟I‟M‟hi

HourlyTotalRealTimeUIE BrtuT‟I‟M‟F‟S‟hi = i

SettlementIntervalRealTimeUIE

BrtuT‟I‟M‟F‟S‟hi

Note: The quantities are not introduced in a nested top-down hierarchical order, because of inter-dependency of quantities and to make them more readable. The calculation of SettlementIntervalRealTimeEnergyDifference is introduced in the same level as other main output quantities.

3.6.3 SettlementIntervalRealTimeEnergyDifference BrtuT‟I‟M‟F‟S‟hi

SettlementIntervalRealTimeEnergyDifference BrtuT‟I‟M‟F‟S‟hi =

SettlementIntervalRealTimeImbalanceEnergy BrtuT‟I‟M‟F‟S‟hi –

SettlementIntervalTotalIIEPart1 BrtuT‟I‟M‟F‟S‟hi –

SettlementIntervalTotalExceptionalIIE BrtuT‟I‟M‟F‟S‟hi –

SettlementIntervalResidualIIE BrtuT‟I‟M‟F‟S‟hi –

SettlementIntervalMSSIIE BrtuT‟I‟M‟F‟S‟hi –

SettlementIntervalStandardRampingEnergy BrtuT‟I‟M‟F‟S‟hi –

SettlementIntervalHASPEnergy BrtuT‟I‟M‟F‟S‟hi –

SettlementIntervalOAEnergy BrtuT‟I‟M‟F‟S‟hi

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3.6.3.1 Where

SettlementIntervalRealTimeImbalanceEnergy BrtuT‟I‟M‟F‟S‟hi =

SettlementIntervalMeteredEnergy BrtuT‟I‟M‟F‟S‟hi –

SettlementIntervalDayAheadEnergy BrtuT‟I‟M‟F‟S‟hi

3.6.3.1.1 Where SettlementIntervalDayAheadEnergy BrtuT‟I‟M‟F‟S‟hi is defined as

IF Resource type (t) = Generator THEN

SettlementIntervalDayAheadEnergy BrtuT‟I‟M‟F‟S‟hi = (b R W V L' ' ' f

DAGenSchedule BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif ) + DAPumpEnergyFiltered

BrtuT‟I‟M‟F‟S‟hif)

Else IF Resource type (t) = Load THEN

SettlementIntervalDayAheadEnergy BrtuT‟I‟M‟F‟S‟hi = A A R p W V L' ' ' '

DALoadSchedule BrtuT‟I‟M‟AA‟R‟pW‟F‟S‟VL‟h / 6

Else IF Resource type (t) = ITIE THEN

SettlementIntervalDayAheadEnergy BrtuT‟I‟M‟F‟S‟hi = b R W V L' ' ' f

DAImportSchedule BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif

Else IF Resource type (t) = ETIE THEN

SettlementIntervalDayAheadEnergy BrtuT‟I‟M‟F‟S‟hi = b R W V L' ' ' f

DAExportSchedule BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif

3.6.3.1.1.1 Where DAPumpingEnergyFiltered BrtuT‟I‟M‟F‟S‟hif is defined as

DAPumpEnergyFiltered BrtuT‟I‟M‟F‟S‟hif =

' ' 'R W V L

DAPumpingEnergy BrtuT‟I‟M‟R‟W‟F‟S‟VL‟hif

3.6.3.1.2 And where SettlementIntervalMeteredEnergy BrtuT‟I‟M‟F‟S‟hi is defined as

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SettlementIntervalMeteredEnergy BrtuT‟I‟M‟F‟S‟hi =

'Q A 'A 'R p P 'W Q 'd N 'z V v H 'n 'L

BAResEntitySettlementIntervalMeteredGenerationQuantity

BrtT‟Q‟uI‟M‟AA‟R‟pW‟QF‟S‟d‟n‟Nz‟HvPVL‟mdhif +

'Q A 'A 'R p P 'W Q 'd N 'z V v H 'n 'L

BAResEntitySettlementIntervalOMARChannel1LoadQuantity

BrtuT‟I‟Q‟M‟AA‟F‟R‟pPW‟QS‟d‟Nz‟VvHn‟L‟mdhi

BAResEntitySettlementIntervalMeteredCAISODemandQuantity

BrtT‟Q‟uI‟M‟AA‟R‟pW‟QF‟S‟d‟n‟Nz‟HvPVL‟mdhi +

' ' 'R W V L

DispatchIntervalPDRLoadAggregateAdjustmentQuantity

BrtuT‟I‟M‟R‟W‟F‟S‟VL'hif

'Q A 'A 'R p P 'W Q 'd N 'z V v H 'n 'L

SettlementIntervalRTMeterDDEVENGY BrtuT‟I‟Q‟M‟AA‟R‟pPW‟F‟S‟Qd‟Nz‟VvHn‟L‟hi

Where Resource Type <> LI

3.6.3.1.3 And Where

Resource type (t) = ITIE THEN

SettlementIntervalRTMeterDDEVENGY BrtuT‟I‟Q‟M‟AA‟R‟pPW‟F’S’Qd‟Nz‟VvHn‟L‟hi =

E O

SettlementIntervalDeemedDeliveredInterchangeEnergyQuantity

BrtEuT‟I‟Q‟M‟AA‟F‟R‟pPW‟QS‟d‟Nz‟OVvHn‟L‟mdhi

Resource type (t) = ETIE THEN

SettlementIntervalRTMeterDDEVENGY BrtuT‟I‟Q‟M‟AA‟R‟pPW‟F’S’Qd‟Nz‟VvHn‟L‟hi

=

E O

SettlementIntervalDeemedDeliveredInterchangeEnergyQuantity

BrtEuT‟I‟Q‟M‟AA‟F‟R‟pPW‟QS‟d‟Nz‟OVvHn‟L‟mdhi

3.6.3.2 And Where

Formatted: Highlight

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SettlementIntervalTotalIIEPart1 BrtuT‟I‟M‟F‟S‟hi =

f

DispatchIntervalTotalIIEPart1 BrtuT‟I‟M‟F‟S‟hif

3.6.3.2.1 Where

DispatchIntervalTotalIIEPart1 BrtuT‟I‟M‟F‟S‟hif =

' ' 'R W V L

(b

DispatchIntervalOptimalIIE BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif +

DispatchIntervalIIEMinimumLoadEnergy BrtuT‟I‟M‟R‟W‟F‟S‟VL‟hif +

DispatchIntervalRampingEnergyDeviation BrtuT‟I‟M‟R‟W‟F‟S‟VL‟hif +

DispatchIntervalRerateEnergy BrtuT‟I‟M‟R‟W‟F‟S‟VL‟hif +

DispatchIntervalRTSelfScheduleEnergy BrtuT‟I‟M‟R‟W‟F‟S‟VL‟hif +

DispatchIntervalRTPumpingEnergy BrtuT‟I‟M‟R‟W‟F‟S‟VL‟hif )

3.6.3.3 And Where

SettlementIntervalTotalExceptionalIIE BrtuT‟I‟M‟F‟S‟hi = O b A A R W V L f P' ' ' '

ExceptionalDispatchIIE BrtuT‟ObI‟M‟AA‟R‟W‟F‟S‟VL‟Phif

3.6.3.4 And Where

SettlementIntervalResidualIIE BrtuT‟I‟M‟F‟S‟hi = b R W V L f' ' '

DispatchIntervalResidualIIE BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif

3.6.3.5 And Where

SettlementIntervalMSSIIE BrtuT‟I‟M‟F‟S‟hi = f

DispatchIntervalMSSIIEFiltered

BrtuT‟I‟M‟F‟S‟hif

3.6.3.5.1 And Where

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DispatchIntervalMSSIIEFiltered BrtuT‟I‟M‟F‟S‟hif =

b R W V L' ' '

DispatchIntervalMSSIIE BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif

3.6.3.6 And Where

SettlementIntervalStandardRampingEnergy BrtuT‟I‟M‟F‟S‟hi =

' ' 'R W V L f

DispatchIntervalStandardRampingEnergy BrtuT‟I‟M‟R‟W‟F‟S‟VL‟hif

3.6.3.7 And Where

SettlementIntervalHASPEnergy BrtuT‟I‟M‟F‟S‟hi = b R W V L' ' '

HASPEnergy

BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif

3.6.3.8 And Where

IF HourlyPredispatchFlag Brth =1

THEN

SettlementIntervalOAEnergy BrtuT‟I‟M‟F‟S‟hi =

SettlementIntervalMeteredEnergy BrtuT‟I‟M‟F‟S‟hi –

SettlementIntervalDayAheadEnergy BrtuT‟I‟M‟F‟S‟hi –

SettlementIntervalHASPEnergy BrtuT‟I‟M‟F‟S‟hi –

' ' 'R W V L b f

DispatchIntervalOptimalIIE BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif –

SettlementIntervalTotalExceptionalIIE BrtuT‟I‟M‟F‟S‟hi

Where Resource type (t) = ITIE or ETIE ELSE

SettlementIntervalOAEnergy BrtuT‟I‟M‟F‟S‟hi = 0

3.6.4 SettlementIntervalRegulationEnergy BrtuT‟I‟M‟F‟S‟hi

IF SettlementIntervalRealTimeEnergyDifference BrtuT‟I‟M‟F‟S‟hi >= 0 THEN

SettlementIntervalRegulationEnergy BrtuT‟I‟M‟F‟S‟hi =

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Min (SettlementIntervalTotalRegUpCapacity BrtF‟S‟hi ,

SettlementIntervalRealTimeEnergyDifference BrtuT‟I‟M‟F‟S‟hi )

Else

SettlementIntervalRegulationEnergy BrtuT‟I‟M‟F‟S‟hi =

Max (-SettlementIntervalTotalRegDownCapacity BrtF‟S‟hi,

SettlementIntervalRealTimeEnergyDifference BrtuT‟I‟M‟F‟S‟hi )

3.6.4.1 Where

SettlementIntervalTotalRegUpCapacity BrtF‟S‟hi = (HourlyTotalRegUpQSP BrtF‟S‟h + HourlyTotalAwardedRegUpBidCapacity BrtF‟S‟h ) / 6

3.6.4.2 And Where

SettlementIntervalTotalRegDownCapacity BrtF‟S‟h i = (HourlyTotalRegDownQSP

BrtF‟S‟h + HourlyTotalAwardedRegDownBidCapacity BrtF‟S‟h ) /6

3.6.5 DispatchIntervalRegulationEnergy BrtuT‟I‟M‟hif

DispatchIntervalRegulationEnergy BrtuT‟I‟M‟F‟S‟hif = (1/2) *

SettlementIntervalRegulationEnergy BrtuT‟I‟M‟F‟S‟hi

3.6.6 SettlementIntervalRealTimeUIE1 BrtuT‟I‟M‟F‟S‟hi

IF HourlyPredispatchFlag Brth <> 1 THEN

IF SettlementIntervalRealTimeUIE BrtuT‟I‟M‟F‟S‟hi >= 0 THEN

SettlementIntervalRealTimeUIE1 BrtuT‟I‟M‟F‟S‟hi =

Min (SettlementIntervalRealTimeUIE BrtuT‟I‟M‟F‟S‟hi , (-1) * Min(0,

SettlementIntervalTotalIIEPart1 BrtuT‟I‟M‟F‟S‟hi +

SettlementIntervalResidualIIE BrtuT‟I‟M‟F‟S‟hi +

SettlementIntervalTotalExceptionalIIE BrtuT‟I‟M‟F‟S‟hi +

SettlementIntervalMSSIIE BrtuT‟I‟M‟F‟S‟hi ) )

3.6.6.1.1.1 Where

UIEQuantityExceptionFlag Brt <> TRUE for Resource r

ELSE (implies SettlementintervalRealTimeUIE BrtuT‟I‟M‟F‟S‟hi < 0)

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SettlementIntervalRealTimeUIE1 BrtuT‟I‟M‟F‟S‟hi = Max

( SettlementIntervalRealTimeUIE BrtuT‟I‟M‟F‟S‟hi , (-1) * Max(0,

SettlementIntervalTotalIIEPart1 BrtuT‟I‟M‟F‟S‟hi + SettlementIntervalResidualIIE

BrtuT‟I‟M‟F‟S‟hi + SettlementIntervalTotalExceptionalIIE BrtuT‟I‟M‟F‟S‟hi +

SettlementIntervalMSSIIE BrtuT‟I‟M‟F‟S‟hi ) )

3.6.6.1.1.2 Where

UIEQuantityExceptionFlag Brt <> TRUE for Resource r

ELSE (implies HourlyPredispatchFlag Brth = TRUE) THEN

SettlementIntervalRealTimeUIE BrtuT‟I‟M‟F‟S‟hi = 0

3.6.7 SettlementIntervalRealTimeUIE2 BrtuT‟I‟M‟F‟S‟hi

SettlementIntervalRealTimeUIE2 BrtuT‟I‟M‟F‟S‟hi =

SettlementIntervalRealTimeUIE BrtuT‟I‟M‟F‟S‟hi –

SettlementIntervalRealTimeUIE1 BrtuT‟I‟M‟F‟S‟hi

3.6.8 SettlementIntervalTotalIIENR BrtuT‟I‟M‟F‟S‟hi

SettlementIntervalTotalIIENR BrtuT‟I‟M‟F‟S‟hi = SettlementIntervalTotalIIEPart1

BrtuT‟I‟M‟F‟S‟hi + SettlementIntervalRegulationEnergy BrtuT‟I‟M‟F‟S‟hi +

SettlementIntervalMSSIIE BrtuT‟I‟M‟F‟S‟hi +

SettlementIntervalTotalExceptionalIIEnoVSBS BrtuT‟I‟M‟F‟S‟hi

3.6.8.1 Where

SettlementIntervalTotalExceptionalIIEnoVSBS BrtuT‟I‟M‟F‟S‟hi =

O b A A R W V L f P' ' ' '

ExceptionalDispatchIIE BrtuT‟ObI‟M‟AA‟R‟W‟F‟S‟VL‟Phif

Where

Exceptional Instruction Settlement type (O) is not one of (Voltage Support or Black Start)

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3.6.9 SettlementIntervalTotalIIE1 BrtuT‟I‟M‟hi

SettlementIntervalTotalIIE1 BrtuT‟I‟M‟F‟S‟hi = SettlementIntervalTotalIIEPart1

BrtuT‟I‟M‟F‟S‟hi + SettlementIntervalRegulationEnergy BrtuT‟I‟M‟F‟S‟hi

3.6.10 SettlementIntervalOAfromHASPEnergy BrtuT‟I‟M‟F‟S‟hi

IF { Resource type(t) = ITIE AND Energy Component Subtype <> „TG‟

SettlementIntervalMeteredEnergy BrtuT‟I‟M‟F‟S‟hi < = (

SettlementIntervalDayAheadEnergy BrtuT‟I‟M‟F‟S‟hi +

SettlementIntervalHASPEnergy BrtuT‟I‟M‟F‟S‟hi +

' ' 'R W V L b f

DispatchIntervalOptimalIIE BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif +

SettlementIntervalTotalExceptionalIIE BrtuT‟I‟M‟F‟S‟hi) }

THEN

SettlementIntervalOAfromHASPEnergy BrtuT‟I‟M‟F‟S‟hi =

SettlementIntervalOAfromHASPEnergy BrtuT‟I‟M‟F‟S‟hi = Max

(SettlementIntervalOAEnergy BrtuT‟I‟M‟F‟S‟hi (-1) * Max

(0, SettlementIntervalHASPEnergy BrtuT‟I‟M‟F‟S‟hi ) )

ELSE

SettlementIntervalOAfromHASPEnergy BrtuT‟I‟M‟F‟S‟hi = Min

(SettlementIntervalOAEnergy BrtuT‟I‟M‟F‟S‟hi, (-1) * Min (0,

SettlementIntervalHASPEnergy BrtuT‟I‟M‟F‟S‟hi ) )

IF {Resource type (t) = ETIE AND Energy Component Subtype <> „TG‟

SettlementIntervalMeteredEnergy BrtuT‟I‟M‟F‟S‟hi > = (

SettlementIntervalDayAheadEnergy BrtuT‟I‟M‟F‟S‟hi +

SettlementIntervalHASPEnergy BrtuT‟I‟M‟F‟S‟hi +

' ' 'R W V L b f

DispatchIntervalOptimalIIE BrtuT‟bI‟M‟R‟W‟F‟S‟VL‟hif +

SettlementIntervalTotalExceptionalIIE BrtuT‟I‟M‟F‟S‟hi) }

THEN

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SettlementIntervalOAfromHASPEnergy BrtuT‟I‟M‟F‟S‟hi = Min

(SettlementIntervalOAEnergy BrtuT‟I‟M‟F‟S‟hi, (-1) * Min (0,

SettlementIntervalHASPEnergy BrtuT‟I‟M‟F‟S‟hi ) )

Else

SettlementIntervalOAfromHASPEnergy BrtuT‟I‟M‟F‟S‟hi = Max

(SettlementIntervalOAEnergy BrtuT‟I‟M‟F‟S‟hi (-1) * Max

(0, SettlementIntervalHASPEnergy BrtuT‟I‟M‟F‟S‟hi ) )

3.6.11 SettlementIntervalOAfromDAorRTEnergy BrtuT‟I‟M‟F‟S‟hi

SettlementIntervalOAfromDAorRTEnergy BrtuT‟I‟M‟F‟S‟hi =

SettlementIntervalOAEnergy BrtuT‟I‟M‟F‟S‟hi –

SettlementIntervalOAfromHASPEnergy BrtuT‟I‟M‟F‟S‟hi

3.6.12 SettlementIntervalSystemResourceMSSLFEngy BrtuT‟I‟M‟F‟S‟hi =

(SettlementIntervalMSSLFOAEnergy BrtuT‟I‟M‟F‟S‟hi +

SettlementIntervalHASPMSSLFSelfSchdEngy BrtuT‟I‟M‟F‟S‟hi)

3.6.13 IF SettlementIntervalMSSLFMeteredEnergyDifference BrtuT‟I‟M‟F‟S‟hi = 0

THEN

SettlementIntervalMSSLFOAEnergy BrtuT‟I‟M‟F‟S‟hi = 0

ELSE

SettlementIntervalMSSLFOAEnergy BrtuT‟I‟M‟F‟S‟hi = SettlementIntervalOAEnergy BrtuT‟I‟M‟F‟S‟hi

3.6.14 SettlementIntervalMSSLFMeteredEnergyDifference BrtuT‟I‟M‟F‟S‟hi =

(SettlementIntervalMSSLFMeteredEnergy BrtuT‟I‟M‟F‟S‟hi -

SettlementIntervalSysResMSSTotalExpectedEngy BrtuT‟I‟M‟F‟S‟hi)

3.6.15 SettlementIntervalMSSLFMeteredEnergy BrtuT‟I‟M‟F‟S‟hi =

E Q A A R p P W Q d' ' ' ' ' N z V v H n L O' ' '

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SettlementIntervalDeemedDeliveredInterchangeEnergyQuantity

BrtEuT‟I‟Q‟M‟AA‟F‟R‟pPW‟QS‟d‟Nz‟OVvHn‟L‟mdhi

Where resource type (t) = „ITIE‟,‟ETIE‟ and Load Following Flag (L‟) = „YES‟

3.6.16 SettlementIntervalSysResMSSTotalExpectedEngy BrtuT‟I‟M‟F‟S‟hi = E R W V L f' ' '

DispatchIntervalTotalExpectedEnergy BrtEuT‟I‟M‟VL‟W‟R‟F‟S‟hif

Where resource type (t) = „ITIE‟,‟ETIE‟ and Load Following Flag (L‟) = „YES‟

3.6.17 SettlementIntervalHASPMSSLFSelfSchdEngy BrtuT‟I‟M‟F‟S‟hi =

SettlementIntervalHASPLoadFollowingSelfSchdQuantity BrtuT‟I‟M‟F‟S‟hi -

SettlementIntervalDayAheadEnergy BrtuT‟I‟M‟F‟S‟hi

3.6.18 SettlementIntervalHASPLoadFollowingSelfSchdQuantity BrtuT‟I‟M‟F‟S‟hi =

V L '

HourlyHASPSelfScheduleQuantity BrtuT‟I‟M‟F‟S‟VL‟h

Where resource type t = „ITIE‟ or „ETIE‟ and Load Following Flag L‟ = „YES‟

3.7 Outputs

.

Output

ID Name Description

In addition, all inputs are required to be accessible for review by analysts and report on Settlement statements.

1 SettlementIntervalRegulationEnergy

BrtuT‟I‟M‟F‟S‟hi

Regulation energy for Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

2 SettlementIntervalRealTimeUIE

BrtuT‟I‟M‟F‟S‟hi

Real-Time UIE for Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

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Output

ID Name Description

3 SettlementIntervalRealTimeUIE1

BrtuT‟I‟M‟F‟S‟hi

Real-Time UIE type 1 Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

4 SettlementIntervalRealTimeUIE2

BrtuT‟I‟M‟F‟S‟hi

Real-Time UIE type 2 for Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

5 SettlementIntervalTotalIIENR

BrtuT‟I‟M‟F‟S‟hi

Settlement Interval Total IIE excluding Residual Imbalance (Optimal, Minimum Load, Ramping Energy Deviation, Rerate, Real-Time self-Schedule, Regulation, Exceptional Dispatch ) energy for Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

6 SettlementIntervalTotalIIE1

BrtuT‟I‟M‟F‟S‟hi

Settlement Interval Total IIE 1 (Optimal, Minimum Load, Ramping Energy Deviation, Rerate, Real-Time self-Schedule, Regulation) energy Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

7 SettlementIntervalResidualIIE

BrtuT‟I‟M‟F‟S‟hi

Settlement Interval Residual Imbalance Energy for Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

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Output

ID Name Description

8 SettlementIntervalRealTimeEnergyDiff

erence BrtuT‟I‟M‟F‟S‟hi

Settlement Interval Real Time Energy Difference for Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

9 SettlementIntervalRealTimeImbalance

Energy BrtuT‟I‟M‟F‟S‟hi

Settlement Interval Real-Time Imbalance energy for Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

10 SettlementIntervalTotalIIEPart1

BrtuT‟I‟M‟F‟S‟hi

Settlement Interval Total IIE Part 1 (Optimal, Minimum Load, Ramping Energy Deviation, Rerate, Real-Time self-Schedule) energy for Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

11 DispatchIntervalTotalIIEPart1

BrtuT‟I‟M‟F‟S‟hif

Dispatch Interval Total IIE Part1 (Optimal, Minimum Load, Ramping Energy Deviation, Rerate, Real-Time self-Schedule) energy Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

12 SettlementIntervalStandardRampingEn

ergy BrtuT‟I‟M‟F‟S‟hi

Settlement Interval Standard Ramping Energy for Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

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Output

ID Name Description

13 SettlementIntervalTotalExceptionalIIE

BrtuT‟I‟M‟F‟S‟hi

Settlement Interval Total Exceptional Dispatch Energy for Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

14 SettlementIntervalMSSIIE BrtuT‟I‟M‟F‟S‟hi

Settlement Interval MSS Instructed Imbalance Energy (Load Following) Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

15 SettlementIntervalTotalExceptionalIIEn

oVSBS BrtuT‟I‟M‟F‟S‟hi

Settlement Interval Total Exceptional Dispatch Energy excluding Voltage Support and Black Start, for Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i (MWh)

16 SettlementIntervalDayAheadEnergy

BrtuT‟I‟M‟F‟S‟hi

Settlement Interval Day Ahead Scheduled Energy for Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh).

Quantity representing the total of DA Awarded Bid Energy, Self-Schedule Energy, and Minimum Load.

17 SettlementIntervalHASPEnergy

BrtuT‟I‟M‟F‟S‟hi

Settlement Interval HASP Scheduled Energy for Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

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Output

ID Name Description

18 SettlementIntervalMeteredEnergy

BrtuT‟I‟M‟F‟S‟hi

Settlement Interval metered energy for Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

19 SettlementIntervalOAEnergy

BrtuT‟I‟M‟F‟S‟hi

Settlement Interval Operational Adjustment Energy for System Resource Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

20 SettlementIntervalOAfromHASPEnergy

BrtuT‟I‟M‟F‟S‟hi

Settlement Interval Operational Adjustment from HASP Energy for Business Associate B, System Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i Resource type t, Trading Hour h, Settlement Interval i. (MWh)

21 SettlementIntervalOAfromDAorRTEner

gy BrtuT‟I‟M‟F‟S‟hi

Settlement Interval Operational Adjustment from Day Ahead or Real Time Energy for Business Associate B, System Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

22 HourlyTotalRealTimeUIE BrtuT‟I‟M‟F‟S‟hi

Hourly Real Time Uninstructed Energy for Business Associate B, System Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i.

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Output

ID Name Description

23 DispatchIntervalRegulationEnergy

BrtuT‟I‟M‟F‟S‟hif

Dispatch Interval Regulation Energy for Business Associate B, System Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h, Settlement Interval I, and Dispatch Interval f.

24 SettlementIntervalTotalRegUpCapacity

BrtF‟S‟hi

Settlement Interval Total Regulation Up Capacity for Business Associate B, System Resource r, Resource Type t, Trading Hour h, and Settlement Interval i.

25 SettlementIntervalTotalRegDownCapa

city BrtF‟S‟hi

Settlement Interval Total Regulation Down Capacity for Business Associate B, System Resource r, Resource Type t, Trading Hour h, and Settlement Interval I

26 DispatchIntervalMSSIIEFiltered

BrtuT‟I‟M‟F‟S‟hif

Settlement Interval MSS Instructed Imbalance Energy (Load Following) Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i and Dispatch Interval f

27 SettlementIntervalRTMeterDDEVENG

Y BrtuT‟I‟Q‟M‟AA‟R‟pPW‟F‟S‟Qd‟Nz‟VvHn‟L‟hi

Settlement Interval Real Time Metered Deemed Delivered Energy for Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Entity Component Type F‟, Entity Component Subtype S‟, Trading Hour h and Settlement Interval i.

28 DAPumpEnergyFiltered BrtuT‟I‟M‟F‟S‟hif

DA Pumping Energy Filtered for Business Associate B, Resource r, Resource type t, Trading Hour h, Settlement Interval i, Dispatch Interval f (MWh) as provided by MQS where, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟ are mapped to the Master File.

Page 31: Real Time Energy Quantity

Settlements & Billing Version: 5.43

Configuration Guide: Real Time Energy Quantity Date: 10/27/11 12/20/11

CAISO, 2012 Page 31 of 33

Output

ID Name Description

29 SettlementIntervalHASPLoadFollowing

SelfSchdQuantity BrtuT‟I‟M‟F‟S‟hi

HASP Load Following Self Schedule Quantity for Business Associate B, resource r, resource type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Entity Component Type F‟, Entity Component Subtype S‟ of Trading Hour h, and Settlement Interval i.

30 SettlementIntervalHASPMSSLFSelfSc

hdEngy BrtuT‟I‟M‟F‟S‟hi

HASP Load Following Self Schedule Energy for Business Associate B, resource r, resource type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Entity Component Type F‟, Entity Component Subtype S‟ of Trading Hour h, and Settlement Interval i

Represents incremental and decremental Self Scheduled changes to the DASE for Load Following System Resources.

31 SettlementIntervalSysResMSSTotalEx

pectedEngy BrtuT‟I‟M‟F‟S‟hi

Total Expected Energy of MSS Load Following System Resources for Business Associate B, resource r, resource type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Entity Component Type F‟, Entity Component Subtype S‟ of Trading Hour h, and Settlement Interval i

32 SettlementIntervalMSSLFMeteredEner

gy BrtuT‟I‟M‟F‟S‟hi

Metered Energy of MSS Load Following System Resources for Business Associate B, resource r, resource type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Entity Component Type F‟, Entity Component Subtype S‟ of Trading Hour h, and Settlement Interval i

Page 32: Real Time Energy Quantity

Settlements & Billing Version: 5.43

Configuration Guide: Real Time Energy Quantity Date: 10/27/11 12/20/11

CAISO, 2012 Page 32 of 33

Output

ID Name Description

33 SettlementIntervalMSSLFMeteredEner

gyDifference BrtuT‟I‟M‟F‟S‟hi

Real Time Energy Difference of MSS Load Following System Resources for Business Associate B, resource r, resource type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Entity Component Type F‟, Entity Component Subtype S‟ of Trading Hour h, and Settlement Interval i. (MWh)

34 SettlementIntervalMSSLFOAEnergy

BrtuT‟I‟M‟F‟S‟hi

Operational Adjustment Energy for MSS Load Following System Resources of Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

35 SettlementIntervalSystemResourceMS

SLFEngy BrtuT‟I‟M‟F‟S‟hi

Total MSS Load Following Energy fof System Resources of Business Associate B, Resource r, Resource Type t, UDC Index u, Entity Type T‟, MSS Gross/Net Energy Settlement Type I‟, and MSS Subgroup M‟, Trading Hour h and Settlement Interval i. (MWh)

4. Charge Code Effective Dates

Charge Code/

Pre-calc Name

Document

Version

Effective

Start Date

Effective

End

Date

Version Update

Type

Real-Time Energy Pre-calculation

5.0a 04/01/09 03/31/10 Documentation Edits

Only

Real-Time Energy Pre-Calculation

5.1 04/01/10 07/31/10 Configuration

Change Required

Real-Time Energy Pre-calculation

5.2 08/01/10 12/31/11 Configuration

Impacted

Real-Time Energy Pre-calculation

5.3 01/1/12 Open

311/310/12

Configuration Impacted

Formatted: Highlight

Formatted: Highlight

Formatted: Highlight

Page 33: Real Time Energy Quantity

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Configuration Guide: Real Time Energy Quantity Date: 10/27/11 12/20/11

CAISO, 2012 Page 33 of 33

Charge Code/

Pre-calc Name

Document

Version

Effective

Start Date

Effective

End

Date

Version Update

Type

Real-Time Energy Pre-calculation

5.4 0412/1/12 Open Configuration

Impacted

Formatted: Highlight

Formatted: Highlight