Ramnarain j. jaigobind rodman & renshaw s

February 2011

Leadership in Corporate Finance

Member FINRA, SIPC

Forward Looking Statements

The material available in this presentation may contain forward‐looking statements, which are subject to risks, uncertainties and

assumptions.

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“expect”,

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“believe”,

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terminology.

Such

forward‐looking

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based

on

current

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and

expectations

and

are

made

pursuant

to

the

Private

Securities

Litigation

Reform

Act

of

1995.

Forward‐looking

statements are based on known and unknown risks, assumptions, uncertainties and other factors. The Company’s actual results,

performance

and

achievements

may

differ

materially

from

any

future

results,

performance,

or

achievements

expressed

or

implied by such forward‐looking statements. We do not assume responsibility for the accuracy or completeness of any forward‐

looking statement and you should not rely on forward‐looking statements as predictions of future events. We are under

no duty

to update any of these forward‐looking statements to conform them to actual results or revised expectations.

1

Introduction to Rodman & Renshaw

Rodman & Renshaw, LLC, a wholly owned subsidiary of Rodman & Renshaw Capital Group, Inc. (Nasdaq: RODM), is a full‐service

investment and merchant bank committed to fostering the long‐term success of growth companies through capital raising, strategic

advice, insightful research and the development of institutional

support.

We are headquartered in New York City, with offices in Houston, Calgary, and a London‐based affiliate, Rodman & Renshaw Capital

Partners, Ltd.

We employ dedicated, experienced and talented professionals within our corporate finance, research and sales & trading divisions.

Rodman & Renshaw is a recognized leader in arranging private investments in small‐cap and mid‐cap public companies.

ProfileIntroduction to Rodman & Renshaw

3

Rodman & Renshaw provides an array of services to public and private companies.

We have built exceptional

capabilities and continue to leverage our resources to provide our clients with full‐service banking solutions:

Market Position

Boutiques &Regionals

Advisory‐onlyBoutiques

Bulge BracketRodman & Renshaw

Small Cap

Middle Market

Large Cap

Sector FocusFull Service Mod

elAfter Market Support and Other Services

Research

Sales and Trading

Market Making

Investor Conferences

Non‐deal Roadshows

Strategic Advisory

Investment Banking:

A veteran group of

professionals who are one of the most successful

placement agents on Wall Street.

Research:

Highly accomplished and consistently top‐

ranked team of sell‐side analysts, including a large

number of PhDs.

Sales & Trading:

A robust sales & trading presence in

the U.S. and Europe with an experienced institutional

sales force and extensive relationships with buy‐side

investors around the globe.

After‐market Support:

Consistent aftermarket

support in the form of non‐deal roadshows in the US

and Europe. R&R also organizes annual investor

conferences in the US and Europe that have become

“must attend”

events for issuers and investors alike.

Introduction to Rodman & Renshaw

4

October 2007:Public capital

raise of $40

million at

$5/share *

June 2008:

Acquisition of

COSCO Capital

Management(Rodman Energy)

May 2008: Formation of

Aceras BioMedical

May 2008: Formation of Global

Capital Markets

group

Geographic

Diversification

Sector

Diversification

Product

Diversification

March 2008: Acquisition ofMiller Mathis

(Metals and Mining)

2007 2008

July 2007:Rodman &

Renshaw

effectuates

public listing

March 2007: Private placement

capital raise of $20

million

* Underwritten by Sandler O’Neill + Partners, Rodman & Renshaw, Fox‐Pitt, Kelton, and Paulson Investment Company.

Public Listing /

Capital Raise

Recent Corporate HistoryIntroduction to Rodman & Renshaw

5

Global Investment Banking Practice

Corporate Finance LeadershipGlobal Investment Banking Practice

7

# 1 Placement Agent for PIPE & RD Financings*

•Source: Sagient Research Systems, Inc. ranks Rodman & Renshaw, LLC as the # 1 Placement Agent among full‐service investment banks, with most deals transacted in 2003, 2005, 2006, 2007, 2008 , 2009 and 2010 as well as cumulatively

from January 1, 2003 through December 31 , 2010.

PIPE & RD League Tables: 2006 ‐ 2008 (ranked by number of transactions completed, dollars raised in millions) *2008 2007 2006

1 Rodman & Renshaw, LLC 44 586$ Rodman & Renshaw 52 931$ Rodman & Renshaw 49 908$ 2 Roth Capital Partners, LLC 18 274 Roth Capital Partners 40 723 Cowen and Company 31 1,300 3 Lazard 16 1,433 Oppenheimer & Co. 21 456 Roth Capital Partners 31 419 4 Merriman Curhan Ford & Comp13 248 Lazard 16 498 Banc of America 18 750 5 Midtown Partners & Co., LLC 13 38 Piper Jaffray & Co. 15 323 Midtown Partners 17 56 6 Canaccord Adams, Inc. 12 714 Merriman Curhan Ford & Co. 15 211 Collins Stewart 16 316 7 Goldman, Sachs & Co. 9 15,533 Midtown Partners & Co. 15 52 Jefferies & Company 15 898 8 Deutsche Bank Securities, Inc. 8 1,483 Canaccord Adams 14 290 Westminister Securities 14 64 9 Merrill Lynch & Co., Inc. 8 717 Citi Global Markets 13 3,969 Piper Jaffray & Co. 13 340 10 RBC Capital Markets, Inc. 8 651 Lehman Brothers 13 3,370 Lehman Brothers 12 1,307

Rank Placement Agent Deals Amount Raised Rank Placement Agent Deals Amount Raised1 Rodman & Renshaw, LLC 77 1,220,781,745$ 1 Rodman & Renshaw, LLC 77 1,232,556,446$ 2 Roth Capital Partners, LLC 49 1,103,712,836 2 Roth Capital Partners, LLC 27 779,346,375 3 Lazard 26 994,968,084 3 Piper Jaffray & Co. 22 733,575,414 4 Chardan Capital Markets 19 178,277,810 4 Lazard 20 686,676,355 5 Jefferies & Company, Inc. 16 2,200,442,744 5 Canaccord Adams, Inc. 16 499,155,740 6 Canaccord Genuity Inc. 15 522,252,665 6 Oppenheimer & Co. Inc. 15 414,949,136 7 RBC Capital Markets, Inc. 14 811,108,693 7 Midtown Partners & Co., LLC 15 70,089,430 8 Sandler O'Neill & Partners, L.P. 13 1,340,513,499 8 RBC Capital Markets, Inc. 14 476,562,053 9 Keefe, Bruyette & Woods, Inc. 13 573,822,622 9 Chardan Capital Markets 13 107,732,989 10 Merriman Curhan Ford & Company 13 455,347,967 10 Cowen and Company, LLC 11 308,547,799

Top 10 Agents by Number of Deals *

2010 2009

# 1 Placement Agent for PIPE & RD Financings*

Focus & ExpertiseGlobal Investment Banking Practice

Target Clients:

Companies with Enterprise Value of $50‐500 million.

Investment Opportunity:

Under‐followed and/or undervalued companies with significant upside potential.

Sector Presence:

Growth sectors or segments of the economy.

Regional Focus:

Companies around the globe (with an Emerging Markets strategy in many cases).

Capital Needs:

Liquidity, acquisition, growth initiatives, debt repayment, and/or trade sale.

Financing

Vehicles

and

Structures:

Common

stock,

preferred

stock,

senior

debt,

convertible

securities,

and

warrants;

using

Collateralized Acquisition Pools (CAP®),

Private Placements

in Public Equity (PIPE), reverse mergers, Special

Purpose

Acquisition

Companies (SPAC), IPOs, follow‐on offerings, and trade sales (M&A, Private Equity).

Rodman & Renshaw takes pride in its commitment and tenacity to get the right deal done. Our aim is to thoroughly understand a

company’s goals and to structure a custom‐tailored transaction that enables a company to meet its business

objectives.

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Rodman & Renshaw investment banking practice focuses on key sectors and sub‐sectors that offer significant growth potential.

The firm tends to work with companies that are profitable or near profitability in various industries, including:

Key SectorsGlobal Investment Banking Practice

Alternative Energy Biotech/Healthcare

Building Products/Construction Community & Regional Banks

Consumer Products

Aerospace & Defense

Energy/Oil

Food & Restaurants Gaming

Industrials Logistics Media & Internet

Medical Devices Mining & Natural Resources

Resorts

Packaging

Real Estate

Shipping

Retail

Technology

Software SPACs

Financials

Telecom Services Water Technology

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Emerging Markets

China

Third‐Party PartnershipsGlobal Investment Banking Practice

Access an exclusive and diverse global deal flow.

Participate in transactions that may be synergistic to portfolio

companies and/or clients.

Gain exposure to relevant technologies and experienced management teams.

Seek and identify potential portfolio investments around the globe.

Rodman & Renshaw has established partnerships with leading Venture Capital firms, Private Equity funds, law firms, accounting

firms,

M&A

firms,

and

business

brokers.

In

addition

to

leveraging

our

global

investor

and

corporate

network,

our

partners

will

have the opportunity to:

Research Coverage:

A highly respected Wall Street research team.

Non‐deal Roadshows:

Access to leading institutional investors in the US, Europe and

Asia.

Sales

&

Trading:

Strong

relationships

with

broad

segments

of

the

institutional

investor

community

in

the

US,

Europe,

and

the

Middle East; vast experience in selling and trading public US and foreign securities in the primary and secondary markets.

Conferences:

Annual

conferences

in

New

York,

Asia

and

Europe,

providing

company

executives

the

opportunity

to

meet

with

institutional investors and other corporate executives.

Rodman & Renshaw supports clients’

equity following a transaction. The support may include the following additional services:

10

Rodman & Renshaw Annual Global Investment ConferencesPost Deal Support

11

Rodman’s healthcare conferences are among the largest in the industry (second only to the JPMorgan Healthcare conference)

Based on the success of our New York healthcare conferences, we expanded our annual conference to cater to growth

companies that captured macro‐trends in Life Sciences, Natural Resources, Emerging Markets and

Acquisition Finance through

SPACs

Our first Annual Global Investment Conference took place on November 10‐12, 2008 at the New York Palace Hotel, New York• Over 530 companies from across the globe presented to thousands of registered institutional investors• One‐on‐One meetings between Companies & Institutional Investors• Six distinct tracks: Asia & Growth, Healthcare, Steel, Metals & Mining, Energy, and SPACs• Keynote speech by President Bill Clinton

Our 2009 Global Investment Conference was held on September 9th‐11th

in New York• Over 575 presenting companies • Eight distinct tracks: Healthcare, Asia, Growth, Metals & Mining, Energy, Cleantech, Maritime, and Commercial &

Regional Banks• Keynote address given by Dr. Alan Greenspan, former Chairman of the Federal Reserve

Our 2010 Annual China Investment Conference took place on March 7th‐9th

in Beijing, China• More than 500 attendees & 100 presenting companies • Featuring multiple tracks included: Agriculture, Auto, Cleantech

& Energy, Consumer/Retail, Education, Healthcare,

Industrial, and Technology• Keynote speech by General Colin L. Powell, USA (Ret.), 65th

United States Secretary of State

12

Our 2010 Annual Global Investment Conference was held on May 16th‐18th

in London, UK• More than 1,000 attendees & 150 presenting companies • Five tracks include: Healthcare, Metal & Mining, Energy, Cleantech, and Asia• Keynote speech by The Rt. Hon. Sir John Major, KG, CH, Former Prime Minister of Great Britain and Northern Ireland

Our 2010 Annual Global Investment Conference took place on September 13th‐15th

in New York• More than 3,500 attendees and 600 presenting companies expected• Eight distinct tracks: Healthcare, China, Metals & Mining, Energy, Technology, Cleantech, Community & Regional Banks,

and Growth• Keynote speech by Henry M. Paulson, Jr., 74th

US Secretary of the Treasury

2010 Rodman & Renshaw Annual Global Investment ConferencePost Deal Support

Asia Track Growth Track Energy Track

Healthcare Track

Metals & Mining Track

Maritime Track Cleantech Track Bank Track

13

TransactionsNote: Some transactions listed in this section were executed by

Miller Mathis & Co or COSCO Capital Management prior to joining

Rodman & Renshaw, LLC

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Transactions (Continued)

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Global Capital Markets Group


Ramnarain “Joe”

JaigobindHead of Global Capital Markets President –

Middle East/India/Japan

Mr. Jaigobind’s Wall Street career spans over 19 years. Currently, Mr. Jaigobind is the Head of Global Capital Markets, President – Middle East/India/Japan. Prior to Rodman & Renshaw, Mr. Jaigobind

was Executive Managing Director – Global Equity Capital Markets and President – Middle East/India/Japan at Maxim Group LLC where he worked on over 300 transactions as Lead, Co‐Lead Manager or

syndicate member, raising in excess of US$50 billion. Prior to Maxim Group LLC, Mr. Jaigobind was Senior Vice President in the Private Client Group of Investec Ernst and Company, an international

specialist banking group headquartered in South Africa and the UK. Mr. Jaigobind began his career in 1991 at Shearson Lehman Brothers in the private client division. He is a Chairman’s Circle Member of

the US‐India Business Council, Director of the Board of the US‐Pakistan Business Council and a member of the Susquehanna Investment Network based in Lewisburg, Pennsylvania. Lastly, Mr. Jaigobind is

Trustee of the West Street Charitable Foundation, which focuses its efforts on victims of natural disasters.

Eric LordVice President – Global Capital Markets

Mr. Lord joined Rodman & Renshaw in 2008 as Vice President in the firm’s Global Capital Markets department. Prior to joining Rodman & Renshaw, Mr. Lord was Vice President of Equity Capital Markets

at Maxim Group LLC. Over a two year span at Maxim, he worked on

over 150 public market offerings, including eight Maxim lead managed transactions. Prior to joining Maxim, Mr. Lord was an

investment analyst for a registered investment advisory firm in Boston. He worked for two years servicing high‐net worth clients in the preparation of asset allocation plans and the presentation of

annual investment performance reviews. He also developed an investment strategy which was utilized in trading a number of the firm’s discretionary accounts. Mr. Lord is a Series 7 licensed Registered

Representative and Series 24 licensed General Securities Principal. Mr. Lord earned a BS in Business Administration with a concentration in Finance from the University of Richmond.

Kevin ManganSyndicate Manager – Global Capital Markets

Mr. Mangan joined Rodman & Renshaw in 2008 as Syndicate Manager in the Global Capital Markets department. Prior to joining Rodman & Renshaw, Mr. Mangan was Syndicate Manager at Maxim

Group LLC. During his time at Maxim, Mr. Mangan was involved in

all internal aspects of the firm’s syndicate business including deal execution, interfacing with sales, and syndicate deal sourcing. Mr.

Mangan is a Series 7 licensed Registered Representative and Series 24 licensed General Securities Principal. He earned a Bachelor in Business Administration concentrating in Management and Finance

from the University of Miami.

Biographies

32

Mr. Dong joined Rodman & Renshaw in 2010 as an Equity Syndicate Associate in the Global Capital Markets department. Prior to joining Rodman & Renshaw, Mr. Dong was an investment banking

analyst at H.C. Wainwright & Co. During his time at HCW, he worked on several private placement deals for Chinese companies. Prior to joining HCW, he interned with Sichenzia Ross Friedman Ference

LLC, a leading corporate and securities law firm on wall street and had cross training in the international listing department at NYSE Amex. Mr. Dong is a Series 7 licensed Registered Representative. He

earned a Bachelor Degree with Honors in Electrical Engineering from Nanyang Technological University, Singapore and a Master Degree in Operations Research (Financial Engineering Track) from

Columbia University. He speaks fluent Mandarin and is moderately

proficient in Korean and Japanese.

Kai Kai DongAssociate – Global Capital Markets


Chirag ChoudharySenior Vice President – Global Capital Markets

Mr. Choudhary joined Rodman & Renshaw, LLC as Senior Vice President in the Global Capital Markets Group. Mr. Choudhary works with some of the leading institutional investors around the globe with

a focus on the firm’s public market transactions. Prior to Rodman & Renshaw, Mr. Choudhary was a partner and Senior Vice President ‐

Institutional Sales at Maxim Group LLC. He worked closely with

different department heads (trading/capital markets/investment banking/sales trading/fixed income) to ensure the highest level of service for clients. Prior to Maxim Group, Mr. Choudhary worked for

Investec Ernst & Co., a leading international bank headquartered

in South Africa. He worked with members of the Private Client Group servicing the needs of high‐net worth individuals and corporations.

Mr. Choudhary started his career at Merrill Lynch & Co. as an associate in the Private Client Group where he conducted portfolio

reviews for existing clients using firm’s proprietary platform. Mr.

Choudhary has a Masters in Business Administration (Finance) from Hawaii Pacific University and a Bachelor of Commerce (Hons.) degree in Finance and Tax Planning. He is also a member of Chairman’s

Circle of U.S‐India Chamber of Commerce. Mr. Choudhary is also a member of Asia Society, a leading international non‐profit educational organization founded in 1956 with headquarters in New York

and presence in 6 countries. Lastly, Mr. Choudhary is presently

an Associate Producer level member for GenArt Inc., a leading arts and entertainment organization across the United States.

Harry IoannouSenior Vice President – Private Client Group

Mr. Ioannou joined Rodman & Renshaw, LLC as Senior Vice President in the Private Client Group/Global Capital Markets. Mr. Ioannou’s experience in the financial markets spans over 8 years. His current

position in Private Wealth Management/Capital Markets allows him

to deliver high‐quality strategic advice and investment solutions to our high net worth clients. In addition, Mr. Ioannou handles

institutional accounts that are focused on Capital Markets and Syndicate offerings. Mr. Ioannou’s focus has been primarily in raising capital for small and mid cap private/public companies, investing in

Initial Public Offerings and Blank Check Underwritings. Prior to Rodman & Renshaw, Mr. Ioannou was a partner and Senior Vice President – Private Client Group at Maxim Group LLC. Mr. Ioannou started

his career at Morgan Stanley Dean Witter in 1999. He has a Bachelors degree from Baruch College with a specialization in Finance and Investments.

Shay KronfeldManaging Director – Global Capital Markets

Mr. Kronfeld joined Rodman in July 2009. His responsibilities include working with leading institutions from around the world, specifically Europe and Israel, with a focus on IPO’s, Follow‐on’s, and

general investments Prior to Rodman, Mr. Kronfeld spent six years at Maxim Group and held a position of VP Institutional Sales where he worked closely with Israeli/Swiss institutions on products such as

derivates, options, fixed income, SPAC’s and IPO’s. Mr. Kronfeld holds a Bachelors degree in Business Management

from the Interdisciplinary Center University in Herzelia, Israel. Mr. Kronfeld is involved

with the Israeli community in the US, also learning and Volunteering in the Kabbalah Center in NY.

George AnagnostouInstitutional Sales – US/Europe/Asia – Global Capital Markets

Mr. Anagnostou joined Rodman & Renshaw in 2008 in the firm’s Global Capital Markets group catering to institutional investors in the US, Europe, and Asia. Prior to joining Rodman & Renshaw, Mr.

Anagnostou was a syndicate associate in the Equity Capital Markets group at Maxim Group LLC. Prior to Maxim, Mr. Anagnostou was a chartering shipbroker for a firm based in Athens, Greece. He has

extensive knowledge of the international shipping industry and holds the ASBA Chartering Certificate. Mr. Anagnostou is a Series

7 licensed Registered Representative. Mr. Anagnostou earned a Bsc. in

Maritime Business from the University of Plymouth, UK and a Msc.

in International Ship Management from The Maritime College, NY.

Biographies

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Philip RiggioSenior Vice President –

Institutional Sales & Trading

Mr. Riggio started in 1997 as a NASDAQ Market Maker at Ferris, Baker Watts in Baltimore specializing in smallcap technology, media, and telecom sectors for retail and institutional clients.

In 2000, Mr.

Riggio went to Deutsche Bank Alex Brown as a Vice President

NASDAQ trading focused on large cap tech for top 20 global institutional clients.

Following 9/11 2001,

he was hired by Cantor Fitzgerald as

part of the sales and trading team responsible for rebuilding the NASDAQ and NYSE trading operations.

Mr. Riggio joined Rodman & Renshaw in July 2009 as Vice President Institutional Sales Trader

focused on serving the needs of institutional clients investing in emerging markets microcap and smallcap companies.

John CasselsSenior Vice President –

Institutional Sales

Mr. Cassels is a member of the Global Capital Markets team for Rodman&Renshaw working with Mutual Funds, Hedge Funds, and Private Equity investors.

Mr. Cassels focuses on

public equity

transactions, private placements, and research sales for the firm. Mr. Cassels began his career in 1997 with Salomon Smith Barney in New York.

He also spent time at UBS and Sanders Morris Harris prior

to joining Rodman in 2009.

At Sanders Morris Harris, Mr. Cassels worked on the institutional desk with a focus on private placements and PIPE transactions

primarily in the energy sector.

John is a

graduate of the University of North Carolina, Chapel Hill, with a B.A. degree in Public Policy Analysis.

Bradley RichmondSenior Vice President –

Institutional Sales

Mr. Richmond joined Rodman & Renshaw in 2009

in the firm’s Global Capital Markets group catering to institutional investors in the U.S. Mr. Richmond is a 15 year veteran of the equity markets with

expertise in institutional equity trading and public market transactions. Prior to joining Rodman & Renshaw , Mr. Richmond served as Head Trader at a $500mm long/short hedge fund with average

returns in excess of 20%. Mr. Richmond was in charge of trading the firm’s portfolio and due diligence on any new public transactions, including IPO’s, PIPE’s, and SPAC’s.

Prior to that Mr. Richmond was a

Senior Vice President‐

Institutional Sales at Worldco LLC. Mr. Richmond holds a B.S. in Economics from the State University of New York at Albany.

Biographies

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Global Capital Markets – Origination & Execution

Experience inSyndicated Transactions

Number of Deals

Our Global Capital Markets Group is actively involved in the firm’s deal origination efforts and in the

execution of all registered offerings – both lead and co‐managed.

Specialize in over a dozen financial products: starting with IPOs, SPACs, Follow‐On Offerings, PIPEs,

Privates, and Closed End Funds.

Since inception we have executed on approximately 300 deals representing an aggregate dollar

value of $50 Billion

Recently implemented an online deal execution platform giving all deal participants full

transparency in the registered offering process from deal launch

to final pricing

We have forged strong relationships with many financial services

distributions, including:

Merrill Lynch

Citigroup

Goldman Sachs

Bank of America

Barclays

Credit Suisse

J.P. Morgan

Deutsche Bank

UBS

Oppenheimer

Piper Jaffray

CIBC World Markets

Macquarie

Dahlman Rose

Ladenburg Thalmann

I‐Bankers

Wedbush Morgan

Morgan Joseph

Sunrise Securities

WestPark Capital

Newsbridge Securities

CRT Capital Group

Chardan Capital Markets

WR Hambrecht

2.22

4.25

6.83 6.55

8.70

0.001.002.003.004.005.006.007.008.009.00

10.00

2003 2004 2005 2006 2007

**Excludes Closed‐End

Funds

3548 53

67

110

0

20

40

60

80

100

120

2003 2004 2005 2006 2007

Experience inSyndicated TransactionsTotal Value of Deals (in Billions)

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US Equity League Table –

2010

For US listed underwritten deals up to $50 million

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Rank Underwriter Issues Amount USD (Mln)1 Roth Capital Partners Inc 21 423.42 Rodman & Renshaw Inc 18 257.53 Lazard LLC 12 273.64 Jefferies Group Inc 11 339.15 Stifel Nicolaus Weisel 11 242.06 Maxim Group LLC 7 64.37 Robert W Baird & Co 6 128.68 Piper Jaffray & Co 6 128.29 Sandler O'Neill & Partners 6 127.1

10 Needham & Co Inc 6 85.711 Keefe Bruyette & Woods 5 158.012 Deutsche Bank AG 5 151.713 Canaccord Genuity Corp 5 126.214 RBC Capital Markets 5 115.915 Wells Fargo & Co 5 114.216 Oppenheimer & Co 5 91.517 Craig‐Hallum Capital Group LLC 5 75.518 Goldman Sachs & Co 4 122.119 Leerink Swann & Co 4 70.020 Morgan Stanley 4 68.4

Source: Bloomberg

01/01/2010 ‐

06/30/2010

FIRM RANK VALUE (MM) DEAL COUNT

UBS 1 1,014 9

Goldman Sachs & Co 2 2,207 8

Morgan Stanley 3 880 8

Rodman & Renshaw Inc 4 103 6

JP Morgan 5 719 5

Piper Jaffray & Co 6 302 5

HSBC Bank PLC 7 363 4

Roth Capital Partners Inc 8 84 4

Bank of China 9 451 3

Macquarie Group Ltd 10 334 3

Deutsche Bank AG 11 213 3

Bank of America Merrill Lynch 12 184 3

China Merchants Securities Co Ltd 13 128 3

CITIC Securities Co Ltd 14 181 2

BNP Paribas Group 15 150 2

Credit Suisse 16 114 2

Guotai Junan Securities Co Ltd 17 108 2

RBS 18 106 1

Broadband Capital Management LLC 19 96 1

Industrial & Comm Bank of China 20 90 1

* Includes all eligible equity offerings from Chinese issuers that are listed on any exchange excluding China A shares. Volume in USD millions

Member FINRA and SIPC

IPO

$150 MillionJune 18, 2007

Advanced Technology

Acquisition Corp

IPO

$50.71 MillionJuly 11, 2006

Israel Growth Partners Inc

$36 Million July 13, 2005

Israel Technology

Acquisition Corp

IPOGuruNet Corp.

$11.8 MillionInitial Public Offering

Lead ManagerOctober 13, 2004

Incredimail, Ltd.


Sole ManagerJanuary 30, 2006

RRSat Global Communication


Co-ManagerNovember 1, 2006

Pinpoint Advance Corp

$36.0 MillionInitial Public OfferingSole Book Runner

April 19, 2007

IXI Mobile

$20.0 MillionBridge Financing

Co-Placement Agent

Note: Below are the transactions executed prior to joining Rodman & Renshaw, LLC

Rodman & Renshaw Global Capital Markets Group Israel Experience

Rodman & Renshaw Global Capital Markets Group Israel Experience

Israel Technology Acquisition Corp.

Has agreed to merge with

$42,999,000Financial Advisor to Israel Technology

http://www.ixi.com/index.html


Recent Transactions

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Recent Transactions

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Recent Transactions (Continued)

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Global Capital Markets GroupRecent Transactions –

Underwriting and Selling Group

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Global Capital Markets Group Past Transactions –

Managed Registered Public Offerings

Response Genetics, Inc.

$21 MillionInitial Public OfferingSole Book Runner

June 4, 2007

ImaRx Therapeutics Inc.


July 25, 2007

Alyst Acquisition Corp

$56 MillionInitial Public Offering

Co-ManagerJune 29, 2007

Business Combination Company™ “BCC™”

InterAmerican Acquisition Group


Co-ManagerSeptember 5, 2007


Seanergy Maritime Corp.


September 25, 2007

FMG Acquisition Corp.


Co-ManagerOctober 5, 2007

TM Entertainment and Media, Inc.



Stone Tan China Acquisition Corp.




Secure America Acquisition Corp.



2020 ChinaCap Acquirco, Inc.



Global Consumer Acquisition Corp.




United Refining Energy Corp.

$450 MillionInitial Public OfferingCo-Lead Manager

December 11, 2007


Asia Special Situation Acquisition

$100 MillionInitial Public OfferingSole Book RunnerJanuary 17, 2008

Trian Acquisition I Corp.


Co-ManagerJanuary 24, 2008

Overture Acquisition Corp.



BPW Acquisition Corp.


Co-ManagerFebruary 27, 2008


China Fundamental Acquisition Corp.


Co-ManagerMay 15, 2008


Note: Transactions executed prior to joining Rodman & Renshaw, LLC

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Managed Registered Public Offerings

Newtek Business Services, Inc.

$25.0 MillionFollow-On Offering


GuruNet Corp.



Interchange Inc.



Coffee Holding Co., Inc.



Gentium S.p.A


Lead ManagerJune 16, 2005

Comtech Group


Co-ManagerJuly 15, 2005

BioDelivery Sciences Int’l


Co-ManagerSeptember 30, 2005

Ad. Venture Partners, Inc.


Co-ManagerAugust 26, 2005

Star Maritime Acquisition Corp.


December 16, 2005

Incredimail, Ltd.


Sole ManagerJanuary 30, 2006

Compass Diversified Trust



Minrad International, Inc.



JK Acquisition Corp.


Co-ManagerApril 11, 2006


Key Hospitality Acquisition Corp.




Healthcare Acquisition Corp.


Sole ManagerJuly 29, 2005


Energy Infrastructure Acquisition Corp.


July 18, 2006

Community Bankers Acquisition Corp.




Affinity Media International Corp.


June 6, 2006


Ivivi Technology, Inc.

$15.0 MillionInitial Public OfferingSole Book RunnerOctober 18, 2006

Thermage, Inc.



SORL Auto Parts, Inc.

$31.1 MillionFollow-On OfferingSole Book Runner

November 24, 2006

Fuwei Films (Holdings) Co.

$31.0 Million Initial Public OfferingSole Book Runner

December 18, 2006

Millennium India Acquisition Company

$58.0 Million Initial Public Offering

Co-ManagerJuly 19, 2006


RRSat Global Communication



Dekania Corp.

$97.0 MillionInitial Public OfferingCo-Lead ManagerFebruary 1, 2007

Oceanaut, Inc.


Co-ManagerMarch 1, 2007

Oculus Innovative Sciences, Inc.




March 23, 2007

Alpha Security Group Corporation


Co-ManagerApril 19, 2007

China Healthcare Acquisition Corp

Pinpoint Advance Corp


April 19, 2007

Arcade Acquisition Corporation



TransTech Services Partners

$36 MillionInitial Public OfferingCo-Lead Manager

May 23, 2007


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Underwriting Group

IPO

$100 MillionApril 25, 2006

Shanghai CenturyAcquisition Corp

IPO

$29.66 MillionApril 18, 2006

Global Services Partners

Acquisition Corp


Asia AutomotiveAcquisition Corp

IPOSecondary

$1.5375 Billion May 5, 2006

IPO


Israel Growth Partners Inc

IPO

$51.75 MillionOctober 25, 2006

IPO

$12.5 MillionNovember 1, 2006

IPO

$57.5 MillionDecember 13, 2006

IPO

$47 MillionDecember 13, 2006

IPO


IPO

$36 MillionDecember 21 , 2006

Shine Media Acquisition Corp

IPO

$27.6 MillionDecember 20 , 2006

IPO

$80 MillionFebruary 8, 2007

IPO

$150 MillionMarch 7, 2007

Symmetry Holdings, Inc.

Follow-On

$443.6 MillionMarch 1, 2007

IPO


Churchill Ventures Ltd.

IPO


Tailwind Financial, Inc

IPO


Vector Intersect Security Acquisition

Corp

IPO


IPO


Advanced Technology

Acquisition Corp

Follow-On


TravelCentersof America LLC

IPO


Follow-On


HRPT Properties Trust

IPO

$360 MillionOctober 18, 2007

IPO


IPO

$250 MillionNovember 8, 2007

Enterprise Acquisition

Corp

IPO


IPO


IPO

$200 MillionJanuary 18, 2008

IPO


IPO


Hambrecht Asia Acquisition Corp

Follow-On

$53 MillionMay 15, 2008


47

$24 Million December 20, 2004

Millstream II Acquisition Corp

IPOIPO

$440.6 millionFebruary 8, 2005

IPO

$10.8 Million February 9, 2005

Secondary

$655.5 MillionFebruary 17, 2005

IPO


$28.8 millionFebruary 22, 2005

Coastal Bancshares

Acquisition Corp

IPOFollow-On


Follow-On


Secondary


$51.7 Million April 12, 2005

Mercator Partners Acquisition

Corp

IPO

$36 Million February 28, 2005

ArdentAcquisition Corp

IPO


Terra Nova Acquisition Corp.

IPOIPO

$7 Million May 3, 2005

IPO


KBL Healthcare Acquisition II Corp

IPO


IPO

$72 MillionJuly 1, 2005

Courtside Acquisition Corp

IPO


ServicesAcquisition Corp

International

$10.7 Million July 8, 2005

IPO


Israel Technology

Acquisition Corp

IPO


Fortress America Corporation

IPO

$15.2 millionJuly 15, 2005

Juniper Partners Acquisition Corp

IPO

$30 MillionAugust 2, 2005

Chardan North China

Acquisition Corp

IPO


Ithaka Acquisition Corp

IPO

$34.5 Million August 2, 2005

Chardan South China

Acquisition Corp

IPO

Follow-On


IPO

$74.9 MillionSeptember 29, 2005


Coconut Palm Acquisition Corp

IPOFollow-On

$24.7 Million December14, 2005

IPO


Argyle Security Acquisition Corp

IPO



Jaguar Acquisition

Corp

IPO IPO


Good Harbor Partners

Acquisition Corp

Underwriting GroupNote: Transactions executed prior to joining Rodman & Renshaw, LLC

48

Follow-On

$14.3 MillionJune 24, 2003

IPO


Millstream Acquisition Corp

Follow-On


Follow-On


Follow-On


$12.5 Million December 11, 2003

IPOIPO


IPO


CEA Acquisition Corp

Follow-On


IPO


Chardan China Acquisition Corp

Follow-On


IPO


Secondary

$70.67 MillionMay 20, 2004

Follow-On


IPO


Tremisis Energy Acquisition

Corp

IPO


IPO



IPOIPO


Arpeggio Acquisition Corp

IPO


Sandhill Acquisition Corp

IPO


IPO


IPO


China Mineral Acquisition Corp

IPO


Trinity Partners Acquisition

Corp

IPO


Secondary


IPO


Great Wall Acquisition

Corp

IPO


Rand Acquisition Corp

IPO


China Unistone Acquisition Corp

Follow-On


IPO


International Shipping

Enterprises, Inc.


IPO

Underwriting GroupNote: Transactions executed prior to joining Rodman & Renshaw, LLC

49

Selling Group

IPO


Follow-On


Follow-On


IPO


Prospect Acquisition Corp

IPO


Ideation Acquisition Corp

Follow-On


IPO


Camden Learning Corporation

IPO


North Shore Acquisition Corp.

IPO


Tremisis Energy Acquisition

Corporation II

Follow-On


Follow-On


IPO


IPO


Atlas Acquisition Holdings Corp.

IPO

€600 MillionFebruary 6, 2008

Liberty International

Acquisition Corp.

IPO


Follow-On


Follow-On

$1.155 BillionMarch 6, 2008

Follow-On


Follow-On


Follow-On



50

Follow-On


IPO


Follow-On


IPO


Transforma Acquisition Group Inc.

Follow-On


IPO


Zion Oil & Gas Inc.

IPO


IPO


IPO


Union Street Acquisition Corp

IPO


Secondary


IPO


Santa Monica Media Corporation

Secondary


Follow-On


IPO


IPO


MBF Healthcare Acquisition Corp

Follow-On

$16.3 MillionMay 14, 2007

Wilson Holdings, Inc.

IPO

$1,200 MillionMay 3, 2007

Follow-On

$42.6 MillionMay 11, 2007

IPO


Shermen WSC Acquisition Corp

Follow-On


IPO


GSC Acquisition Corp

Follow-On

$72.25 MillionJune 27, 2007

IPO

$13.975 MillionJune 27, 2007

IPO

$75 MillionJuly 17, 2007

China Fortune Acquisition Corp

IPO

€100 MillionJuly 18, 2007

Pan-European Hotel Acquisition

N.V

IPO

$43.125 MillionAugust 2, 2007

Follow-On


Follow-On


IPO


Follow-On


Patriot Capital Funding

Patriot Capital Funding

IPO


Inter-Atlantic Financial, Inc.

Selling GroupNote: Transactions executed prior to joining Rodman & Renshaw, LLC

51

IPO

$388 Million June 10, 2005

EmpireOnline

IPO


TAC Acquisition Corp

Follow-On

$187.85 Million September 15, 2005

Follow-On


IPO

$115.2 Million October 26, 2005

Platinum Energy Acquisition Corp

IPO

$51 Million October 24, 2005

Paramount Acquisition Corp

Follow-On


IPO

$42 Million November 9, 2005

IPO

$244.72 Million November 21, 2005

IPO


IPO


IPO


Endeavor Acquisition Corp

IPO

$40.4 Million January 25, 2006

Highbury Financial Inc

IPO


Follow-On

$164.82 MillionJanuary 27, 2006

IPO


Follow-On


IPO

$58.98 Million March 2, 2006

India Global Capital Inc.

Follow-On


IPO


Platinum Diversified

Mining

IPO


Playtech

IPO


Harbor Acquisition Corp

IPO


Secondary

$382.18 Million May 10, 2006

IPO


IPO

$531.25 MillionMay 24, 2006

IPO


Follow-On


IPO


Follow-On


IPO


Secondary


Selling GroupNote: Transactions executed prior to joining Rodman & Renshaw, LLC

52

Selling Group

Follow-On


Follow-On


Follow-On


Follow-On


Secondary


Follow-On

$48 Million March 24, 2004

Follow-On


IPO


Follow-On


IPO


Secondary

$36.11 Million May 5, 2004

Follow-On

$46.3 Million May 20, 2004

IPO

$64 Million May 5, 2004

Follow-On

$297.6 MillionMay 27, 2004

Secondary


Follow-On


Follow-On


Follow-On

$102 Million August 18, 2004

Follow-On

$105 Million September 28, 2004

Follow-On


Secondary

$233.75 Million October 13, 2004

IPO


IPO


Follow-On

$253 Million November 4, 2004

IPO


IPO


IPO


Aldabra Acquisition Corp

IPO

$11 Million April 12, 2005

Follow-On


Follow-On

$42.88 Million May 25, 2005

Follow-On

$93.75 Million May 18, 2005

IPO

$30.29 Million June 9, 2005


53

Conmed Healthcare Management, Inc.

$15.0 MillionPIPE

Sole Placement Agent

Debt Resolve, Inc.


Co-Placement Agent

Altair Nanotechnologies

$20.25 MillionShelf Offering


ADM Tronics Unlimited

$6.1 MillionPIPE


Universal Guardian Holdings Inc.

$6.0 MillionPIPE


Netsol Technologies, Inc.

$5.5 MillionPIPE


Association of Volleyball Professionals

$5.0 MillionPIPE


Signalife, Inc.

$2.9 MillionPIPE


Jed Oil Inc.

$34.3 MillionPrivate Placement

Co-Placement Agent

Drugmax Inc.

$17.0 MillionPIPE

Co-Placement Agent

Asiamart, Inc.

$3.1 MillionPIPE

Co-Placement Agent

ImaRx Therapeutics


Co-Placement Agent

XStream Beverage Network, Inc.

$17.5 MillionPIPE


DigitalFX International, Inc.

$7.0 MillionPIPE


Hyperspace Communications, Inc.

$9.5 MillionPIPE


PRB Gas Transportation

$22.0 MillionPIPE

Co-Placement Agent

Velocity Express Corporation

$45.0 MillionPIPE

Co-Placement Agent

TeamStaff, Inc.

$4.3 MillionPIPE


IXI Mobile


Co-Placement Agent

Diguang Electronics

$12.0 MillionPIPE

Co-Placement Agent

Acacia Combimatrix Corp.

$4.9 MillionPIPE


Cel-Sci Corporation

$8.3 MillionPIPE


Gentium S.p.A.

$10.9 MillionPIPE

Co-Placement Agent

pSivida LTD

$15.0 MillionPIPE

Co-Placement Agent

Manhattan Pharmaceuticals, Inc.

$10.0 MillionPIPE


Pipeline Data, Inc.

$37.0 MillionConvertible Debt

PIPESole Placement Agent

PacificNet Inc.

$8.0 MillionConvertible Debt

PIPECo-Placement Agent

Starfire Systems Inc.


Co-Placement Agent

Velcera, Inc.



Telestone Technologies Corp.

$6.0 MillionPIPE


IsoRay, Inc.

$16.5 MillionPIPE

Co-Placement Agent

Oncovista, Inc.

$6.8 MillionPIPE


Selected Private Placements & PIPEsNote: Transactions executed prior to joining Rodman & Renshaw, LLC

54

http://www.zangani.com/files/conference/attendee-oncovista.gif

http://www.kenes.com/stroke2006/images/Logo_Final_RGBsm.jpg

Selected Past Advisory ClientsNote: Transactions executed prior to joining Rodman & Renshaw, LLC

55

Newtek Business Services, Inc.

Financial Advisory


M&A/Financial Advisory

Teamstaff, Inc.

Fairness Opinion

Healthcare Acquisition Corp.


$112,500,000Financial Advisor to

Healthcare Acquisition

Has agreed to acquire certain assets of


the Star Maritime

Taiwan Maritime Transportation Company, Ltd.

Israel Technology Acquisition Corp.


$42,999,000Financial Advisor to Israel Technology

SORL Auto Parts, Inc.

M&A/Financial Advisory

Fortress International Group

Inc.

Strategic Advisory

FIGI


June 30, 2006

Has acquired

Financial Advisor to the Buyer



Ad.Venture

Hyperspace Communications,

Inc.

Senior Secured Credit Facility

Strategic Advisory

Has agreed to purchase an Equity Stake in

$56,000,000Financial Advisor to the

Millennium India

Millennium India Acquisition Corp.

SMC GroupInvestments

Has agreed to purchase equity stakes in

$40,000,000Financial Advisor to IGC

Financial Advisor to Fortress America

$38,500,000

Has agreed to acquire

Doing business as VTC, LLC

http://www.ixi.com/index.html

http://www.indiaglobalcap.com/index.html

New York:1251 Avenue of the Americas20th

FloorNew York, NY 10020212.356.0500

Member FINRA, SIPC

Houston:1001 FanninSuite 550Houston, TX 77002713.654.8080

www.rodm.com

Ramnarain j. jaigobind rodman & renshaw s

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