A ;;---i 11: 4:.______J --......,.. .. --.1

__________ _ Date ____ _

POSmON NAME OF ORGANIZATION/ENTITY

PARTIES

m

r-· Rev ..

1.

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978

Calendar Year 2003 (5 U.S.C. app. §§ Hll-Ul)

2. Court or Organizatiori1. Person Re1:>0rting (Last name, First name, Middle initial) 3. Date of Report

KAUFFMAN, BRUCE W W.S. DIS1RJCT COURT, EASTERN p

4. Title (Article Ill Judges indicate .active or senior status; 5. ReportType {check appropriate type)

magistratejudges indicate full- or part-time)

U.S. DISTRICT JUDGE -ACTIVE Q Nomination,

0 lnitial

Date

@ Ammal 0 Final

51312004

6. Reporting Peric>d

11112003

to

12/31J2D03

7. Chambers or Office Address 8. On the basis ofthe information contained in this Report and any

ROOM 5613, U.S. COURTHOUSE: modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

601 MARKET STREET

PHILADELPHIA, PA 19106 Reviewing Officer

IMPORTANTNOTES: nie instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable: information. Sign on last page.

I. POSTIIONS. (R.eportin1i individual only; see pp. !H3 offiling illStruclions)

li!J NONE - (No reportable 1pc1sitions.)

0 rn -

< m 0

Il AGREENIENTS. (Ri:porting individual only; see pp. 14-16 of filing instructions) .

0 NONE - (No reportable :agreements.)

l. 1997

AND TERMS

Dll..WOR'rn. PAXSON LLP - FORMERLY REPORTED AS Dll..WORTH, PAXSON, KALISH & KAUFFMAN JUDICIAL RETIREMENT PROGRAM PAYOUT 5 YEARS -NOW MAINTAINED BY PENN MUTUAL LIFE.

2. J.997 Dll.. WOR'rn. PAXSON, KALISH & KAUJ.SFMAN RETIREMENT PLAN & 401(1()- ROILED OVER INTO IRA

SOURCE

SOURCE DESCRJPTION

FINANCIALDISCLOSURE REPORT NameofPersonReporting Date of Report

KAUFFMAN, BRUCE W S/312004

Ill. NQN..JNVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 offiling instructions)

A. Filer's Non-Investment l!J1com

0 NON'E - (No reportable non-investment income.)

SOURCE AND TYPE GROSS INCOME (yours, not spouse's}

l. 2003 DILWORTI:I PAXSON, !LP - ANNlilTY DISlRIBUTION, MAINTAINED 98,727.87 BY PENN MUTUAL LIFE INSURANCE

2. 2003 DILWORTI:I PAXON, lLP - PENSION ROU.OVER TO IRA 130,382.09

B. Spouse's Non-Investment ][ncom - (If you were married during any portion of the reporting year, please complete this section. (dollar amount not requm:d except for honoraria)

0 NONE - (Noreportablenc1n·investmentincome.)

AND TYPE

1. 2003 SELF MPLOYED-MARKETINGDEfilGN

N. REIIVIBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dc:pendent children. See pp. 25•27 of instructions.)

NOJNE - (No such report11ble reimbursements.)

I.

DESCRIPTION

QYIDITQR DESCR1PTION VALUE CODE

K

FINANCIAL.DISCLOSURE REPORT NameofPersonReporting

KAUFFMAN, BRUCE W

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

0 NONE - (No such reportable ;gifts.)

I.

Date of Report

5/3/2004

VI. LIABJLITIES. (lnclud :s those of spouse and dependent children. Sec pp. 32-34 of instructions.)

0 NONE - {No reportable liabilities.)

1. ACSINC. STUDENT LOAN

' ·

' · -�����--������-'-�������������������.L.-�����-1 INV .. ESTMENTS

I.

2

-

-

B

(2) (3)

-

.. -

06123 K

F J K N 0

(4)

-

-

-

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

-income, Ylllue, transcations (includes those of!he spouse and dependent clnldteD. See pp. 34-57 of filing instructions.)

Date of Report Page I of 4 KAUFFMAN, BRUCE w 5/3/2004

vn. and TRUSTS

c. D.A. B. Income during Gross value at end of Transactions dming reporting period

Description of Assets reporting period reporting periodfmcluding trust assets)

1fnot exempt from disclosme(I) - (2) {1) (2) (1)

Place "(X)" after each asset c:xc:mptfrcm prior disclosure

DNONE (No rqiartable income, llS!;ets, or transactions)

AVENHAM ASSOCIATES (LTD PARTNERSHIP) (SEEN0TE)

HUNTINGTON ASSOCIATES (LTD PARTI>lERSHIP) (X) - (SEE NOTE)

-3. WACHOVIA MONEY MARKET (PREVIOUSLY

PRUDENTIAL) (SEE NOTE)

4. PENNSYLVANIA BUSINESS BANK -CHECKING

5. IRA ROLLOVER 1985

6. COMMAND INSURED INCOME ACCOUNT

7. SG HOLDINGS, INC - BONDS

8. AT&T CORP

9. COMMAND MONEY FUND

10. GENERAL ELEcrRIC

Amount Code I (A-H)

E

A

B

Type (e.g.div. rent. or int.)

None

Interest

Dividend

Value Code2 (1-P)

K

M

Value Method Code 3 (Q-'N)

T

T

Type (e.g. buy, sell, merger,redemption)

Date: Month-Day

Value Code2 (J.P)

Gain Code1 (A·H)

(5)Idmtity of bu)'Cltseller(If private

action}

11. JOHN HANCOCK CORE EQUITY FUND CLASS B

-

12. PFJ:ZERINC

13. · GENERAL MOTOR ACCEPTANCE NOTES

14. FORD MOTOR CREDIT CO- MATURED 1/14/2003 .. .. - . -

MATURIT y

01/14 J A

15. GENERAL MOTORS - SMART NOTES

16. PFIZER. INC - ASSIGNED

. BUY

SEU..

09/04 L

A

17. PFIZER INC - CALL

-18. PFIZER INC - CALL .::

SEU.

SEU.

02124

6124

J

J

A

A

I. lncoine/Gain Codes: A .=:$1,000 or Jess . = S!,001-$2,500 C =.$2,501;,SS,OOO D =S5,001-$15,000 E '=" SIS,001-SSO,OOO . .. . .

(See Columns Bl and D4): = sso.001-$100:()00 G:. .,; Sl00,001-$1,000,000 HI . = $.),000,00! SS,OOP;ooo· fi4 .;,Mpre tban $5,QOO,OO(l i. Value Cmies: .='SI 5,000 or less

. . = $15,001-$50,000: L =$50;001-$100)00li M. ·=SlOO,OOlc$250,000

{See CollllDl:JS Cl Bnd.03) =$250.,000-$500,000 P3 = $25,IXlO)lOI-$50,000,000

= $500,001-Sl.OOD,OOO \Pl . :: Sl 000,001-$5,000,000 . P2 =:S5,0llO;OOI-tz5,000,000. . .

P4 = SMore than SS0,000,000

3. Value Method Codes Q = /lpprmsal R · = Cost (Real Estate Oniy) S = AssesSO!ent T = Cash/Market (See Column C2) U =Buol' Value V = Other W =Estimated

, ______ _

(2)

- -

22.

(I)

.

-

"'

(3} (4) Gain

·-

(5)

-

FINANCJAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Page 2of4 KAUFFMAN, BRUCE W 513/2004

VII. INVESTivffiNTS and TRUSTS ··income, value, transcations (includes !hose of the spouse and dependent children. See pp. 34.57 Gffiling instructions.)

19.

20.

21.

23.

24.

25.

26.

27.

28.

A.

Description of Assets (including trust assets)

Place "(X)" after each asset e c:mpt frum prior disclosure

TECO ENERGY INC

-DILWORTii PAXON RETIREMENT (SEE NOTE)

AT&T CORP

--SG HOLDINGS, INC

COCA COLA CO DEIAWAJRE

COMMAND MONEY FUND

GENERAL ELEC'IRIC CO.

-INTELCORP

SELIGMAN COMU&l FDB

SAFEGUARD SCIENTIFIC

B. Income during

reporting period

(I} -

Amount Type (e.g. Code l div. nmt or (A·H} inl)

c Dividend

-

c. Gross value at end of reporting period

(2)

Value Valluc Codc2 Method (J-P) Codel

(Q-W)

N T

D. Transactions dming reporting period

(I) If not exempt from disclosme

Type (e.g. buy, sell, merger, redemption)

(2) Dale: Value Monlh- Code2 Day (J-P)

Code l (A-H}

Identity of buye:r/seller (ifprivate

saction)

29.

30.

IVY n-rrt. FUND CLASS B

PU AMNEW OPPORTUNrl1ES FUND CLASS B

·•

31.

32.

33.

34.

35.

CISCO SYSTEM, INC.

-EMERGE INTERACTIVE, D C.

-INTERNET CAPITAL GROUP

OPUS,360 CORP

-DAIMLRCHRYSLR. CIN RO 1141'

.... -.

'

-

36. FORD MTR CRED CO ROJll MATURIT y

1/14 L A

1. · lncomel'Gain Codes: A = $1,000 or less .B .= Sl,OOJ-'$2,SOCl . ' ('.: = $2,501-$5,000 :0 = $5,o01 s15,0IJO . 'E . = $1:5,001-SSO:.Ooo

·• . (See CG1lunms Bl and 04) F . "'. SS!l,CIOl_-Sloo,ooo · G. = s100;001-s1.00<1,ooo_ ·HI o;; SU!OO.OOJ-$5;000,000: · . H2 =.M'Ftban $5,000.000 . _ 2. Value Oodes: J = $1 !!;CIOO or less . K =SIS;OOl-$50,000. L ':'s50;001-s100,ooo M _=$too.001c:siso,ooo

(See Cc1lumns Cl .anli 03) N = :mo.,ooo-ssoo,ooo 0 = $500,00J-$1.,000,000 PI = $1,000,001.ss.-000,ooo · ' P2 = $S,ooo,001-S25,ooo,ooo

P3 = $25;CIOO,OOI-S50,000,000 : P4 = $More than $50,000,000

3. Value Method Codes Q = Appraisal R =Cost (Real fatale Only)_ S =Assessment T = Cash/Market

(See Column C2) U =Book Value v =Other W =Estimated

DateofRep 5/312 ·-------·

- -

--

(2)

redemption)

' . .. .

(5)

-

- income, val11e, transcations (includes those of the spouse and dependent children. See pp. 34-57 of :filing instructions.)

(l)

37.

43.

46.

54.

If not exempt from disclosum

T)'pe (e.g.

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Page3of4 KAUFFMAN, BRUCE W

VII. INVESTMENTS and TRUSTS

A. B. c. D. Income during Gross value at end of Tnmsactions during reporting period

Description of Assets reporting period reporting period (mcluding IJUSI assets)

- (2) (l) {2) (l) (3) (4)

Place "(X)" after each asset ewnpt Value ValoeAmount Type (e.g. Date: Value Gain Identity of fmm prior disclosme Code l div. rent. or Codc2 Method buy, sell, Month- Code2 Code l buyer/seller

(A·H) int.) (J-P) Codc3 merger, Day (J-P) (A-H) flfprivatc (Q-W) tr1111saction)

GENMTRACC

-

38. EVERGREENS ADJRTE A BUY 10/03 IC

39. PUTNAM NEWOPPORTin'111Y FUND CLASS A SELL 10/28 J A (X)

Dll.WO.RTII PAXON RETIREMENT PLAN A Dividend L T40.

-AT&T CORP 41.

-COCA COLA CO DELAWARE 42.

44.

COMMAND MONEY FUND

GENEJRAL ELECTRIC

INTEL CORP45.

47.

PFIZER CORP.

-WACHOVIA MONEYMAIU:ET ASSETS FUND (FORMERLY PRUDENTIAL) -

48. GEN MTR ACC CP SN RO .Il)

49. PFE-CAU. SELL 02124 J f>.

so. PFH-CAU. SELL 06123 J A

51.

52.

-HPlfl - W Al.NUT STREET ASSOCIATES (SEE NOTE)

CSP DEBT ACCOUNT D

. . -

Interest M

-

u ··--

53.

-CITlZ'ENS BANK OF PENNSYLVANIA (X) A Interest L T

ROYAL BANK OF PENNSYLVANIA (IRA B Interest M T TRANSFE 4/10 L B AOCOUNT) (SEE NOTE) R

: 1. hlcome/Gain Codes: · . :.A =$l 01:l0 or less B . = Sl,001 $2,500 C . = $2,50 f-S5 ,000 ·D_ :=S5,00l Sl5,000 ·: _ {Sce eo11nnnsB1 illu!D4)"

. .F.>'=:S50-,100 1-s100,ooo _

. 2- Viilue Codes: . J ,,;, SlS,1000 oriess .K =Sl5,001-S50,000 L = sso;oo1-s100,ooo . .M =S100,001 siso.ooo

(See.Columns Cl and D3) N .

= 'S2so.000-ssilo,ooo o = ss0n:oo1-s1.ooo,oo0 Pl = s1;000,001-ss,ooo,ooo" n .; ss,ooo,001cS2s,ooo,ooo

P3 = $25,l:J<l0,001 $50,000,000 P4 =$More than $50,000;000

· 3. Value Method Codes Q = Appraisiil R = C::ost (Real Estate Oruy) S =Assessment T = Cash/Market

(See Column C ) U = Book Value Y = Other W Estimated

ofRepm , ______ _

-

j

5/3/200

-

·-

(3) (5)

(See Column __ C2_-_l ___ _ u_=_B_ocrk._v_a1_ue _____ v_=_;Oth..;._er ______ _ w_=_Es_·_tim_a_1e _d _____________________ -'

- income, value, tnmscations (includes those oflhe spouse and dependent children. See pp. 34-57 offiling instructions.)

(I) If nol exempt from disclosure

4/20

FINANCIAL DISCLOSlnm REPORT Name of Person Reporting Date age4of4: KAUFFMAN, BRUCE W

VII. INVESTMENTS and TRUSTS

B. c.A. D. Income during Gross value at end of Transactions during reporting period

Descriplion of Assets reporting period reporting period (including trust assets)

(1)(2) (I) (2)

Plac:c "(X)" after each assetexemptfron1 prior disclosure

Amount Type (e.g. Value Value Code l div. rent. or Code2 Method

(A·H) int.) (J-P) Code3

(Q-W}

{2) Type (e.g. Date: Value buy, sell, merger. redemption)

Month-Day

Code2 (.J..P)

(4) Gain Idenlityof Code I buyer/seller

(ifpivate trm?.ction)

(A·H)

HPH-POPLAR STREET ASSOCIATES (SEE None K u BUY K ASS. N01E)

, · ...

· I. lncome/Ciain Codes: A = $_1,CIOO or less · B. · = _$1,001-$2,SOO c = $2,50!-$5,000 . D. $5,001-$15,000_ E = Sl:S,OOl-$50,000

{See Coll= Bl and 04) . . . . . 2: Value Codes:

F

·J

=ssi> ooi4100,ooo

=s1s,ooo or less

G :.0.$_100,00J-$1,000,0PO

. K.. $15,001-$50,000

Hl = s1.ooci,oor.ss.ooo,o0o · 'i.. · = sso.cio1 S:100;00o ·.:.

.m·'= tban'ss,000.000

.t.(·;,;:s1oo;ooi:..ruo;ooo (See Cohmms Cl and D3) .N .;:s25U,4lOO-SSOO.OOO 0 =S500,001-Sl,000,000 :?1 = s1.ooo,001,ss,00-0,ooo P2 = ss,000.001-sis,ooo,ooo

3. V nlue Method Codes ·p3 = rn,000,001-sso.ooo,ooo

Q ,.; APJirajsal R = Cost (Real Estate Only)

P4 =SMore tliansso,000,000

S = Asse 'Slllent T · = Cash.IMarket -I . )

.

FINAll\JCIAL DISCLOSURE REPORT NameofPersonReporting Date ofReport

KAUFFMA"'l, BRUCE W 513/2004

(lndicatepartofReport.)VIII. ADDITIONAL INFORMATION OR EXPLANATIONS

I) PART Il, PAGE 1, LINE I -BECAlvlE AN ANNUITY DURING THE YEAR. REPORTED IN BOTH AGREEMENT SECTION AND IN NON­

INVESTMiENT INCOME SECTION. NEXT YEAR, THE VALUE WilL BE DERIVED SOLELY FROM PENN MUTUAL LlFE INSURANCE COMPANY, AND AS SUCH, WILL ONLY BE REPORTED JN TIIE NON-INVESTMENT INCOME SECTION SINCE THE REPORTING PERSON DOES NOT HA VE OWNERSHIP 01: THE CONTRACT.

2) PART III., PAGE 1, LINE 3 -IN PREVIOUS REPORT, REPORTED RETIREMENT BUYOUT FROM DILWORTI:I PAXON llP.

3) PART VI -LAST YEAR (2002) REPORTED STUDENT LOAN LIABILITY THAT WAS PAID OFF DURING 2003 AND AS A RESULT IS NOT REPORTED TIDS YEAR (2003).

4)PARTVIL,Jl>.AGE l,LINE 1-AVENIHAM ASSOCIATES (LTD PARTNERSHIP)-ISSUED FINAL K-1. FURTHERMORE, REPORTED NET LOSS FROM RENTAL ACTIVlTY. CAPn:ALGAIN REPORTED ONLINE I. nns WlLLNOT CARRYFORW.ARD INTO NEXTYEAR'S REPORT.

5) PART VIL, JI>AGE 1, LINE 3 -WACHOVIA MONEY MARKET (PREVIOUSLY PRUDENTIAL) -ACCOUNT OPEN BUT IS NOW UNDER FILING REQUIREJ\;fENTS.

6) PART VIL, PAGE I, LINE 6 -FROM PREVIOUS REPORT- IRA ROU.OVER IS NOW REPORTED ON LINE 19 OF nns YEARS REPORT AS DILWORTH PAXON RETIREMENT.

7) PART VIL, !PAGE I, LINE 2 -HUNTINGTON ASSOCIATES (LTD PARTNERSHIP)-AMOUNTIS UNDER REPORTING REQUIREMENTS.

8) PARTVll, IPAGE 3, LINE 50 -HP.H- WALNUT STREET ASSOCIATES -MARKED AS FINAL K.-1 AND WILL NOT BE ON NEXT YEAR'S REPORT.

9) PART vn, IPAGE 3, LINE 54 -HPH - POPLAR STREET ASSOCIATES ­ NEW INVESTMENT

IO) PART VII,, PAGE 3, LINE S3 - ROYAL BANK OF PENNSYLVANIA (lRA ACCOUN1) -ACCOUNT OPENED IN 412003. REPORT HAS BEEN AMENDED TO REFLECT THIS ACTI:vITY.

11) PART VII, PAGE 4, LINE SS -PFIZER. CORP. NO ACTIVITY TO REPORT JN 2003. CORRESPONDS TO PFIZER CORP. IJSTED IN THE 2002 FINANCIAL DISCLOSURE REPORT JN PART VII, PAGE 4; LINE 60.

. .. ;

ofRepo

J

Date_-"-"'-7 6_2--"-/;,_o_C( __

D

Name of Person Reporting DateFINANCIAL DISCLOSURE REPORT

KAUFFMAN, BRUCE W 51312004

IX. CER.TJFICA TION.

I certiJl'.Y that all infonnation given above (including infonnation pertaining to my spouse and minor or dependent children, if any) is acc:urate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it mc t applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDNI UAL WHO KNO LY AND WILFULLY FALSlFIES OR FAILS TO FILE nns REPORT MAY BE SUBmCT TO CNIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

.

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Commjttee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

G-

___________ _ Date ____ _

POSIDON NAME OF ORGANIZATION/ENTITY

.(") P;i

u

----

I.

Report Required by the EthicsA0-10 FINANCIAL DISCLOSURE REPORT in Government Act of 19i8 /2004 .·

Calendar Year 2003 (5 U.S.C. app. §§ 101-lll)

I. Person Rc:porting (Last name, First name, Middle initial) 2. Court or Organization

KAUFFWIN, BRUCE W W.S. DISTRICT COURT, EASTERN P

4. Title (Article III Judges indicate a<:tive or senior status; 5. ReportType (check appropriate type) magistrate judges indicate full- or J>a:rt-time)

Q Nomination, Date U.S. DIS'I'RICT JUDGE - ACTIVE

0 Initial (!) Annual 0 Flnal

3. Date of Report

51312004

6. Reporting Period

111/2003

to 12131/.:!1103

7. Chambers or Office Address 8. On the basis of the infonnation contained in this Report and any modifications pertaining thereto, it is, in my opinion, in complianceROOM 5613, U.S. COURTHOUSE with applicable laws and regulations.

601 MARKET STREET Reviewing Officer

PHILADELPHIA, PA 19106

IMPORTANT NOTES: Tite instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part vvhere you have no reportable information. Sign on last page.

I. POSffiONS. (Reporting individual only; see pp. 9-13 offiling instructions)

NONE - (No reportable J>Ositions.)

0 en :::0('") ,.... ,, m :;; 0

c:> ::u:z m rrt CJ oS: < "TJr­...,, m

0 w

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions) .o

0 NONE - (No reportable agmements.)

PARTIES AND TERMS

1. 1997 DIL WORTii, PAXSON ILP ·FORMERLY REPORTED AS DILWORTH, PAXSON, KALlSH & KAUFFMAN JUDICIAL RETIREMENT PF.OG PAYOUT 5 YEARS· NOW MAINTAINED BY PENN MUTUAL LIFE.

2. 1997 DILWORrn, PAXSON, KALISH & KAUFFMAN RETIREMENT PLAN & 40l(K) • ROll..ED OVER INTO IRA

INCOME

SOURCE

DESCRiPTION

FlNANCIAL DISCLOSURE REPORT Name of Person Reporting

KAUFFMAN, BRUCE W

Date of Report

51312004

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 offiling instructions)

A. Fikr's Non-Investment Incom

0 NONE - (No reportable non-investment income.)

I. 2003

2. 2003

SOURCE AND TYPE

DILWORTH PAXSON, LLP -ANNUITY DISTRIBUTION, MAINTAINED BY PENN MUTUAL LIFE INSURANCE

OIL WORTH PAXON, LLP - PENSION ROU.OVER TO IRA

GROSS

(yours, not spouse's}

98,727.87

130,38.:!.()9

B. Spousi 's Non-InvestmeEtt Incom - (If you were married during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria)

0 NONE - (No reportable non-investment income.)

AND TYPE

l. 2003 SELF-EMPLOYED - MARKETING DESIGN

IV. REIMBURSEMENTS: - transportation, lodging, food, entertainment.

(Includes those to spouse and d1ependent children. See pp. 25-27 of instructions.)

NONE - (No such reportable reimbursements.)

SOURCE

I.

0 NONE -

·(No reportable li:lbilities.)

Name of Person Reporting FINANCIAL DISCLOSURE REPORT Date of Report

KAUFFMAN, BRUCE W 5/3(1004

V. GIFTS. (Includes those to s.pouse and dependent children. See pp. 28-3 I of instructions.)

NONE (No such reportable gifts.) -

DESCRIPTION

I.

VI. LI.ABILITIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructiolllS.)

CREDITOR DESCRIPTION VALUE CODE

I. ACSINC. STUDENT LOAN K

-------

i----- , _________ _......,..., AsSOcIATESi

(2) f.I) .u rm111111111:1111un: r.l '3) {ti) [S)

i--- - ----

-·-·-, -----· · --,-----:-- "".":'f-- :----r- ---t-----;------r---

----i---

--t--

-+--

--f----- --1 (PIUMOtJSl.Y ; . J,

,·:

i-- -Pm-.-· iNsYLVANIABUSINl$s1i'--AN ."-.---. --- "T"-A-.-r- -ln,-tRSt--t- K--r--_. -r-r----1-."--i---1---+---·---I

ti.

... i

- .

B

... -..

- .... : r..

61"-4

rcponliqr period (1) 11ar CICIUPI

"«:< . ,. , ... . ,.-,,, . .. "'·-·

. 13.

FI.+"ANCJAL DISCLOSURE REPORT Nwnc nr l'cnu:in llcpurllnr: !)me ar llcrimt Pagel of.3 KAUi:rMAN, SRUCS W S'3r.!004 vn. Nv:E ST.MENTS and TRUSTS

A. rs. c. D,lncamll durlll1t 0111"1& 1111h11111L 1111 or

r11pnrfl111& 1111l11rl TIWOcilan• duriairnparthilr pr;rllld Dl:JG'ip1lnn or "-I" (laclull1n11 tnlJf lllllC/ll)

(ll (I)

Type (i:.(J.div. tc11t. or1111.)

Pince •IX)• ahcr e11ch 111m C'l llll L rram priordllClotun:

V1h11 i'yrw (•.ir. IJ111111 btll'.lcll. Amaullt

Co&Jt: I (1'\-11)· Vnlue V.iluc Cl n h!codiyar

Cmr.:z C11J11I hu h:rrJ·l'J (l\ollJ c1rpr1w111.

"1111111Cillll!I)

Code:% Mctllod · Munlh·Cl-l"J eadc3 mi:l'llcr. Dll)I

rcdc:mpllonltQ-W)

'Nanc

* """·1. AVl�NHAMASSOCfA'rES O 'l'IJ PAll'l'NltRSHrP)

(SEJ?NOTS)

(I.TDPJ\ltn!SRSHJr1) 00 •(SSE l\IO"l'bl - . ,

, .•..•1

• ,. , "·' i-{• •• -.:. .HUN1'1NafoN

WAC:HOVIA MONbY MAltiCG'r PftLIDl:iN'l'W.l (SnEll! . ·

Clil:CKING lllA llCHJ.OVF.lt 19115 ·4.

s. MDividend ·T

c• , •...- ,' "''l<J •"' •

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8) ?'ART VII!. PAGB3. IJ1'!t; !O •l{fOH. WAl..NUT si:rumrASS ClATES-MAAKEO AS FINAi. K·l ANllw11.1. NO'I' ar. ON NEX'l' Yt!.AR'S . . .· ; '· · ·· ·lllSl101t'l''.

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Date_-T/(_1_0 ____ /_o_,_f __

F NANCIAL DISCLOSURE REPORT Name of Person Reporting

KAUFFMAN, BRUCE W

Date of Report I

5/3/2004

IX. CERTIFICATION.

I certify that all information given above ( including information pertaining to my spouse and minor or dependent children, if any) is accuirate, true, and complete to the best of y knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I furtb.er certify that earned iincome from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature:

NOTE: .ANY INDNIDUAL WHO KNOWINGLY AND WILFULLY F .ALSIFIES OR FAILS TO FILE TIIlS REPORT MAY BE SUBJECT TO CNIL AND CRIMJN.AL SANCTIONS (5 U.S.C. app. § 104)

.

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N .E. Washington, D.C. 20544