QuantumMutualFund · 2014. 2. 12. · QuantumMutualFund As on January 31, 2014...

QuantumMutual Fund1

QuantumMutual Fund2

QuantumMutual Fund

January 31, 2014

Growth Option 26.25

Dividend Option 26.47

As on January 31, 2014

Quantum Long Term Equity FundAn Open ended Equity Scheme

Nature of SchemeInvestment Objective

Fund ManagerFund Manager Total ExperienceAssociate Fund ManagerTotal ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment Options

Minimum Application Amount(Under each Oprion)Net Asset Value (NAV)Benchmark Index

PRODUCT LABEL

Open-ended Equity SchemeThe investment objective of the Scheme is to achievelong-term capital appreciation by investing primarilyin shares of companies that will typically be included in theS&P BSE 200 Index^^ and are in a position to benefit from theanticipated growth and development of the Indian economy and itsmarkets.Mr. Atul Kumar ( Since November 15, 2006)14 yrs.Mr. Nilesh Shetty (Since March 28, 2011)10 yrs.March 13, 20061.25%Growth & Dividend (Dividend Option will in turn have two Facilities,Dividend Payout Facility and Dividend Re-investment Facility)

500/- and in multiples of 1/-thereafter, Additional Investment wouldbe 500/- and in multiples of 1/- thereafter/ 50 units.Every Business DayS&P BSE 30 Total Return Index^^

````

* Investors should consult their financial advisers if in doubt about whether the product is suitable for them.

. Long term capital appreciation

. Investments in equity and equity related securities of companies in S&P BSE 200 index.

. High Risk (BROWN)

Quantum Long Term Equity Fund(An Open-ended Equity Scheme)

This product is suitable for investors who are seeking*Name of the Scheme

(BROWN) investors understand that theirprincipal will be at high risk

(YELLOW) investors understand that theirprincipal will be at medium risk

(BLUE) investors understand that their principalwill be at low risk

Note: Risk is represented as:

Portfolio as on

Name of Instrument Industry Quantity Market value in Lakhs % to Net Asset

January 31, 2014

EQUITY & EQUITY RELATEDA) Listed /Awaiting listing on the Stock ExchangeHousing Development Finance Corporation Ltd Finance 1,246.44 5.90154,177Bajaj Auto Ltd Auto 1,188.38 5.6262,497Infosys Ltd Software 1,100.49 5.2129,734Maruti Suzuki India Ltd Auto 995.92 4.7160,866Container Corporation of India Ltd Transportation 895.95 4.24121,939Oil & Natural Gas Corporation Ltd Oil 769.75 3.64279,349Tata Consultancy Services Ltd Software 768.30 3.6434,283ACC Ltd Cement 748.24 3.5474,021The Indian Hotels Company Ltd Hotels 726.73 3.441,254,067Tata Chemicals Ltd Chemicals 717.26 3.39273,139Indian Oil Corporation Ltd Petroleum Products 679.84 3.22277,088Hero MotoCorp Ltd Auto 649.74 3.0832,995Voltas Ltd Construction Project 649.72 3.08612,363State Bank of India Banks 624.79 2.9641,001GAIL (India) Ltd Gas 622.69 2.95173,789ING Vysya Bank Ltd Banks 596.99 2.83113,929Crompton Greaves Ltd Industrial Capital Goods 581.86 2.75502,471NTPC Ltd Power 579.16 2.74458,017Larsen & Toubro Ltd Construction Project 555.38 2.6356,332Tata Steel Ltd Ferrous Metals 493.95 2.34138,731Axis Bank Ltd Banks 442.24 2.0939,382Exide Industries Ltd Auto Ancillaries 431.08 2.04426,387PTC India Ltd Power 427.03 2.02772,906Petronet LNG Ltd Gas 422.14 2.00383,763Cummins India Ltd Industrial Products 419.76 1.9996,221

3

QuantumMutual Fund



Bharti Airtel Ltd Telecom - Services 367.29 1.74116,601Gateway Distriparks Ltd Transportation 111.30 0.5388,653B) Unlisted NIL NILNILTotal 17,812.42 84.32Collateralised Borrowing & Lending Obligation (CBLO) * 3,319.21 15.71Net Receivable/(payable) -3.46 -0.03Grand Total 21,128.17 100.00* Cash & cash Equivalents^Portfolio Turnover Ratio (Last one year): 23%

Mr. Atul Kumar is the fund manager of Quantum Long Term Equity Fund and Quantum Tax Saving Fund

Performance as on

Absolute Returns (%) Absolute Returns (%) CAGRReturns (%)

Current value of standardinvestment of 10,000/- (INR)

Dec 30, 2011 to Dec 31, 2012 Dec 31, 2010 to Dec 30, 2011 Since Inception**

Absolute Returns (%)

Dec 31, 2012 to Dec 31, 2013

December 31, 2013 Quantum Long Term Equity Fund

`

Quantum Long TermEquity Fund (GrowthOption)

9.16% 31.21% 13.77% 27,400-20.16%

Scheme Benchmark -(S&P BSE 30 TRI)

10.70% 27.99% 10.58% 21,936-23.64%

Additional Benchmark- (S&P BSE Sensex)

8.98% 25.70% 8.99% 19,596-24.64%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - March 13, 2006. Since inception returns are calculated on NAV of 10 invested at inception.^ Please refer below for Definitions.

^Quantitative data as on 31 December, 2013 Standard Deviation: Beta: Sharpe Ratio:20.25% 0.70 0.74

`

Performance as on





Dec 31, 2012 to Dec 31, 2013

December 31, 2013 Quantum Tax Saving Fund

`

Quantum Tax SavingFund (Growth Option)

8.89% 31.36% 21.92% 27,080-20.92%

Scheme Benchmark -(S & P BSE 30 TRI)

10.70% 27.99% 18.56% 23,532-23.64%

Additional Benchmark- (S & P BSE Sensex)

8.98% 25.70% 16.83% 21,855-24.64%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - December 23, 2008.Since inception returns are calculated on NAV of 10 invested at inception.^ Please refer below for Definitions.

`

^Quantitative data as on 31 December, 2013 Standard Deviation: 15.85% Beta: 0.65 Sharpe Ratio: 1.53

N.A.**In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June30,2009 has notified that, w.e.f. August 01, 2009 there will be no entry loadcharged to the schemes of the Mutual Fund and the upfront commission todistributors will be paid by the investor directly to the distributor, based on hisassessment of various factors including the service rendered by the distributor.

Repurchase/ Redemption/Switch Out - within 6 months of allotment 4.00%,after 6 months but within 12 months of allotment 3.00%,after 12 months but within 18 months of allotment 2.00%,after 18 months but within 24 months of allotment 1.00%,after 24 months of allotment Nil

4

QuantumMutual Fund



Fund Size as on January 2014*Average AuM ( in Crores) #Absolute AuM ( in Crores)` `

Growth Option 193.14 192.54Dividend Option 19.18 18.74Total 212.32 211.28

January 31, 2014*Cumulative Daily AuM /No of days in the month#AuM as on

Brokerage & Commissions PaidBrokerages Paid for investments for January 2014 `27,477.71

Distributor Commissions Paid till date NIL

Sector Allocation (% of Net Assets) as on January 31, 2014

0% 2% 4% 6% 8% 10% 12% 14% 16% 18% 20%

AutoSoftware

BanksFinance

Construction ProjectGas

TransportationPower

OilCement

HotelsChemicals

Petroleum ProductsIndustrial Capital Goods

Ferrous MetalsAuto Ancillaries

Industrial ProductsTelecom - Services

13.41%8.85%

7.88%5.90%

5.71%4.95%

4.77%4.76%

3.64%3.54%3.44%3.39%3.22%

2.75%2.34%

2.04%1.99%

1.74%

The indicative Asset Allocation

Instruments Normal Allocation(% to Net Asset)

Risk ProfileMinimum Allocation(% to Net Asset)

Maximum Allocation(% to Net Asset)

Listed Equity & Equity Related Securities of Companies 95% - 99% 65% High99%

Unlisted Equity & Equity Related Securities of Companies 0% - 3% 0% High5%

Money Market Instruments 1% - 5% 1% Low35%

Liquid Schemes of Mutual Funds 0% - 5% 0% Low5%

The Scheme may seek investment opportunity in the ADR/GDR and Foreign Securities (maximum 10% of Net Assets) subject to SEBI (Mutual Funds) Regulations, 1996. TheScheme may use derivatives mainly for the purpose of hedging and portfolio balancing (max. 5% of Net Assets) based on the opportunities available subject to SEBI (MutualFunds) Regulations, 1996.

^Definitions

Standard deviation measures historical volatility. A high standard deviation suggests high volatility, while lower standard deviation would refer to more stability.

Beta is the tendency of a fund's returns to respond to market swings. A beta of 1 indicates that the fund price will move with the market. A beta of less than 1 means that the

security will be less volatile than the market. A beta of greater than 1 indicates that the security's price will be more volatile than the market.

Sharpe Ratio is used to characterise how well the return of an asset compensates the investor for the risk taken. The greater a portfolio's Sharpe ratio, the better its risk-adjusted

performance has been.

Portfolio Turnover Ratio is the percentage of a fundâ��s assets that have changed over the course of a year.

^^ Note: Investors are requested to note that BSE and S&P Dow Jones Indices have announced a strategic partnership on February 19, 2013 and accordingly each of the BSE

Indices are now co-branded "S&P".

5

QuantumMutual Fund

January 31, 2014( /Unit)`

Growth Option 17.8092Monthly Dividend PayoutOption

10.0140

Daily DividendReinvestment Option

10.0060

NAV

Weighted Average MaturityJanuary 31, 2014as on

At the end of the month 28 DaysAverage during the month 30 DaysModified Duration 25 Days


Quantum Liquid FundAn Open ended Liquid Scheme

``

``

``

``

Open-ended Liquid SchemeThe primary investment objective of the Scheme is toprovide optimal returns with low to moderate levels ofrisk and high liquidity through judicious investments inmoney market and debt instruments.Mr. Murthy Nagarajan (Since November 1, 2013)20 yrs.April 7, 20060.45%Growth, Daily Dividend Reinvestment & Monthly Dividend Payout.Growth Option - 5,000/-and in multiples of 1/- thereafter.Monthly Dividend Payout Option - 10,000/-and in multiples of 1/-thereafter.Daily Dividend Reinvestment Option - 1,00,000/- and in multiples of 1/-thereafter.Additional Investment - 500/- and in multiples of 1/- thereafter/50 units.Every Business DayCrisil Liquid Fund Index


Fund ManagerFund Manager Total ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment OptionsMinimum Application Amount(Under each Option)

Net Asset Value (NAV)Benchmark Index

PRODUCT LABEL


. Income over the short term

. Investments in debt / money market instruments.

. Low Risk (BLUE)

Quantum Liquid Fund(An Open- ended Liquid Scheme)






Portfolio as on

Name of Instrument Market value in Lakhs % to Net Asset

January 31, 2014

Duration in DaysRating

DEBT INSTRUEMENTS

A) Listed/awaiting listing on Stock Exchanges

Non-Convertible debentures / Bonds

7.20% RECL Ltd NCD (MD 17/03/2014) 499.00 8.9260CRISIL AAA

B) Privately Placed/Unlisted Non Convertible Debenture/ Bonds NIL NIL

C) Securitized Debt Instruments NIL NIL

Total of Debt instruments 499.00 8.92

MONEY MARKET INSTRUEMENTS

Certificate of Deposits

Vijaya Bank CD (MD 06/02/2014) 499.44 8.9355CARE A1+ Â

Andhra Bank CD (MD 11/02/2014) 498.89 8.9253ICRA A1+

State Bank of Hyderabad CD (MD 17/02/2014) 498.18 8.9191ICRA A1+

Indian Bank CD (MD 18/02/2014) 498.07 8.9188CARE A1+ Â

Bank of Baroda CD (MD 03/03/2014) 496.57 8.8839ICRA A1+

Bank of Baroda CD (MD 06/03/2014) 496.24 8.8770ICRA A1+

ICICI Bank Ltd CD (MD 07/03/2014) 496.06 8.8749ICRA A1+

Axis Bank Ltd CD (MD 19/03/2014) 494.75 8.8578CRISIL A1+

Allahabad Bank CD (MD 20/03/2014) 494.68 8.8558ICRA A1+ Â

Indian Overseas Bank CD (MD 25/02/2014) 248.64 4.4532ICRA A1+

Total 4,721.52 84.44

Treasury Bills (T-bill)

91Days Tbill (MD 20/03/2014) 49.46 0.8891Sovereign

Total 49.46 0.88

Collateralised Borrowing & Lending Obligation (CBLO) * 303.34 5.42

Total of Money Market Instruments 5,074.32 90.74

6

QuantumMutual Fund



Net Receivable / (Payable) 19.33 0.34

Grand Total 5,592.65 100.00* Cash & cash Equivalents

Performance as on December 31, 2013 Quantum Liquid Fund

Additional Benchmark -(Crisil 1 year T-Bill index)

Scheme Benchmark -(Crisil Liquid Fund Index)

Quantum Liquid Fund(Growth Option)

Mr. Murthy Nagarajan is the fund manager of Quantum Liquid Fund.

7 days # 8.60% 6.40% 9.04%15 days # 8.44% 8.06% 8.57%30 days # 8.62% 8.95% 6.83%Dec 31, 2012 to Dec 31, 2013 ## 8.76% 9.03% 5.86%Dec 30, 2011 to Dec 31, 2012 ## 9.20% 8.54% 8.11%Dec 31, 2010 to Dec 31, 2011 ## 8.72% 8.15% 6.42%Since Inception**CAGR Returns (%) 7.64% 7.21% 5.67%Current value of standard investment of Rs. 10,000/-(INR) 17,682 17,146 15,330

**Date of Inception - April 7, 2006 Since inception returns are calculated on NAV of 10 invested at inception.# Simple Annualised Yield. ## Absolute Returns.

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.

`

N.A.**In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30,2009 has notified that, w.e.f. August 01, 2009 there will be no entry load chargedto the schemes of the Mutual Fund and the upfront commission to distributors willbe paid by the investor directly to the distributor, based on his assessment ofvarious factors including the service rendered by the distributor.

Dividend History - Monthly Dividend payout optionNet Dividend per unit

(Post Dividend Distribution Tax)Record Date

Individual Non Individual

(`)

25-Nov-13 0.05815590 0.05569711

26-Dec-13 0.05886868 0.05637976

26-Jan-14 0.05732873 0.05490491After payment of dividend the NAV will fall to the extent of dividend payout andstatutory levy , if any (Unit face Value Rs.10/-).

NIL

Exit Load Brokerage & Commissions Paid

Brokerages Paid for investments for January 2014 ` 2,700.00


Fund Size as on January 2014*Average AuM

( in Crores)#Absolute AuM

( in Crores)` `

Growth Option 34.50 35.72

Daily Dividend Reinvestment Option 17.12 17.07

Monthly Dividend Payout Option 3.17 3.14

Total 54.79 55.93


Asset Allocation (% of Net Assets) as on January 31, 2014

CBLO & Net Receivable / (Payable) Banks Financial Services

Govt. Securities

Govt. Securities0.88%

Financial Services8.92%

CBLO & Net

Receivable / (Payable)

5.76%

Banks84.44

%



CBLO & Net


5.76%

Banks84.44

%



CBLO & Net


5.76%

Banks84.44

%



CBLO & Net


5.76%

Banks84.44

%

7

QuantumMutual Fund




Instruments Indicative allocations (% of total assets) Risk Profile

Money Market Instruments and other short term debtinstruments (*) having maximum re-pricing tenor of notmore than 91 days in maturity (**)

Low to Medium100%

(*) Debt instruments may include investments in securitised debt instruments upto 40% of the Net Assets of the Scheme.(**) Maximum re-pricing tenor of 91 days would be reckoned as under: -i. For a fixed rate asset, the remaining tenor is 91 days or less.ii. For a floating rate asset, the interest reset frequency is 91 days or less.iii. For a fixed rate/floating rate asset where the principal is paid in a staggered and/or on amortizing basis (e.g. securitized papers), the average maturity of such an asset is91 days or less.iv. For a portfolio using Interest Rate Derivatives,a) the composite floating rate asset (underlying fixed rate asset and Interest Rate Swap, paying fixed and receiving floating) has interest reset frequency up to 91 days.b) If Interest Rate Swaps (receiving fixed and paying floating), have been used to convert a floating rate asset into a fixed rate asset, the fixed leg of the Interest Rate Swaphaving remaining tenor upto 91 days.c) For a portfolio using Forward Rate Agreements, the summation of the beginning and end dates of the period covered is 91 days or less.

8

QuantumMutual Fund

As on January 31, 2014Quantum Gold FundAn Open ended Exchange Traded Fund - Gold

January 31, 2014




Open ended Exchange Traded Fund - GoldThe Investment Objective of the Scheme is togenerate returns that are in line with the performance ofgold and gold related instruments subject to tracking errors.However, investment in gold related instruments will be made ifand when SEBI permits mutual funds to invest, in gold relatedinstruments. The Scheme is designed to provide returns that beforeexpenses, closely correspond to the returns provided by gold.Mr. Chirag Mehta (Since May 01, 2009)9 yrs.February 22, 20081.00%GrowthDirectly with Fund: The investors can create / redeem in exchange of PortfolioDeposit or Cash and Cash Component in creation unit size at NAV based Price.On the Exchange:Approx equal to price of 1/2 gram of Gold quoted on the NSE.On NSE, the units can be purchased / sold in minimum lot of 1 units and inmultiples therefore.Every Business DayDomestic Price of Physical Gold

( /Unit)`Growth Option 1300.7681

Gold No. of Bars

NAV

1KG Bar (0.995 fineness) 210100 Gram Bar (0.995 fineness) 40100 Gram Bar (0.999 fineness) 6

PRODUCT LABEL


. Long term returns

. Investments in physical gold.

. High Risk (BROWN)

Quantum Gold Fund(An Open-ended Exchange Traded Fund-Gold)






Portfolio as on


January 31, 2014

GOLD

A) 1 KG Bar (0.995 fineness) 5,861.45 97.88

B) 100 Gram Bar (0.995 fineness) 111.65 1.86

C) 100 Gram Bar (0.999 fineness) 16.81 0.28

Total 5,989.91 100.02


Net Receivable/(payable) -5.22 -0.08

Grand Total 5,988.26 100.00

* Cash & cash Equivalents^Portfolio Turnover Ratio (Last one year): 8.61%

Mr. Chirag Mehta is the fund manager of Quantum Gold Fund, Quantum Gold Savings Fund, Quantum Multi Asset Fund andQuantum Equity Fund of Funds.

Performance as on





Dec 31, 2012 to Dec 31, 2013

December 31, 2013 Quantum Gold Fund

`

Quantum Gold Fund(Growth Option)

-14.02% 10.96% 13.53% 21,03930.89%

Scheme Benchmark -(Domestic price of physicalGold)

-13.19% 12.08% 14.07% 21,63832.18%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - February 22, 2008 Since inception returns are calculated on NAV of 100 invested at inception.^ Please refer below for definitions

^Tracking Error as on December 31, 2013 Absolute Since Inception: Annualised Since Inception:

`

0.017% 0.276%

9

QuantumMutual Fund


Performance as on

CAGRReturns (%)


Since Inception**


Dec 31, 2012 to Dec 31, 2013

December 31, 2013 Quantum Gold Savings Fund

`Absolute Returns (%)

Dec 30, 2011 to Dec 31, 2012

Quantum Gold Savings Fund(Growth Option)

-5.37% 10.16% 12,89211.58%

Scheme Benchmark - (Domestic priceof Gold)

-13.19% 7.69% 12,14712.08%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - May 19 , 2011 Since inception returns are calculated on NAV of 10 invested at inception.`

Performance as on

CAGRReturns (%)


Since Inception**


Dec 31, 2012 to Dec 31, 2013

December 31, 2013 Quantum Multi Asset Fund

`

Quantum Multi Asset Fund (Growth Option) 6.64% 9.45% 11,426

Scheme Benchmark - [CRISIL Composite Bond Fund Index(40%) + Sensex Total Return Index (40%) + Domestic price of

Gold (20%)]

3.16% 7.19% 10,719

**Date of Inception - July 11, 2012 Since inception returns are calculated on NAV of 10 invested at inception.^ Please refer below for Definitions

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.`

^Quantitative data as on 0.485.95% Beta:Standard Deviation:31 December, 2013 Sharpe Ratio: 0.92

Performance as on





Dec 31, 2012 to Dec 31, 2013

December 31, 2013 Quantum Equity Fund of Funds

`

Quantum Equity Fundof Funds (GrowthOption)

4.03% 32.77% 10.88% 15,841-23.67%

Scheme Benchmark -(S&P BSE 200 Index)

4.38% 30.98% 7.30% 13,690-26.95%


8.98% 25.70% 7.74% 13,936-24.64%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - July 20, 2009 Since inception returns are calculated on NAV of 10 invested at inception.^ Please refer below for Definitions

`

^Quantitative data as on 0.530.8515.05% Sharpe Ratio:Beta:Standard Deviation:31 December, 2013

N.A.**In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30,2009 has notified that, w.e.f. August 01, 2009 there will be no entry load chargedto the schemes of the Mutual Fund and the upfront commission to distributors willbe paid by the investor directly to the distributor, based on his assessment ofvarious factors including the service rendered by the distributor

NIL(retail investor can exit the scheme only through secondary market)

Exit Load

10

QuantumMutual Fund


Fund Size as on January 2014*Average AuM ( in Crores) #Absolute AuM ( in Crores)``




Brokerage & Commissions Paid

Brokerages Paid for investments for January 2014 NIL




Minimum Maximum High/Medium/Low

Physical Gold 90% 100%* Medium to High

Money Market instruments, Short-term Corporate debtsecurities, CBLO and units of Debt and Liquid Schemes ofMutual Funds

0% 10% Low

* As the scheme invests 90% to 100% of the net assets into Gold, the scheme will, by and large, be passively managed fund. However, if and when permitted under SEBIregulations, the scheme may invest in gold related securities including derivatives.

^Definitions .




Tracking Error is a measure of how closely a fund follows the index to which it is benchmarked. The more passively the fund is managed, the smaller the tracking error. In the

case of Exchange Traded Funds, the lower the Tracking Error, the better.




11

QuantumMutual Fund


Quantum Index FundAn Open ended Exchange Traded Fund

January 31, 2014

Growth Option 633.2059




Open-ended Exchange Traded FundThe investment objective of the scheme is to investin stocks of companies comprising CNX NiftyIndex^^ and endeavour to achieve return equivalent toNifty by â��Passive â��investment. The Scheme will bemanaged by replicating the index in the same weightage as inthe CNX Nifty Index^^ with the intention of minimizing theperformance differences between the scheme and the CNX NiftyIndex^^ in capital terms, subject to market liquidity, costs of trading,managing expenses and other factors which may cause tracking error.Mr. Hitendra Parekh (Since June 09,2008)21 yrs.July 10, 20080.50%GrowthDirectly with Fund: The investors can create / redeem in exchange of PortfolioDeposit and Cash Component in creation unit size at NAV based Price.On the Exchange: At prices which may be close to the NAV of QIF Units. OnNSE, the units can be purchased / sold in minimum lot of 1 unit and in multiplesthereof. The units of QIF issued under the scheme will be approximatelyequal to the price of 1/10 (one-tenth) of the CNX Nifty Index^^.Every Business DayCNX Nifty TRI Index^^ (Change w.e.f. October 3, 2011)

PRODUCT LABEL



. Investments in equity and equity related securities of companies in CNX Nifty Index.

. High Risk (BROWN)

Quantum Index Fund(An Open- ended Exchange Traded Fund)






January 31, 2014Portfolio as on


EQUITY & EQUITY RELATEDA) Listed /Awaiting listing on the Stock ExchangeITC Ltd Consumer Non Durables 18.84 8.985,796Infosys Ltd Software 18.76 8.94507Reliance Industries Ltd Petroleum Products 14.36 6.841,728Housing Development Finance Corporation Ltd Finance 13.24 6.311,638HDFC Bank Ltd Banks 12.20 5.811,941Tata Consultancy Services Ltd Software 12.01 5.72536ICICI Bank Ltd Banks 11.97 5.701,212Larsen & Toubro Ltd Construction Project 8.43 4.02855Tata Motors Ltd Auto 6.59 3.141,886Oil & Natural Gas Corporation Ltd Oil 5.11 2.431,854Sun Pharmaceuticals Industries Ltd Pharmaceuticals 4.68 2.23795Mahindra & Mahindra Ltd Auto 4.33 2.06486Hindustan Unilever Ltd Consumer Non Durables 4.26 2.03748State Bank of India Banks 4.13 1.97271HCL Technologies Ltd Software 4.11 1.96281Bharti Airtel Ltd Telecom - Services 3.96 1.891,257Wipro Ltd Software 3.96 1.89688Axis Bank Ltd Banks 3.67 1.75327Dr. Reddy's Laboratories Ltd Pharmaceuticals 3.50 1.67134NTPC Ltd Power 2.75 1.312,178Bajaj Auto Ltd Auto 2.68 1.28141Kotak Mahindra Bank Ltd Banks 2.63 1.25401Tata Steel Ltd Ferrous Metals 2.51 1.20704Sesa Sterlite Ltd Minerals/Mining 2.46 1.171,305Hero MotoCorp Ltd Auto 2.34 1.11119

12

QuantumMutual Fund




Maruti Suzuki India Ltd Auto 2.27 1.08139Asian Paints Ltd Consumer Non Durables 2.25 1.07478Lupin Ltd Pharmaceuticals 2.22 1.06252Cipla Ltd Pharmaceuticals 2.20 1.05537Power Grid Corporation of India Ltd Power 2.13 1.012,233Cairn India Ltd Oil 2.02 0.96624Ultratech Cement Ltd Cement 1.85 0.88108Grasim Industries Ltd Cement 1.72 0.8267Indusind Bank Ltd Banks 1.72 0.82449GAIL (India) Ltd Gas 1.70 0.81474Coal India Ltd Minerals/Mining 1.65 0.79668Hindalco Industries Ltd Non - Ferrous Metals 1.49 0.711,359Bharat Heavy Electricals Ltd Industrial Capital Goods 1.44 0.69835Ambuja Cements Ltd Cement 1.28 0.61807Tata Power Company Ltd Power 1.25 0.601,693IDFC Ltd. Finance 1.22 0.581,306NMDC Ltd Minerals/Mining 1.22 0.58838Bank of Baroda Banks 1.09 0.52198Jindal Steel & Power Ltd Ferrous Metals 1.01 0.48404ACC Ltd Cement 0.99 0.4798Bharat Petroleum Corporation Ltd Petroleum Products 0.99 0.47274Punjab National Bank Banks 0.87 0.41158DLF Ltd Construction 0.65 0.31471Ranbaxy Laboratories Ltd Pharmaceuticals 0.53 0.25163Jaiprakash Associates Ltd Construction 0.52 0.251,287B) Unlisted NIL NILNILTotal 209.76 99.94Collateralised Borrowing & Lending Obligation (CBLO) * NIL NILNet Receivable/(payable) 0.12 0.06Grand Total 209.88 100.00* Cash & cash Equivalents^Portfolio Turnover Ratio (Last one year): 7.43%

Performance as on





Dec 31, 2012 to Dec 31, 2013

December 31, 2013 Quantum Index Fund

`Quantum Index Fund(Growth Option)

7.84% 29.15% 9.34% 16,317-23.91%

Scheme Benchmark - (CNXNifty-Total Return Index)

8.07% 29.43% 9.13% 16,147-23.81%

Additional Benchmark -(S&P BSE Sensex)

8.98% 25.70% 7.94% 15,202-24.64%


^Tracking Error as on 31 December, 2013 Absolute Since Inception: Annualised Since Inception:

`

0.014% 0.227%

13

QuantumMutual Fund




NIL(retail Investor can exit the scheme only through secondary market)


0% 5% 10% 15% 20% 25%

SoftwareBanks

Consumer Non DurablesAuto

Petroleum ProductsFinance

PharmaceuticalsConstruction Project

OilPower

CementMinerals/Mining

Telecom - ServicesFerrous Metals

GasNon - Ferrous Metals

Industrial Capital GoodsConstruction

18.51%18.23%

12.08%8.67%

7.31%6.89%

6.26%4.02%

3.39%2.92%2.78%

2.54%1.89%1.68%

0.81%0.71%0.69%0.56%



Brokerage & Commissions PaidBrokerages Paid for investments for January 2014 ` 100.80




Securities Covered Indicative allocations (% of total assets) Risk Profile


Securities covered by the CNX Nifty Index^^ 90% 100% High

Money Market Instruments, other short term debtinstruments as permitted under SEBI (Mutual Funds)Regulations, 1996 and Liquid Schemes of Mutual Funds

0% 10% Low

Investments in securitized debt instruments can be made by the scheme up to 5% of the total net assets of the Scheme.

^Definitions .




^^ Note: Erstwhile known as S&P CNX Nifty TRI Index, the said nomenclature has been changed as the Licensing and Marketing Agreement executed between India IndexServices & Products Limited (IISL) and Standard and Poorâ��s Financial Services LLC (S&P) has expired, with effect from 31st January 2013.

14

QuantumMutual Fund


Quantum Tax Saving FundAn open ended Equity Linked Saving Scheme with a lock-in period of three years

January 31, 2014

Growth Option 25.96

Dividend Option 25.96

Nature of Scheme

Investment Objective

Fund ManagerFund Manager Total ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment Options

Minimum Application Amount(Under each Option)Lock-in PeriodNet Asset Value (NAV)Benchmark Index

Open-ended Equity Linked Savings Scheme with alock-in period of 3 yearsThe investment objective of the Scheme is to achievelong-term capital appreciation by investing primarily inshares of companies that will typically be included in the S&P BSE200 Index^^ and are in a position to benefit from the anticipatedgrowth and development of the Indian economy and its markets.Mr. Atul Kumar (Since December 10, 2008)14 yrs.December 23, 20081.25%Growth & Dividend (Dividend Option will in turn have two Facilities,Dividend Payout Facility and Dividend Re-investment Facility)

500/- and in multiples of 500/- thereafter, Additional Investment would be500/- and in multiples of 500/- thereafter.

3 years from the date of allotment of the respective UnitsEvery Business DayS&P BSE 30 Total Return Index^^

`` `

`

PRODUCT LABEL



. Investments in equity and equity related securities of companies inS&P BSE 200 index and to save tax u/s 80 C of the Income Tax Act.Investments in this product are subject to lock in period of 3 years.

. High Risk (BROWN)

Quantum Tax Saving Fund(An Open- ended Equity Linked SavingsScheme)






Portfolio as on


January 31, 2014

EQUITY & EQUITY RELATEDA) Listed /Awaiting listing on the Stock ExchangeHousing Development Finance Corporation Ltd Finance 90.78 5.8311,229Bajaj Auto Ltd Auto 81.95 5.264,310Infosys Ltd Software 76.87 4.942,077Maruti Suzuki India Ltd Auto 72.16 4.634,410Container Corporation of India Ltd Transportation 64.56 4.158,787Tata Consultancy Services Ltd Software 58.24 3.742,599Oil & Natural Gas Corporation Ltd Oil 55.65 3.5720,197ACC Ltd Cement 54.03 3.475,345NTPC Ltd Power 52.85 3.3941,796Hero MotoCorp Ltd Auto 52.48 3.372,665State Bank of India Banks 52.22 3.353,427Tata Chemicals Ltd Chemicals 51.99 3.3419,797ING Vysya Bank Ltd Banks 51.77 3.329,880The Indian Hotels Company Ltd Hotels 51.05 3.2888,087GAIL (India) Ltd Gas 50.45 3.2414,081Voltas Ltd Construction Project 46.57 2.9943,895Indian Oil Corporation Ltd Petroleum Products 43.00 2.7617,526Crompton Greaves Ltd Industrial Capital Goods 41.86 2.6936,152Larsen & Toubro Ltd Construction Project 40.43 2.604,101Axis Bank Ltd Banks 32.71 2.102,913Bharti Airtel Ltd Telecom - Services 32.17 2.0710,213Exide Industries Ltd Auto Ancillaries 31.28 2.0130,937Petronet LNG Ltd Gas 30.48 1.9627,712Tata Steel Ltd Ferrous Metals 30.12 1.938,459Cummins India Ltd Industrial Products 29.71 1.916,810

15

QuantumMutual Fund



PTC India Ltd Power 28.81 1.8552,147Gateway Distriparks Ltd Transportation 4.82 0.313,836B) Unlisted NIL NILNILTotal 1309.01 84.06Collateralised Borrowing & Lending Obligation (CBLO) * 247.49 15.89Net Receivable/(Payable) 0.98 0.05Grand Total 1557.48 100.00* Cash & cash Equivalents^Portfolio Turnover Ratio (Last one year): 21.67%

Mr. Atul Kumar is the fund manager of Quantum Tax Saving Fund and Quantum Long Term Equity Fund

Performance as on


Current value of standardinvestment of ` 10,000/- (INR)



Dec 31, 2012 to Dec 31, 2013

December 31, 2013 Quantum Tax Saving Fund

`

Quantum Tax SavingFund (Growth Option)

8.89% 31.36% 21.92% 27,080-20.92%

Scheme Benchmark -(S & P BSE 30 TRI)

10.70% 27.99% 18.56% 23,532-23.64%

Additional Benchmark- (S & P BSE Sensex)

8.98% 25.70% 16.83% 21,855-24.64%


**Date of Inception - December 23, 2008 Since inception returns are calculated on NAV of 10 invested at inception.^ Please refer Below for Definitions.

^Quantitative data as on 31 December, 2013 Standard Deviation: Beta: Sharpe Ratio:15.85% 0.65 1.53

`

Performance as on





Dec 31, 2012 to Dec 31, 2013

Quantum Long Term Equity FundDecember 31, 2013

`

Quantum Long TermEquity Fund (GrowthOption)

9.16% 31.21% 13.77% 27,400-20.16%

Scheme Benchmark -(S&P BSE 30 TRI)

10.70% 27.99% 10.58% 21,936-23.64%


8.98% 25.70% 8.99% 19,596-24.64%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - March 13, 2006. Since inception returns are calculated on NAV of 10 invested at inception. Mr. Nilesh Shetty is Associate Fund Manager.^ Please refer Below for Definitions.

`

^Quantitative data as on 31 December, 2013 Standard Deviation: 20.25% Beta: 0.70 Sharpe Ratio: 0.74

0% 2% 4% 6% 8% 10% 12% 14% 16% 18% 20%

AutoBanks

SoftwareFinance

Construction ProjectPower

GasTransportation

OilCement

ChemicalsHotels

Petroleum ProductsIndustrial Capital Goods

Telecom - ServicesAuto AncillariesFerrous Metals

Industrial Products

13.26%8.77%8.68%

5.83%5.59%

5.24%5.20%

4.46%3.57%3.47%3.34%3.28%

2.76%2.69%

2.07%2.01%1.93%1.91%

N.A.**In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 datedJune 30,2009 has notified that, w.e.f. August 01, 2009 there will be noentry load charged to the schemes of the Mutual Fund and the upfrontcommission to distributors will be paid by the investor directly to thedistributor, based on his assessment of various factors including theservice rendered by the distributor.

NIL


16

QuantumMutual Fund




Growth Option 12.64 12.69Dividend Option 2.92 2.88Total 15.56 15.57

Brokerage & Commissions PaidBrokerages Paid for investments for January 2014 ` 5,341.19


*Cumulative Daily AuM /No of days in the month#AuM as on January 31, 2014




Equity & Equity - related securities* 80% 100% High

Debt & Money Market Instruments 0% 20% Low to Medium

*Equity related Securities shall mean all those instruments which are permitted as per ELSS Guidelines from time to time and shall include equities, cumulative convertiblepreference shares and fully convertible debentures and bonds of companies. Investment may also be made in partly convertible issues of debentures and bonds including thoseissued on rights basis subject to the condition that, as far as possible, the non-convertible portion of the debentures so acquired or subscribed, shall be disinvested within a periodof 12 (twelve) months.

In accordance with the ELSS, investments by the Scheme in equity and equity related Securities will not fall below 80% of the net assets of the Scheme.

^Definitions









17

QuantumMutual Fund


Quantum Equity Fund of FundsAn open ended Equity Fund of Funds Scheme

January 31, 2014

Growth Option 15.076

Dividend Option 15.076Nature of SchemeInvestment Objective

Fund ManagerFund Manager Total ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment Options

Minimum Application Amount(Under each Option)Net Asset Value (NAV)Benchmark Index

Open-ended Equity Fund of Funds SchemeThe investment objective of the scheme is to generatelong-term capital appreciation by investing in aportfolio of open-ended diversified equity schemes ofmutual funds registered with SEBI. There can be no assurance ofpositive returns from following the stated investment strategy.Mr.Chirag Mehta (Since November 1, 2013)9 yrs.July 20, 20090.50%Growth & Dividend (Dividend Option will in turn have two Facilities,Dividend Payout Facility and Dividend Re-investment Facility)

500/- and in multiples of 1/- thereafter, Additional Investment would be500/- and in multiples of 1/- thereafter / 50 units.

Every Business DayS&P BSE 200 Index^^

`` `

`

PRODUCT LABEL



. Investments in portfolio of open-ended diversified equity schemes of mutual fundsregistered with SEBI whose underlying investments are in equity and equity relatedsecurities of diversified companies.

. High Risk (BROWN)

Quantum Equity Fund of Funds(An Open-ended Equity Fund of FundsScheme)






Portfolio as on


January 31, 2014

Quantity

MUTUAL FUND UNITS

HDFC Top 200 Fund -Direct Plan - Growth Option 47.75 17.5821,223

Birla Sun Life Frontline Equity Fund - Growth - Direct Plan 46.58 17.1544,324

HDFC Equity Fund -Direct Plan - Growth Option 45.44 16.7315,581

Canara Robeco Equity Diversified-Direct Plan -Growth Option 45.42 16.7371,434

DSP BlackRock Equity Fund - Direct Plan - Growth 45.37 16.71267,000

Sundaram Select Mid Cap - Direct Plan - Growth Option 38.33 14.1122,543

Total 268.89 99.01



Grand Total 271.56 100.00


18

QuantumMutual Fund



Mr. Chirag Mehta is the fund manager of Quantum Equity Fund of Funds, Quantum Gold Fund, Quantum Gold Savings Fund andQuantum Multi Asset Fund.

Performance as on





Dec 31, 2012 to Dec 31, 2013


`


4.03% 32.77% 10.88% 15,841-23.67%


4.38% 30.98% 7.30% 13,690-26.95%


8.98% 25.70% 7.74% 13,936-24.64%


`


Performance as on





Dec 31, 2012 to Dec 31, 2013


`


-14.02% 10.96% 13.53% 21,03930.89%


-13.19% 12.08% 14.07% 21,63832.18%



`

0.017% 0.276%

Performance as on

CAGRReturns (%)


Since Inception**


Dec 31, 2012 to Dec 31, 2013


`Absolute Returns (%)

Dec 30, 2011 to Dec 31, 2012


-5.37% 10.16% 12,89211.58%


-13.19% 7.69% 12,14712.08%


Performance as on

CAGRReturns (%)


Since Inception**


Dec 31, 2012 to Dec 31, 2013


`



Gold (20%)]

3.16% 7.19% 10,719




19

QuantumMutual Fund






Dividend Option 0.26 0.26

Total 2.76 2.72


Brokerage & Commissions PaidBrokerages Paid for investments for January 2014 NIL

Distributor Commissions Paid till date NILRepurchase/ Redemption/ Switch Out - within 1 year from the date of allotment1.5 %.

Exit Load




Open-ended diversified equity schemes of mutual fundsregistered with SEBI.

90% 100% High

Money Market Instruments 0% 10% Low to Medium

The scheme will only invest in third party mutual funds. The fund shall invest in a mix of diversified equity schemes, mid cap/ small cap/ large cap oriented schemes.

^Definitions











20

QuantumMutual Fund

As on January 31, 2014Quantum Gold Savings FundAn Open ended Fund of Fund Scheme

January 31, 2014

Growth Option 12.9407Nature of SchemeInvestment Objective

Fund ManagerFund Manager Total ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment OptionsMinimum Application Amount(Under each Option)Net Asset Value (NAV)Benchmark Index

Open ended Fund of Fund SchemeThe investment objective of the Scheme is to providecapital appreciation by predominantly investing in units ofQuantum Gold Fund - Exchange Traded Fund (QGF). Theperformance of the Scheme may differ from that of Quantum GoldFund and the domestic prices of gold due to expenses and certainother factors. There can be no assurance or guarantee that theinvestment objective of the Scheme will be achieved.Mr. Chirag Mehta (Since May 19, 2011)9 yrs.May 19, 20110.25%Growth

500/- and in multiples of 1/- thereafter, Additional Investment would be500/- and in multiples of 1/- thereafter / 50 units.

Every Business DayDomestic Price of Gold

``

``

PRODUCT LABEL





Name of the Scheme This product is suitable for investors who are seeking*

Quantum Gold Savings Fund(An Open-ended Fund of Fund Scheme)

. Long term returns

. Investments in units of Quantum Gold Fund â�� Exchange Traded Fund whose underlyinginvestments are in physical gold.

. High Risk (BROWN)


Portfolio as on


January 31, 2014

Quantity

EXCHANGE TRADED FUND - UNITS

A) Quantum Gold Fund 1015.17 99.9573,582

Total 1015.17 99.95



Grand Total 1015.66 100.00

^ Please refer below for Definitions


Mr. Chirag Mehta is the fund manager of Quantum Gold Savings Fund, Quantum Gold Fund, Quantum Multi Asset Fund andQuantum Equity Fund of Funds.

Performance as on

CAGRReturns (%)


Since Inception**


Dec 31, 2012 to Dec 31, 2013


`

Dec 30, 2011 to Dec 31, 2012



-5.37% 10.16% 12,89211.58%


-13.19% 7.69% 12,14712.08%


21

QuantumMutual Fund


Performance as on





Dec 31, 2012 to Dec 31, 2013


`


-14.02% 10.96% 13.53% 21,03930.89%


-13.19% 12.08% 14.07% 21,63832.18%


**Date of Inception - February 22, 2008 Since inception returns are calculated on NAV of 100 invested at inception.^ Please refer below for definitions


`

0.017% 0.276%

Performance as on

CAGRReturns (%)


Since Inception**


Dec 31, 2012 to Dec 31, 2013


`


Scheme Benchmark - [CRISIL Composite Bond Fund Index (40%) +Sensex Total Return Index (40%) + Domestic price of Gold (20%)]

3.16% 7.19% 10,719




Performance as on





Dec 31, 2012 to Dec 31, 2013


`


4.03% 32.77% 10.88% 15,841-23.67%


4.38% 30.98% 7.30% 13,690-26.95%


8.98% 25.70% 7.74% 13,936-24.64%


`


N.A.**In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30, 2009has notified that, w.e.f. August 01, 2009 there will be no entry load charged to theschemes of the Mutual Fund and the upfront commission to distributors will be paid bythe investor directly to the distributor, based on his assessment of various factorsincluding the service rendered by the distributor

Repurchase/ Redemption/ Switch Out - within 1 year from the date of allotment1.5 %.

22

QuantumMutual Fund



Units of Quantum Gold Fund CBLO & Net Receivable / (Payable)

CBLO & Net Receivable / (Payable)

0.05%

Units of Quantum Gold Fund

99.95%

CBLO & Net Receivable / (Payable)

0.05%

Units of Quantum Gold Fund

99.95%




Brokerage & Commissions Paid

Brokerages Paid for investments for January 2014 ` 3,233.00





Units of Quantum Gold Fund 95% 100%* Medium to High

Money Market instruments, Short-term Corporate debtsecurities, CBLO and units of Debt and Liquid Schemes ofMutual Funds

0% 5% Low

* As the scheme invests 95% to 100% of the net assets into units of Quantum Gold Fund, the scheme will, by and large, be passively managed fund.

^Definitions .

Beta is the tendency of a fund's returns to respond to market swings. A beta of 1 indicates that the fund price will move with the market. A beta of less than 1 means that the security

will be less volatile than the market. A beta of greater than 1 indicates that the security's price will be more volatile than the market.


Tracking Error is a measure of how closely a fund follows the index to which it is benchmarked. The more passively the fund is managed, the smaller the tracking error. In the case

of Exchange Traded Funds, the lower the Tracking Error, the better.




23

QuantumMutual Fund

As on January 31, 2014Quantum Multi Asset FundAn Open-ended Fund of Funds Scheme

An Open-ended Fund of Funds SchemeThe investment objective of the Scheme is togenerate modest capital appreciation while trying toreduce risk (by diversifying risks across asset classes) from acombined portfolio of equity, debt / money markets and Goldschemes of Quantum Mutual Fund. The Scheme may invest in theunits of debt / money market schemes of other mutual funds to gainexposure to debt as an asset class to manage any investment and regulatoryconstraints that arise/ that prevent the Scheme from increasinginvestments in the schemes of Quantum Mutual Fund. There can be noassurance that the investment objective of the Scheme will be realized.Mr. Chirag Mehta (Since July 11, 2012)Mr. Nilesh Shetty (Since July 11, 2012)9 yrs / 10 yrsJuly 11, 20120.25%Growth

500/- and in multiples of 1/-thereafter, Additional Investment amount /units 500/- and in multiples of 1/- thereafter/ 50 unitsEvery Business DayCrisil Composite Bond Fund Index (40%)+S&P BSE Sensex Totalreturn Index^^(40%)+Domestic price of gold (20%)

January 31, 2014

Growth Option 11.2845Nature of SchemeInvestment Objective

Fund ManagerAssociate Fund ManagerFund Manager Total ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment OptionsMinimum Application Amount(Under each Option)Net Asset Value (NAV)Benchmark Index

``

``

PRODUCT LABEL


. Long term capital appreciation and current income

. Investments in portfolio of schemes of Quantum Mutual Fund whose underlyinginvestments are in equity and equity related securities of companies, debt andmoney market instruments and physical gold.

. Medium Risk (YELLOW)

Quantum Multi Asset Fund(An Open-ended Fund of Funds Scheme)






Portfolio as on


January 31, 2014

Quantity

A) MUTUAL FUND UNITS

Quantum Liquid Fund-Growth Plan 126.34 45.60709,406

Quantum Long-Term Equity Fund-Growth Option 75.12 27.11286,161

Total 201.46 72.71

B) EXCHANGE TRADED FUND UNITS

Quantum Index Fund 40.65 14.676,419

Quantum Gold Fund 33.08 11.942,398

Total 73.73 26.61

Total (A+B) 275.19 99.32



Grand Total 277.05 100.00

^ Portfolio Turnover Ratio (Last one year):

^ Please refer below for Definitions.

9.19%

24

QuantumMutual Fund


Mr. Chirag Mehta is the fund manager of Quantum Multi Asset Fund, Quantum Gold Fund, Quantum Gold Savings Fund andQuantum Equity Fund of Funds.

Performance as on

CAGRReturns (%)


Since Inception**


Dec 31, 2012 to Dec 31, 2013


`



Gold (20%)]

3.16% 7.19% 10,719



^Quantitative data as on 0.925.95% Sharpe Ratio:Standard Deviation:31 December, 2013 Beta: 0.48

Performance as on





Dec 31, 2012 to Dec 31, 2013


`


-14.02% 10.96% 13.53% 21,03930.89%


-13.19% 12.08% 14.07% 21,63832.18%



`

0.017% 0.276%

Performance as on

CAGRReturns (%)


Since Inception**


Dec 31, 2012 to Dec 31, 2013


`

Dec 30, 2011 to Dec 31, 2012



-5.37% 10.16% 12,89211.58%


-13.19% 7.69% 12,14712.08%


Performance as on





Dec 31, 2012 to Dec 31, 2013


`


4.03% 32.77% 10.88% 15,841-23.67%


4.38% 30.98% 7.30% 13,690-26.95%


8.98% 25.70% 7.74% 13,936-24.64%


`


25

QuantumMutual Fund


N.A.**In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30,2009 has notified that, w.e.f. August 01, 2009 there will be no entry load chargedto the schemes of the Mutual Fund and the upfront commission to distributors willbe paid by the investor directly to the distributor, based on his assessment ofvarious factors including the service rendered by the distributor




Brokerage & Commissions PaidBrokerages Paid for investments for January 2014 ` 329.65

Distributor Commissions Paid till date NILRepurchase/ Redemption/ Switch Out - within 1 year from the date of allotment1.5 %.




Units of Equity Schemes 25% 65% Medium to High

Units of Debt / Money Market Schemes 25% 65% Low to Medium

Units of Gold Schemes 10% 20% Medium

Money Market instruments, Short-term Corporate debtsecurities, CBLO, Repo / Reverse Repo in governmentsecurities and treasury bills only

0% 5% Low


Indices are now co-branded.

^ Definitions:








26

QuantumMutual Fund27

QuantumMutual Fund28

QuantumMutual Fund

As on January 31, 2014Statutory Details & Risk Factors

Investment Manager

Please visit – www.Quantummf.com to read scheme specific risk factors. Investors in the Scheme(s) are not being offered a guaranteed or assured rateof return and there can be no assurance that the schemes objective will be achieved and the NAV of the scheme(s) may go up and down depending uponthe factors and forces affecting securities market. Investment in mutual fund units involves investment risk such as trading volumes, settlement risk, liquidityrisk, default risk including possible loss of capital. Past performance of the sponsor / AMC / Mutual Fund does not indicate the future performance of theScheme(s). Quantum Mutual Fund (the Fund) has been constituted as a Trust under the Indian Trusts Act, 1882. : QuantumAdvisors Private Limited. (liability of Sponsor limited to Rs. 1,00,000/-) : Quantum Trustee Company Private Limited :Quantum Asset Management Company Private Limited. The Sponsor, Trustee and Investment Manager are incorporated under the Companies Act, 1956.

Disclaimer, Statutory Details & Risk Factors:

Mutual fund investments are subject to market risks read all scheme related documents carefully.

Statutory Details: SponsorTrustee

It is to be distinctly understood that the permission given by National Stock Exchange of India Limited (NSE) should not in any waybe deemed or construed that the Scheme Information Document (SID) of Quantum Gold Fund (QGF) and Quantum Index Fund (QIF) has been cleared orapproved by NSE nor does it certify the correctness or completeness of any of the contents of the SIDs. The investors are advised to refer to the SID of QIFfor the full text of the Disclaimer clause of NSE.

Disclaimer of NSE:

The investors of Quantum Equity Fund of Funds, Quantum Gold Savings Fund and Quantum Multi Asset Fund willbear the recurring expenses, transaction charges and loads if any of the Schemes in addition to the expenses, transaction charges and loads of theunderlying Schemes.

Scheme Specific Risk Factors :

Quantum Index Fund (QIF) is benchmarked to CNX Nifty Index are not sponsored, endorsed, sold or promoted by India Index Services &Products Limited (IISL). IISL is not responsible for any errors or omissions or the results obtained from the use of such index and in no event shall IISL have anyliability to any party for any damages of whatsoever nature (including lost profits) resulted to such party due to purchase or sale or otherwise of such productbenchmarked to such index. Please refer SID of the QIF for full Disclaimer clause in relation to the "CNX Nifty Index".

Disclaimer of IISL:

29

QuantumMutualFund · 2014. 2. 12. · QuantumMutualFund As on January 31, 2014...

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