QuantumMutualFund · 2013. 12. 6. · QuantumMutualFund As on October 31, 2013...

QuantumMutual Fund1

QuantumMutual Fund2

QuantumMutual Fund

October 31, 2013

Growth Option 26.53

Dividend Option 26.76

As on October 31, 2013

Quantum Long Term Equity FundAn Open ended Equity Scheme

Nature of SchemeInvestment Objective

Fund ManagerFund Manager Total ExperienceAssociate Fund ManagerTotal ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment Options

Minimum Application Amount(Under each Oprion)Net Asset Value (NAV)Benchmark Index

(BROWN) investors understand that their principalwill be at high risk

(YELLOW) investors understand that theirprincipal will be at medium risk

(BLUE) investors understand that their principalwill be at low risk

Risk may be represented as:

This product is suitable for investors who are seeking to achieve long term capital appreciation by investing in equity and equity related securities of companies in S&PBSE 200 index. Investors should consult their financial advisers if in doubt whether the product is suitable for them.

(BROWN) - High risk.PRODUCT LABEL

Open-ended Equity SchemeThe investment objective of the Scheme is to achievelong-term capital appreciation by investing primarilyin shares of companies that will typically be included in theS&P BSE 200 Index^^ and are in a position to benefit from theanticipated growth and development of the Indian economy and itsmarkets.Mr. Atul Kumar ( Since November 15, 2006)14 yrs.Mr. Nilesh Shetty (Since March 28, 2011)10 yrs.March 13, 20061.25%Growth & Dividend (Dividend Option will in turn have two Facilities,Dividend Payout Facility and Dividend Re-investment Facility)

500/- and in multiples of 1/-thereafter, Additional Investment wouldbe 500/- and in multiples of 1/- thereafter/ 50 units.Every Business DayS&P BSE 30 Total Return Index^^

````

Portfolio as on

Name of Instrument Industry Quantity Market value in Lakhs % to Net Asset

October 31, 2013

EQUITY & EQUITY RELATEDA) Listed /Awaiting listing on the Stock ExchangeBajaj Auto Ltd Auto 1,331.12 6.6262,497Housing Development Finance Corporation Ltd Finance 1,318.29 6.55154,177Maruti Suzuki India Ltd Auto 995.89 4.9560,866Infosys Ltd Software 984.17 4.8929,734Container Corporation of India Ltd Transportation 884.44 4.40116,843Oil & Natural Gas Corporation Ltd Oil 820.45 4.08279,349Tata Consultancy Services Ltd Software 758.48 3.7735,912State Bank of India Banks 736.69 3.6641,001Tata Chemicals Ltd Chemicals 731.74 3.64273,139ACC Ltd Cement 692.78 3.4461,046Hero MotoCorp Ltd Auto 685.77 3.4132,995NTPC Ltd Power 682.90 3.39458,017ING Vysya Bank Ltd Banks 671.38 3.34113,929Tata Steel Ltd Ferrous Metals 650.74 3.23194,308Indian Hotels Co Ltd Hotels 616.37 3.061,254,067Gail (India) Ltd Gas 614.52 3.05173,789Indian Oil Corporation Ltd Petroleum Products 559.86 2.78277,088Larsen & Toubro Ltd Construction Project 548.50 2.7356,332Voltas Ltd Construction Project 545.92 2.71612,363Crompton Greaves Ltd Industrial Capital Goods 530.61 2.64502,471Axis Bank Ltd Banks 481.52 2.3939,382Petronet LNG Ltd Gas 476.83 2.37383,763PTC India Ltd Power 432.83 2.15772,906Bharti Airtel Ltd Telecom - Services 428.04 2.13116,601Exide Industries Ltd Auto Ancillaries 397.91 1.98318,837Zee Entertainment Enterprises Ltd Media & Entertainment 395.58 1.97148,686Cummins India Ltd Industrial Products 380.07 1.8996,221Gateway Distriparks Ltd Transportation 100.80 0.5088,653

3

QuantumMutual Fund



HDFC Bank Ltd Banks 38.15 0.195,603B) Unlisted NIL NILNILTotal 18,492.34 91.90Collateralised Borrowing & Lending Obligation (CBLO) * 1,661.30 8.25Net Receivable/(payable) -31.00 -0.15Grand Total 20,122.64 100.00* Cash & cash Equivalents^Portfolio Turnover Ratio (Last one year): 23.15%

Mr. Atul Kumar is the fund manager of Quantum Long Term Equity Fund and Quantum Tax Saving Fund

Performance as on

Absolute Returns (%) Absolute Returns (%) CAGRReturns (%)

Current value of standardinvestment of 10,000/- (INR)

Sep 30, 2011 to Sep 28, 2012 Sep 30, 2010 to Sep 30, 2011 Since Inception**

Absolute Returns (%)

Sep 28, 2012 to Sep 30, 2013

September 30, 2013 Quantum Long Term Equity Fund

`

Quantum Long TermEquity Fund (GrowthOption)

0.54% 19.35% 12.47% 24,310-13.64%

Scheme Benchmark -(S&P BSE 30 TRI)

4.98% 15.98% 9.64% 20,048-16.81%

Additional Benchmark- (S&P BSE Sensex)

3.29% 14.03% 8.04% 17,938-18.01%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - March 13, 2006. Since inception returns are calculated on NAV of 10 invested at inception.^ Please refer below for Definitions.

^Quantitative data as on 30 September, 2013 Standard Deviation: Beta: Sharpe Ratio:24.81% 0.65 0.54

`

Performance as on





Sep 28, 2012 to Sep 30, 2013

September 30, 2013 Quantum Tax Saving Fund

`

Quantum Tax SavingFund (Growth Option)

0.92% 19.36% 20.27% 24,140-14.56%

Scheme Benchmark -(S & P BSE 30 TRI)

4.98% 15.98% 17.39% 21,507-16.81%

Additional Benchmark- (S & P BSE Sensex)

3.29% 14.03% 15.63% 20,006-18.01%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - December 23, 2008.Since inception returns are calculated on NAV of 10 invested at inception.^ Please refer below for Definitions.

`

^Quantitative data as on 30 September, 2013 Standard Deviation: 19.32% Beta: 0.64 Sharpe Ratio: 1.16

N.A.**In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June30,2009 has notified that, w.e.f. August 01, 2009 there will be no entry loadcharged to the schemes of the Mutual Fund and the upfront commission todistributors will be paid by the investor directly to the distributor, based on hisassessment of various factors including the service rendered by the distributor.

Repurchase/ Redemption/Switch Out - within 6 months of allotment 4.00%,after 6 months but within 12 months of allotment 3.00%,after 12 months but within 18 months of allotment 2.00%,after 18 months but within 24 months of allotment 1.00%,after 24 months of allotment Nil

4

QuantumMutual Fund



Fund Size as on October 2013*Average AuM ( in Crores) #Absolute AuM ( in Crores)` `

Growth Option 174.32 182.35Dividend Option 18.34 18.88Total 192.66 201.23

October 31, 2013*Cumulative Daily AuM /No of days in the month#AuM as on

Brokerage & Commissions PaidBrokerages Paid for investments for October 2013 `122,218.44

Distributor Commissions Paid till date NIL

Sector Allocation (% of Net Assets) as on October 31, 2013

0% 2% 4% 6% 8% 10% 12% 14% 16% 18% 20%

AutoBanks

SoftwareFinance

PowerConstruction Project

GasTransportation

OilChemicals

CementFerrous Metals

HotelsPetroleum Products

Industrial Capital GoodsTelecom - Services

Auto AncillariesMedia & Entertainment

Industrial Products

14.98%9.58%

8.66%6.55%

5.54%5.44%5.42%

4.90%4.08%

3.64%3.44%

3.23%3.06%

2.78%2.64%

2.13%1.98%1.97%1.89%

The indicative Asset Allocation

Instruments Normal Allocation(% to Net Asset)

Risk ProfileMinimum Allocation(% to Net Asset)

Maximum Allocation(% to Net Asset)

Listed Equity & Equity Related Securities of Companies 95% - 99% 65% High99%

Unlisted Equity & Equity Related Securities of Companies 0% - 3% 0% High5%

Money Market Instruments 1% - 5% 1% Low35%

Liquid Schemes of Mutual Funds 0% - 5% 0% Low5%

The Scheme may seek investment opportunity in the ADR/GDR and Foreign Securities (maximum 10% of Net Assets) subject to SEBI (Mutual Funds) Regulations, 1996. TheScheme may use derivatives mainly for the purpose of hedging and portfolio balancing (max. 5% of Net Assets) based on the opportunities available subject to SEBI (MutualFunds) Regulations, 1996.

^Definitions

Standard deviation measures historical volatility. A high standard deviation suggests high volatility, while lower standard deviation would refer to more stability.

Beta is the tendency of a fund's returns to respond to market swings. A beta of 1 indicates that the fund price will move with the market. A beta of less than 1 means that the

security will be less volatile than the market. A beta of greater than 1 indicates that the security's price will be more volatile than the market.

Sharpe Ratio is used to characterise how well the return of an asset compensates the investor for the risk taken. The greater a portfolio's Sharpe ratio, the better its risk-adjusted

performance has been.

Portfolio Turnover Ratio is the percentage of a fundâ��s assets that have changed over the course of a year.

^^ Note: Investors are requested to note that BSE and S&P Dow Jones Indices have announced a strategic partnership on February 19, 2013 and accordingly each of the BSE

Indices are now co-branded "S&P".

5

QuantumMutual Fund

October 31, 2013( /Unit)`

Growth Option 17.4360Monthly Dividend PayoutOption

10.0272

Daily DividendReinvestment Option

10.0128

NAV

Weighted Average MaturityOctober 31, 2013as on

At the end of the month 25 DaysAverage during the month 32 DaysModified Duration 24 Days


Quantum Liquid FundAn Open ended Liquid Scheme

``

``

``

``

Open-ended Liquid SchemeThe primary investment objective of the Scheme is toprovide optimal returns with low to moderate levels ofrisk and high liquidity through judicious investments inmoney market and debt instruments.Mr. Arvind Chari (Since April,24 2007)11 yrs.April 7, 20060.45%Growth, Daily Dividend Reinvestment & Monthly Dividend Payout.Growth Option - 5,000/-and in multiples of 1/- thereafter.Monthly Dividend Payout Option - 10,000/-and in multiples of 1/-thereafter.Daily Dividend Reinvestment Option - 1,00,000/- and in multiples of 1/-thereafter.Additional Investment - 500/- and in multiples of 1/- thereafter/50 units.Every Business DayCrisil Liquid Fund Index


Fund ManagerFund Manager Total ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment OptionsMinimum Application Amount(Under each Option)

Net Asset Value (NAV)Benchmark Index





This product is suitable for investors who are seeking to invest their surplus fund and to receive interest income by investing in debt / money market instruments.Investors should consult their financial advisers if in doubt whether the product is suitable for them.

(BLUE) - Low risk.

PRODUCT LABEL

Portfolio as on

Name of Instrument Market value in Lakhs % to Net Asset

October 31, 2013

Duration in DaysRating

DEBT INSTRUEMENTS

A) Listed/awaiting listing on Stock Exchanges

Non-Convertible debentures / Bonds

9.50% Export Import Bank Ltd NCD (MD 12/12/2013) 499.99 10.2891CRISIL AAA

B) Privately Placed/Unlisted Non Convertible Debenture/ Bonds NIL NIL

C) Securitized Debt Instruments NIL NIL

Total of Debt instruments 499.99 10.28

MONEY MARKET INSTRUEMENTS

Certificate of Deposits

IDBI Bank Ltd CD (MD 11/11/2013) 498.82 10.2568CRISIL A1+

Andhra Bank CD (MD 20/11/2013) 497.76 10.2348CRISIL A1+

Total 996.58 20.48

Treasury Bills (T-bill)

91 Days TBill (MD 07/11/2013) 499.29 10.2643Sovereign






Total 2,231.13 45.87

Collateralised Borrowing & Lending Obligation (CBLO) * 590.46 12.14

Total of Money Market Instruments 3,818.17 78.49

Net Receivable / (Payable) 545.99 11.23

Grand Total 4,864.15 100.00* Cash & cash Equivalents

6

QuantumMutual Fund



Performance as on September 30, 2013 Quantum Liquid Fund

Additional Benchmark -(Crisil 1 year T-Bill index)

Scheme Benchmark -(Crisil Liquid Fund Index)

Quantum Liquid Fund(Growth Option)

Mr. Arvind Chari is the fund manager of Quantum Liquid Fund and Quantum Equity Fund of Funds.

7 days # 10.15% 11.81% 10.65%15 days # 11.49% 15.95% 8.91%30 days # 11.28% 15.36% 7.90%Sept 30, 2012 to Sept 30, 2013 ## 8.54% 8.59% 5.70%Sept 30, 2011 to Sept 30, 2012 ## 9.35% 8.67% 8.14%Sept 30, 2010 to Sept 30, 2011 ## 8.28% 7.75% 5.36%Since Inception**CAGR Returns (%) 7.59% 7.13% 5.58%Current value of standard investment of Rs. 10,000/-(INR) 17,295 16,747 15,018

**Date of Inception - April 7, 2006 Since inception returns are calculated on NAV of 10 invested at inception.# Simple Annualised Yield. ## Absolute Returns.

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.

`

Performance as on





Sep 28, 2012 to Sep 30, 2013

September 30, 2013 Quantum Equity Fund of Funds

`

Quantum Equity Fundof Funds (GrowthOption)

-4.32% 13.69% 7.90% 13,764-15.81%

Scheme Benchmark -(S&P BSE 200 Index)

-1.11% 13.77% 5.14% 12,345-19.85%


3.29% 14.03% 5.97% 12,757-18.01%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - July 20, 2009 Since inception returns are calculated on NAV of 10 invested at inception.^ Please refer below for Definitions

`

^Quantitative data as on 0.310.8418.27% Sharpe Ratio:Beta:Standard Deviation:30 September, 2013

N.A.**In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30,2009 has notified that, w.e.f. August 01, 2009 there will be no entry load chargedto the schemes of the Mutual Fund and the upfront commission to distributors willbe paid by the investor directly to the distributor, based on his assessment ofvarious factors including the service rendered by the distributor.

Dividend History - Monthly Dividend payout optionNet Dividend per unit

(Post Dividend Distribution Tax)Record Date

Individual Non Individual

(`)

26-Aug-13 0.06894744 0.06603239

25-Sep-13 0.06457659 0.06184634

25-Oct-13 0.06204305 0.05941991After payment of dividend the NAV will fall to the extent of dividend payout andstatutory levy , if any (Unit face Value Rs.10/-).

NIL

Exit Load Brokerage & Commissions Paid

Brokerages Paid for investments for October 2013 NIL


7

QuantumMutual Fund



Fund Size as on October 2013*Average AuM

( in Crores)#Absolute AuM

( in Crores)` `

Growth Option 31.62 32.08

Daily Dividend Reinvestment Option 12.85 13.74

Monthly Dividend Payout Option 2.73 2.82

Total 47.20 48.64


Asset Allocation (% of Net Assets) as on October 31, 2013

CBLO Banks Corporate Bonds Govt. Securities Cash in Hand

Cash in Hand11.23

%

Govt. Securities45.87

%

CBLO12.14

%

Banks20.48

%

Corporate Bonds10.28

%

Cash in Hand11.23

%


%

CBLO12.14

%

Banks20.48

%


%

Cash in Hand11.23

%


%

CBLO12.14

%

Banks20.48

%


%

Cash in Hand11.23

%


%

CBLO12.14

%

Banks20.48

%


%

Cash in Hand11.23

%


%

CBLO12.14

%

Banks20.48

%


%


Instruments Indicative allocations (% of total assets) Risk Profile

Money Market Instruments and other short term debtinstruments (*) having maximum re-pricing tenor of notmore than 91 days in maturity (**)

Low to Medium100%

(*) Debt instruments may include investments in securitised debt instruments upto 40% of the Net Assets of the Scheme.(**) Maximum re-pricing tenor of 91 days would be reckoned as under: -i. For a fixed rate asset, the remaining tenor is 91 days or less.ii. For a floating rate asset, the interest reset frequency is 91 days or less.iii. For a fixed rate/floating rate asset where the principal is paid in a staggered and/or on amortizing basis (e.g. securitized papers), the average maturity of such an asset is91 days or less.iv. For a portfolio using Interest Rate Derivatives,a) the composite floating rate asset (underlying fixed rate asset and Interest Rate Swap, paying fixed and receiving floating) has interest reset frequency up to 91 days.b) If Interest Rate Swaps (receiving fixed and paying floating), have been used to convert a floating rate asset into a fixed rate asset, the fixed leg of the Interest Rate Swaphaving remaining tenor upto 91 days.c) For a portfolio using Forward Rate Agreements, the summation of the beginning and end dates of the period covered is 91 days or less.

^Definitions









8

QuantumMutual Fund

As on October 31, 2013Quantum Gold FundAn Open ended Exchange Traded Fund - Gold

October 31, 2013




Open ended Exchange Traded Fund - GoldThe Investment Objective of the Scheme is togenerate returns that are in line with the performance ofgold and gold related instruments subject to tracking errors.However, investment in gold related instruments will be made ifand when SEBI permits mutual funds to invest, in gold relatedinstruments. The Scheme is designed to provide returns that beforeexpenses, closely correspond to the returns provided by gold.Mr. Chirag Mehta (Since May 01, 2009)9 yrs.February 22, 20081.00%GrowthDirectly with Fund: The investors can create / redeem in exchange of PortfolioDeposit or Cash and Cash Component in creation unit size at NAV based Price.On the Exchange:Approx equal to price of 1/2 gram of Gold quoted on the NSE.On NSE, the units can be purchased / sold in minimum lot of 1 units and inmultiples therefore.Every Business DayDomestic Price of Physical Gold

( /Unit)`Growth Option 1375.1258

Gold No. of Bars

NAV

1KG Bar (0.995 fineness) 210100 Gram Bar (0.995 fineness) 46100 Gram Bar (0.999 fineness) 6





This product is suitable for investors who are seeking to achieve long term returns by investing in physical gold. Investors should consult their financial advisers if indoubt whether the product is suitable for them.

(BROWN) - High risk.

PRODUCT LABEL

Portfolio as on


October 31, 2013

GOLD

A) 1 KG Bar (0.995 fineness) 6,182.19 97.66

B) 100 Gram Bar (0.995 fineness) 135.43 2.14

C) 100 Gram Bar (0.999 fineness) 17.73 0.28

Total 6,335.35 100.08


Net Receivable/(payable) -5.49 -0.09

Grand Total 6,330.57 100.00

* Cash & cash Equivalents^Portfolio Turnover Ratio (Last one year): 11.26%

Mr. Chirag Mehta is the fund manager of Quantum Gold Fund, Quantum Gold Savings Fund and Quantum Multi Asset Fund.

Performance as on





Sep 28, 2012 to Sep 30, 2013

September 30, 2013 Quantum Gold Fund

`

Quantum Gold Fund(Growth Option)

-6.02% 20.07% 16.64% 23,72333.41%

Scheme Benchmark -(Domestic price of physicalGold)

-5.09% 21.26% 17.18% 24,34134.74%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - February 22, 2008 Since inception returns are calculated on NAV of 100 invested at inception.^ Please refer below for definitions

^Tracking Error as on September 30, 2013 Absolute Since Inception: Annualised Since Inception:

`

0.018% 0.282%

9

QuantumMutual Fund


Performance as on

CAGRReturns (%)


Since Inception**


Sep 28, 2012 to Sep 30, 2013

September 30, 2013 Quantum Gold Savings Fund

`Absolute Returns (%)

Sep 30, 2011 to Sep 28, 2012

Quantum Gold Savings Fund(Growth Option)

-5.86% 12.49% 13,22118.62%

Scheme Benchmark - (Domestic priceof Gold)

-5.09% 14.06% 13,66421.26%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - May 19 , 2011 Since inception returns are calculated on NAV of 10 invested at inception.`

Performance as on

CAGRReturns (%)


Since Inception**


Sep 28, 2012 to Sep 30, 2013

September 30, 2013 Quantum Multi Asset Fund

`

Quantum Multi Asset Fund (Growth Option) 3.21% 6.82% 10,842

Scheme Benchmark - [CRISIL Composite Bond Fund Index(40%) + Sensex Total Return Index (40%) + Domestic price of

Gold (20%)]

2.37% 6.48% 10,648

**Date of Inception - July 11, 2012 Since inception returns are calculated on NAV of 10 invested at inception.^ Please refer below for Definitions

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.`

^Quantitative data as on 0.267.26% Sharpe Ratio:Standard Deviation:30 September, 2013

N.A.**In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30,2009 has notified that, w.e.f. August 01, 2009 there will be no entry load chargedto the schemes of the Mutual Fund and the upfront commission to distributors willbe paid by the investor directly to the distributor, based on his assessment ofvarious factors including the service rendered by the distributor

NIL(retail investor can exit the scheme only through secondary market)

Exit Load

Fund Size as on October 2013*Average AuM ( in Crores) #Absolute AuM ( in Crores)``




Brokerage & Commissions Paid

Brokerages Paid for investments for October 2013 NIL




Minimum Maximum High/Medium/Low

Physical Gold 90% 100%* Medium to High

Money Market instruments, Short-term Corporate debtsecurities, CBLO and units of Debt and Liquid Schemes ofMutual Funds

0% 10% Low

* As the scheme invests 90% to 100% of the net assets into Gold, the scheme will, by and large, be passively managed fund. However, if and when permitted under SEBIregulations, the scheme may invest in gold related securities including derivatives.

10

QuantumMutual Fund


^Definitions .


Tracking Error is a measure of how closely a fund follows the index to which it is benchmarked. The more passively the fund is managed, the smaller the tracking error. In the

case of Exchange Traded Funds, the lower the Tracking Error, the better.




11

QuantumMutual Fund


Quantum Index FundAn Open ended Exchange Traded Fund

October 31, 2013

Growth Option 654.7847




Open-ended Exchange Traded FundThe investment objective of the scheme is to investin stocks of companies comprising CNX NiftyIndex^^ and endeavour to achieve return equivalent toNifty by â��Passive â��investment. The Scheme will bemanaged by replicating the index in the same weightage as inthe CNX Nifty Index^^ with the intention of minimizing theperformance differences between the scheme and the CNX NiftyIndex^^ in capital terms, subject to market liquidity, costs of trading,managing expenses and other factors which may cause tracking error.Mr. Hitendra Parekh (Since June 09,2008)21 yrs.July 10, 20080.50%GrowthDirectly with Fund: The investors can create / redeem in exchange of PortfolioDeposit and Cash Component in creation unit size at NAV based Price.On the Exchange: At prices which may be close to the NAV of QIF Units. OnNSE, the units can be purchased / sold in minimum lot of 1 unit and in multiplesthereof. The units of QIF issued under the scheme will be approximatelyequal to the price of 1/10 (one-tenth) of the CNX Nifty Index^^.Every Business DayCNX Nifty TRI Index^^ (Change w.e.f. October 3, 2011)





This product is suitable for investors who are seeking to achieve long term capital appreciation by investing in equity and equity related securities of companies in CNXNifty Index. Investors should consult their financial advisers if in doubt whether the product is suitable for them.


October 31, 2013Portfolio as on


EQUITY & EQUITY RELATEDA) Listed /Awaiting listing on the Stock ExchangeITC Ltd Consumer Non Durables 20.64 8.976,160Infosys Ltd Software 17.87 7.77540Reliance Industries Ltd Petroleum Products 16.83 7.311,840Housing Development Finance Corporation Ltd Finance 14.92 6.481,745ICICI Bank Ltd Banks 14.49 6.301,293HDFC Bank Ltd Banks 14.09 6.122,069Tata Consultancy Services Ltd Software 12.04 5.23570Larsen & Toubro Ltd Construction Project 8.87 3.85911Tata Motors Ltd Auto 7.67 3.332,012Oil & Natural Gas Corporation Ltd Oil 5.82 2.531,982State Bank of India Banks 5.19 2.26289Sun Pharmaceuticals Industries Ltd Pharmaceuticals 5.13 2.23843Bharti Airtel Ltd Telecom - Services 4.89 2.131,333Hindustan Unilever Ltd Consumer Non Durables 4.84 2.10793Mahindra & Mahindra Ltd Auto 4.57 1.99515Axis Bank Ltd Banks 4.24 1.84347Dr Reddy Laboratories Ltd Pharmaceuticals 3.49 1.52142Wipro Ltd Software 3.49 1.52730NTPC Ltd Power 3.44 1.502,309HCL Technologies Ltd Software 3.26 1.42298Bajaj Auto Ltd Auto 3.19 1.39150Kotak Mahindra Bank Ltd Banks 3.20 1.39425Sesa Sterlite Ltd Minerals/Mining 2.80 1.211,384Asian Paints Ltd Consumer Non Durables 2.74 1.19507Tata Steel Ltd Ferrous Metals 2.50 1.09746Maruti Suzuki India Ltd Auto 2.44 1.06149Lupin Ltd Pharmaceuticals 2.37 1.03267Cipla Ltd Pharmaceuticals 2.35 1.02569

12

QuantumMutual Fund




Hero MotoCorp Ltd Auto 2.22 0.97107Ultratech Cement Ltd Cement 2.24 0.97114Indusind Bank Ltd Banks 2.12 0.92476Cairn India Ltd Oil 2.09 0.91662Coal India Ltd Minerals/Mining 2.04 0.89708Grasim Industries Ltd Cement 2.00 0.8771Gail (India) Ltd Gas 1.78 0.77503Hindalco Industries Ltd Non - Ferrous Metals 1.66 0.721,441Ambuja Cements Ltd Cement 1.61 0.70856Power Grid Corporation of India Ltd Power 1.61 0.701,586IDFC Ltd. Finance 1.47 0.641,386Tata Power Co Ltd Power 1.47 0.641,795Bank Of Baroda Banks 1.35 0.59210Bharat Heavy Electricals Ltd Industrial Capital Goods 1.25 0.54885NMDC Ltd Minerals/Mining 1.23 0.54888ACC Ltd Cement 1.18 0.51104Bharat Petroleum Corp Ltd Petroleum Products 1.04 0.45290Jindal Steel and Power Ltd Ferrous Metals 1.03 0.45428Punjab National Bank Banks 0.91 0.40167DLF Ltd Construction 0.76 0.33499Ranbaxy Laboratories Ltd Pharmaceuticals 0.68 0.29173Jaiprakash Associates Ltd Construction 0.65 0.281,364B) Unlisted NIL NILNILTotal 229.76 99.84Collateralised Borrowing & Lending Obligation (CBLO) * 0.32 0.14Net Receivable/(payable) 0.05 0.02Grand Total 230.13 100.00* Cash & cash Equivalents^Portfolio Turnover Ratio (Last one year): 7.00%

Performance as on





Sep 28, 2012 to Sep 30, 2013

September 30, 2013 Quantum Index Fund

`Quantum Index Fund(Growth Option)

1.60% 16.58% 7.84% 14,837-17.25%

Scheme Benchmark - (CNXNifty-Total Return Index)

1.82% 16.86% 7.60% 14,671-17.07%

Additional Benchmark -(S&P BSE Sensex)

3.29% 14.03% 6.52% 13,916-18.01%


^Tracking Error as on 30 September, 2013 Absolute Since Inception: Annualised Since Inception:

`

0.026% 0.412%

13

QuantumMutual Fund




NIL(retail Investor can exit the scheme only through secondary market)


0% 5% 10% 15% 20% 25%

BanksSoftware

Consumer Non DurablesAuto

Petroleum ProductsFinance

PharmaceuticalsConstruction Project

OilCement

PowerMinerals/Mining

Telecom - ServicesFerrous Metals

GasNon - Ferrous Metals

ConstructionIndustrial Capital Goods

19.82%15.94%

12.26%8.74%

7.76%7.12%

6.09%3.85%

3.44%3.05%2.84%2.64%

2.13%1.54%

0.77%0.72%0.61%0.54%



Brokerage & Commissions PaidBrokerages Paid for investments for October 2013 ` 1,515.75




Securities Covered Indicative allocations (% of total assets) Risk Profile


Securities covered by the CNX Nifty Index^^ 90% 100% High

Money Market Instruments, other short term debtinstruments as permitted under SEBI (Mutual Funds)Regulations, 1996 and Liquid Schemes of Mutual Funds

0% 10% Low

Investments in securitized debt instruments can be made by the scheme up to 5% of the total net assets of the Scheme.

^Definitions .




^^ Note: Erstwhile known as S&P CNX Nifty TRI Index, the said nomenclature has been changed as the Licensing and Marketing Agreement executed between India IndexServices & Products Limited (IISL) and Standard and Poorâ��s Financial Services LLC (S&P) has expired, with effect from 31st January 2013.

14

QuantumMutual Fund


Quantum Tax Saving FundAn open ended Equity Linked Saving Scheme with a lock-in period of three years

October 31, 2013

Growth Option 26.28

Dividend Option 26.28

Nature of Scheme

Investment Objective

Fund ManagerFund Manager Total ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment Options

Minimum Application Amount(Under each Option)Lock-in PeriodNet Asset Value (NAV)Benchmark Index

Open-ended Equity Linked Savings Scheme with alock-in period of 3 yearsThe investment objective of the Scheme is to achievelong-term capital appreciation by investing primarily inshares of companies that will typically be included in the S&P BSE200 Index^^ and are in a position to benefit from the anticipatedgrowth and development of the Indian economy and its markets.Mr. Atul Kumar (Since December 10, 2008)14 yrs.December 23, 20081.25%Growth & Dividend (Dividend Option will in turn have two Facilities,Dividend Payout Facility and Dividend Re-investment Facility)

500/- and in multiples of 500/- thereafter, Additional Investment would be500/- and in multiples of 500/- thereafter.

3 years from the date of allotment of the respective UnitsEvery Business DayS&P BSE 30 Total Return Index^^

`` `

`





This product is suitable for investors who are seeking to achieve long term capital appreciation by investing in equity and equity related securities of companies in S&PBSE 200 index and to save tax u/s 80 C of the Income Tax Act. Investments in this product are subject to lock in period of 3 years. Investors should consult their financialadvisers if in doubt whether the product is suitable for them.


Portfolio as on


October 31, 2013

EQUITY & EQUITY RELATEDA) Listed /Awaiting listing on the Stock ExchangeHousing Development Finance Corporation Ltd Finance 96.01 6.5711,229Bajaj Auto Ltd Auto 91.80 6.284,310Maruti Suzuki India Ltd Auto 72.16 4.944,410Infosys Ltd Software 68.75 4.712,077Container Corporation of India Ltd Transportation 62.86 4.308,304Oil & Natural Gas Corporation Ltd Oil 59.32 4.0620,197Hero MotoCorp Ltd Auto 55.39 3.792,665Tata Consultancy Services Ltd Software 54.89 3.762,599State Bank of India Banks 54.53 3.733,035Tata Chemicals Ltd Chemicals 53.04 3.6319,797ING Vysya Bank Ltd Banks 50.61 3.468,588ACC Ltd Cement 49.83 3.414,391Gail (India) Ltd Gas 49.79 3.4114,081NTPC Ltd Power 49.75 3.4133,369Indian Hotels Co Ltd Hotels 43.29 2.9688,087Tata Steel Ltd Ferrous Metals 41.84 2.8612,493Larsen & Toubro Ltd Construction Project 39.93 2.734,101Voltas Ltd Construction Project 39.13 2.6843,895Crompton Greaves Ltd Industrial Capital Goods 38.18 2.6136,152Axis Bank Ltd Banks 35.62 2.442,913Indian Oil Corporation Ltd Petroleum Products 35.41 2.4217,526Petronet LNG Ltd Gas 34.43 2.3627,712Bharti Airtel Ltd Telecom - Services 30.05 2.068,187PTC India Ltd Power 29.20 2.0052,147Zee Entertainment Enterprises Ltd Media & Entertainment 28.97 1.9810,888Exide Industries Ltd Auto Ancillaries 28.83 1.9723,097Cummins India Ltd Industrial Products 26.90 1.846,810Gateway Distriparks Ltd Transportation 4.36 0.303,836

15

QuantumMutual Fund



B) Unlisted NIL NILNILTotal 1324.87 90.68Collateralised Borrowing & Lending Obligation (CBLO) * 136.46 9.34Net Receivable/(Payable) -0.37 -0.02Grand Total 1460.96 100.00* Cash & cash Equivalents^Portfolio Turnover Ratio (Last one year): 22.34%

Mr. Atul Kumar is the fund manager of Quantum Tax Saving Fund and Quantum Long Term Equity Fund

Performance as on


Current value of standardinvestment of ` 10,000/- (INR)



Sep 28, 2012 to Sep 30, 2013

September 30, 2013 Quantum Tax Saving Fund

`

Quantum Tax SavingFund (Growth Option)

0.92% 19.36% 20.27% 24,140-14.56%

Scheme Benchmark -(S & P BSE 30 TRI)

4.98% 15.98% 17.39% 21,507-16.81%

Additional Benchmark- (S & P BSE Sensex)

3.29% 14.03% 15.63% 20,006-18.01%


**Date of Inception - December 23, 2008 Since inception returns are calculated on NAV of 10 invested at inception.^ Please refer Below for Definitions.

^Quantitative data as on 30 September, 2013 Standard Deviation: Beta: Sharpe Ratio:19.32% 0.64 1.16

`

Performance as on





Sep 28, 2012 to Sep 30, 2013

Quantum Long Term Equity FundSeptember 30, 2013

`

Quantum Long TermEquity Fund (GrowthOption)

0.54% 19.35% 12.47% 24,310-13.64%

Scheme Benchmark -(S&P BSE 30 TRI)

4.98% 15.98% 9.64% 20,048-16.81%


3.29% 14.03% 8.04% 17,938-18.01%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - March 13, 2006. Since inception returns are calculated on NAV of 10 invested at inception. Mr. Nilesh Shetty is Associate Fund Manager.^ Please refer Below for Definitions.

`

^Quantitative data as on 30 September, 2013 Standard Deviation: 24.81% Beta: 0.65 Sharpe Ratio: 0.54

0% 2% 4% 6% 8% 10% 12% 14% 16% 18% 20%

AutoBanks

SoftwareFinance

GasPower

Construction ProjectTransportation

OilChemicals

CementHotels

Ferrous MetalsIndustrial Capital Goods

Petroleum ProductsTelecom - Services

Media & EntertainmentAuto Ancillaries

Industrial Products

15.01%9.63%

8.47%6.57%

5.77%5.41%5.41%

4.60%4.06%

3.63%3.41%

2.96%2.86%

2.61%2.42%

2.06%1.98%1.97%1.84%

N.A.**In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 datedJune 30,2009 has notified that, w.e.f. August 01, 2009 there will be noentry load charged to the schemes of the Mutual Fund and the upfrontcommission to distributors will be paid by the investor directly to thedistributor, based on his assessment of various factors including theservice rendered by the distributor.

NIL


16

QuantumMutual Fund




Growth Option 11.27 11.79Dividend Option 2.70 2.82Total 13.97 14.61

Brokerage & Commissions PaidBrokerages Paid for investments for October 2013 ` 11,946.04


*Cumulative Daily AuM /No of days in the month#AuM as on October 31, 2013




Equity & Equity - related securities* 80% 100% High

Debt & Money Market Instruments 0% 20% Low to Medium

*Equity related Securities shall mean all those instruments which are permitted as per ELSS Guidelines from time to time and shall include equities, cumulative convertiblepreference shares and fully convertible debentures and bonds of companies. Investment may also be made in partly convertible issues of debentures and bonds including thoseissued on rights basis subject to the condition that, as far as possible, the non-convertible portion of the debentures so acquired or subscribed, shall be disinvested within a periodof 12 (twelve) months.

In accordance with the ELSS, investments by the Scheme in equity and equity related Securities will not fall below 80% of the net assets of the Scheme.

^Definitions









17

QuantumMutual Fund


Quantum Equity Fund of FundsAn open ended Equity Fund of Funds Scheme

October 31, 2013

Growth Option 15.134

Dividend Option 15.134Nature of SchemeInvestment Objective

Fund ManagerFund Manager Total ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment Options

Minimum Application Amount(Under each Option)Net Asset Value (NAV)Benchmark Index

Open-ended Equity Fund of Funds SchemeThe investment objective of the scheme is to generatelong-term capital appreciation by investing in aportfolio of open-ended diversified equity schemes ofmutual funds registered with SEBI. There can be no assurance ofpositive returns from following the stated investment strategy.Mr. Arvind Chari (Since June 26,2009)11 yrs.July 20, 20090.50%Growth & Dividend (Dividend Option will in turn have two Facilities,Dividend Payout Facility and Dividend Re-investment Facility)

500/- and in multiples of 1/- thereafter, Additional Investment would be500/- and in multiples of 1/- thereafter / 50 units.

Every Business DayS&P BSE 200 Index^^

`` `

`




This product is suitable for investors who are seeking to achieve long term capital appreciation by investing in a portfolio of open-ended diversified equity schemes ofmutual funds registered with SEBI whose underlying investments are in equity and equity related securities of diversified companies. Investors should consult theirfinancial advisers if in doubt whether the product is suitable for them.



PRODUCT LABEL

Portfolio as on


October 31, 2013

Quantity

MUTUAL FUND UNITS

HDFC Top 200 Fund -Direct Plan - Growth Option 47.08 17.8520,707

Birla Sun Life Frontline Equity Fund - Growth - Direct Plan 42,846 45.86 17.39

Canara Robeco Equity DivDirect Plan-Growth Option 69,007 45.15 17.12

DSP BlackRock Equity Fund - Direct Plan - Growth 44.50 16.87260,147

HDFC Equity Fund -Direct Plan - Growth Option 43.82 16.6215,182

Sundaram Select Mid Cap - Direct Plan - Growth Option 21,857 35.42 13.43

Total 261.83 99.28



Grand Total 263.71 100.00


18

QuantumMutual Fund



Mr. Arvind Chari is the fund manager of Quantum Equity Fund of Funds and Quantum Liquid Fund.

Performance as on





Sep 28, 2012 to Sep 30, 2013

September 30, 2013 Quantum Equity Fund of Funds

`

Quantum Equity Fundof Funds (GrowthOption)

-4.32% 13.69% 7.90% 13,764-15.81%

Scheme Benchmark -(S&P BSE 200 Index)

-1.11% 13.77% 5.14% 12,345-19.85%


3.29% 14.03% 5.97% 12,757-18.01%


`

^Quantitative data as on 0.310.8418.27% Sharpe Ratio:Beta:Standard Deviation:30 September, 2013

Performance as on September 30, 2013 Quantum Liquid Fund

Additional Benchmark -(Crisil 1 year T-Bill index)

Scheme Benchmark -(Crisil Liquid Fund Index)

Quantum Liquid Fund(Growth Option)

7 days # 10.15% 11.81% 10.65%15 days # 11.49% 15.95% 8.91%30 days # 11.28% 15.36% 7.90%Sept 30, 2012 to Sept 30, 2013 ## 8.54% 8.59% 5.70%Sept 30, 2011 to Sept 30, 2012 ## 9.35% 8.67% 8.14%Sept 30, 2010 to Sept 30, 2011 ## 8.28% 7.75% 5.36%Since Inception**CAGR Returns (%) 7.59% 7.13% 5.58%Current value of standard investment of Rs. 10,000/-(INR) 17,295 16,747 15,018

**Date of Inception - April 7, 2006 Since inception returns are calculated on NAV of ` 10 invested at inception.

# Simple Annualised Yield. ## Absolute Returns.





Dividend Option 0.26 0.26

Total 2.74 2.64


Brokerage & Commissions PaidBrokerages Paid for investments for October 2013 NIL

Distributor Commissions Paid till date NILRepurchase/ Redemption/ Switch Out - within 1 year from the date of allotment1.5 %.

Exit Load

19

QuantumMutual Fund






Open-ended diversified equity schemes of mutual fundsregistered with SEBI.

90% 100% High

Money Market Instruments 0% 10% Low to Medium

The scheme will only invest in third party mutual funds. The fund shall invest in a mix of diversified equity schemes, mid cap/ small cap/ large cap oriented schemes.

^Definitions









20

QuantumMutual Fund

As on October 31, 2013Quantum Gold Savings FundAn Open ended Fund of Fund Scheme

October 31, 2013

Growth Option 13.4926Nature of SchemeInvestment Objective

Fund ManagerFund Manager Total ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment OptionsMinimum Application Amount(Under each Option)Net Asset Value (NAV)Benchmark Index

Open ended Fund of Fund SchemeThe investment objective of the Scheme is to providecapital appreciation by predominantly investing in units ofQuantum Gold Fund - Exchange Traded Fund (QGF). Theperformance of the Scheme may differ from that of Quantum GoldFund and the domestic prices of gold due to expenses and certainother factors. There can be no assurance or guarantee that theinvestment objective of the Scheme will be achieved.Mr. Chirag Mehta (Since May 19, 2011)9 yrs.May 19, 20110.25%Growth

500/- and in multiples of 1/- thereafter, Additional Investment would be500/- and in multiples of 1/- thereafter / 50 units.

Every Business DayDomestic Price of Gold

``

``




This product is suitable for investors who are seeking to achieve long term returns by investing in physical gold. Investors should consult their financial advisers if indoubt whether the product is suitable for them.Risk may be represented as:


PRODUCT LABEL

Portfolio as on


October 31, 2013

Quantity

EXCHANGE TRADED FUND - UNITS

A) Quantum Gold Fund 982.54 99.9668,310

Total 982.54 99.96




^ Please refer below for Definitions


Mr. Chirag Mehta is the fund manager of Quantum Gold Savings Fund, Quantum Gold Fund and Quantum Multi Asset Fund.

Performance as on

CAGRReturns (%)


Since Inception**


Sep 28, 2012 to Sep 30, 2013


`

Sep 30, 2011 to Sep 28, 2012



-5.86% 12.49% 13,22118.62%


-5.09% 14.06% 13,66421.26%


21

QuantumMutual Fund


Performance as on





Sep 28, 2012 to Sep 30, 2013


`


-6.02% 20.07% 16.64% 23,72333.41%


-5.09% 21.26% 17.18% 24,34134.74%


**Date of Inception - February 22, 2008 Since inception returns are calculated on NAV of 100 invested at inception.^ Please refer below for definitions


`

0.018% 0.282%

Performance as on

CAGRReturns (%)


Since Inception**


Sep 28, 2012 to Sep 30, 2013


`


Scheme Benchmark - [CRISIL Composite Bond Fund Index (40%) +Sensex Total Return Index (40%) + Domestic price of Gold (20%)]

2.37% 6.48% 10,648




N.A.**In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30, 2009has notified that, w.e.f. August 01, 2009 there will be no entry load charged to theschemes of the Mutual Fund and the upfront commission to distributors will be paid bythe investor directly to the distributor, based on his assessment of various factorsincluding the service rendered by the distributor

Repurchase/ Redemption/ Switch Out - within 1 year from the date of allotment1.5 %.


Units of Quantum Gold Fund CBLO and Cash & Cash Receivable

CBLO and Cash &

Cash Receivable0.04%

Units of Quantum Gold Fund

99.96%

CBLO and Cash &

Cash Receivable0.04%

Units of Quantum Gold Fund

99.96%




Brokerage & Commissions Paid

Brokerages Paid for investments for October 2013 ` 3,145.28


22

QuantumMutual Fund





Units of Quantum Gold Fund 95% 100%* Medium to High

Money Market instruments, Short-term Corporate debtsecurities, CBLO and units of Debt and Liquid Schemes ofMutual Funds

0% 5% Low

* As the scheme invests 95% to 100% of the net assets into units of Quantum Gold Fund, the scheme will, by and large, be passively managed fund.

^Definitions .


Tracking Error is a measure of how closely a fund follows the index to which it is benchmarked. The more passively the fund is managed, the smaller the tracking error. In the case

of Exchange Traded Funds, the lower the Tracking Error, the better.




23

QuantumMutual Fund

As on October 31, 2013Quantum Multi Asset FundAn Open-ended Fund of Funds Scheme

An Open-ended Fund of Funds SchemeThe investment objective of the Scheme is togenerate modest capital appreciation while trying toreduce risk (by diversifying risks across asset classes) from acombined portfolio of equity, debt / money markets and Goldschemes of Quantum Mutual Fund. The Scheme may invest in theunits of debt / money market schemes of other mutual funds to gainexposure to debt as an asset class to manage any investment and regulatoryconstraints that arise/ that prevent the Scheme from increasinginvestments in the schemes of Quantum Mutual Fund. There can be noassurance that the investment objective of the Scheme will be realized.Mr. Chirag Mehta (Since July 11, 2012)Mr. Nilesh Shetty (Since July 11, 2012)9 yrs / 10 yrsJuly 11, 20120.25%Growth

500/- and in multiples of 1/-thereafter, Additional Investment amount /units 500/- and in multiples of 1/- thereafter/ 50 unitsEvery Business DayCrisil Composite Bond Fund Index (40%)+S&P BSE Sensex Totalreturn Index^^(40%)+Domestic price of gold (20%)

October 31, 2013

Growth Option 11.3297Nature of SchemeInvestment Objective

Fund ManagerAssociate Fund ManagerFund Manager Total ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment OptionsMinimum Application Amount(Under each Option)Net Asset Value (NAV)Benchmark Index

``

``




This product is suitable for investors who are seeking to achieve long term capital appreciation and current income by investing in a portfolio of schemes of QuantumMutual Fund whose underlying investments are in equity and equity related securities of companies, debt and money market instruments and physical gold. Investorsshould consult their financial advisers if in doubt whether the product is suitable for them.Risk may be represented as:

(YELLOW) - Medium risk.

PRODUCT LABEL

Portfolio as on


October 31, 2013

Quantity

A) MUTUAL FUND UNITS

Quantum Liquid Fund-Growth Plan 119.30 43.77684,223

Quantum Long-Term Equity Fund-Growth Option 72.11 26.46271,817

Total 191.41 70.23

B) EXCHANGE TRADED FUND UNITS

Quantum Index Fund 44.78 16.436,839

Quantum Gold Fund 33.18 12.172,307

Total 77.96 28.60

Total (A+B) 269.38 98.83


Net Receivable/(payable) 0.52 0.19


^ Portfolio Turnover Ratio (Last one year):

^ Please refer below for Definitions.

8.50%

24

QuantumMutual Fund


Mr. Chirag Mehta is the fund manager of Quantum Multi Asset Fund, Quantum Gold Fund and Quantum Gold Savings Fund .

Performance as on

CAGRReturns (%)


Since Inception**


Sep 28, 2012 to Sep 30, 2013


`


Scheme Benchmark - [CRISIL Composite Bond Fund Index(40%) + Sensex Total Return Index (40%) + Domestic price of

Gold (20%)]

2.37% 6.48% 10,648




Performance as on





Sep 28, 2012 to Sep 30, 2013


`


-6.02% 20.07% 16.64% 23,72333.41%


-5.09% 21.26% 17.18% 24,34134.74%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - February 22, 2008 Since inception returns are calculated on NAV of 100 invested at inception.^ Please refer below for definitions


`

0.018% 0.282%

Performance as on

CAGRReturns (%)


Since Inception**


Sep 28, 2012 to Sep 30, 2013


`

Sep 30, 2011 to Sep 28, 2012



-5.86% 12.49% 13,22118.62%


-5.09% 14.06% 13,66421.26%


25

QuantumMutual Fund


N.A.**In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30,2009 has notified that, w.e.f. August 01, 2009 there will be no entry load chargedto the schemes of the Mutual Fund and the upfront commission to distributors willbe paid by the investor directly to the distributor, based on his assessment ofvarious factors including the service rendered by the distributor




Brokerage & Commissions PaidBrokerages Paid for investments for October 2013 NIL

Distributor Commissions Paid till date NILRepurchase/ Redemption/ Switch Out - within 1 year from the date of allotment1.5 %.




Units of Equity Schemes 25% 65% Medium to High

Units of Debt / Money Market Schemes 25% 65% Low to Medium

Units of Gold Schemes 10% 20% Medium

Money Market instruments, Short-term Corporate debtsecurities, CBLO, Repo / Reverse Repo in governmentsecurities and treasury bills only

0% 5% Low


Indices are now co-branded.

^ Definitions:






26

QuantumMutual Fund27

QuantumMutual Fund28

QuantumMutual Fund

As on October 31, 2013Statutory Details & Risk Factors

Investment Manager

Please visit – www.Quantummf.com to read scheme specific risk factors. Investors in the Scheme(s) are not being offered a guaranteed or assured rateof return and there can be no assurance that the schemes objective will be achieved and the NAV of the scheme(s) may go up and down depending uponthe factors and forces affecting securities market. Investment in mutual fund units involves investment risk such as trading volumes, settlement risk, liquidityrisk, default risk including possible loss of capital. Past performance of the sponsor / AMC / Mutual Fund does not indicate the future performance of theScheme(s). Quantum Mutual Fund (the Fund) has been constituted as a Trust under the Indian Trusts Act, 1882. : QuantumAdvisors Private Limited. (liability of Sponsor limited to Rs. 1,00,000/-) : Quantum Trustee Company Private Limited :Quantum Asset Management Company Private Limited. The Sponsor, Trustee and Investment Manager are incorporated under the Companies Act, 1956.

Disclaimer, Statutory Details & Risk Factors:

Mutual fund investments are subject to market risks read all scheme related documents carefully.

Statutory Details: SponsorTrustee

It is to be distinctly understood that the permission given by National Stock Exchange of India Limited (NSE) should not in any waybe deemed or construed that the Scheme Information Document (SID) of Quantum Gold Fund (QGF) and Quantum Index Fund (QIF) has been cleared orapproved by NSE nor does it certify the correctness or completeness of any of the contents of the SIDs. The investors are advised to refer to the SID of QIFfor the full text of the Disclaimer clause of NSE.

Disclaimer of NSE:

The investors of Quantum Equity Fund of Funds, Quantum Gold Savings Fund and Quantum Multi Asset Fund willbear the recurring expenses, transaction charges and loads if any of the Schemes in addition to the expenses, transaction charges and loads of theunderlying Schemes.

Scheme Specific Risk Factors :

Quantum Index Fund (QIF) is benchmarked to CNX Nifty Index are not sponsored, endorsed, sold or promoted by India Index Services &Products Limited (IISL). IISL is not responsible for any errors or omissions or the results obtained from the use of such index and in no event shall IISL have anyliability to any party for any damages of whatsoever nature (including lost profits) resulted to such party due to purchase or sale or otherwise of such productbenchmarked to such index. Please refer SID of the QIF for full Disclaimer clause in relation to the "CNX Nifty Index".

Disclaimer of IISL:

29

QuantumMutualFund · 2013. 12. 6. · QuantumMutualFund As on October 31, 2013...

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