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Page 1: Quadratic Algebras - ams.org · the PBW-theorem to other algebras is to modify the notion of standard monomi-als. Assume that we have a graded quadratic algebra (i.e., quadratic relations
Page 2: Quadratic Algebras - ams.org · the PBW-theorem to other algebras is to modify the notion of standard monomi-als. Assume that we have a graded quadratic algebra (i.e., quadratic relations

Quadratic Algebra s

http://dx.doi.org/10.1090/ulect/037

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University

LECTURE Series

Volume 3 7

Quadratic Algebra s Alexander Polishchu k

Leonid Positselsk i

American Mathematica l Societ y Providence, Rhode Islan d

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EDITORIAL COMMITTE E Jerry L . Bon a (Chair ) Eri c M . Friedlande r Adr iano Gars i a Nige l J . Higso n

Peter Landwebe r

2000 Mathematics Subject Classification. P r imar y 16S37 , 16S15 , 16E05 , 16E30 , 16E45 , 16W50, 13P10 , 60G10 .

For addi t iona l informatio n an d upda te s o n thi s book , visi t www.ams.org/bookpages/ulect-37

Library o f Congres s C a t a l o g i n g - i n - P u b l i c a t i o n Da t a

Polishchuk, Alexander , 1971 -Quadratic algebra s / Alexande r Polishchuk , Leoni d Positselski .

p. cm . — (Universit y lectur e series , ISS N 1047-399 8 ; v. 37 ) Includes bibliographica l references . ISBN 0-8218-3834- 2 (acid-fre e paper ) 1. Quadrati c fields. 2 . Associativ e rings . 3 . Commutativ e rings . 4 . Stochasti c processes .

I. Positselski , Leonid , 1973 - II . Title . III . Universit y lectur e serie s (Providence , R.I. ) ; 37.

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Contents

Introduction vi i

Chapter 1 . Preliminarie s 1 0. Convention s an d notatio n 1 1. Ba r construction s 2 2. Quadrati c algebra s an d module s 6 3. Diagona l cohomolog y 7 4. Minima l resolution s 7 5. Low-dimensiona l cohomolog y 9 6. Lattice s an d distributivit y 1 1 7. Lattice s o f vector space s 1 5

Chapter 2 . Koszu l algebra s an d module s 1 9 1. Koszulnes s 1 9 2. Hilber t serie s 2 1 3. Koszu l complexe s 2 5 4. Distributivit y an d n-Koszulnes s 2 9 5. Homomorphism s o f algebra s an d Koszulness . I 3 2 6. Homomorphism s o f algebras an d Koszulness . I I 3 7 7. Koszu l algebra s i n algebrai c geometr y 4 0 8. Infinitesima l Hop f algebr a associate d wit h a Koszu l algebr a 4 5 9. Koszu l algebra s an d monoida l functor s 4 9 10. Relativ e Koszulnes s o f modules 5 3

Chapter 3 . Operation s o n grade d algebra s an d module s 5 5 1. Direc t sums , fre e product s an d tenso r product s 5 5 2. Segr e products an d Verones e powers . I 5 9 3. Segr e product s an d Verones e powers . I I 6 3 4. Interna l cohomomorphis m 6 8 5. Koszulnes s canno t b e checke d usin g Hilber t serie s 7 7

Chapter 4 . Poincare-Birkhoff-Wit t Base s 8 1 1. PBW-base s 8 1 2. PBW-theore m 8 2 3. PBW-base s an d Koszulnes s 8 4 4. PBW-base s an d operation s o n quadrati c algebra s 8 5 5. PBW-base s an d distributin g base s 8 6 6. Hilber t serie s o f PBW-algebra s 8 7 7. Filtration s o n quadrati c algebra s 8 8 8. Commutativ e PBW-base s 9 1

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vi C O N T E N T S

9. Z-algebra s 9 5 10. Z-PBW-base s 9 6 11. Three-dimensiona l Sklyani n algebra s 9 8

Chapter 5 . Nonhomogeneou s Quadrati c Algebra s 10 1 1. Jacob i identit y 10 1 2. Nonhomogeneou s PBW-theore m 10 3 3. Nonhomogeneou s quadrati c module s 10 4 4. Nonhomogeneou s quadrati c dualit y 10 5 5. Example s 10 8 6. Nonhomogeneou s dualit y an d cohomolog y 11 1 7. Ba r constructio n fo r CDG-algebra s an d module s 11 2 8. Homolog y o f completed cobar-complexe s 11 7

Chapter 6 . Familie s o f quadrati c algebra s an d Hilber t serie s 11 9 1. Opennes s o f distributivit y 11 9 2. Deformation s o f Koszu l algebra s 12 0 3. Uppe r boun d fo r th e numbe r o f Koszul Hilber t serie s 12 2 4. Generi c quadrati c algebra s 12 3 5. Example s wit h smal l d im^ i an d dim^ 2 12 5 6. Koszulnes s i s no t constructibl e 12 7 7. Familie s o f quadrati c algebra s ove r scheme s 12 8

Chapter 7 . Hilber t serie s o f Koszu l algebra s an d one-dependen t processe s 13 3 1. Conjecture s o n Hilber t serie s o f Koszu l algebra s 13 3 2. Koszu l inequalitie s 13 5 3. Koszu l dualit y an d inequalitie s 13 8 4. One-dependen t processe s 13 9 5. PBW-algebra s an d two-block-facto r processe s 14 2 6. Operation s o n one-dependen t processe s 14 3 7. Hilber t spac e representation s o f one-dependent processe s 14 6 8. Hilber t serie s o f one-dependent processe s 14 7 9. Hermitia n constructio n o f one-dependen t processe s 14 9 10. Module s ove r one-dependen t processe s 15 1

Appendix A . DG-algebra s an d Masse y product s 15 3

Bibliography 155

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Introduction

The goa l o f thi s boo k i s to introduc e th e reade r t o som e recen t development s in th e stud y o f associative algebra s define d b y quadrati c relations . Mor e precisely , we ar e intereste d i n (no t necessaril y commutative ) algebra s ove r a field tha t ca n be presente d usin g a finite numbe r o f generator s an d (possibl y nonhomogeneous ) quadratic relations . Thi s boo k i s devote d t o som e aspect s o f th e theor y o f suc h algebras, mostl y evolvin g aroun d th e notion s o f Koszu l algebr a an d Koszu l dual -ity. It s conten t i s a mixtur e o f know n result s wit h a fe w origina l result s tha t w e circulated sinc e 199 4 as a preprin t o f the sam e title .

One o f the origina l motivation s fo r th e stud y o f quadratic algebra s cam e fro m the theory o f quantum group s (se e [43 , 77]) . Namely , quadrati c algebra s provide a convenient framework fo r "noncommutativ e spaces " o n which quantu m group s ac t (see [78]) . On e o f th e basi c problem s tha t aros e i n thi s contex t i s ho w t o contro l the growt h o f a quadrati c algebr a (e.g. , measure d b y Hilber t series) . A relate d question i s whether there are generalizations o f the Poincare-Birkhoff-Wit t theore m (for universa l envelopin g algebras ) t o mor e genera l quadrati c algebras . Th e cor e of this boo k i s ou r attemp t t o presen t som e partia l solutions . I t turn s ou t tha t on e can shed som e light o n questions o f this kind usin g the remarkabl e notio n o f Koszul algebra introduce d b y S . Pridd y [104] . I n fact , th e stud y o f thi s notio n brough t some dramati c change s t o th e area . Loosel y speaking , ou r experienc e show s tha t general quadrati c algebra s behav e a s badl y a s possible , whil e fo r Koszu l algebra s the situatio n i s usually muc h nicer . A s w e hope t o convinc e th e reader , th e stud y of Hilber t serie s provide s a good illustratio n o f thi s principle .

Perhaps on e o f th e importan t feature s o f th e theor y o f Koszu l algebra s i s du -ality: fo r eac h Koszu l algebr a ther e i s a dua l Koszu l algebr a (roughl y speaking , i t is obtaine d b y passin g t o th e dua l spac e o f generator s an d th e orthogona l spac e of quadrati c relations) . Thi s ofte n lead s t o remarkabl e connection s betwee n seem -ingly unrelate d problems . Fo r example , Koszu l dualit y o f th e symmetri c algebr a and th e exterio r algebr a underlie s th e famou s descriptio n o f coheren t sheave s o n projective space s in terms o f modules ove r the exterio r algebr a due to J . Bernstein , I. Gelfan d an d S . Gelfan d [27] . Mor e generally , i n a numbe r o f situations on e ca n prove a n equivalenc e o f derive d categorie s o f module s ove r Koszu l dua l algebra s (see [23 , 11 , 24, 51]) . Thi s topic i s beyond th e scop e of our boo k althoug h w e will discuss som e mor e elementar y aspect s o f Koszu l duality .

The notio n o f Koszulness als o proved t o b e a reall y impressiv e predictio n tool . In man y example s a fe w observation s ma y sugges t tha t som e quadrati c algebr a is Koszul . The n thi s conjectur e turn s ou t t o b e relate d t o som e importan t an d nontrivial feature s o f th e setting . I t i s als o quit e amazin g tha t man y importan t quadratic algebra s naturall y arisin g i n variou s fields o f mathematic s ar e Koszul . Examples know n t o u s aris e i n the followin g areas :

vii

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viii I N T R O D U C T I O N

(i) algebrai c geometry—certai n homogeneou s coordinat e algebra s ar e Koszu l (se e [29, 37 , 39 , 67 , 50 , 72 , 73 , 89 , 96]) ; (ii) representation theory—certai n subcategorie s o f the category O for a semisimple complex Li e algebr a ar e governe d b y Koszu l algebra s (se e [19 , 24]) ; (iii) noncommutativ e geometry—th e Koszulnes s conditio n arise s naturall y i n th e theory o f exceptiona l collections ; th e algebra s describin g certai n noncommutativ e deformations o f projective space s ar e Koszu l (se e [30 , 31 , 117]) ; (iv) topology—Steenro d algebra , cohomolog y algebra s o f forma l rationa l K[K, 1]-spaces, holonom y algebra s o f supersolvabl e hyperplan e arrangements , a s wel l a s some algebra s relate d t o configuratio n space s o f surface s ar e Koszul ; th e categor y of perverse sheave s o n a triangulate d spac e i s equivalent t o module s ove r a Koszu l algebra (se e [104 , 88 , 113 , 28 , 97 , 127]) ; (v) numbe r theory—th e Milno r K-theor y rin g o f an y field (tensore d wit h Z/7 Z fo r a prim e I) i s conjecture d t o b e Koszul—thi s i s a strengthenin g o f th e Bloch-Kat o conjecture relatin g Milno r K-theor y wit h Galoi s cohomolog y (se e [103 , 102]) ; (vi) noncommutativ e algebra—th e universa l algebr a generate d b y pseudoroots o f a noncommutative polynomia l i s Koszul (se e [111 , 93]) .

Checking th e Koszu l propert y usuall y require s som e effor t an d th e method s o f proof var y fro m on e cas e t o another . Althoug h w e do no t tr y t o giv e a systemati c exposition o f thes e method s here , th e reade r wil l find a fe w sampl e technique s fo r checking Koszulnes s (mostl y i n chapte r 2) .

As we have already mentioned , on e of the centra l questions studied i n our boo k is ho w t o generaliz e th e Poincare-BirkhofT-Witt-theore m (PBW-theorem ) t o qua -dratic algebras . Recal l that th e classical PBW-theorem fo r the universal envelopin g algebra Ug o f a Li e algebr a g can b e formulate d i n tw o differen t ways . I n th e first formulation on e start s wit h a basi s o f g an d the n th e theore m state s tha t certai n standard monomial s in basis elements form a basis of Ug. Anothe r formulatio n sim -ply assert s tha t th e associate d grade d algebr a o f Ug wit h respec t t o th e standar d filtration coincide s with the symmetric algebr a Sg. Thus , the first wa y to generaliz e the PBW-theore m t o othe r algebra s i s to modif y th e notio n o f standar d monomi -als. Assum e tha t w e hav e a grade d quadrati c algebr a (i.e. , quadrati c relation s ar e homogeneous). The n usin g lexicographical orde r o n the se t o f all monomials in gen-erators one can define a certain se t o f standard monomial s (dependin g on quadrati c relations). Th e analogu e o f th e PBW-theore m i n thi s cas e state s tha t i f th e stan -dard monomial s for m a basi s i n th e gradin g componen t o f degre e 3 then th e sam e is also true fo r al l grading component s (s o that w e get a PBW-basis i n our algebra) . This theore m i s a particula r cas e o f th e so-calle d diamon d lemm a i n th e theor y of Grobne r base s develope d i n work s o n combinatoria l algebr a i n th e lat e 70 s (se e [26, 35 , 36]) . Not e tha t th e universa l envelopin g algebr a Ug ca n b e homogenize d by addin g a n extr a centra l generator , s o that th e classica l PBW-theore m woul d fit into thi s context .

Before statin g th e secon d generalizatio n o f the PBW-theore m le t u s sa y a fe w words abou t th e terminolog y adopte d i n th e book . W e us e th e ter m "quadrati c algebra" onl y i n referenc e t o algebra s define d b y homogeneou s quadrati c relation s (because with the exception o f chapter 5 we consider onl y such algebras) . Assignin g degree 1 to each generator one can view a quadratic algebra as a graded algebra A = ©n>o ^n s u c n t n a t ^ o i s the ground field and A i s the quotient o f the tensor algebr a of A\ b y a n idea l generated i n degree 2 . Not e tha t sometime s (e.g. , i n application s

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I N T R O D U C T I O N i x

to representation theory ) i t i s necessary to consider more general quadratic algebra s such tha t AQ i s not necessaril y equa l t o the groun d field bu t rathe r i s a semisimpl e algebra. W e wil l briefly discus s algebra s o f thi s kin d i n sectio n 9 of chapte r 2 .

Our secon d generalization o f the PBW-theorem deal s with a "nonhomogeneou s quadratic algebra" , i.e. , a n algebr a wit h a finite numbe r o f generator s an d non -homogeneous quadrati c definin g relations . I f A i s suc h a n algebr a the n on e ca n consider th e natura l filtration o n A determine d b y th e se t o f generators . Le t u s denote b y gr̂ 4 the associate d grade d algebra . O n the othe r hand , on e can truncat e the relation s i n A leavin g onl y thei r homogeneou s quadrati c parts . Le t A^ b e the obtaine d quadrati c algebra . Th e nonhomogeneou s PBW-theore m state s tha t the natura l ma p A^ — > giA i s an isomorphis m provide d A^ i s Koszul an d a cer -tain self-consistenc e conditio n i s satisfied (thi s resul t wa s proved independentl y b y A. Braverma n an d D . Gaitsgor y [33]) . Thi s self-consistenc y conditio n i s obtaine d by looking a t expression s o f degree 3 in generators . I n the cas e A = Ug i t coincide s with th e Jacob i identit y fo r th e Li e bracke t o n g.

It i s interestin g tha t th e notio n o f Koszulnes s appear s als o i n th e first gen -eralization o f th e PBW-theorem : quadrati c algebra s havin g a basi s o f standar d monomials, calle d PBW-algebras, ar e alway s Koszu l (thi s observatio n goe s bac k to S . Pridd y [104]) . However , th e convers e i s no t true : Koszu l algebra s ar e no t necessarily PB W (se e section 3 of chapter 4) . I n fact , th e clas s o f PBW-algebras i s substantially smalle r tha n tha t o f Koszul algebra s an d i s much easie r t o study . Fo r example, the set of PBW-algebras with a given number of generators is constructible in Zarisk i topolog y whil e th e se t o f Koszu l algebra s i s often no t constructibl e (se e section 3 o f chapte r 4 an d sectio n 6 o f chapte r 6) . O n th e othe r hand , ther e ar e many paralle l result s fo r bot h classe s o f algebras . Firstly , bot h propertie s ca n b e formulated i n term s o f distributivit y o f certai n lattice s o f vecto r spaces . Secondly , various natura l operation s wit h quadrati c algebras , suc h a s quadrati c duality , fre e product, tenso r product , Segr e product an d Verones e powers preserve bot h classes . The compariso n betwee n th e classe s o f Koszu l an d PBW-algebra s i s als o a n im -portant par t o f th e presen t work . I n ou r experienc e PBW-algebra s ofte n provid e a goo d testin g groun d fo r guessin g th e genera l patter n tha t migh t hol d fo r al l Koszul algebras . Usuall y ther e i s no problem wit h provin g tha t a pattern hold s fo r PBW-algebras; however , th e cas e of Koszu l algebra s i s often muc h harde r (i f a t al l accessible).

One o f the mos t strikin g propertie s o f Koszu l algebra s i s the following . Koszul Deformatio n Principl e (V . Drinfel d [43]) . If a formal family of graded quadratic algebras A(t) is flat in the grading components of degree ^ 3 and the algebra A(0) is Koszul then the family is flat in all degrees.

More precisely , a simila r statemen t hold s fo r loca l deformation s (i n Zarisk i topology) i f w e conside r onl y a finite numbe r o f gradin g component s (se e Theo -rem 2. 1 o f chapte r 6) . Th e secon d versio n o f th e PBW-theore m considere d abov e can b e easil y deduce d fro m thi s principle . Anothe r unexpecte d consequenc e tha t we derive from i t i s the finiteness o f the numbe r o f Hilbert serie s of Koszul algebra s with a fixed number o f generator s (th e analogou s statemen t fo r quadrati c algebra s is wrong). W e conjecture tha t Hilber t serie s of Koszul algebra s enjo y severa l inter -esting propertie s tha t ca n b e easil y checke d fo r PBW-algebra s (althoug h w e prov e that thes e two sets o f Hilbert serie s ar e different) . Fo r example , w e conjecture tha t the Hilber t serie s o f a Koszu l algebr a i s always rational .

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x INTRODUCTIO N

The stud y o f Hilber t serie s o f Koszu l algebra s le d t o th e discover y i n [100 ] o f an interestin g connectio n wit h th e theor y o f discrete stochasti c processes . Namely , to ever y Koszu l algebr a A on e ca n associat e a one-dependent stationar y stochasti c sequence o f O' s an d l's . I t i s convenien t t o encod e probabilitie s o f variou s event s in suc h a proces s b y a linea r functiona l (j> : M{xo?#i} ~ > l o n th e fre e algebr a i n two variables , takin g nonnegativ e value s o n al l monomial s an d satisfyin g <j>(l) = 1 . Then th e conditio n o f one-dependence i s equivalent t o th e equatio n

<Kf-{x0 + x 1)-g) = <l>{f)<l>(g),

where / , g € R{a?o,#i} - Abusin g th e terminolog y w e cal l suc h a functiona l <p a one-dependent process. I t i s easy to see that <j) is uniquely determine d b y the value s (4>(xi)). No w th e one-dependen t proces s associate d wit h a Koszu l algebr a A i s defined b y

<£A W1 ) = a n/a%,

where a n = di m An. Nonnegativit y o f value s o f <j> o n al l monomial s i s equivalen t to a certai n syste m o f polynomia l inequalitie s fo r th e number s a n. Th e fac t tha t these inequalities ar e indeed satisfied fo r a Koszul algebra seems to be a remarkabl e coincidence. However , th e analog y betwee n th e tw o theorie s doe s no t en d here . I t turns out tha t unde r thi s correspondence the subclass of PBW-algebras maps to th e set o f so-called two-block-facto r processes . Th e relatio n betwee n al l one-dependen t processes an d th e subclas s o f two-block-factor s wa s intensivel y studie d i n th e 90 s after i t wa s prove d i n [2 ] that a one-dependen t proces s doe s no t hav e to b e a two-block facto r (se e [1 , 118, 122]) . Thi s topi c seem s to b e surprisingly simila r t o th e relation betwee n Koszu l an d PBW-algebras . Motivate d b y thi s analog y w e conjec -ture tha t th e Hilber t serie s associate d wit h ever y one-dependen t proces s admit s a meromorphic continuatio n t o th e entir e comple x plane . Rationalit y o f Hilber t se -ries o f Koszu l algebra s woul d follo w fro m thi s (b y a theore m o f E . Bore l [32]) . W e also observe that th e polynomia l inequalitie s satisfie d b y the number s (<f>(xi)) for m a subse t i n th e well-know n syste m o f inequalitie s definin g th e notio n o f a totally positive sequence (als o know n a s Poly a frequency sequence). I t i s know n tha t th e generating serie s o f a totally positiv e sequenc e admit s a meromorphic continuatio n (see [71]) . Thi s ca n b e considere d a s anothe r hin t i n favo r o f our conjecture .

Here i s the mor e detaile d outlin e o f the conten t o f the book . Chapter 1 contains some basic definitions an d results concerning cohomology of

graded algebras , quadrati c algebra s an d distributivit y o f lattices . I n particular , i n section 2 we define quadrati c dualit y fo r quadrati c algebra s an d quadrati c module s (we us e th e ter m "Koszu l duality " whe n referrin g t o thi s dualit y i n th e cas e o f Koszul algebra s an d Koszu l modules) .

In chapte r 2 we describe various equivalen t definition s o f Koszulness, includin g Backelin's criterio n i n term s o f distributivity o f lattices (se e [15]) . W e give simila r equivalent definition s fo r a relate d notio n o f n-Koszulnes s tha t ha s a n advantag e of bein g define d b y a finite numbe r o f conditions . W e als o show tha t man y result s about quadrati c an d Koszu l algebra s hav e natura l analogue s fo r quadrati c an d Koszul modules. I n section 5 we consider th e problem o f preservation o f Koszulnes s under homomorphism s o f various types between graded algebras , generalizing som e results o f Backeli n an d Frober g [20] . I n sectio n 7 we giv e example s o f projectiv e varieties with Koszul homogeneous coordinate algebras . I n section 8 we explain how to associat e t o a Koszul algebra A a (graded ) infinitesimal bialgebra (or e-bialgebra)

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INTRODUCTION x i

VA- Thi s constructio n ca n b e viewe d a s a categorificatio n o f th e one-dependen t process 4>A associated wit h A, becaus e th e value s o f (\>A o n monomial s ar e give n by dimension s o f certain multigradin g component s o f VA • In sectio n 9 we conside r some generalization s o f th e notio n o f Koszulnes s includin g a n importan t cas e o f graded algebra s A — © n > 0 A n suc h tha t AQ i s a semisimple algebr a (i n the res t o f the boo k w e assume tha t AQ is the groun d field). W e also give a n interpretatio n o f Koszul algebra s i n terms o f monoidal functor s fro m a certain universa l (nonunital ) monoidal category .

In chapte r 3 we conside r severa l natura l operation s o n quadrati c algebra s an d modules tha t preserv e Koszulnes s an d discus s th e behavio r o f Hilber t serie s unde r these operations . Followin g [20 ] w e conside r fre e sums , fre e products , alon g wit h several types of tensor products , th e Segr e product AoB, th e dua l operation "blac k circle product " A • B an d Verones e power s A^ n\ Th e operatio n A • B i s als o closely relate d t o th e interna l cohomomorphis m operatio n introduce d b y Mani n (see [77 , 79]) . W e prov e tha t i f on e o f th e algebra s i s Koszu l the n th e Hilber t series o f A • B ca n b e compute d i n term s o f thos e o f A an d B an d sho w tha t thi s is impossibl e i f bot h algebra s ar e no t Koszul . A n interestin g applicatio n o f thes e operations i s given i n section 5 , where we show, following D . Piontkovskii [92] , that Koszulness o f a quadrati c algebr a A canno t b e determine d fro m th e knowledg e o f the Hilber t serie s o f A an d A 1.

Chapter 4 i s devote d t o PBW-algebras . W e star t b y givin g a proo f o f th e PBW-theorem fo r quadrati c algebra s tha t give s a criterio n fo r th e existenc e o f a PBW-basi s (a s w e hav e mentione d before , thi s i s reall y a particula r cas e o f th e diamond lemma) . The n we prove that PBW-algebra s ar e Koszul and give a criterion of the PBW-propert y i n terms o f distributivity o f lattices i n the spiri t o f Backelin' s criterion o f Koszulness . W e als o chec k tha t th e clas s o f PBW-algebra s i s stabl e under quadrati c dualit y an d unde r al l operation s considere d i n chapte r 3 . The n we discus s Hilber t serie s o f PBW-algebras . W e sho w tha t th e Hilber t serie s o f a PBW-algebra i s a generatin g functio n fo r th e numbe r o f path s i n a finite oriente d graph an d henc e i s rational . I n sectio n 7 we prov e a generalizatio n o f th e PBW -theorem involvin g filtrations wit h value s i n a n ordere d semigroup . I n sectio n 8 we consider commutativ e PBW-algebras . W e prove that the y ar e Koszu l an d comput e their Hilber t series . W e also present som e examples showing that th e sets of Hilber t series o f PBW-algebra s an d Koszu l algebra s ar e different . I n sectio n 9 we discus s a generalizatio n o f th e classe s o f Koszu l an d PBW-algebra s fro m grade d algebra s to Z-algebras . I n sectio n 1 1 we conside r 3-dimensiona l ellipti c Sklyani n algebras . We prov e tha t the y ar e Koszu l bu t d o no t admi t a PBW-basi s eve n viewe d a s Z-algebras.

In chapte r 5 we conside r nonhomogeneou s quadrati c algebras . Fo r thes e alge -bras w e prove i n sectio n 2 the PBW-theore m involvin g a n analogu e o f th e Jacob i identity an d Koszulnes s o f the correspondin g homogeneou s quadrati c algebra . W e also prov e i n sectio n 3 a versio n o f thi s theore m fo r nonhomogeneou s quadrati c modules. I n sectio n 4 we conside r a n analogu e o f quadrati c dualit y fo r th e nonho -mogeneous case . I t turn s ou t tha t th e dua l objec t t o a nonhomogeneou s quadrati c algebra i s a so-called CDG-algebr a (curve d DG-algebra) . I n section 5 we give some examples o f nonhomogeneou s quadrati c algebra s an d modules . I n particular , w e list al l solution s o f th e analogu e o f th e Jacob i identit y i n th e cas e o f th e quadra -tic relation s correspondin g t o a fre e commutatativ e superalgebra , an d conside r a n

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xii I N T R O D U C T I O N

example relate d t o th e PBW-theore m fo r quantu m universa l envelopin g algebra s (Example 6) . Th e remainde r o f thi s chapte r i s devote d t o variou s cohomologica l calculations relate d t o nonhomogeneou s quadrati c duality .

Chapter 6 is devoted to the Koszul Deformation Principl e for quadratic algebra s and som e o f it s consequences , suc h a s finiteness o f the numbe r o f Hilber t serie s of Koszul algebra s wit h a fixed numbe r o f generators . Furthermore , i n sectio n 3 we give an explici t boun d o n this number an d i n section 7 we prove that th e number of such Hilber t serie s i s finite eve n i f the groun d field i s allowed t o vary . I n sectio n 4 we discuss som e result s o n generi c algebra s amon g quadrati c algebra s wit h a give n number o f generator s an d relations . I n sectio n 5 we consider example s o f possibl e Hilbert series for algebras with a small number of generators and relations. Sectio n 6 contains counterexample s fro m [56 ] showing tha t th e se t o f Koszu l algebra s i s no t constructible an d tha t th e se t o f Hilber t serie s o f quadrati c algebra s wit h a give n number o f generator s i s infinite .

In chapte r 7 w e explai n th e connectio n betwee n Koszu l algebra s an d one -dependent processes . W e start b y formulating severa l conjecture s o n Hilber t serie s of Koszu l algebras , suc h a s th e rationalit y conjecture . The n w e derive a syste m o f polynomial inequalitie s satisfie d b y the number s a n = di m An fo r a Koszu l algebr a A. Th e polynomial s o f a n appearin g i n thes e inequalitie s expres s th e dimension s of multigradin g component s o f th e e-bialgebr a VA- The n w e sho w tha t thes e in -equalities allo w one to associat e a one-dependent proces s to th e sequenc e (a n). W e show that Koszu l duality correspond s to the natura l dualit y on one-dependent pro -cesses and als o introduce analogues of some other operation s on Koszul algebras fo r one-dependent processes . I n sectio n 5 we show tha t th e one-dependen t proces s as -sociated wit h a PBW-algebra i s a two-block-factor an d tha t ever y two-block-facto r can b e approximate d b y thos e obtaine d fro m PBW-algebras . I n sectio n 7 we re -view th e notio n o f a Hilber t spac e representatio n o f a one-dependen t proces s du e to V . d e Val k [121] . I n sectio n 8 we discuss th e conjectur e tha t th e Hilber t serie s of a one-dependent proces s can be extended meromorphicall y t o the entire comple x plane. W e show tha t thi s serie s alway s admit s a meromorphi c continuatio n t o th e disk \z\ < 2 (i t converge s fo r \z\ < 1 ) and prov e th e conjectur e fo r two-block-facto r processes. I n section 9 we give a construction du e to B. Tsirelson of a one-dependen t process associate d wit h a n arbitrar y quadrati c algebr a an d a Hermitia n for m o n the spac e o f generators . I n sectio n 1 0 we conside r a n analogu e fo r Koszu l modules of the constructio n o f a one-dependen t proces s fro m a Koszu l algebra .

In th e Appendi x w e recall some definition s concernin g DG-algebras , DG-mod -ules an d Masse y products .

Acknowledgments. First , w e would lik e to than k A . Vaintrob whose question abou t possible generalization s o f th e PBW-theore m t o quadrati c algebra s starte d thi s work i n 1991 . Also , w e ar e gratefu l t o J . Backelin , A . Braverman , J . Bernstein , P. Etingof, V. Ginzburg, V. Ostrik, D. Piontkovskii, J.-E . Roos, A. Schwarz, B. Shel-ton, B . Tsirelson , an d S . Yuzvinsk y fo r man y interestin g discussion s an d sugges -tions. Specia l thanks ar e due to J . Backeli n fo r pointin g ou t severa l mistakes i n th e manuscript. Finally , w e are gratefu l t o th e refere e fo r man y usefu l suggestions .

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Page 20: Quadratic Algebras - ams.org · the PBW-theorem to other algebras is to modify the notion of standard monomi-als. Assume that we have a graded quadratic algebra (i.e., quadratic relations

Titles i n Thi s Serie s

37 Alexande r Polishchu k an d Leoni d Positselski , Quadrati c algebras , 200 5

36 Mati ld e Marcolli , Arithmeti c noncommutativ e geometry , 200 5

35 Lue a Capogna , Carlo s E . Kenig , an d Loredan a Lanzani , Harmoni c measure :

Geometric an d analyti c point s o f view , 200 5

34 E . B . Dynkin , Superdiffusion s an d positiv e solution s o f nonlinea r partia l differentia l

equations, 200 4

33 Kristia n Seip , Interpolatio n an d samplin g i n space s o f analyti c functions , 200 4

32 Pau l B . Larson , Th e stationar y tower : Note s o n a cours e b y W . Hug h Woodin , 200 4

31 Joh n Roe , Lecture s o n coars e geometry , 200 3

30 Anato l e Katok , Combinatoria l construction s i n ergodi c theor y an d dynamics , 200 3

29 Thoma s H . Wolf f (Izabell a Lab a an d Caro l Shubin , editors) , Lecture s o n harmoni c

analysis, 200 3

28 Ski p Garibaldi , Alexande r Merkurjev , an d Jean-Pierr e Serre , Cohomologica l

invariants i n Galoi s cohomology , 200 3

27 Sun-Yun g A . Chang , Pau l C . Yang , Karste n Grove , an d Jo n G . Wolfson ,

Conformal, Riemannia n an d Lagrangia n geometry , Th e 200 0 Barret t Lectures , 200 2

26 Susum u Ariki , Representation s o f quantu m algebra s an d combinatoric s o f Youn g

tableaux, 200 2

25 Wil l ia m T . Ros s an d Harol d S . Shapiro , Generalize d analyti c continuation , 200 2

24 Victo r M . Buchstabe r an d Tara s E . Panov , Toru s action s an d thei r application s i n

topology an d combinatories , 200 2

23 Lui s Barreir a an d Yako v B . Pes in , Lyapuno v exponent s an d smoot h ergodi c theory ,

2002

22 Yve s Meyer , Oscillatin g pattern s i n imag e processin g an d nonlinea r evolutio n equations ,

2001

21 Bojk o Bakalo v an d Alexande r Kirillov , Jr. , Lecture s o n tenso r categorie s an d

modular functors , 200 1

20 Aliso n M . Etheridge , A n introductio n t o superprocesses , 200 0

19 R . A . Minlos , Introductio n t o mathematica l statistica l physics , 200 0

18 Hirak u Nakajima , Lecture s o n Hilber t scheme s o f point s o n surfaces , 199 9

17 Marce l Berger , Riemannia n geometr y durin g th e secon d hal f o f th e twentiet h century ,

2000

16 Harish-Chandra , Admissibl e invarian t distribution s o n reductiv e p-adi c group s (wit h

notes b y Stephe n DeBacke r an d Pau l J . Sally , Jr.) , 199 9

15 Andre w Mathas , Iwahori-Heck e algebra s an d Schu r algebra s o f the symmetri c group , 199 9

14 Lar s Kadison , Ne w example s o f Frobeniu s extensions , 199 9

13 Yako v M . Eliashber g an d Wil l ia m P . Thurston , Confoliations , 199 8

12 I . G . Macdonald , Symmetri c function s an d orthogona l polynomials , 199 8

11 Lar s Garding , Som e point s o f analysi s an d thei r history , 199 7

10 Victo r Kac , Verte x algebra s fo r beginners , Secon d Edition , 199 8

9 Stephe n Gelbart , Lecture s o n th e Arthur-Selber g trac e formula , 199 6

8 Bern d Sturmfels , Grobne r base s an d conve x polytopes , 199 6

7 A n d y R . Magid , Lecture s o n differentia l Galoi s theory , 199 4

6 Dus a McDuf f an d Dietma r Salamon , J-holomorphi c curve s an d quantu m cohomology ,

1994

5 V . I . Arnold , Topologica l invariant s o f plan e curve s an d caustics , 199 4

4 Davi d M . Goldschmidt , Grou p characters , symmetri c functions , an d th e Heck e algebra , 1993

Page 21: Quadratic Algebras - ams.org · the PBW-theorem to other algebras is to modify the notion of standard monomi-als. Assume that we have a graded quadratic algebra (i.e., quadratic relations

TITLES I N THI S SERIE S

3 A . N . Varchenk o an d P . I . Etingof , Wh y th e boundar y o f a roun d dro p become s a curve o f orde r four , 199 2

2 Frit z John , Nonlinea r wav e equations , formatio n o f singularities , 199 0

1 Michae l H . Freedma n an d Fen g Luo , Selecte d application s o f geometr y t o low-dimensional topology , 198 9

Page 22: Quadratic Algebras - ams.org · the PBW-theorem to other algebras is to modify the notion of standard monomi-als. Assume that we have a graded quadratic algebra (i.e., quadratic relations