Public Debt Issuance · BILL LOCKYER California State Treasurer and Chairman EDMUND G. BROWN JR....

CALIFORNIA DEBT AND INVESTMENT ADVISORY COMMISSION | CDIAC No. 14.08

2013 CALENDAR OF CALIFORNIA PUBLIC DEBT ISSUANCE

CALIFORNIA DEBT AND INVESTMENT ADVISORY COMMISSION

The California Debt and Investment Advisory Commission (CDIAC) provides information, educa-tion, and technical assistance on debt issuance and public fund investments to local public agencies and other public finance professionals. CDIAC was created to serve as the state’s clearinghouse for public debt issuance information and to assist state and local agencies with the monitoring, issuance, and management of public debt.

COMMISSION MEMBERS

BILL LOCKYER California State Treasurer and Chairman

EDMUND G. BROWN JR.

Governor

JOHN CHIANG State Controller

CAROL LIU State Senator

MIMI WALTERS State Senator

STEVE FOX Assemblymember

HENRY PEREA Assemblymember

DAVID BAUM

Finance Director City of San Leandro

JOSE CISNEROS Treasurer and Tax Collector

City and County of San Francisco

EXECUTIVE DIRECTOR

MARK B. CAMPBELL

Additional information concerning this report or CDIAC programs may be obtained by contacting CDIAC directly via phone (916) 653-3269, fax (916) 654-7440, e-mail ([email protected]) or by visiting CDIAC’s website: www.treasurer.ca.gov/cdiac.

All rights reserved. No part of the 2013 Calendar of California Public Debt Issuance may be repro-duced without written credit given to CDIAC. Permission to reprint with written credit given to CDIAC is hereby granted.

www.treasurer.ca.gov/cdiac

Contents

ACKNOWLEDGEMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . i

SUMMARY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iii

DEBT LINE CALENDAR LEGEND . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .v

I. STATE ISSUERS

California Health Facilities Financing Authority . . . . . . . . . . . . . . . . . . . . . . . .1

California Housing Finance Agency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .2

California Infrastructure & Economic Development Bank . . . . . . . . . . . . . . . . . . .2

California Pollution Control Financing Authority . . . . . . . . . . . . . . . . . . . . . . .5

California School Finance Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .5

California State Public Works Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .7

Golden State Tobacco Securitization Corporation . . . . . . . . . . . . . . . . . . . . . . .8

State of California . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .9

The Regents of the University of California . . . . . . . . . . . . . . . . . . . . . . . . . 42

Trustees of the California State University . . . . . . . . . . . . . . . . . . . . . . . . . . 44

California Department of Water Resources. . . . . . . . . . . . . . . . . . . . . . . . . . 44

California Educational Facilities Authority . . . . . . . . . . . . . . . . . . . . . . . . . . 45

II. COUNTIES WITH LOCAL ISSUERS

Alameda . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45

Alpine . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52

Amador . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52

Butte . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53

Calaveras . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53

Colusa . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55

Contra Costa. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55

Del Norte . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59

El Dorado . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59

Fresno . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60

Glenn . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65

Humboldt . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66

Imperial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69

Inyo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69

Kern . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69

Kings. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72

Lake . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75

Lassen . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76

Los Angeles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76

Madera . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118

Marin . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 120

Mariposa . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 121

Merced . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 121

Monterey. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 123

Napa . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127

Nevada . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 128

Orange . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 128

Placer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 137

Riverside . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 138

Sacramento. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 204

San Benito . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 213

San Bernardino. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 213

San Diego . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 225

San Francisco. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 241

San Joaquin . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 245

San Luis Obispo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 248

San Mateo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 249

Santa Barbara . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 256

Santa Clara . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 259

Santa Cruz . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 268

Shasta . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 271

Solano . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 272

Sonoma . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 273

Stanislaus. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 280

Sutter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 283

Tehama. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 284

Tulare . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 285

Tuolumne . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 290

Ventura. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 291

Yolo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 296

Yuba . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 298

Multiple Counties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 298

Note: No public agencies in Mendocino, Modoc, Mono, Plumas, Sierra, Siskiyou and Trinity Counties reported any 2013 public debt issuance to the California Debt and Investment Advisory Commission.

III. STUDENT LOAN CORPORATION . . . . . . . . . . . . . . . . . . . . . . . . . . . . 333

IV. ABBREVIATIONS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 335

CDIAC collects, compiles, and disseminates infor-mation on all public debt issued in California, and wishes to thank those public agencies that make the timely publication of information possible by promptly filing their reports pursuant to Section 8855 (i) – (j) of the California Government Code.

Acknowledgement

Comments are appreciated and may be sent to the California Debt and Investment Advisory Commission, 915 Capitol Mall, Room 400, Sac-ramento, CA 95814. Comments also may be sent by email to [email protected], by calling (916) 653-3269, or by fax at (916) 654-7440.

Summary

California’s state and local agencies sold a total of $64.9 billion in public debt in 2013. This dol-lar volume consists of short-term and long-term debt; debt issued for refunding of prior issues and new debt – all issued in a variety of ways for a number of purposes. The State of California and its agencies issued approximately $24.6 bil-lion (38 percent of the total dollar volume); local agencies sold $39.8 billion (61.4 percent of the total dollar volume). The student loan corpora-tion issued $446.8 million in debt in 2013 (.7 percent of the total dollar volume). The Commis-sion compiles all of the debt issuance information received for the year and reports various aspects of the debt in three publications consisting of this report, the 2013 Annual Report which is in-formational in nature and provides an overview of trends in public debt issuance, and the 2013 Summary of California Public Debt Issuance that includes debt volume information organized by summary tables.

This report shows all of the public debt issued in California in calendar year 2013 reported to the California Debt and Investment Advisory Com-mission (CDIAC). Each bond issue includes the

date of the sale, principal amount, issuing en-tity, CDIAC number, type of debt, purpose of the debt, project name (if applicable), tax status, refunding status, credit rating, type of enhance-ment, type of sale, major participants in the fi-nancings (i.e., bond counsel, financial advisor, underwriter, purchaser, trustee, and credit en-hancement provider), maturity date, maturity type, interest rate, and interest cost.

The report is organized chronologically by issuer, beginning with the State of California and its de-partments and agencies, then local agencies, and finally student loan corporations. Local agency debt is further sorted by county, agencies within counties, and by the sale date of the issue.

Agencies that span several counties (i.e., joint school districts, statewide joint powers agencies, etc.) are listed under “Multiple” following the in-dividual county listings.

This publication, the 2013 Annual Report and 2013 Summary of California Public Debt Issuance may be obtained through CDIAC’s website at www.treasurer.ca.gov/cdiac.

www.treasurer.ca.gov/cdiac

Information contained in the 2013 Calendar of California Public Debt Issuance is reported as of April 23, 2014. This calendar is based on information reported to the California Debt and Investment Advisory Commission on the Report of Final Sale or from sources considered reliable. Errors or omissions in the amount of a sale or financing participants will be corrected in a following issue. Cancelled issues are not listed in the calendar. TYPE OF SALE/DATE OF SALE RATING AGENCIES CREDIT ENHANCEMENT Comp Competitive S Standard & Poor's LOC Letter(s) of Credit (The date of the bid opening) M Moody's Investors Service Ins Bond Insurance Neg Negotiated or private placement F Fitch IBCA Oth Other third party enhancement (The date of the signing of the bond purchase agreement) NR Not rated Int State Intercept TAX STATUS REFUNDING PARTICIPANTS Taxable Interest is subject to federal and State taxation Issue is partially or fully for refunding. BC Bond Counsel Federally Taxable Interest is subject to federal taxation FA Financial Advisor State Taxable Interest is subject to State taxation UW Underwriter Subject to AMT Interest on this issue is a specific TR Trustee preference item for the purpose of MATURITY TYPE(S) EN Guarantor computing the federal alternative minimum tax. Serial Serial bonds PU Purchaser Term Term bonds Comb Serial and term bonds INTEREST COST NIC Net Interest Cost The Interest Cost represents either the winning competitive NIC/TIC bid or the NIC/TIC interest cost of the financing. The Net Interest Cost is calculated TIC True Interest Cost by using the total scheduled interest payments plus the underwriter’s discount or minus the premium, divided by bond year dollars. Qualified Zone Var Rate pegged to an index Academy Bonds (QZAB) carry little or no interest costs.

SELECTED REPORTING REQUIREMENTS

Under existing law (California Government Code Section 8855(i)), "The issuer of any proposed new debt issue of State or local government (or public benefit corporation incorporated for the purpose of acquiring student loans) shall, not later than 30 days prior to the sale of any debt issue at public or private sale, give written notice of the proposed sale to the Commission, by mail, postage prepaid." Under California Government Code Section 8855(j), "The issuer of any new debt issue of State or local government (or public benefit corporation for the purpose of acquiring student loans) shall, not later than 45 days after the signing of the bond purchase contract in a negotiated or private financing, or after the acceptance of a bid in a competitive offering, submit a report of final sale to the commission by mail, postage prepaid, or by any other method approved by the commission. A copy of the official statement or other disclosure documents for the issue shall accompany the report of final sale. The Commission may require information to be submitted in the report of final sale that is considered appropriate." Under California Government Code Section 53583(c)(2)(B) if a "local agency determines to sell the (refunding) bonds at private sale or on a negotiated sale basis, the local agency shall send a written statement, within two weeks after the bonds are sold, to the California Debt and Investment Advisory Commission explaining the reasons why the local agency determined to sell the bonds at private sale or on a negotiated sale basis instead of at public sale."

DEBT LINE CALENDAR LEGEND

MaturityDate/Type Interest

Type ofSale Role, Participant

2013ANNUAL DEBT LINE CALENDAR

DATEAMOUNT

Rating(s) Enhancmt

Issuing Entity,County, Type of Debt, PurposeDated Date

State of California

Comb

(BC) Orrick Herrington(TR) US Bank NA(UW) Wells Fargo Bank

Neg1/24/2013 $290,365,000.00 California Health Facilities Financing AuthorityCDIAC Number: 2013-0013Conduit revenue bond

F:A

HospitalAdventist Health Sys West Series ARefunding

S:A 3/1/2043 TIC:NIC:

Variable

00

Serial

(BC) Orrick Herrington(FA) Ford & Associates Inc(EN) Cal-Mortgage(TR) Wells Fargo Bank(UW) Merrill Lynch Pierce


Ins

Health care facilitiesNCROC Paradise Valley EstatesRefunding

S:A 1/1/2026 TIC:NIC:

2.7843.042

Term

(BC) Orrick Herrington(TR) Wells Fargo Bank(UW) Morgan Stanley


M:Aa3F:AA-

HospitalSutter Health Series A

S:AA- 8/15/2052 TIC:NIC:

4.574.796

Serial

(BC) Quint & Thimmig(EN) OSHPD(TR) US Bank NA(UW) Wulff Hansen & Co


Ins

Health care facilitiesBecoming IndependentRefunding

S:A 2/1/2029 TIC:3.034

Comb

(BC) Sidley Austin LLP(FA) Kaufman Hall(TR) Wells Fargo Bank(UW) Morgan Stanley


M:A1F:AA-

Health care facilitiesSt Joseph Health Series A thru DRefunding

S:AA- 7/1/2043

Variable

Comb

(BC) Orrick Herrington(FA) Ponder & Co(TR) The Bank of NY Mellon(UW) US Bancorp


Health care facilitiesCasa ColinaRefunding

S:BBB 4/1/2032 TIC:NIC:

4.9124.99

1




DATEAMOUNT

Rating(s) Enhancmt


State of California

Term

(BC) Sidley Austin LLP(FA) Ponder & Co(TR) US Bank NA(UW) Morgan Stanley


F:AA-

Health care facilitiesMemorial Health Series A & B

S:AA- 10/1/2043NIC: 2.259

Term

(BC) Orrick Herrington(PU) Citibank(TR) US Bank NA

Neg3/8/2013 $4,550,000.00 California Housing Finance AgencyCDIAC Number: 2013-0562Conduit revenue bond

Multifamily housingWillow Wood & Denny Place Apts Issue ASubject to Alternative Minimum Tax

NR 9/1/2045 TIC:NIC:

4.830

Term

(BC) Hawkins Delafield(TR) US Bank NA(UW) Bank of America Merrill


Single-family housingSeries A & BFederally TaxableRefunding

S:Aaa 2/1/2042 TIC:NIC:

2.90

Term

(BC) Orrick Herrington(EN) FHLB(TR) US Bank NA(UW) Hutchinson Shockey


LOC

Multifamily housingWarwick Square Apts Issue BSubject to Alternative Minimum TaxRefunding

S:AA+/A-1+ 3/20/2027

Variable

Term

(BC) Orrick Herrington(PU) FMSbonds Inc(TR) US Bank NA


Multifamily housingRamona Estate Apts Issue CSubject to Alternative Minimum Tax

NR 12/1/2053

Variable

Serial

(BC) Orrick Herrington(FA) Swap Financial Group(TR) The Bank of NY Mellon(UW) Barclays Capital Inc

Neg3/26/2013 $81,465,000.00 California Infrastructure & Economic Development BankCDIAC Number: 2013-0064Conduit revenue bond

M:Aaa

Theatre/Arts/MuseumsThe J Paul Getty Trust Series A-2Refunding

S:AAA 10/1/2047 TIC:NIC:

Variable

00

2




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial

(BC) Orrick Herrington(FA) Swap Financial Group(TR) The Bank of NY Mellon(UW) Wells Fargo Sec


M:Aaa

Theatre/Arts/MuseumsThe J Paul Getty Trust Series A-1Refunding


Variable

00

Term

(BC) Orrick Herrington(PU) First Republic Bank(TR) The Bank of NY Mellon


Theatre/Arts/MuseumsSan Francisco Ballet Assoc Series A, B, C & DRefunding


Variable

00

Term

(BC) Kutak Rock(FA) Growth Capital(PU) First Republic Bank

Neg7/15/2013 $40,000,000.00 California Infrastructure & Economic Development BankCDIAC Number: 2013-1126Loan from a bank or other institution

K-12 school facilityWilshire Boulevard Temple

NR 7/1/2043NIC: 3.5

Term

(BC) Kutak Rock(PU) First Republic Bank


K-12 school facilityWildwood SchoolRefunding


03.95

Term

(BC) Hawkins Delafield(FA) George K Baum(PU) Bank of America Merrill(TR) Union Bank NA


Theatre/Arts/MuseumsContemporary Jewish Museum Series A, B & CRefunding

NR 12/1/2036

Variable

Comb

(BC) Polsinelli Shughart LLP(FA) Sperry Capital(TR) US Bank NA(UW) RBC Capital Mkts LLC


M:A1F:AA-

Power generation/transmissionCA Independent System Operator CorpRefunding

S:A 2/1/2039 TIC:NIC:

4.4384.614

3




DATEAMOUNT

Rating(s) Enhancmt


State of California

Comb

(BC) Hawkins Delafield(TR) US Bank NA(UW) Wells Fargo Bank


M:A3

Theatre/Arts/MuseumsLA Co Museum of Art Series ARefunding

12/1/2037 TIC:NIC:

Variable

00

Term

(BC) Kutak Rock(PU) Wells Fargo Bank(TR) Wells Fargo Bank


K-12 school facilityJSerra Catholic HS Series A, B & CRefunding

NR 9/1/2034

Variable

Term

(BC) Kutak Rock(FA) Growth Capital(PU) Bank of Marin


Commercial developmentNew Door Ventures

NR 10/1/2044

Variable

Term

(BC) Hawkins Delafield(PU) Wells Fargo Bank(TR) US Bank NA


Theatre/Arts/MuseumsLACMA Series BRefunding

NR 12/1/2034 TIC:NIC:

Variable

00

Term

(BC) Hawkins Delafield(PU) Union Bank NA(TR) US Bank NA


Theatre/Arts/MuseumsLACMA Series CRefunding

NR 12/1/2037 TIC:NIC:

Variable

00

Term

(BC) Hawkins Delafield(PU) US Bank NA(TR) US Bank NA


Theatre/Arts/MuseumsLACMA Series DRefunding

NR 12/1/2037 TIC:NIC:

Variable

00

4




DATEAMOUNT

Rating(s) Enhancmt


State of California

Term

(BC) Hawkins Delafield(PU) First Republic Bank


K-12 school facilityBay School of SFRefunding

NR 11/1/2043NIC: 4.058

Term

(BC) Leslie M Lava(PU) Bank of the West

Neg11/5/2013 $103,025,000.00 California Pollution Control Financing AuthorityCDIAC Number: 2013-1768Conduit revenue bond

Pollution controlZanker / GreenWaste / ZW EnergySubject to Alternative Minimum TaxRefunding

NR 11/1/2033

Variable

Term

(BC) Orrick Herrington(EN) State Intercept Prgm(TR) The Bank of NY Mellon(UW) RBC Capital Mkts LLC

Neg7/31/2013 $12,870,000.00 California School Finance AuthorityCDIAC Number: 2012-1904Conduit revenue bond

Int

K-12 school facilityDowntown & Central City Value Schools

S:BB+ 7/1/2048 TIC:NIC:

7.0336.966

Term

(BC) Stradling Yocca(FA) BLX Group(TR) Wells Fargo Bank(UW) RBC Capital Mkts LLC


K-12 school facilityCoastal Academy Charter School Series A

S:BBB- 10/1/2042 TIC:NIC:

5.1035.061

Term


Neg1/16/2013 $300,000.00 California School Finance AuthorityCDIAC Number: 2012-2106Conduit revenue bond

K-12 school facilityCoastal Academy Charter School Series BFederally Taxable


5.1035.061

Term

(BC) Orrick Herrington(PU) Low Income Inv Fund(TR) Union Bank NA

Neg4/4/2013 $10,000,000.00 California School Finance AuthorityCDIAC Number: 2013-0594Revenue anticipation note

Project, interim financingAspire Public Schools Series A & BSubject to Alternative Minimum Tax


Variable

00

5




DATEAMOUNT

Rating(s) Enhancmt


State of California

Term

(BC) Ballard Spahr(FA) Buck Financial Advisors(PU) Robert Baird & Co(TR) Zions First Natl Bk

Comp8/16/2013 $10,750,000.00 California School Finance AuthorityCDIAC Number: 2013-0636Conduit revenue bond

K-12 school facilityAlliance Bloomfield Tech Academy/Qualified SchoolConstruction BondFederally Taxable

NR 6/15/2034 TIC:NIC:

Variable

00

Term

(BC) Orrick Herrington(FA) First Southwest(PU) Citibank(TR) Citibank


Other, multiple educational usesOakland/San Bernardino Charter School Series AFederally Taxable

NR 10/15/2013 TIC:4

Term



K-12 school facilityClassical Academies Series A

S:BB+ 10/1/2043 TIC:NIC:

7.5757.468

Term



K-12 school facilityClassical Academies Series BFederally Taxable

NR 10/1/2018 TIC:NIC:

7.5757.468

Term



Int

K-12 school facilityAlliance for College-Ready Pub Sch 2023 Union LLC Series A


6.3866.343

Term

(BC) Orrick Herrington(PU) City National Bank(TR) The Bank of NY Mellon


K-12 school facilityHigh Tech High N Co Elementary Qualified SchoolConstruction BondsFederally Taxable


5.585.58

6




DATEAMOUNT

Rating(s) Enhancmt


State of California

Term



K-12 school facilityAlliance for College-Ready Pub Sch 2023 Union LLC Series BFederally Taxable


6.3866.343

Term

(BC) Orrick Herrington(FA) BLX Group(PU) Wells Fargo Bank(TR) Wells Fargo Bank


K-12 school facilityCamino Nuevo-3500 West Temple LLCRefunding


4.1924.138

Comb

(BC) Stradling Yocca(FA) KNN Public Finance(TR) State Treasurer(UW) Barclays Capital Inc

Neg3/19/2013 $342,360,000.00 California State Public Works BoardCDIAC Number: 2013-0583Public lease revenue bond

M:A2F:BBB+

Public buildingCA Judicial Council Series A

S:A- 3/1/2038 TIC:NIC:

3.9824.259

Serial



M:A2F:BBB+

Prisons, jails, correctional facilitiesCDCR Series B

S:A- 3/1/2028 TIC:NIC:

2.9513.043

Comb



M:Aa2F:AA

College, university facilityUCSB Davidson Library Series C

S:AA- 3/1/2038 TIC:NIC:

3.7654.101

Comb

(BC) Stradling Yocca(FA) KNN Public Finance(TR) State Treasurer(UW) Wells Fargo Sec


M:A2F:BBB+

Public buildingYuba City Courthouse Series D

S:A- 6/1/2038 TIC:NIC:

3.7994.091

7




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial

(BC) Stradling Yocca(FA) KNN Public Finance(TR) State Treasurer(UW) Wells Fargo Sec


M:A2F:BBB+

HospitalDept of Mental Health - Coalinga Hospital Series ERefunding

S:A- 6/1/2029 TIC:NIC:

2.9763.296

Comb

(BC) Stradling Yocca(FA) KNN Public Finance(TR) State Treasurer(UW) Siebert Brandford


M:A2F:A-

Prisons, jails, correctional facilitiesDept of Corrections & Rehab Facs Series F

S:A- 9/1/2033 TIC:NIC:

4.0594.301

Comb



M:A2F:A-

Prisons, jails, correctional facilitiesDept of Corrections & Rehab Series G

S:A- 9/1/2033 TIC:NIC:

4.0684.338

Comb



M:Aa3F:A-

College, university facilityCA State Univ Trustees Series H

S:A- 9/1/2038 TIC:NIC:

4.3744.565

Comb

(BC) Stradling Yocca(FA) KNN Public Finance(TR) State Treasurer(UW) RBC Capital Mkts LLC


M:A2F:A-

Multiple capital improvements, public worksCDFA Laboratory & San Diego Courthouse Series I

S:A- 11/1/2038 TIC:NIC:

4.6184.774

Serial

(BC) Orrick Herrington(FA) PRAG(TR) The Bank of NY Mellon(UW) Barclays Capital Inc

Neg4/9/2013 $375,105,000.00 Golden State Tobacco Securitization CorporationCDIAC Number: 2013-0598Other bond

M:A2F:BBB+

Other purposeTobacco Settlement Series ARefunding

S:A- 6/1/2030 TIC:NIC:

03.608

8




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial

(BC) Orrick Herrington(FA) PRAG(TR) State of California(UW) Goldman Sachs

Neg3/13/2013 $77,215,000.00 State of CaliforniaCDIAC Number: 2013-0558General obligation bond

M:A1F:A-

Medical Research/Institute2004 CA Stem Cell Research & Cures Ser. HFederally Taxable

S:A 2/1/2016 TIC:NIC:

0.9760.976

Serial

(BC) Orrick Herrington(FA) PRAG(TR) State of California(UW) JP Morgan Securities LLC


M:A1F:A-

College, university facility1998 Class Size Reduc Kindergarten-Univ Ser. CZRefunding

S:A 2/1/2033 TIC:NIC:

3.7264.066

Serial

(BC) Orrick Herrington(FA) PRAG(TR) State of California(UW) Merrill Lynch Pierce

Neg4/11/2013 $565,000.00 State of CaliforniaCDIAC Number: 2013-0683General obligation bond

M:A1F:A-

K-12 school facility1988 Sch Facs Act Series AMRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Multiple capital improvements, public works2002 Wtr Security, Clean Drinking Wtr, Coastal & BeachProtec Ser. AKFederally TaxableRefunding

S:A 2/1/2016 TIC:NIC:

0.9760.976

Serial



M:A1F:A-

Public transit2006 Hwy Safety, Traffic Reduc, Air Quality & Port Sec Ser.AA & AB

S:A 2/1/2043 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Public building1988 CA Library Const & Renov Ser. ABRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

9




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

Other capital improvements, public works2000 CA Reading Literacy Improv, Pub Lib Const & RenovSer. ABRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Water supply, storage, distribution1988 CA Safe Drinking Wtr Ser. AIRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Public transit1990 Clean Air & Transportation Ser. BSRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Water supply, storage, distribution1988 Clean Wtr & Wtr Reclamation Ser. URefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Seismic safety, improvements, repairs1990 Earthquake Safety & Pub Bldgs Rehab Ser. AHRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

College, university facility1988 High Education Fac Ser. AKRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

10




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

K-12 school facility1988 School Facility Ser. AKRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Multiple capital improvements, public works2002 Clean Wtr, Air Safe Neighborhood Pks & Coast ProtecSer. AHRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Public building1988 CA Library Const & Renovation Ser. ZRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

College, university facility1990 Higher Education Fac Ser. ATRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

K-12 school facility2002 Kindergarten-Univ Pub Education Fac Ser. BQ

S:A 2/1/2043 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Public transit1990 Passenger Rail & Clean Air Ser. AKRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

11




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

College, university facility1996 Public Education Fac Ser. CBRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Water supply, storage, distributionSafe Drinking & Clean Wtr, Wtrshed & Fld Protec Ser. BARefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Multiple capital improvements, public works2000 Safe Neighborhood Pks, Clean Wtr, Air & Coast ProtecSer. ASRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Water supply, storage, distributionSafe, Clean Reliable Wtr Supply Ser. AXRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

K-12 school facility1990 School Facility Ser. AFRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Water supply, storage, distribution1988 Wtr Conservation Ser. AIRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

12




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

Multiple capital improvements, public works2002 Wtr Sec, Clean Drinking Wtr, Coast & Beach Protec Ser.AJRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

K-12 school facility1990 Sch Facs Act Series AERefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

K-12 school facility1992 Sch Facs Act Series BARefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Multiple capital improvements, public works2002 CA Clean Wtr, Air, Safe Neighborhood Pks, & CoastalProtection Act Series AIRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Public building1988 CA Library Const & Renov Act Series ACRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

13




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

Public building2000 CA Reading & Literacy, Library Const & Renov ActSeries ACRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Water supply, storage, distributionCA Safe Drinking Wtr Act Series AKRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

College, university facility1998 K-Univ Pub Ed Facs Act Series DCRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

College, university facility1998 K-Univ Pub Ed Facs Act Series DDRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

College, university facility1998 K-Univ Pub Ed Facs Act Series DERefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Multiple capital improvements, public works1990 Clean Air & Trans Imp Act Series BVRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

14




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

Multiple capital improvements, public works1990 Clean Air & Trans Imp Act Series BWRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Wastewater collection, treatment1998 Clean Wtr / Reclamation Series XRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Prisons, jails, correctional facilities1988 Co Corr & Youth Facs Act Series AIRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Prisons, jails, correctional facilities1988 Co Corr & Youth Facs Act Series AJRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Prisons, jails, correctional facilities1988 Co Corr & Youth Facs Act Series AKRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Prisons, jails, correctional facilities1988 Co Corr & Youth Facs Act Series ALRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

15




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

College, university facility1988 Higher Ed Facs Act Series AMRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

College, university facility1990 Higher Ed Facs Act Series AWRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

College, university facility1990 Higher Ed Facs Act Series AXRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

College, university facility1992 Higher Ed Facs Act Series BBRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Multifamily housing1990 Housing & Homeless Act Series PRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Multifamily housing1990 Housing & Homeless Act Series QRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

16




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

College, university facility2002 K-Univ Pub Ed Facs Act Series BTRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

College, university facility2002 K-Univ Pub Ed Facs Act Series BURefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Prisons, jails, correctional facilities1988 New Prison Const Act Series AJRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Prisons, jails, correctional facilities1988 New Prison Const Act Series AKRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Prisons, jails, correctional facilities1990 New Prison Const Act Series ALRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Prisons, jails, correctional facilities1990 New Prison Const Act Series AMRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

17




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

College, university facility1996 Pub Ed Facs Act Series CERefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

College, university facility1996 Pub Ed Facs Act Series CFRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

College, university facility1996 Pub Ed Facs Act Series CGRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Flood control, storm drainageSafe Drinking / Clean Wtr, Watershed / Flood Prot Act SeriesBCRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Flood control, storm drainageSafe Drinking / Clean Wtr, Watershed / Flood Prot Act SeriesBDRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Multiple capital improvements, public works2000 Safe Parks, Clean Wtr / Air, Coastal Prot Act Series AURefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

18




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

Water supply, storage, distributionSafe Clean Reliable Wtr Series BARefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Water supply, storage, distributionSafe Clean Reliable Wtr Series BBRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

K-12 school facility1990 Sch Facs Act Series AIRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

K-12 school facility1990 Sch Facs Act Series AJRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

K-12 school facility1992 Sch Facs Act Series BERefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

K-12 school facility1992 Sch Facs Act Series BFRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

19




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

Seismic safety, improvements, repairs1996 Seismic Retrofit Act Series AZRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Seismic safety, improvements, repairs1996 Seismic Retrofit Act Series BARefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Seismic safety, improvements, repairs1996 Seismic Retrofit Act Series BBRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Seismic safety, improvements, repairs1996 Seismic Retrofit Act Series BCRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Water supply, storage, distribution1988 Wtr Consrv Series AKRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Multiple capital improvements, public works2002 Wtr Security, Clean Wtr, Coastal Prot Act Series ALRefunding

S:A 10/1/2033 TIC:NIC:

4.1353.785

20




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

Bridges and highways2006 Hwy Safety, Traffic Reduction, Air Quality, Port ScrtyAct Series AC

S:A 4/1/2043 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

College, university facility2006 K-Univ Pub Ed Facs Act Series AL

S:A 4/1/2043 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Public transit21st Cen High-Speed Passenger Train Act Series F

S:A 4/1/2043 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Public transit21st Cen High-Speed Passenger Train Act Series G

S:A 4/1/2043 TIC:NIC:

4.1353.785

Serial



M:A1F:A-

Water supply, storage, distributionSafe, Clean Reliable Wtr Supply Ser. AYRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Water supply, storage, distributionSafe, Clean Reliable Wtr Supply Ser. AZRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

21




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

K-12 school facility1990 School Facility Ser. AGRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

K-12 school facility1990 School Facility Ser. AHRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

K-12 school facility1992 School Facility Ser. BBRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

K-12 school facility2004 Kindergarten-Univ Pub Education Fac Ser. BD

S:A 2/1/2043 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

College, university facility2006 Kindergarten-Univ Pub Education Fac Ser. AK

S:A 2/1/2043 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

K-12 school facility2006 Kindergarten-Univ Pub Education Fac Ser. AJ

S:A 2/1/2043 TIC:NIC:

3.7194.066

22




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

K-12 school facility1988 School Facility Ser. ALRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

K-12 school facility1990 School Facility Ser. ADRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

K-12 school facility1992 School Facility Ser. AXRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

K-12 school facility1992 School Facility Ser. AYRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

K-12 school facility1992 School Facility Ser. AZRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

K-12 school facility1992 School Facility Ser. BCRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

23




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

Public building1988 CA Library Const & Renovation Ser. AARefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Water supply, storage, distribution1988 CA Safe Drinking Wtr Ser. AJRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

K-12 school facility1988 School Facility Ser. CX

S:A 2/1/2043 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

College, university facility1998 Class Size Reduc Kindergarten-Univ Ser. DARefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

College, university facility1998 Class Size Reduc Kindergarten-Univ Ser. DBRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

K-12 school facility1998 Class Size Reduc Kindergarten-Univ Ser. CYRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

24




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

Public transit1990 Clean Air & Transportation Ser. BTRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Public transit1990 Clean Air & Transportation Ser. BURefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Water supply, storage, distribution1988 Clean Wtr & Wtr Reclamation Ser. VRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Water supply, storage, distribution1988 Clean Wtr & Wtr Reclamation Ser. WRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Seismic safety, improvements, repairs1990 Earthquake Safety & Pub Bldgs Rehab Ser. AIRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Seismic safety, improvements, repairs1990 Earthquake Safety & Pub Bldgs Rehab Ser. AJRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

25




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

K-12 school facilitySchool Facility Ser. BDRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Water supply, storage, distribution1988 Wtr Conservation Ser. AJRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Flood control, storm drainageSafe Drinking & Clean Wtr, Wtrshed & Fld Protec Ser. BBRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Multiple capital improvements, public works2000 Safe Neighborhood Pks, Clean Wtr, Air & Coast ProtecSer. ATRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

College, university facility1996 Public Education Fac Ser. CCRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

College, university facility1996 Public Education Fac Ser. CDRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

26




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

K-12 school facility1996 Public Education Fac Ser. BYRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

K-12 school facility1996 Public Education Fac Ser. BZRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

K-12 school facility1996 Public Education Fac Ser. CARefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

College, university facility1990 Higher Education Fac Ser. AURefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

College, university facilityHigher Education Fac Ser. AVRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

College, university facility1992 Higher Education Fac Ser. AZRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

27




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A-

K-12 school facility2002 Kindergarten-Univ Pub Education Fac Ser. BSRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

College, university facility1992 Higher Education Fac Ser. BARefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

College, university facility1988 High Education Fac Ser. ALRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Serial



M:A1F:A-

Medical Research/Institute2004 CA Stem Cell Research & Cures Ser. IFederally TaxableRefunding

S:A 2/1/2016 TIC:NIC:

0.9760.976

Serial



M:A1F:A-

College, university facility2002 Kindergarten-Univ Pub Education Fac Ser. BRRefunding

S:A 2/1/2033 TIC:NIC:

3.7194.066

Term

(BC) Orrick Herrington(FA) Montague DeRose(TR) State Treasurer(UW) JP Morgan Securities

Neg8/15/2013 $5,500,000,000.00 State of CaliforniaCDIAC Number: 2013-1595Revenue anticipation note

M:MIG 1F:F1

Cash flow, interim financingSeries A-1 & A-2

S:SP-1+ 6/23/2014 TIC:NIC:

0.3140.318

28




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial

(BC) Orrick Herrington(FA) PRAG(TR) State Treasurer(UW) JP Morgan Securities

Comp8/27/2013 $205,000,000.00 State of CaliforniaCDIAC Number: 2013-1690General obligation bond

M:A1F:A

Multiple capital improvements, public works2006 Hwy Safety, Traffic Reduction Ser. AD

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial


Comp8/27/2013 $55,000.00 State of CaliforniaCDIAC Number: 2013-1811General obligation bond

M:A1F:A

Public building1988 CA Lib Const & Renov Ser. ADRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

K-12 school facility1988 Sch Fac Ser. ANRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

College, university facility1988 Higher ED Fac Ser. ANRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

K-12 school facility1990 Sch Fac Ser. AFRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

College, university facilityJune 1990 Higher ED Fac Ser. AZRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

29




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A

College, university facilityJune 1990 Higher ED Fac Ser. AYRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

K-12 school facility1990 Sch Fac Ser. ALRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

K-12 school facility1990 Sch Fac Ser. AKRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

K-12 school facility1992 Sch Fac Ser. BHRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

K-12 school facility1992 Sch Fac Ser. BGRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

College, university facilityJune 1992 Higher ED Fac Ser. BCRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

30




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A

K-12 school facility1992 Sch Fac Ser. BBRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

Other, multiple educational uses1996 Pub ED Fac Ser. CIRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

Other, multiple educational uses1996 Pub ED Fac Ser. CHRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

Other, multiple educational uses1996 Pub ED Fac Ser. CJRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

Other, multiple educational uses1998 Class Size Reduc Kindergarten-Univ Ser. DFRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

Other, multiple educational uses2002 Kindergarten-Univ Pub ED Fac Ser. BVRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

31




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A

Water supply, storage, distribution1988 Clean Wtr & Wtr Reclamation Ser. YRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

Water supply, storage, distribution1988 Wtr Conservation Ser. ALRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

Water supply, storage, distribution1988 CA Safe Drinking Wtr Ser. ALRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

Water supply, storage, distributionSafe Clean Reliable Wtr Supply Ser. BCRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

Water supply, storage, distributionSafe Drinking & Clean Wtr, Wtrshed & Fld Protec Ser. BERefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

Other Housing1990 Hsg & Homeless Ser. RRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

32




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A

Prisons, jails, correctional facilities1988 County Corr Fac Cap Expend & Youth Fac Ser. AMRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

Prisons, jails, correctional facilities1988 New Prison Constr Ser. ALRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

Prisons, jails, correctional facilities1990 New Prison Constr Ser. ANRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

Seismic safety, improvements, repairs1996 Seismic Retrofit Ser. BDRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

Public transit1990 Passenger Rail & Clean Air Ser. ALRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial



M:A1F:A

Public transit1990 Clean Air & Transportation Imp Ser. BYRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

33




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A

Public transit1990 Clean Air & Transportation Imp Ser BXRefunding

S:A 9/1/2033 TIC:NIC:

4.3234.522

Serial

(BC) Orrick Herrington(FA) PRAG(TR) State Treasurer(UW) Citigroup Global Markets


M:A1F:A

Medical Research/Institute2004 CA Stem Cell Res & Cures Bond Act Series JFederally Taxable

S:A 11/1/2017 TIC:NIC:

1.4641.467

Serial



M:A1F:A

College, university facilityJune 1992 Higher Ed Fac Series BD

S:A 11/1/2043 TIC:NIC:

4.0324.267

Term

(BC) Orrick Herrington(FA) Montague DeRose(TR) State Treasurer(UW) Wells Fargo Sec


M:A1F:A

Multiple capital improvements, public worksSeries C

S:A 12/1/2028

Variable

Serial



M:A1F:A

College, university facility2004 K-Univ Pub Ed Fac Bond Act, Series BEFederally Taxable

S:A 11/1/2017 TIC:NIC:

1.4641.467

Serial



M:A1F:A

Water supply, storage, distribution2002 Wtr Sec, Cl Drinking Wtr, Coastal & Bch Protec Act, SerAMFederally Taxable

S:A 11/1/2017 TIC:NIC:

1.4641.467

34




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A

College, university facility2004 K-Univ Pub Ed Fac Series BF

S:A 11/1/2043 TIC:NIC:

4.0324.267

Serial



M:A1F:A

College, university facility2006 K-Univ Pub Ed Fac Series AM

S:A 11/1/2043 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Parks, open space1996 Pub Ed Fac Series CK

S:A 11/1/2043 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Parks, open space2000 Safe N-hood Pks, Cl Wtr & Air, Coastal Protec Ser AV

S:A 11/1/2043 TIC:NIC:

4.0324.267

Comb

(BC) Orrick Herrington(CB) Stradling Yocca(FA) PRAG(TR) State Treasurer(UW) JP Morgan Securities


M:A1F:A

Water supply, storage, distribution2002 Wtr Sec & Cl Drinking Wtr, Coastal/Beach Protec SeriesAN

S:A 11/1/2043 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Bridges and highways2006 Hwy Safety, Traffic Red, Air Qlty & Port Sec Ser AE

S:A 11/1/2043 TIC:NIC:

4.0324.267

35




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A

College, university facility2004 K-Univ Pub Ed Fac Series BG

S:A 11/1/2031 TIC:NIC:

4.0324.267

Serial



M:A1F:A

College, university facility2006 K-Univ Pub Ed Fac Series AN

S:A 11/1/2031 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Bridges and highways2006 Hwy Safety, Traffic Red, Air Qlty & Port Sec Ser AFRefunding

S:A 11/1/2043 TIC:NIC:

4.0324.267

Term



M:A1F:A

Bridges and highways2006 Hwy Safety, Traffic Red, Air Qlty & Port Sec Ser A

S:A 12/1/2026 TIC:NIC:

4.0324.267

Term



M:A1F:A

Bridges and highways2006 Hwy Safety, Traffic Red, Air Qlty & Port Sec Ser B

S:A 12/1/2027 TIC:NIC:

4.0324.267

Serial



M:A1F:A

K-12 school facility1990 School Fac Series AGRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

36




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A

College, university facility1998 Class Size Reduc K-Univ Pub Ed Fac Ser DGRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

College, university facility1998 Class Size Reduc K-Univ Pub Ed Fac Ser DHRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

College, university facility1998 Class size Reduc K-Univ Pub Ed Fac Ser DIRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

College, university facility1998 Class size Reduc K-Univ Pub Ed Fac Ser DJRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

College, university facility1998 Class size Reduc K-Univ Pub Ed Fac Ser DKRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

College, university facilityJune 1990 Higher Ed Fac Series BARefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

37




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A

College, university facilityJune 1992 Higher Ed Fac Series BERefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

College, university facility1992 Higher Ed Fac BFRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Other, multiple educational uses2002 K-Univ Pub Ed Fac Series BWRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

College, university facility2002 K-Univ Pub Ed Fac Series BXRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

College, university facility2002 K-Univ Pub Ed Fac Ser BYRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Other, multiple educational uses1996 Pub Ed Fac Series CLRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

38




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A

Other, multiple educational uses1996 Pub Ed Fac Series CMRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Other, multiple educational uses1996 Pub Ed Fac Series CNRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Other, multiple educational uses1992 Sch Fac Series BIRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Parks, open space2002 CA Cl Wtr & Air, Safe N-hood Pks & Coastal Protec SerAJRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Parks, open space2002 CA Cl Wtr & Air, Safe N-hood Pks & Coastal Protec SerAKRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Flood control, storm drainageSafe Drinking & Clean Wtr/Wtrshed & Fld Protec Series BFRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

39




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A

Flood control, storm drainageSafe Drinking & Clean Wtr/Wtrshed & Fld Protec Series BGRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Parks, open space2000 Safe N-hood Pks, Cl Wtr & Air, Coastal Protec Ser AWRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Parks, open space2000 Safe N-hood Pks, Cl Wtr & Air, Coastal Protec Ser AXRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Parks, open space2000 Safe N-hood Pks, Cl Wtr & Air, Coastal Protec Ser AYRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Water supply, storage, distributionSafe Clean Reliable Wtr Supply Series BDRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Water supply, storage, distributionSafe Clean Reliable Wtr Supply Series BERefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

40




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A

Water supply, storage, distributionSafe Clean Reliable Wtr Supply Series BFRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Water supply, storage, distribution2002 Wtr Sec & Cl Drinking Wtr, Coastal/Beach Protec SeriesAORefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Parks, open space2002 Wtr Sec & Cl Drinking Wtr, Coastal/Beach Protec SeriesAPRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Seismic safety, improvements, repairs1996 Seismic Retrofit Series BERefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Seismic safety, improvements, repairs1996 Seismic Retrofit Series BFRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Serial



M:A1F:A

Public transit1990 Clean Air & Transportation Imp Ser BZRefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

41




DATEAMOUNT

Rating(s) Enhancmt


State of California

Serial



M:A1F:A

Public transit1990 Clean Air & Transportation Imp Ser CARefunding

S:A 11/1/2032 TIC:NIC:

4.0324.267

Term

(BC) Orrick Herrington(FA) Montague DeRose(TR) State Treasurer(UW) Merrill Lynch Pierce


M:A1F:A

Multiple capital improvements, public worksSeries D

S:A 12/1/2028

Variable

Term

(BC) Orrick Herrington(FA) Montague DeRose(TR) State Treasurer(UW) Morgan Stanley


M:A1F:A

Multiple capital improvements, public worksSeries E

S:A 12/1/2029

Variable

Comb

(BC) Orrick Herrington(TR) The Bank of NY Mellon(UW) JP Morgan Securities

Neg2/28/2013 $805,905,000.00 The Regents of the University of CaliforniaCDIAC Number: 2013-0545Public enterprise revenue bond

M:Aa1F:AA+

College, university facilitySeries AFRefunding

S:AA 5/15/2039 TIC:NIC:

3.0043.367

Comb

(BC) Orrick Herrington(TR) The Bank of NY Mellon(UW) JP Morgan Securities


M:Aa1F:AA+

College, university facilitySeries AGFederally TaxableRefunding

S:AA 5/15/2039 TIC:NIC:

3.493.564

Term

(BC) Orrick Herrington(TR) The Bank of NY Mellon(UW) Bank of America Merrill


M:Aa1F:AA+

College, university facilitySeries AHFederally TaxableRefunding

S:AA 7/1/2019 TIC:NIC:

1.7961.796

42




DATEAMOUNT

Rating(s) Enhancmt


State of California

Comb

(BC) Orrick Herrington(TR) The Bank of NY Mellon(UW) Barclays Capital Inc


M:Aa2F:AA

Health care facilitiesUC Med Ctrs Series JRefunding

S:AA- 5/15/2048 TIC:NIC:

55.019

Term

(BC) Orrick Herrington(TR) The Bank of NY Mellon(UW) Barclays Capital Inc


M:Aa2/VMIG1F:AA/F1+

Health care facilitiesUC Med Ctrs Series K

S:AA-/A-1+ 5/15/2047 TIC:NIC:

Variable

00

Comb



M:Aa1F:AA+

College, university facilitySeries AIRefunding

S:AA 5/15/2038 TIC:NIC:

3.3823.363

Comb



M:Aa1F:AA+

College, university facilitySeries AJFederally TaxableRefunding

S:AA 5/15/2031 TIC:NIC:

3.3823.363

Term



M:Aa1F:AA+

College, university facilitySeries AKRefunding

S:AA 5/15/2048 TIC:NIC:

3.3823.363

Term

(BC) Orrick Herrington(FA) Swap Financial Group(TR) The Bank of NY Mellon(UW) Goldman Sachs


M:Aa1/VMIG1F:AA/F1+

College, university facilitySeries AL-1Refunding

S:AA/A-1+ 5/15/2048

Variable

43




DATEAMOUNT

Rating(s) Enhancmt


State of California

Term

(BC) Orrick Herrington(FA) Swap Financial Group(TR) The Bank of NY Mellon(UW) Loop Capital Mkts


M:Aa1/VMIG1F:AA/F1+


S:AA/A-1+ 5/15/2048

Variable

Term

(BC) Orrick Herrington(FA) Swap Financial Group(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc


M:Aa1/VMIG1F:AA/F1+


S:AA/A-1+ 5/15/2048

Variable

Term

(BC) Orrick Herrington(FA) Swap Financial Group(TR) The Bank of NY Mellon(UW) Wells Fargo Bank


M:Aa1/VMIG1F:AA/F1+


S:AA/A-1+ 5/15/2048

Variable

Serial

(BC) Orrick Herrington(FA) KNN Public Finance(TR) State Treasurer(UW) Merrill Lynch Pierce

Neg7/17/2013 $308,855,000.00 Trustees of the California State UniversityCDIAC Number: 2013-1546Public enterprise revenue bond

M:Aa2

College, university facilityUSC Systemwide Series ARefunding

S:AA- 11/1/2026 TIC:NIC:

2.8870

Serial

(BC) Orrick Herrington(FA) Montague DeRose(TR) State Treasurer(UW) Citigroup Global Markets

Comp3/12/2013 $45,340,000.00 California Department of Water ResourcesCDIAC Number: 2013-0552Public enterprise revenue bond

M:Aa1

Water supply, storage, distributionCentral Valley Series APRefunding


2.9413.128

Serial

(BC) Orrick Herrington(FA) Montague DeRose(TR) State Treasurer(UW) RBC Capital Mkts LLC

Comp5/21/2013 $120,205,000.00 California Department of Water ResourcesCDIAC Number: 2013-1005Public enterprise revenue bond

M:Aa1

Water supply, storage, distributionCentral Valley Series AQRefunding


3.2123.421

44




DATEAMOUNT

Rating(s) Enhancmt


State of California

Comb

(BC) Orrick Herrington(FA) The PFM Group(TR) US Bank NA(UW) Morgan Stanley

Neg3/12/2013 $37,000,000.00 California Educational Facilities AuthorityCDIAC Number: 2013-0391Conduit revenue bond

M:A2

College, university facilityLoyola Marymount University Series AFederally Taxable

10/1/2043 TIC:NIC:

4.4194.479

Comb

(BC) Orrick Herrington(FA) The PFM Group(TR) US Bank NA(UW) Wells Fargo Sec


M:Aa3

College, university facilityOccidental College Series ARefunding

10/1/2043 TIC:NIC:

3.6914.045

Term

(BC) Orrick Herrington(FA) The PFM Group(TR) The Bank of NY Mellon(UW) Goldman Sachs


M:AaaF:AAA

College, university facilityStanford Univ Series U-3


3.2113.857

Term

(BC) Orrick Herrington(FA) The PFM Group(TR) The Bank of NY Mellon(UW) Goldman Sachs


M:AaaF:AAA

College, university facilityStanford Univ Series U-4Refunding


3.2113.858

Serial

(BC) Orrick Herrington(FA) The PFM Group(TR) US Bank NA(UW) Wells Fargo Sec


M:Aa3

College, university facilityOccidental College Series BRefunding

10/1/2027 TIC:NIC:

2.8772.885

Alameda

Serial

(BC) Quint & Thimmig(FA) The PFM Group(TR) The Bank of NY Mellon(UW) Citigroup Global Markets

Comp9/25/2013 $9,610,000.00 AlamedaCDIAC Number: 2013-1727Certificates of participation/leases

Public buildingCity Hall ESCRefunding

S:AA 5/1/2030 TIC:3.582

45




DATEAMOUNT

Rating(s) Enhancmt


Alameda

Comb

(BC) Quint & Thimmig(FA) The PFM Group(TR) The Bank of NY Mellon(UW) Morgan Stanley

Comp9/25/2013 $9,010,000.00 AlamedaCDIAC Number: 2013-1728General obligation bond

Public buildingLibrariesRefunding

S:AA+ 8/1/2033 TIC:3.549

Serial

(BC) Squire Sanders (US) LLP(FA) Montague DeRose(TR) US Bank NA(UW) JP Morgan Securities

Neg9/11/2013 $287,380,000.00 Alameda County Joint Powers AuthorityCDIAC Number: 2013-1762Public lease revenue bond

M:Aa3F:AA

Multiple capital improvements, public worksSeries A

S:AA 12/1/2035 TIC:NIC:

4.5814.714

Comb

(BC) Orrick Herrington(FA) The PFM Group(TR) The Bank of NY Mellon(UW) Merrill Lynch Pierce

Neg7/24/2013 $900,000,000.00 Bay Area Toll AuthorityCDIAC Number: 2013-1530Public enterprise revenue bond

M:A1

Bridges and highwaysToll Bridge Series S-4

S:A+ 4/1/2053 TIC:NIC:

5.2225.185

Term

(BC) Jones Hall(FA) NHA Advisors(TR) Berkeley(UW) JP Morgan Securities

Comp6/25/2013 $24,995,000.00 BerkeleyCDIAC Number: 2013-1475Tax and revenue anticipation note

M:MIG-1

Cash flow, interim financing

7/10/2014 TIC:NIC:

0.20.202

Serial

(BC) Quint & Thimmig(FA) KNN Public Finance(TR) US Bank NA(UW) Hutchinson Shockey

Comp1/9/2013 $19,590,000.00 Berkeley Unified School DistrictCDIAC Number: 2012-2092General obligation bond

K-12 school facilitySeries ARefunding

S:AA- 8/1/2029NIC: 2.317

Comb

(BC) Quint & Thimmig(FA) KNN Public Finance(TR) US Bank NA(UW) Citigroup Global Markets


K-12 school facilitySeries C

S:AA- 8/1/2052 TIC:4.045

46




DATEAMOUNT

Rating(s) Enhancmt


Alameda

Serial

(BC) Quint & Thimmig(FA) KNN Public Finance(TR) US Bank NA(UW) Guggenheim Securities


K-12 school facilitySeries BRefunding

S:AA- 8/1/2024 TIC:2.423

Term

(BC) Jones Hall(FA) KNN Public Finance(PU) Alameda Co

Neg4/23/2013 $12,500,000.00 Castro Valley Unified School DistrictCDIAC Number: 2013-0810Tax and revenue anticipation note


NR 10/1/2013 TIC:0

Comb

(BC) Jones Hall(FA) KNN Public Finance(TR) US Bank NA(UW) Citigroup Global Markets

Comp3/7/2013 $32,380,000.00 Dublin Unified School DistrictCDIAC Number: 2013-0098General obligation bond

M:Aa2

K-12 school facilitySeries A

S:AA- 8/1/2043 TIC:NIC:

3.7763.802

Serial

(BC) Jones Hall(FA) KNN Public Finance(TR) US Bank NA(UW) BMO Capital Markets

Comp11/13/2013 $17,255,000.00 Dublin Unified School DistrictCDIAC Number: 2013-1922General obligation bond

M:Aa2

K-12 school facilityRefunding

S:AA- 8/1/2023 TIC:NIC:

2.1482.327

Comb

(BC) Jones Hall(FA) Caldwell Flores(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg1/31/2013 $17,450,147.00 Emery Unified School DistrictCDIAC Number: 2012-1832General obligation bond

M:Aa3

K-12 school facilitySeries D

8/1/2045 TIC:5.306

Serial

(BC) Quint & Thimmig(FA) Fieldman Rolapp(PU) Compass Bank(TR) The Bank of NY Mellon

Neg11/1/2013 $4,390,300.00 EmeryvilleCDIAC Number: 2013-1886Certificates of participation/leases

Public buildingCivic Ctr Series ARefunding

NR 5/1/2028NIC: 3.02

47




DATEAMOUNT

Rating(s) Enhancmt


Alameda

Serial

(BC) Quint & Thimmig(FA) KNN Public Finance(TR) Wells Fargo Bank(UW) Merrill Lynch Pierce

Comp8/9/2013 $22,005,000.00 FremontCDIAC Number: 2012-2131General obligation bond

Public buildingRefunding

S:AA+ 8/1/2034 TIC:3.888

Term

(BC) Jones Hall(FA) NHA Advisors(PU) Capital One Pub Funding(TR) US Bank NA

Neg7/24/2013 $7,245,000.00 HaywardCDIAC Number: 2013-1498Public enterprise revenue bond

Water supply, storage, distributionRefunding


2.7592.76

Term

(BC) Jones Hall(FA) CSG Advisors(PU) Silicon Vly Bank

Neg12/18/2013 $5,281,574.00 HaywardCDIAC Number: 2013-2086Conduit revenue bond

Multifamily housingHayward Sr Hsg Phase II Series A

NR 12/1/2018

Variable

Serial

(BC) Jones Hall(FA) NHA Advisors(PU) Western Alliance Bancorp(TR) Wells Fargo Bank

Neg10/16/2013 $7,076,294.00 Hayward CFD No 1CDIAC Number: 2013-1855Limited tax obligation bond

Multiple capital improvements, public worksEden ShoresRefunding


4.134.13

Term


Neg4/23/2013 $18,000,000.00 New Haven Unified School DistrictCDIAC Number: 2013-0813Tax and revenue anticipation note


NR 10/1/2013 TIC:0

Term

(BC) Quint & Thimmig(FA) NHA Advisors(PU) City National Bank(TR) US Bank NA

Neg5/22/2013 $8,262,257.00 NewarkCDIAC Number: 2013-0755Special assessment bond

Multiple capital improvements, public worksArea Imp Dist No 26Refunding

NR 9/2/2023 TIC:2.75

48




DATEAMOUNT

Rating(s) Enhancmt


Alameda

Term

(BC) Lofton & Jennings(FA) KNN Public Finance(PU) Banc of America Pub Cap

Neg3/30/2013 $3,379,021.00 OaklandCDIAC Number: 2013-1088Public lease revenue bond

EquipmentLED Streetlamp

NR 5/30/2025 TIC:NIC:

02.39

Term

(BC) Lofton & Jennings(FA) KNN Public Finance(PU) Banc of Am Lease & Cap

Neg3/30/2013 $12,770,979.00 OaklandCDIAC Number: 2013-1089Public lease revenue bond

EquipmentLED Street lamp, Qualified Energy Conservation BondsFederally Taxable

NR 5/30/2025 TIC:NIC:

03.23

Term

(BC) Orrick Herrington(FA) PRAG(TR) The Bank of NY Mellon(UW) RBC Capital Mkts LLC

Comp6/6/2013 $78,230,000.00 OaklandCDIAC Number: 2013-1519Tax and revenue anticipation note

M:MIG1


S:SP-1+ 6/30/2014 TIC:NIC:

0.1780.18

Term

(BC) Chapman & Cutler(PU) IBM Credit(TR) Wilmington Trust

Neg9/4/2013 $10,683,408.00 OaklandCDIAC Number: 2013-1753Certificates of participation/leases

EquipmentIT Upgrades

NR 5/1/2019 TIC:2.7

Term


Neg4/23/2013 $40,000,000.00 Oakland Unified School DistrictCDIAC Number: 2013-0812Tax and revenue anticipation note


NR 10/1/2013 TIC:0

Comb

(BC) Orrick Herrington(FA) KNN Public Finance(TR) US Bank NA(UW) Siebert Brandford

Neg9/4/2013 $120,000,000.00 Oakland Unified School DistrictCDIAC Number: 2013-1528General obligation bond

K-12 school facility


5.6176.244

49




DATEAMOUNT

Rating(s) Enhancmt


Alameda

Serial

(BC) Stradling Yocca(TR) Wilmington Trust(UW) RBC Capital Mkts LLC

Neg2/28/2013 $8,935,000.00 Peralta Community College District (CCCFA)CDIAC Number: 2013-0420Tax and revenue anticipation note

Cash flow, interim financingCCCFA 2012-13 TRAN Pool Series G

S:SP-1+ 12/31/2013 TIC:NIC:

0.5420.549

Serial

(BC) Jones Hall(FA) KNN Public Finance(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg8/7/2013 $11,998,678.00 Piedmont Unified School DistrictCDIAC Number: 2013-1355General obligation bond

M:Aa2

K-12 school facilitySeries ERefunding

S:AA 8/1/2043 TIC:6.226

Serial

(BC) Orrick Herrington(FA) Keygent Advisors LLC(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg6/27/2013 $14,565,000.00 Pleasanton Unified School DistrictCDIAC Number: 2013-1337General obligation bond

M:Aa2


8/1/2021 TIC:NIC:

2.3152.507

Term

(BC) Orrick Herrington(TR) US Bank NA(UW) Piper Jaffray & Co

Neg2/20/2013 $5,790,000.00 Pleasanton Unified School District (CSCRPA)CDIAC Number: 2013-0476Tax and revenue anticipation note

Cash flow, interim financingCSCRPA TRANs Sr & Sub Series X

S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Serial

(BC) Jones Hall(FA) The PFM Group(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg3/12/2013 $11,995,000.00 San Leandro Public Finance AuthorityCDIAC Number: 2012-1775Public lease revenue bond

Multiple capital improvements, public worksRefunding

S:A+ 12/1/2028 TIC:NIC:

3.2173.302

Comb


Comp7/10/2013 $20,100,000.00 San Leandro Unified School DistrictCDIAC Number: 2013-0885General obligation bond

M:Aa3

K-12 school facilityMeasure M Series B

S:A+ 8/1/2038 TIC:NIC:

4.614.674

50




DATEAMOUNT

Rating(s) Enhancmt


Alameda

Comb

(BC) Jones Hall(FA) KNN Public Finance(TR) US Bank NA(UW) Robert Baird & Co

Comp7/10/2013 $11,670,000.00 San Leandro Unified School DistrictCDIAC Number: 2013-0886General obligation bond

M:Aa3

K-12 school facilityMeasure B Series E

S:A+ 8/1/2026 TIC:NIC:

3.3053.408

Serial

(BC) Jones Hall(FA) KNN Public Finance(TR) US Bank NA(UW) Morgan Stanley

Comp5/21/2013 $16,085,000.00 San Lorenzo Unified School DistrictCDIAC Number: 2013-0875General obligation bond

M:Aa3


S:A+ 8/1/2029 TIC:NIC:

2.8182.922

Serial

(BC) Jones Hall(FA) KNN Public Finance(EN) Assured Guaranty Corp(TR) US Bank NA(UW) William Blair & Co

Comp5/21/2013 $11,500,000.00 San Lorenzo Unified School DistrictCDIAC Number: 2013-0876General obligation bond

Ins

M:A2/Aa3


S:AA-/A+ 8/1/2041 TIC:NIC:

4.1054.125

Serial

(BC) Jones Hall(FA) Isom Adv / Urban Futures(UW) E J De La Rosa

Neg9/18/2013 $102,960,000.00 Successor Agency to the Oakland Redevelopment AgencyCDIAC Number: 2013-0868Tax allocation bond

Redevelopment, multiple purposesCentral DistrictRefunding

S:A- 9/1/2022 TIC:NIC:

2.742.921

Serial

(BC) Best Best & Krieger(FA) Magis Advisors(TR) Union Bank NA(UW) Wulff Hansen & Co

Neg7/31/2013 $5,760,000.00 Union City CFD No 97-1CDIAC Number: 2013-1538Limited tax obligation bond

Multiple capital improvements, public worksDyer St TriangleRefunding


4.3284.375

Comb

(BC) Nixon Peabody(FA) Gordon Howie(TR) Union Bank NA(UW) Merrill Lynch Pierce

Neg11/6/2013 $105,000,000.00 Washington Township Healthcare DistrictCDIAC Number: 2013-1926General obligation bond

M:Aa3

HospitalSeries B

8/1/2043 TIC:4.996

51




DATEAMOUNT

Rating(s) Enhancmt


Alameda

Comb

(BC) Nixon Peabody(FA) Gordon Howie(TR) Union Bank NA(UW) Merrill Lynch Pierce

Neg11/6/2013 $40,500,000.00 Washington Township Healthcare DistrictCDIAC Number: 2013-1927General obligation bond

M:Aa3

HospitalSeries A

8/1/2043 TIC:4.99

Alpine

Serial

(BC) Kronick Moskovitz(FA) Capitol Public Fin Group(PU) Capital One Pub Funding(TR) Deutsche Bank Natl Trust

Neg3/26/2013 $1,300,000.00 Alpine CountyCDIAC Number: 2013-0682Certificates of participation/leases

Public buildingGovernment Center

NR 6/1/2028 TIC:3.75

Amador

Term

(BC) Orrick Herrington(FA) Dale Scott & Co Inc(TR) US Bank NA(UW) Piper Jaffray & Co

Neg6/25/2013 $805,000.00 Amador County Office of Education (CSCRPA)CDIAC Number: 2013-1387Tax and revenue anticipation note

Cash flow, interim financingCSCRPA 2013-14 TRANs Pool Series B

S:SP-1+ 6/2/2014 TIC:NIC:

0.3360.341

Term

(BC) Quint & Thimmig(FA) Capitol Public Fin Group(TR) The Bank of NY Mellon(UW) Southwest Securities

Neg3/20/2013 $3,350,000.00 Amador County Unified School DistrictCDIAC Number: 2013-0334General obligation bond

M:Aa3


8/1/2029 TIC:3.844

Term


Neg6/25/2013 $5,000,000.00 Amador County Unified School District (CSCRPA)CDIAC Number: 2013-1388Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3360.341

52




DATEAMOUNT

Rating(s) Enhancmt


Butte

Comb

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(TR) BNY Mellon Trust Co NA(UW) E J De La Rosa

Neg5/16/2013 $15,000,000.00 Chico Unified School DistrictCDIAC Number: 2013-0785General obligation bond

M:Aa3


S:A+ 8/1/2043 TIC:NIC:

4.2614.555

Comb

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) BNY Mellon Trust Co NA(UW) Stone Youngberg/Stifel

Neg1/17/2013 $2,455,000.00 Gridley Union Elementary School DistrictCDIAC Number: 2012-1971General obligation bond

Ins

K-12 school facilityID No 1 Series A

S:AA-/A+ 2/1/2043 TIC:NIC:

3.8913.817

Serial

(BC) Matt Juhl-Darlington(FA) Isom Adv / Urban Futures(PU) Capital One Pub Funding(TR) The Bank of NY Mellon

Neg8/22/2013 $660,000.00 Manzanita Elementary School DistrictCDIAC Number: 2013-1508General obligation note



2.652.65

Serial

(BC) Stradling Yocca(PU) US Bank NA(TR) US Bank NA

Neg10/8/2013 $3,000,000.00 ParadiseCDIAC Number: 2013-1862Tax and revenue anticipation note


NR 6/30/2014 TIC:1.3

Term


Neg2/20/2013 $1,375,000.00 Thermalito Union School District (CSCRPA)CDIAC Number: 2013-0522Tax and revenue anticipation note

Cash flow, interim financingCSCRPA TRANs Pool Series AA & BB

S:SP-1 10/1/2013 TIC:NIC:

0.6190.624

Calaveras

Term


Neg6/25/2013 $2,125,000.00 Bret Harte Union High School District (CSCRPA)CDIAC Number: 2013-1421Tax and revenue anticipation note

Cash flow, interim financingCSCRPA 2013-14 TRANs Pool Series H

S:SP-1+ 6/2/2014 TIC:NIC:

0.3120.317

53




DATEAMOUNT

Rating(s) Enhancmt


Calaveras

Term

(BC) Jones Hall(FA) Government Fin Strat(PU) Umpqua Bank

Neg5/1/2013 $2,575,000.00 Calaveras CountyCDIAC Number: 2013-1975Loan from a bank or other institution

Insurance and pension fundsFederally TaxableRefunding

NR 6/30/2018 TIC:NIC:

4.4254.4

Serial

(BC) Weist Law Firm(PU) Compass Mortgage Corp

Neg2/1/2013 $7,188,541.00 Calaveras County Water DistrictCDIAC Number: 2013-0402Public enterprise revenue bond



1.5791.579

Comb

(BC) Weist Law Firm(FA) NHA Advisors(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg10/9/2013 $2,065,327.00 Calaveras County Water DistrictCDIAC Number: 2013-0406Special assessment bond

Water supply, storage, distributionFly-In Acres AD


5.4635.452

Term

(BC) Weist Law Firm(PU) Compass Bank(TR) US Bank NA

Neg2/27/2013 $310,459.00 Calaveras County Water DistrictCDIAC Number: 2013-0631Public enterprise revenue bond

Wastewater collection, treatmentRefunding


1.5791.579

Serial

(BC) Orrick Herrington(FA) CA Financial Service(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Piper Jaffray & Co

Neg5/8/2013 $6,060,000.00 Calaveras Unified School DistrictCDIAC Number: 2013-0393Certificates of participation/leases

Ins


S:AA-/A 7/1/2026 TIC:NIC:

3.3023.146

Term


Neg6/25/2013 $2,030,000.00 Calaveras Unified School District (CSCRPA)CDIAC Number: 2013-1390Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3360.341

54




DATEAMOUNT

Rating(s) Enhancmt


Colusa

Serial

(BC) Meyers Nave(PU) USDA Rural Dev(TR) Colusa

Neg12/18/2013 $1,367,000.00 ColusaCDIAC Number: 2013-2213Certificates of participation/leases

Wastewater collection, treatment

NR 12/1/2053 TIC:2.767

Serial

(BC) Stradling Yocca(PU) Dubuque Bank & Trust(TR) US Bank NA

Neg12/6/2013 $2,885,000.00 Williams Unified School DistrictCDIAC Number: 2013-2203Certificates of participation/leases

K-12 school facilityQualified Zone Academy BondFederally Taxable

NR 1/29/2032 TIC:1.4

Contra Costa

Serial

(BC) Stradling Yocca(FA) Keygent Advisors LLC(TR) The Bank of NY Mellon(UW) Piper Jaffray & Co

Neg5/2/2013 $45,915,000.00 Acalanes Union High School DistrictCDIAC Number: 2013-0782General obligation bond

M:Aa1

K-12 school facilityFederally TaxableRefunding


2.3212.33

Comb

(BC) Jones Hall(FA) KNN Public Finance(TR) The Bank of NY Mellon(UW) E J De La Rosa

Neg5/30/2013 $25,000,000.00 Antioch Unified School DistrictCDIAC Number: 2013-1118General obligation bond

M:Aa3

K-12 school facilitySFID No 1 Series A

S:A+ 8/1/2047 TIC:NIC:

4.4084.552

Term

(BC) Jones Hall(FA) MuniBond Solar(PU) Banc of Am Lease & Cap(TR) Deutsche Bank Trust Co

Neg7/12/2013 $29,999,000.00 Antioch Unified School DistrictCDIAC Number: 2013-1462Certificates of participation/leases

K-12 school facilityQualified Zone Academy BondsFederally Taxable

NR 6/16/2030 TIC:NIC:

1.161.16

Comb

(BC) Orrick Herrington(FA) Keygent Advisors LLC(TR) The Bank of NY Mellon(UW) Backstrom McCarley

Neg8/7/2013 $140,500,000.00 Contra Costa Community College DistrictCDIAC Number: 2013-1529General obligation bond

M:Aa1

College, university housing


4.734.822

55




DATEAMOUNT

Rating(s) Enhancmt


Contra Costa

Term

(BC) Orrick Herrington(PU) The Mechanics Bank

Neg8/29/2013 $5,100,000.00 Contra Costa CountyCDIAC Number: 2013-1560Conduit revenue bond

Multifamily housingOak Ridge Family Apts Series A

NR 5/10/2035

Variable

Serial

(BC) Quint & Thimmig(FA) Fieldman Rolapp(TR) The Bank of NY Mellon(UW) Stone Youngberg/Stifel

Neg1/8/2013 $5,605,000.00 Contra Costa County CFD No 2001-1CDIAC Number: 2012-1859Limited tax obligation bond

Multiple capital improvements, public worksNorris CanyonRefunding

S:A 9/1/2031NIC: 3.491

Comb

(BC) Orrick Herrington(FA) The PFM Group(TR) US Bank NA(UW) Morgan Stanley

Neg7/27/2013 $91,670,000.00 Contra Costa Water DistrictCDIAC Number: 2013-1312Public enterprise revenue bond

F:AA+

Water supply, storage, distributionSeries RRefunding

S:AA+ 10/1/2043 TIC:NIC:

3.0813.465

Serial

(BC) Jones Hall(FA) Bartle Wells(TR) Union Bank NA(UW) Morgan Stanley

Comp4/9/2013 $6,670,000.00 Diablo Water DistrictCDIAC Number: 2013-0542Certificates of participation/leases


S:AA- 1/1/2030 TIC:3.09

Term

(BC) Meyers Nave(PU) Westamerica Bank(TR) El Cerrito

Comp9/16/2013 $5,017,000.00 El CerritoCDIAC Number: 2013-1803Tax anticipation note


NR 5/30/2014 TIC:1.5

Comb

(BC) Jones Hall(TR) Wilmington Trust(UW) Stifel Nicolaus & Co Inc

Neg8/6/2013 $7,720,000.00 MoragaCDIAC Number: 2013-0427Certificates of participation/leases

Multiple capital improvements, public works

S:AA+ 4/1/2033 TIC:NIC:

4.3394.452

56




DATEAMOUNT

Rating(s) Enhancmt


Contra Costa

Comb

(BC) Matt Juhl-Darlington(FA) Isom Adv / Urban Futures(TR) Wells Fargo Bank(UW) Stone Youngberg/Stifel

Neg3/13/2013 $54,015,000.00 Mt Diablo Unified School DistrictCDIAC Number: 2013-0309General obligation bond

M:Aa3

K-12 school facilitySeries CRefunding

6/1/2031 TIC:NIC:

3.4873.669

Comb

(BC) Quint & Thimmig(FA) KNN Public Finance(EN) Build America(TR) The Bank of NY Mellon(UW) Mitsubishi UFJ Securities

Comp3/27/2013 $6,705,000.00 Oakley Union Elementary School DistrictCDIAC Number: 2013-0574General obligation bond

Ins


S:AA/A+ 8/1/2029 TIC:3.217

Term

(BC) Jones Hall(PU) Umpqua Bank

Neg6/27/2013 $4,087,000.00 Pleasant HillCDIAC Number: 2013-1287Loan from a bank or other institution

Insurance and pension fundsCalPERSRefunding

NR 6/15/2018 TIC:NIC:

3.3643.35

Comb

(BC) Jones Hall(FA) NHA Advisors(PU) CSCDA(TR) US Bank NA

Neg2/13/2013 $6,055,000.00 Pleasant Hill Downtown CFD No 1CDIAC Number: 2013-0743Limited tax obligation bond

Multiple capital improvements, public worksSeries ARefunding


4.1294.141

Term

(BC) Jones Hall(FA) NHA Advisors(PU) CSCDA(TR) US Bank NA

Neg2/13/2013 $65,000.00 Pleasant Hill Downtown CFD No 1CDIAC Number: 2013-0744Limited tax obligation bond

Multiple capital improvements, public worksSeries A-TFederally TaxableRefunding


4.0080

Term

(BC) Quint & Thimmig(EN) Assured Guaranty Corp(PU) Capital One Pub Funding(TR) US Bank NA

Neg7/26/2013 $2,366,000.00 Pleasant Hill Recreation & Park DistrictCDIAC Number: 2013-1091Certificates of participation/leases

Ins

Recreation and sports facilitiesRefunding

S:AA-/BBB+ 2/1/2030 TIC:3.65

57




DATEAMOUNT

Rating(s) Enhancmt


Contra Costa

Term

(BC) Orrick Herrington(FA) Tamalpais Advisors Inc(TR) Union Bank NA(UW) Raymond James

Neg12/2/2013 $12,100,000.00 RichmondCDIAC Number: 2013-1962Tax and revenue anticipation note

Cash flow, interim financingSeries A

S:SP-1+ 7/31/2014 TIC:NIC:

0.6740.673

Term

(BC) Jones Hall(PU) JP Morgan Chase Bank(TR) US Bank NA

Neg12/11/2013 $3,227,000.00 San Ramon Valley Fire Protection DistrictCDIAC Number: 2013-2281Certificates of participation/leases



1.41.4

Serial

(BC) Orrick Herrington(FA) The PFM Group(TR) The Bank of NY Mellon(UW) Stone Youngberg/Stifel

Neg1/17/2013 $52,200,000.00 San Ramon Valley Unified School DistrictCDIAC Number: 2013-0017General obligation bond

M:Aa1



2.6742.913

Comb

(BC) Orrick Herrington(FA) The PFM Group(TR) The Bank of NY Mellon(UW) Stone Youngberg/Stifel

Neg2/14/2013 $74,995,000.00 San Ramon Valley Unified School DistrictCDIAC Number: 2013-0375General obligation bond

M:Aa1

K-12 school facilityMeasure D


3.5343.574

Term

(BC) Quint & Thimmig(TR) Union Bank NA(UW) Wulff Hansen & Co

Neg11/22/2013 $3,000,000.00 School Project For Utility Rate Reduction (SPURR)CDIAC Number: 2013-1880Revenue anticipation note

M:MIG1


8/1/2014 TIC:1.334

Comb

(BC) Stradling Yocca(FA) KNN Public Finance(TR) The Bank of NY Mellon(UW) Piper Jaffray & Co

Neg10/10/2013 $40,000,000.00 West Contra Costa Unified School DistrictCDIAC Number: 2013-1781General obligation bond

M:Aa3F:A+

K-12 school facilitySeries B

S:A+ 8/1/2045 TIC:NIC:

5.0225.05

58




DATEAMOUNT

Rating(s) Enhancmt


Contra Costa

Comb

(BC) Stradling Yocca(FA) KNN Public Finance(TR) The Bank of NY Mellon(UW) Piper Jaffray & Co

Neg10/10/2013 $85,000,000.00 West Contra Costa Unified School DistrictCDIAC Number: 2013-1782General obligation bond

M:Aa3F:A+


S:A+ 8/1/2045 TIC:NIC:

4.9985.084

Del Norte

Serial

(BC) Jones Hall(FA) Isom Adv / Urban Futures(TR) Wells Fargo Bank(UW) Edward D Jones & Co

Neg5/7/2013 $5,010,000.00 Del Norte County Unified School DistrictCDIAC Number: 2013-0758General obligation bond


S:A+ 8/1/2033 TIC:NIC:

3.7293.701

Serial

(BC) Jones Hall(FA) Isom Adv / Urban Futures(EN) Build America(TR) Wells Fargo Bank(UW) Edward D Jones & Co

Neg10/17/2013 $4,990,000.00 Del Norte County Unified School DistrictCDIAC Number: 2013-1958General obligation bond

Ins


S:AA/A+ 8/1/2038 TIC:NIC:

4.8464.743

Term


Neg2/20/2013 $4,675,000.00 Del Norte County Unified School District (CSCRPA)CDIAC Number: 2013-0448Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

El Dorado

Serial

(PU) Kansas State BankNeg6/15/2013 $80,000.00 Garden Valley Fire Protection DistrictCDIAC Number: 2013-1290Certificates of participation/leases

Equipment2007 Ferrara Fire TruckFederally Taxable

NR 6/15/2018 TIC:NIC:

03.9

Serial


Neg2/28/2013 $2,500,000.00 Lake Tahoe Community College District (CCCFA)CDIAC Number: 2013-0414Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.7330.742

59




DATEAMOUNT

Rating(s) Enhancmt


El Dorado

Term

(BC) Jones Hall(FA) Eastshore Consulting(PU) Capital One Pub Funding(TR) Wells Fargo Bank

Neg6/24/2013 $3,885,000.00 Placerville Union Elementary School DistrictCDIAC Number: 2013-1459General obligation bond



2.292.29

Comb

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) Zions First Natl Bk(UW) E J De La Rosa

Neg1/10/2013 $2,500,000.00 Pollock Pines Elementary School DistrictCDIAC Number: 2012-1970General obligation bond

Ins


S:AA-/A+ 8/1/2042 TIC:NIC:

3.6873.616

Comb

(BC) Kronick Moskovitz(FA) Caldwell Flores(TR) US Bank NA(UW) George K Baum

Neg5/8/2013 $7,610,000.00 Rescue Union School DistrictCDIAC Number: 2013-1065General obligation bond

M:Aa2


9/1/2030 TIC:3.323

Comb

(BC) Jones Hall(FA) The PFM Group(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg11/20/2013 $7,735,000.00 South Tahoe Joint Powers Parking Financing AuthorityCDIAC Number: 2013-1619Public enterprise revenue bond

ParkingRefunding

NR 12/1/2036 TIC:NIC:

5.1375.115

Fresno

Comb

(BC) Jones Hall(FA) Keygent Advisors LLC(EN) Build America(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg3/14/2013 $4,000,000.00 Caruthers Unified School DistrictCDIAC Number: 2013-0606General obligation bond

Ins



3.9354.087

Term

(BC) Jones Hall(FA) Dale Scott & Co Inc(TR) US Bank NA(UW) Piper Jaffray & Co

Neg3/20/2013 $2,119,040.00 Central Unified School DistrictCDIAC Number: 2013-0387Bond anticipation note


S:SP-1 4/1/2016 TIC:1.587

60




DATEAMOUNT

Rating(s) Enhancmt


Fresno

Term


Neg2/20/2013 $9,925,000.00 Central Unified School District (CSCRPA)CDIAC Number: 2013-0491Tax and revenue anticipation note

Cash flow, interim financingCSCRPA TRANs Pool Series Y

S:SP-1+ 10/1/2013 TIC:NIC:

0.3980.402

Term


Neg6/25/2013 $4,900,000.00 Central Unified School District (CSCRPA)CDIAC Number: 2013-1391Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3360.341

Serial

(BC) Jones Hall(EN) Build America(UW) Stifel Nicolaus & Co Inc

Neg7/2/2013 $12,500,000.00 ClovisCDIAC Number: 2013-1309Public enterprise revenue bond

Ins

M:Baa1


S:AA/A- 8/1/2028 TIC:NIC:

4.4154.456

Serial

(BC) Jones Hall(EN) Build America(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg7/2/2013 $31,810,000.00 ClovisCDIAC Number: 2013-1310Public enterprise revenue bond

Ins



3.5293.869

Serial

(BC) Jones Hall(PU) BBVA Compass(TR) Union Bank NA

Neg10/9/2013 $14,377,528.00 Clovis Public Financing AuthorityCDIAC Number: 2013-1461Certificates of participation/leases


NR 4/1/2027NIC: 3.1

Comb

(BC) Jones Hall(FA) Keygent Advisors LLC(TR) Union Bank NA(UW) Stifel Nicolaus & Co Inc

Neg7/25/2013 $49,996,579.00 Clovis Unified School DistrictCDIAC Number: 2013-1117General obligation bond

M:Aa2


S:AA 8/1/2038 TIC:5.132

61




DATEAMOUNT

Rating(s) Enhancmt


Fresno

Term

(BC) Nossaman LLP(FA) A M Peche(PU) Pinnacle Public Finance

Neg11/6/2013 $1,512,415.00 FirebaughCDIAC Number: 2013-2004Public enterprise revenue bond



3.8493.85

Comb

(BC) Orrick Herrington(FA) KNN Public Finance(EN) Build America(TR) The Bank of NY Mellon(UW) Raymond James

Neg7/17/2013 $22,820,000.00 FresnoCDIAC Number: 2013-1496Public enterprise revenue bond

Ins

M:Baa1F:BBB

AirportSeries BSubject to Alternative Minimum TaxRefunding

S:AA/BBB 7/1/2030 TIC:NIC:

4.6444.692

Comb

(BC) Orrick Herrington(FA) KNN Public Finance(EN) Build America(TR) The Bank of NY Mellon(UW) Raymond James

Neg7/17/2013 $10,810,000.00 FresnoCDIAC Number: 2013-1675Public enterprise revenue bond

Ins

M:Baa1F:BBB

AirportSeries ARefunding

S:AA/BBB 7/1/2030 TIC:NIC:

4.6444.692

Term

(BC) Hawkins Delafield(FA) KNN Public Finance(TR) Fresno Co(UW) JP Morgan Securities

Comp6/4/2013 $63,000,000.00 Fresno CountyCDIAC Number: 2013-1435Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.1850.187

Comb

(BC) Jones Hall(FA) Keygent Advisors LLC(EN) Build America(TR) US Bank NA(UW) Piper Jaffray & Co

Neg7/24/2013 $54,997,539.65 Fresno Unified School DistrictCDIAC Number: 2013-0877General obligation bond

Ins

M:Aa3


S:AA 8/1/2046 TIC:5.98

Term


Neg2/20/2013 $4,205,000.00 Kerman Unified School District (CSCRPA)CDIAC Number: 2013-0463Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

62




DATEAMOUNT

Rating(s) Enhancmt


Fresno

Term


Neg6/25/2013 $1,295,000.00 Kerman Unified School District (CSCRPA)CDIAC Number: 2013-1394Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3360.341

Serial

(BC) Kronick Moskovitz(FA) Schools Fac Finance LLC(PU) Capital One Pub Funding(TR) US Bank NA

Neg2/5/2013 $1,241,735.00 Kingsburg Elementary Charter School DistrictCDIAC Number: 2013-0085General obligation bond



20

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(EN) Build America(TR) Wells Fargo Bank(UW) E J De La Rosa

Neg3/12/2013 $8,000,000.00 Mendota Unified School DistrictCDIAC Number: 2013-0083General obligation bond

Ins

M:A1



4.2154.338

Term

(BC) Jones Hall(PU) USDA Rural Dev(TR) Riverdale PUD

Neg8/30/2013 $1,477,000.00 Riverdale Public Utility DistrictCDIAC Number: 2013-1212Certificates of participation/leases

Water supply, storage, distribution


2.1252.125

Comb

(BC) Quint & Thimmig(EN) Assured Guaranty Corp(TR) Union Bank NA(UW) Wulff Hansen & Co

Neg11/12/2013 $1,320,000.00 Sanger Public Financing AuthorityCDIAC Number: 2013-1882Public lease revenue bond

Ins


S:AA-/A 6/15/2043 TIC:4.856

Comb


Neg11/12/2013 $4,090,000.00 Sanger Public Financing AuthorityCDIAC Number: 2013-1883Public enterprise revenue bond

Ins


S:AA-/A+ 6/15/2043 TIC:4.776

63




DATEAMOUNT

Rating(s) Enhancmt


Fresno

Comb


Neg11/12/2013 $6,370,000.00 Sanger Public Financing AuthorityCDIAC Number: 2013-1884Public enterprise revenue bond

Ins


S:AA-/A- 6/15/2043 TIC:4.982

Comb

(BC) Jones Hall(FA) Keygent Advisors LLC(EN) Build America(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg3/12/2013 $15,000,000.00 Sanger Unified School DistrictCDIAC Number: 2013-0577General obligation bond

Ins



4.0884.168

Term


Neg2/20/2013 $6,975,000.00 Sanger Unified School District (CSCRPA)CDIAC Number: 2013-0499Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3980.402

Term

(BC) Jones Hall(PU) Capital One Pub Funding

Neg10/10/2013 $1,062,125.00 Selma Unified School DistrictCDIAC Number: 2013-1914Certificates of participation/leases


NR 10/1/2020 TIC:NIC:

3.12.54

Term


Neg2/20/2013 $5,000,000.00 Selma Unified School District (CSCRPA)CDIAC Number: 2013-0483Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term


Neg6/25/2013 $855,000.00 Sierra Unified School District (CSCRPA)CDIAC Number: 2013-1400Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3360.341

64




DATEAMOUNT

Rating(s) Enhancmt


Fresno

Comb

(BC) Lozano Smith(FA) Fieldman Rolapp(EN) Build America(TR) US Bank NA(UW) Piper Jaffray & Co

Neg2/6/2013 $11,965,000.00 Washington Unified School DistrictCDIAC Number: 2013-0015General obligation bond

Ins

F:A2



4.134.28

Serial

(PU) Kansas State BankNeg4/1/2013 $20,294.00 Washington Unified School DistrictCDIAC Number: 2013-0702Certificates of participation/leases

Equipment2011 Ford F250 Truck


03.87

Serial

(BC) Lozano Smith(FA) Fieldman Rolapp(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Piper Jaffray & Co

Neg9/17/2013 $12,995,000.00 Washington Unified School DistrictCDIAC Number: 2013-1696Certificates of participation/leases

Ins


S:AA-/A- 8/1/2033 TIC:NIC:

4.8064.802

Term


Neg2/20/2013 $3,345,000.00 Washington Unified School District (CSCRPA)CDIAC Number: 2013-0527Tax and revenue anticipation note

Cash flow, interim financingCSCRPA TRANs Pool Series CC, DD & EE

S:SP-1 12/31/2013 TIC:NIC:

0.6170.625

Term


Neg6/25/2013 $625,000.00 Washington Unified School District (CSCRPA)CDIAC Number: 2013-1402Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3360.341

Glenn

Comb

(BC) Matt Juhl-Darlington(EN) Build America(TR) The Bank of NY Mellon(UW) Piper Jaffray & Co

Neg3/7/2013 $1,020,024.00 Orland Joint Unified School DistrictCDIAC Number: 2012-2024General obligation bond

Ins


S:AA/A 8/1/2043 TIC:NIC:

5.3340

65




DATEAMOUNT

Rating(s) Enhancmt


Glenn

Term


Neg2/20/2013 $3,030,000.00 Orland Joint Unified School District (CSCRPA)CDIAC Number: 2013-0523Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.3570.362

Term


Neg6/25/2013 $2,180,000.00 Orland Joint Unified School District (CSCRPA)CDIAC Number: 2013-1419Tax and revenue anticipation note

Cash flow, interim financingCSCRPA 2013-14 TRANs Pool Series G

S:SP-1+ 5/1/2014 TIC:NIC:

0.3350.34

Serial

(BC) Stradling Yocca(PU) Capital One Equp Fin Corp(TR) Deutsche Bank Trust Co

Neg8/7/2013 $3,955,000.00 Willows Unified School DistrictCDIAC Number: 2013-1658Certificates of participation/leases


NR 12/16/2030 TIC:0.95

Humboldt

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(EN) Build America(UW) Stone Youngberg/Stifel

Neg2/26/2013 $3,000,000.00 Arcata Elementary School DistrictCDIAC Number: 2013-0346General obligation bond

Ins



4.0834.131

Serial

(BC) Kronick Moskovitz(PU) Alliance Bank of Arizona(TR) Deutsche Bank Natl Trust

Neg2/13/2013 $782,479.00 EurekaCDIAC Number: 2012-1950Certificates of participation/leases

EquipmentFire Truck, City Hall & Fire Station

NR 2/13/2020 TIC:NIC:

3.350

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(TR) Humboldt Co(UW) Edward D Jones & Co

Neg2/14/2013 $3,500,000.00 Fortuna Union High School DistrictCDIAC Number: 2013-0333General obligation bond


S:A+ 8/1/2043 TIC:NIC:

3.9743.947

66




DATEAMOUNT

Rating(s) Enhancmt


Humboldt

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg7/24/2013 $3,280,000.00 Humboldt County Board of EducationCDIAC Number: 2013-0975Certificates of participation/leases

Ins

Public buildingConference Facility


5.4825.374

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(TR) Humboldt Co(UW) E J De La Rosa

Neg2/7/2013 $5,000,000.00 Northern Humboldt Union High School DistrictCDIAC Number: 2012-2005General obligation bond

M:Aa3


8/1/2043 TIC:NIC:

3.9994.199

Serial


Neg2/28/2013 $4,000,000.00 Redwoods Community College District (CCCFA)CDIAC Number: 2013-0421Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.6820.69

Term


Neg7/17/2013 $2,790,000.00 Redwoods Community College District (CCCFA)CDIAC Number: 2013-1360Tax and revenue anticipation note

Cash flow, interim financingCCCFA 2013-14 TRAN Pool Series B

S:SP-1+ 6/30/2014 TIC:NIC:

0.6780.687

Imperial

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(EN) Build America(TR) The Bank of NY Mellon(UW) Kinsell Newcomb

Neg3/21/2013 $7,500,000.00 Brawley Elementary School DistrictCDIAC Number: 2013-0087General obligation bond

Ins



4.024.118

Term

(BC) Fulbright & Jaworski(FA) Caldwell Flores(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg4/3/2013 $4,040,000.00 Calexico Unified School DistrictCDIAC Number: 2013-0670Tax and revenue anticipation note


S:SP-1+ 8/30/2013 TIC:NIC:

0.5130.514

67




DATEAMOUNT

Rating(s) Enhancmt


Imperial

Comb

(BC) Jones Hall(FA) Caldwell Flores(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg12/11/2013 $4,500,000.00 Calipatria Unified School DistrictCDIAC Number: 2013-2094General obligation bond

Ins


S:AA-/A+ 8/1/2038 TIC:NIC:

4.6384.819

Comb

(BC) Jones Hall(FA) Caldwell Flores(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg12/11/2013 $1,520,000.00 Calipatria Unified School DistrictCDIAC Number: 2013-2205General obligation bond


S:A+ 8/1/2015 TIC:NIC:

0.8660.882

Term


Neg2/20/2013 $630,000.00 Calipatria Unified School District (CSCRPA)CDIAC Number: 2013-0444Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term

(BC) Orrick Herrington(FA) Dale Scott & Co Inc(TR) Union Bank NA(UW) Piper Jaffray & Co

Neg6/25/2013 $1,285,000.00 Calipatria Unified School District (CSCRPA)CDIAC Number: 2013-1414Tax and revenue anticipation note

Cash flow, interim financingCSCRPA 2013-14 TRANs Pool Series F

S:SP-1 5/1/2014 TIC:NIC:

0.6260.633

Term


Neg2/20/2013 $4,920,000.00 El Centro Elementary School District (CSCRPA)CDIAC Number: 2013-0453Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Serial

(BC) Richards Watson(PU) USDA Rural Dev(TR) Holtville Jt PFA

Neg12/12/2013 $4,500,000.00 Holtville Joint Powers Financing AuthorityCDIAC Number: 2013-1895Public enterprise revenue bond

Wastewater collection, treatmentOutfall MainRefunding

NR 12/1/2052 TIC:2

68




DATEAMOUNT

Rating(s) Enhancmt


Imperial

Term


Neg2/20/2013 $225,000.00 Meadows Union Elementary School District (CSCRPA)CDIAC Number: 2013-0469Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Inyo

Term

(BC) Quint & Thimmig(FA) H G Wilson(TR) The Bank of NY Mellon(UW) Piper Jaffray & Co

Neg1/17/2013 $11,335,000.00 Northern Inyo County Local Hospital DistrictCDIAC Number: 2012-1892Public enterprise revenue bond

HospitalRefunding

S:BBB- 12/1/2029 TIC:4.358

Kern

Term


Neg2/20/2013 $5,005,000.00 Delano Union Elementary School District (CSCRPA)CDIAC Number: 2013-0449Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term


Neg6/25/2013 $6,805,000.00 Delano Union Elementary School District (CSCRPA)CDIAC Number: 2013-1374Tax and revenue anticipation note

Cash flow, interim financingCSCRPA 2013-14 TRANs Pool Series A

S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

Serial

(BC) Jones Hall(FA) Isom Adv / Urban Futures(PU) City National Bank(TR) Wells Fargo Bank

Neg11/12/2013 $1,300,000.00 Elk Hills Elementary School DistrictCDIAC Number: 2013-1720General obligation bond



3.8153.86

Term

(BC) Jones Hall(FA) Dale Scott & Co Inc(TR) The Bank of NY Mellon(UW) Piper Jaffray & Co

Neg4/9/2013 $131,950,000.00 Golden Empire Schools Financing AuthorityCDIAC Number: 2013-0570Bond anticipation note

M:MIG-1

K-12 school facilityKern HSDRefunding

S:SP-1 5/1/2014 TIC:NIC:

0.1230.123

69




DATEAMOUNT

Rating(s) Enhancmt


Kern

Term

(BC) Stradling Yocca(FA) KNN Public Finance(UW) Bank of America Merrill

Comp6/5/2013 $200,000,000.00 Kern CountyCDIAC Number: 2013-1009Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.180

Term

(BC) Fulbright & Jaworski(FA) Government Fin Strat(TR) Kern Co(UW) Bank of America Merrill

Comp2/22/2013 $18,930,000.00 Kern County Board of EducationCDIAC Number: 2013-0327Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.2580

Serial

(BC) Jones Hall(FA) Dale Scott & Co Inc(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) E J De La Rosa

Neg2/13/2013 $65,200,000.00 Kern High School DistrictCDIAC Number: 2013-0012General obligation bond

Ins

M:A2/Aa2


S:AA-/A+ 8/1/2030 TIC:NIC:

2.7942.932

Serial

(BC) Meyers Nave(FA) Government Fin Strat(EN) Assured Guaranty Corp(TR) Zions First Natl Bk(UW) Morgan Stanley

Comp10/8/2013 $10,327,556.00 Lakeside Union School District (Kern Co)CDIAC Number: 2013-1913General obligation bond

Ins


S:AA-/A+ 6/1/2045 TIC:5.908

Comb

(BC) Fulbright & Jaworski(FA) Caldwell Flores(EN) Assured Guaranty Corp(TR) Wells Fargo Bank(UW) Stifel Nicolaus & Co Inc

Neg1/10/2013 $7,400,000.00 McFarland Unified School DistrictCDIAC Number: 2012-1941General obligation bond

Ins


S:AA-/A 11/1/2038 TIC:NIC:

4.0420

Serial

(BC) Jones Hall(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) Wells Fargo Bank(UW) Piper Jaffray & Co

Neg3/5/2013 $3,275,000.00 Midway Elementary School DistrictCDIAC Number: 2013-0088General obligation bond

Ins



3.243.169

70




DATEAMOUNT

Rating(s) Enhancmt


Kern

Comb

(BC) Kronick Moskovitz(FA) Caldwell Flores(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg1/9/2013 $2,730,000.00 Mojave Unified School DistrictCDIAC Number: 2013-0084General obligation bond

Ins

K-12 school facilitySFID No 2Refunding

S:AA-/A+ 8/1/2028 TIC:NIC:

2.6852.905

Serial

(BC) Nossaman LLP(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Brandis Tallman LLC

Neg1/24/2013 $8,110,000.00 North of River Sanitary District No 1CDIAC Number: 2013-0358Public enterprise revenue bond

Ins

Wastewater collection, treatmentSeries ARefunding

S:AA-/A+ 5/1/2023 TIC:NIC:

1.9722.085

Term

(BC) Goodwin Procter(FA) Fieldman Rolapp(TR) Kern Co(UW) Stifel Nicolaus & Co Inc

Neg3/6/2013 $31,200,000.00 Panama-Buena Vista Union School DistrictCDIAC Number: 2013-0371Tax and revenue anticipation note

M:MIG1


10/1/2013 TIC:NIC:

00.532

Comb

(BC) Goodwin Procter(FA) Fieldman Rolapp(TR) The Bank of NY Mellon(UW) Morgan Stanley

Comp5/15/2013 $18,405,000.00 Panama-Buena Vista Union School DistrictCDIAC Number: 2013-0673General obligation bond

M:Aa3


S:A+ 8/1/2042 TIC:NIC:

3.8833.897

Comb

(BC) Nossaman LLP(EN) Build America(TR) Wells Fargo Bank(UW) Wells Fargo Sec

Neg6/19/2013 $29,610,000.00 Rosedale-Rio Bravo Water Storage DistrictCDIAC Number: 2013-1316Certificates of participation/leases

Ins

Water supply, storage, distributionSeries A


4.6614.713

Serial

(BC) Nossaman LLP(TR) Wells Fargo Bank(UW) Wells Fargo Bank

Neg8/20/2013 $9,645,000.00 Semitropic Improvement District of the Semitropic WtrStorage DistrictCDIAC Number: 2013-1698Public enterprise revenue bond


S:A+ 12/1/2023 TIC:NIC:

3.2573.384

71




DATEAMOUNT

Rating(s) Enhancmt


Kern

Term

(BC) Nossaman LLP(PU) Wells Fargo Bank

Neg12/11/2013 $1,800,000.00 Semitropic Improvement District of the Semitropic WtrStorage DistrictCDIAC Number: 2013-2206Public enterprise revenue bond


NR 12/1/2018

Variable

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) US Bank NA(UW) George K Baum

Neg10/16/2013 $6,000,000.00 Taft City Elementary School DistrictCDIAC Number: 2013-1766General obligation bond

Ins


S:AA-/A+ 8/1/2044NIC: 5.233

Serial

(BC) Fulbright & Jaworski(FA) Caldwell Flores(EN) Build America(TR) Wells Fargo Bank(UW) RBC Capital Mkts LLC

Neg3/20/2013 $8,055,000.00 Tehachapi Valley Healthcare DistrictCDIAC Number: 2013-0351General obligation bond

Ins

M:A2

HospitalSeries ARefunding

S:AA 11/1/2026 TIC:NIC:

2.8530

Comb

(BC) Nixon Peabody(FA) Caldwell Flores(EN) Build America(TR) Wells Fargo Bank(UW) RBC Capital Mkts LLC

Neg5/30/2013 $50,000,000.00 Tehachapi Valley Healthcare DistrictCDIAC Number: 2013-0918General obligation bond

Ins

M:A2

Health care facilities

S:AA 11/1/2043 TIC:NIC:

4.40

Term


Neg7/17/2013 $4,055,000.00 West Kern Community College District (CCCFA)CDIAC Number: 2013-1367Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.6540.662

Kings

Term

(BC) Jones Hall(FA) Isom Adv / Urban Futures(PU) Compass Bank(TR) Wells Fargo Bank

Neg5/28/2013 $2,455,000.00 Armona Union Elementary School DistrictCDIAC Number: 2013-1349General obligation bond



2.82.8

72




DATEAMOUNT

Rating(s) Enhancmt


Kings

Term


Neg2/20/2013 $2,705,000.00 Corcoran Unified School District (CSCRPA)CDIAC Number: 2013-0446Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term


Neg6/25/2013 $1,340,000.00 Corcoran Unified School District (CSCRPA)CDIAC Number: 2013-1372Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

Serial

(BC) Richards Watson(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) Union Bank NA(UW) Southwest Securities

Neg6/26/2013 $12,725,000.00 HanfordCDIAC Number: 2013-0799Public enterprise revenue bond

Ins


S:AA-/A 10/1/2028 TIC:3.68

Term


Neg2/20/2013 $6,810,000.00 Hanford Elementary School District (CSCRPA)CDIAC Number: 2013-0496Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3980.402

Serial

(PU) Kansas State BankNeg1/7/2013 $9,773.00 Kings CountyCDIAC Number: 2013-0043Certificates of participation/leases

EquipmentLanier MP CopierState Taxable


04.5

Term


EquipmentCopier

NR 3/28/2018 TIC:NIC:

04.4

73




DATEAMOUNT

Rating(s) Enhancmt


Kings

Term


EquipmentDigital Copier

NR 5/10/2018 TIC:NIC:

04.4

Serial

(PU) Kansas State BankComp5/1/2013 $7,086.00 Kings CountyCDIAC Number: 2013-1188Certificates of participation/leases

EquipmentLanier MP 2852 Copier


04.4

Serial

(BC) Kronick Moskovitz(PU) Capital One Pub Funding

Neg3/1/2013 $3,284,787.00 Kings County Board of EducationCDIAC Number: 2013-0630Certificates of participation/leases


NR 4/1/2027 TIC:3.374

Term


Neg2/20/2013 $480,000.00 Kings River-Hardwick Union Elementary School District(CSCRPA)CDIAC Number: 2013-0464Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term

(BC) Weist Law Firm(FA) Cooperman & Associates(PU) Pinnacle Public Finance

Neg5/30/2013 $7,217,155.00 LemooreCDIAC Number: 2013-1040Public enterprise revenue bond

Water supply, storage, distributionSolar


02.48

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(EN) Build America(TR) Wells Fargo Bank(UW) Piper Jaffray & Co

Neg2/13/2013 $6,502,784.00 Reef-Sunset Unified School DistrictCDIAC Number: 2012-2006General obligation bond

Ins


S:AA 8/1/2043 TIC:4.954

74




DATEAMOUNT

Rating(s) Enhancmt


Kings

Serial

(BC) Jones Hall(FA) Bartle Wells(PU) Compass Bank

Neg2/20/2013 $1,500,000.00 Tulare Lake Drainage DistrictCDIAC Number: 2013-0049Certificates of participation/leases

Multiple capital improvements, public worksSpray Field & Mid Evaporation Basin

NR 2/15/2023NIC: 2.5

Lake

Term


Neg6/25/2013 $280,000.00 Kelseyville Unified School District (CSCRPA)CDIAC Number: 2013-1393Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3360.341

Term


Neg6/25/2013 $1,165,000.00 Konocti Unified School District (CSCRPA)CDIAC Number: 2013-1395Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3360.341

Term

(BC) Weist Law Firm(PU) Bank of Nevada

Neg9/1/2013 $389,662.00 LakeportCDIAC Number: 2013-1784Bond anticipation note

Project, interim financingWtr Enterprise ImpRefunding

NR 9/19/2016 TIC:NIC:

1.991.99

Term

(BC) Jones Hall(FA) Isom Adv / Urban Futures(PU) Zions First Natl Bk(TR) Zions First Natl Bk

Neg11/18/2013 $1,640,000.00 Lakeport Unified School DistrictCDIAC Number: 2013-1965General obligation bond



1.6511.652

Term

(BC) Stradling Yocca(FA) McLiney & Co(PU) Dubuque Bank & Trust(TR) US Bank NA

Neg9/18/2013 $1,065,000.00 Upper Lake Union High School DistrictCDIAC Number: 2013-1789Certificates of participation/leases


NR 9/18/2031

Variable

75




DATEAMOUNT

Rating(s) Enhancmt


Lassen

Term


Neg2/20/2013 $135,000.00 Janesville Union Elementary School District (CSCRPA)CDIAC Number: 2013-0462Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Serial


Neg2/28/2013 $2,250,000.00 Lassen Community College District (CCCFA)CDIAC Number: 2013-0415Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.7350.743

Term


Neg2/20/2013 $55,000.00 Shaffer Union School District (CSCRPA)CDIAC Number: 2013-0484Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term


Neg6/25/2013 $105,000.00 Shaffer Union School District (CSCRPA)CDIAC Number: 2013-1412Tax and revenue anticipation note

Cash flow, interim financingCSCRPA 2013-14 TRANs Pool Series D

S:SP-1 4/1/2014 TIC:NIC:

0.6410.647

Term

(BC) Meyers Nave(PU) Umpqua Bank

Neg9/13/2013 $4,907,000.00 SusanvilleCDIAC Number: 2013-1674Loan from a bank or other institution

Insurance and pension fundsCalPERSFederally TaxableRefunding

NR 6/30/2028NIC: 4.75

Los Angeles

Term

(BC) Hawkins Delafield(TR) The Bank of NY Mellon(UW) RBC Capital Mkts LLC

Neg2/20/2013 $15,000,000.00 ABC Unified School District (LACS)CDIAC Number: 2013-0275Tax and revenue anticipation note

Cash flow, interim financingLACS 2012 TRAN Pool

S:SP-1+ 11/29/2013 TIC:NIC:

0.5360.543

76




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Term


Neg2/20/2013 $1,800,000.00 Acton-Agua Dulce Unified School District (LACS)CDIAC Number: 2013-0276Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.7180.728

Term


Neg7/24/2013 $1,420,000.00 Acton-Agua Dulce Unified School District (LACS)CDIAC Number: 2013-1477Tax and revenue anticipation note

Cash flow, interim financingLACS 2013-14 TRAN Pool Series A-5

S:SP-1 2/28/2014 TIC:NIC:

0.7660.771

Comb

(BC) Richards Watson(FA) C M de Crinis(TR) The Bank of NY Mellon(UW) UBS Financial Services

Comp9/11/2013 $3,675,000.00 Agoura Hills Improvement AuthorityCDIAC Number: 2013-1691Public lease revenue bond

Recreation and sports facilities

S:AA+ 2/1/2043 TIC:4.858

Serial

(BC) Squire Sanders (US) LLP(FA) Public Fin Management(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg1/24/2013 $248,325,000.00 Alameda Corridor Transportation AuthorityCDIAC Number: 2013-0039Public enterprise revenue bond

Ins

M:A2/A3F:A

Ports, marinasSeries ARefunding

S:AA-/A- 10/1/2029 TIC:NIC:

3.0163.253

Comb

(BC) Fulbright & Jaworski(FA) C M de Crinis(EN) Build America(TR) The Bank of NY Mellon(UW) Piper Jaffray & Co

Neg10/3/2013 $6,565,000.00 Alhambra Parking AuthorityCDIAC Number: 2013-1899Public lease revenue bond

Ins

ParkingParking & Civic Ctr Library


5.0054.893

Term


Neg2/20/2013 $10,000,000.00 Alhambra Unified School District (LACS)CDIAC Number: 2013-0277Tax and revenue anticipation note


S:SP-1+ 11/29/2013 TIC:NIC:

0.5360.543

77




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Term


Neg2/20/2013 $35,000,000.00 Antelope Valley Union High School District (LACS)CDIAC Number: 2013-0278Tax and revenue anticipation note


S:SP-1 1/31/2014 TIC:NIC:

0.8150.825

Term


Neg7/24/2013 $5,000,000.00 Antelope Valley Union High School District (LACS)CDIAC Number: 2013-1478Tax and revenue anticipation note


S:SP-1+ 2/1/2014 TIC:NIC:

0.6290.634

Term


Neg2/20/2013 $9,925,000.00 Azusa Unified School District (CSCRPA)CDIAC Number: 2013-0506Tax and revenue anticipation note

Cash flow, interim financingCSCRPA TRANs Pool Series Z

S:SP-1+ 10/1/2013 TIC:NIC:

0.3780.382

Comb

(BC) Stradling Yocca(FA) Annette Yee & Co(EN) Build America(TR) US Bank NA(UW) Piper Jaffray & Co

Neg12/10/2013 $23,736,780.00 Baldwin Park Unified School DistrictCDIAC Number: 2013-2165General obligation bond

Ins


S:AA/A 8/1/2053 TIC:6.675

Term


Neg7/24/2013 $6,000,000.00 Baldwin Park Unified School District (LACS)CDIAC Number: 2013-1479Tax and revenue anticipation note


S:SP-1 2/28/2014 TIC:NIC:

0.8110.816

Term


Neg2/20/2013 $4,500,000.00 Bassett Unified School District (LACS)CDIAC Number: 2013-0279Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.6640.674

78




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Comb

(BC) Jones Hall(FA) Dale Scott & Co Inc(TR) US Bank NA(UW) Robert Baird & Co

Comp3/19/2013 $37,000,000.00 Bellflower Unified School DistrictCDIAC Number: 2013-0645General obligation bond

M:Aa3


S:A+ 8/1/2042NIC: 4.124

Serial

(BC) Stradling Yocca(FA) Piper Jaffray & Co(PU) Capital One Pub Funding(TR) US Bank NA

Neg8/13/2013 $8,340,000.00 Bellflower Unified School DistrictCDIAC Number: 2013-1558Certificates of participation/leases



3.693.69

Serial

(BC) Jones Hall(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg2/6/2013 $12,545,000.00 Beverly Hills CFD No 2002-ACDIAC Number: 2012-1863Limited tax obligation bond

Street construction and improvementsBusiness TriangleRefunding

S:A+ 9/1/2028 TIC:NIC:

2.8492.895

Serial

(BC) Jones Hall(TR) US Bank NA(UW) E J De La Rosa

Neg5/30/2013 $19,020,000.00 Beverly Hills Public Financing AuthorityCDIAC Number: 2013-1269Public lease revenue bond


S:AA+ 6/1/2015 TIC:NIC:

0.5440.558

Comb

(BC) Jones Hall(FA) Keygent Advisors LLC(TR) US Bank NA(UW) Piper Jaffray & Co

Neg11/20/2013 $44,999,303.00 Beverly Hills Unified School DistrictCDIAC Number: 2013-2153General obligation bond

M:Aa1


S:AA 8/1/2038 TIC:5.038

Term


Neg7/24/2013 $8,000,000.00 Beverly Hills Unified School District (LACS)CDIAC Number: 2013-1480Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.420.426

79




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Term

(BC) Stradling Yocca(FA) Keygent Advisors LLC(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg2/14/2013 $9,881,000.00 Bonita Unified School DistrictCDIAC Number: 2012-0933Tax and revenue anticipation note

Cash flow, interim financingCA Ed Notes Series C

S:SP-1 1/31/2014 TIC:NIC:

0.3160.322

Comb

(BC) Orrick Herrington(FA) Caldwell Flores(TR) US Bank NA(UW) George K Baum

Neg5/16/2013 $40,997,990.00 Burbank Unified School DistrictCDIAC Number: 2013-0867General obligation bond

M:Aa2


S:AA- 2/1/2038 TIC:NIC:

4.0795.143

Term


Neg2/20/2013 $11,000,000.00 Burbank Unified School District (LACS)CDIAC Number: 2013-0280Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.6380.646

Term

(BC) Jones Hall(FA) First Meridian Inc(PU) Plymouth Pk Tax Svcs

Neg6/5/2013 $34,810,987.00 California Statewide Delinquent Tax Finance AuthorityCDIAC Number: 2013-1255Certificates of participation/leases

Other purposeSeries A

NR

Variable

Comb

(BC) Orrick Herrington(FA) Fieldman Rolapp(EN) Build America(TR) US Bank NA(UW) Piper Jaffray & Co

Neg4/2/2013 $10,535,000.00 Castaic Union School DistrictCDIAC Number: 2013-0394General obligation bond

Ins

K-12 school facilityMeasure QS


4.1984.139

Term


Neg2/20/2013 $4,000,000.00 Castaic Union School District (LACS)CDIAC Number: 2013-0281Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.6380.646

80




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Comb

(BC) Nixon Peabody(CB) Luna & Glushon(FA) Keygent Advisors LLC(TR) US Bank NA(UW) Cabrera Capital Mkts

Neg10/17/2013 $50,000,000.00 Centinela Valley Union High School DistrictCDIAC Number: 2013-1805General obligation bond

M:A1


S:AA- 8/1/2036 TIC:4.979

Term


Neg2/20/2013 $13,360,000.00 Centinela Valley Union High School District (CSCRPA)CDIAC Number: 2013-0519Tax and revenue anticipation note


S:SP-1 10/1/2013 TIC:NIC:

0.6190.624

Term


Neg6/25/2013 $7,240,000.00 Centinela Valley Union High School District (CSCRPA)CDIAC Number: 2013-1432Tax and revenue anticipation note

Cash flow, interim financingCSCRPA 2013-14 TRANs Pool Series I

S:SP-1+ 6/2/2014 TIC:NIC:

0.3220.327

Term


Neg2/20/2013 $15,000,000.00 Cerritos Community College District (LACS)CDIAC Number: 2013-0282Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.5250.531

Term


Neg2/20/2013 $6,000,000.00 Charter Oak Unified School District (LACS)CDIAC Number: 2013-0283Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.6110.619

Term


Neg4/9/2013 $10,000,000.00 Citrus Community College DistrictCDIAC Number: 2013-0612Tax and revenue anticipation note

Cash flow, interim financingSeries D

S:SP-1+ 1/31/2014 TIC:NIC:

0.710.715

81




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial

(BC) Nixon Peabody(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg4/24/2013 $13,130,000.00 Citrus Community College DistrictCDIAC Number: 2013-0632General obligation bond

M:Aa2

College, university facilityRefunding

S:AA- 8/1/2029 TIC:NIC:

2.6630

Term


Neg2/20/2013 $7,335,000.00 Claremont Unified School District (CSCRPA)CDIAC Number: 2013-0492Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3980.402

Term

(BC) Peck Shaffer(CB) Seyfarth Shaw(FA) Comer Capital Group LLC(TR) US Bank NA(UW) IFS Securities

Neg2/19/2013 $5,000,000.00 ComptonCDIAC Number: 2013-0580Tax and revenue anticipation note


NR 6/28/2013 TIC:NIC:

Variable

00

Term

(BC) Peck Shaffer(CB) Seyfarth Shaw(FA) Comer Capital Group LLC(TR) US Bank NA(UW) IFS Securities

Neg7/23/2013 $10,600,000.00 ComptonCDIAC Number: 2013-1652Tax and revenue anticipation note



4.0254.044

Serial

(BC) Stradling Yocca(FA) Keygent Advisors LLC(EN) Build America(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg11/13/2013 $16,554,972.00 Compton Community College DistrictCDIAC Number: 2013-1902General obligation bond

Ins

M:A2

College, university facilitySeries D

S:AA/A 8/1/2039 TIC:6.505

Term


Neg2/20/2013 $8,000,000.00 Compton Community College District (LACS)CDIAC Number: 2013-0284Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.6740.682

82




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Term


Neg2/20/2013 $10,000,000.00 Compton Unified School District (LACS)CDIAC Number: 2013-0285Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.6810.69

Comb

(BC) Stradling Yocca(TR) US Bank NA(UW) Piper Jaffray & Co

Neg5/9/2013 $30,000,000.00 Covina-Valley Unified School DistrictCDIAC Number: 2013-0803General obligation bond

M:Aa3


S:A+ 8/1/2052 TIC:NIC:

3.3533.658

Serial


Neg5/9/2013 $40,500,000.00 Covina-Valley Unified School DistrictCDIAC Number: 2013-0804General obligation bond

M:Aa3


S:A+ 8/1/2031 TIC:NIC:

3.3533.658

Term


Neg2/20/2013 $13,875,000.00 Covina-Valley Unified School District (CSCRPA)CDIAC Number: 2013-0494Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3980.402

Term


Neg6/25/2013 $6,000,000.00 Covina-Valley Unified School District (CSCRPA)CDIAC Number: 2013-1373Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

Term

(BC) Rutan & Tucker(FA) Harrell & Co Advisors(PU) BBVA Compass(TR) US Bank NA

Neg3/21/2013 $1,337,750.00 DuarteCDIAC Number: 2013-0650Certificates of participation/leases


NR 8/1/2022 TIC:2.01

83




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial


Neg5/16/2013 $2,050,000.00 Duarte Unified School DistrictCDIAC Number: 2013-0843General obligation bond

M:A1


S:AA- 11/1/2023 TIC:NIC:

2.3452.519

Term


Neg2/20/2013 $5,000,000.00 Duarte Unified School District (CSCRPA)CDIAC Number: 2013-0451Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term


Neg2/20/2013 $19,500,000.00 East Whittier City School District (LACS)CDIAC Number: 2013-0286Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.6640.674

Term


Neg2/20/2013 $4,700,000.00 Eastside Union School District (LACS)CDIAC Number: 2013-0287Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.680.69

Term


Neg7/24/2013 $2,000,000.00 Eastside Union School District (LACS)CDIAC Number: 2013-1481Tax and revenue anticipation note


S:SP-1+ 2/28/2014 TIC:NIC:

0.5990.604

Term


Neg2/20/2013 $14,725,000.00 El Monte City School District (LACS)CDIAC Number: 2013-0288Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.7150.724

84




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Term


Neg2/20/2013 $15,000,000.00 El Monte Union High School District (LACS)CDIAC Number: 2013-0289Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.6380.646

Serial

(BC) Nixon Peabody(FA) Caldwell Flores(EN) Build America(TR) US Bank NA(UW) George K Baum

Neg11/5/2013 $3,002,249.00 El Rancho Unified School DistrictCDIAC Number: 2013-1934General obligation bond

Ins


S:AA/A+ 8/1/2037 TIC:5.778

Serial

(BC) Nixon Peabody(FA) Caldwell Flores(EN) Build America(TR) US Bank NA(UW) George K Baum

Neg11/5/2013 $4,025,000.00 El Rancho Unified School DistrictCDIAC Number: 2013-1938General obligation bond

Ins


S:AA/A+ 8/1/2026 TIC:3.036

Term


Neg7/24/2013 $3,000,000.00 El Rancho Unified School District (LACS)CDIAC Number: 2013-1483Tax and revenue anticipation note


S:SP-1+ 2/1/2014 TIC:NIC:

0.6540.658

Term

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(PU) JP Morgan Chase & Co(TR) US Bank NA

Neg12/13/2013 $1,995,000.00 Garvey School DistrictCDIAC Number: 2013-2003General obligation bond



2.152.15

Term


Neg2/20/2013 $5,000,000.00 Garvey School District (LACS)CDIAC Number: 2013-0290Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.7040.712

85




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial

(BC) Fulbright & Jaworski(FA) The PFM Group(TR) The Bank of NY Mellon(UW) Barclays Capital Inc

Comp3/7/2013 $20,510,000.00 GlendaleCDIAC Number: 2012-1681Public enterprise revenue bond

M:Aa3F:A+

Power generation/transmissionRefunding

S:AA- 2/1/2032 TIC:NIC:

3.0680

Comb

(BC) Fulbright & Jaworski(FA) The PFM Group(TR) The Bank of NY Mellon(UW) JP Morgan Securities

Comp11/21/2013 $60,000,000.00 GlendaleCDIAC Number: 2013-1777Public enterprise revenue bond

M:Aa3F:A+

Power generation/transmission

S:AA- 2/1/2043 TIC:NIC:

4.3834.602

Comb

(BC) Fulbright & Jaworski(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg1/23/2013 $13,995,000.00 Glendale Community College DistrictCDIAC Number: 2013-0029General obligation bond

M:Aa2

College, university facilitySeries F

S:AA- 8/1/2031 TIC:NIC:

2.7570

Term


Neg2/20/2013 $12,500,000.00 Glendora Unified School District (LACS)CDIAC Number: 2013-0291Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.6910.701

Term


Neg2/20/2013 $6,000,000.00 Hawthorne School District (LACS)CDIAC Number: 2013-0292Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.5250.531

Comb

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Backstrom McCarley

Neg6/27/2013 $30,000,000.00 Inglewood Unified School DistrictCDIAC Number: 2013-1278General obligation bond

Ins

M:A2/Baa1


S:AA-/BBB- 8/1/2037 TIC:NIC:

5.2395.32

86




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial

(BC) Aleshire & Wynder(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg7/2/2013 $3,870,000.00 Irwindale Joint Powers AuthorityCDIAC Number: 2013-1048Public lease revenue bond

Ins


S:AA-/A+ 4/1/2021 TIC:NIC:

3.0983.162

Term


Neg2/20/2013 $4,500,000.00 Keppel Union School District (LACS/CCD)CDIAC Number: 2013-0293Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.6380.646

Term

(BC) Nossaman LLP(FA) The PFM Group(PU) Bank of Nevada

Neg6/26/2013 $9,675,000.00 La PuenteCDIAC Number: 2013-1334Certificates of participation/leases



3.20

Term

(BC) Stradling Yocca(PU) East West Bank

Neg6/7/2013 $7,500,000.00 LancasterCDIAC Number: 2013-1041Conduit revenue bond

Multifamily housingCedar Ridge Apts Series ASubject to Alternative Minimum Tax

NR 5/31/2015 TIC:NIC:

Variable

00

Term


Neg2/20/2013 $20,890,000.00 Lancaster Elementary School District (CSCRPA)CDIAC Number: 2013-0516Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.4180.422

Term


Neg6/25/2013 $1,730,000.00 Lancaster Elementary School District (CSCRPA)CDIAC Number: 2013-1381Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

87




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Term

(BC) Nixon Peabody(FA) Caldwell Flores(EN) Assured Guaranty Corp(TR) US Bank NA(UW) De La Rosa & Co

Neg3/19/2013 $17,205,000.00 Lancaster School DistrictCDIAC Number: 2013-0389General obligation bond

Ins


S:AA-/A+ 8/1/2038 TIC:NIC:

4.1740

Comb

(BC) Nixon Peabody(FA) Caldwell Flores(EN) Assured Guaranty Corp(TR) US Bank NA(UW) De La Rosa & Co

Neg3/19/2013 $12,305,000.00 Lancaster School DistrictCDIAC Number: 2013-0765General obligation bond

Ins

K-12 school facilitySeries BFederally TaxableRefunding

S:AA-/A+ 8/1/2031 TIC:NIC:

4.0810

Term


Neg2/20/2013 $2,350,000.00 Las Virgenes Unified School District (CSCRPA)CDIAC Number: 2013-0465Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term


Neg6/25/2013 $3,955,000.00 Las Virgenes Unified School District (CSCRPA)CDIAC Number: 2013-1396Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3360.341

Term


Neg2/20/2013 $4,675,000.00 Little Lake City Elementary School District (CSCRPA)CDIAC Number: 2013-0467Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Comb

(BC) Stradling Yocca(FA) Keygent Advisors LLC(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg10/9/2013 $6,000,000.00 Little Lake City School DistrictCDIAC Number: 2013-1654General obligation bond


S:AA- 7/1/2043 TIC:NIC:

4.7164.794

88




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Term

(BC) Kutak Rock(FA) PRAG(PU) Bank of America NA(TR) US Bank NA

Neg8/8/2013 $40,000,000.00 Long BeachCDIAC Number: 2013-1676Public enterprise revenue bond

Ports, marinasHarbor Series A

NR 7/29/2016

Variable

Term

(BC) Kutak Rock(FA) PRAG(PU) Union Bank NA(TR) US Bank NA

Neg8/8/2013 $40,000,000.00 Long BeachCDIAC Number: 2013-1678Public enterprise revenue bond

Ports, marinasHarbor Series B

NR 7/29/2016

Variable

Term


Neg2/20/2013 $22,000,000.00 Long Beach Community College District (LACS)CDIAC Number: 2013-0294Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.4240.43

Serial

(BC) Stradling Yocca(FA) Keygent Advisors LLC(TR) US Bank NA(UW) Mitsubishi UFJ Securities

Comp3/14/2013 $44,620,000.00 Long Beach Unified School DistrictCDIAC Number: 2013-0602Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.1780.18

Serial

(BC) Stradling Yocca(FA) Keygent Advisors LLC(TR) US Bank NA(UW) Citigroup Global Markets

Comp5/15/2013 $50,000,000.00 Long Beach Unified School DistrictCDIAC Number: 2013-0973General obligation bond

M:Aa2


S:AA- 8/1/2037 TIC:NIC:

3.6643.742

Term

(BC) Kutak Rock(FA) CSG Advisors(PU) US Bank NA(TR) Wells Fargo Bank

Neg10/3/2013 $7,479,629.00 Los AngelesCDIAC Number: 2012-0513Conduit revenue bond

Multifamily housingBroadway Villas Seniors Apts Series B

NR 9/1/2032 TIC:5.65

89




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Term

(BC) Kutak Rock(FA) CSG Advisors(PU) JP Morgan Chase Bank(TR) US Bank NA


Multifamily housingTaylor Yard Apts Series D-1 & D-2


Variable

00

Serial

(BC) Jones Hall(FA) Fieldman Rolapp(TR) US Bank NA(UW) Bank of America Merrill

Comp2/12/2013 $152,445,000.00 Los AngelesCDIAC Number: 2012-1927Public enterprise revenue bond

M:Aa2F:AA-

Wastewater collection, treatmentSeries A & BRefunding


2.0962.161

Term

(BC) Kutak Rock(FA) CSG Advisors(PU) Citibank(TR) US Bank NA


Multifamily housingHamlin Estates Apts Series A


Variable

00

Serial

(BC) Kutak Rock(PU) Compass Bank(TR) The Bank of NY Mellon

Comp5/1/2013 $31,230,000.00 Los AngelesCDIAC Number: 2013-0678Certificates of participation/leases

Public buildingDept of Pub Social Services FacRefunding

NR 8/1/2031NIC: 3.566

Term

(BC) Fulbright & Jaworski(FA) PRAG(TR) US Bank NA(UW) Siebert Brandford

Neg6/3/2013 $149,980,000.00 Los AngelesCDIAC Number: 2013-0694Public enterprise revenue bond

M:Aa2F:AA+

Wastewater collection, treatmentSr Lien Series ARefunding

S:AA+ 6/1/2043 TIC:NIC:

4.3764.646

Comb

(BC) Fulbright & Jaworski(FA) PRAG(TR) US Bank NA(UW) Merrill Lynch Pierce


M:Aa2F:AA+

Wastewater collection, treatmentSeries BRefunding

S:AA+ 6/1/2035 TIC:NIC:

3.073.432

90




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial

(BC) Fulbright & Jaworski(FA) PRAG(TR) Los Angeles(UW) Merrill Lynch Pierce


M:Aa3F:AA



2.2543.655

Term



Multifamily housingEagle Vista Apts Series D


Variable

00

Term

(BC) Kutak Rock(FA) CSG Advisors(PU) California Bank & Trust(TR) US Bank NA


Multifamily housingFreeman Villas Sr Apts Series C

NR 12/1/2033 TIC:NIC:

4.50

Term



Multifamily housingBanning Villas Sr Apts Series E

S:AA+ 1/1/2015 TIC:NIC:

0.870

Serial

(BC) Squire Sanders (US) LLP(FA) Montague DeRose(TR) Los Angeles(UW) E J De La Rosa

Neg7/11/2013 $1,324,550,000.00 Los AngelesCDIAC Number: 2013-1233Tax and revenue anticipation note

M:MIG1F:F1+

Cash flow, interim financingSeries A, B & C

S:SP-1+ 6/26/2014NIC: 2

Term



Multifamily housingCoral Wood Court Apts Series F

S:AA+ 7/1/2015 TIC:NIC:

0.660

91




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Term



Multifamily housingOrangewood Court Apts Series G


0.660

Term



Multifamily housingVistas Senior Apts Series I

NR 4/1/2046 TIC:6.05

Term



Multifamily housingWest Valley Towers Sr Apts Series H

NR 4/1/2046 TIC:6.05

Term



Multifamily housingHarbor Village Apts Series J


5.760

Term


Neg9/1/2013 $12,100,000.00 Los AngelesCDIAC Number: 2013-1847Loan from a bank or other institution

Multifamily housingSilverlake Village Apts Series M

S:AA+ 4/1/2015 TIC:0.44

Term

(BC) Kutak Rock(FA) CSG Advisors(PU) Citibank(TR) Wells Fargo Bank

Neg11/1/2013 $9,100,000.00 Los AngelesCDIAC Number: 2013-1972Loan from a bank or other institution

Multifamily housingHollywoodland Apts Series N

S:AA+ 6/1/2015 TIC:0.45

92




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Term

(BC) Kutak Rock(FA) CSG Advisors(PU) BBCN Bank(TR) US Bank NA


Multifamily housingMoonlight Villas Apts Series L

NR 6/1/2046

Variable

Term

(BC) Kutak Rock(FA) CSG Advisors(PU) PNC Bank(TR) Wells Fargo Bank


Multifamily housingHazeltine & Wyandotte Apts Series K

NR 12/11/2015

Variable

Comb

(BC) Stradling Yocca(FA) KNN Public Finance(TR) The Bank of NY Mellon(UW) Merrill Lynch Pierce

Comp5/29/2013 $250,000,000.00 Los Angeles Community College DistrictCDIAC Number: 2013-1182General obligation bond

M:Aa1

College, university facilitySeries F


3.5833.75

Serial

(BC) Stradling Yocca(FA) KNN Public Finance(TR) The Bank of NY Mellon(UW) Citigroup Global Markets

Comp5/30/2013 $55,700,000.00 Los Angeles Community College DistrictCDIAC Number: 2013-1183General obligation bond

M:Aa1



2.4092.662

Serial


Neg2/28/2013 $80,000,000.00 Los Angeles Community College District (CCCFA)CDIAC Number: 2013-0416Tax and revenue anticipation note

Cash flow, interim financingCCCFA 2012-13 TRAN Pool Series E

S:SP-1+ 12/31/2013 TIC:NIC:

0.3590.364

Serial

(BC) Squire Sanders (US) LLP(FA) PRAG(TR) Los Angeles Co(UW) Goldman Sachs

Neg7/1/2013 $1,000,000,000.00 Los Angeles CountyCDIAC Number: 2013-1211Tax and revenue anticipation note

M:MIG1F:F1+

Cash flow, interim financingSeries A & B

S:SP-1+ 6/30/2014NIC: 2

93




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Term

(BC) Hawkins Delafield(PU) Celtic Bank(TR) Los Angeles Co

Neg7/17/2013 $205,000.00 Los Angeles CountyCDIAC Number: 2013-1456Special assessment bond

Power generation/transmissionEnergy Program Series C-1Federally Taxable


70

Term

(BC) Hawkins Delafield(PU) Celtic Bank(TR) Wilmington Trust

Neg11/7/2013 $7,000,000.00 Los Angeles CountyCDIAC Number: 2013-1647Special assessment bond

Power generation/transmissionEnergy Program Series C-2Federally Taxable

NR 9/2/2034 TIC:7

Term

(BC) Hawkins Delafield(FA) Montague DeRose(EN) Wells Fargo Bank(TR) Deutsche Bank Natl Trust(UW) Barclays Capital Inc

Neg4/19/2013 $100,000,000.00 Los Angeles County Capital Asset Leasing CorporationCDIAC Number: 2013-0659Commercial paper

LOC

M:P-1F:F-1+

Cash flow, interim financingTax Exempt Govt Series CRefunding

S:A-1+ 6/7/2013

Variable

Serial

(BC) Hawkins Delafield(FA) Montague DeRose(EN) JP Morgan Chase & Co(TR) Deutsche Bank Natl Trust(UW) JP Morgan Securities


LOC

M:P-1F:F-1

Cash flow, interim financingTax Exempt Govt Series ARefunding

S:A-1 7/10/2013

Variable

Serial

(BC) Hawkins Delafield(FA) Montague DeRose(EN) US Bank NA(TR) Deutsche Bank Natl Trust(UW) Morgan Stanley


LOC

M:P-1F:F-1+

Cash flow, interim financingTax Exempt Govt Series BRefunding

S:A-1+ 7/10/2013

Variable

Serial

(BC) Hawkins Delafield(FA) Montague DeRose(EN) US Bank NA(TR) Deutsche Bank Natl Trust(UW) US Bancorp


LOC

M:P-1F:F-1+

Cash flow, interim financingTax Exempt Govt Series BRefunding

S:A-1+ 6/5/2013

Variable

94




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial

(BC) Hawkins Delafield(FA) Montague DeRose(EN) Wells Fargo Bank(TR) Deutsche Bank Natl Trust(UW) Wells Fargo Bank


LOC

M:P-1F:F-1+

Cash flow, interim financingTax Exempt Govt Series CRefunding

S:A-1+ 7/17/2013

Variable

Term

(BC) Hawkins Delafield(FA) Montague DeRose(EN) Barclays Capital Inc(TR) US Bank NA(UW) Barclays Capital Inc


LOC

M:P-1F:F-1

Project, interim financingSeries C-1, C-2 & C-3

S:A-1 11/14/2013

Variable

Term

(BC) Hawkins Delafield(FA) Montague DeRose(EN) Wells Fargo Bank(TR) US Bank NA(UW) Wells Fargo Bank


LOC

M:P-1F:F-1

Project, interim financingSeries C-4

S:A-1 11/7/2013

Variable

Term

(BC) Hawkins Delafield(FA) Montague DeRose(EN) JP Morgan Securities(TR) US Bank NA(UW) JP Morgan Securities


LOC

M:P-1F:F-1

Project, interim financingSeries A

S:A-1 11/7/2013

Variable

Serial

(BC) Hawkins Delafield(FA) Montague DeRose(EN) JP Morgan Chase Bank(TR) Deutsche Bank Natl Trust(UW) JP Morgan Securities


LOC

M:P-1F:F-1

Project, interim financingSeries A

S:A-1 3/12/2014

Variable

Term

(BC) Kutak Rock(FA) The PFM Group(PU) Wells Fargo Bank(TR) US Bank NA

Neg4/24/2013 $75,000,000.00 Los Angeles County Metropolitan Transportation AuthorityCDIAC Number: 2013-0896Sales tax revenue bond

Public transitProposition C

NR 4/22/2016

Variable

95




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial

(BC) Kutak Rock(FA) The PFM Group(TR) US Bank NA(UW) JP Morgan Securities

Comp5/29/2013 $138,960,000.00 Los Angeles County Metropolitan Transportation AuthorityCDIAC Number: 2013-0904Sales tax revenue bond

M:Aa3

Public transitProposition C Series ARefunding

S:AA+ 7/1/2023 TIC:NIC:

1.41.589

Serial

(BC) Nixon Peabody(FA) KNN Public Finance(TR) US Bank NA(UW) JP Morgan Securities


F:AA

Public transitProposition C Series B

S:AA+ 7/1/2038 TIC:3.989

Serial

(BC) Nixon Peabody(FA) KNN Public Finance(TR) US Bank NA(UW) Wells Fargo Bank


F:AA

Public transitProposition C Series CRefunding

S:AA+ 7/1/2026 TIC:2.558

Serial

(BC) Orrick Herrington(FA) KNN Public Finance(TR) US Bank NA(UW) De La Rosa & Co

Neg12/12/2013 $31,650,000.00 Los Angeles County Redevelopment Refunding AuthorityCDIAC Number: 2013-2190Tax allocation bond

Redevelopment, multiple purposesCRA/LA North Hollywood & Hollywood Series A

S:AA- 7/1/2024 TIC:NIC:

2.7262.954

Serial

(BC) Orrick Herrington(FA) KNN Public Finance(TR) US Bank NA(UW) De La Rosa & Co


Redevelopment, multiple purposesCRA/LA Hollywood Series BFederally Taxable

S:AA- 7/1/2022 TIC:NIC:

3.5773.599

Comb

(BC) Orrick Herrington(FA) KNN Public Finance(EN) Assured Guaranty Corp(TR) US Bank NA(UW) De La Rosa & Co


Ins

Redevelopment, multiple purposesCRA/LA Adelante Eastside & Mid-City Series CFederally Taxable

S:AA-/A- 9/1/2032 TIC:NIC:

5.7015.7

96




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Comb



Ins

Redevelopment, multiple purposesClaremont, Lynwood, Monterey Park, CRA/LA Little Tokyo,W Hollywood & Alhambra, Series D

S:AA-/A- 9/1/2033 TIC:NIC:

3.6023.788

Serial


Neg12/18/2013 $810,000.00 Los Angeles County Redevelopment Refunding AuthorityCDIAC Number: 2013-2229Tax allocation bond

Ins

Redevelopment, multiple purposesLynwood Series F

S:AA-/BBB 9/1/2024 TIC:NIC:

3.4653.49

Serial



Ins

Redevelopment, multiple purposesCovina Series E

S:AA-/A- 12/1/2023 TIC:3.62

Term

(BC) Orrick Herrington(FA) First Southwest(TR) The Bank of NY Mellon(UW) Merrill Lynch Pierce

Neg6/6/2013 $107,620,000.00 Los Angeles County Sanitation Districts Financing AuthorityCDIAC Number: 2013-1184Public enterprise revenue bond

M:Aa1


S:AA+ 10/1/2021 TIC:NIC:

0.9821.068

Term

(BC) Hawkins Delafield(PU) Capital One Pub Funding(TR) The Bank of NY Mellon

Neg12/16/2013 $7,410,000.00 Los Angeles County Schools Regionalized Business ServicesCorporationCDIAC Number: 2013-2150Certificates of participation/leases

College, university facilitySanta Monica CCD Series ARefunding


3.63.6

Term

(BC) Kutak Rock(FA) PRAG(EN) Wells Fargo Bank(TR) US Bank NA(UW) JP Morgan Securities

Neg6/5/2013 $40,610,000.00 Los Angeles Department of AirportsCDIAC Number: 2013-1209Commercial paper

LOC

M:P-1F:F1+

AirportSub Series C-4Federally Taxable

S:A-1+ 8/15/2013

Variable

97




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Comb

(BC) Kutak Rock(FA) PRAG(TR) The Bank of NY Mellon(UW) E J De La Rosa

Neg11/5/2013 $170,685,000.00 Los Angeles Department of AirportsCDIAC Number: 2013-1991Public enterprise revenue bond

M:AAF:Aa3

AirportLA Intl Series ASubject to Alternative Minimum Tax

S:AA 5/15/2043 TIC:NIC:

4.8374.901

Comb

(BC) Kutak Rock(FA) PRAG(TR) US Bank NA(UW) E J De La Rosa

Neg11/5/2013 $71,175,000.00 Los Angeles Department of AirportsCDIAC Number: 2013-1992Public enterprise revenue bond

M:AA-F:A1

AirportLA Intl Series B

S:AA- 5/15/2038 TIC:NIC:

4.2534.478

Serial

(BC) Orrick Herrington(FA) PRAG(TR) Los Angeles(UW) Bank of America Merrill

Neg2/21/2013 $527,310,000.00 Los Angeles Department of Water and PowerCDIAC Number: 2013-0041Public enterprise revenue bond

M:Aa3F:AA-

Power generation/transmissionSeries ARefunding

S:AA- 7/1/2031 TIC:NIC:

2.5042.829

Serial

(BC) Orrick Herrington(FA) PRAG(TR) Los Angeles(UW) Barclays Capital Inc


M:Aa2F:AA

Water supply, storage, distributionSeries ARefunding


2.7973.159

Serial

(BC) Orrick Herrington(FA) PRAG(TR) Los Angeles(UW) Goldman Sachs


M:Aa3F:AA-

Power generation/transmissionSeries B

S:AA- 7/1/2032 TIC:NIC:

3.3473.711

Term

(BC) Orrick Herrington(FA) PRAG(TR) Los Angeles(UW) Goldman Sachs


M:Aa3F:AA-

Power generation/transmissionSeries C, Qualified Energy Conservation BondsFederally Taxable

S:AA- 7/1/2037 TIC:NIC:

4.4414.43

98




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial

(BC) Orrick Herrington(FA) PRAG(TR) Los Angeles(UW) Wells Fargo Bank


M:Aa2F:AA

Water supply, storage, distributionSeries B


3.8364.15

Serial

(BC) Orrick Herrington(FA) KNN Public Finance(PU) Banc of Am Lease & Cap

Neg9/1/2013 $39,795,479.00 Los Angeles Municipal Improvement CorporationCDIAC Number: 2013-1775Certificates of participation/leases

Street construction and improvementsLED Street LightsFederally TaxableRefunding


2.7912.79

Term

(BC) Hawkins Delafield(FA) KNN Public Finance(EN) Wells Fargo Bank(TR) Wells Fargo Bank(UW) Loop Capital Mkts

Neg9/26/2013 $10,000,000.00 Los Angeles Municipal Improvement CorporationCDIAC Number: 2014-0598Commercial paper

LOC

M:P-1F:F1+

Project, interim financingSeries B-1Federally Taxable

S:A-1+ 11/12/2013

Term

(BC) Hawkins Delafield(FA) KNN Public Finance(EN) Wells Fargo Bank(TR) Wells Fargo Bank(UW) Wells Fargo Bank


LOC

M:P-1F:F1+


S:A-1+ 11/12/2013

Term

(BC) Hawkins Delafield(FA) KNN Public Finance(EN) US Bank NA(TR) Wells Fargo Bank(UW) Merrill Lynch Pierce


LOC

M:P-1F:F-1/F1+

Project, interim financingSeries B-2 & 4Federally Taxable

S:A-1/A-1+ 1/8/2014

Term

(BC) Hawkins Delafield(FA) KNN Public Finance(EN) JP Morgan Chase Bank(TR) Wells Fargo Bank(UW) JP Morgan Securities


LOC

M:P-1F:F-1


S:A-1 12/11/2013

99




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Term

(BC) Hawkins Delafield(FA) KNN Public Finance(EN) US Bank NA(TR) Wells Fargo Bank(UW) US Bancorp


LOC

M:P-1F:F1+


S:A-1+ 10/24/2014

Term

(BC) Hawkins Delafield(FA) Tamalpais Advisors Inc(TR) Los Angeles Co(UW) JP Morgan Securities LLC

Neg2/19/2013 $780,000,000.00 Los Angeles Unified School DistrictCDIAC Number: 2013-0014Tax and revenue anticipation note

Cash flow, interim financingSeries B

S:SP-1+ 11/28/2013 TIC:NIC:

0.3240.319

Term

(BC) Orrick Herrington(FA) Fieldman Rolapp(PU) Capital One Pub Funding(TR) US Bank NA

Neg5/8/2013 $24,780,000.00 Los Angeles Unified School DistrictCDIAC Number: 2013-1127Certificates of participation/leases



2.292.29

Term


Neg6/25/2013 $630,000.00 Los Nietos Elementary School District (CSCRPA)CDIAC Number: 2013-1382Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

Term


Neg2/20/2013 $3,225,000.00 Los Nietos School District (CSCRPA)CDIAC Number: 2013-0525Tax and revenue anticipation note


S:SP-1 12/31/2013 TIC:NIC:

0.6170.625

Comb

(BC) Stradling Yocca(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Piper Jaffray & Co

Neg1/31/2013 $16,500,000.00 Lynwood Unified School DistrictCDIAC Number: 2013-0006General obligation bond

Ins

M:A2/A2



00

100




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Term


Neg1/30/2013 $13,499,948.00 Lynwood Unified School DistrictCDIAC Number: 2013-0060Bond anticipation note

M:MIG1

Project, interim financingRenewal Notes

S:SP-1 8/1/2014 TIC:NIC:

1.2870

Term


Neg2/20/2013 $14,880,000.00 Lynwood Unified School District (CSCRPA)CDIAC Number: 2013-0510Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3780.382

Comb

(BC) Stradling Yocca(TR) Deutsche Bank Natl Trust(UW) Stone Youngberg/Stifel

Neg1/29/2013 $6,500,000.00 Malibu CFD No 2012-1CDIAC Number: 2013-0037Limited tax obligation bond

Wastewater collection, treatmentCivic Center Wastewater Plant Design Phase One


4.4744.481

Serial

(BC) Stradling Yocca(TR) US Bank NA(UW) Bank of America Merrill

Neg1/31/2013 $10,510,000.00 Manhattan BeachCDIAC Number: 2013-0051Certificates of participation/leases

Public buildingPolice and Fire FacilityRefunding

S:AA+ 1/1/2032 TIC:NIC:

2.8962.987

Serial

(BC) Stradling Yocca(FA) Annette Yee & Co(TR) US Bank NA(UW) E J De La Rosa

Neg5/23/2013 $22,625,000.00 Manhattan Beach Unified School DistrictCDIAC Number: 2013-1024General obligation bond

M:Aa2

K-12 school facilitySeries F


1.9121.967

Serial

(BC) Stradling Yocca(FA) Annette Yee & Co(TR) US Bank NA(UW) E J De La Rosa

Neg5/23/2013 $11,255,000.00 Manhattan Beach Unified School DistrictCDIAC Number: 2013-1025General obligation bond

M:Aa2

K-12 school facilitySeries AFederally TaxableRefunding


1.661.657

101




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Term


Neg2/20/2013 $5,000,000.00 Monrovia Unified School District (LACS)CDIAC Number: 2013-0295Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.6740.682

Serial

(BC) Fulbright & Jaworski(FA) Wolf Co Inc(TR) US Bank NA(UW) Cabrera Capital Mkts

Neg5/9/2013 $22,155,000.00 Montebello Unified School DistrictCDIAC Number: 2013-0684General obligation bond

M:Aa3


8/1/2030 TIC:NIC:

2.9230

Term


Neg2/20/2013 $28,000,000.00 Montebello Unified School District (LACS)CDIAC Number: 2013-0296Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.4950.502

Term


Neg2/20/2013 $11,250,000.00 Mountain View School District (LACS)CDIAC Number: 2013-0297Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.6910.701

Term


Neg7/24/2013 $2,000,000.00 Mountain View School District (LACS)CDIAC Number: 2013-1484Tax and revenue anticipation note


S:SP-1+ 2/1/2014 TIC:NIC:

0.6220.627

Comb

(BC) Stradling Yocca(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg7/10/2013 $205,586,691.00 Mt San Antonio Community College DistrictCDIAC Number: 2013-1521General obligation bond

M:Aa2

College, university facilitySeries A


5.8680

102




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial



M:Aa2

College, university facilitySeries BFederally Taxable


3.3323.355

Serial



M:Aa2

College, university facilitySeries ARefunding


3.373.635

Serial



M:Aa2

College, university facilitySeries BFederally TaxableRefunding


3.5143.53

Serial


Neg2/28/2013 $20,000,000.00 Mt San Antonio Community College District (CCCFA)CDIAC Number: 2013-0418Tax and revenue anticipation note

Cash flow, interim financingCCCFA 2012-13 TRAN Pool Series F

S:SP-1+ 12/31/2013 TIC:NIC:

0.4320.438

Term

(BC) Stradling Yocca(FA) Keygent Advisors LLC(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg2/14/2013 $1,981,000.00 Newhall School DistrictCDIAC Number: 2013-0059Tax and revenue anticipation note

Cash flow, interim financingCA ED Notes Program Series C

S:SP-1 1/31/2014 TIC:NIC:

0.3160.322

Serial

(BC) Bowie Arneson Wiles(FA) Keygent Advisors LLC(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg11/14/2013 $35,996,496.00 Newhall School DistrictCDIAC Number: 2013-1977Bond anticipation note

K-12 school facilitySFID No 2011-1

S:AA-/SP-1+ 8/1/2018 TIC:2.163

103




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Comb

(BC) Fulbright & Jaworski(FA) Harrell & Co Advisors(TR) The Bank of NY Mellon(UW) E J De La Rosa

Neg4/16/2013 $9,395,000.00 Norwalk Community Facilities Financing AuthorityCDIAC Number: 2013-0705Public enterprise revenue bond


S:AA- 6/1/2043 TIC:NIC:

3.733.788

Serial

(BC) Fulbright & Jaworski(FA) Harrell & Co Advisors(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) E J De La Rosa

Neg4/10/2013 $7,120,000.00 Norwalk Community Facilities Financing AuthorityCDIAC Number: 2013-0706Public lease revenue bond

Ins


S:AA-/A+ 6/1/2029 TIC:NIC:

3.0953.124

Serial

(BC) Fulbright & Jaworski(FA) Harrell & Co Advisors(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) De La Rosa & Co

Neg4/30/2013 $8,630,000.00 Norwalk Community Facilities Financing AuthorityCDIAC Number: 2013-0707Public lease revenue bond

Ins

Multiple capital improvements, public worksSeries BRefunding

S:AA-/A+ 6/1/2025 TIC:NIC:

2.9473.046

Serial


Neg1/10/2013 $11,630,000.00 Norwalk-La Mirada Unified School DistrictCDIAC Number: 2012-2002General obligation bond

M:Aa3


S:A+ 8/1/2019 TIC:NIC:

1.4311.531

Comb

(BC) Nixon Peabody(EN) Build America(TR) US Bank NA(UW) Piper Jaffray & Co

Neg4/16/2013 $42,240,000.00 Palmdale School DistrictCDIAC Number: 2013-0390General obligation bond

Ins

M:A1



4.1970

Serial

(BC) Nixon Peabody(EN) Build America(TR) US Bank NA(UW) Piper Jaffray & Co

Neg4/16/2013 $2,985,000.00 Palmdale School DistrictCDIAC Number: 2013-0767General obligation bond

Ins

M:A1



2.9920

104




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Term


Neg2/20/2013 $21,000,000.00 Palmdale School District (LACS)CDIAC Number: 2013-0298Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.6110.619

Term


Neg7/24/2013 $7,000,000.00 Palmdale School District (LACS)CDIAC Number: 2013-1485Tax and revenue anticipation note


S:SP-1+ 2/28/2014 TIC:NIC:

0.6150.62

Comb

(BC) Stradling Yocca(FA) NHA Advisors(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) Piper Jaffray & Co

Neg5/15/2013 $44,350,000.00 Palmdale Water District Public Financing AuthorityCDIAC Number: 2013-0864Public enterprise revenue bond

Ins

F:A+


S:AA-/A- 10/1/2043 TIC:NIC:

3.8454.019

Term


Neg2/20/2013 $5,000,000.00 Palos Verdes Peninsula Unified School District (LACS)CDIAC Number: 2013-0299Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.5540.561

Term


Neg7/24/2013 $7,000,000.00 Palos Verdes Peninsula Unified School District (LACS)CDIAC Number: 2013-1486Tax and revenue anticipation note


S:SP-1+ 2/28/2014 TIC:NIC:

0.5440.549

Comb

(BC) Orrick Herrington(FA) CA Financial Service(EN) Build America(TR) US Bank NA(UW) Piper Jaffray & Co

Neg12/11/2013 $33,953,515.00 Paramount Unified School DistrictCDIAC Number: 2013-2080General obligation bond

Ins

M:A1


S:AA/A+ 8/1/2051 TIC:6.643

105




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Term


Neg2/20/2013 $10,000,000.00 Paramount Unified School District (LACS)CDIAC Number: 2013-0300Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.6380.646

Comb

(BC) Sidley Austin LLP(FA) PRAG(PU) Merrill Lynch Pierce(TR) The Bank of NY Mellon

Comp11/18/2013 $80,485,000.00 PasadenaCDIAC Number: 2013-2064Public enterprise revenue bond

F:AA

Power generation/transmissionCalifornia Electric Series ARefunding

S:AA- 6/1/2043NIC: 4.366

Term

(BC) Orrick Herrington(FA) PRAG(PU) Union Bank NA(TR) Deutsche Bank Natl Trust

Neg1/15/2013 $34,900,000.00 Pasadena Public Financing AuthorityCDIAC Number: 2012-1874Public lease revenue bond

Multiple capital improvements, public worksRose Bowl Series ARefunding

NR 12/1/2042

Variable

Term

(BC) Orrick Herrington(FA) PRAG(PU) Union Bank NA(TR) Deutsche Bank Natl Trust

Neg1/15/2013 $19,065,000.00 Pasadena Public Financing AuthorityCDIAC Number: 2012-1877Public lease revenue bond

Multiple capital improvements, public worksRose Bowl Series BFederally Taxable

NR 12/1/2027

Variable

Term


Neg7/24/2013 $12,000,000.00 Pasadena Unified School District (LACS)CDIAC Number: 2013-1487Tax and revenue anticipation note


S:SP-1+ 2/28/2014 TIC:NIC:

0.5540.558

Term


Neg2/20/2013 $56,000,000.00 Pomona Unified School District (LACS)CDIAC Number: 2013-0301Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.5570.565

106




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial

(BC) Jones Hall(FA) Dale Scott & Co Inc(EN) Build America(TR) US Bank NA(UW) E J De La Rosa

Neg7/16/2013 $18,160,000.00 Pomona Valley Educational Joint Powers AuthorityCDIAC Number: 2013-1611Public lease revenue bond

Ins



3.9394.118

Comb

(BC) Hawkins Delafield(FA) Fieldman Rolapp(TR) Union Bank NA(UW) Citigroup Global Markets

Neg3/21/2013 $17,300,000.00 Puente Basin Water AgencyCDIAC Number: 2013-0382Public enterprise revenue bond

Water supply, storage, distributionWalnut Valley Water District Series A


3.6170

Comb

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(TR) US Bank NA(UW) Piper Jaffray & Co

Neg3/7/2013 $25,000,000.00 Redondo Beach Unified School DistrictCDIAC Number: 2013-0607General obligation bond

M:A1


S:A+ 8/1/2037 TIC:NIC:

3.5483.618

Comb

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(TR) US Bank NA(UW) Piper Jaffray & Co

Neg3/7/2013 $8,135,000.00 Redondo Beach Unified School DistrictCDIAC Number: 2013-0608General obligation bond

M:A1

K-12 school facilitySeries ERefunding

S:A+ 8/1/2033 TIC:NIC:

3.633.556

Term


Neg2/20/2013 $16,500,000.00 Redondo Beach Unified School District (LACS)CDIAC Number: 2013-0302Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.5350.542

Term


Neg7/24/2013 $10,800,000.00 Redondo Beach Unified School District (LACS)CDIAC Number: 2013-1488Tax and revenue anticipation note


S:SP-1+ 2/28/2014 TIC:NIC:

0.5520.557

107




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Comb

(BC) Jones Hall(FA) Fieldman Rolapp(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg9/18/2013 $8,326,503.00 Rosemead School DistrictCDIAC Number: 2013-1602General obligation bond

Ins

K-12 school facilitySeries B & T-1

S:AA-/A+ 8/1/2043 TIC:5.974

Term


Neg2/20/2013 $4,000,000.00 Rosemead School District (LACS)CDIAC Number: 2013-0303Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.7040.712

Comb

(BC) Jones Hall(FA) Dale Scott & Co Inc(TR) US Bank NA(UW) George K Baum

Neg7/9/2013 $50,000,000.00 Rowland Unified School DistrictCDIAC Number: 2013-0752General obligation bond

M:Aa2


S:AA- 8/1/2043 TIC:NIC:

4.7254.897

Serial

(BC) Jones Hall(FA) Dale Scott & Co Inc(TR) US Bank NA(UW) George K Baum

Neg9/4/2013 $29,515,000.00 Rowland Unified School DistrictCDIAC Number: 2013-1352General obligation bond

M:Aa2


S:AA- 8/1/2027 TIC:NIC:

3.843.992

Comb

(BC) Stradling Yocca(EN) Build America(TR) US Bank NA(UW) Piper Jaffray & Co

Neg12/4/2013 $22,997,960.00 San Gabriel Unified School DistrictCDIAC Number: 2013-2012General obligation bond

Ins

M:Aa3


S:AA/A+ 8/1/2041 TIC:5.35

Serial

(BC) Stradling Yocca(FA) Keygent Advisors LLC(TR) US Bank NA(UW) Piper Jaffray & Co

Neg2/27/2013 $33,765,000.00 Santa Clarita Community College DistrictCDIAC Number: 2013-0360General obligation bond

F:AA



2.6082.83

108




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial


Neg2/28/2013 $8,000,000.00 Santa Clarita Community College District (CCCFA)CDIAC Number: 2013-0423Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.5040.511

Comb

(BC) Jones Hall(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg5/8/2013 $6,890,000.00 Santa Fe Springs Water Utility AuthorityCDIAC Number: 2013-0903Public enterprise revenue bond

Ins



3.9993.933

Serial

(BC) Nixon Peabody(FA) First Southwest(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg6/5/2013 $108,405,000.00 Santa Monica Community College DistrictCDIAC Number: 2013-1105General obligation bond

M:Aa2



3.1160

Serial

(BC) Nixon Peabody(FA) First Southwest(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg6/5/2013 $23,450,000.00 Santa Monica Community College DistrictCDIAC Number: 2013-1107General obligation bond

M:Aa2



1.5370

Term


Neg2/20/2013 $20,000,000.00 Santa Monica Community College District (LACS)CDIAC Number: 2013-0304Tax and revenue anticipation note


S:SP-1+ 9/30/2013 TIC:NIC:

0.5280.533

Serial


Neg1/8/2013 $45,425,000.00 Santa Monica-Malibu Unified School DistrictCDIAC Number: 2012-2013General obligation bond

M:Aa1



2.8562.988

109




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Comb


Neg3/19/2013 $82,995,327.00 Santa Monica-Malibu Unified School DistrictCDIAC Number: 2012-2014General obligation bond


NR 7/1/2037 TIC:4.03

Comb

(BC) Bowie Arneson Wiles(FA) Keygent Advisors LLC(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg5/30/2013 $13,585,000.00 Saugus Union School District CFD No 2002-1CDIAC Number: 2013-0772Limited tax obligation bond



4.3164.494

Comb



K-12 school facilitySanta Clarita Vly Sanitation Dist & William S Hart UnHSD IANo 2


5.6685.654

Comb



K-12 school facilityIA No 1Refunding


4.624.674

Term


Neg8/7/2013 $18,030,000.00 Saugus/Castaic School Facilities Financing Authority CFD No2006-1CCDIAC Number: 2013-1293Limited tax obligation bond



6.1466.052

Comb

(BC) Bowie Arneson Wiles(FA) Dolinka Group LLC(PU) Wm S Hart Jt SFA(TR) Zions First Natl Bk

Neg1/29/2013 $5,825,000.00 Saugus/Hart School Facilities Financing Authority CFD No2000-1CDIAC Number: 2012-1887Limited tax obligation bond


S:A- 9/1/2034 TIC:NIC:

3.8524.025

110




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial


Neg5/31/2013 $6,295,000.00 Saugus/Hart School Facilities Financing Authority CFD No2000-1CDIAC Number: 2013-0771Limited tax obligation bond



4.2074.202

Serial

(BC) Fulbright & Jaworski(FA) Isom Adv / Urban Futures(EN) Build America(TR) Wells Fargo Bank(UW) Stifel Nicolaus & Co Inc

Neg2/27/2013 $6,995,000.00 South Pasadena Public Financing AuthorityCDIAC Number: 2013-0326Public enterprise revenue bond

Ins


S:AA/A+ 10/1/2029 TIC:NIC:

2.7782.887

Term


Neg2/20/2013 $4,920,000.00 South Whittier Elementary School District (CSCRPA)CDIAC Number: 2013-0486Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term


Neg6/25/2013 $2,405,000.00 South Whittier Elementary School District (CSCRPA)CDIAC Number: 2013-1385Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

Serial

(BC) Curls Bartling PC(CB) Fulbright & Jaworski(FA) The PFM Group(TR) US Bank NA(UW) Citigroup Global Markets

Neg5/2/2013 $65,120,000.00 Southern California Public Power AuthorityCDIAC Number: 2013-0846Public enterprise revenue bond

Power generation/transmissionSouthern Transmission Series ARefunding

S:AA- 7/1/2021 TIC:NIC:

1.2480

Serial

(BC) Curls Bartling PC(CB) Fulbright & Jaworski(FA) The PFM Group(TR) US Bank NA(UW) Citigroup Global Markets

Neg5/2/2013 $16,620,000.00 Southern California Public Power AuthorityCDIAC Number: 2013-0850Public enterprise revenue bond

Power generation/transmissionSouthern Transmission Series BFederally TaxableRefunding

S:AA- 7/1/2017 TIC:NIC:

0.8460

111




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial

(BC) Orrick Herrington(FA) KNN Public Finance(PU) LA Co Redev Ref Authority(TR) US Bank NA

Neg12/18/2013 $25,180,000.00 Successor Agency to the Alhambra Redevelopment AgencyCDIAC Number: 2013-2238Limited tax obligation bond

Redevelopment, multiple purposesIndustrial Series ARefunding


2.7282.904

Serial

(BC) Jones Hall(FA) Fieldman Rolapp(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg11/14/2013 $96,620,000.00 Successor Agency to the Brea Redevelopment AgencyCDIAC Number: 2013-1951Tax allocation bond

Ins

Redevelopment, multiple purposesRefunding

S:AA- 8/1/2026 TIC:NIC:

3.0053.19

Serial

(BC) Orrick Herrington(FA) KNN Public Finance(PU) LA Co Redev Ref Authority(TR) Union Bank NA

Neg12/18/2013 $5,200,000.00 Successor Agency to the Claremont Redevelopment AgencyCDIAC Number: 2013-2232Limited tax obligation bond

Redevelopment, multiple purposesConsolidated Series ARefunding


3.2183.415

Serial

(BC) Orrick Herrington(FA) KNN Public Finance(PU) LA Co Redev Ref Authority(TR) The Bank of NY Mellon

Neg12/18/2013 $12,151,600.00 Successor Agency to the Covina Redevelopment AgencyCDIAC Number: 2013-2231Limited tax obligation bond

Redevelopment, multiple purposesCovina Revitalization No One Series ARefunding

NR 12/1/2023 TIC:3.62

Serial

(BC) Jones Hall(FA) Harrell & Co Advisors(EN) Assured Guaranty Corp(PU) Southwest Securities(TR) US Bank NA

Neg11/5/2013 $44,985,000.00 Successor Agency to the Glendale Redevelopment AgencyCDIAC Number: 2013-1878Tax allocation bond

Ins

Redevelopment, multiple purposesCentralRefunding

S:AA- 12/1/2021 TIC:NIC:

2.2222.377

Serial


Neg12/12/2013 $14,975,000.00 Successor Agency to the Los Angeles CommunityRedevelopment AgencyCDIAC Number: 2013-2191Limited tax obligation bond

Redevelopment, multiple purposesHollywood Series GRefunding


2.6132.829

112




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial



Redevelopment, multiple purposesNorth Hollywoood Series IRefunding


2.813.044

Serial



Redevelopment, multiple purposesHollywood Series HFederally TaxableRefunding


3.5775.599

Comb



Redevelopment, multiple purposesMid-City Recovery Series DFederally TaxableRefunding


5.685.685

Comb



Redevelopment, multiple purposesAdelante Eastside Series EFederally TaxableRefunding


5.7255.719

Serial



Redevelopment, multiple purposesLittle Tokyo Series FRefunding


2.4622.619

113




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial


Neg12/18/2013 $810,000.00 Successor Agency to the Lynwood Redevelopment AgencyCDIAC Number: 2013-2236Limited tax obligation bond

Redevelopment, multiple purposesAlameda Series ARefunding


3.4653.49

Serial


Neg12/18/2013 $9,785,000.00 Successor Agency to the Lynwood Redevelopment AgencyCDIAC Number: 2013-2237Limited tax obligation bond

Redevelopment, multiple purposesArea A Series ARefunding


4.0354.166

Comb

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(TR) US Bank NA(UW) Southwest Securities

Neg2/13/2013 $13,330,000.00 Successor Agency to the Monrovia Redevelopment AgencyCDIAC Number: 2012-1529Tax allocation bond

Redevelopment, multiple purposesCentral Area No 1Refunding


4.1034.217

Serial

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Southwest Securities


Ins

Redevelopment, multiple purposesCentral Area No 1 Series ARefunding


3.0223.224

Comb



Ins

Redevelopment, multiple purposesCentral Area No 1 Series BFederally TaxableRefunding


4.3884.379

Serial


Neg12/18/2013 $13,825,000.00 Successor Agency to the Monterey Park RedevelopmentAgencyCDIAC Number: 2013-2233Limited tax obligation bond

Redevelopment, multiple purposesAtlantic-Garvey No 1 Series ARefunding


3.6963.832

114




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial


Neg12/18/2013 $7,080,000.00 Successor Agency to the Monterey Park RedevelopmentAgencyCDIAC Number: 2013-2234Limited tax obligation bond

Redevelopment, multiple purposesMerged Area Series BRefunding


4.0234.156

Comb

(BC) Orrick Herrington(FA) KNN Public Finance(PU) LA Co Redev Ref Authority(TR) The Bank of NY Mellon

Neg12/18/2013 $9,370,000.00 Successor Agency to the W Hollywood Cmnty DevelopmentCommCDIAC Number: 2013-2235Limited tax obligation bond

Redevelopment, multiple purposesEastside Area Series ARefunding


4.5264.618

Serial

(BC) Jones Hall(FA) Kosmont Realty Corp(EN) Build America(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg7/2/2013 $18,015,000.00 Successor Agency to the Walnut Improvement AgencyCDIAC Number: 2013-1509Tax allocation bond

Ins



2.3792.475

Term


Neg2/20/2013 $5,770,000.00 Sulphur Springs Union Elementary School District (CSCRPA)CDIAC Number: 2013-0487Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term


Neg3/5/2013 $12,497,916.00 Sulphur Springs Union School DistrictCDIAC Number: 2013-0062Bond anticipation note


S:SP-1+ 1/1/2015 TIC:NIC:

1.2070

Term


Neg6/25/2013 $4,890,000.00 Sulphur Springs Union School District (CSCRPA)CDIAC Number: 2013-1413Tax and revenue anticipation note

Cash flow, interim financingCSCRPA 2013-14 TRANs Pool Series E

S:SP-2 4/1/2014 TIC:NIC:

1.041.048

115




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Comb


Neg2/21/2013 $4,335,000.00 Sulphur Springs Union School District CFD No 2002-1CDIAC Number: 2013-0550Limited tax obligation bond


S:BBB+ 9/1/2038 TIC:NIC:

4.2784.235

Comb

(BC) Stradling Yocca(FA) CA Financial Service(EN) Assured Guaranty Corp(TR) US Bank NA(UW) George K Baum

Neg7/24/2013 $39,998,164.00 Temple City Unified School DistrictCDIAC Number: 2013-1552General obligation bond

Ins

M:A2/A1


S:AA-/AA- 8/1/2043 TIC:NIC:

5.4515.945

Term


Neg2/20/2013 $4,500,000.00 Temple City Unified School District (LACS)CDIAC Number: 2013-0305Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.6380.646

Term

(BC) Jones Hall(FA) NHA Advisors(TR) Torrance(UW) Morgan Stanley

Comp6/26/2013 $30,000,000.00 TorranceCDIAC Number: 2013-1119Tax and revenue anticipation note


S:SP-1+ 7/15/2014 TIC:NIC:

0.2250.229

Term


Neg2/20/2013 $24,000,000.00 Walnut Valley Unified School District (LACS)CDIAC Number: 2013-0306Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.6640.674

Term


Neg7/24/2013 $8,000,000.00 Walnut Valley Unified School District (LACS)CDIAC Number: 2013-1489Tax and revenue anticipation note


S:SP-1+ 2/28/2014 TIC:NIC:

0.5470.552

116




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Serial

(BC) Stradling Yocca(FA) PRAG(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg5/14/2013 $17,165,000.00 West Basin Municipal Water DistrictCDIAC Number: 2013-1003Public enterprise revenue bond

M:Aa2


S:AA- 8/1/2016 TIC:NIC:

0.4890.51

Comb

(BC) Jones Hall(FA) RR Brown(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg8/28/2013 $19,155,000.00 West Hollywood Public Financing AuthorityCDIAC Number: 2013-1749Public lease revenue bond

F:AA+

ParkingCity Hall Parking & Werle Bldg

S:AA+ 4/1/2043 TIC:NIC:

4.9454.983

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(TR) US Bank NA(UW) E J De La Rosa

Neg5/8/2013 $20,000,000.00 Whittier City School DistrictCDIAC Number: 2013-0753General obligation bond

M:Aa3


8/1/2043 TIC:NIC:

4.0964.191

Comb

(BC) Bowie Arneson Wiles(FA) Dolinka Group LLC(TR) Zions First Natl Bk(UW) Stone Youngberg/Stifel

Neg1/21/2013 $7,840,000.00 William S Hart Joint School Financing AuthorityCDIAC Number: 2012-1890Revenue bond (Pool)

K-12 school facilityCFD Nos 2000-1, 99-1, 90-1Refunding

S:A- 9/1/2034 TIC:NIC:

3.8374.016

Comb

(BC) Bowie Arneson Wiles(FA) Dolinka Group LLC(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg2/6/2013 $168,280,123.00 William S Hart Union High School DistrictCDIAC Number: 2012-1839General obligation bond

M:Aa2F:AA-


8/1/2038 TIC:NIC:

3.7610

Comb

(BC) Bowie Arneson Wiles(FA) Dolinka Group LLC(TR) Zions First Natl Bk(UW) Stone Youngberg/Stifel

Neg1/30/2013 $20,115,000.00 William S Hart Union High School District CFD No 2002-1CDIAC Number: 2012-1889Limited tax obligation bond



4.3574.501

117




DATEAMOUNT

Rating(s) Enhancmt


Los Angeles

Comb

(BC) Bowie Arneson Wiles(FA) Dolinka Group LLC(PU) Wm S Hart Jt SFA(TR) Zions First Natl Bk

Neg1/29/2013 $1,460,000.00 William S Hart Union High School District CFD No 99-1CDIAC Number: 2012-1888Limited tax obligation bond


S:A- 9/1/2034 TIC:NIC:

3.974.163

Term


Neg2/20/2013 $1,415,000.00 Wilsona School District (LACS)CDIAC Number: 2013-0307Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.7180.728

Comb

(BC) Nixon Peabody(FA) Caldwell Flores(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg12/11/2013 $5,325,000.00 Wiseburn School DistrictCDIAC Number: 2013-2118General obligation bond

M:Aa3


8/1/2033 TIC:4.166

Term


Neg2/20/2013 $3,250,000.00 Wiseburn School District (LACS)CDIAC Number: 2013-0308Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.7180.728

Term


Neg7/24/2013 $1,000,000.00 Wiseburn School District (LACS)CDIAC Number: 2013-1490Tax and revenue anticipation note


S:SP-1+ 2/28/2014 TIC:NIC:

0.4470.451

Madera

Term


Neg1/24/2013 $1,925,000.00 Chawanakee Unified School District (CSCRPA)CDIAC Number: 2013-0096Tax and revenue anticipation note

Cash flow, interim financingCSCRPA 2012-13 TRAN Pool Series V

S:SP-1+ 10/1/2013 TIC:NIC:

0.4480.453

118




DATEAMOUNT

Rating(s) Enhancmt


Madera

Term


Neg6/25/2013 $1,865,000.00 Chawanakee Unified School District (CSCRPA)CDIAC Number: 2013-1415Tax and revenue anticipation note


S:SP-1 5/1/2014 TIC:NIC:

0.6260.633

Term


Neg2/20/2013 $2,600,000.00 Golden Valley Unified School District (CSCRPA)CDIAC Number: 2013-0458Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term


Neg6/25/2013 $655,000.00 Golden Valley Unified School District (CSCRPA)CDIAC Number: 2013-1378Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

Term


Neg6/25/2013 $1,570,000.00 Madera County Board of Education (CSCRPA)CDIAC Number: 2013-1397Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3360.341

Term


Neg2/20/2013 $3,390,000.00 Madera Unified School District (CSCRPA)CDIAC Number: 2013-0468Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Serial

(BC) Stradling Yocca(FA) Dale Scott & Co Inc(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Piper Jaffray & Co

Neg8/6/2013 $3,695,000.00 Yosemite Unified School DistrictCDIAC Number: 2013-1610Certificates of participation/leases

Ins


S:AA-/A- 8/1/2026 TIC:NIC:

4.3294.245

119




DATEAMOUNT

Rating(s) Enhancmt


Madera

Term


Neg2/20/2013 $3,460,000.00 Yosemite Unified School District (CSCRPA)CDIAC Number: 2013-0528Tax and revenue anticipation note


S:SP-1 12/31/2013 TIC:NIC:

0.6170.625

Term


Neg6/25/2013 $1,690,000.00 Yosemite Unified School District (CSCRPA)CDIAC Number: 2013-1386Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

Marin

Term

(BC) Jones Hall(FA) NHA Advisors(TR) Corte Madera(UW) E J De La Rosa

Neg10/22/2013 $2,200,000.00 Corte MaderaCDIAC Number: 2013-1928Tax and revenue anticipation note


S:SP-1 9/4/2014 TIC:NIC:

1.311.31

Term

(BC) Quint & Thimmig(FA) Wulff Hansen & Co(PU) Capital One Pub Funding

Neg7/1/2013 $3,067,000.00 LarkspurCDIAC Number: 2013-1510Certificates of participation/leases


NR 6/1/2028NIC: 2.3

Term

(BC) Quint & Thimmig(PU) Compass Bank(TR) The Bank of NY Mellon

Neg8/16/2013 $6,163,324.00 Marin County Open Space Financing AuthorityCDIAC Number: 2013-1616Revenue bond (Pool)

Parks, open spaceRefunding

NR 9/15/2027NIC: 3.06

Serial

(PU) Kansas State BankNeg1/28/2013 $52,148.00 Mill ValleyCDIAC Number: 2012-2004Certificates of participation/leases

Recreation and sports facilitiesGym Equipment

NR 12/28/2015 TIC:NIC:

07.81

120




DATEAMOUNT

Rating(s) Enhancmt


Marin

Comb

(BC) Jones Hall(FA) NHA Advisors(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) Southwest Securities

Neg8/14/2013 $17,780,000.00 Ross Valley Public Financing AuthorityCDIAC Number: 2013-1585Public enterprise revenue bond

Ins

Wastewater collection, treatmentMarin Co Sanitary Dist No 1Refunding

S:AA-/A 10/1/2043 TIC:NIC:

4.8964.925

Term

(BC) Stradling Yocca(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg12/18/2013 $5,440,643.00 Ross Valley School DistrictCDIAC Number: 2013-2130Bond anticipation note

M:Aa3


12/1/2018 TIC:1.758

Comb

(BC) Quint & Thimmig(FA) Wulff Hansen & Co(UW) Edward D Jones & Co

Neg1/29/2013 $3,675,000.00 Sausalito Marin City School DistrictCDIAC Number: 2013-0313Certificates of participation/leases

K-12 school facilityMLK Jr Academy

S:AA 11/1/2042 TIC:3.276

Term

(BC) Weist Law Firm(PU) Bank of Nevada

Neg6/12/2013 $1,997,614.00 Stinson Beach County Water DistrictCDIAC Number: 2013-1185Public enterprise revenue bond


NR 10/1/2032 TIC:NIC:

3.4713.47

Mariposa

Term

(BC) Weist Law Firm(FA) Cooperman & Associates(PU) Westamerica Bank

Neg10/1/2013 $806,500.00 Mariposa CountyCDIAC Number: 2013-1786Certificates of participation/leases

Public buildingCourthouseRefunding


1.981.98

Merced

Serial

(BC) Matt Juhl-Darlington(FA) Isom Adv / Urban Futures(EN) Build America(TR) Wells Fargo Bank(UW) Stifel Nicolaus & Co Inc

Neg4/16/2013 $2,698,445.00 Delhi Unified School DistrictCDIAC Number: 2013-1704General obligation bond

Ins



4.8010

121




DATEAMOUNT

Rating(s) Enhancmt


Merced

Term


Neg2/20/2013 $2,500,000.00 Delhi Unified School District (CSCRPA)CDIAC Number: 2013-0450Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term


Neg2/20/2013 $1,250,000.00 Hilmar Unified School District (CSCRPA)CDIAC Number: 2013-0460Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term

(BC) Lozano Smith(FA) Fieldman Rolapp(TR) US Bank NA(UW) Hutchinson Shockey

Comp12/3/2013 $8,968,533.00 Los Banos Unified School DistrictCDIAC Number: 2013-2099Bond anticipation note


S:SP-1+ 8/1/2018 TIC:1.719

Term


Neg2/20/2013 $9,145,000.00 Los Banos Unified School District (CSCRPA)CDIAC Number: 2013-0500Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3980.402

Term

(BC) Orrick Herrington(FA) Dolinka Group LLC(PU) Compass Mortgage Corp(TR) The Bank of NY Mellon

Neg5/22/2013 $9,560,000.00 Merced City School DistrictCDIAC Number: 2013-0862General obligation bond



2.252.25

Term


Neg2/20/2013 $5,240,000.00 Merced City School District (CSCRPA)CDIAC Number: 2013-0470Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

122




DATEAMOUNT

Rating(s) Enhancmt


Merced

Serial


Neg2/28/2013 $5,000,000.00 Merced Community College District (CCCFA)CDIAC Number: 2013-0417Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.6310.639

Comb

(BC) Orrick Herrington(FA) KNN Public Finance(EN) Build America(TR) The Bank of NY Mellon(UW) Citigroup Capital Markets

Comp5/14/2013 $10,885,000.00 Merced CountyCDIAC Number: 2013-0844Certificates of participation/leases

Ins

M:A2

Prisons, jails, correctional facilitiesJuvenile JusticeRefunding


3.2613.33

Term

(PU) Kansas State BankNeg6/11/2013 $45,070.00 Merced CountyCDIAC Number: 2013-1280Certificates of participation/leases

EquipmentKonica Minolta Bizhub CopiersFederally Taxable

NR 6/11/2018 TIC:NIC:

03.95

Serial

(BC) Hawkins Delafield(FA) Fieldman Rolapp(PU) GE Government Fin

Neg6/5/2013 $11,988,960.00 Merced Irrigation DistrictCDIAC Number: 2013-1237Public enterprise revenue bond

Power generation/transmissionRefunding


3.9483.95

Term


Neg2/20/2013 $1,070,000.00 Weaver Union Elementary School District (CSCRPA)CDIAC Number: 2013-0489Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Monterey

Term

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(EN) Build America(TR) US Bank NA(UW) Piper Jaffray & Co

Neg3/19/2013 $1,090,000.00 Greenfield Union School DistrictCDIAC Number: 2013-0058General obligation bond

Ins



4.3974.595

123




DATEAMOUNT

Rating(s) Enhancmt


Monterey

Term


Neg2/20/2013 $3,525,000.00 King City Union Elementary School District (CSCRPA)CDIAC Number: 2013-0520Tax and revenue anticipation note


S:SP-1 10/1/2013 TIC:NIC:

0.6190.624

Serial


Neg8/7/2013 $2,000,000.00 King City Union School DistrictCDIAC Number: 2013-1550Tax and revenue anticipation note


S:SP-1+ 4/30/2014 TIC:NIC:

0.4440.449

Serial

(BC) Matt Juhl-Darlington(FA) Isom Adv / Urban Futures(PU) City National Bank(TR) US Bank NA

Neg12/5/2013 $333,000.00 King City Union School DistrictCDIAC Number: 2013-2005Certificates of participation/leases


NR 11/1/2020 TIC:NIC:

3.353.35

Term

(BC) Jones Hall(PU) TCM Fund

Neg11/6/2013 $1,433,897.00 Monterey County Educational Delinquent Tax FinanceAuthorityCDIAC Number: 2013-1950Certificates of participation/leases


NR

Serial

(BC) Orrick Herrington(FA) Fieldman Rolapp(PU) Capital One Pub Funding(TR) Union Bank NA

Neg9/24/2013 $7,170,000.00 Monterey Joint Powers Financing AuthorityCDIAC Number: 2013-1858Public lease revenue bond

Public buildingPolice Facs/Fire Station 3Federally TaxableState TaxableRefunding


3.8693.87

Serial

(BC) Stradling Yocca(TR) Union Bank NA(UW) Piper Jaffray & Co

Neg4/9/2013 $19,235,000.00 Monterey Peninsula Community College DistrictCDIAC Number: 2013-0100General obligation bond

M:Aa2


S:AA- 8/1/2021 TIC:NIC:

1.4481.58

124




DATEAMOUNT

Rating(s) Enhancmt


Monterey

Serial

(BC) Stradling Yocca(TR) Union Bank NA(UW) Piper Jaffray & Co

Neg4/9/2013 $14,585,000.00 Monterey Peninsula Community College DistrictCDIAC Number: 2013-0101General obligation bond

M:Aa2


S:AA- 8/1/2020 TIC:NIC:

1.9121.911

Term

(BC) Nossaman LLP(FA) A M Peche(EN) Assured Guaranty Corp(PU) Pinnacle Public Finance

Neg6/13/2013 $12,241,619.00 Monterey Regional Water Pollution Control AgencyCDIAC Number: 2013-1251Public enterprise revenue bond

Ins



2.142.14

Term

(BC) Weist Law Firm(PU) Capital One Pub Funding

Neg4/4/2013 $1,220,588.00 Pacific GroveCDIAC Number: 2013-0403Public enterprise revenue bond


NR 10/1/2031 TIC:NIC:

3.353.349

Term


Neg6/25/2013 $3,745,000.00 Pacific Grove Unified School District (CSCRPA)CDIAC Number: 2013-1428Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3120.317

Serial

(PU) Kansas State BankNeg1/18/2013 $275,586.00 SalinasCDIAC Number: 2013-0075Certificates of participation/leases

Equipment2012 Elgin Eagle Street Sweeper

NR 1/18/2018 TIC:NIC:

03

Term

(BC) Fulbright & Jaworski(PU) Green Campus Partners, LL(TR) The Bank of NY Mellon

Neg5/15/2013 $6,723,066.00 Salinas City Elementary School DistrictCDIAC Number: 2013-0842Certificates of participation/leases

K-12 school facilitySolar Series A

NR 10/30/2030 TIC:NIC:

3.4490

125




DATEAMOUNT

Rating(s) Enhancmt


Monterey

Term


Neg2/20/2013 $9,470,000.00 Salinas City Elementary School District (CSCRPA)CDIAC Number: 2013-0502Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3980.402

Term

(BC) Quint & Thimmig(FA) Brandis Tallman LLC(PU) City National Bank

Neg5/15/2013 $1,821,000.00 Santa Lucia Community Services DistrictCDIAC Number: 2013-0571Certificates of participation/leases

Multiple capital improvements, public worksCorporate Yard

NR 7/15/2028 TIC:3.271

Serial

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(PU) Soledad PFA(TR) US Bank NA

Neg7/25/2013 $3,540,000.00 SoledadCDIAC Number: 2013-1613Special assessment bond

Multiple capital improvements, public worksDiamond Ridge AD No 2002-01Refunding


5.9895.936

Comb

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(TR) US Bank NA(UW) E J De La Rosa

Neg7/25/2013 $3,780,000.00 Soledad Public Financing AuthorityCDIAC Number: 2013-1590Revenue bond (Pool)

Multiple capital improvements, public worksDiamond Ridge AD No 2002-01


5.3415.29

Comb

(BC) Jones Hall(FA) Dale Scott & Co Inc(EN) Build America(PU) Hutchinson Shockey(TR) US Bank NA

Comp5/21/2013 $5,000,000.00 Soledad Unified School DistrictCDIAC Number: 2013-0646General obligation bond

Ins

M:A1



4.084.008

Term


Neg2/20/2013 $1,225,000.00 Soledad Unified School District (CSCRPA)CDIAC Number: 2013-0485Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

126




DATEAMOUNT

Rating(s) Enhancmt


Napa

Term

(BC) Jones Hall(PU) City National Bank

Neg9/1/2013 $5,795,200.00 American Canyon Financing AuthorityCDIAC Number: 2013-1787Loan from a bank or other institution



3.723.72

Term

(BC) Jones Hall(PU) USDA Rural Dev(TR) Napa Co

Neg5/13/2013 $2,923,728.00 Napa Berryessa Resort Improvement DistrictCDIAC Number: 2013-0972Special assessment bond

Water supply, storage, distributionAD No 2012-01 Series B


3.1250

Serial

(BC) Orrick Herrington(FA) KNN Public Finance(PU) JP Morgan Chase Bank(TR) US Bank NA

Neg10/9/2013 $5,890,000.00 Napa County Flood Protection and Watershed ImprovementAuthorityCDIAC Number: 2013-1872Special assessment bond

Flood control, storm drainageSeries ARefunding

NR 6/15/2018 TIC:NIC:

1.3791.38

Serial

(BC) Jones Hall(FA) Keygent Advisors LLC(TR) US Bank NA(UW) TD Securities (USA) LLC

Comp4/30/2013 $48,515,000.00 Napa Valley Unified School DistrictCDIAC Number: 2013-0757General obligation bond

M:Aa2


S:AA- 8/1/2030 TIC:NIC:

2.7192.89

Comb

(BC) Jones Hall(FA) Caldwell Flores(TR) US Bank NA(UW) Piper Jaffray & Co

Neg3/27/2013 $19,999,475.00 St Helena Unified School DistrictCDIAC Number: 2013-0089General obligation bond

K-12 school facilitySeries A-1

S:AAA 8/1/2034 TIC:3.653

Comb




S:AAA 8/1/2037 TIC:4.711

127




DATEAMOUNT

Rating(s) Enhancmt


Napa

Serial



K-12 school facilitySeries A-2Federally Taxable


2.0912.103

Serial

(BC) Quint & Thimmig(FA) Columbia Capital(TR) The Bank of NY Mellon(UW) Morgan Stanley

Comp1/16/2013 $4,260,000.00 Yountville Financing AuthorityCDIAC Number: 2013-0044Public lease revenue bond

F:A+

Multiple capital improvements, public worksTown Hall

6/1/2027 TIC:2.782

Nevada

Term

(BC) Quint & Thimmig(FA) JNA Consulting Group(PU) Umpqua Bank

Neg5/15/2013 $2,437,000.00 Grass ValleyCDIAC Number: 2013-1098Certificates of participation/leases

Insurance and pension fundsPERS Side Fund PaymentFederally Taxable

NR 5/1/2021

Variable

Serial

(BC) Gilmore & Bell(PU) Capital One Pub Funding(TR) Deutsche Bank Natl Trust

Neg5/17/2013 $2,930,000.00 Nevada CountyCDIAC Number: 2013-1124Certificates of participation/leases

Public buildingAdmin Offices


04.155

Comb

(BC) Quint & Thimmig(FA) JNA Consulting Group(TR) Union Bank NA(UW) Piper Jaffray & Co

Neg11/14/2013 $6,005,000.00 Successor Agency to the Grass Valley Redevelopment AgencyCDIAC Number: 2013-1881Tax allocation bond


S:A+ 12/1/2038 TIC:4.8

Orange

Term

(BC) Stradling Yocca(FA) CSG Advisors(PU) Citibank(TR) Wells Fargo Bank

Neg2/28/2013 $19,750,000.00 Anaheim Housing AuthorityCDIAC Number: 2013-0395Loan from a bank or other institution

Multifamily housingPaseo Village Apts Series ASubject to Alternative Minimum Tax


Variable

00

128




DATEAMOUNT

Rating(s) Enhancmt


Orange

Term


Neg2/20/2013 $2,715,000.00 Buena Park Elementary School District (CSCRPA)CDIAC Number: 2013-0442Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Comb

(BC) Jones Hall(FA) Harrell & Co Advisors(TR) Union Bank NA(UW) Stone Youngberg/Stifel

Neg3/27/2013 $7,155,000.00 Buena Park Public Financing AuthorityCDIAC Number: 2013-0718Public enterprise revenue bond

Multiple capital improvements, public worksBuena ParkRefunding


4.2664.264

Comb

(BC) Bowie Arneson Wiles(FA) Government Fin Strat(TR) US Bank NA(UW) E J De La Rosa

Neg10/24/2013 $8,190,000.00 Capistrano Unified School District CFD No 2005-1CDIAC Number: 2013-1665Limited tax obligation bond

K-12 school facilityWhispering Hills


5.4345.406

Comb

(BC) Bowie Arneson Wiles(FA) Government Fin Strat(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Citigroup Global Markets


Ins

K-12 school facilityIA No 2002-1Refunding

S:AA-/BBB+ 9/1/2032 TIC:NIC:

4.6054.612

Serial

(BC) Bowie Arneson Wiles(FA) Government Fin Strat(EN) Build America(TR) US Bank NA(UW) Citigroup Capital Markets


Ins



2.722.838

Comb

(BC) Stradling Yocca(TR) The Bank of NY Mellon(UW) RBC Capital Mkts LLC

Neg5/14/2013 $190,000,000.00 Coast Community College DistrictCDIAC Number: 2013-0897General obligation bond

M:Aa1


S:AA- 8/1/2038 TIC:NIC:

3.5313.772

129




DATEAMOUNT

Rating(s) Enhancmt


Orange

Serial



M:Aa1


S:AA- 8/1/2018 TIC:NIC:

1.1711.174

Serial



M:Aa1


S:AA- 8/1/2024 TIC:NIC:

2.0492.322

Serial



M:Aa1


S:AA- 8/1/2020 TIC:NIC:

1.6721.677

Serial

(BC) Bowie Arneson Wiles(FA) Dolinka Group LLC(TR) Zions First Natl Bk(UW) Piper Jaffray & Co

Neg2/21/2013 $7,365,000.00 Cypress Elementary School DistrictCDIAC Number: 2012-2098Certificates of participation/leases


S:A+ 5/1/2028 TIC:NIC:

03.48

Comb

(BC) Rutan & Tucker(FA) Fieldman Rolapp(TR) Wells Fargo Bank(UW) Stifel Nicolaus & Co Inc

Neg5/22/2013 $17,885,000.00 Dana Point CFD No 2006-1CDIAC Number: 2013-1260Limited tax obligation bond

Multiple capital improvements, public worksHeadlandsRefunding

NR 9/1/2043

Comb

(BC) Jones Hall(TR) US Bank NA(UW) Stern Brothers & Co

Neg8/23/2013 $7,250,000.00 FullertonCDIAC Number: 2013-1761Other bond

Other purposeFederally TaxableRefunding

S:AA- 4/1/2033 TIC:NIC:

5.4025.436

130




DATEAMOUNT

Rating(s) Enhancmt


Orange

Serial

(BC) Stradling Yocca(FA) Dale Scott & Co Inc(TR) US Bank NA(UW) E J De La Rosa

Neg4/23/2013 $21,700,000.00 Fullerton Joint Union High School DistrictCDIAC Number: 2013-0777General obligation bond

M:Aa2


S:AA- 8/1/2029 TIC:NIC:

3.0153.362

Comb

(BC) Stradling Yocca(FA) Dolinka Group LLC(EN) Assured Guaranty Corp(PU) Fullerton SD FA(TR) US Bank NA

Neg7/10/2013 $960,000.00 Fullerton School District CFD No 2000-1CDIAC Number: 2013-1346Limited tax obligation bond

Ins



Variable

00

Comb

(BC) Stradling Yocca(FA) Dolinka Group LLC(EN) Assured Guaranty Corp(PU) Fullerton SD FA(TR) US Bank NA

Neg7/10/2013 $15,515,000.00 Fullerton School District CFD No 2001-1CDIAC Number: 2013-1347Limited tax obligation bond

Ins



Variable

00

Comb

(BC) Stradling Yocca(FA) Dolinka Group LLC(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Piper Jaffray & Co

Neg7/10/2013 $15,400,000.00 Fullerton School District Financing AuthorityCDIAC Number: 2013-1108Revenue bond (Pool)

Ins

K-12 school facilitySr Lien Bonds Series A


4.554.539

Comb

(BC) Stradling Yocca(FA) Dolinka Group LLC(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Piper Jaffray & Co

Neg7/10/2013 $1,075,000.00 Fullerton School District Financing AuthorityCDIAC Number: 2013-1109Revenue bond (Pool)

Ins

K-12 school facilityJr Lien Bonds Series B


4.554.539

Comb

(BC) Jones Hall(FA) Fieldman Rolapp(TR) Wells Fargo Bank(UW) George K Baum

Neg9/25/2013 $119,995,000.00 Garden Grove Unified School DistrictCDIAC Number: 2013-1463General obligation bond

M:Aa2


S:AA- 8/1/2040 TIC:NIC:

4.6724.854

131




DATEAMOUNT

Rating(s) Enhancmt


Orange

Comb

(BC) Stradling Yocca(FA) The PFM Group(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg7/10/2013 $12,965,000.00 Huntington Beach CFD No 2000-1CDIAC Number: 2013-1203Limited tax obligation bond

Multiple capital improvements, public worksGrand Coast ResortRefunding


4.8244.842

Comb

(BC) Stradling Yocca(FA) The PFM Group(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg7/30/2013 $20,915,000.00 Huntington Beach CFD No 2003-1CDIAC Number: 2013-1204Limited tax obligation bond

Multiple capital improvements, public worksHuntington CtrRefunding


5.0025.042

Serial

(BC) Stradling Yocca(FA) CA Financial Service(TR) US Bank NA(UW) Piper Jaffray & Co

Neg2/27/2013 $167,485,000.00 Huntington Beach Union High School DistrictCDIAC Number: 2013-0359General obligation bond

M:Aa2


S:AA- 8/1/2029 TIC:NIC:

2.62.834

Serial

(BC) Rutan & Tucker(FA) Fieldman Rolapp(PU) Diversified Real Estate (TR) The Bank of NY Mellon

Neg2/13/2013 $28,350,000.00 IrvineCDIAC Number: 2013-0643Special assessment bond

Multiple capital improvements, public worksAD No 07-22, Group Four

NR 9/2/2032NIC: 4.392

Comb

(BC) Rutan & Tucker(FA) Fieldman Rolapp(PU) Diversified Real Estate (TR) The Bank of NY Mellon


Multiple capital improvements, public worksAD No 04-20, Group Three

NR 9/2/2043NIC: 4.874

Serial

(BC) Rutan & Tucker(FA) Fieldman Rolapp(PU) Diversified Real Estate(TR) The Bank of NY Mellon


Multiple capital improvements, public worksAD No 10-23 Series B

NR 9/2/2043NIC: 5.439

132




DATEAMOUNT

Rating(s) Enhancmt


Orange

Serial

(BC) Rutan & Tucker(FA) Fieldman Rolapp(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc


Multiple capital improvements, public worksReassessment District No 13-1Refunding

S:BBB- 9/2/2030NIC: 3.787

Comb

(BC) Rutan & Tucker(FA) Fieldman Rolapp(TR) Wells Fargo Bank(UW) Stifel Nicolaus & Co Inc

Neg5/15/2013 $16,975,000.00 Irvine CFD No 2005-2CDIAC Number: 2013-1261Limited tax obligation bond

Multiple capital improvements, public worksColumbus GroveRefunding

S:BBB 9/1/2036NIC: 3

Comb

(BC) Orrick Herrington(FA) The PFM Group(TR) The Bank of NY Mellon(UW) Piper Jaffray & Co

Neg10/8/2013 $20,210,000.00 La Habra Utility AuthorityCDIAC Number: 2013-1754Public enterprise revenue bond

M:Aa3

Water supply, storage, distributionThe Enterprise Series ARefunding

S:AA 11/1/2043 TIC:NIC:

4.2194.387

Comb

(BC) Jones Hall(TR) Wells Fargo Bank(UW) George K Baum

Neg7/31/2013 $51,390,092.00 Los Alamitos Unified School DistrictCDIAC Number: 2013-1472General obligation bond

M:Aa2

K-12 school facilitySFID No 1 Series ERefunding


5.648.307

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(TR) US Bank NA(UW) Piper Jaffray & Co

Neg2/21/2013 $3,660,000.00 Magnolia School DistrictCDIAC Number: 2013-0324General obligation bond

M:Aa3


8/1/2038 TIC:NIC:

3.6143.647

Serial

(BC) Quint & Thimmig(FA) Fieldman Rolapp(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg2/26/2013 $28,810,000.00 Orange CFD No 91-2CDIAC Number: 2013-0357Limited tax obligation bond

Multiple capital improvements, public worksSerrano HeightsRefunding

S:A 10/1/2030 TIC:3.364

133




DATEAMOUNT

Rating(s) Enhancmt


Orange

Term

(BC) Orrick Herrington(FA) KNN Public Finance(TR) US Bank NA(UW) JP Morgan Securities

Neg1/9/2013 $268,360,000.00 Orange CountyCDIAC Number: 2013-0007Pension obligation bonds

M:Aa3F:AA/F1+

Insurance and pension fundsSeries AFederally Taxable

S:A+ 6/30/2014 TIC:NIC:

0.7570.757

Term

(BC) Orrick Herrington(FA) KNN Public Finance(PU) Wells Fargo Bank(TR) US Bank NA

Neg2/1/2013 $150,000,000.00 Orange CountyCDIAC Number: 2013-0066Tax anticipation note

Other purposeSeries B

NR 1/29/2016 TIC:NIC:

Variable

00

Term

(BC) Fulbright & Jaworski(FA) PRAG(TR) Union Bank NA(UW) Morgan Stanley

Neg10/3/2013 $129,625,000.00 Orange County Sanitation DistrictCDIAC Number: 2013-1589Revenue anticipation note

F:F1+


S:SP-1+ 10/16/2014 TIC:NIC:

0.1740.177

Serial

(BC) Nossaman LLP(FA) Sperry Capital(TR) US Bank NA(UW) Barclays Capital Inc

Neg7/31/2013 $124,415,000.00 Orange County Transportation AuthorityCDIAC Number: 2013-1505Public enterprise revenue bond

M:A1F:A-

Bridges and highways91 Express LanesRefunding

S:A 12/15/2030 TIC:NIC:

3.8264.053

Serial

(BC) Stradling Yocca(FA) Fieldman Rolapp(TR) Union Bank NA(UW) Citigroup Global Markets

Neg5/2/2013 $53,000,000.00 Orange County Water DistrictCDIAC Number: 2013-0053Public enterprise revenue bond

M:Aa1F:AAA



3.3583.766

Term

(BC) McFarlin & Anderson(FA) Keygent Advisors LLC(PU) Western Alliance Bancorp(TR) US Bank NA

Neg12/3/2013 $6,730,000.00 Orange Unified School District CFD No 2005-1CDIAC Number: 2013-1867Limited tax obligation bond

K-12 school facilityTremontRefunding


4.14.1

134




DATEAMOUNT

Rating(s) Enhancmt


Orange

Term

(BC) McFarlin & Anderson(FA) Keygent Advisors LLC(PU) Western Alliance Bancorp(TR) US Bank NA

Neg12/4/2013 $6,085,000.00 Orange Unified School District CFD No 2005-2CDIAC Number: 2013-1868Limited tax obligation bond

K-12 school facilityDel Rio SchoolRefunding


4.14.1

Serial

(BC) Stradling Yocca(TR) Wells Fargo Bank(UW) Kinsell Newcomb

Neg1/17/2013 $79,130,000.00 Rancho Santiago Community College DistrictCDIAC Number: 2012-2021General obligation bond

M:Aa2



2.332.636

Serial

(BC) Stradling Yocca(TR) The Bank of NY Mellon(UW) Piper Jaffray & Co

Neg4/18/2013 $71,865,000.00 Saddleback Valley Unified School DistrictCDIAC Number: 2013-0716General obligation bond

M:Aa2


S:A+ 8/1/2029 TIC:NIC:

2.8343.172

Serial


Neg9/26/2013 $10,000,000.00 Saddleback Valley Unified School DistrictCDIAC Number: 2013-1680General obligation bond

M:Aa2


S:AA- 8/1/2029 TIC:NIC:

3.4863.76

Comb

(BC) Best Best & Krieger(FA) Fieldman Rolapp(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg7/18/2013 $57,420,000.00 Santa Margarita Water District CFD No 2013-1CDIAC Number: 2013-1061Limited tax obligation bond

Multiple capital improvements, public worksVillage of Sendero


5.6995.646

Serial

(BC) Stradling Yocca(FA) KNN Public Finance(TR) US Bank NA(UW) E J De La Rosa

Neg12/17/2013 $20,960,000.00 Successor Agency to the Orange County Development AgencyCDIAC Number: 2013-2168Tax allocation bond

Redevelopment, multiple purposesSanta Ana Heights AreaRefunding

S:A- 9/1/2023 TIC:NIC:

3.3343.519

135




DATEAMOUNT

Rating(s) Enhancmt


Orange

Comb

(BC) Jones Hall(FA) Harrell & Co Advisors(EN) Build America(TR) US Bank NA(UW) Southwest Securities

Neg11/20/2013 $13,120,000.00 Successor Agency to the Placentia Revelopment AgencyCDIAC Number: 2013-1952Tax allocation bond

Ins



4.2264.268

Comb

(BC) Quint & Thimmig(FA) Fieldman Rolapp(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg5/29/2013 $9,350,000.00 Tustin CFD No 04-1CDIAC Number: 2013-0754Limited tax obligation bond

Multiple capital improvements, public worksTustin Legacy/John Laing HomesRefunding

S:BBB+ 9/1/2034NIC: 3.967

Comb

(BC) Quint & Thimmig(FA) Fieldman Rolapp(TR) The Bank of NY Mellon(UW) First Southwest

Neg10/8/2013 $14,045,000.00 Tustin Public Finance AuthorityCDIAC Number: 2013-1726Public enterprise revenue bond

Water supply, storage, distributionThe Enterprise

S:AA 4/1/2043 TIC:4.678

Comb

(BC) Bowie Arneson Wiles(CB) Fulbright & Jaworski(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg4/25/2013 $25,000,000.00 Tustin Unified School DistrictCDIAC Number: 2012-1341General obligation bond

M:Aa2

K-12 school facilitySFID No 2008-1 Series C


3.8150

Comb

(BC) Jones Hall(FA) Keygent Advisors LLC(TR) US Bank NA(UW) Piper Jaffray & Co

Neg2/28/2013 $35,000,000.00 Tustin Unified School DistrictCDIAC Number: 2012-1967General obligation bond

M:Aa2

K-12 school facilitySFID No 2012-1 Series A


2.9973.11

Comb

(BC) Orrick Herrington(FA) CA Financial Service(EN) Build America(TR) US Bank NA(UW) Piper Jaffray & Co

Neg3/13/2013 $20,998,784.00 Westminster School DistrictCDIAC Number: 2012-1803General obligation bond

Ins

M:Aa3


S:AA 8/1/2052 TIC:5.563

136




DATEAMOUNT

Rating(s) Enhancmt


Orange

Comb

(BC) Lozano Smith(FA) CA Financial Service(EN) Build America(TR) US Bank NA(UW) Piper Jaffray & Co

Neg12/5/2013 $22,324,916.00 Westminster School DistrictCDIAC Number: 2013-2098General obligation bond

Ins

M:Aa3


S:AA/A+ 8/1/2053NIC: 6.715

Placer

Comb

(BC) Orrick Herrington(FA) The PFM Group(TR) US Bank NA(UW) Piper Jaffray & Co

Neg12/5/2013 $5,165,000.00 Lincoln CFD No 2005-1CDIAC Number: 2013-2120Limited tax obligation bond

Multiple capital improvements, public worksSorrento


5.75.62

Comb

(BC) Orrick Herrington(FA) The PFM Group(TR) US Bank NA(UW) Piper Jaffray & Co

Neg10/2/2013 $4,830,000.00 Lincoln CFD No 2006-1CDIAC Number: 2013-1940Limited tax obligation bond

Multiple capital improvements, public worksLakeside IA No 1


5.5895.59

Term

(BC) Quint & Thimmig(FA) Capitol Public Fin Group(TR) Placer Co(UW) Southwest Securities

Neg9/5/2013 $2,500,000.00 Loomis Union School DistrictCDIAC Number: 2013-1176Tax and revenue anticipation note

M:MIG1


9/18/2014 TIC:0.427

Serial

(BC) Kronick Moskovitz(FA) Montague DeRose(TR) The Bank of NY Mellon(UW) US Bancorp

Neg6/6/2013 $8,100,000.00 Placer County Water AgencyCDIAC Number: 2013-1258Certificates of participation/leases

M:Aa2


S:AA+ 7/1/2023 TIC:2.026

Term

(BC) Jones Hall(FA) The PFM Group(PU) Compass Mortgage Corp(TR) The Bank of NY Mellon

Neg6/27/2013 $16,324,609.00 RosevilleCDIAC Number: 2013-1213Certificates of participation/leases

Public buildingCity Corp Yard & Woodcreek Oaks Golf CourseRefunding


2.152.15

137




DATEAMOUNT

Rating(s) Enhancmt


Placer

Comb

(BC) Jones Hall(FA) The PFM Group(TR) The Bank of NY Mellon(UW) Piper Jaffray & Co

Neg1/31/2013 $8,290,000.00 Roseville CFD No 1CDIAC Number: 2013-0362Limited tax obligation bond

Multiple capital improvements, public worksLongmeadow Parkside


4.0254.184

Term


Neg9/5/2013 $3,500,000.00 Roseville City School DistrictCDIAC Number: 2013-1178Tax and revenue anticipation note

M:MIG1


9/18/2014 TIC:0.427

Serial

(BC) Jones Hall(FA) The PFM Group(TR) The Bank of NY Mellon(UW) Morgan Stanley

Neg10/17/2013 $48,780,000.00 Roseville Finance AuthorityCDIAC Number: 2013-1214Certificates of participation/leases

F:A+

Power generation/transmissionElectric SystemRefunding

S:A+ 2/1/2029 TIC:NIC:

3.0393.296

Term

(BC) Jones Hall(FA) The PFM Group(PU) US Bank NA(TR) The Bank of NY Mellon

Neg4/3/2013 $59,330,000.00 South Placer Wastewater AuthorityCDIAC Number: 2013-0719Public enterprise revenue bond


NR 11/1/2035

Variable

Term


Neg9/5/2013 $6,000,000.00 Western Placer Unified School DistrictCDIAC Number: 2013-1180Tax and revenue anticipation note

M:MIG1


9/18/2014 TIC:0.427

Riverside

Comb

(BC) Jones Hall(FA) Dale Scott & Co Inc(EN) Assured Guaranty Corp(PU) Wells Fargo Bank(TR) US Bank NA

Comp11/21/2013 $78,998,673.00 Alvord Unified School DistrictCDIAC Number: 2013-1924General obligation bond

Ins

M:A2/A1


S:AA-/A+ 8/1/2042 TIC:NIC:

5.1135.134

138




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term


Neg2/20/2013 $16,580,000.00 Alvord Unified School District (CSCRPA)CDIAC Number: 2013-0505Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3780.382

Term

(BC) Bowie Arneson Wiles(FA) W J Fawell Co(PU) City National Bank(TR) US Bank NA

Neg7/29/2013 $1,534,000.00 Alvord Unified School District CFD No 2001-1CDIAC Number: 2013-1283Limited tax obligation bond



4.50

Term

(BC) Bowie Arneson Wiles(FA) W J Fawell Co(PU) City National Bank(TR) US Bank NA

Neg7/29/2013 $1,436,000.00 Alvord Unified School District CFD No 2002-1CDIAC Number: 2013-1284Limited tax obligation bond

K-12 school facilitySeries IRefunding


40

Term


Neg2/20/2013 $5,445,000.00 Banning Unified School District (CSCRPA)CDIAC Number: 2013-0440Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term


Neg6/25/2013 $3,360,000.00 Banning Unified School District (CSCRPA)CDIAC Number: 2013-1369Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

Comb

(BC) McFarlin & Anderson(FA) Rod Gunn(PU) Beaumont FA(TR) Union Bank NA

Neg1/17/2013 $8,810,000.00 Beaumont CFD No 93-1CDIAC Number: 2013-0069Limited tax obligation bond

Multiple capital improvements, public worksIA No 19C Series AFederally Taxable


4.6374.692

139




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb

(BC) McFarlin & Anderson(FA) Rod Gunn(PU) Beaumont FA(TR) Union Bank NA

Neg4/2/2013 $10,875,000.00 Beaumont CFD No 93-1CDIAC Number: 2013-0385Limited tax obligation bond

Multiple capital improvements, public worksIA 17A Series BFederally Taxable


04.657

Comb

(BC) McFarlin & Anderson(FA) Rod Gunn(TR) Union Bank NA(UW) OConnor & Co Sec

Neg1/17/2013 $8,810,000.00 Beaumont Financing AuthorityCDIAC Number: 2013-0070Revenue bond (Pool)

Multiple capital improvements, public worksIA No 19C


4.6374.692

Comb

(BC) McFarlin & Anderson(FA) Rod Gunn(TR) Union Bank NA(UW) OConnor & Co Sec

Neg4/2/2013 $10,875,000.00 Beaumont Financing AuthorityCDIAC Number: 2013-0384Limited tax obligation bond

Multiple capital improvements, public worksIA 17A Series BRefunding


04.657

Comb

(BC) Richards Watson(FA) A M Miller & Co(TR) US Bank NA(UW) Kinsell Newcomb

Neg3/19/2013 $1,640,000.00 BlytheCDIAC Number: 2012-1794Public enterprise revenue bond

Wastewater collection, treatmentRegional Wastewater Reclamation FacRefunding


4.2614.215

Comb

(BC) Richards Watson(FA) A M Miller & Co(TR) US Bank NA(UW) Kinsell Newcomb

Neg3/19/2013 $905,000.00 BlytheCDIAC Number: 2012-1795Public enterprise revenue bond



4.1024.077

Term

(BC) Best Best & Krieger(FA) C M de Crinis(PU) Zions First Natl Bk(TR) The Bank of NY Mellon

Neg2/1/2013 $787,309.00 Cabazon County Water DistrictCDIAC Number: 2013-0380Certificates of participation/leases



2.492.49

140




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb

(BC) Best Best & Krieger(FA) CSG Advisors(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg6/4/2013 $20,890,000.00 Corona Utility AuthorityCDIAC Number: 2013-1063Public enterprise revenue bond



2.7322.965

Term


Neg5/22/2013 $20,000,000.00 Corona-Norco Unified School DistrictCDIAC Number: 2013-1313Tax and revenue anticipation note


S:SP1+ 12/31/2013 TIC:NIC:

0.6430.648

Comb

(BC) Stradling Yocca(PU) Corona-Norco USD PFA(TR) US Bank NA

Neg1/29/2013 $2,185,000.00 Corona-Norco Unified School District CFD No 00-1CDIAC Number: 2012-1946Limited tax obligation bond



3.9994.213

Comb



K-12 school facilitySeries A Imp Area ARefunding


3.9414.148

Comb



K-12 school facilitySeries A Imp Area BRefunding


3.9494.152

Comb



K-12 school facilityIA B Series ARefunding


3.9584.192

141




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb



K-12 school facilitySeries A Imp Area CRefunding


4.0264.301

Comb



K-12 school facilityIA ARefunding


4.0654.307

Comb





4.0154.221

Comb





4.0844.309

Comb



K-12 school facilityIA ARefunding


4.0844.313

Comb



K-12 school facilityIA BRefunding


4.0584.307

142




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb





4.0764.304

Comb





4.0774.305

Comb





5.4035.336

Comb



Ins


S:AA/BBB+ 9/1/2033 TIC:NIC:

4.2954.428

Comb


Neg1/29/2013 $34,700,000.00 Corona-Norco Unified School District Public FinancingAuthorityCDIAC Number: 2012-1214Revenue bond (Pool)

K-12 school facilitySr Lien Series ARefunding


3.94.174

Comb


Neg1/29/2013 $12,915,000.00 Corona-Norco Unified School District Public FinancingAuthorityCDIAC Number: 2012-1217Revenue bond (Pool)

K-12 school facilityJr Lien Series BRefunding


4.4094.461

143




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Serial

(BC) Nossaman LLP(FA) C M de Crinis(PU) BBVA Compass(TR) The Bank of NY Mellon

Comp8/21/2013 $2,064,735.00 Desert Recreation DistrictCDIAC Number: 2013-1664Certificates of participation/leases

Recreation and sports facilitiesRefunding


2.50

Term


Neg3/12/2013 $29,500,000.00 Desert Sands Unified School DistrictCDIAC Number: 2013-0566Tax and revenue anticipation note


S:SP-1+ 1/31/2014 TIC:NIC:

0.4080.412

Serial


Neg5/8/2013 $52,355,000.00 Desert Sands Unified School DistrictCDIAC Number: 2013-0786General obligation bond

M:Aa2


S:AA- 6/1/2031 TIC:NIC:

3.1163.482

Comb


Neg5/8/2013 $9,900,000.00 Desert Sands Unified School DistrictCDIAC Number: 2013-0787General obligation bond

M:Aa2


S:AA- 6/1/2022 TIC:NIC:

2.5462.547

Term

(BC) Stradling Yocca(FA) The PFM Group(TR) US Bank NA(UW) Goldman Sachs

Neg3/19/2013 $54,575,000.00 Eastern Municipal Water DistrictCDIAC Number: 2013-0568Public enterprise revenue bond

M:VMIG1/ Aa2F:F1+/ AA+


S:A-1+ 7/1/2035 TIC:NIC:

Variable

00

Comb

(BC) Stradling Yocca(FA) Fieldman Rolapp(PU) Western Riverside Water(TR) US Bank NA

Neg6/7/2013 $7,250,000.00 Eastern Municipal Water District CFD No 2001-01CDIAC Number: 2013-1013Limited tax obligation bond

Multiple capital improvements, public worksFrench Vly IA A Series BRefunding


4.5944.665

144




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb

(BC) Stradling Yocca(FA) Fieldman Rolapp(EN) Assured Guaranty Corp(PU) Western Riverside Water(TR) US Bank NA

Neg6/6/2013 $645,000.00 Eastern Municipal Water District CFD No 2002-04CDIAC Number: 2013-1035Limited tax obligation bond

Ins

Multiple capital improvements, public worksSheffield/Rancho Bella Vista IA 3Refunding


3.9954.11

Comb



Ins

Multiple capital improvements, public worksSheffield/Rancho Bella Vista IA 4Refunding


4.0144.126

Comb



Multiple capital improvements, public worksCrown Valley Series BRefunding


4.724.774

Comb

(BC) Stradling Yocca(FA) Fieldman Rolapp(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc


Multiple capital improvements, public worksPacific Mayfield Imp Area A


4.7334.71

Comb



Ins

Multiple capital improvements, public worksWoodside HomesRefunding


3.9554.052

Comb



Ins

Multiple capital improvements, public worksTemecula Creek IA BRefunding


4.0414.147

145




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb



Ins

Multiple capital improvements, public worksTemecula Creek IA ARefunding


4.0374.144

Comb



Ins

Multiple capital improvements, public worksClinton Keith/Meadowlark IA ARefunding


4.0954.214

Comb



Ins

Multiple capital improvements, public worksClinton Keith/Meadowlark Village IA CRefunding


4.0934.211

Comb



Ins

Multiple capital improvements, public worksClinton Keith/Meadowlark Village IA BRefunding


4.0994.216

Comb


Neg6/6/2013 $5,835,000.00 Eastern Municipal Water District CFD No 2003-15-ACDIAC Number: 2013-1052Limited tax obligation bond

Ins

Multiple capital improvements, public worksMorgan Valley Series ARefunding


4.2494.35

Comb



Ins

Multiple capital improvements, public worksPromontory ParkRefunding


4.0394.145

146




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb



Ins

Multiple capital improvements, public worksEastridge/Westridge IA ARefunding


4.0964.214

Comb



Ins

Multiple capital improvements, public worksEastridge/Westridge IA BRefunding


4.14.217

Comb



Ins

Multiple capital improvements, public worksCorman Leigh Communties IA ARefunding


4.094.208

Comb



Multiple capital improvements, public worksPacific Communities IA C


4.6564.613

Comb



Ins

Multiple capital improvements, public worksPacific Communities IA DRefunding


4.1764.286

Comb



Ins

Multiple capital improvements, public worksLennar San Jacinto IA 2Refunding


4.0924.211

147




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb



Ins

Multiple capital improvements, public worksLennar San Jacinto IA 1Refunding


4.0984.215

Comb



Ins

Multiple capital improvements, public worksQuinta Do LagoRefunding


4.0934.21

Comb



Ins

Multiple capital improvements, public worksBarrington HeightsRefunding


4.0884.207

Comb



Multiple capital improvements, public worksFaircrest Series BRefunding


4.8114.848

Comb



Ins

Multiple capital improvements, public worksMountain Gate IA CRefunding


4.1834.294

Comb



Ins

Multiple capital improvements, public worksAdeline's FarmRefunding


4.2464.347

148




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb



Ins

Multiple capital improvements, public worksAutumn Ridge/Valdemosa IA ARefunding


4.1784.287

Comb



Multiple capital improvements, public worksMarsden


5.695.64

Comb



Multiple capital improvements, public worksKona Rd/Holiday IA A


5.55.444

Comb



Multiple capital improvements, public worksVista Del Valle/Calder Ranch


4.5114.478

Comb



Multiple capital improvements, public worksNelson Series BRefunding


4.8214.857

Comb



Multiple capital improvements, public worksMeadowbrook II/Stein/Cimarron


4.74.597

149




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb



Multiple capital improvements, public worksPaseo Del Sol


2.3575.296

Term


Neg2/20/2013 $21,310,000.00 Hemet Unified School District (CSCRPA)CDIAC Number: 2013-0508Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3780.382

Term


Neg6/25/2013 $4,470,000.00 Hemet Unified School District (CSCRPA)CDIAC Number: 2013-1379Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

Term

(BC) Richards Watson(PU) Holman Capital Corp

Neg10/18/2013 $866,936.00 IndioCDIAC Number: 2013-1917Certificates of participation/leases

Equipment

NR 10/18/2023 TIC:3.92

Comb

(BC) Best Best & Krieger(FA) Fieldman Rolapp(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg6/13/2013 $2,035,000.00 Jurupa Community Services District CFD No 14CDIAC Number: 2013-1279Limited tax obligation bond

Multiple capital improvements, public worksEastvale IA No 2 Series B


5.4425.23

Comb



Multiple capital improvements, public worksEastvale Area Series ARefunding


5.1415.153

150




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb



Multiple capital improvements, public worksEastvale Area Series A


5.435.379

Comb



Multiple capital improvements, public worksEastvale Series A


4.5724.63

Comb

(BC) Best Best & Krieger(FA) Fieldman Rolapp(PU) Jurupa PFA(TR) US Bank NA


Multiple capital improvements, public worksEastvale Area Series AFederally TaxableRefunding


5.0765.103

Comb


Neg7/23/2013 $4,935,000.00 Jurupa Community Services District CFD No 38-2CDIAC Number: 2013-1715Limited tax obligation bond



5.0785.105

Comb





4.7834.87

Comb

(BC) Best Best & Krieger(FA) Fieldman Rolapp(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg7/23/2013 $33,140,000.00 Jurupa Public Financing AuthorityCDIAC Number: 2013-1549Revenue bond (Pool)

Ins

Multiple capital improvements, public worksCFD Nos 4, 15, 34 & 38-2 Series ARefunding


4.9965.046

151




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Serial

(BC) Bowie Arneson Wiles(PU) Western Alliance Bancorp(TR) US Bank NA

Neg11/5/2013 $6,216,491.00 Jurupa Unified School DistrictCDIAC Number: 2013-1746Certificates of participation/leases

K-12 school facilityMission Bell ES Energy Conservation

NR 4/1/2035 TIC:3.9

Term


Neg2/20/2013 $13,400,000.00 Jurupa Unified School District (CSCRPA)CDIAC Number: 2013-0509Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3780.382

Term


Neg6/25/2013 $19,160,000.00 Jurupa Unified School District (CSCRPA)CDIAC Number: 2013-1404Tax and revenue anticipation note

Cash flow, interim financingCSCRPA 2013-14 TRANs Pool Series C

S:SP-1+ 4/1/2014 TIC:NIC:

0.3390.343

Serial

(BC) Fulbright & Jaworski(FA) Rod Gunn(PU) Lake Elsinore PFA(TR) Union Bank NA

Neg5/23/2013 $3,620,000.00 Lake Elsinore CFD No 2006-1CDIAC Number: 2013-0891Limited tax obligation bond

Multiple capital improvements, public worksSummerly IA A Series A


4.9994.959

Serial



Multiple capital improvements, public worksWest Lake ElsinoreRefunding


3.2763.237

Serial



Multiple capital improvements, public worksSummerhillRefunding


4.9394.98

152




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb

(BC) Fulbright & Jaworski(FA) Rod Gunn(TR) Union Bank NA(UW) OConnor & Co Sec

Neg5/23/2013 $3,620,000.00 Lake Elsinore Public Finance AuthorityCDIAC Number: 2013-0890Revenue bond (Pool)

Multiple capital improvements, public worksSummerly IA A Series A


4.9994.959

Serial



Multiple capital improvements, public worksWest Lake Elsinore CFD No 88-3 Series BRefunding


3.2763.237

Comb



Multiple capital improvements, public worksSummerhill CFD No 98-1 Series CRefunding


4.9394.98

Serial

(BC) Fulbright & Jaworski(FA) Rod Gunn(EN) Build America(TR) Union Bank NA(UW) Mitsubishi UFJ Securities

Neg9/18/2013 $14,460,000.00 Lake Elsinore Recreation AuthorityCDIAC Number: 2013-1268Public lease revenue bond

Ins

Multiple capital improvements, public worksPublic FacilitiesRefunding

S:AA / A 2/1/2032 TIC:NIC:

4.564.552

Serial

(BC) Kronick Moskovitz(FA) Isom Adv / Urban Futures(PU) Capital One Pub Funding(TR) Zions First Natl Bk

Neg12/1/2013 $3,967,477.00 Lake Elsinore Unified School DistrictCDIAC Number: 2013-2155Certificates of participation/leases


NR 2/1/2019 TIC:2.482

Term


Neg1/24/2013 $29,550,000.00 Lake Elsinore Unified School District (CSCRPA)CDIAC Number: 2013-0097Tax and revenue anticipation note

Cash flow, interim financingCSCRPA 2012-13 TRAN Pool Series W

S:SP-1+ 1/31/2014 TIC:NIC:

0.3780.385

153




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term


Neg6/25/2013 $24,315,000.00 Lake Elsinore Unified School District (CSCRPA)CDIAC Number: 2013-1410Tax and revenue anticipation note


S:SP-1 4/1/2014 TIC:NIC:

0.6410.647

Comb

(BC) Bowie Arneson Wiles(FA) Dolinka Group LLC(TR) Zions First Natl Bk(UW) Stifel Nicolaus & Co Inc

Neg12/5/2013 $5,870,000.00 Lake Elsinore Unified School District CFD No 2004-4CDIAC Number: 2013-1802Limited tax obligation bond


NR 9/1/2044 TIC:5.682

Comb

(BC) Jones Hall(TR) Wilmington Trust(UW) Piper Jaffray & Co

Neg7/18/2013 $51,695,000.00 Lee Lake Public Finance AuthorityCDIAC Number: 2013-1571Revenue bond (Pool)

Multiple capital improvements, public worksLee Lake WD CFD Nos 1, 2 & 3 Sr Lien Series ARefunding


4.8284.898

Comb

(BC) Jones Hall(TR) Wilmington Trust(UW) Piper Jaffray & Co

Neg7/18/2013 $18,045,000.00 Lee Lake Public Finance AuthorityCDIAC Number: 2013-1572Revenue bond (Pool)

Multiple capital improvements, public worksLee Lake WD CFD Nos 1, 2 & 3 Jr Lien Series BRefunding


5.2375.212

Term

(BC) Jones Hall(PU) Lee Lake PFA(TR) Wilmington Trust

Neg7/18/2013 $39,120,000.00 Lee Lake Water District CFD No 1CDIAC Number: 2013-1929Limited tax obligation bond

Multiple capital improvements, public worksSycamore Creek Series ARefunding


4.9534.996

Term



Multiple capital improvements, public worksMontecito Ranch Series ARefunding


4.7814.848

154




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term



Multiple capital improvements, public worksThe Retreat Series ARefunding


4.9284.975

Serial

(BC) Rutan & Tucker(FA) Dolinka Group LLC(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg1/31/2013 $8,835,000.00 Menifee Union School DistrictCDIAC Number: 2013-0021General obligation bond

F:AA-


S:A+ 8/1/2027NIC: 2.994

Comb

(BC) Rutan & Tucker(FA) Dolinka Group LLC(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg1/22/2013 $7,335,000.00 Menifee Union School District CFD No 2002-2CDIAC Number: 2013-0022Limited tax obligation bond


NR 9/1/2034NIC: 4.314

Comb

(BC) Rutan & Tucker(FA) Dolinka Group LLC(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg9/19/2013 $5,800,000.00 Menifee Union School District CFD No 2011-1CDIAC Number: 2013-1903Limited tax obligation bond

K-12 school facilityIA 2

NR 9/1/2043NIC: 5.96

Term

(BC) Stradling Yocca(FA) NHA Advisors(PU) Municipal Finance Corp

Neg12/19/2013 $1,215,000.00 Mission Springs Water DistrictCDIAC Number: 2013-2127Certificates of participation/leases

Wastewater collection, treatmentAD No 12


3.9623.996

Serial

(BC) Orrick Herrington(FA) Isom Adv / Urban Futures(TR) Wells Fargo Bank(UW) E J De La Rosa

Neg12/17/2013 $11,695,000.00 Moreno Valley Public Financing AuthorityCDIAC Number: 2013-2142Public lease revenue bond


S:A 11/1/2022 TIC:NIC:

3.0393.229

155




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term

(BC) Stradling Yocca(FA) Fieldman Rolapp(TR) US Bank NA(UW) Piper Jaffray & Co

Neg4/18/2013 $36,910,000.00 Moreno Valley Unified School DistrictCDIAC Number: 2013-0762Tax and revenue anticipation note

M:MIG1


10/1/2013 TIC:2

Comb

(BC) Bowie Arneson Wiles(FA) Fieldman Rolapp(TR) Wells Fargo Bank(UW) Piper Jaffray & Co

Neg6/12/2013 $7,790,000.00 Moreno Valley Unified School District CFD No 2002-1CDIAC Number: 2012-1049Limited tax obligation bond



4.7794.733

Term

(BC) Bowie Arneson Wiles(FA) Fieldman Rolapp(PU) Alliance Bank of Arizona(TR) US Bank NA




4.4344.39

Comb

(BC) Bowie Arneson Wiles(FA) Fieldman Rolapp(TR) US Bank NA(UW) Piper Jaffray & Co




5.0514.973

Serial


Neg2/28/2013 $6,000,000.00 Mt San Jacinto Community College District (CCCFA)CDIAC Number: 2013-0419Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.5440.551

Serial

(BC) Orrick Herrington(FA) Dolinka Group LLC(EN) Build America(TR) Zions First Natl Bk(UW) Piper Jaffray & Co

Neg5/21/2013 $15,640,000.00 Murrieta Valley Unified School DistrictCDIAC Number: 2013-0853General obligation bond

Ins



3.1073.149

156




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term


Neg2/20/2013 $29,255,000.00 Murrieta Valley Unified School District (CSCRPA)CDIAC Number: 2013-0521Tax and revenue anticipation note


S:SP-1 10/1/2013 TIC:NIC:

0.6190.624

Term


Neg6/25/2013 $5,060,000.00 Murrieta Valley Unified School District (CSCRPA)CDIAC Number: 2013-1383Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

Comb

(BC) Rutan & Tucker(FA) Dolinka Group LLC(PU) Murrieta Valley USD PFA(TR) Zions First Natl Bk

Neg2/7/2013 $6,125,000.00 Murrieta Valley Unified School District CFD No 2002-4CDIAC Number: 2013-0536Limited tax obligation bond

K-12 school facilityIA BFederally TaxableRefunding

NR 9/1/2038NIC: 4.15

Comb



K-12 school facilityIA AFederally TaxableRefunding

NR 9/1/2036NIC: 4.15

Comb




NR 9/1/2038 TIC:4.084

157




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb




NR 9/1/2038NIC: 4.15

Comb

(BC) Rutan & Tucker(FA) Dolinka Group LLC(PU) Murrieta Valley USD PFA



NR 9/1/2038NIC: 4.117

Comb

(BC) Rutan & Tucker(FA) Dolinka Group LLC(TR) Zions First Natl Bk(UW) Stifel Nicolaus & Co Inc


K-12 school facilityIA A Series A

NR 9/1/2043NIC: 6.14

Comb



K-12 school facilityIA A Series BFederally Taxable

NR 9/1/2034NIC: 6.14

Serial



K-12 school facilityIA B Series BFederally Taxable

NR 9/1/2025NIC: 5.99

Serial



K-12 school facilityIA B Series A

NR 9/1/2043NIC: 5.876

158




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb

(BC) Rutan & Tucker(FA) Dolinka Group LLC(TR) Zions First Natl Bk(UW) Piper Jaffray & Co

Neg2/7/2013 $11,170,000.00 Murrieta Valley Unified School District Public FinancingAuthorityCDIAC Number: 2013-0535Revenue bond (Pool)

K-12 school facilityCFD Nos 2002-4, 2003-3 & 2004-1Refunding

NR 9/1/2038NIC: 4.537

Term

(BC) Rutan & Tucker(FA) Dolinka Group LLC(PU) Western Alliance Bancorp(TR) Zions First Natl Bk

Neg11/21/2013 $7,370,000.00 Murrieta Valley Unified School District Public FinancingAuthorityCDIAC Number: 2013-2006Revenue bond (Pool)

K-12 school facilityCFD Nos 2002-4 IA A & 2003-4 Series BRefunding

NR 9/1/2038NIC: 4.15

Term

(BC) Harper & Burns(FA) Isom Adv / Urban Futures(PU) City National Bank(TR) Norco

Neg8/8/2013 $1,421,200.00 Norco CFD No 2002-1CDIAC Number: 2013-1542Limited tax obligation bond



3.753.75

Term

(BC) Harper & Burns(FA) Isom Adv / Urban Futures(PU) City National Bank(TR) Norco

Neg8/8/2013 $978,100.00 Norco CFD No 93-1CDIAC Number: 2013-1543Limited tax obligation bond



2.52.5

Comb

(BC) Jones Hall(FA) Dale Scott & Co Inc(EN) Build America(UW) Stifel Nicolaus & Co Inc

Neg5/14/2013 $3,998,447.00 Nuview Union School DistrictCDIAC Number: 2013-0826General obligation bond

Ins


S:AA/A+ 8/1/2042 TIC:4.277

Term

(BC) Jones Hall(FA) Dale Scott & Co Inc(PU) Capital One Pub Funding(TR) Deutsche Bank Trust Co

Neg7/29/2013 $6,378,081.00 Nuview Union School DistrictCDIAC Number: 2013-1471Certificates of participation/leases

K-12 school facilityEnergy Efficiency


3.893.89

159




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term


Neg1/24/2013 $2,530,000.00 Nuview Union School District (CSCRPA)CDIAC Number: 2013-0095Tax and revenue anticipation note

Cash flow, interim financingCSCRPA 2012-13 TRAN Pool Series U

S:SP-1+ 10/1/2013 TIC:NIC:

0.3980.402

Term

(BC) Chapman & Cutler(CB) Jones Hall(FA) Harrell & Co Advisors(PU) Capital One Pub Funding(TR) Deutsche Bank Trust Co

Neg7/1/2013 $18,402,793.00 Palm SpringsCDIAC Number: 2013-1567Certificates of participation/leases

Power generation/transmissionCentral Plant

NR 8/1/2033 TIC:3.806

Comb

(BC) Bowie Arneson Wiles(FA) Dale Scott & Co Inc(TR) US Bank NA(UW) BMO Capital Markets

Comp7/17/2013 $20,425,000.00 Palm Springs Unified School DistrictCDIAC Number: 2013-1207General obligation bond


S:AA- 8/1/2033 TIC:NIC:

3.1790

Serial

(BC) Bowie Arneson Wiles(FA) Dale Scott & Co Inc(TR) US Bank NA(UW) BMO Capital Markets

Comp11/5/2013 $70,000,000.00 Palm Springs Unified School DistrictCDIAC Number: 2013-1798General obligation bond


S:AA- 8/1/2037NIC: 4.319

Term


Neg2/20/2013 $3,555,000.00 Palo Verde Unified School District (CSCRPA)CDIAC Number: 2013-0475Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Serial

(BC) Aleshire & Wynder(FA) Rod Gunn(PU) Perris JPA(TR) US Bank NA

Neg6/12/2013 $5,750,000.00 Perris CFD No 2002-1CDIAC Number: 2013-1032Limited tax obligation bond

Multiple capital improvements, public worksWillowbrookRefunding


4.9685.015

160




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb

(BC) Aleshire & Wynder(FA) Rod Gunn(PU) Perris JPA

Neg5/8/2013 $2,755,000.00 Perris CFD No 93-2CDIAC Number: 2013-0859Limited tax obligation bond

Multiple capital improvements, public worksPerris Plaza


4.0214.05

Comb

(BC) Nixon Peabody(FA) Fieldman Rolapp(EN) Build America(TR) US Bank NA(UW) Morgan Stanley

Comp8/28/2013 $4,336,671.00 Perris Elementary School DistrictCDIAC Number: 2013-1635General obligation bond

Ins


S:AA/A+ 8/1/2040 TIC:6.144

Comb

(BC) Aleshire & Wynder(FA) Rod Gunn(TR) US Bank NA(UW) OConnor & Co Sec

Neg5/8/2013 $2,755,000.00 Perris Joint Powers AuthorityCDIAC Number: 2013-0858Revenue bond (Pool)



4.0214.05

Comb

(BC) Aleshire & Wynder(FA) Rod Gunn(TR) US Bank NA(UW) OConnor & Co Sec

Neg6/12/2013 $5,750,000.00 Perris Joint Powers AuthorityCDIAC Number: 2013-1046Revenue bond (Pool)

Multiple capital improvements, public worksCFD No 2002-1 Willowbrook Series B


4.9685.015

Comb

(BC) Bowie Arneson Wiles(FA) CSG Advisors(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg7/23/2013 $35,000,000.00 Perris Union High School DistrictCDIAC Number: 2013-1082General obligation bond

Ins


S:AA-/A+ 9/1/2042 TIC:NIC:

4.9830

Term

(BC) Best Best & Krieger(TR) Wells Fargo Bank(UW) E J De La Rosa

Neg5/1/2013 $30,940,000.00 RiversideCDIAC Number: 2013-0808Bond anticipation note

Insurance and pension fundsSeries AFederally TaxableRefunding


0.9940.991

161




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb

(BC) Hawkins Delafield(FA) The PFM Group(TR) US Bank NA(UW) De La Rosa & Co

Neg7/10/2013 $79,080,000.00 RiversideCDIAC Number: 2013-1256Public enterprise revenue bond

F:AA-

Power generation/transmissionIssue ARefunding

S:AA- 10/1/2043 TIC:NIC:

4.0934.368

Term

(BC) Hawkins Delafield(FA) The PFM Group(TR) US Bank NA(UW) De La Rosa & Co

Neg7/10/2013 $780,000.00 RiversideCDIAC Number: 2013-1257Public enterprise revenue bond

F:AA-

Power generation/transmissionIssue BFederally Taxable

S:AA- 10/1/2013 TIC:NIC:

1.691.682

Comb

(BC) Best Best & Krieger(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg6/12/2013 $4,415,000.00 Riverside CFD No 2006-01CDIAC Number: 2013-0974Limited tax obligation bond

Multiple capital improvements, public worksRiverwalk Vista IA No 1


5.325.237

Term


Neg1/24/2013 $19,805,000.00 Riverside Community College District (CSCRPA)CDIAC Number: 2013-0094Tax and revenue anticipation note

Cash flow, interim financingCSCRPA 2012-13 TRAN Pool Series T

S:SP-1+ 10/1/2013 TIC:NIC:

0.3480.352

Comb

(BC) K & L Gates(TR) The Bank of NY Mellon(UW) Barclays Capital Inc

Neg9/12/2013 $44,380,000.00 Riverside Community Properties Development IncCDIAC Number: 2013-1780Public lease revenue bond

Public buildingCounty Law Bldg

S:AA- 10/15/2044 TIC:NIC:

5.5015.547

Term

(BC) Orrick Herrington(FA) Fieldman Rolapp(TR) The Bank of NY Mellon(UW) Citigroup Global Markets

Neg6/5/2013 $250,000,000.00 Riverside CountyCDIAC Number: 2013-0971Tax and revenue anticipation note

F:F1+

Cash flow, interim financingSeries A & B

S:SP-1+ 6/30/2014 TIC:NIC:

0.2190.223

162




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term

(BC) Orrick Herrington(FA) C M de Crinis(TR) The Bank of NY Mellon(UW) Wells Fargo Sec

Neg10/2/2013 $118,135,000.00 Riverside CountyCDIAC Number: 2013-1809Tax anticipation note

M:MIG 1F:F1+

Cash flow, interim financingRiverside & Eastvale Teeter Plan Series DRefunding

10/15/2014 TIC:NIC:

0.2390.243

Term

(BC) Orrick Herrington(FA) C M de Crinis(TR) The Bank of NY Mellon(UW) Wells Fargo Sec

Neg10/2/2013 $1,635,000.00 Riverside CountyCDIAC Number: 2013-1810Tax anticipation note

M:MIG 1F:F1+

Cash flow, interim financingRiverside & Eastvale Teeter Plan Series EFederally TaxableRefunding

10/15/2014 TIC:NIC:

0.3740.375

Comb

(BC) Best Best & Krieger(FA) Fieldman Rolapp(TR) Wells Fargo Bank(UW) E J De La Rosa

Neg7/9/2013 $66,015,000.00 Riverside County Asset Leasing CorpCDIAC Number: 2013-1007Public lease revenue bond

F:A+

Public buildingPublic Defender/Probation & Tech Solutions Ctrs Series A

S:AA- 11/1/2043 TIC:NIC:

4.9524.976

Comb

(BC) Orrick Herrington(FA) Fieldman Rolapp(TR) US Bank NA(UW) E J De La Rosa

Neg2/13/2013 $16,875,000.00 Riverside County CFD No 05-8CDIAC Number: 2013-0078Limited tax obligation bond

Multiple capital improvements, public worksScott RoadRefunding


4.9814.986

Comb

(BC) Orrick Herrington(FA) Fieldman Rolapp(TR) US Bank NA(UW) Goldman Sachs

Neg6/26/2013 $462,200,000.00 Riverside County Transportation CommissionCDIAC Number: 2013-0856Sales tax revenue bond

M:Aa2F:AA

Public transitSeries ARefunding

S:AA+ 6/1/2039 TIC:NIC:

5.1710

Serial

(BC) Orrick Herrington(FA) Fieldman Rolapp(TR) The Bank of NY Mellon(UW) Bank of America Merrill

Neg6/26/2013 $176,654,602.00 Riverside County Transportation CommissionCDIAC Number: 2013-1210Public enterprise revenue bond

F:BBB-

Bridges and highwaysSeries A & B

S:BBB- 6/1/2048 TIC:6.257

163




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb

(BC) Orrick Herrington(EN) Assured Guaranty Corp(TR) US Bank NA(UW) E J De La Rosa

Neg6/27/2013 $35,235,000.00 Riverside Public Financing AuthorityCDIAC Number: 2013-1095Certificates of participation/leases

Ins

Street construction and improvementsPavement Rehab Measure A


4.6094.699

Comb


Neg4/10/2013 $6,165,000.00 Riverside Unified School District CFD No 15CDIAC Number: 2013-0690Limited tax obligation bond

K-12 school facilityImp Area No 3 Series C


4.6234.654

Term


Neg2/20/2013 $2,450,000.00 Romoland School District (CSCRPA)CDIAC Number: 2013-0480Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Comb

(BC) Stradling Yocca(FA) CSG Advisors(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg4/25/2013 $21,815,000.00 Romoland School District CFD No 2004-1CDIAC Number: 2013-0822Limited tax obligation bond

K-12 school facilityIA No 3 Heritage LakeRefunding


4.6844.778

Comb

(BC) Quint & Thimmig(FA) G L Hicks Financial(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) E J De La Rosa

Comp2/26/2013 $25,015,000.00 San Gorgonio Memorial Health Care DistrictCDIAC Number: 2013-0335General obligation bond

Ins

M:A3

Health care facilitiesRefunding

8/1/2036 TIC:3.697

Term

(BC) Best Best & Krieger(FA) C M de Crinis(PU) Zions First Natl Bk(TR) Union Bank NA

Comp8/1/2013 $3,084,793.00 San JacintoCDIAC Number: 2013-1707Certificates of participation/leases


NR 10/1/2023 TIC:NIC:

2.7492.75

164




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term


Neg2/20/2013 $4,655,000.00 San Jacinto Unified School District (CSCRPA)CDIAC Number: 2013-0482Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Comb

(BC) Orrick Herrington(FA) Fieldman Rolapp(TR) Zions First Natl Bk(UW) Stifel Nicolaus & Co Inc

Neg12/12/2013 $985,000.00 San Jacinto Unified School District CFD No 2004-4CDIAC Number: 2013-2079Limited tax obligation bond



5.7845.612

Comb

(BC) Orrick Herrington(FA) Fieldman Rolapp(TR) Zions First Natl Bk(UW) Stifel Nicolaus & Co Inc

Neg9/12/2013 $925,000.00 San Jacinto Unified School District CFD No 2005-2CDIAC Number: 2013-1683Limited tax obligation bond



6.1796.602

Serial

(BC) Fulbright & Jaworski(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) Union Bank NA(UW) E J De La Rosa

Neg10/1/2013 $5,275,000.00 Successor Agency to the Coachella Redevelopment AgencyCDIAC Number: 2013-1600Tax allocation bond

Ins

Redevelopment, multiple purposesMerged AreaRefunding

S:AA-/A- 9/1/2028 TIC:NIC:

3.7653.776

Comb

(BC) Rutan & Tucker(FA) Harrell & Co Advisors(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Southwest Securities

Neg12/17/2013 $23,055,000.00 Successor Agency to the La Quinta Redevelopment AgencyCDIAC Number: 2013-2256Tax allocation bond

Ins

Redevelopment, multiple purposesArea No 1 Series BFederally TaxableRefunding

S:AA-/A+ 9/1/2032 TIC:NIC:

5.255.313

Serial

(BC) Rutan & Tucker(FA) Harrell & Co Advisors(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Southwest Securities

Neg12/17/2013 $97,190,000.00 Successor Agency to the La Quinta Redevelopment AgencyCDIAC Number: 2013-2257Tax allocation bond

Ins

Redevelopment, multiple purposesAreas Nos 1 & 2 Series ARefunding

S:AA-/A+ 9/1/2033 TIC:NIC:

4.1974.375

165




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb

(BC) Orrick Herrington(FA) C M de Crinis(EN) Build America(TR) US Bank NA(UW) Citigroup Global Markets

Neg9/24/2013 $23,330,000.00 Successor Agency to the Rancho Mirage RedevelopmentAgencyCDIAC Number: 2013-1790Tax allocation bond Ins

Redevelopment, multiple purposesMerged Whitewater & Northside Areas Series ARefunding


3.8754.063

Serial

(BC) Orrick Herrington(FA) C M de Crinis(EN) Build America(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc


Redevelopment, multiple purposesWhitewater Sub-Area Series ARefunding


2.7762.968

Comb

(BC) Orrick Herrington(FA) C M de Crinis(EN) Build America(TR) US Bank NA(UW) Citigroup Global Markets


Redevelopment, multiple purposesNorthside Sub-Area Series ARefunding


4.194.027

Comb

(BC) Bowie Arneson Wiles(FA) Fieldman Rolapp(EN) Build America(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg2/21/2013 $34,995,070.00 Temecula Valley Unified School DistrictCDIAC Number: 2012-2023General obligation bond

Ins

F:AA-



4.3430

Term


Neg2/20/2013 $24,790,000.00 Temecula Valley Unified School District (CSCRPA)CDIAC Number: 2013-0518Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.4180.422

Term


Neg6/25/2013 $8,420,000.00 Temecula Valley Unified School District (CSCRPA)CDIAC Number: 2013-1409Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3390.343

166




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Comb

(BC) Fulbright & Jaworski(FA) Fieldman Rolapp(EN) Build America(TR) US Bank NA(UW) Piper Jaffray & Co

Neg3/6/2013 $40,540,000.00 Val Verde Unified School DistrictCDIAC Number: 2013-0539General obligation bond

Ins



4.1590

Term

(BC) Fulbright & Jaworski(FA) Fieldman Rolapp(TR) US Bank NA(UW) Piper Jaffray & Co

Neg10/31/2013 $28,770,000.00 Val Verde Unified School DistrictCDIAC Number: 2013-1741Bond anticipation note


S:SP-1 8/1/2018 TIC:NIC:

2.4252.459

Term

(BC) Best Best & Krieger(FA) The PFM Group(PU) Secured Prop Tx Bond Fund(TR) US Bank NA

Neg1/11/2013 $47,486.00 Western Riverside Council of GovernmentsCDIAC Number: 2013-0030Special assessment bond

Residential Energy Conservation, Improvement5.950% Interest Rate Series 2013-0001-T5Federally Taxable


5.950

Term

(BC) Best Best & Krieger(FA) The PFM Group(PU) RA Bold Holdings(TR) US Bank NA




6.950

Term





7.750

Term





8.250

167




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term



Residential Energy Conservation, Improvement5.950% Interest Rate, Series 2013-0003-T5Federally Taxable


5.950

Term



Residential Energy Conservation, Improvement6.950% Int Rate, Series 2012-0003-T10Federally Taxable


6.950

Term





7.750

Term





8.250

Term





6.950

Term



Residential Energy Conservation, Improvement7.750% Interest Rate Series No. 2013-03-0045 & 0064Federally Taxable

NR 9/2/2028 TIC:7.75

168




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term



Residential Energy Conservation, Improvement8.250% Interest Rate Series No. 2013-03-0045 & 0064Federally Taxable

NR 9/2/2033 TIC:8.25

Term





8.250

Term



Residential Energy Conservation, Improvement6.950% Interest Rate Series No. 2013-03-0045Federally Taxable


6.950

Term





7.750

Term





5.950

Term



Residential Energy Conservation, Improvement5.95% Interest Rate, Series 130201-01-RA-05Federally Taxable


5.950

169




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term





6.950

Term





7.750

Term





8.250

Term



Residential Energy Conservation, Improvement5.950% Int Rate, Series 130208-01-RA-05Federally Taxable


5.950

Term





6.950

Term



Residential Energy Conservation, Improvement7.750% Int Rate, Series 130208-01-RA15Federally Taxable


7.750

170




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term





8.250

Term



Residential Energy Conservation, Improvement5.95 Int Rate, Series 130215-01-RA-05Federally Taxable


5.950

Term





6.950

Term





7.750

Term





8.250

Term



Residential Energy Conservation, ImprovementSeries 130222-01-RA-10, 6.950% Interest RateFederally Taxable


6.950

171




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term



Residential Energy Conservation, ImprovementSeries 130222-01-RA-15 7.75% Interest RateFederally Taxable


7.750

Term



Residential Energy Conservation, ImprovementSeries 130222-01-RA-20, 8.250% Interest RateFederally Taxable


8.250

Term

(BC) Best Best & Krieger(FA) The PFM Group(PU) Inland Bond Acquisitions (TR) US Bank NA


Residential Energy Conservation, Improvement6.950 Int Rate, Series 130301-01-IN-10Federally Taxable


6.950

Term





8.250

Term





5.950

Term



Residential Energy Conservation, Improvement7.750 Interest Rate, Series 130301-01-IN-15Federally Taxable


7.750

172




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term





5.950

Term





6.950

Term



Residential Energy Conservation, Improvement7.750 Interst Rate, Series 130308-01-IN-15Federally Taxable


7.750

Term





8.250

Term

(BC) Best Best & Krieger(FA) The PFM Group(PU) 400 PACE Bond Holdings (TR) US Bank NA


Residential Energy Conservation, Improvement5.950% Int Rate, Series 130315-01-PB-05Federally Taxable


5.950

Term





6.950

173




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term





7.750

Term





8.250

Term



Residential Energy Conservation, Improvement5.950% Interest Rate, Series 130322-01-PB-05Federally Taxable


5.950

Term





6.950

Term



Residential Energy Conservation, Improvement7.75% Interest Rate, Series 1303-2201-PB15Federally Taxable


7.750

Term





8.250

174




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term





5.950

Term





6.950

Term





7.750

Term





8.250

Term



Residential Energy Conservation, Improvement5.950% Interest Rate, Series 1304-05-01-PB-05Federally Taxable


5.950

Term





6.950

175




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term





7.750

Term





8.250

Term





5.950

Term





6.950

Term





7.750

Term





8.250

176




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term



Residential Energy Conservation, Improvement5.950% Interest Rate, Series 130419-01-SB-05Federally Taxable


5.950

Term





6.950

Term





7.750

Term


Neg4/19/2013 $1,056,191.00 Western Riverside Council of GovernmentsCDIAC Number: 2013-0836Special assessment bond

Residential Energy Conservation, Improvement8.250% Interest Rate, Series 130419-01-SP-20Federally Taxable


8.250

Term





5.950

Term





6.950

177




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term





8.250

Term





7.750

Term



Residential Energy Conservation, Improvement5.950% Interest Rate Series 130503-01-PB-05Federally Taxable


5.950

Term





6.950

Term





7.750

Term





8.250

178




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term





5.950

Term





6.950

Term





7.750

Term





8.250

Term





5.950

Term





6.950

179




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term





7.750

Term





8.250

Term





5.950

Term





6.950

Term





7.750

Term





8.250

180




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term





5.950

Term





6.950

Term





7.750

Term





8.250

Term





5.950

Term





6.950

181




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term





7.750

Term





8.250

Term





5.950

Term





6.950

Term





7.750

Term





8.250

182




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term





5.950

Term





6.950

Term





7.750

Term



O:N/AResidential Energy Conservation, Improvement8.250% Interest Rate, Series 130621-01-PB-20Federally Taxable

9/2/2033 TIC:NIC:

8.250

Term





5.950

Term





6.950

183




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term





7.750

Term





8.250

Term





5.950

Term



Residential Energy Conservation, Improvement6.950% Int Rate, Series No. 130712-01-PB-10Federally Taxable


6.950

Term





7.750

Term





8.250

184




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term



Residential Energy Conservation, Improvement5.950% Int Rate, Series 130719-01-IN-05Federally Taxable


5.950

Term





6.950

Term





7.750

Term





8.250

Term





5.950

Term





6.950

185




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term





7.750

Term





8.250

Term





5.950

Term





6.950

Term





7.750

Term





8.250

186




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term





5.950

Term





6.950

Term





7.750

Term





8.250

Term



Residential Energy Conservation, Improvement5.950% Int Rate, Series No 130816-01-PB-05Federally Taxable


5.950

Term





6.950

187




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term



Residential Energy Conservation, Improvement7.75% Int Rate, Series No 130816-01-IN-15Federally Taxable


7.750

Term





8.250

Term





5.950

Term





6.950

Term





7.750

Term





8.250

188




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term



Residential Energy Conservation, Improvement5.95% Int Rate, Series No 13083001-PB-05Federally Taxable

NR 9/2/2019 TIC:5.95

Term



Residential Energy Conservation, Improvement6.95% Inte Rate, Series 130830-01-PB-10Federally Taxable

NR 9/2/2024 TIC:6.95

Term




NR 9/2/2029 TIC:7.75

Term




NR 9/2/2034 TIC:8.25

Term




NR 9/2/2019 TIC:5.95

Term




NR 9/2/2024 TIC:6.95

189




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term




NR 9/2/2029 TIC:7.75

Term




NR 9/2/2034 TIC:8.25

Term




NR 9/2/2024 TIC:6.95

Term




NR 9/2/2029 TIC:7.75

Term




NR 9/2/2034 TIC:8.25

Term




NR 9/2/2019 TIC:5.95

190




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term




NR 9/2/2024 TIC:6.95

Term




NR 9/2/2029 TIC:7.75

Term




NR 9/2/2034 TIC:8.25

Term



Residential Energy Conservation, Improvement5.950% Int Rate, Series 130927-WR-A-PB-05Federally Taxable

NR 9/2/2019 TIC:5.95

Term




NR 9/2/2024 TIC:6.95

Term




NR 9/2/2029 TIC:7.75

191




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term




NR 9/2/2034 TIC:8.25

Term

(BC) Best Best & Krieger(FA) The PFM Group(PU) 400 PACE Bond Holdings (TR) Deutsche Bank Natl Trust


Residential Energy Conservation, Improvement6.950% Int Rate, Series 131004-WR-B-PB-10Federally Taxable

NR 9/2/2024 TIC:6.95

Term




NR 9/2/2029 TIC:7.75

Term




NR 9/2/2034 TIC:8.25

Term



Residential Energy Conservation, Improvement5.950% Int Rate, Series 131011-WR-A-PB-R5Federally Taxable

NR 9/2/2019 TIC:5.95

Term




NR 9/2/2024 TIC:6.95

192




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term




NR 9/2/2029 TIC:7.75

Term




NR 9/2/2034 TIC:8.25

Term



Residential Energy Conservation, Improvement6.950% Int Rate, Series 131018-WR-PB-R-10AFederally Taxable

NR 9/2/2024 TIC:6.95

Term




NR 9/2/2029 TIC:7.75

Term




NR 9/2/2034 TIC:8.25

Term



Residential Energy Conservation, Improvement8.750% Int Rate, Series 131018-WR-PB-R-15BFederally Taxable

NR 9/2/2029 TIC:8.75

193




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term




NR 9/2/2034 TIC:8.95

Term



Residential Energy Conservation, Improvement6.950% Int Rate Series 131025-WR-PB-R-10AFederally Taxable

NR 9/2/2024 TIC:6.95

Term




NR 9/2/2029 TIC:7.75

Term



Residential Energy Conservation, Improvement7.950% Int Rate Series 131025-WR-PB-R-10BFederally Taxable

NR 9/2/2024 TIC:7.95

Term




NR 9/2/2034 TIC:8.25

Term




NR 9/2/2029 TIC:8.75

194




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term




NR 9/2/2034 TIC:8.95

Term




NR 9/2/2019 TIC:5.95

Term




NR 9/2/2019 TIC:5.95

Term




NR 9/2/2024 TIC:6.95

Term




NR 9/2/2029 TIC:7.75

Term




NR 9/2/2024 TIC:7.95

195




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term




NR 9/2/2034 TIC:8.25

Term




NR 9/2/2029 TIC:8.75

Term




NR 9/2/2034 TIC:8.95

Term



Residential Energy Conservation, Improvement5.950% Int Rate Series 131108-WR-PB-R-05Federally Taxable

NR 9/2/2019 TIC:5.95

Term




NR 9/2/2029 TIC:7.75

Term




NR 9/2/2024 TIC:7.95

196




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term




NR 9/2/2034 TIC:8.25

Term




NR 9/2/2029 TIC:8.75

Term




NR 9/2/2034 TIC:8.95

Term




NR 9/2/2019 TIC:5.95

Term




NR 9/2/2024 TIC:6.95

Term




NR 9/2/2024 TIC:7.95

197




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term




NR 9/2/2034 TIC:8.25

Term




NR 9/2/2029 TIC:8.75

Term




NR 9/2/2034 TIC:8.95

Term

(BC) Best Best & Krieger(FA) The PFM Group(PU) James Sheridan(TR) Deutsche Bank Natl Trust


Commercial developmentSeries 131115-WR-C-JSFederally Taxable

NR 9/2/2029 TIC:7

Term



Residential Energy Conservation, Improvement5.950% Int, Series 131122-WR-PB-R-05Federally Taxable

NR 9/2/2019 TIC:5.95

Term




NR 9/2/2029 TIC:7.75

198




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term




NR 9/2/2024 TIC:7.95

Term




NR 9/2/2034 TIC:8.25

Term




NR 9/2/2029 TIC:8.75

Term




NR 9/2/2034 TIC:8.95

Term




NR 9/2/2019 TIC:5.95

Term




NR 9/2/2024 TIC:6.95

199




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term




NR 9/2/2029 TIC:7.75

Term




NR 9/2/2024 TIC:7.95

Term




NR 9/2/2034 TIC:8.25

Term




NR 9/2/2029 TIC:8.75

Term




NR 9/2/2034 TIC:8.95

Term




NR 9/2/2019 TIC:5.95

200




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term




NR 9/2/2024 TIC:6.95

Term




NR 9/2/2029 TIC:7.75

Term




NR 9/2/2024 TIC:7.95

Term




NR 9/2/2034 TIC:8.25

Term




NR 9/2/2029 TIC:8.75

Term




NR 9/2/2034 TIC:8.95

201




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term




NR 9/2/2019 TIC:5.95

Term




NR 9/2/2024 TIC:6.95

Term




NR 9/2/2029 TIC:7.75

Term




NR 9/2/2024 TIC:7.95

Term




NR 9/2/2034 TIC:8.25

Term




NR 9/2/2029 TIC:8.75

202




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term




NR 9/2/2034 TIC:8.95

Term




NR 9/2/2019 TIC:5.95

Term




NR 9/2/2024 TIC:6.95

Term




NR 9/2/2024 TIC:7.95

Term




NR 9/2/2034 TIC:8.25

Term




NR 9/2/2029 TIC:8.75

203




DATEAMOUNT

Rating(s) Enhancmt


Riverside

Term




NR 9/2/2034 TIC:8.95

Comb

(BC) Stradling Yocca(FA) Fieldman Rolapp(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg6/6/2013 $54,175,000.00 Western Riverside Water and Wastewater Financing AuthorityCDIAC Number: 2013-1011Revenue bond (Pool)

Ins

Multiple capital improvements, public worksSeries A-1 & A-2


4.1254.237

Comb


Neg6/7/2013 $24,750,000.00 Western Riverside Water and Wastewater Financing AuthorityCDIAC Number: 2013-1012Revenue bond (Pool)

Multiple capital improvements, public worksSeries B


4.7144.769

Sacramento

Term


Neg3/5/2013 $12,500,000.00 California Enterprise Development AuthorityCDIAC Number: 2013-0067Conduit revenue bond

Health care facilitiesLa Clinica de La RazaRefunding

NR 3/1/2033

Variable

Term



Health care facilitiesProgress FoundationRefunding


Variable

00

Term

(BC) Sidley Austin LLP(FA) Ross Financial(PU) First Republic Bank


Public buildingOshman Family Jewish Comm CtrRefunding

NR 3/13/2043 TIC:NIC:

1.3571.357

204




DATEAMOUNT

Rating(s) Enhancmt


Sacramento

Term



K-12 school facilityFrancis Parker SchoolRefunding

NR 5/1/2043

Variable

Term

(BC) Kutak Rock(FA) Growth Capital(PU) Umpqua Bank(TR) Wilmington Trust

Neg6/20/2013 $4,500,000.00 California Enterprise Development AuthorityCDIAC Number: 2013-1129Loan from a bank or other institution

K-12 school facilityJustin-Siena HS CorpRefunding


Variable

00

Term

(BC) Kutak Rock(FA) Growth Capital(PU) Compass Bank(TR) Wilmington Trust


K-12 school facilityFremont Christian SchoolRefunding


Variable

00

Term

(BC) Kutak Rock(PU) California Bank & Trust


K-12 school facilityThe Gillispie SchoolRefunding


Variable

00

Serial

(BC) Sidley Austin LLP(PU) First Republic Bank


K-12 school facilityThe Episcopal Church of St. Matthew

NR 7/1/2041

Term

(BC) Lewis Brisbois Bisgaard(FA) Del Rio Advisors(PU) Inland Bond Acquisitions (TR) The Bank of NY Mellon

Neg7/10/2013 $809,900.00 California Enterprise Development AuthorityCDIAC Number: 2013-1449Special assessment bond

Multiple capital improvements, public worksSeries AFederally Taxable


07

205




DATEAMOUNT

Rating(s) Enhancmt


Sacramento

Term



K-12 school facilitySanta Fe Christian SchoolsRefunding

NR 9/1/2043NIC: 3.4

Term



K-12 school facilityPacific Ridge School IncRefunding

NR 9/1/2043 TIC:3.5

Term

(BC) Kutak Rock(FA) Growth Capital(PU) Bank of Marin


K-12 school facilityThe Shining Star Foundation

NR 10/1/2043

Variable

Term

(BC) Lewis Brisbois Bisgaard(FA) Del Rio Advisors(PU) IC-PACE LLC(TR) The Bank of NY Mellon

Neg10/22/2013 $478,100.00 California Enterprise Development AuthorityCDIAC Number: 2013-1788Special assessment bond

Multiple capital improvements, public worksSeries BFederally Taxable

NR 9/2/2033 TIC:7.335

Serial

(BC) Sidley Austin LLP(PU) First Republic Bank(TR) Wells Fargo Bank


K-12 school facilityHamlin SchoolRefunding

NR 11/1/2043 TIC:3.1

Term

(BC) Kutak Rock(PU) City National Bank


Other, multiple health care purposesSan Diego Blood Bank

NR 1/1/2039

Variable

206




DATEAMOUNT

Rating(s) Enhancmt


Sacramento

Term



Health care facilitiesSt Paul's Retirement Homes

NR 12/1/2045 TIC:4.932

Serial

(BC) Sidley Austin LLP(FA) Ross Financial(PU) First Republic Bank


K-12 school facilityMarin Country Day SchoolRefunding

NR 12/1/2043 TIC:NIC:

3.4083.373

Term

(BC) Orrick Herrington(TR) The Bank of NY Mellon(UW) Stone Youngberg/Stifel

Neg2/7/2013 $4,200,000.00 California Statewide Communities Development AuthorityCFD No 2012-01CDIAC Number: 2012-1938Limited tax obligation bond

Commercial developmentFancher Creek Series A


6.940

Term

(BC) Orrick Herrington(TR) Wilmington Trust(UW) RBC Capital Mkts LLC

Neg5/16/2013 $6,245,000.00 California Statewide Communities Development AuthorityCFD No 2012-02CDIAC Number: 2013-0823Limited tax obligation bond

Multiple capital improvements, public worksCFD No 201202 Manteca Lifestyle Ctr Series A


5.3175.22

Term

(BC) Quint & Thimmig(FA) Government Fin Strat(TR) Sacramento Co(UW) Southwest Securities

Neg2/28/2013 $4,500,000.00 Center Joint Unified School DistrictCDIAC Number: 2013-0336Tax and revenue anticipation note


S:SP-1+ 9/3/2013 TIC:0.511

Serial

(PU) Kansas State BankNeg2/1/2013 $320,004.00 Cosumnes Community Services DistrictCDIAC Number: 2013-0345Certificates of participation/leases

EquipmentAmbulance upgrades


02.56

207




DATEAMOUNT

Rating(s) Enhancmt


Sacramento

Term

(BC) Lozano Smith(FA) Government Fin Strat(TR) Sacramento Co(UW) Morgan Stanley

Neg3/7/2013 $50,000,000.00 Elk Grove Unified School DistrictCDIAC Number: 2013-0099Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.210.212

Term

(BC) Orrick Herrington(FA) NHA Advisors(PU) Pinnacle Public Finance(TR) Union Bank NA

Neg7/18/2013 $12,779,582.00 Folsom Public Financing AuthorityCDIAC Number: 2013-1492Public lease revenue bond


NR 12/1/2033 TIC:NIC:

3.153.15

Term

(BC) Jones Hall(PU) Compass Bank

Neg10/9/2013 $3,075,000.00 GaltCDIAC Number: 2013-1861Certificates of participation/leases

Water supply, storage, distributionWater Meter

NR 10/1/2028 TIC:NIC:

3.043.04

Term


Neg2/28/2013 $4,150,000.00 Galt Joint Union Elementary School DistrictCDIAC Number: 2013-0340Tax and revenue anticipation note


S:SP-1+ 9/3/2013 TIC:0.514

Term


Neg2/28/2013 $1,350,000.00 Galt Joint Union High School DistrictCDIAC Number: 2013-0339Tax and revenue anticipation note


S:SP-1+ 9/3/2013 TIC:0.695

Comb

(BC) Jones Hall(FA) Dale Scott & Co Inc(TR) Sacramento Co(UW) Barclays Capital Inc

Comp6/11/2013 $60,000,000.00 Los Rios Community College DistrictCDIAC Number: 2013-0907General obligation bond

M:Aa2

College, university facilitySeries B

S:AA- 8/1/2038 TIC:4.109

208




DATEAMOUNT

Rating(s) Enhancmt


Sacramento

Comb

(BC) Jones Hall(FA) Dale Scott & Co Inc(TR) Sacramento Co(UW) Barclays Capital Inc

Comp6/11/2013 $20,000,000.00 Los Rios Community College DistrictCDIAC Number: 2013-0908General obligation bond

M:Aa2

College, university facilitySeries E

S:AA- 8/1/2038 TIC:4.178

Serial

(BC) Kronick Moskovitz(FA) Government Fin Strat(EN) Build America(TR) Union Bank NA(UW) E J De La Rosa

Neg5/22/2013 $27,265,000.00 Natomas Unified School DistrictCDIAC Number: 2013-1068General obligation bond

Ins

M:A2



3.2763.46

Comb

(BC) Orrick Herrington(TR) US Bank NA(UW) Goldman Sachs

Neg3/20/2013 $215,195,000.00 SacramentoCDIAC Number: 2013-0532Public enterprise revenue bond

F:AA-


S:AA- 9/1/2042 TIC:NIC:

3.7944.179

Comb

(BC) Orrick Herrington(TR) US Bank NA(UW) Merrill Lynch Pierce

Neg6/19/2013 $30,855,000.00 SacramentoCDIAC Number: 2013-1302Public enterprise revenue bond

F:AA


S:AA- 9/1/2042 TIC:NIC:

4.1824.326

Term

(BC) Orrick Herrington(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg7/10/2013 $32,630,000.00 SacramentoCDIAC Number: 2013-1345Tax and revenue anticipation note

M:MIG1F:F1+


6/27/2014 TIC:NIC:

4.2544.32

Serial

(BC) Orrick Herrington(PU) Sacramento City FA(TR) The Bank of NY Mellon

Neg1/10/2013 $15,070,000.00 Sacramento CFD No 2001-03CDIAC Number: 2012-1944Limited tax obligation bond

Multiple capital improvements, public worksNorth Natomas Regency Park Series ARefunding


00

209




DATEAMOUNT

Rating(s) Enhancmt


Sacramento

Serial

(BC) Orrick Herrington(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) Stone Youngberg/Stifel

Neg1/10/2013 $23,525,000.00 Sacramento City Financing AuthorityCDIAC Number: 2012-1942Revenue bond (Pool)

Ins

Multiple capital improvements, public worksWestlake & Regency Park Series A


3.4283.646

Serial

(BC) Fulbright & Jaworski(FA) Lamont Financial Services(TR) State Treasurer(UW) Stifel Nicolaus & Co Inc

Neg8/20/2013 $97,410,000.00 Sacramento City Financing AuthorityCDIAC Number: 2013-1563Public lease revenue bond

M:A2F:A-

Public buildingCal EPA Bldg Series ARefunding

S:A- 5/1/2023 TIC:NIC:

2.9943.189

Term

(BC) Orrick Herrington(FA) Capitol Public Fin Group(TR) Sacramento Co(UW) Wells Fargo Bank

Neg3/21/2013 $60,000,000.00 Sacramento City Unified School DistrictCDIAC Number: 2013-0401Tax and revenue anticipation note


S:SP-1+ 9/26/2013 TIC:NIC:

0.2510.252

Comb

(BC) Orrick Herrington(FA) Capitol Public Fin Group(EN) Build America(TR) Sacramento Co(UW) RBC Capital Mkts LLC

Neg6/27/2013 $30,000,000.00 Sacramento City Unified School DistrictCDIAC Number: 2013-1469General obligation bond

Ins

K-12 school facilityMeasures Q & R Series A


4.0794.332

Term

(BC) Orrick Herrington(FA) Capitol Public Fin Group(TR) Sacramento Co(UW) RBC Capital Mkts LLC

Neg6/27/2013 $40,000,000.00 Sacramento City Unified School DistrictCDIAC Number: 2013-1470General obligation bond

K-12 school facilityMeasures Q & R Series B Qualified School Construction BondsFederally Taxable

S:A+ 7/1/2038 TIC:NIC:

5.9155.788

Term

(BC) Orrick Herrington(FA) The PFM Group(TR) The Bank of NY Mellon(UW) Barclays Capital Inc

Neg10/16/2013 $111,960,000.00 Sacramento CountyCDIAC Number: 2013-1860Pension obligation bonds

M:Baa1F:A-


S:A- 8/1/2025 TIC:NIC:

7.5597.456

210




DATEAMOUNT

Rating(s) Enhancmt


Sacramento

Serial

(BC) Kronick Moskovitz(FA) Government Fin Strat(PU) Green Campus Partners, LL(TR) Wells Fargo Bank

Neg3/1/2013 $6,625,000.00 Sacramento County Board of EducationCDIAC Number: 2013-0369Certificates of participation/leases


NR 3/1/2027 TIC:3.5

Term

(BC) Orrick Herrington(FA) Community Economic Inc(PU) Bank of the West

Neg11/29/2013 $14,500,000.00 Sacramento County Housing AuthorityCDIAC Number: 2013-1982Loan from a bank or other institution

Multifamily housingS Sacto Mutual Hsg Apts Issue B-1 & 2

NR 11/1/2045

Variable

Term

(BC) Orrick Herrington(FA) Montague DeRose(PU) Wells Fargo Bank(TR) Union Bank NA

Neg5/29/2013 $50,000,000.00 Sacramento County Sanitation District Financing AuthorityCDIAC Number: 2013-1022Public enterprise revenue bond

Wastewater collection, treatmentRegional Co Sanitation District Series BRefunding

NR 12/1/2036 TIC:NIC:

Variable

00

Term

(BC) Orrick Herrington(FA) Montague DeRose(TR) Union Bank NA(UW) RBC Capital Mkts LLC


Wastewater collection, treatmentRegional Co Sanitation District Series ARefunding

S:AA- 12/1/2040 TIC:NIC:

Variable

00

Term

(BC) Orrick Herrington(FA) Montague DeRose(PU) Bank of America NA(TR) Union Bank NA


Wastewater collection, treatmentSac Reg Co Sanitation Dist Series C & DRefunding

NR 12/1/2039

Variable

Term

(BC) Orrick Herrington(PU) US Bank NA

Neg1/15/2013 $8,600,000.00 Sacramento Housing AuthorityCDIAC Number: 2012-1925Conduit revenue bond

Multifamily housingTaylor Terrace Apts Issues A-1 & 2

NR 1/15/2044

Variable

211




DATEAMOUNT

Rating(s) Enhancmt


Sacramento

Term

(BC) Orrick Herrington(PU) Banc of America Pub Cap(TR) US Bank NA

Neg12/18/2013 $12,722,000.00 Sacramento Housing AuthorityCDIAC Number: 2013-2207Conduit revenue bond

Multifamily housingWashington Plaza Apts Issue D

NR 12/1/2045

Variable

Comb

(BC) Orrick Herrington(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg7/11/2013 $46,075,000.00 Sacramento North Natomas CFD No 4CDIAC Number: 2013-1493Limited tax obligation bond

Multiple capital improvements, public worksSeries ERefunding


4.8584.934

Serial

(BC) Orrick Herrington(PU) Sacramento City FA(TR) The Bank of NY Mellon

Neg1/10/2013 $8,455,000.00 Sacramento North Natomas Westlake CFD No 2000-01CDIAC Number: 2012-1943Limited tax obligation bond



00

Serial

(BC) Kronick Moskovitz(FA) Capitol Public Fin Group(TR) Sacramento Co(UW) Morgan Stanley

Comp1/31/2013 $50,000,000.00 San Juan Unified School DistrictCDIAC Number: 2013-0331General obligation bond

M:Aa2


8/1/2038 TIC:NIC:

3.1650

Serial

(BC) Kronick Moskovitz(FA) Capitol Public Fin Group(TR) Sacramento Co(UW) Citigroup Global Markets

Comp1/31/2013 $20,000,000.00 San Juan Unified School DistrictCDIAC Number: 2013-0332General obligation bond

M:Aa2


8/1/2015 TIC:NIC:

0.320

Term

(BC) Kutak Rock(FA) Capitol Public Fin Group(PU) Compass Mortgage Corp

Neg11/26/2013 $2,637,370.00 San Juan Unified School DistrictCDIAC Number: 2013-2085Certificates of participation/leases

EquipmentSchool Bus

NR 8/1/2023 TIC:2.69

212




DATEAMOUNT

Rating(s) Enhancmt


San Benito

Term


Neg2/20/2013 $1,575,000.00 Hollister School District (CSCRPA)CDIAC Number: 2013-0461Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Serial

(BC) Quint & Thimmig(FA) G L Hicks Financial(EN) OSHPD(TR) US Bank NA(UW) Piper Jaffray & Co

Neg2/27/2013 $24,915,000.00 San Benito Health Care DistrictCDIAC Number: 2013-0544Public enterprise revenue bond

Ins

Health care facilitiesWomen's CenterRefunding

S:A 3/1/2029 TIC:3.037

San Bernardino

Term


Neg2/20/2013 $5,000,000.00 Alta Loma Elementary School District (CSCRPA)CDIAC Number: 2013-0439Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Comb


Neg5/15/2013 $21,685,000.00 Apple Valley Unified School DistrictCDIAC Number: 2013-1043General obligation bond

Ins

M:A1



3.0793.339

Term

(BC) Stradling Yocca(PU) Capital One Pub Funding(TR) US Bank NA

Neg6/1/2013 $3,310,000.00 Apple Valley Unified School DistrictCDIAC Number: 2013-1229Certificates of participation/leases



2.4492.45

Serial


Neg2/28/2013 $2,910,000.00 Barstow Community College District (CCCFA)CDIAC Number: 2013-0408Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.7310.739

213




DATEAMOUNT

Rating(s) Enhancmt


San Bernardino

Term

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(PU) Capital One Pub Funding(TR) Wells Fargo Bank

Neg5/17/2013 $3,585,000.00 Barstow Unified School DistrictCDIAC Number: 2013-1083General obligation bond



2.52.5

Term


Neg2/20/2013 $11,155,000.00 Barstow Unified School District (CSCRPA)CDIAC Number: 2013-0513Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.4180.422

Term


Neg6/25/2013 $3,315,000.00 Barstow Unified School District (CSCRPA)CDIAC Number: 2013-1370Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

Term

(BC) Kronick Moskovitz(FA) Government Fin Strat(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) Crews & Assoc

Neg10/31/2013 $5,810,000.00 Bear Valley Unified School DistrictCDIAC Number: 2013-1745Certificates of participation/leases

Ins


S:AA-/A 10/1/2038 TIC:NIC:

4.6694.595

Term


Neg2/20/2013 $1,100,000.00 Bear Valley Unified School District (CSCRPA)CDIAC Number: 2013-0441Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term

(BC) Best Best & Krieger(PU) USDA Rural Dev(TR) Union Bank NA

Neg10/30/2013 $3,157,000.00 Big Bear LakeCDIAC Number: 2013-1767Public enterprise revenue bond

Water supply, storage, distributionUSDA-RD Loan Security

NR 10/1/2053 TIC:NIC:

2.752.75

214




DATEAMOUNT

Rating(s) Enhancmt


San Bernardino

Serial


Neg2/28/2013 $15,000,000.00 Chaffey Community College District (CCCFA)CDIAC Number: 2013-0410Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.4480.454

Comb

(BC) Stradling Yocca(FA) OConnor & Co Sec(TR) Wells Fargo Bank(UW) Stifel Nicolaus & Co Inc

Neg5/19/2013 $4,725,000.00 Chino CFD No 2006-1CDIAC Number: 2013-0759Limited tax obligation bond



5.3135.281

Comb

(BC) Stradling Yocca(FA) OConnor & Co Sec(TR) Wells Fargo Bank(UW) Stifel Nicolaus & Co Inc

Neg3/19/2013 $5,865,000.00 Chino CFD No 2006-3CDIAC Number: 2013-0633Limited tax obligation bond



4.6484.629

Term


Neg2/20/2013 $29,950,000.00 Colton Joint Unified School District (CSCRPA)CDIAC Number: 2013-0507Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3780.382

Term


Neg6/25/2013 $8,915,000.00 Colton Joint Unified School District (CSCRPA)CDIAC Number: 2013-1403Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3390.343

Serial


Neg2/28/2013 $2,500,000.00 Copper Mountain Community College District (CCCFA)CDIAC Number: 2013-0411Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.7330.742

215




DATEAMOUNT

Rating(s) Enhancmt


San Bernardino

Comb

(BC) Stradling Yocca(FA) Fieldman Rolapp(TR) Union Bank NA(UW) Citigroup Global Markets

Neg6/5/2013 $12,085,000.00 East Valley Water District Financing AuthorityCDIAC Number: 2013-1069Public enterprise revenue bond

F:AA-

Multiple capital improvements, public worksSeries A

S:AA- 10/1/2043 TIC:NIC:

4.5184.672

Comb

(BC) Stradling Yocca(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg1/28/2013 $5,250,000.00 Etiwanda School District CFD No 2007-1CDIAC Number: 2013-0050Limited tax obligation bond

K-12 school facilityVictoria Gardens Public FacilitiesRefunding


4.6014.604

Comb

(BC) Orrick Herrington(FA) CSG Advisors(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg7/24/2013 $2,750,000.00 Fontana CFD No 70CDIAC Number: 2013-1541Limited tax obligation bond

Multiple capital improvements, public worksAvellino


5.6415.623

Term


Neg2/20/2013 $29,915,000.00 Fontana Unified School District (CSCRPA)CDIAC Number: 2013-0514Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.4180.422

Comb

(BC) Jones Hall(EN) Assured Guaranty Corp(TR) Union Bank NA(UW) Stifel Nicolaus & Co Inc

Neg10/10/2013 $12,445,000.00 Hesperia Joint Public Finance AuthorityCDIAC Number: 2013-1736Public lease revenue bond

Ins

Public buildingCivic PlazaRefunding

S:AA-/A 10/1/2035 TIC:NIC:

4.7314.698

Comb

(BC) Orrick Herrington(FA) Dolinka Group LLC(EN) Build America(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg3/21/2013 $10,175,000.00 Hesperia Unified School DistrictCDIAC Number: 2013-0076Certificates of participation/leases

Ins

K-12 school facilitySchool Fac Bridge Restructuring Series BFederally Taxable


4.8044.776

216




DATEAMOUNT

Rating(s) Enhancmt


San Bernardino

Term

(BC) Orrick Herrington(FA) Dolinka Group LLC(EN) Build America(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg3/21/2013 $42,520,000.00 Hesperia Unified School DistrictCDIAC Number: 2013-0077Certificates of participation/leases

Ins

K-12 school facilitySchool Fac Bridge Restructuring Series ARefunding


4.8044.776

Term


Neg2/20/2013 $30,965,000.00 Hesperia Unified School District (CSCRPA)CDIAC Number: 2013-0497Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3980.402

Term


Neg6/25/2013 $5,735,000.00 Hesperia Unified School District (CSCRPA)CDIAC Number: 2013-1380Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

Serial

(BC) Best Best & Krieger(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) Southwest Securities

Neg5/2/2013 $5,110,000.00 Hi-Desert Water DistrictCDIAC Number: 2013-0878Public enterprise revenue bond

Ins


S:AA- 9/1/2024 TIC:NIC:

2.1692.341

Term

(BC) Stradling Yocca(FA) W J Fawell Co(PU) City National Bank(TR) US Bank NA

Neg11/6/2013 $879,000.00 Mountain View School District CFD No 97-1CDIAC Number: 2013-2013Limited tax obligation bond



4.2514.25

Comb

(BC) Stradling Yocca(FA) CSG Advisors(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) Raymond James

Comp8/20/2013 $33,390,000.00 Ontario Public Financing AuthorityCDIAC Number: 2013-1653Public lease revenue bond

Ins

O:AA-Multiple capital improvements, public works

S:AA- 10/1/2043 TIC:NIC:

5.2775.24

217




DATEAMOUNT

Rating(s) Enhancmt


San Bernardino

Comb

(BC) Stradling Yocca(FA) CSG Advisors(TR) The Bank of NY Mellon(UW) Morgan Stanley

Comp9/10/2013 $74,545,000.00 Ontario Public Financing AuthorityCDIAC Number: 2013-1655Public lease revenue bond



4.7554.859

Term

(BC) Stradling Yocca(PU) Compass Mortgage Corp(TR) Wells Fargo Bank

Neg10/30/2013 $19,805,000.00 Ontario-Montclair School DistrictCDIAC Number: 2013-1939General obligation bond



3.2743.27

Term

(BC) Stradling Yocca(TR) US Bank NA(UW) Oppenheimer & Co

Neg4/18/2013 $6,510,000.00 Oro Grande Elementary School DistrictCDIAC Number: 2013-0635Certificates of participation/leases



5.3115.231

Comb

(BC) Best Best & Krieger(FA) Fieldman Rolapp(TR) Wells Fargo Bank(UW) Stifel Nicolaus & Co Inc

Neg7/30/2013 $14,170,000.00 Rancho Cucamonga CFD No 2003-01CDIAC Number: 2013-1594Limited tax obligation bond

Multiple capital improvements, public worksIA No 1Refunding


5.1425.149

Serial

(BC) Best Best & Krieger(FA) Fieldman Rolapp(PU) Alliance Bank of Arizona(TR) Wells Fargo Bank

Neg9/30/2013 $2,784,000.00 Rancho Cucamonga CFD No 2003-01CDIAC Number: 2013-1876Limited tax obligation bond

Multiple capital improvements, public worksIA No 2Refunding


4.314.31

Serial

(BC) Best Best & Krieger(FA) Fieldman Rolapp(TR) US Bank NA(UW) Citigroup Global Markets

Neg10/9/2013 $13,500,000.00 Redlands Financing AuthorityCDIAC Number: 2013-1869Revenue bond (Pool)

Street construction and improvementsSeries A

S:AA- 9/1/2023 TIC:NIC:

2.2532.469

218




DATEAMOUNT

Rating(s) Enhancmt


San Bernardino

Term


Neg2/20/2013 $39,655,000.00 Rialto Unified School District (CSCRPA)CDIAC Number: 2013-0517Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.4180.422

Term


Neg6/25/2013 $12,330,000.00 Rialto Unified School District (CSCRPA)CDIAC Number: 2013-1406Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3390.343

Term


Neg2/20/2013 $1,580,000.00 Rim of the World Unified School District (CSCRPA)CDIAC Number: 2013-0478Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term


Neg6/25/2013 $1,610,000.00 Rim of the World Unified School District (CSCRPA)CDIAC Number: 2013-1399Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3360.341

Term


Neg12/3/2013 $191,670.00 San Bernardino Associated GovernmentsCDIAC Number: 2013-2147Special assessment bond

Residential Energy Conservation, Improvement6.250% Int Rate Series 131203-SB-PB-R-05AFederally Taxable

NR 9/2/2019 TIC:6.25

Term




NR 9/2/2024 TIC:8.2

219




DATEAMOUNT

Rating(s) Enhancmt


San Bernardino

Term




NR 9/2/2029 TIC:8.95

Term


Neg12/3/2013 $1,043,269.00 San Bernardino Associated GovernmentsCDIAC Number: 2013-2179Special assessment bond


NR 9/2/2034 TIC:9.25

Term




NR 9/2/2019 TIC:6.25

Term




NR 9/2/2024 TIC:8.2

Term




NR 9/2/2029 TIC:8.95

Term




NR 9/2/2034 TIC:9.25

220




DATEAMOUNT

Rating(s) Enhancmt


San Bernardino

Term




NR 9/2/2019 TIC:6.25

Term




NR 9/2/2024 TIC:8.2

Term




NR 9/2/2029 TIC:8.95

Term




NR 9/2/2034 TIC:9.25

Term




NR 9/2/2019 TIC:6.25

Term




NR 9/2/2024 TIC:8.2

221




DATEAMOUNT

Rating(s) Enhancmt


San Bernardino

Term




NR 9/2/2029 TIC:8.95

Term




NR 9/2/2034 TIC:9.25

Term




NR 9/2/2019 TIC:6.25

Term




NR 9/2/2024 TIC:8.2

Term




NR 9/2/2029 TIC:8.95

Term




NR 9/2/2034 TIC:9.25

222




DATEAMOUNT

Rating(s) Enhancmt


San Bernardino

Serial


Neg5/22/2013 $30,150,000.00 San Bernardino City Unified School DistrictCDIAC Number: 2013-0778General obligation bond

Ins

M:A2/A2



4.1254.164

Serial



Ins

M:A2/A2

K-12 school facilitySeries BFederally Taxable


3.8763.909

Serial

(BC) Stradling Yocca(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) Piper Jaffray & Co


Ins

M:A2/A2



3.053.343

Term


Neg2/20/2013 $39,650,000.00 San Bernardino City Unified School District (CSCRPA)CDIAC Number: 2013-0503Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3980.402

Term

(BC) Orrick Herrington(FA) PRAG(TR) San Bernardino Co(UW) Wells Fargo Bank

Neg6/4/2013 $150,000,000.00 San Bernardino CountyCDIAC Number: 2013-0970Tax and revenue anticipation note

M:MIG1


S:SP-1+ 6/30/2014 TIC:NIC:

0.2120.216

Comb


Neg11/6/2013 $2,345,000.00 San Bernardino County CFD No 2006-1CDIAC Number: 2013-1887Limited tax obligation bond

Multiple capital improvements, public worksLytle Creek North IA No 1


5.6695.577

223




DATEAMOUNT

Rating(s) Enhancmt


San Bernardino

Comb


Neg11/6/2013 $5,935,000.00 San Bernardino County CFD No 2006-1CDIAC Number: 2013-1888Limited tax obligation bond

Multiple capital improvements, public worksLytle Creek North IA No 2


5.3625.345

Term

(BC) Stradling Yocca(FA) Fred Consulting(PU) JP Morgan Chase Bank

Neg2/19/2013 $18,000,000.00 San Bernardino County Housing AuthorityCDIAC Number: 2012-1861Conduit revenue bond

Multifamily housingValencia Grove Apts Series A-1 & A-2Subject to Alternative Minimum Tax

NR 8/15/2033 TIC:NIC:

Variable

00

Serial


Neg5/9/2013 $22,090,000.00 Successor Agency to the Upland Community RedevelopmentAgencyCDIAC Number: 2013-0916Tax allocation bond Ins

Redevelopment, multiple purposesA MergedRefunding


2.2792.455

Term


Neg2/20/2013 $14,880,000.00 Upland Unified School District (CSCRPA)CDIAC Number: 2013-0511Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3780.382

Term

(BC) Stradling Yocca(PU) City National Bank(TR) The Bank of NY Mellon

Neg1/18/2013 $2,252,000.00 Upland Unified School District CFD No 01-1CDIAC Number: 2012-2008Limited tax obligation bond



4.1994.2

Term

(BC) Stradling Yocca(PU) City National Bank(TR) The Bank of NY Mellon

Neg1/18/2013 $1,871,000.00 Upland Unified School District CFD No 99-1CDIAC Number: 2012-2007Limited tax obligation bond



4.0994.1

224




DATEAMOUNT

Rating(s) Enhancmt


San Bernardino

Term

(BC) Stradling Yocca(FA) Dolinka Group LLC(PU) City National Bank(TR) Zions First Natl Bk

Neg10/24/2013 $9,210,000.00 Victor Elementary School District CFD No 2004-1CDIAC Number: 2013-1441Limited tax obligation bond



4.3014.3

Term

(BC) Nixon Peabody(FA) Fieldman Rolapp(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg2/13/2013 $18,000,000.00 Victor Valley Union High School DistrictCDIAC Number: 2013-0315Tax and revenue anticipation note


S:SP-1 10/1/2013 TIC:NIC:

0.9250.932

Serial

(BC) Nixon Peabody(FA) Fieldman Rolapp(TR) US Bank NA(UW) Morgan Stanley

Comp2/13/2013 $36,839,953.00 Victor Valley Union High School DistrictCDIAC Number: 2013-0316General obligation bond


S:A- 8/1/2052 TIC:NIC:

5.9240

Comb

(BC) Nixon Peabody(FA) Fieldman Rolapp(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg2/20/2013 $3,325,000.00 Victor Valley Union High School District CFD No 2007-1CDIAC Number: 2013-0314Limited tax obligation bond



4.9694.95

Term


Neg2/20/2013 $6,955,000.00 Yucaipa-Calimesa Joint Unified School District (CSCRPA)CDIAC Number: 2013-0512Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3780.382

San Diego

Comb

(BC) Jones Hall(FA) Dale Scott & Co Inc(TR) US Bank NA(UW) UBS Financial Services

Comp8/13/2013 $31,200,000.00 Cajon Valley Union School DistrictCDIAC Number: 2013-1078General obligation bond


S:AA- 8/1/2037 TIC:NIC:

4.6354.638

225




DATEAMOUNT

Rating(s) Enhancmt


San Diego

Term

(BC) Jones Hall(FA) Dale Scott & Co Inc(PU) JP Morgan Chase Bank(TR) San Diego Co

Neg10/17/2013 $1,815,000.00 Cajon Valley Union School DistrictCDIAC Number: 2013-1079General obligation bond



1.451.45

Serial

(BC) Orrick Herrington(FA) Government Fin Strat(TR) Wilmington Trust(UW) Citigroup Global Markets

Neg6/4/2013 $345,000.00 Cardiff School District (SDCSD)CDIAC Number: 2013-1219Tax and revenue anticipation note

Cash flow, interim financingSDCSD 2013-2014 TRAN Pool Series A, B-1 & B-2

S:SP-1+ 4/30/2014 TIC:NIC:

0.3860.389

Comb

(BC) Stradling Yocca(FA) Fieldman Rolapp(TR) The Bank of NY Mellon(UW) Stone Youngberg/Stifel

Comp1/16/2013 $31,300,000.00 CarlsbadCDIAC Number: 2013-0330Special assessment bond

Street construction and improvementsReAD No 2012-1Refunding


4.0364.109

Serial

(BC) Stradling Yocca(PU) Capital One Pub Funding(TR) The Bank of NY Mellon

Neg8/1/2013 $6,105,000.00 Carlsbad Unified School DistrictCDIAC Number: 2013-1328Certificates of participation/leases



2.82.8

Serial


Neg6/4/2013 $9,240,000.00 Carlsbad Unified School District (SDCSD)CDIAC Number: 2013-1223Tax and revenue anticipation note


S:SP-1+ 4/30/2014 TIC:NIC:

0.3590.364

Term

(BC) Chapman & Cutler(CB) Stradling Yocca(FA) Harrell & Co Advisors(PU) Banc of America Pub Cap(TR) Deutsche Bank Securities

Neg8/1/2013 $2,121,500.00 Chula VistaCDIAC Number: 2013-1617Certificates of participation/leases

Power generation/transmissionSolar Energy Loma Verde

NR 2/1/2031 TIC:3.525

226




DATEAMOUNT

Rating(s) Enhancmt


San Diego

Comb

(BC) Best Best & Krieger(FA) Fieldman Rolapp(PU) Chula Vista Municipal FA(TR) US Bank NA

Neg8/21/2013 $23,600,000.00 Chula Vista CFD No 06-1CDIAC Number: 2013-1624Limited tax obligation bond

Multiple capital improvements, public worksEastlake Woods Vistas & Land Swap IA ARefunding


4.7434.88

Comb



Multiple capital improvements, public worksEastlake Woods Vistas & Land Swap IA BRefunding


4.7984.914

Comb



Multiple capital improvements, public worksOtay Ranch Village ElevenRefunding


4.7984.914

Comb



Multiple capital improvements, public worksOtay Ranch Village SixRefunding


4.7444.88

Comb



Multiple capital improvements, public worksMcMillin Otay Ranch Village SixRefunding


4.7434.88

Serial

(BC) Stradling Yocca(FA) Dale Scott & Co Inc(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) Merrill Lynch Pierce

Comp3/20/2013 $41,650,000.00 Chula Vista Elementary School DistrictCDIAC Number: 2013-0019Certificates of participation/leases

Ins

K-12 school facilityJuarez-Lincoln/Heritage/Discovery/Ann & WilliamHedenkamp ES Series ARefunding

S:AA-/A+ 9/1/2028 TIC:NIC:

2.8162.997

227




DATEAMOUNT

Rating(s) Enhancmt


San Diego

Serial

(BC) Stradling Yocca(FA) Dale Scott & Co Inc(TR) San Diego Co(UW) Citigroup Global Markets

Comp6/18/2013 $30,755,000.00 Chula Vista Elementary School DistrictCDIAC Number: 2013-1181General obligation bond


S:AA- 8/1/2029 TIC:NIC:

2.672.875

Serial

(BC) Stradling Yocca(FA) Dale Scott & Co Inc(TR) San Diego Co(UW) E J De La Rosa

Comp6/13/2013 $31,000,000.00 Chula Vista Elementary School DistrictCDIAC Number: 2013-1332General obligation bond

K-12 school facilitySFID No 1 Series A

S:AA- 8/1/2037 TIC:NIC:

3.7673.819

Comb

(BC) Stradling Yocca(FA) Dale Scott & Co Inc(EN) Build America(TR) The Bank of NY Mellon(UW) Hutchinson Shockey

Comp8/27/2013 $6,845,000.00 Chula Vista Elementary School DistrictCDIAC Number: 2013-1661Certificates of participation/leases

Ins

K-12 school facilityFederally Taxable


5.9715.836

Term

(BC) Stradling Yocca(FA) Harrell & Co Advisors(PU) Citibank(TR) US Bank NA

Neg3/13/2013 $20,540,000.00 Chula Vista Housing AuthorityCDIAC Number: 2012-1922Conduit revenue bond

Multifamily housingCongregational Towers Series ASubject to Alternative Minimum Tax


Variable

00

Comb

(BC) Best Best & Krieger(FA) Fieldman Rolapp(EN) Build America(TR) US Bank NA(UW) E J De La Rosa

Neg8/21/2013 $72,100,000.00 Chula Vista Municipal Financing AuthorityCDIAC Number: 2013-1623Revenue bond (Pool)

Ins

Multiple capital improvements, public worksCFD Nos 06-1, 07-1, 08-1, 2001-2Refunding

S:AA/BBB+ 9/1/2034 TIC:NIC:

4.7434.88

Serial

(BC) Best Best & Krieger(FA) Fieldman Rolapp(TR) Union Bank NA(UW) Citigroup Global Markets

Comp3/5/2013 $7,865,000.00 Encinitas Public Financing AuthorityCDIAC Number: 2012-2130Public lease revenue bond

Parks, open spaceEncinitas Community Park Series A

S:AA+ 10/1/2032 TIC:2.822

228




DATEAMOUNT

Rating(s) Enhancmt


San Diego

Comb

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(TR) San Diego Co(UW) Piper Jaffray & Co

Neg2/5/2013 $9,998,411.00 Encinitas Union School DistrictCDIAC Number: 2012-2017General obligation bond

M:Aa2


S:AA+ 8/1/2037 TIC:NIC:

4.2330

Serial


Neg6/4/2013 $4,155,000.00 Encinitas Union School District (SDCSD)CDIAC Number: 2013-1220Tax and revenue anticipation note


S:SP-1+ 4/30/2014 TIC:NIC:

0.3860.389

Serial

(BC) Stradling Yocca(EN) Build America(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg7/17/2013 $2,355,000.00 Escondido CFD No 2000-01CDIAC Number: 2013-1453Limited tax obligation bond

Ins

Multiple capital improvements, public worksHidden TrailsRefunding


4.5854.498

Serial


Neg3/7/2013 $4,830,000.00 Escondido Joint Powers Financing AuthorityCDIAC Number: 2013-0595Public lease revenue bond

Flood control, storm drainageSeries ARefunding

S:A 10/1/2030 TIC:NIC:

3.5723.582

Serial


Neg6/4/2013 $1,095,000.00 Fallbrook Union High School District (SDCSD)CDIAC Number: 2013-1224Tax and revenue anticipation note


S:SP-1+ 4/30/2014 TIC:NIC:

0.3590.364

Comb

(BC) Orrick Herrington(FA) Loop Capital Mkts(TR) San Diego Co(UW) Stifel Nicolaus & Co Inc

Neg10/30/2013 $40,000,000.00 Grossmont Union High School DistrictCDIAC Number: 2013-1919General obligation bond

M:Aa3

K-12 school facilitySeries E

S:AA- 8/1/2043 TIC:NIC:

4.8284.908

229




DATEAMOUNT

Rating(s) Enhancmt


San Diego

Serial


Neg6/4/2013 $15,000,000.00 Grossmont Union High School District (SDCSD)CDIAC Number: 2013-1225Tax and revenue anticipation note


S:SP-1+ 4/30/2014 TIC:NIC:

0.3590.364

Comb


Neg8/14/2013 $80,000,000.00 Grossmont-Cuyamaca Community College DistrictCDIAC Number: 2013-1335General obligation bond

M:Aa2



4.6494.866

Serial


Neg8/14/2013 $5,470,000.00 Grossmont-Cuyamaca Community College DistrictCDIAC Number: 2013-1336General obligation bond

M:Aa2



3.183.256

Serial


Neg2/28/2013 $8,000,000.00 Grossmont-Cuyamaca Community College District (CCCFA)CDIAC Number: 2013-0413Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.5040.511

Comb

(BC) Bowie Arneson Wiles(FA) Fieldman Rolapp(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg10/31/2013 $2,099,195.00 Julian Union High School DistrictCDIAC Number: 2013-0042General obligation bond


S:AA- 8/1/2034 TIC:5.053

Serial


Neg6/4/2013 $6,490,000.00 La Mesa-Spring Valley School District (SDCSD)CDIAC Number: 2013-1221Tax and revenue anticipation note


S:SP-1+ 4/30/2014 TIC:NIC:

0.3860.389

230




DATEAMOUNT

Rating(s) Enhancmt


San Diego

Term


Neg7/17/2013 $5,000,000.00 MiraCosta Community College District (CCCFA)CDIAC Number: 2013-1359Tax and revenue anticipation note

Cash flow, interim financingCCCFA 2013-14 TRAN Pool Series A

S:SP-1+ 6/30/2014 TIC:NIC:

0.5060.514

Serial


Neg6/4/2013 $2,060,000.00 National School District (SDCSD)CDIAC Number: 2013-1222Tax and revenue anticipation note


S:SP-1+ 4/30/2014 TIC:NIC:

0.3860.389

Term


Neg6/3/2013 $2,067,306.00 North County Cemetery DistrictCDIAC Number: 2013-1259Certificates of participation/leases

Other capital improvements, public worksRefunding

NR 7/1/2027 TIC:3.2

Serial

(BC) Kronick Moskovitz(PU) Capital One Pub Funding(TR) Deutsche Bank Trust Co

Neg9/1/2013 $3,126,000.00 North County Fire Protection District (San Diego Co)CDIAC Number: 2013-1797Certificates of participation/leases

Public buildingFire Station No 5

NR 9/1/2033 TIC:4.35

Serial

(BC) Stradling Yocca(PU) Compass Mortgage Corp(TR) The Bank of NY Mellon

Neg2/28/2013 $12,126,893.00 OceansideCDIAC Number: 2013-0541Certificates of participation/leases



1.7761.776

Term

(BC) Stradling Yocca(PU) Banc of America Pub Cap

Neg10/10/2013 $4,645,000.00 OceansideCDIAC Number: 2013-1856Certificates of participation/leases

EquipmentStreet Light Retrofit

NR 12/11/2025 TIC:NIC:

3.153.15

231




DATEAMOUNT

Rating(s) Enhancmt


San Diego

Serial

(BC) Stradling Yocca(FA) CSG Advisors(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg5/23/2013 $11,175,000.00 Oceanside CFD No 2000-1CDIAC Number: 2013-1121Limited tax obligation bond

Multiple capital improvements, public worksOcean Ranch Corporate Centre Series ARefunding


4.1374.074

Serial

(BC) Stradling Yocca(FA) CSG Advisors(TR) The Bank of NY Mellon(UW) Piper Jaffray & Co

Neg5/14/2013 $6,710,000.00 Oceanside CFD No 2001-1CDIAC Number: 2013-1075Limited tax obligation bond

Multiple capital improvements, public worksMorro Hills Series ARefunding


3.7473.745

Serial


Neg4/18/2013 $15,135,000.00 Oceanside Public Financing AuthorityCDIAC Number: 2013-0769Public enterprise revenue bond



2.0722.276

Comb


Neg7/16/2013 $19,490,000.00 Oceanside Public Financing AuthorityCDIAC Number: 2013-1491Public enterprise revenue bond


S:AA+ 5/1/2033 TIC:NIC:

3.5673.867

Term

(BC) Stradling Yocca(FA) BLX Group(PU) Compass Bank(TR) The Bank of NY Mellon

Neg10/31/2013 $1,965,000.00 Oceanside Small Craft Harbor DistrictCDIAC Number: 2013-1889Public enterprise revenue bond

Ports, marinasRefunding


22

Serial

(BC) Stradling Yocca(FA) Harrell & Co Advisors(TR) Union Bank NA(UW) Citigroup Global Markets

Comp5/16/2013 $7,735,000.00 Otay Water DistrictCDIAC Number: 2013-1045Public enterprise revenue bond



1.5571.698

232




DATEAMOUNT

Rating(s) Enhancmt


San Diego

Serial

(BC) Best Best & Krieger(FA) Fieldman Rolapp(TR) The Bank of NY Mellon(UW) Citigroup Global Markets

Neg5/2/2013 $7,225,000.00 Padre Dam Municipal Water DistrictCDIAC Number: 2013-0879Public enterprise revenue bond


S:AA 12/1/2024 TIC:NIC:

1.6141.818

Term


Neg2/14/2013 $11,855,000.00 Poway Unified School DistrictCDIAC Number: 2013-0061Tax and revenue anticipation note


S:SP-1 1/31/2014 TIC:NIC:

0.3160.322

Comb

(BC) Best Best & Krieger(FA) Dolinka Group LLC(PU) Poway USD PFA(TR) Zions First Natl Bk

Neg2/14/2013 $2,625,000.00 Poway Unified School District CFD No 10CDIAC Number: 2013-0431Limited tax obligation bond

K-12 school facilityTorrey Highlands Subarea IV IA CRefunding


4.6394.668

Comb



K-12 school facilityIA DRefunding


4.7144.757

Serial



K-12 school facilityIA E Torrey Highlands Subarea IVRefunding


4.7134.757

Comb



K-12 school facilityIA A Stonebridge EstatesRefunding


4.5814.598

233




DATEAMOUNT

Rating(s) Enhancmt


San Diego

Comb



K-12 school facilityZone 1 Stonebridge EstatesRefunding


4.554.55

Serial





4.8334.859

Serial





Variable

00

Comb



K-12 school facilityBlack Mtn Ranch II - S Village & The Clusters


4.514.685

Comb



K-12 school facilityThe Lakes


4.4094.581

Comb



K-12 school facilitySubarea IV Torrey Highlands IA 1


4.3654.355

234




DATEAMOUNT

Rating(s) Enhancmt


San Diego

Comb



K-12 school facilityBlack Mountain Ranch


4.3784.543

Comb

(BC) Best Best & Krieger(FA) Dolinka Group LLC(TR) Zions First Natl Bk(UW) Stone Youngberg/Stifel

Neg2/14/2013 $37,785,000.00 Poway Unified School District Public Financing AuthorityCDIAC Number: 2013-0377Revenue bond (Pool)

K-12 school facilityCFD Nos 2, 10 & 11


3.9634.145

Comb

(BC) Best Best & Krieger(FA) Dolinka Group LLC(TR) Zions First Natl Bk(UW) Stifel Nicolaus & Co Inc

Neg5/22/2013 $17,795,000.00 Poway Unified School District Public Financing AuthorityCDIAC Number: 2013-1194Revenue bond (Pool)

K-12 school facilityPoway USD CFD Nos 4, 12, & 13 Series B


4.4234.594

Serial


Neg6/4/2013 $3,575,000.00 Ramona Unified School District (SDCSD)CDIAC Number: 2013-1226Tax and revenue anticipation note


S:SP-1+ 4/30/2014 TIC:NIC:

0.3590.364

Serial

(BC) Stradling Yocca(FA) Fieldman Rolapp(TR) Union Bank NA(UW) E J De La Rosa

Neg6/18/2013 $3,830,000.00 San DiegoCDIAC Number: 2013-0860Special assessment bond

Multiple capital improvements, public worksPiper Ranch AD No 4096Refunding


4.8485.006

Comb

(BC) Stradling Yocca(FA) Fieldman Rolapp(TR) Wells Fargo Bank(UW) E J De La Rosa

Neg2/14/2013 $15,770,000.00 San Diego CFD No 3CDIAC Number: 2013-0082Limited tax obligation bond

Multiple capital improvements, public worksLiberty StationRefunding


4.2224.449

235




DATEAMOUNT

Rating(s) Enhancmt


San Diego

Serial


Neg7/17/2013 $103,705,000.00 San Diego Community College DistrictCDIAC Number: 2013-1516General obligation bond

M:Aa1

College, university facility

S:AA+ 8/1/2032 TIC:NIC:

4.3194.514

Comb


Neg7/17/2013 $272,996,022.00 San Diego Community College DistrictCDIAC Number: 2013-1517General obligation bond

M:Aa1


S:AA+ 8/1/2043 TIC:NIC:

5.3010

Serial

(BC) Orrick Herrington(TR) Wilmington Trust(UW) Citigroup Global Markets

Neg6/4/2013 $60,000,000.00 San Diego County (SDCSD)CDIAC Number: 2013-1218Tax and revenue anticipation note


S:SP-1+ 4/30/2014 TIC:NIC:

0.2510.256

Comb

(BC) Kutak Rock(FA) Frasca & Associates(TR) The Bank of NY Mellon(UW) Jefferies LLC

Neg1/17/2013 $107,285,000.00 San Diego County Regional Airport AuthorityCDIAC Number: 2012-2132Public enterprise revenue bond

M:A1F:A+

AirportSeries A

S:A+ 7/1/2043 TIC:3.667

Comb

(BC) Kutak Rock(FA) Frasca & Associates(TR) The Bank of NY Mellon(UW) Jefferies LLC

Neg1/17/2013 $272,300,000.00 San Diego County Regional Airport AuthorityCDIAC Number: 2012-2133Public enterprise revenue bond

M:A1F:A+

AirportSeries BSubject to Alternative Minimum Tax

S:A+ 7/1/2043 TIC:4.013

Serial

(BC) Orrick Herrington(FA) Montague DeRose(TR) US Bank NA(UW) JP Morgan Securities

Neg2/13/2013 $299,105,000.00 San Diego County Water AuthorityCDIAC Number: 2013-0328Public enterprise revenue bond

M:Aa2F:AA+


S:AA+ 5/1/2034 TIC:NIC:

3.1930

236




DATEAMOUNT

Rating(s) Enhancmt


San Diego

Serial

(BC) Orrick Herrington(CB) Deutsche Bank Natl Trust(FA) Montague DeRose(EN) JP Morgan Chase Bank(UW) Citigroup Global Markets

Neg6/26/2013 $100,000,000.00 San Diego County Water AuthorityCDIAC Number: 2013-1175Commercial paper

Oth

M:P-1F:F1

Project, interim financingWater Authority Capital Imp Prog Series 7Refunding

S:A-1+ 3/26/2014 TIC:NIC:

Variable

00

Term

(BC) Quint & Thimmig(FA) CSG Advisors(PU) US Bank NA(TR) US Bank NA

Neg2/1/2013 $21,600,000.00 San Diego Housing AuthorityCDIAC Number: 2012-1679Conduit revenue bond

Multifamily housing9th & Broadway Apts Series A-1 & A-2

NR 8/1/2030

Variable

Term

(BC) Stradling Yocca(FA) Ross Financial(PU) Bank of America NA(TR) US Bank NA


Multifamily housingCOMM22 Series B-1Subject to Alternative Minimum Tax


Variable

00

Term

(BC) Stradling Yocca(FA) Ross Financial(PU) Bank of America NA(TR) US Bank NA

Neg5/30/2013 $700,000.00 San Diego Housing AuthorityCDIAC Number: 2013-0691Conduit revenue bond

Multifamily housingCOMM22 Series B-2Subject to Alternative Minimum Tax


Variable

00

Term

(BC) Stradling Yocca(FA) Ross Financial(PU) Bank of America NA(TR) The Bank of NY Mellon


Multifamily housingCOMM22 Series CSubject to Alternative Minimum Tax

NR 10/1/2018

Variable

Term

(BC) Orrick Herrington(FA) The PFM Group(PU) CIC Opportunities Fund I (TR) US Bank NA

Neg11/27/2013 $735,000.00 San Diego Housing AuthorityCDIAC Number: 2013-2014Conduit revenue bond

Multifamily housingFairbanks Square Apts Series D-2Subject to Alternative Minimum Tax

NR 11/1/2058

Variable

237




DATEAMOUNT

Rating(s) Enhancmt


San Diego

Term

(BC) Orrick Herrington(FA) The PFM Group(PU) Citibank(TR) US Bank NA


Multifamily housingFairbanks Square Series D-1Subject to Alternative Minimum Tax

NR 5/1/2046

Variable

Comb

(BC) Nixon Peabody(FA) PRAG(TR) Wells Fargo Bank(UW) Merrill Lynch Pierce

Neg7/1/2013 $43,245,000.00 San Diego Public Facilities Financing AuthorityCDIAC Number: 2013-1249Public enterprise revenue bond

F:A+

Multiple capital improvements, public worksOld Town Light Rail Extension Series ARefunding

S:A+ 10/15/2042 TIC:NIC:

4.4410

Serial

(BC) Nixon Peabody(FA) PRAG(TR) Wells Fargo Bank(UW) Merrill Lynch Pierce

Neg7/1/2013 $6,285,000.00 San Diego Public Facilities Financing AuthorityCDIAC Number: 2013-1250Public enterprise revenue bond

F:A+

Parks, open spaceBalboa & Mission Bay Parks Series BRefunding

S:A+ 10/15/2023 TIC:NIC:

2.8440

Serial

(BC) Nixon Peabody(FA) The PFM Group(TR) US Bank NA(UW) Citigroup Global Markets

Neg11/6/2013 $25,475,000.00 San Diego Unified Port DistrictCDIAC Number: 2013-1979Public enterprise revenue bond

F:A+

Ports, marinasSeries ARefunding

S:A+ 9/1/2029 TIC:3.827

Serial

(BC) Orrick Herrington(FA) Fieldman Rolapp(TR) Union Bank NA(UW) Loop Capital Mkts

Neg4/2/2013 $52,500,000.00 San Diego Unified School DistrictCDIAC Number: 2013-0837General obligation bond

M:Aa3

K-12 school facilityProposition Z Series AFederally Taxable

S:AA- 7/1/2014 TIC:NIC:

0.3420.342

Serial



M:Aa3

K-12 school facilityProposition Z Series B

S:AA- 7/1/2015 TIC:NIC:

0.5630.568

238




DATEAMOUNT

Rating(s) Enhancmt


San Diego

Comb



M:Aa3

K-12 school facilityProposition Z Series C

S:AA- 7/1/2042 TIC:NIC:

3.83.926

Serial



M:Aa3

K-12 school facilityProposition Z Series A -1Federally Taxable

S:AA- 7/1/2014 TIC:NIC:

0.4260.426

Term

(BC) Orrick Herrington(FA) Fieldman Rolapp(TR) San Diego Co(UW) Citigroup Global Markets

Neg7/18/2013 $220,000,000.00 San Diego Unified School DistrictCDIAC Number: 2013-1444Tax and revenue anticipation note

Cash flow, interim financingSeries A-1 & 2

S:SP-1+ 6/30/2014 TIC:NIC:

0.2220.225

Term

(BC) DLA Piper(FA) Dolinka Group LLC(TR) San Diego Co(UW) De La Rosa & Co

Neg3/27/2013 $2,320,000.00 San Dieguito Union High School DistrictCDIAC Number: 2013-0343General obligation bond

M:Aa2

K-12 school facilitySeries A1Federally Taxable


0.8180.816

Comb

(BC) DLA Piper(FA) Dolinka Group LLC(TR) San Diego Co(UW) De La Rosa & Co

Neg3/27/2013 $157,680,000.00 San Dieguito Union High School DistrictCDIAC Number: 2013-0344General obligation bond

M:Aa2

K-12 school facilitySeries A2Refunding


3.6983.81

Serial


Neg6/4/2013 $13,250,000.00 San Dieguito Union High School District (SDCSD)CDIAC Number: 2013-1227Tax and revenue anticipation note


S:SP-1+ 4/30/2014 TIC:NIC:

0.3590.364

239




DATEAMOUNT

Rating(s) Enhancmt


San Diego

Comb

(BC) Jones Hall(FA) Dale Scott & Co Inc(EN) Assured Guaranty Corp(TR) San Diego Co(UW) Piper Jaffray & Co

Neg5/8/2013 $17,000,000.00 South Bay Union School DistrictCDIAC Number: 2013-0652General obligation bond

Ins

M:A2/A1


S:AA-/A+ 8/1/2037NIC: 3.905

Serial


Neg2/28/2013 $18,045,000.00 Southwestern Community College District (CCCFA)CDIAC Number: 2013-0425Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.4860.492

Comb

(BC) Jones Hall(FA) First Southwest(EN) Build America(TR) Wells Fargo Bank(UW) Piper Jaffray & Co

Neg11/19/2013 $17,260,000.00 Successor Agency to the Imperial Beach RedevelopmentAgencyCDIAC Number: 2013-2159Tax allocation bond Ins

Redevelopment, multiple purposesPalm Avenue CommercialRefunding


4.3554.45

Term

(BC) Best Best & Krieger(FA) First Southwest(TR) Union Bank NA(UW) Mitsubishi UFJ Securities

Neg3/27/2013 $32,820,000.00 Sweetwater Union High School DistrictCDIAC Number: 2013-0667Bond anticipation note

M:A1

K-12 school facilityMontgomery HS & National City MS

S:SP-1+ 1/1/2018 TIC:NIC:

1.4911.608

Serial

(BC) Bowie Arneson Wiles(FA) Springsted Incorporated(PU) Sweetwater UnHSD PFA(TR) US Bank NA

Neg10/9/2013 $72,140,000.00 Sweetwater Union High School DistrictCDIAC Number: 2013-1932Certificates of participation/leases


NR 9/1/2027 TIC:3.385

Serial

(BC) Bowie Arneson Wiles(FA) Springsted Incorporated(EN) Build America(TR) US Bank NA(UW) Mitsubishi UFJ Securities

Neg10/9/2013 $72,140,000.00 Sweetwater Union High School District Public FinancingAuthorityCDIAC Number: 2013-1804Revenue bond (Pool) Ins


S:AA/A 9/1/2027 TIC:3.385

240




DATEAMOUNT

Rating(s) Enhancmt


San Diego

Term

(PU) MidCap FinancialNeg7/29/2013 $25,000,000.00 Tri-City Healthcare DistrictCDIAC Number: 2013-1601Loan from a bank or other institution

Health care facilitiesRefunding

NR 6/29/2016

Variable

Serial

(BC) Stradling Yocca(FA) Dolinka Group LLC(TR) Zions First Natl Bk(UW) Piper Jaffray & Co

Neg5/21/2013 $8,855,000.00 Valley Center-Pauma Unified School District CFD No 2003-1CDIAC Number: 2013-1081Limited tax obligation bond

K-12 school facilityWoods Vly RanchRefunding


4.0394.011

San Francisco

Term

(BC) Nixon Peabody(FA) KNN Public Finance(PU) Bay Area Headqtrs Authori(TR) The Bank of NY Mellon

Neg11/6/2013 $30,000,000.00 Bay Area Air Quality Management DistrictCDIAC Number: 2013-1849Certificates of participation/leases

Public buildingBAAQMD OfficeFederally Taxable

NR 11/1/2053

Variable

Term

(BC) Amira Jackmon(CB) Jones Hall(FA) The PFM Group(PU) Silicon Vly Bank(TR) US Bank NA

Neg4/17/2013 $23,900,000.00 San Francisco City & CountyCDIAC Number: 2012-1932Conduit revenue bond

Multifamily housingBroadway Sansome Apts Series A


Variable

00

Term

(BC) Curls Bartling PC(FA) The PFM Group(PU) Citibank(TR) US Bank NA


Multifamily housing2175 Market St Apts Series D-1


Variable

00

Term

(BC) Curls Bartling PC(FA) The PFM Group(PU) FC Cactus Residential Dev(TR) US Bank NA


Multifamily housing2175 Market St Apts Series D-2


Variable

00

241




DATEAMOUNT

Rating(s) Enhancmt


San Francisco

Serial

(BC) Squire Sanders (US) LLP(CB) GCR LLP(FA) First Southwest(TR) US Bank NA(UW) Wells Fargo Bank

Comp4/18/2013 $35,575,000.00 San Francisco City & CountyCDIAC Number: 2013-0969Certificates of participation/leases

M:Aa3F:AA-

Convention centerMoscone Center Series ARefunding

S:AA- 9/1/2017 TIC:NIC:

0.7190.774

Serial

(BC) Lofton & Jennings(FA) First Southwest(TR) S F Cty/Co(UW) Merrill Lynch Pierce

Comp6/12/2013 $71,970,000.00 San Francisco City & CountyCDIAC Number: 2013-1234General obligation bond

M:Aa1F:AA

Multiple capital improvements, public worksClean & Safe Neighborhood Pks Series A

S:AA 6/15/2033 TIC:NIC:

3.3580

Serial

(BC) Lofton & Jennings(FA) First Southwest(UW) Merrill Lynch Pierce


M:Aa1F:AA

Multiple capital improvements, public worksEarthquake Safety & Emergency Response Series B

S:AA 6/15/2033 TIC:NIC:

3.3580

Serial

(BC) Lofton & Jennings(FA) First Southwest(TR) S F Cty/Co(UW) Merrill Lynch Pierce


M:Aa1F:AA

Street construction and improvementsRoad Repaving & Street Safety Series C

S:AA 6/15/2033 TIC:NIC:

3.3580

Term

(BC) Lofton & Jennings(FA) CSG Advisors(PU) Bank of America NA(TR) US Bank NA


Multifamily housing1100 Ocean Ave Apts Series E


Variable

00

Term

(BC) Curls Bartling PC(CB) Curls Bartling PC(FA) Ross Financial(PU) Citibank(TR) US Bank NA

Neg10/1/2013 $28,778,000.00 San Francisco City & CountyCDIAC Number: 2013-1651Loan from a bank or other institution

Multifamily housingWestern Park Apts Series F

NR 10/1/2045 TIC:5.016

242




DATEAMOUNT

Rating(s) Enhancmt


San Francisco

Term

(BC) Jones Hall(CB) Schiff Hardin LLP(FA) The PFM Group(TR) US Bank NA(UW) Hutchinson Shockey


M:Aa3F:AA-

Ports, marinasPort Fac Series BRefunding


4.974.953

Comb

(BC) Jones Hall(CB) Schiff Hardin LLP(FA) The PFM Group(TR) US Bank NA(UW) Wells Fargo Sec


M:Aa3F:AA-

Ports, marinasPort Fac Series CSubject to Alternative Minimum TaxRefunding


4.6234.773

Term

(BC) Orrick Herrington(CB) Curls Bartling PC(FA) The PFM Group(PU) Union Bank NA

Neg12/2/2013 $21,103,611.00 San Francisco City & CountyCDIAC Number: 2013-1964Loan from a bank or other institution

Multifamily housingTenderloin Family Hsg Series C

NR 6/1/2040

Variable

Serial

(BC) Squire Sanders (US) LLP(CB) Lofton & Jennings(FA) The PFM Group(EN) Royal Bank of Canada(TR) Deutsche Bank Natl Trust(UW) JP Morgan Securities

Neg6/13/2013 $4,800,000.00 San Francisco City & County Airport CommissionCDIAC Number: 2013-1070Commercial paper

LOC

M:P-1F:F-1+

AirportSF Intl Series B-3

S:A-1+ 3/10/2014

Variable

Serial

(BC) Squire Sanders (US) LLP(CB) Lofton & Jennings(FA) The PFM Group(EN) Royal Bank of Canada(TR) Deutsche Bank Natl Trust(UW) JP Morgan Securities

Neg6/13/2013 $725,000.00 San Francisco City & County Airport CommissionCDIAC Number: 2013-1071Commercial paper

LOC

M:P-1F:F-1+

AirportSF Intl Series C-3Federally Taxable

S:A-1+ 3/10/2014

Variable

Serial

(BC) Kutak Rock(CB) Lofton & Jennings(FA) The PFM Group(TR) The Bank of NY Mellon(UW) Citigroup Global Markets

Neg7/18/2013 $360,785,000.00 San Francisco City & County Airport CommissionCDIAC Number: 2013-1437Public enterprise revenue bond

M:A1F:A+

AirportSeries ASubject to Alternative Minimum Tax

S:A+ 5/1/2038 TIC:NIC:

4.935.037

243




DATEAMOUNT

Rating(s) Enhancmt


San Francisco

Term



M:A1F:A+

AirportSeries B

S:A+ 5/1/2043 TIC:NIC:

4.9494.973

Serial



M:A1F:A+

AirportSeries CFederally Taxable

S:A+ 5/1/2019 TIC:NIC:

2.5232.522

Serial

(BC) Squire Sanders (US) LLP(FA) Kitihata & Co(TR) US Bank NA(UW) E J De La Rosa

Comp6/13/2013 $11,125,000.00 San Francisco City & County Finance CorporationCDIAC Number: 2013-1206Public lease revenue bond

M:A1F:AA-

EquipmentSeries A

S:AA- 4/1/2019 TIC:2.14

Serial

(BC) Curls Bartling PC(CB) Sidley Austin LLP(FA) PRAG(TR) US Bank NA(UW) Citigroup Global Markets

Neg1/14/2013 $193,400,000.00 San Francisco City & County Public Utilities CommissionCDIAC Number: 2012-2102Public enterprise revenue bond

M:Aa3


S:AA- 10/1/2025 TIC:NIC:

1.2040

Comb

(BC) Curls Bartling PC(CB) Sidley Austin LLP(FA) PRAG(TR) US Bank NA(UW) Goldman Sachs

Comp2/12/2013 $331,585,000.00 San Francisco City & County Public Utilities CommissionCDIAC Number: 2013-0003Public enterprise revenue bond

M:Aa3


S:AA- 10/1/2042 TIC:NIC:

3.5760

Serial

(BC) Hawkins Delafield(CB) Rosales Law Partners(FA) Backstrom McCarley (TR) US Bank NA(UW) JP Morgan Securities

Neg11/13/2013 $75,440,000.00 San Francisco Municipal Transportation AgencyCDIAC Number: 2013-2136Public enterprise revenue bond

M:Aa3

Public transit

S:A+ 3/1/2033 TIC:NIC:

3.894.135

244




DATEAMOUNT

Rating(s) Enhancmt


San Francisco

Term

(BC) Sidley Austin LLP(FA) Tamalpais Advisors Inc(TR) The Bank of NY Mellon(UW) Wells Fargo Sec

Comp8/8/2013 $90,000,000.00 San Francisco Unified School DistrictCDIAC Number: 2013-1681Tax and revenue anticipation note


S:SP-1+ 8/14/2014NIC: 0.18

Comb

(BC) Quint & Thimmig(FA) The PFM Group(TR) Wells Fargo Bank(UW) Stone Youngberg/Stifel

Neg1/30/2013 $123,011,256.00 Successor Agy to the San Francisco Cty & CountyRedevelopment Agency CFD No 6CDIAC Number: 2012-2122Limited tax obligation bond

Multiple capital improvements, public worksMission Bay South, Series A, B, & CRefunding

NR 8/1/2043 TIC:4.904

San Joaquin

Serial

(BC) Jones Hall(PU) Umpqua Bank(TR) US Bank NA

Neg12/5/2013 $6,743,943.00 Delta Farms Reclamation District No 2042 CFD No 2001-1CDIAC Number: 2013-1285Limited tax obligation bond

Street construction and improvementsBishop TractRefunding


4.24.2

Comb

(BC) Jones Hall(FA) Caldwell Flores(EN) Build America(TR) Wells Fargo Bank(UW) Piper Jaffray & Co

Neg2/14/2013 $9,995,820.00 Escalon Unified School DistrictCDIAC Number: 2013-0593General obligation bond

Ins



4.6830

Serial

(BC) Jones Hall(FA) Dolinka Group LLC(TR) Zions First Natl Bk(UW) Piper Jaffray & Co

Neg5/21/2013 $22,999,470.00 Jefferson School DistrictCDIAC Number: 2013-1200General obligation bond


S:AA- 8/1/2052 TIC:5.197

Comb

(BC) Jones Hall(TR) The Bank of NY Mellon(UW) Stone Youngberg/Stifel

Neg2/7/2013 $19,565,000.00 Lammersville School District CFD No 2002CDIAC Number: 2013-0040Limited tax obligation bond

K-12 school facilityMountain House


4.6654.751

245




DATEAMOUNT

Rating(s) Enhancmt


San Joaquin

Comb

(BC) Jones Hall(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg9/18/2013 $22,910,000.00 Lammersville School District CFD No 2007-1CDIAC Number: 2013-1750Limited tax obligation bond

K-12 school facilityIA No 1 Mountain House - Shea Homes


5.9785.948

Term

(BC) Jones Hall(FA) Capitol Public Fin Group(PU) Bank of Nevada(TR) The Bank of NY Mellon

Neg3/28/2013 $30,345,000.00 Lammersville School District Financing AuthorityCDIAC Number: 2013-0676Certificates of participation/leases

K-12 school facilityMountain House HS


1.951.95

Term

(BC) Jones Hall(FA) KNN Public Finance(PU) Lathrop FA(TR) Union Bank NA

Neg10/23/2013 $11,690,000.00 LathropCDIAC Number: 2014-0199Special assessment bond

Multiple capital improvements, public worksMossdale Village ReAD No 2013-1Refunding


5.0375.15

Term

(BC) Jones Hall(FA) KNN Public Finance(PU) Lathrop FA(TR) Union Bank NA

Neg10/23/2013 $7,285,000.00 Lathrop CFD No 2003-1CDIAC Number: 2014-0200Limited tax obligation bond

Multiple capital improvements, public worksMossdale Village Series ARefunding


5.1625.253

Comb

(BC) Jones Hall(FA) KNN Public Finance(TR) Union Bank NA(UW) Stifel Nicolaus & Co Inc

Neg10/23/2013 $18,975,000.00 Lathrop Financing AuthorityCDIAC Number: 2013-1216Revenue bond (Pool)

Multiple capital improvements, public worksMossdale Village Series ARefunding


5.0865.191

Serial

(BC) Jones Hall(FA) Isom Adv / Urban Futures(TR) Wells Fargo Bank(UW) Stone Youngberg/Stifel

Neg2/7/2013 $21,445,000.00 Lincoln Unified School DistrictCDIAC Number: 2013-0046General obligation bond

M:Aa3


8/1/2026 TIC:NIC:

2.4232.619

246




DATEAMOUNT

Rating(s) Enhancmt


San Joaquin

Serial

(BC) Orrick Herrington(FA) CA Financial Service(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) Stone Youngberg/Stifel

Neg1/9/2013 $23,490,000.00 Manteca Unified School District CFD No 1989-2CDIAC Number: 2012-1276Limited tax obligation bond

Ins

K-12 school facilitySeries FRefunding

S:AA-/A- 9/1/2029 TIC:NIC:

3.2713.365

Serial

(BC) Jones Hall(PU) Compass Bank(TR) Wells Fargo Bank

Neg7/12/2013 $3,875,528.00 RD 17 Levee Area Public Financing AuthorityCDIAC Number: 2013-1525Special assessment bond

Flood control, storm drainageReclamation Dist No 17Refunding


3.083.08

Comb

(BC) Jones Hall(FA) Caldwell Flores(EN) Build America(TR) The Bank of NY Mellon(UW) Stone Youngberg/Stifel

Neg3/19/2013 $15,312,384.00 Ripon Unified School DistrictCDIAC Number: 2013-0349General obligation bond

Ins


S:AA/A+ 8/1/2042 TIC:4.979

Term

(BC) Quint & Thimmig(PU) River Islands Funding (TR) The Bank of NY Mellon

Neg3/12/2013 $40,000,000.00 River Islands Public Financing Authority CFD No 2011-1CDIAC Number: 2013-0569Limited tax obligation bond


NR 9/1/2041NIC: 9

Term


Neg7/17/2013 $9,000,000.00 San Joaquin Delta Community College District (CCCFA)CDIAC Number: 2013-1362Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.430.436

Term

(BC) Jones Hall(PU) Compass Bank(TR) US Bank NA

Neg2/22/2013 $8,356,058.00 Stockton Port DistrictCDIAC Number: 2013-0533Public enterprise revenue bond

Ports, marinasRefunding

NR 1/15/2027 TIC:NIC:

3.13.1

247




DATEAMOUNT

Rating(s) Enhancmt


San Joaquin

Term

(BC) Orrick Herrington(PU) Bank of Ag/Commerce(TR) US Bank NA

Neg2/20/2013 $36,000,000.00 Stockton Unified School DistrictCDIAC Number: 2013-0379Tax and revenue anticipation note


NR 10/1/2013 TIC:NIC:

0.60.6

Term


Neg6/25/2013 $14,745,000.00 Stockton Unified School District (CSCRPA)CDIAC Number: 2013-1408Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3390.343

Comb

(BC) Quint & Thimmig(FA) Wulff Hansen & Co(EN) Assured Guaranty Corp(TR) The Bank of NY Trust Co(UW) Hutchinson Shockey

Comp4/5/2013 $13,510,000.00 Woodbridge Irrigation DistrictCDIAC Number: 2013-0573Certificates of participation/leases

Ins


S:AA-/A+ 7/1/2043 TIC:4.732

San Luis Obispo

Term

(BC) Stradling Yocca(PU) Banc of America Pub Cap(TR) Deutsche Bank Trust Co

Neg10/22/2013 $14,095,327.00 Lucia Mar Unified School DistrictCDIAC Number: 2013-1963Certificates of participation/leases

Other, multiple educational usesEnergy Conservation FacFederally Taxable

NR 4/22/2032 TIC:NIC:

4.034.03

Comb

(BC) Fulbright & Jaworski(FA) C M de Crinis(EN) Build America(TR) The Bank of NY Mellon(UW) Citigroup Global Markets

Neg5/30/2013 $2,845,000.00 Nipomo Community Services DistrictCDIAC Number: 2013-1239Public enterprise revenue bond

Ins



3.6820

Comb

(BC) Fulbright & Jaworski(FA) C M de Crinis(EN) Build America(TR) The Bank of NY Mellon(UW) Citigroup Global Markets

Neg6/19/2013 $9,660,000.00 Nipomo Community Services DistrictCDIAC Number: 2013-1344Certificates of participation/leases

Ins



4.6754.602

248




DATEAMOUNT

Rating(s) Enhancmt


San Luis Obispo

Term

(BC) Jones Hall(FA) Fieldman Rolapp(PU) US Bancorp Govt Leasing

Neg10/1/2013 $7,479,000.00 San Luis ObispoCDIAC Number: 2013-1732Public enterprise revenue bond

Water supply, storage, distributionReclamation

NR 12/1/2028 TIC:NIC:

2.8992.9

Term

(BC) Meyers Nave(PU) USDA Rural Dev(TR) San Luis Obispo Co

Neg6/27/2013 $1,621,000.00 San Luis Obispo CountyCDIAC Number: 2013-1289Certificates of participation/leases

Water supply, storage, distributionCSA 10A Water System


00

Serial


Neg2/28/2013 $3,355,000.00 San Luis Obispo County Community College District(CCCFA)CDIAC Number: 2013-0422Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.670.678

Term


Neg7/17/2013 $4,220,000.00 San Luis Obispo County Community College District(CCCFA)CDIAC Number: 2013-1364Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.6450.654

San Mateo

Comb

(BC) Stradling Yocca(FA) CA Financial Service(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg6/4/2013 $4,003,579.00 Belmont-Redwood Shores School DistrictCDIAC Number: 2013-0784General obligation bond



3.8814.011

Term


Neg6/25/2013 $5,740,000.00 Belmont-Redwood Shores School District (CSCRPA)CDIAC Number: 2013-1420Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3120.317

249




DATEAMOUNT

Rating(s) Enhancmt


San Mateo

Term

(BC) Quint & Thimmig(FA) JNA Consulting Group(PU) City National Bank(TR) The Bank of NY Mellon

Neg7/11/2013 $3,395,000.00 BrisbaneCDIAC Number: 2013-1008Special assessment bond

Multiple capital improvements, public worksNortheast Ridge ADRefunding

NR 9/2/2020 TIC:3.049

Serial

(BC) Quint & Thimmig(FA) JNA Consulting Group(PU) Umpqua Bank

Neg5/21/2013 $1,611,000.00 BrisbaneCDIAC Number: 2013-1097Certificates of participation/leases

Insurance and pension fundsFederally Taxable

NR 6/1/2023 TIC:3.98

Term

(BC) Orrick Herrington(FA) CA Financial Service(PU) US Bank NA(TR) The Bank of NY Mellon

Neg1/8/2013 $6,475,000.00 Brisbane Elementary School DistrictCDIAC Number: 2012-1811General obligation bond


NR 7/1/2025NIC: 2.4

Comb

(BC) Stradling Yocca(FA) Backstrom McCarley (TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg4/15/2013 $30,000,000.00 Burlingame Elementary School DistrictCDIAC Number: 2013-0658General obligation bond

M:Aa2


S:AA+ 8/1/2041 TIC:NIC:

3.7843.993

Serial

(BC) Orrick Herrington(TR) The Bank of NY Mellon(UW) E J De La Rosa

Neg5/16/2013 $14,260,000.00 Burlingame Financing AuthorityCDIAC Number: 2013-0852Public enterprise revenue bond


S:AA+ 4/1/2029 TIC:NIC:

2.6022.779

Term


Neg6/25/2013 $1,515,000.00 Hillsborough City School District (CSCRPA)CDIAC Number: 2013-1424Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3120.317

250




DATEAMOUNT

Rating(s) Enhancmt


San Mateo

Serial

(BC) Stradling Yocca(FA) Keygent Advisors LLC(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) E J De La Rosa

Neg4/9/2013 $15,395,000.00 Jefferson Elementary School DistrictCDIAC Number: 2013-0368General obligation bond

Ins

M:A2/Aa2


9/1/2030 TIC:NIC:

3.1683.262

Comb

(BC) Stradling Yocca(FA) Keygent Advisors LLC(TR) The Bank of NY Mellon(UW) E J De La Rosa

Neg5/15/2013 $17,500,000.00 Jefferson Elementary School DistrictCDIAC Number: 2013-0828General obligation bond

M:Aa2



3.7723.872

Serial

(BC) Jones Hall(FA) Dale Scott & Co Inc(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) De La Rosa & Co

Comp4/25/2013 $35,540,000.00 Jefferson Union High School DistrictCDIAC Number: 2013-0651General obligation bond

Ins

K-12 school facilityMeasure E Series A

S:AA-/A+/A+ 8/1/2037 TIC:3.523

Term

(BC) Jones Hall(FA) Dale Scott & Co Inc(PU) JP Morgan Chase Bank(TR) The Bank of NY Mellon

Neg6/13/2013 $1,500,000.00 Jefferson Union High School DistrictCDIAC Number: 2013-0653General obligation bond

K-12 school facilityMeasure E Series B


1.531.53

Term


Neg6/25/2013 $4,945,000.00 Jefferson Union High School District (CSCRPA)CDIAC Number: 2013-1392Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3360.341

Comb

(BC) Jones Hall(FA) The PFM Group(TR) The Bank of NY Mellon(UW) Jefferies LLC

Neg6/11/2013 $9,745,000.00 MillbraeCDIAC Number: 2013-1021General obligation bond

Public buildingLibraryRefunding


3.8723.962

251




DATEAMOUNT

Rating(s) Enhancmt


San Mateo

Comb

(BC) Orrick Herrington(FA) KNN Public Finance(TR) The Bank of NY Mellon(UW) E J De La Rosa

Neg11/21/2013 $10,000,000.00 Millbrae School DistrictCDIAC Number: 2013-2077General obligation bond

M:Aa2


S:AA- 7/1/2042 TIC:NIC:

4.2474.48

Term


Neg2/20/2013 $1,920,000.00 Pacifica School District (CSCRPA)CDIAC Number: 2013-0474Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term


Neg6/25/2013 $3,440,000.00 Portola Valley School District (CSCRPA)CDIAC Number: 2013-1429Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3120.317

Term

(BC) Lofton & Jennings(FA) A M Peche(TR) US Bank NA(UW) Piper Jaffray & Co

Neg3/26/2013 $2,400,000.00 Ravenswood City School DistrictCDIAC Number: 2013-0396Tax and revenue anticipation note

M:MIG1


3/3/2014 TIC:NIC:

00.55

Term

(BC) Nossaman LLP(FA) William Euphrat(PU) Compass Bank

Neg5/30/2013 $3,360,000.00 Redwood City Public Financing AuthorityCDIAC Number: 2013-1102Certificates of participation/leases

Other capital improvements, public worksRefunding

NR 7/15/2018 TIC:NIC:

2.230

Serial

(BC) Nossaman LLP(FA) William Euphrat(TR) US Bank NA(UW) Citigroup Global Markets

Comp6/5/2013 $26,870,000.00 Redwood City Public Financing AuthorityCDIAC Number: 2013-1277Public enterprise revenue bond

M:Aa3


S:AA- 2/1/2034 TIC:NIC:

3.533.369

252




DATEAMOUNT

Rating(s) Enhancmt


San Mateo

Term

(BC) Jones Hall(FA) KNN Public Finance(TR) San Mateo Co(UW) Morgan Stanley

Neg3/19/2013 $12,275,000.00 Redwood City School DistrictCDIAC Number: 2013-0614Tax and revenue anticipation note


S:SP-1+ 11/29/2013 TIC:NIC:

0.1920.196

Term

(BC) Jones Hall(FA) KNN Public Finance(TR) San Mateo Co(UW) Morgan Stanley

Comp10/31/2013 $10,000,000.00 Redwood City School DistrictCDIAC Number: 2013-1686Tax and revenue anticipation note


S:SP-1+ 10/31/2014 TIC:NIC:

0.1840.189

Comb

(BC) Jones Hall(FA) Fieldman Rolapp(TR) Union Bank NA(UW) Prager Sealy & Co LLC

Neg1/16/2013 $13,175,000.00 San BrunoCDIAC Number: 2012-1937Pension obligation bonds

Insurance and pension fundsCalPERS Side Fund

S:AA 6/1/2027 TIC:4.05

Comb

(BC) Jones Hall(FA) Fieldman Rolapp(TR) Union Bank NA(UW) Prager & Co

Neg8/1/2013 $6,955,000.00 San BrunoCDIAC Number: 2013-1618Public enterprise revenue bond


S:AA+ 7/1/2032 TIC:NIC:

3.9234.043

Comb

(BC) Orrick Herrington(FA) Keygent Advisors LLC(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg5/29/2013 $15,000,000.00 San Carlos School DistrictCDIAC Number: 2013-0851General obligation bond


S:AA- 10/1/2042 TIC:NIC:

4.1284.205

Serial

(BC) Orrick Herrington(FA) Keygent Advisors LLC(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg5/29/2013 $7,585,000.00 San Carlos School DistrictCDIAC Number: 2013-1246General obligation bond


S:AA- 10/1/2022 TIC:NIC:

1.9692.096

253




DATEAMOUNT

Rating(s) Enhancmt


San Mateo

Serial

(BC) Orrick Herrington(FA) William Euphrat(TR) The Bank of NY Mellon(UW) Merrill Lynch Pierce

Comp2/27/2013 $27,295,000.00 San MateoCDIAC Number: 2013-0429General obligation bond

M:Aa1

Public buildingLibrary ImpRefunding

S:AA+ 8/1/2030 TIC:NIC:

2.4712.531

Comb

(BC) Orrick Herrington(FA) William Euphrat(TR) The Bank of NY Mellon(UW) Stone Youngberg/Stifel

Neg1/17/2013 $26,000,000.00 San Mateo CFD No 2008-1CDIAC Number: 2013-0002Limited tax obligation bond

Multiple capital improvements, public worksBay Meadows


4.8464.884

Term

(BC) Orrick Herrington(FA) CA Financial Service(PU) Citibank(TR) US Bank NA

Neg12/16/2013 $16,300,000.00 San Mateo CountyCDIAC Number: 2013-2212Tax and revenue anticipation note

Project, interim financingMaple Street Correctional CenterRefunding

NR 5/31/2014 TIC:0.3

Term


Neg6/25/2013 $20,000,000.00 San Mateo County Community College District (CSCRPA)CDIAC Number: 2013-1430Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3120.317

Serial

(BC) Orrick Herrington(FA) CA Financial Service(TR) US Bank NA(UW) Barclays Capital Inc

Neg7/10/2013 $40,065,000.00 San Mateo County Joint Powers Financing AuthorityCDIAC Number: 2013-1317Public lease revenue bond

M:Aa2


S:AA+ 7/15/2032 TIC:NIC:

4.2594.445

Term


Neg7/17/2013 $9,962,000.00 San Mateo Union High School DistrictCDIAC Number: 2013-1501Tax and revenue anticipation note

Cash flow, interim financingCA Ed Notes Series A

S:SP-1+ 6/30/2014 TIC:NIC:

0.2670.269

254




DATEAMOUNT

Rating(s) Enhancmt


San Mateo

Comb

(BC) Stradling Yocca(FA) Keygent Advisors LLC(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg12/10/2013 $39,999,941.00 San Mateo Union High School DistrictCDIAC Number: 2013-2074General obligation bond

M:Aa1


S:AA+ 9/1/2041 TIC:4.745

Serial

(BC) Stradling Yocca(FA) Keygent Advisors LLC(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg12/10/2013 $94,400,576.00 San Mateo Union High School DistrictCDIAC Number: 2013-2078General obligation bond

M:Aa1


S:AA+ 9/1/2031 TIC:3.744

Term

(BC) Orrick Herrington(FA) Keygent Advisors LLC(TR) San Mateo Co(UW) Mitsubishi UFJ Securities

Comp6/11/2013 $10,000,000.00 Sequoia Union High School DistrictCDIAC Number: 2013-1474Tax and revenue anticipation note

M:MIG1


7/2/2014 TIC:NIC:

0.180.182

Term

(BC) Orrick Herrington(FA) Keygent Advisors LLC(TR) San Mateo Co(UW) Piper Jaffray & Co

Neg6/6/2013 $30,001,870.00 South San Francisco Unified School DistrictCDIAC Number: 2013-1047Bond anticipation note

K-12 school facilityMeasure J Series E & F

S:SP-1+ 6/15/2018 TIC:1.554

Term

(BC) Quint & Thimmig(FA) JNA Consulting Group(PU) WAB Investments Inc

Neg12/19/2013 $17,470,000.00 Successor Agency of the Redevelopment Agency of the City ofBrisbaneCDIAC Number: 2013-1885Tax allocation bond

Redevelopment, multiple purposesBrisbane Comm RD Project Area #1Refunding

NR 8/1/2027 TIC:4.141

Term


Neg7/17/2013 $1,617,000.00 Woodside Elementary School DistrictCDIAC Number: 2013-1504Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.2670.269

255




DATEAMOUNT

Rating(s) Enhancmt


Santa Barbara

Serial

(BC) Jones Hall(FA) Isom Adv / Urban Futures(TR) Wells Fargo Bank(UW) Piper Jaffray & Co

Neg2/13/2013 $2,370,000.00 Buellton Union Elementary School DistrictCDIAC Number: 2013-0348General obligation bond


S:A+ 8/1/2022 TIC:NIC:

2.1642.284

Term


Neg6/25/2013 $2,300,000.00 Carpinteria Unified School District (CSCRPA)CDIAC Number: 2013-1422Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3120.317

Term

(BC) Stradling Yocca(FA) McLiney & Co(PU) Dubuque Bank & Trust(TR) US Bank NA

Neg10/10/2013 $1,589,060.00 Cuyama Joint Unified School DistrictCDIAC Number: 2013-1879Certificates of participation/leases


NR 10/10/2031 TIC:1.5

Term


Neg6/25/2013 $2,350,000.00 Goleta Union Elementary School District (CSCRPA)CDIAC Number: 2013-1423Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3120.317

Serial

(BC) Jones Hall(FA) Dale Scott & Co Inc(TR) US Bank NA(UW) Wells Fargo Inst Sec

Neg6/27/2013 $17,650,000.00 Goleta Union School DistrictCDIAC Number: 2013-1351General obligation bond

M:Aa2


S:AA- 8/1/2029 TIC:NIC:

3.3243.537

Term


Neg2/20/2013 $325,000.00 Guadalupe Union School District (CSCRPA)CDIAC Number: 2013-0459Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

256




DATEAMOUNT

Rating(s) Enhancmt


Santa Barbara

Serial

(BC) GHSB LLP(FA) Caldwell Flores(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg6/19/2013 $3,750,000.00 Hope Elementary School DistrictCDIAC Number: 2013-1343General obligation bond


S:AA- 8/1/2026 TIC:NIC:

2.8252.994

Term


Neg7/17/2013 $573,000.00 Hope Elementary School DistrictCDIAC Number: 2013-1500Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.2670.269

Comb

(BC) Quint & Thimmig(FA) G L Hicks Financial(EN) OSHPD(TR) US Bank NA(UW) Southwest Securities

Neg2/20/2013 $18,875,000.00 Lompoc Valley Medical CenterCDIAC Number: 2013-0378Public enterprise revenue bond

Ins

Hospital

S:A 7/1/2042 TIC:3.587

Comb

(BC) Quint & Thimmig(FA) G L Hicks Financial(TR) US Bank NA(UW) US Bancorp

Comp4/16/2013 $41,215,000.00 Lompoc Valley Medical CenterCDIAC Number: 2013-0749General obligation bond

M:A2

HospitalRefunding

8/1/2036 TIC:3.741

Serial

(BC) Orrick Herrington(FA) KNN Public Finance(TR) US Bank NA(UW) Hutchinson Shockey

Comp5/22/2013 $22,680,000.00 Santa BarbaraCDIAC Number: 2013-0827Certificates of participation/leases


S:AA 10/1/2026 TIC:NIC:

2.1352.324

Comb

(BC) Stradling Yocca(TR) Wells Fargo Bank(UW) RBC Capital Mkts LLC

Neg4/18/2013 $15,000,000.00 Santa Barbara Community College DistrictCDIAC Number: 2013-0806General obligation bond

M:Aa1

College, university facilitySeries B

S:AA+ 8/1/2038 TIC:NIC:

3.2343.492

257




DATEAMOUNT

Rating(s) Enhancmt


Santa Barbara

Serial

(BC) Orrick Herrington(TR) Santa Barbara Co Treasure(UW) De La Rosa & Co

Neg6/4/2013 $35,000,000.00 Santa Barbara CountyCDIAC Number: 2013-1473Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.3670.373

Term

(BC) Quint & Thimmig(FA) DH & G(PU) Citibank(TR) Wells Fargo Bank

Neg5/29/2013 $20,500,000.00 Santa Barbara Housing AuthorityCDIAC Number: 2013-0605Conduit revenue bond

Multifamily housingVilla Santa Fe Apts Series A-1 SHIFCO & A-2 Villa LaCumbre

S:AA+ 12/1/2014 TIC:0.75

Serial


Neg7/17/2013 $11,952,000.00 Santa Barbara Unified School DistrictCDIAC Number: 2013-1502Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.2670.269

Comb


Neg8/20/2013 $35,000,000.00 Santa Barbara Unified School DistrictCDIAC Number: 2013-1608General obligation bond

M:Aa3


S:AA- 8/1/2038 TIC:NIC:

4.7094.842

Comb


Neg8/20/2013 $20,000,000.00 Santa Barbara Unified School DistrictCDIAC Number: 2013-1609General obligation bond

M:Aa3


S:AA- 8/1/2038 TIC:NIC:

4.4984.589

Term

(BC) Orrick Herrington(PU) Capital One Pub Funding(TR) US Bank NA

Neg3/28/2013 $19,278,712.00 Santa Maria-Bonita School DistrictCDIAC Number: 2013-0638Certificates of participation/leases



3.1783.179

258




DATEAMOUNT

Rating(s) Enhancmt


Santa Barbara

Comb

(BC) Orrick Herrington(EN) Build America(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg4/16/2013 $25,915,000.00 Santa Maria-Bonita School DistrictCDIAC Number: 2013-0639Certificates of participation/leases

Ins



3.663.662

Term

(BC) Orrick Herrington(PU) Capital One Pub Funding(TR) US Bank NA

Neg3/28/2013 $130,000.00 Santa Maria-Bonita School DistrictCDIAC Number: 2013-0832Certificates of participation/leases


NR 12/1/2013 TIC:NIC:

3.1783.179

Serial

(BC) Quint & Thimmig(FA) G L Hicks Financial(PU) Banc of America Pub Cap

Neg7/15/2013 $3,200,000.00 SolvangCDIAC Number: 2013-1709Certificates of participation/leases

Health care facilitiesSolvang Lutheran Home

NR 7/15/2019 TIC:2.05

Santa Clara

Comb

(BC) Jones Hall(FA) Mission Trail Adv(TR) US Bank NA(UW) E J De La Rosa

Neg7/18/2013 $32,400,000.00 Alum Rock Union Elementary School DistrictCDIAC Number: 2013-1100General obligation bond

M:Aa3


S:AA- 8/1/2043 TIC:NIC:

5.0285.226

Comb

(BC) Jones Hall(FA) Mission Trail Adv(TR) US Bank NA(UW) E J De La Rosa

Neg8/15/2013 $3,600,000.00 Alum Rock Union Elementary School DistrictCDIAC Number: 2013-1640General obligation bond

M:Aa3


S:AA- 8/1/2023 TIC:NIC:

3.6183.658

Term


Neg2/14/2013 $2,968,000.00 Berryessa Union School DistrictCDIAC Number: 2013-0056Tax and revenue anticipation note


S:SP-1 1/31/2014 TIC:NIC:

0.3160.322

259




DATEAMOUNT

Rating(s) Enhancmt


Santa Clara

Serial

(BC) Kronick Moskovitz(FA) Government Fin Strat(TR) US Bank NA(UW) Morgan Stanley

Neg8/27/2013 $11,510,000.00 Cambrian School DistrictCDIAC Number: 2013-1641General obligation bond


S:AA- 7/1/2026 TIC:NIC:

3.2123.327

Comb

(BC) Jones Hall(FA) NHA Advisors(TR) US Bank NA(UW) E J De La Rosa

Neg5/7/2013 $16,235,000.00 Campbell Union High School DistrictCDIAC Number: 2013-0824General obligation bond

M:Aa2F:AA+


8/1/2034 TIC:3.154

Serial


Neg5/22/2013 $22,320,000.00 Cupertino Union School DistrictCDIAC Number: 2013-1193General obligation bond

M:Aa1



2.6012.907

Serial


Neg5/22/2013 $35,485,000.00 Cupertino Union School DistrictCDIAC Number: 2013-1195General obligation bond

M:Aa1



2.6012.907

Serial

(BC) Jones Hall(FA) Dale Scott & Co Inc(TR) US Bank NA(UW) E J De La Rosa

Comp7/16/2013 $88,145,000.00 East Side Union High School DistrictCDIAC Number: 2013-1307General obligation bond

M:Aa2


S:A+ 8/1/2029 TIC:NIC:

4.2354.368

Comb

(BC) Jones Hall(FA) Dale Scott & Co Inc(TR) US Bank NA(UW) E J De La Rosa

Neg11/13/2013 $20,000,000.00 East Side Union High School DistrictCDIAC Number: 2013-1755General obligation bond

M:Aa2


S:A+ 8/1/2038 TIC:NIC:

4.3364.48

260




DATEAMOUNT

Rating(s) Enhancmt


Santa Clara

Serial

(BC) Stradling Yocca(FA) William Euphrat(PU) Capital One Pub Funding(TR) US Bank NA

Neg8/9/2013 $7,580,000.00 Foothill-De Anza Community College DistrictCDIAC Number: 2013-1688Certificates of participation/leases



1.7491.75

Term

(BC) Stradling Yocca(PU) Capital One Pub Funding(TR) Union Bank NA

Neg1/22/2013 $5,190,000.00 Franklin-McKinley School DistrictCDIAC Number: 2013-0016Certificates of participation/leases



2.852.85

Term

(BC) Stradling Yocca(FA) George K Baum(PU) Bank of Nevada(TR) Union Bank NA

Neg7/25/2013 $15,610,000.00 Franklin-McKinley School DistrictCDIAC Number: 2013-1495Certificates of participation/leases

K-12 school facilitySolar


3.793.79

Comb

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(EN) Build America(TR) US Bank NA(UW) George K Baum

Neg10/8/2013 $15,000,983.00 Franklin-McKinley School DistrictCDIAC Number: 2013-1697General obligation bond

Ins

M:A1



5.7098.829

Term


Neg2/20/2013 $11,415,000.00 Franklin-McKinley School District (CSCRPA)CDIAC Number: 2013-0515Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.4180.422

Term


Neg6/25/2013 $3,520,000.00 Franklin-McKinley School District (CSCRPA)CDIAC Number: 2013-1377Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

261




DATEAMOUNT

Rating(s) Enhancmt


Santa Clara

Comb

(BC) Orrick Herrington(FA) KNN Public Finance(UW) Wells Fargo Bank

Comp1/29/2013 $48,000,000.00 Fremont Union High School DistrictCDIAC Number: 2013-0009General obligation bond

M:Aa1



3.6313.667

Term

(BC) Quint & Thimmig(FA) KNN Public Finance(TR) Santa Clara Co(UW) Morgan Stanley

Comp6/13/2013 $7,000,000.00 Fremont Union High School DistrictCDIAC Number: 2013-1087Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:0.181

Comb

(BC) Jones Hall(FA) NHA Advisors(TR) Union Bank NA(UW) E J De La Rosa

Neg7/25/2013 $23,120,000.00 Gilroy Public Facilities Financing AuthorityCDIAC Number: 2013-1460Public lease revenue bond

Public buildingPolice Fac, Sunrise Fire Station, Corp Yard & Sports PkRefunding

S:AA- 11/1/2033 TIC:NIC:

4.5334.742

Comb

(BC) Orrick Herrington(TR) The Bank of NY Mellon(UW) George K Baum

Neg2/27/2013 $110,670,000.00 Gilroy School Facilities Financing AuthorityCDIAC Number: 2013-0091General obligation bond

M:Aa3

K-12 school facilityGilroy USD, Series ARefunding

S:A+ 8/1/2047 TIC:NIC:

4.3124.435

Comb


Neg2/27/2013 $40,670,000.00 Gilroy Unified School DistrictCDIAC Number: 2013-0092General obligation bond


NR 8/1/2047NIC: 4.313

Comb


Neg2/27/2013 $70,000,000.00 Gilroy Unified School DistrictCDIAC Number: 2013-0093General obligation bond


NR 8/1/2032 TIC:4.313

262




DATEAMOUNT

Rating(s) Enhancmt


Santa Clara

Term


Neg6/25/2013 $8,020,000.00 Gilroy Unified School District (CSCRPA)CDIAC Number: 2013-1433Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3220.327

Term


Neg6/25/2013 $275,000.00 Loma Prieta Joint Union Elementary School District(CSCRPA)CDIAC Number: 2013-1425Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3120.317

Serial

(BC) Quint & Thimmig(FA) KNN Public Finance(TR) US Bank NA(UW) Piper Jaffray & Co

Comp1/16/2013 $25,455,000.00 Los Altos School DistrictCDIAC Number: 2012-1893General obligation bond

M:Aa1


S:AA+ 8/1/2023NIC: 1.379

Term

(BC) Quint & Thimmig(FA) KNN Public Finance(TR) Santa Clara Co(UW) Mitsubishi UFJ Securities

Comp6/13/2013 $5,000,000.00 Los Altos School DistrictCDIAC Number: 2013-1086Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:0.181

Term


Neg6/25/2013 $3,360,000.00 Los Gatos-Saratoga Joint Union High School District(CSCRPA)CDIAC Number: 2013-1426Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3120.317

Term

(BC) Quint & Thimmig(FA) KNN Public Finance(TR) Santa Clara Co(UW) Mitsubishi UFJ Securities

Neg7/17/2013 $5,000,000.00 Milpitas Unified School DistrictCDIAC Number: 2013-1085Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:0.236

263




DATEAMOUNT

Rating(s) Enhancmt


Santa Clara

Serial

(BC) Richards Watson(CB) Kronick Moskovitz(PU) Capital One Pub Funding

Neg4/25/2013 $2,963,800.00 Morgan HillCDIAC Number: 2013-0800Certificates of participation/leases

Public buildingEl Toro & Dunne Hill Fire Stations

NR 3/1/2028 TIC:3.77

Comb

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg2/21/2013 $55,000,000.00 Morgan Hill Unified School DistrictCDIAC Number: 2013-0055General obligation bond

M:Aa2


S:AA- 8/1/2042 TIC:NIC:

3.6433.736

Term


Neg6/25/2013 $3,810,000.00 Morgan Hill Unified School District (CSCRPA)CDIAC Number: 2013-1427Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3120.317

Comb


Neg1/17/2013 $50,000,000.00 Mountain View-Whisman School DistrictCDIAC Number: 2013-0020General obligation bond

M:Aa2



3.3963.519

Comb


Neg4/30/2013 $12,000,000.00 Mt Pleasant Elementary School DistrictCDIAC Number: 2013-0775General obligation bond

Ins

M:A1



4.1794.265

Serial

(BC) Orrick Herrington(FA) KNN Public Finance(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg7/23/2013 $8,400,000.00 Oak Grove School DistrictCDIAC Number: 2013-1551General obligation bond

M:Aa2


8/1/2024 TIC:NIC:

2.8223.019

264




DATEAMOUNT

Rating(s) Enhancmt


Santa Clara

Comb

(BC) Jones Hall(FA) The PFM Group(TR) US Bank NA(UW) Hutchinson Shockey

Comp6/12/2013 $20,695,000.00 Palo AltoCDIAC Number: 2013-0675General obligation bond

M:Aaa

Public buildingMitchell Park, Main & Downtown Libraries Series A


3.8733.919

Serial

(BC) Orrick Herrington(FA) Keygent Advisors LLC(TR) US Bank NA(UW) Citigroup Global Markets

Comp3/5/2013 $70,000,000.00 Palo Alto Unified School DistrictCDIAC Number: 2013-0086General obligation bond

M:Aa1



3.0763.133

Term

(BC) Hawkins Delafield(FA) Ross Financial(PU) California Bank & Trust(TR) Wells Fargo Bank

Neg6/27/2013 $6,630,000.00 San JoseCDIAC Number: 2013-0617Conduit revenue bond

Multifamily housing3rd Street Series A

NR 7/1/2033

Variable

Term

(BC) Orrick Herrington(CB) Orrick Herrington(FA) PRAG(PU) Bank of America NA

Neg7/1/2013 $100,000,000.00 San JoseCDIAC Number: 2013-1238Tax and revenue anticipation note


NR 6/30/2014

Variable

Comb

(BC) Jones Hall(FA) PRAG(TR) Wells Fargo Bank(UW) Bank of America Merrill

Neg5/15/2013 $305,535,000.00 San Jose Financing AuthorityCDIAC Number: 2013-0861Public lease revenue bond

M:Aa3F:AA

Public buildingCivic Center Series ARefunding


3.6914.039

Comb

(BC) Jones Hall(FA) PRAG(TR) Wells Fargo Bank(UW) Merrill Lynch Pierce

Neg6/6/2013 $30,445,000.00 San Jose Financing AuthorityCDIAC Number: 2013-0863Public lease revenue bond

M:Aa3F:AA

ParkingCivic Center Garage Series BRefunding


3.8944.009

265




DATEAMOUNT

Rating(s) Enhancmt


Santa Clara

Term

(BC) Dannis Woliver Kelley(FA) KNN Public Finance(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg1/16/2013 $27,145,000.00 San Jose Unified School DistrictCDIAC Number: 2012-2124General obligation bond

M:Aa2


S:AA 8/1/2037NIC: 3.556

Comb



M:Aa2


S:AA 8/1/2034NIC: 3.556

Serial



M:Aa2


S:AA 8/1/2029 TIC:2.579

Term


Neg7/17/2013 $7,000,000.00 San Jose/Evergreen Community College District (CCCFA)CDIAC Number: 2013-1363Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.4570.464

Serial

(BC) Fulbright & Jaworski(FA) The PFM Group(TR) The Bank of NY Mellon(UW) Goldman Sachs

Neg3/26/2013 $64,380,000.00 Santa ClaraCDIAC Number: 2013-0370Public enterprise revenue bond

F:A+

Power generation/transmissionSeries ARefunding

S:A+ 7/1/2028 TIC:NIC:

2.5830

Comb

(BC) Jones Hall(FA) KNN Public Finance(TR) Union Bank NA(UW) Raymond James

Neg3/12/2013 $18,540,000.00 Santa ClaraCDIAC Number: 2013-0701Certificates of participation/leases

Public buildingCentral Park LibraryRefunding


3.2573.353

266




DATEAMOUNT

Rating(s) Enhancmt


Santa Clara

Serial

(BC) Orrick Herrington(FA) KNN Public Finance(TR) US Bank NA(UW) Wells Fargo Sec

Comp2/20/2013 $490,000,000.00 Santa Clara CountyCDIAC Number: 2012-1958General obligation bond

F:AA+

Health care facilitiesValley Medical Center Series B

S:AA+ 8/1/2043 TIC:NIC:

3.3323.468

Term

(BC) Orrick Herrington(FA) KNN Public Finance(UW) JP Morgan Securities

Comp8/22/2013 $118,000,000.00 Santa Clara CountyCDIAC Number: 2013-1527Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.1820.183

Term

(BC) Kronick Moskovitz(FA) Government Fin Strat(TR) Wells Fargo Bank(UW) Hutchinson Shockey

Neg1/31/2013 $8,025,000.00 Santa Clara Unified School DistrictCDIAC Number: 2012-1445Certificates of participation/leases

K-12 school facilityTeacher Housing FoundationRefunding

S:AA- 7/1/2031 TIC:NIC:

3.873.907

Term

(BC) Quint & Thimmig(FA) Capitol Public Fin Group(TR) Santa Clara Co(UW) Mitsubishi UFJ Securities

Neg6/12/2013 $14,000,000.00 Santa Clara Unified School DistrictCDIAC Number: 2013-0756Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:0.179

Serial


Neg1/30/2013 $2,097,148.00 Saratoga Fire Protection DistrictCDIAC Number: 2013-0034Certificates of participation/leases

Public buildingFire StationRefunding


4.0940

Serial


Neg6/11/2013 $3,125,000.00 Saratoga Union School DistrictCDIAC Number: 2013-1320General obligation bond


S:AA+ 9/1/2019 TIC:NIC:

1.4981.572

267




DATEAMOUNT

Rating(s) Enhancmt


Santa Clara

Term


Neg7/17/2013 $2,066,000.00 Saratoga Union School DistrictCDIAC Number: 2013-1503Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.2670.269

Serial

(BC) Fulbright & Jaworski(FA) Steven Gortler(TR) The Bank of NY Mellon(UW) Morgan Stanley

Neg11/19/2013 $74,310,000.00 Successor Agency to the Morgan Hill Redevelopment AgencyCDIAC Number: 2013-1907Tax allocation bond

F:AA-

Redevelopment, multiple purposesOji de Agua Area Series ARefunding

S:AA- 9/1/2033 TIC:NIC:

4.1224.344

Serial

(BC) Fulbright & Jaworski(FA) Steven Gortler(TR) The Bank of NY Mellon(UW) Morgan Stanley

Neg11/19/2013 $14,365,000.00 Successor Agency to the Morgan Hill Redevelopment AgencyCDIAC Number: 2013-1908Tax allocation bond

F:AA-

Redevelopment, multiple purposesOji de Agua Area Series BFederally TaxableRefunding

S:AA- 9/1/2018 TIC:NIC:

1.941.94

Santa Cruz

Serial


Neg2/28/2013 $8,735,000.00 Cabrillo Community College District (CCCFA)CDIAC Number: 2013-0409Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.4940.5

Term


Neg7/17/2013 $4,000,000.00 Cabrillo Community College District (CCCFA)CDIAC Number: 2013-1356Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.5490.557

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg7/10/2013 $828,471.35 Pacific Elementary School DistrictCDIAC Number: 2013-0977General obligation bond


S:A+ 8/1/2052 TIC:NIC:

6.4310

268




DATEAMOUNT

Rating(s) Enhancmt


Santa Cruz

Comb

(BC) Jones Hall(FA) Caldwell Flores(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg1/29/2013 $5,870,000.00 San Lorenzo Valley Unified School DistrictCDIAC Number: 2012-1831General obligation bond

M:Aa2


8/1/2035 TIC:NIC:

3.5273.668

Serial

(BC) Jones Hall(FA) NHA Advisors(PU) JP Morgan Chase Bank(TR) The Bank of NY Mellon

Neg12/10/2013 $18,710,084.00 Santa CruzCDIAC Number: 2013-2107Public enterprise revenue bond


NR 11/1/2022NIC: 1.834

Comb

(BC) Quint & Thimmig(FA) KNN Public Finance(TR) US Bank NA(UW) Robert Baird & Co

Comp4/23/2013 $17,195,000.00 Santa Cruz City Elementary School DistrictCDIAC Number: 2013-0575General obligation bond

M:Aa2


S:A+ 8/1/2029 TIC:2.594

Serial

(BC) Quint & Thimmig(FA) KNN Public Finance(TR) US Bank NA(UW) Robert Baird & Co

Comp4/23/2013 $34,350,000.00 Santa Cruz City High School DistrictCDIAC Number: 2013-0576General obligation bond

M:Aa2


S:A+ 8/1/2029 TIC:2.577

Term

(BC) Rutan & Tucker(FA) Harrell & Co Advisors(TR) Santa Cruz Co(UW) Citigroup Global Markets

Neg6/11/2013 $50,000,000.00 Santa Cruz CountyCDIAC Number: 2013-1076Tax and revenue anticipation note

M:MIG 1


S:SP-1+ 7/2/2014 TIC:NIC:

0.2610

Term

(BC) Weist Law Firm(PU) Compass Mortgage Corp

Neg9/1/2013 $14,418,960.00 Santa Cruz Port DistrictCDIAC Number: 2013-0763Loan from a bank or other institution

Ports, marinasSanta Cruz HarborRefunding


3.093.09

269




DATEAMOUNT

Rating(s) Enhancmt


Santa Cruz

Term

(BC) Weist Law Firm(PU) Compass Bank

Neg9/1/2013 $2,384,445.00 Santa Cruz Port DistrictCDIAC Number: 2013-0764Loan from a bank or other institution

Ports, marinasSanta Cruz HarborFederally TaxableState TaxableRefunding

NR 11/1/2026 TIC:NIC:

4.7414.74

Comb

(BC) Raymond M Haight(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) Stinson Securities

Neg9/11/2013 $4,605,000.00 Scotts ValleyCDIAC Number: 2013-1708Certificates of participation/leases

Ins


S:AA-/A+ 10/1/2043 TIC:NIC:

5.4375.364

Serial

(BC) Stradling Yocca(FA) Eastshore Consulting(TR) BNY Mellon Trust Co NA(UW) BMO Capital Markets

Comp9/5/2013 $15,145,000.00 Scotts Valley Unified School DistrictCDIAC Number: 2013-1559General obligation bond

M:Aa2


S:A+ 8/1/2027 TIC:NIC:

3.3083.42

Comb

(BC) Jones Hall(FA) Bartle Wells(TR) The Bank of NY Mellon(UW) Citigroup Global Markets

Comp6/27/2013 $17,520,000.00 Soquel Creek Water DistrictCDIAC Number: 2013-1286Certificates of participation/leases



4.3574.37

Serial

(BC) Matt Juhl-Darlington(PU) Capital One Pub Funding(TR) US Bank NA

Neg3/14/2013 $10,155,000.00 Soquel Union Elementary School DistrictCDIAC Number: 2013-0603General obligation note

K-12 school facilitySeries ASubject to Alternative Minimum TaxRefunding


2.9750

Serial

(BC) Matt Juhl-Darlington(PU) Capital One Pub Funding(TR) Wells Fargo Bank

Neg7/24/2013 $1,580,000.00 Soquel Union Elementary School DistrictCDIAC Number: 2013-1507Certificates of participation/leases



1.951.95

270




DATEAMOUNT

Rating(s) Enhancmt


Shasta

Term


Neg4/18/2013 $4,116,000.00 AndersonCDIAC Number: 2013-0807Pension obligation bonds

Insurance and pension fundsCalPERSFederally TaxableRefunding

NR 6/30/2022 TIC:NIC:

4.5014.5

Comb

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(EN) Build America(TR) US Bank NA(UW) Stone Youngberg/Stifel

Neg3/13/2013 $5,000,000.00 Anderson Union High School DistrictCDIAC Number: 2013-0563General obligation bond

Ins

M:A1



3.7643.893

Comb

(BC) Kronick Moskovitz(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg12/4/2013 $6,300,281.00 Gateway Unified School DistrictCDIAC Number: 2013-2270General obligation bond

Ins


S:AA-/A+ 8/1/2039 TIC:5.696

Serial

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg12/5/2013 $1,008,975.00 Pacheco Union School DistrictCDIAC Number: 2013-2089General obligation bond

Ins


S:AA-/A+ 8/1/2038 TIC:6.701

Serial

(BC) Orrick Herrington(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg8/28/2013 $14,730,000.00 Redding Joint Powers Financing AuthorityCDIAC Number: 2013-1636Public enterprise revenue bond



2.0422.168

Comb

(BC) Orrick Herrington(EN) Build America(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg9/10/2013 $9,740,000.00 Redding Joint Powers Financing AuthorityCDIAC Number: 2013-1643Public lease revenue bond

Ins

Public buildingPolice Facility Series BRefunding

S:AA/A 10/1/2043 TIC:4.334

271




DATEAMOUNT

Rating(s) Enhancmt


Shasta

Term

(BC) Orrick Herrington(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg9/10/2013 $2,135,000.00 Redding Joint Powers Financing AuthorityCDIAC Number: 2013-1644Public lease revenue bond

Public buildingPolice Facility Series CFederally TaxableRefunding

S:A 10/1/2032 TIC:6.124

Solano

Serial

(BC) Orrick Herrington(FA) Del Rio Advisors(PU) Umpqua Bank(TR) The Bank of NY Mellon

Neg8/2/2013 $3,798,902.00 Dixon Public Financing AuthorityCDIAC Number: 2013-1598Revenue bond (Pool)

Multiple capital improvements, public worksReassessmentRefunding


3.4593.46

Serial

(BC) Jones Hall(TR) The Bank of NY Mellon(UW) Stone Youngberg/Stifel

Neg1/31/2013 $4,810,000.00 FairfieldCDIAC Number: 2012-2117Public enterprise revenue bond


S:A+ 4/1/2023 TIC:NIC:

2.1072.287

Term

(BC) Orrick Herrington(FA) The PFM Group(PU) Solano Co(TR) Union Bank NA

Neg4/10/2013 $5,420,000.00 Solano CountyCDIAC Number: 2013-0661Certificates of participation/leases

Other capital improvements, public worksAnimal ShelterFederally Taxable

NR 11/15/2027 TIC:NIC:

3.3393.34

Serial

(BC) Orrick Herrington(FA) The PFM Group(TR) Wells Fargo Bank(UW) E J De La Rosa

Neg10/30/2013 $18,080,000.00 VallejoCDIAC Number: 2013-1925Public enterprise revenue bond


S:A+ 5/1/2031 TIC:NIC:

4.8664.983

272




DATEAMOUNT

Rating(s) Enhancmt


Sonoma

Comb

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(TR) The Bank of NY Mellon(UW) George K Baum

Neg10/25/2013 $4,866,680.00 Bennett Valley Union School DistrictCDIAC Number: 2013-1980General obligation bond


S:AA- 8/1/2043 TIC:NIC:

5.5757.974

Term

(BC) Jones Hall(PU) City National Bank(TR) Union Bank NA

Neg3/6/2013 $1,196,000.00 Bodega Bay Fire Protection DistrictCDIAC Number: 2013-0660Certificates of participation/leases

Public buildingFire StationRefunding

NR 10/1/2030 TIC:NIC:

3.493.565

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) E J De La Rosa

Neg4/3/2013 $3,500,000.00 Cloverdale Unified School DistrictCDIAC Number: 2013-0561General obligation bond

Ins

M:A2/A2


8/1/2038 TIC:NIC:

4.244.353

Serial

(BC) Jones Hall(FA) Isom Adv / Urban Futures(TR) The Bank of NY Mellon(UW) E J De La Rosa

Neg2/7/2013 $5,730,000.00 Cotati-Rohnert Park Unified School DistrictCDIAC Number: 2013-0347General obligation bond

M:A2


8/1/2016 TIC:NIC:

1.391.436

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg5/15/2013 $3,000,000.00 Gravenstein Union Elementary School DistrictCDIAC Number: 2013-0847General obligation bond



3.8163.868

Term

(BC) Jones Hall(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) E J De La Rosa

Neg6/11/2013 $2,200,000.00 Guerneville Elementary School DistrictCDIAC Number: 2013-0976General obligation bond

Ins


S:AA-/A+ 8/1/2043 TIC:NIC:

4.9115.094

273




DATEAMOUNT

Rating(s) Enhancmt


Sonoma

Serial

(BC) Matt Juhl-Darlington(FA) Isom Adv / Urban Futures(PU) JP Morgan Chase Bank(TR) The Bank of NY Mellon

Neg11/4/2013 $960,000.00 Harmony Union School DistrictCDIAC Number: 2013-1906General obligation note



2.452.45

Term


Neg2/20/2013 $255,000.00 Liberty Elementary School District (CSCRPA)CDIAC Number: 2013-0466Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Serial

(BC) Quint & Thimmig(FA) KNN Public Finance(TR) The Bank of NY Mellon(UW) Alamo Capital

Comp4/16/2013 $1,880,000.00 Petaluma City Elementary School DistrictCDIAC Number: 2013-0572General obligation bond


S:AA 8/1/2028 TIC:2.618

Comb

(BC) Orrick Herrington(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) The Bank of NY Mellon(UW) E J De La Rosa

Neg4/24/2013 $3,500,000.00 Roseland School DistrictCDIAC Number: 2013-0634General obligation bond

Ins


S:AA-/A+ 8/1/2042 TIC:NIC:

4.0954.096

Term


Neg2/20/2013 $3,610,000.00 Roseland School District (CSCRPA)CDIAC Number: 2013-0481Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term


Neg6/25/2013 $1,125,000.00 Roseland School District (CSCRPA)CDIAC Number: 2013-1411Tax and revenue anticipation note


S:SP-1 4/1/2014 TIC:NIC:

0.6410.647

274




DATEAMOUNT

Rating(s) Enhancmt


Sonoma

Term

(BC) Orrick Herrington(PU) Citibank(TR) Union Bank NA

Neg1/31/2013 $15,000,000.00 Santa RosaCDIAC Number: 2013-0038Conduit revenue bond

Multifamily housingBethlehem Tower Series A


Variable

00

Term

(BC) Orrick Herrington(FA) Community Economic Inc(PU) JP Morgan Chase Bank

Neg2/22/2013 $5,600,000.00 Santa RosaCDIAC Number: 2013-0386Conduit revenue bond

Multifamily housingSonoma Creekside Series A1, A2 & A3

NR 4/30/2032 TIC:NIC:

Variable

00

Comb

(BC) Jones Hall(FA) The PFM Group(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg7/30/2013 $32,715,000.00 Santa RosaCDIAC Number: 2013-1115Pension obligation bonds


S:A+ 9/1/2024 TIC:NIC:

4.4914.543

Serial

(BC) Quint & Thimmig(FA) Government Fin Strat(EN) Build America(TR) The Bank of NY Mellon(UW) Robert Baird & Co

Neg6/5/2013 $9,815,000.00 Santa Rosa Elementary School DistrictCDIAC Number: 2013-0888General obligation bond

Ins


S:AA/A+ 8/1/2030 TIC:3.145

Term


Neg2/20/2013 $19,750,000.00 Santa Rosa Elementary/Santa Rosa High School District(CSCRPA)CDIAC Number: 2013-0524Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.3570.362

Serial

(BC) Quint & Thimmig(FA) Government Fin Strat(TR) The Bank of NY Mellon(UW) Citigroup Global Markets

Neg6/5/2013 $51,510,000.00 Santa Rosa High School DistrictCDIAC Number: 2013-1099General obligation bond


S:A+ 8/1/2030 TIC:2.773

275




DATEAMOUNT

Rating(s) Enhancmt


Sonoma

Serial

(PU) Kansas State BankNeg2/20/2013 $302,500.00 Sonoma CountyCDIAC Number: 2013-0560Certificates of participation/leases

EquipmentFire Truck

NR 2/20/2023 TIC:NIC:

03.62

Serial

(BC) Richards Watson(FA) Sonoma Co(PU) Sonoma Co(TR) Sonoma Co PFA

Neg1/2/2013 $10,430.00 Sonoma County Public Financing AuthorityCDIAC Number: 2012-1923Special assessment bond

Residential Energy Conservation, ImprovementEnergy Independence Program Series A-10Federally Taxable


Variable

00

Serial



Residential Energy Conservation, ImprovementEnergy Independence Program Series A-20Federally Taxable


Variable

00

Serial

(BC) Richards Watson(PU) Sonoma Co(TR) Sonoma Co PFA


Residential Energy Conservation, ImprovementEnergy Independence Series B10Federally Taxable

NR 9/2/2023

Variable

Serial



Residential Energy Conservation, ImprovementEnergy Independence Series B20Federally Taxable


Variable

00

Serial



Residential Energy Conservation, ImprovementEnergy Independence Series C-10Federally Taxable


Variable

00

276




DATEAMOUNT

Rating(s) Enhancmt


Sonoma

Serial



Residential Energy Conservation, ImprovementEnergy Independence Series C-20Federally Taxable


Variable

00

Term

(BC) Richards Watson(PU) Sonoma Co(TR) Sonoma Co


Residential Energy Conservation, ImprovementEnergy Independence Series D-10Federally Taxable


Variable

00

Term



Residential Energy Conservation, ImprovementEnergy Independence Series D-20Federally Taxable


Variable

00

Term



Residential Energy Conservation, ImprovementEnergy Independence Series E-10Federally Taxable


Variable

00

Term



Residential Energy Conservation, ImprovementEnergy Independence Series E-20Federally Taxable


Variable

00

Serial



Residential Energy Conservation, ImprovementEnergy Independence Series F-10Federally Taxable


Variable

00

277




DATEAMOUNT

Rating(s) Enhancmt


Sonoma

Serial



Residential Energy Conservation, ImprovementEnergy Independence Program Series F-20Federally Taxable


Variable

00

Serial



Residential Energy Conservation, ImprovementEnergy Independence Series G-20Federally Taxable


Variable

00

Serial



Power generation/transmissionEnergy Independence Series H-10Federally Taxable


Variable

00

Serial



Power generation/transmissionEnergy Independence Program Series H-20Federally Taxable


Variable

00

Serial

(BC) Richards Watson(PU) USDA Rural Utilities(TR) Sonoma Co PFA

Neg8/22/2013 $983,000.00 Sonoma County Public Financing AuthorityCDIAC Number: 2013-1511Public enterprise revenue bond

Water supply, storage, distributionUSDA Series A & BRefunding

NR 8/22/2054 TIC:2.75

Serial



Power generation/transmissionEnergy Independence Series I-10Federally Taxable

NR 9/2/2023

Variable

278




DATEAMOUNT

Rating(s) Enhancmt


Sonoma

Serial



Power generation/transmissionEnergy Independence Series I-20Federally Taxable

NR 9/2/2033

Variable

Serial



Power generation/transmissionEnergy Independence Series J-10Federally Taxable

NR 9/2/2023

Variable

Serial



Power generation/transmissionEnergy Independence Series J-20Federally Taxable

NR 9/2/2033

Variable

Serial



Residential Energy Conservation, ImprovementEnergy Independence Series K-10Federally Taxable

NR 9/2/2023

Variable

Serial



Residential Energy Conservation, ImprovementEnergy Independence Series K-20Federally Taxable

NR 9/2/2033

Variable

Serial



Power generation/transmissionEnergy Independence Series L-10Federally Taxable

NR 9/2/2023

Variable

279




DATEAMOUNT

Rating(s) Enhancmt


Sonoma

Serial



Power generation/transmissionEnergy Independence Series L-20Federally Taxable

NR 9/2/2033

Variable

Comb

(BC) Jones Hall(FA) KNN Public Finance(TR) US Bank NA(UW) Merrill Lynch Pierce

Comp1/10/2013 $12,105,000.00 Sonoma County Water and Wastewater Financing AuthorityCDIAC Number: 2012-1864Revenue bond (Pool)

F:AA-

Wastewater collection, treatmentNapa Salt Marsh

S:AA- 8/1/2037 TIC:NIC:

2.3682.543

Term


Neg6/25/2013 $4,835,000.00 Sonoma Valley Unified School District (CSCRPA)CDIAC Number: 2013-1431Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3120.317

Term

(BC) Meyers Nave(PU) Capital One Pub Funding

Neg8/21/2013 $7,993,000.00 Sweetwater Springs Water DistrictCDIAC Number: 2013-1245General obligation bond

Water supply, storage, distributionID No 1Refunding


03.6

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(EN) Build America(TR) The Bank of NY Mellon(UW) Kinsell Newcomb

Neg4/18/2013 $2,000,000.00 Wilmar Union School DistrictCDIAC Number: 2013-0704General obligation bond

Ins



4.1814.174

Stanislaus

Serial

(BC) Kronick Moskovitz(FA) KNN Public Finance(EN) Build America(TR) The Bank of NY Mellon(UW) Morgan Stanley

Neg4/11/2013 $10,155,678.00 Ceres Unified School DistrictCDIAC Number: 2013-0855General obligation bond

Ins



4.9790

280




DATEAMOUNT

Rating(s) Enhancmt


Stanislaus

Term

(BC) Nossaman LLP(FA) A M Peche(PU) Bank of Nevada

Neg7/30/2013 $1,250,000.00 Keyes Community Services DistrictCDIAC Number: 2013-1582Loan from a bank or other institution



1.961.96

Serial

(BC) Kronick Moskovitz(FA) Municipal Finance Corp(PU) Capital One Pub Funding(TR) The Bank of NY Mellon

Neg2/1/2013 $2,440,000.00 Modesto City School DistrictCDIAC Number: 2013-0057Certificates of participation/leases



2.2490

Serial

(BC) Orrick Herrington(FA) First Southwest(EN) Assured Guaranty Corp(TR) Wells Fargo Bank(UW) Citigroup Global Markets

Neg7/31/2013 $43,270,000.00 Modesto Irrigation District Financing AuthorityCDIAC Number: 2013-1497Public enterprise revenue bond

Ins

F:AA-

Water supply, storage, distributionSeries GRefunding

S:AA- 9/1/2022 TIC:NIC:

2.3482.555

Serial

(BC) Orrick Herrington(FA) Montague DeRose(PU) Wells Fargo Bank(TR) US Bank NA

Neg9/27/2013 $57,485,000.00 M-S-R Public Power AgencyCDIAC Number: 2013-1744Public enterprise revenue bond

F:A

Power generation/transmissionSan Juan Series PFederally TaxableRefunding

S:A+ 7/1/2018 TIC:NIC:

1.2971.295

Term

(BC) Quint & Thimmig(PU) Alliance Bank of Arizona(TR) The Bank of NY Mellon

Neg7/30/2013 $4,963,568.00 Patterson Public Financing AuthorityCDIAC Number: 2013-1568Revenue bond (Pool)

Multiple capital improvements, public worksHeartland Ranch ReADRefunding

NR 9/2/2027 TIC:3.729

Term

(BC) Quint & Thimmig(PU) Nuveen & Co(TR) The Bank of NY Mellon

Neg8/14/2013 $73,655,000.00 Patterson Public Financing AuthorityCDIAC Number: 2013-1649Revenue bond (Pool)

Multiple capital improvements, public worksWest Patterson FA CFD No 2001-1 Series A-1, A-2 & B

NR 9/1/2039NIC: 5.701

281




DATEAMOUNT

Rating(s) Enhancmt


Stanislaus

Term

(BC) Quint & Thimmig(PU) Farmers & Merchants Bk

Neg12/31/2013 $1,590,000.00 Stanislaus County Housing AuthorityCDIAC Number: 2013-2214Conduit revenue bond

Multifamily housingValley Manor Apts Series ARefunding

NR 12/1/2043

Variable

Serial

(BC) Griffith & MasudaNeg1/29/2013 $27,333.00 Turlock Irrigation DistrictCDIAC Number: 2013-0018Special assessment bond

Water supply, storage, distributionID No M-02 Micro-Sprinkler Irrigation SystemFederally Taxable

NR 7/1/2023NIC: 6.5

Serial


EquipmentIrrigation pipeline ID No 1569Federally Taxable

NR 7/1/2023NIC: 6.5

Serial


EquipmentID No 1570Federally Taxable


05.25

Serial

(BC) Griffith & Masuda(PU) Turlock IRD

Neg8/27/2013 $27,021.00 Turlock Irrigation DistrictCDIAC Number: 2013-1570Special assessment bond

Water supply, storage, distributionID No 1571Federally Taxable


5.255.25

Serial

(BC) Griffith & Masuda(PU) Turlock IRD

Neg10/15/2013 $81,415.00 Turlock Irrigation DistrictCDIAC Number: 2013-1870Special assessment bond

EquipmentID No 1572 Maciel-Petersen PumpFederally Taxable


5.255.25

282




DATEAMOUNT

Rating(s) Enhancmt


Stanislaus

Term

(BC) Quint & Thimmig(PU) Patterson PFA(TR) The Bank of NY Mellon

Neg8/14/2013 $69,554,521.00 West Patterson Financing Authority CFD No 2001-1CDIAC Number: 2013-1650Limited tax obligation bond

Multiple capital improvements, public worksSeries A-1, A-2 & BFederally TaxableRefunding

NR 9/1/2039NIC: 6.073

Comb

(BC) Stradling Yocca(FA) Fieldman Rolapp(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Citigroup Global Markets

Neg8/7/2013 $12,755,000.00 West Stanislaus Irrigation DistrictCDIAC Number: 2013-1587Certificates of participation/leases

Ins


S:AA-/ A- 1/1/2043 TIC:NIC:

5.1485.136

Sutter

Term

(BC) Jones Hall(FA) Isom Adv / Urban Futures(PU) Capital One Pub Funding(TR) Wells Fargo Bank

Neg11/6/2013 $820,000.00 East Nicolaus Joint Union High School DistrictCDIAC Number: 2013-1955General obligation bond



3.4513.45

Serial

(BC) Quint & Thimmig(FA) KNN Public Finance(PU) Umpqua Bank

Neg11/20/2013 $1,550,000.00 Live Oak Unified School DistrictCDIAC Number: 2013-1993Certificates of participation/leases


NR 6/1/2028 TIC:3.28

Term

(BC) Jones Hall(FA) NHA Advisors(PU) Yuba City(TR) Union Bank NA

Neg1/29/2013 $688,226.00 Yuba CityCDIAC Number: 2012-2134Special assessment bond

Multiple capital improvements, public worksButtes Vista AD No 2000-1Federally TaxableState TaxableRefunding

NR 9/2/2025NIC: 2.73

283




DATEAMOUNT

Rating(s) Enhancmt


Sutter

Term

(BC) Jones Hall(FA) NHA Advisors(PU) Yuba City(TR) Union Bank NA

Neg1/29/2013 $688,226.00 Yuba CityCDIAC Number: 2012-2135Special assessment bond

Multiple capital improvements, public worksButtes Vista AD No 2002-1Federally TaxableState TaxableRefunding

NR 9/2/2027NIC: 2.73

Term

(BC) Jones Hall(FA) NHA Advisors(PU) Western Alliance Bancorp(TR) Union Bank NA

Neg1/29/2013 $1,885,824.00 Yuba CityCDIAC Number: 2012-2136Special assessment bond

Multiple capital improvements, public worksTierra Buena Wtr AD No 2003-1Refunding

NR 9/2/2024NIC: 2.73

Serial

(BC) Jones Hall(FA) NHA Advisors(TR) Union Bank NA(UW) Edward D Jones & Co

Neg5/1/2013 $21,710,000.00 Yuba CityCDIAC Number: 2013-0825Public enterprise revenue bond

F:AA-


S:A+ 6/1/2035 TIC:NIC:

3.3573.242

Tehama

Term

(BC) Stradling Yocca(FA) McLiney & Co(PU) Dubuque Bank & Trust

Neg9/19/2013 $2,110,000.00 Antelope Elementary School DistrictCDIAC Number: 2013-1677Certificates of participation/leases

K-12 school facilityBerrendos MS Qualified Zone Academy BondsFederally Taxable

NR 9/19/2031 TIC:1.25

Term


Neg5/28/2013 $2,579,000.00 CorningCDIAC Number: 2013-1217Pension obligation bonds

Insurance and pension fundsCalPERS Side FundFederally TaxableRefunding

NR 5/15/2023 TIC:NIC:

4.4244.4

284




DATEAMOUNT

Rating(s) Enhancmt


Tehama

Term


Neg2/20/2013 $1,100,000.00 Corning Union Elementary School District (CSCRPA)CDIAC Number: 2013-0447Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Serial


Neg12/12/2013 $2,864,000.00 Corning Union High School DistrictCDIAC Number: 2013-2164Certificates of participation/leases


NR 12/30/2031 TIC:1.5

Term


Neg2/28/2013 $1,948,000.00 Red BluffCDIAC Number: 2013-0367Pension obligation bonds


NR 6/30/2020 TIC:NIC:

3.9013.9

Term


Neg2/20/2013 $875,000.00 Red Bluff Union Elementary School District (CSCRPA)CDIAC Number: 2013-0477Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term


Neg6/25/2013 $1,195,000.00 Red Bluff Union Elementary School District (CSCRPA)CDIAC Number: 2013-1384Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

Tulare

Term


Neg6/25/2013 $2,340,000.00 Burton Elementary School District (CSCRPA)CDIAC Number: 2013-1371Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

285




DATEAMOUNT

Rating(s) Enhancmt


Tulare

Comb

(BC) Lozano Smith(FA) Schools Fac Finance LLC(TR) Wells Fargo Bank(UW) OConnor & Co Sec

Neg4/24/2013 $1,000,000.00 Burton School DistrictCDIAC Number: 2013-0648Certificates of participation/leases


S:A 5/1/2033 TIC:NIC:

03.855

Term


Neg2/20/2013 $3,700,000.00 Burton School District (CSCRPA)CDIAC Number: 2013-0443Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Serial

(BC) Kronick Moskovitz(FA) Isom Adv / Urban Futures(PU) Capital One Pub Funding(TR) Wells Fargo Bank

Neg8/22/2013 $2,418,000.00 Cutler-Orosi Joint Unified School DistrictCDIAC Number: 2013-1695General obligation bond



2.250

Term

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(PU) Western Alliance Bancorp(TR) US Bank NA

Neg12/12/2013 $8,433,377.00 Dinuba Financing AuthorityCDIAC Number: 2013-2117Certificates of participation/leases

Power generation/transmissionSolar Renewable Energy

NR 12/12/2033 TIC:NIC:

4.1924.192

Term


Neg2/20/2013 $7,695,000.00 Dinuba Unified School District (CSCRPA)CDIAC Number: 2013-0495Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3980.402

Term


Neg2/20/2013 $60,000.00 Ducor Union Elementary School District (CSCRPA)CDIAC Number: 2013-0452Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

286




DATEAMOUNT

Rating(s) Enhancmt


Tulare

Term


Neg6/25/2013 $140,000.00 Ducor Union Elementary School District (CSCRPA)CDIAC Number: 2013-1375Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

Serial

(BC) Matt Juhl-Darlington(FA) Caldwell Flores(PU) City National Bank

Neg11/1/2013 $745,000.00 Earlimart Elementary School DistrictCDIAC Number: 2013-1848Certificates of participation/leases



2.62.6

Term


Neg2/20/2013 $495,000.00 Exeter Unified School District (CSCRPA)CDIAC Number: 2013-0455Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term


Neg6/25/2013 $1,210,000.00 Exeter Unified School District (CSCRPA)CDIAC Number: 2013-1376Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3620.366

Term


Neg2/20/2013 $975,000.00 Exeter Union Elementary School District (CSCRPA)CDIAC Number: 2013-0454Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term

(BC) Kronick Moskovitz(FA) School Fac Finance(PU) Capital One Pub Funding(TR) The Bank of NY Mellon

Neg2/20/2013 $954,506.00 Farmersville Unified School DistrictCDIAC Number: 2013-0554General obligation bond



2.30

287




DATEAMOUNT

Rating(s) Enhancmt


Tulare

Term


Neg2/20/2013 $2,755,000.00 Farmersville Unified School District (CSCRPA)CDIAC Number: 2013-0456Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Comb

(BC) Jones Hall(FA) Caldwell Flores(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg5/21/2013 $5,185,000.00 Lindsay Unified School DistrictCDIAC Number: 2013-1240General obligation bond

Ins


S:AA-/A+ 8/1/2043NIC: 4.323

Term


Neg2/20/2013 $150,000.00 Monson-Sultana Jt Union Elementary School District(CSCRPA)CDIAC Number: 2013-0471Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term

(BC) Quint & Thimmig(FA) Wulff Hansen & Co(PU) Rabobank NA(TR) US Bank NA

Neg4/4/2013 $21,060,000.00 PortervilleCDIAC Number: 2013-0717Certificates of participation/leases

Multiple capital improvements, public worksFederally TaxableRefunding

NR 4/1/2033

Variable

Term

(BC) Raymond M Haight(PU) Rabobank NA

Neg11/25/2013 $3,765,000.00 PortervilleCDIAC Number: 2013-2066Pension obligation bonds


NR 10/1/2020 TIC:NIC:

3.0013

Term


Neg2/20/2013 $7,610,000.00 Porterville Unified School District (CSCRPA)CDIAC Number: 2013-0501Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3980.402

288




DATEAMOUNT

Rating(s) Enhancmt


Tulare

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(EN) Build America(TR) US Bank NA(UW) Piper Jaffray & Co

Neg11/21/2013 $1,205,939.00 Terra Bella Union Elementary School DistrictCDIAC Number: 2013-1957General obligation bond

Ins


S:AA/A+ 8/1/2043 TIC:6.06

Term


Neg2/20/2013 $340,000.00 Terra Bella Union Elementary School District (CSCRPA)CDIAC Number: 2013-0488Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Serial


Neg11/21/2013 $1,625,000.00 Tipton Elementary School DistrictCDIAC Number: 2013-2076Certificates of participation/leases


NR 11/21/2031 TIC:1.501

Serial

(BC) Hawkins Delafield(FA) Bartle Wells(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Morgan Stanley

Comp4/17/2013 $32,855,000.00 TulareCDIAC Number: 2013-0819Public enterprise revenue bond

Ins

M:A2/A3


S:AA-/A 11/15/2033 TIC:3.11

Term

(BC) Hawkins Delafield(FA) KNN Public Finance(TR) Tulare Co(UW) Jefferies LLC

Comp7/18/2013 $56,000,000.00 Tulare CountyCDIAC Number: 2013-1436Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.1860.188

Comb

(BC) Jones Hall(FA) School Facilities FA(EN) Build America(TR) Wilmington Trust(UW) OConnor & Co Sec

Neg9/12/2013 $39,000,000.00 Tulare County Board of EducationCDIAC Number: 2013-1673Certificates of participation/leases

Ins


S:AA/A+ 5/1/2043 TIC:5.381

289




DATEAMOUNT

Rating(s) Enhancmt


Tulare

Comb

(BC) Kronick Moskovitz(FA) Government Fin Strat(TR) The Bank of NY Mellon(UW) Raymond James

Neg4/10/2013 $33,999,971.00 Visalia Unified School DistrictCDIAC Number: 2013-0840General obligation bond

M:Aa3


S:A1 8/1/2043 TIC:NIC:

4.3275.037

Term


Neg2/20/2013 $3,325,000.00 Woodlake Unified School District (CSCRPA)CDIAC Number: 2013-0490Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Tuolumne

Term


Neg6/25/2013 $595,000.00 Big Oak Flat-Groveland Unified School District (CSCRPA)CDIAC Number: 2013-1389Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3360.341

Serial

(PU) Kansas State BankNeg4/9/2013 $20,000.00 Columbia Fire Protection DistrictCDIAC Number: 2013-0818Certificates of participation/leases

EquipmentFire Protection Gear


05.176

Term

(BC) Nossaman LLP(PU) Rabobank NA(TR) The Bank of NY Mellon

Neg2/21/2013 $3,117,831.00 Groveland Community Services DistrictCDIAC Number: 2013-0567Certificates of participation/leases


NR 1/10/2026 TIC:NIC:

03.7

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) US Bank NA(UW) E J De La Rosa

Neg4/25/2013 $8,000,000.00 Sonora Union High School DistrictCDIAC Number: 2013-0750General obligation bond

Ins


S:AA-/A+ 8/1/2042 TIC:NIC:

3.9883.984

290




DATEAMOUNT

Rating(s) Enhancmt


Tuolumne

Term


Neg6/25/2013 $310,000.00 Sonora Union High School District (CSCRPA)CDIAC Number: 2013-1401Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3360.341

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(EN) Build America(TR) Wells Fargo Bank(UW) Piper Jaffray & Co

Neg3/20/2013 $4,097,620.00 Summerville Union High School DistrictCDIAC Number: 2013-0079General obligation bond

Ins


S:AA/A+ 8/1/2042 TIC:5.01

Term

(BC) Jones Hall(FA) Isom Adv / Urban Futures(PU) Zions First Natl Bk(TR) Zions First Natl Bk

Neg6/20/2013 $3,820,000.00 Summerville Union High School DistrictCDIAC Number: 2013-1350General obligation bond



1.581.58

Ventura

Term


Neg2/20/2013 $10,780,000.00 Conejo Valley Unified School District (CSCRPA)CDIAC Number: 2013-0493Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3980.402

Term


Neg6/25/2013 $33,450,000.00 Conejo Valley Unified School District (CSCRPA)CDIAC Number: 2013-1417Tax and revenue anticipation note


S:SP-1+ 5/1/2014 TIC:NIC:

0.3350.34

Term


Neg6/1/2013 $1,715,000.00 Fillmore Unified School DistrictCDIAC Number: 2013-1292Certificates of participation/leases


NR 6/15/2028 TIC:NIC:

2.450

291




DATEAMOUNT

Rating(s) Enhancmt


Ventura

Term


Neg2/20/2013 $4,250,000.00 Fillmore Unified School District (CSCRPA)CDIAC Number: 2013-0457Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Comb

(BC) Bowie Arneson Wiles(FA) Isom Adv / Urban Futures(EN) Build America(TR) Union Bank NA(UW) Stifel Nicolaus & Co Inc

Neg5/1/2013 $4,000,000.00 Hueneme Elementary School DistrictCDIAC Number: 2013-0700General obligation bond

Ins



3.5663.859

Term


Neg2/20/2013 $12,230,000.00 Hueneme Elementary School District (CSCRPA)CDIAC Number: 2013-0498Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3980.402

Serial


Neg11/21/2013 $5,305,000.00 Moorpark Unified School DistrictCDIAC Number: 2013-1670General obligation bond

M:Aa3


S:A+ 8/1/2024 TIC:NIC:

2.5442.751

Serial


Neg11/21/2013 $3,000,000.00 Moorpark Unified School DistrictCDIAC Number: 2013-1671General obligation bond

M:Aa3


S:A+ 8/1/2017 TIC:NIC:

2.5432.751

Term


Neg2/20/2013 $1,760,000.00 Moorpark Unified School District (CSCRPA)CDIAC Number: 2013-0472Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

292




DATEAMOUNT

Rating(s) Enhancmt


Ventura

Term


Neg6/25/2013 $3,420,000.00 Moorpark Unified School District (CSCRPA)CDIAC Number: 2013-1418Tax and revenue anticipation note


S:SP-1+ 5/1/2014 TIC:NIC:

0.3350.34

Serial


Neg9/25/2013 $9,299,564.25 Oak Park Unified School DistrictCDIAC Number: 2013-1905General obligation bond

M:A2

K-12 school facility2006 Election Series A & 2008 Election Series B

S:AA- 8/1/2042 TIC:NIC:

3.4293.512

Term


Neg2/20/2013 $7,435,000.00 Oak Park Unified School District (CSCRPA)CDIAC Number: 2013-0526Tax and revenue anticipation note


S:SP-1 12/31/2013 TIC:NIC:

0.6170.625

Term


Neg6/25/2013 $5,310,000.00 Oak Park Unified School District (CSCRPA)CDIAC Number: 2013-1416Tax and revenue anticipation note


S:SP-1 5/1/2014 TIC:NIC:

0.6260.633

Comb

(BC) Jones Hall(FA) Dale Scott & Co Inc(EN) Build America(PU) Stifel Nicolaus & Co Inc(TR) US Bank NA

Comp11/19/2013 $4,200,000.00 Ocean View School DistrictCDIAC Number: 2013-1956General obligation bond

Ins

K-12 school facilityMeasure P Series A


4.9214.957

Term


Neg2/20/2013 $2,000,000.00 Ojai Unified School District (CSCRPA)CDIAC Number: 2013-0473Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

293




DATEAMOUNT

Rating(s) Enhancmt


Ventura

Term


Neg6/25/2013 $1,855,000.00 Ojai Unified School District (CSCRPA)CDIAC Number: 2013-1398Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3360.341

Term

(BC) Goodwin Procter(FA) First Southwest(PU) Bank of Nevada(TR) Wells Fargo Bank

Neg8/8/2013 $27,870,000.00 Oxnard CFD No 3CDIAC Number: 2013-1093Limited tax obligation bond

Multiple capital improvements, public worksSeabridge at Mandalay BayRefunding


04.113

Term

(BC) Goodwin Procter(FA) First Southwest(PU) Capital One Pub Funding(TR) Wells Fargo Bank

Neg10/30/2013 $21,384,064.00 Oxnard Financing AuthorityCDIAC Number: 2013-1916Public enterprise revenue bond


NR 6/1/2020NIC: 2.78

Term

(BC) GCR LLP(FA) Caldwell Flores(UW) Stone Youngberg/Stifel

Neg3/12/2013 $12,000,000.00 Oxnard School DistrictCDIAC Number: 2013-0637Tax and revenue anticipation note


S:SP-1+ 10/31/2013 TIC:NIC:

3.8243.773

Comb

(BC) GHSB LLP(FA) Caldwell Flores(EN) Assured Guaranty Corp(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg5/16/2013 $25,500,000.00 Oxnard School DistrictCDIAC Number: 2013-1103General obligation bond

Ins


S:AA-/A+ 8/1/2043 TIC:NIC:

4.0694.126

Term


Neg6/25/2013 $9,045,000.00 Oxnard Union High School District (CSCRPA)CDIAC Number: 2013-1405Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3390.343

294




DATEAMOUNT

Rating(s) Enhancmt


Ventura

Comb

(BC) Kronick Moskovitz(FA) Dolinka Group LLC(TR) Zions First Natl Bk(UW) Stifel Nicolaus & Co Inc

Neg10/24/2013 $28,000,000.00 Rio Elementary School District CFD No 1CDIAC Number: 2013-1751Limited tax obligation bond



5.4475.433

Term


Neg2/20/2013 $3,975,000.00 Rio School District (CSCRPA)CDIAC Number: 2013-0479Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

Term

(BC) Kutak Rock(FA) Bartle Wells(PU) Compass Bank

Neg10/8/2013 $750,000.00 Saticoy Sanitary DistrictCDIAC Number: 2013-1771Loan from a bank or other institution


NR 6/1/2028NIC: 4.05

Serial

(BC) Jones Hall(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg5/2/2013 $8,740,000.00 Simi Valley Unified School DistrictCDIAC Number: 2013-0045General obligation bond

M:Aa3


8/1/2024 TIC:NIC:

2.1042.335

Term


Neg2/20/2013 $20,045,000.00 Simi Valley Unified School District (CSCRPA)CDIAC Number: 2013-0529Tax and revenue anticipation note


S:SP-1 12/31/2013 TIC:NIC:

0.6170.625

Term


Neg6/25/2013 $11,510,000.00 Simi Valley Unified School District (CSCRPA)CDIAC Number: 2013-1407Tax and revenue anticipation note


S:SP-1+ 4/1/2014 TIC:NIC:

0.3390.343

295




DATEAMOUNT

Rating(s) Enhancmt


Ventura

Comb

(BC) Jones Hall(FA) Isom Adv / Urban Futures(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg10/16/2013 $4,000,000.00 Somis Union Elementary School DistrictCDIAC Number: 2013-1719General obligation bond


S:AA- 8/1/2043 TIC:NIC:

5.0325.214

Serial

(BC) Fulbright & Jaworski(FA) Fieldman Rolapp(TR) Ventura Co(UW) Morgan Stanley

Comp6/3/2013 $138,525,000.00 Ventura CountyCDIAC Number: 2013-1354Tax and revenue anticipation note

M:MIG1


S:SP-1+ 7/1/2014 TIC:NIC:

0.180.182

Comb

(BC) Fulbright & Jaworski(FA) Fieldman Rolapp(TR) The Bank of NY Mellon(UW) Citigroup Global Markets

Neg2/26/2013 $302,060,000.00 Ventura County Public Financing AuthorityCDIAC Number: 2013-0080Public lease revenue bond

M:Aa3F:AA

Health care facilitiesSeries ARefunding

S:AA 11/1/2043 TIC:NIC:

3.8460

Serial

(BC) Fulbright & Jaworski(FA) Fieldman Rolapp(TR) The Bank of NY Mellon(UW) Citigroup Global Markets

Neg12/5/2013 $34,100,000.00 Ventura County Public Financing AuthorityCDIAC Number: 2013-2161Public lease revenue bond

M:Aa3F:AA

Public buildingBehavioral Health & Probation Series BRefunding

S:AA+ 11/1/2027 TIC:NIC:

2.9683.205

Term


Neg6/25/2013 $13,005,000.00 Ventura Unified School District (CSCRPA)CDIAC Number: 2013-1434Tax and revenue anticipation note


S:SP-1+ 6/2/2014 TIC:NIC:

0.3220.327

Yolo

Term

(BC) Best Best & Krieger(FA) NHA Advisors(PU) Wells Fargo Bank(TR) Wells Fargo Bank

Neg10/10/2013 $30,000,000.00 Davis Public Facilities Financing AuthorityCDIAC Number: 2013-1851Public enterprise revenue bond


NR 10/1/2038 TIC:NIC:

2.7392.739

296




DATEAMOUNT

Rating(s) Enhancmt


Yolo

Serial

(BC) Kronick Moskovitz(FA) Del Rio Advisors(PU) Alliance Bank of Arizona(TR) The Bank of NY Mellon

Neg6/13/2013 $5,391,217.00 West Sacramento CFD No 12CDIAC Number: 2013-1230Limited tax obligation bond

Multiple capital improvements, public worksRaley's FieldRefunding

NR 9/1/2028 TIC:3.448

Comb

(BC) Kronick Moskovitz(FA) Del Rio Advisors(TR) The Bank of NY Mellon(UW) Westhoff Cone

Neg2/28/2013 $10,360,000.00 West Sacramento CFD No 20CDIAC Number: 2013-0641Limited tax obligation bond

Multiple capital improvements, public worksBridgeway Lake II


4.2194.219

Serial

(BC) Kronick Moskovitz(FA) Del Rio Advisors(EN) Build America(TR) US Bank NA(UW) Southwest Securities

Neg7/9/2013 $18,130,000.00 West Sacramento Financing AuthorityCDIAC Number: 2013-1450Public enterprise revenue bond

Ins



3.1813.361

Term

(BC) Kronick Moskovitz(FA) Del Rio Advisors(PU) Alliance Bank of Arizona(TR) US Bank NA

Neg10/22/2013 $29,805,000.00 Woodland CFD No 2004-1CDIAC Number: 2013-1066Limited tax obligation bond

Multiple capital improvements, public worksSpring LakeRefunding

NR 9/1/2034 TIC:4.4

Serial

(BC) Kronick Moskovitz(FA) Del Rio Advisors(PU) Access Land Co


Multiple capital improvements, public worksSprings Lake Series A

NR 9/5/2043 TIC:6.997

Serial

(BC) Kronick Moskovitz(FA) Del Rio Advisors(PU) Turn of the Century


Multiple capital improvements, public worksSpring Lake Series B


6.9960

297




DATEAMOUNT

Rating(s) Enhancmt


Yolo

Serial

(BC) Quint & Thimmig(FA) KNN Public Finance(EN) Assured Guaranty Corp(TR) Wells Fargo Bank(UW) Citigroup Global Markets

Comp4/24/2013 $10,900,000.00 Woodland Joint Unified School DistrictCDIAC Number: 2013-0681General obligation bond

Ins


S:AA-/A 8/1/2025 TIC:2.229

Yuba

Comb

(BC) Stradling Yocca(FA) Isom Adv / Urban Futures(EN) Build America(TR) The Bank of NY Mellon(UW) Edward D Jones & Co

Neg7/18/2013 $6,000,000.00 Wheatland Union High School DistrictCDIAC Number: 2013-0783General obligation bond

Ins



4.7114.699

Multiple

Term


Neg3/14/2013 $8,000,000.00 ABAG Finance Authority for Nonprofit CorporationsCDIAC Number: 2013-0618Conduit revenue bond

K-12 school facilitySt Paul's Day School of OaklandRefunding

NR 2/1/2043NIC: 4.16

Comb

(BC) Orrick Herrington(EN) Cal-Mortgage(TR) The Bank of NY Trust Co(UW) Cain Brothers


Ins

Health care facilitiesOConnor WoodsRefunding

S:A 1/15/2043 TIC:NIC:

4.8084.661

Comb

(BC) Meyers Nave(TR) The Bank of NY Mellon(UW) Cain Brothers


Health care facilitiesEskaton Properties IncRefunding


4.3494.546

298




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Ice Miller(FA) Western Solutions(PU) Bank of Marin


K-12 school facilityBerkeley Montessori School IncRefunding


Variable

00

Term

(BC) Ice Miller(FA) Western Solutions(PU) US Bank NA(TR) US Bank NA


K-12 school facilitySanta Cruz Montessori SchoolRefunding


Variable

00

Term

(BC) Ice Miller(FA) Western Solutions(PU) Compass Mortgage Corp

Neg8/1/2013 $11,200,000.00 ABAG Finance Authority for Nonprofit CorporationsCDIAC Number: 2013-1593Loan from a bank or other institution

K-12 school facilitySacramento Country Day SchoolRefunding

NR 8/15/2033 TIC:NIC:

Variable

00

Serial

(BC) Meyers Nave(EN) NorthBay Healthcare Corp(PU) Siemens Public Inc

Neg9/26/2013 $2,163,521.00 ABAG Finance Authority for Nonprofit CorporationsCDIAC Number: 2013-1841Certificates of participation/leases

Oth

Other, multiple health care purposesCogeneration Equip

NR 9/26/2029NIC: 3.79

Term

(BC) Hawkins Delafield(PU) First Republic Bank(TR) Wells Fargo Bank

Neg12/19/2013 $4,100,000.00 ABAG Finance Authority for Nonprofit CorporationsCDIAC Number: 2013-2188Loan from a bank or other institution

K-12 school facilityPacific Primary SchoolRefunding

NR 12/1/2043NIC: 3.9

Term

(BC) Foley & Lardner(EN) Masonic Homes of CA(PU) Banc of America Pub Cap(TR) Wells Fargo Bank


Oth

Health care facilitiesAcacia Creek at Union City Series ARefunding

NR 7/1/2038

Variable

299




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Serial

(BC) Jones Hall(FA) Cascadia Investor Service(TR) Wells Fargo Bank(UW) Brandis Tallman LLC

Neg3/20/2013 $175,000.00 Affordable Housing AgencyCDIAC Number: 2013-0697Conduit revenue bond

Multifamily housingManchester Apts Series A-TFederally Taxable

NR 3/1/2018NIC: 5

Serial

(BC) Jones Hall(FA) Cascadia Investor Service(TR) Wells Fargo Bank(UW) Brandis Tallman LLC

Neg3/20/2013 $5,705,000.00 Affordable Housing AgencyCDIAC Number: 2013-0698Conduit revenue bond

Multifamily housingManchester Apts Series A

NR 3/1/2018NIC: 3.75

Term

(BC) Lofton & Jennings(PU) Bank of America NA

Neg8/1/2013 $30,000,000.00 Alameda-Contra Costa Transit DistrictCDIAC Number: 2013-1630Tax and revenue anticipation note


NR 6/30/2014 TIC:NIC:

Variable

00

Serial

(BC) Stradling Yocca(FA) Keygent Advisors LLC(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg11/21/2013 $8,773,376.00 Allan Hancock Joint Community College DistrictCDIAC Number: 2013-2073General obligation bond

M:Aa2

College, university facilitySeries D

S:AA 8/1/2039 TIC:5.344

Comb

(BC) Orrick Herrington(FA) KNN Public Finance(TR) The Bank of NY Mellon(UW) Goldman Sachs

Neg1/31/2013 $241,475,000.00 Bay Area Water Supply and Conservation AgencyCDIAC Number: 2013-0010Public enterprise revenue bond

M:Aa3

Water supply, storage, distributionCapital Costs Recovery Prepayment Program Series A

S:AA- 10/1/2034 TIC:NIC:

3.0140

Comb

(BC) Orrick Herrington(FA) KNN Public Finance(TR) The Bank of NY Mellon(UW) Goldman Sachs

Neg1/31/2013 $94,305,000.00 Bay Area Water Supply and Conservation AgencyCDIAC Number: 2013-0011Public enterprise revenue bond

M:Aa3

Water supply, storage, distributionCapital Costs Recovery Prepayment Program Series BFederally Taxable

S:AA- 10/1/2034 TIC:NIC:

3.430

300




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Jones Hall(PU) Rabobank NA

Neg6/25/2013 $3,200,000.00 California Affordable Housing AgencyCDIAC Number: 2013-0820Conduit revenue bond

Multifamily housingGridley Springs Apts Series A

NR 12/31/2014

Variable

Term

(BC) Jones Hall(PU) Wells Fargo Bank(TR) Wells Fargo Bank


Multifamily housingOrange Tree Sr Apts Series A

NR 10/21/2017

Variable

Term

(BC) Jones Hall(FA) Evergreen Pacific Cap(TR) Wells Fargo Bank(UW) Brandis Tallman LLC


Multifamily housingImperial Vly HA - Brawley Park Series A

NR 11/1/2018 TIC:NIC:

5.2525.128

Term

(BC) Jones Hall(FA) Evergreen Pacific Cap(TR) Wells Fargo Bank(UW) Brandis Tallman LLC


Multifamily housingCourt of Fountains Series A

NR 12/1/2018NIC: 4.25

Term

(BC) Jones Hall(PU) TCM Fund

Neg7/9/2013 $391,789.00 California Finance Authority for Delinquent Special Taxes &AssessmentsCDIAC Number: 2013-1208Certificates of participation/leases

Other purposeSeries AFederally TaxableState Taxable

NR

Variable

Comb

(BC) Quint & Thimmig(FA) H G Wilson(EN) Cal Mortgage(TR) Deutsche Bank Natl Trust(UW) Piper Jaffray & Co

Neg3/6/2013 $37,730,000.00 California Municipal Finance AuthorityCDIAC Number: 2012-1956Conduit revenue bond

Ins

Health care facilitiesCentro De La Salud De La Communidad De San Ysidro HealthInc

S:A 3/1/2043 TIC:3.969

301




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Quint & Thimmig(PU) JP Morgan Chase Bank(TR) JP Morgan Chase Bank


Multifamily housingBridge Triangle Apts Series A-1 & A-2

NR 3/1/2052

Variable

Term

(BC) Quint & Thimmig(PU) Union Bank NA(TR) Union Bank NA


Multifamily housingDel Pardo/Delta Manor Series A

NR 6/1/2045

Variable

Term

(BC) Kutak Rock(FA) G L Hicks Financial(PU) First Republic Bank


Commercial developmentYMCA of Silicon ValleyState TaxableRefunding

NR 2/1/2038 TIC:3.65

Serial

(BC) Jones Hall(PU) Union Bank NA(TR) Union Bank NA


Multifamily housingLos Robles Apts Series A

NR 4/1/2045

Variable

Term

(BC) Jones Hall(PU) Citibank(TR) Wells Fargo Bank


Multifamily housingKings Vly Sr Apts Series A & B

NR 6/1/2045

Variable

Term

(BC) Gilmore & Bell(EN) New Visions Foundation(PU) California Bank & Trust(TR) Zions First Natl Bk


Oth

K-12 school facilityNew Roads School Series ARefunding

NR 12/1/2020NIC: 3.488

302




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Jones Hall(FA) Community Economic Inc(PU) JP Morgan Chase Bank(TR) JP Morgan Chase Bank


Multifamily housingUniv Village Apts Series A-1 & A-2

NR 2/1/2038

Variable

Comb

(BC) Hawkins Delafield(TR) US Bank NA(UW) Barclays Capital Inc


M:Baa1

College, university facilityBiola University

10/1/2042 TIC:NIC:

4.1270

Term

(BC) Orrick Herrington(PU) Citibank

Neg3/27/2013 $19,500,000.00 California Municipal Finance AuthorityCDIAC Number: 2013-0579Loan from a bank or other institution

Multifamily housingCasa de la Paloma Apts Series A

NR 11/1/2044 TIC:NIC:

Variable

00

Term

(BC) Jones Hall(PU) Citi Community Capital


Multifamily housingEC Magnolia Court

NR 4/1/2045

Variable

Term



Multifamily housingEden Issei Terrace

NR 4/1/2045

Variable

Term



Multifamily housingFuller Lodge

NR 4/1/2045

Variable

303




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term



Multifamily housingOlive Tree Plaza

NR 1/1/2045

Variable

Term



Multifamily housingRedwood Lodge

NR 1/1/2045

Variable

Term



Multifamily housingSequoia Manor

NR 2/1/2045

Variable

Term

(PU) Bank of America NANeg4/5/2013 $10,775,000.00 California Municipal Finance AuthorityCDIAC Number: 2013-0613Conduit revenue bond

Recreation and sports facilitiesTiger Woods Foundation IncRefunding

NR 7/1/2036

Variable

Term



Multifamily housingMacArthur Apts Series A


Variable

00

Term

(BC) Orrick Herrington(FA) Community Economic Inc(PU) Bank of the West


Multifamily housingRound Walk Village Apts Series A & B


Variable

00

304




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Squire Sanders (US) LLP(PU) Comerica Bank(TR) US Bank NA


Health care facilitiesTown & Country Manor (Retirement Facilities)Refunding

NR 7/1/2038

Variable

Serial

(BC) Jones Hall(PU) Union Bank NA(TR) Union Bank NA

Neg3/28/2013 $741,100.00 California Municipal Finance AuthorityCDIAC Number: 2013-0821Conduit revenue bond

Multifamily housingLos Robles Series A-TFederally Taxable

NR 4/1/2015

Variable

Term

(BC) Sidley Austin LLP(FA) W J Fawell Co(PU) First Republic Bank(TR) US Bank NA


Health care facilitiesRhoda Goldman PlazaRefunding

NR 5/15/2023 TIC:NIC:

2.5522.535

Term

(BC) Jones Hall(FA) Community Economic Inc(PU) Bank of the West(TR) Bank of the West


Multifamily housingEldridge Gonaway Apts Tranche A & B

NR 12/1/2044

Variable

Term

(BC) Squire Sanders (US) LLP(PU) Farmers & Merchants Bk


K-12 school facilityOur Lady Queen of Angels School Series 2010 ReissuanceRefunding

NR 3/30/2020

Variable

Term

(BC) Squire Sanders (US) LLP(PU) First Republic Bank(TR) The Bank of NY Mellon


K-12 school facilityCampbell Hall School Series 2010 ReissuanceRefunding

NR 11/1/2040 TIC:3.5

305




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Orrick Herrington(TR) Wells Fargo Bank(UW) Westhoff Cone


M:Baa1

Other, multiple health care purposesSouth Central LA Regional CtrRefunding

12/1/2043 TIC:NIC:

5.8735.8

Term

(BC) Squire Sanders (US) LLP(PU) Boston Private Bank


K-12 school facilityThe Carey School

NR 6/1/2024 TIC:2.45

Term

(BC) Orrick Herrington(PU) AMCAL Enterprises Inc(TR) Union Bank NA


Multifamily housingMacArthur Apts Series AS


Variable

00

Term

(BC) Squire Sanders (US) LLP(PU) First Republic Bank


College, university facilityScripps CollegeRefunding

NR 7/1/2043NIC: 3.5

Term

(BC) Jones Hall(FA) Dowdell Financial(PU) US Bank NA


K-12 school facilitySt Albans Country Day School

NR 6/19/2038

Variable

Term

(BC) Jones Hall(FA) Dowdell Financial(PU) Union Bank NA(TR) Union Bank NA


K-12 school facilityJesuit High SchoolRefunding

NR 7/1/2028 TIC:3.13

306




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Gilmore & Bell(FA) CMFA(PU) California Bank & Trust(TR) Zions First Natl Bk


K-12 school facilityNew Roads School Series BRefunding

NR 12/1/2020 TIC:NIC:

03.615

Term

(BC) Ice Miller(PU) First Republic Bank


K-12 school facilityPropsect Sierra SchoolRefunding

NR 7/1/2041 TIC:3.501

Comb

(BC) Coughlin & Co(EN) Diocese of Sacramento(PU) US Bank NA(TR) US Bank NA


Oth

K-12 school facilitySt Francis HSRefunding


3.33.4

Term

(BC) Squire Sanders (US) LLP(PU) Wells Fargo Municipal Cap


College, university facilityUniversity of La Verne

NR 7/1/2023NIC: 2.94

Term

(BC) Kutak Rock(FA) Buck Financial Advisors(TR) Zions First Natl Bk(UW) Robert Baird & Co


K-12 school facilityAlbert Einstein Academies Series A

S:BB 8/1/2043 TIC:NIC:

7.1437.088

Serial

(BC) Fulbright & Jaworski(FA) Kosmont Companies(TR) Wilmington Trust(UW) Stifel Nicolaus & Co Inc


Public buildingOxnard Fire Station Series A

S:A+ 12/1/2031 TIC:NIC:

4.3834.427

307




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Serial

(BC) Fulbright & Jaworski(FA) Kosmont Companies(TR) Union Bank NA(UW) Stifel Nicolaus & Co Inc


Public buildingOxnard Fire Station Series BFederally Taxable

S:A+ 12/1/2016 TIC:NIC:

3.0142.995

Term



K-12 school facilityThe Buckley School

NR 9/1/2043

Variable

Comb

(BC) Quint & Thimmig(PU) US Bank NA(TR) US Bank NA


Multifamily housingMural Apts Series A-1, 2 & 3

NR 11/1/2031

Variable

Term

(BC) Jones Hall(PU) Citibank


Multifamily housingWoodlands-Newell Apts Tranche A & B

NR 4/1/2046

Variable

Term

(BC) Jones Hall(PU) Citibank(TR) Citibank


Multifamily housingCochrane Village Apts

NR 9/1/2045

Variable

Serial

(BC) Jones Hall(FA) CA Housing Partnership(PU) Citibank(TR) Citibank


Multifamily housingSierra Vista One Apts

NR 10/1/2045

Variable

308




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term



K-12 school facilityTrinity SchoolRefunding

NR 9/1/2038NIC: 3.563

Term

(BC) Orrick Herrington(CB) Jones Hall(FA) Cain Brothers(TR) US Bank NA(UW) Merrill Lynch Pierce


Health care facilitiesNorth Bay Healthcare Group Series A

S:BBB- 11/1/2027

Variable

Serial

(BC) Orrick Herrington(CB) Jones Hall(FA) Cain Brothers(TR) US Bank NA(UW) Merrill Lynch Pierce


Health care facilitiesNorth Bay Healthcare Group Series BRefunding


2.9693.111

Serial

(BC) Jones Hall(PU) Citibank(TR) Citibank


Multifamily housingSan Tomas Gardens Apts

NR 10/1/2045

Variable

Term

(BC) Jones Hall(PU) GE Government Finance Inc(TR) The Bank of NY Mellon


Industrial developmentAMG Huntington Beach Series ASubject to Alternative Minimum Tax

NR 10/1/2018 TIC:3.97

Term

(BC) Jones Hall(PU) GE Government Finance Inc(TR) The Bank of NY Mellon


Industrial developmentAMG Huntington Beach Series BFederally Taxable

NR 1/1/2014 TIC:5.55

309




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Squire Sanders (US) LLP(PU) US Bank NA(TR) Wells Fargo Bank


K-12 school facilitySanta Margarita Catholic HSRefunding

NR 5/1/2020

Variable

Term

(BC) Quint & Thimmig(TR) Wells Fargo Bank(UW) Westhoff Cone


Single-family housingWindsor Mobile Country Club Series CFederally TaxableRefunding

S:BBB- 11/15/2020 TIC:6.1

Term



Single-family housingWindsor Mobile Country Club Series BRefunding

NR 11/15/2048 TIC:7.302

Comb



Single-family housingWindsor Mobile Country Club Series ARefunding

S:BBB- 11/15/2048 TIC:6.01

Term



Multifamily housingMeadowbrook Apts Series A

S:AA+ 4/1/2015 TIC:0.5

Term

(BC) Squire Sanders (US) LLP(PU) First Republic Bank


College, university facilityHarvey Mudd CollegeRefunding

NR 12/1/2043NIC: 3.5

310




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Ice Miller(PU) US Bank NA(TR) US Bank NA


K-12 school facilityOaks Christian SchoolRefunding

NR 10/1/2038

Variable

Term

(BC) Orrick Herrington(FA) Miller Housing Advisor(PU) Wells Fargo Bank(TR) Wells Fargo Bank


Multifamily housingCalden Court Apts Series A-1 & A-2

NR 12/1/2046

Variable

Term

(BC) Orrick Herrington(FA) Miller Housing Advisor(PU) AHLC South Gate(TR) Wells Fargo Bank


Multifamily housingCalden Court Apts Series B

NR 12/31/2045

Variable

Term

(BC) Jones Hall(PU) Citibank(TR) US Bank NA


Multifamily housingHolly Court Apts Series A

NR 12/1/2045

Variable

Term

(BC) Hawkins Delafield(PU) First Republic Bank(TR) The Bank of NY Mellon


K-12 school facilityGideon Hausner Day SchoolRefunding

NR 12/1/2043

Variable

Term



Multifamily housingAndres Duarte Terrace II Apts Series A

NR 10/1/2046

Variable

311




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term



College, university facilityClaremont McKenna College

NR 12/1/2043

Variable

Serial

(BC) Quint & Thimmig(EN) Freddie Mac(TR) The Bank of NY Mellon(UW) Wedbush Securities Inc


Oth

M:Aaa

Multifamily housingVillage Grove Apts Series A

12/1/2021 TIC:3.055

Term

(BC) Mark E Raymond(PU) Bank of America NA


K-12 school facilitySE CA Conference of Seventh Day AdventistsRefunding

NR 6/1/2038

Variable

Term

(BC) Kutak Rock(FA) Buck Financial Advisors(TR) Zions First Natl Bk(UW) Robert Baird & Co


K-12 school facilityAlbert Einstein Academies Series BFederally Taxable

S:BB 8/1/2018 TIC:NIC:

7.1437.088

Comb

(BC) Orrick Herrington(FA) Isom Adv / Urban Futures(EN) Assured Guaranty Corp(TR) Wells Fargo Bank(UW) E J De La Rosa

Neg8/15/2013 $20,000,000.00 California Statewide Communities Development AuthorityCDIAC Number: 2012-0460Certificates of participation/leases

Ins

Street construction and improvementsMoreno Valley Measure A (TRIP) Series A


5.2325.104

Term

(BC) Orrick Herrington(EN) East West Bank(TR) Wilmington Trust(UW) Hutchinson Shockey

Neg8/28/2013 $17,000,000.00 California Statewide Communities Development AuthorityCDIAC Number: 2012-0914Conduit revenue bond

LOC

Multifamily housingThe Alexandria Series ASubject to Alternative Minimum TaxRefunding

S:AA+/A-1+ 8/1/2040

Variable

312




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Orrick Herrington(PU) Wells Fargo Bank


Multifamily housingHarvest Park Apts Series A-2


Variable

00

Term

(BC) Orrick Herrington(EN) FNMA(TR) Wells Fargo Bank(UW) RBC Capital Mkts LLC


Oth

M:Aaa

Multifamily housingHarvest Park Apts Series A-1

7/15/2030 TIC:NIC:

Variable

00

Term

(BC) Orrick Herrington(PU) Citibank(TR) Union Bank NA

Neg3/28/2013 $27,000,000.00 California Statewide Communities Development AuthorityCDIAC Number: 2012-1835Loan from a bank or other institution

Multifamily housingThe Tower on Nineteenth Series D


Variable

00

Term



Multifamily housingWagon Wheel Family Apts, Series C


Variable

00

Term



Multifamily housingPalo Verde Apts Series N

NR 12/1/2045 TIC:NIC:

Variable

00

Term

(BC) Hawkins Delafield(FA) Isom Adv / Urban Futures(PU) First Republic Bank


K-12 school facilityThe Head-Royce School

NR 2/1/2043 TIC:3.976

313




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Comb

(BC) Jones Day(EN) Am Baptist Hm Foundation(TR) US Bank NA(UW) B C Ziegler & Co


Oth

F:BBB+

Health care facilitiesAmerican Baptist Homes of the West Series A, B-1 thru B-3

S:BBB 10/1/2043 TIC:3.775

Serial

(BC) Meyers Nave(PU) Banc of America Pub Cap

Neg2/28/2013 $3,000,000.00 California Statewide Communities Development AuthorityCDIAC Number: 2013-0329Certificates of participation/leases

Health care facilitiesAmerican Baptist of the West

NR 2/28/2020 TIC:NIC:

02.07

Comb

(BC) Jones Hall(FA) NHA Advisors(TR) US Bank NA(UW) Westhoff Cone

Neg2/13/2013 $6,055,000.00 California Statewide Communities Development AuthorityCDIAC Number: 2013-0363Revenue bond (Pool)

Multiple capital improvements, public worksPleasant Hill Downtown CFD No 1, Series A


4.1294.141

Term

(BC) Jones Hall(FA) NHA Advisors(TR) US Bank NA(UW) Westhoff Cone

Neg2/13/2013 $65,000.00 California Statewide Communities Development AuthorityCDIAC Number: 2013-0364Revenue bond (Pool)

Multiple capital improvements, public worksPleasant Hill Downtown CFD No 1, Series A-TFederally Taxable


4.0080

Term



Multifamily housingRamona Park Apts Series B


Variable

00

Term



Multifamily housingGilroy Park Apts Series E


Variable

00

314




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Orrick Herrington(FA) The PFM Group(PU) US Bancorp(TR) US Bank NA


HospitalRedlands Comm HospRefunding


Variable

00

Term

(BC) Orrick Herrington(TR) US Bank NA(UW) George K Baum


College, university facilityLancer Plaza

NR 11/1/2043 TIC:NIC:

5.9485.883

Term

(BC) Kutak Rock(TR) Wells Fargo Bank(UW) Merchant Capital

Comp5/3/2013 $5,450,000.00 California Statewide Communities Development AuthorityCDIAC Number: 2013-0665Conduit revenue bond

Multifamily housingInglewood Garden Apts Series I-1

S:A- 11/1/2048 TIC:NIC:

4.8990

Term

(BC) Kutak Rock(TR) Wells Fargo Bank(UW) Merchant Capital

Comp5/3/2013 $295,000.00 California Statewide Communities Development AuthorityCDIAC Number: 2013-0666Conduit revenue bond

Multifamily housingInglewood Garden Apts Series I-2Federally Taxable

S:A- 11/1/2016 TIC:NIC:

5.4290

Term



Multifamily housingVoorhis Village Apts Series K

NR 11/1/2045 TIC:NIC:

Variable

00

Term



Multifamily housingHuntington Plaza Apts Series J

NR 12/1/2045 TIC:NIC:

Variable

00

315




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term



Multifamily housingAnton Legacy Apts Series G


Variable

00

Term



Multifamily housingOrvieto B Family Apts Series L

NR 4/1/2046

Variable

Serial



K-12 school facilityFrench American Intl School

NR 6/1/2041 TIC:3.45

Term



K-12 school facilitySea Crest SchoolRefunding

NR 7/1/2043

Variable

Term

(BC) Orrick Herrington(PU) California Bank & Trust


Multifamily housingBelwood Arms Apts Series M


Variable

00

Term

(BC) Orrick Herrington(PU) Umpqua Bank(TR) Wells Fargo Bank

Neg8/29/2013 $14,402,000.00 California Statewide Communities Development AuthorityCDIAC Number: 2013-1186Revenue bond (Pool)

Multiple capital improvements, public worksInfrastructure Series ARefunding


4.44.4

316




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Comb

(BC) Orrick Herrington(EN) FNMA(TR) US Bank NA(UW) Citigroup Global Markets


LOC

Multifamily housingSt. Johns Apts Series F

S:AA+ 8/15/2030 TIC:NIC:

4.4340

Term

(BC) Jones Day(TR) Wells Fargo Bank(UW) B C Ziegler & Co


F:BBB+/BBB-

Health care facilitiesCovenant Retirement Communities Series C

S:BBB+/BBB- 12/1/2036 TIC:NIC:

5.795.72

Term

(BC) Orrick Herrington(PU) Citibank(TR) Wells Fargo Advisors


Multifamily housingPark Village Apts Series Q

S:AA+ 12/1/2015 TIC:0.7

Serial



K-12 school facilityTown School Series A, B & C

NR 8/1/2035

Variable

Term

(BC) Orrick Herrington(FA) Cain Brothers(PU) Banc of America Pub Cap(TR) US Bank NA


Health care facilitiesDavis University Retirement CommunityRefunding

NR 11/1/2033 TIC:NIC:

4.5944.551

Term

(BC) Orrick Herrington(TR) Wilmington Trust(UW) Red Capital Markets Inc


Multifamily housingCasa de Cortez Apts Series P

S:A-1+ 9/1/2014NIC: 0.6

317




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Kutak Rock(PU) Citibank


Multifamily housingPlaza Mendoza Apts Series O

NR 6/1/2043

Variable

Term

(BC) Orrick Herrington(FA) Miller Housing Advisor(PU) Wells Fargo Bank(TR) Wells Fargo Bank


Multifamily housingColonial Apts Series S-S

NR 3/31/2015

Variable

Term

(BC) Orrick Herrington(PU) SunTrust Bk(TR) US Bank NA


Multifamily housingWestgate Pasadena Apts Series BSubject to Alternative Minimum TaxRefunding

NR 4/1/2042

Variable

Comb

(BC) Jones Day(EN) OSHPD(TR) The Bank of NY Mellon(UW) BC Ziegler & Co


Ins

Health care facilitiesPoway RHF Series ARefunding

S:A 11/15/2035 TIC:NIC:

5.7985.213

Term

(BC) Orrick Herrington(PU) Banc of America Pub Cap(TR) Wells Fargo Bank


Multifamily housingAnton Hacienda Apts Series R

NR 10/1/2038

Variable

Term

(BC) Orrick Herrington(TR) Wilmington Trust(UW) Zions First Natl Bk


Industrial developmentAmerican Biodiesel Series ASubject to Alternative Minimum TaxRefunding

NR 11/1/2038NIC: 6.875

318




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Orrick Herrington(TR) Wilmington Trust(UW) Zions First Natl Bk


Industrial developmentAmerican Biodiesel Series A-TFederally Taxable

NR 11/1/2018NIC: 5

Term

(BC) Orrick Herrington(PU) Citibank(TR) US Bank NA


Multifamily housingCampina Court Apts Series U

NR 6/1/2046

Variable

Term

(BC) Jones Hall(PU) 400 PACE Bond Holdings (TR) Wilmington Trust

Neg12/4/2013 $186,198.00 California Statewide Communities Development AuthorityCDIAC Number: 2013-1973Special assessment bond

Residential Energy Conservation, ImprovementSacramento Co Series NR1Federally Taxable

NR 9/2/2034NIC: 6.95

Term

(BC) Jones Hall(PU) James & Suzanne Clark Tru(TR) Wilmington Trust

Neg12/2/2013 $108,252.00 California Statewide Communities Development AuthorityCDIAC Number: 2013-1974Special assessment bond

Residential Energy Conservation, ImprovementVentura Co Series NR2Federally Taxable

NR 9/2/2024NIC: 6.5

Term

(BC) Orrick Herrington(PU) BBCN Bank


Multifamily housingChestnut Apts Series AA

NR 12/1/2035

Variable

Term



Multifamily housingArbor Terrace Apts Series T

S:AA+ 6/1/2015 TIC:NIC:

0.4990.5

319




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Orrick Herrington(EN) FHLB(TR) Wells Fargo Bank(UW) Hutchinson Shockey


LOC

Multifamily housingVineyard Creek Apts Series BB-TFederally Taxable

S:AA+/A-1+ 12/1/2036

Variable

Term

(BC) Orrick Herrington(EN) FHLB(TR) Wells Fargo Bank(UW) Hutchinson Shockey


LOC

Multifamily housingOakmont of Alameda Series CC-TFederally Taxable

S:AA+/A-1+ 12/1/2036

Variable

Term

(BC) Orrick Herrington(FA) Advoca Capital(PU) American River Bank(TR) American River Bank

Neg12/27/2013 $410,262.00 California Statewide Communities Development AuthorityCDIAC Number: 2013-2009Conduit revenue bond

Multifamily housingGold Country Village Apts Series Y-TFederally Taxable

NR 6/1/2018

Variable

Term

(BC) Orrick Herrington(FA) Advoca Capital(PU) American River Bank(TR) American River Bank


Multifamily housingGold Country Village Apts Series Y

NR 6/1/2034

Variable

Term

(BC) Orrick Herrington(FA) PRAG(PU) Banc of America NA(TR) The Bank of NY Mellon


HospitalSherman OaksRefunding


1.871.87

Comb

(BC) Jones Day(EN) Cal-Mortgage(TR) The Bank of NY Mellon(UW) B C Ziegler & Co


Ins

Health care facilitiesThe Redwoods CommRefunding

S:A 11/15/2044 TIC:NIC:

5.7275.232

320




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Orrick Herrington(PU) GE Government Fin(TR) The Bank of NY Mellon


HospitalHenry Mayo Newhall Hosp Series ARefunding

NR 10/1/2028 TIC:3.82

Term

(BC) Jones Day(EN) OSHPD(TR) The Bank of NY Mellon(UW) BC Ziegler & Co


Ins

Health care facilitiesPoway RHF Taxable Series BFederally TaxableRefunding

S:A 11/15/2030 TIC:NIC:

5.7985.213

Term

(BC) Orrick Herrington(PU) First Republic Bank(TR) US Bank NA


College, university facilityNotre Dame de Namur UnivRefunding

NR 10/1/2033 TIC:NIC:

3.2573.227

Term

(BC) Greenberg Traurig LLP(PU) Merrill Lynch Pierce(TR) Wells Fargo Bank


Multifamily housingUptown Apts Series A & BSubject to Alternative Minimum TaxRefunding

NR 10/1/2050

Variable

Term

(BC) Orrick Herrington(FA) Hutchinson Shockey(PU) America First (TR) Wilmington Trust


Multifamily housingTyler Park Townhomes Apts Sr Series W-1 & Sub Series W-2

NR 1/1/2030 TIC:5.94

Term

(BC) Orrick Herrington(FA) Hutchinson Shockey(PU) America First (TR) Wilmington Trust


Multifamily housingWestside Village Apts Ser X-1 & Sub Ser X-2

NR 1/1/2030 TIC:6.013

321




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Orrick Herrington(PU) JP Morgan Chase Bank


Multifamily housingBaker Ranch Apts Series FF

NR 3/1/2035

Variable

Term

(BC) Orrick Herrington(PU) Citibank(TR) Wells Fargo Bank


Multifamily housingSan Gabriel Portfolio Sr Series DD

NR 7/1/2015 TIC:0.429

Term

(BC) Orrick Herrington(PU) Reliant CAP VII LLC(TR) Wells Fargo Bank


Multifamily housingSan Gabriel Portfolio Sub Series EE

NR 12/1/2054 TIC:9.612

Term

(BC) Orrick Herrington(PU) Siemens Public Inc(TR) The Bank of NY Mellon


HospitalHenry Mayo Newhall Hosp Series BRefunding

NR 10/1/2027 TIC:4.19

Term

(BC) Orrick Herrington(PU) Capital One(TR) The Bank of NY Mellon


HospitalHenry Mayo Newhall Hosp Series CRefunding

NR 10/1/2038 TIC:3.987

Term

(BC) Foley & Lardner(EN) OSHPD(PU) WAB Investments Inc(TR) The Bank of NY Mellon


Ins

Health care facilitiesLos Angeles Jewish Home for the AgingRefunding

NR 11/15/2033 TIC:NIC:

4.2263.86

322




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Serial


Neg2/26/2013 $289,105,000.00 Chabot-Las Positas Community College DistrictCDIAC Number: 2013-0549General obligation bond

M:Aa3

College, university facility2016 CrossoverRefunding

S:A+ 8/1/2032 TIC:NIC:

3.4423.698

Term


Neg4/23/2013 $22,500,000.00 Chabot-Las Positas Community College DistrictCDIAC Number: 2013-0811Tax and revenue anticipation note


NR 10/1/2013 TIC:0

Comb

(BC) Stradling Yocca(FA) CA Financial Service(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg3/21/2013 $100,000,000.00 Chaffey Joint Union High School DistrictCDIAC Number: 2013-0642General obligation bond

M:Aa2


S:AA- 8/1/2043 TIC:NIC:

3.8384.045

Comb

(BC) Bowie Arneson Wiles(EN) Assured Guaranty Corp(TR) US Bank NA(UW) George K Baum

Neg4/25/2013 $20,255,000.00 Coachella Valley Unified School DistrictCDIAC Number: 2012-2018General obligation bond

Ins

M:A2/A1

K-12 school facilitySeries AFederally Taxable

S:AA-/A- 8/1/2028 TIC:NIC:

3.7760

Term

(BC) Stradling Yocca(PU) Capital One Pub Funding(TR) US Bank NA

Neg9/6/2013 $9,475,000.00 Coachella Valley Unified School DistrictCDIAC Number: 2013-1687Certificates of participation/leases



4.154.15

Term


Neg2/20/2013 $3,125,000.00 Coalinga-Huron Joint Unified School District (CSCRPA)CDIAC Number: 2013-0445Tax and revenue anticipation note


S:SP-1+ 10/1/2013 TIC:NIC:

0.3680.372

323




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Stradling Yocca(FA) Dale Scott & Co Inc(TR) US Bank NA(UW) Piper Jaffray & Co

Neg7/31/2013 $5,276,844.00 College of the Sequoias Community College DistrictCDIAC Number: 2013-1577Bond anticipation note

College, university facilityTulare ID No 3Refunding

S:SP-1+ 7/1/2016 TIC:NIC:

1.9220

Comb

(BC) Stradling Yocca(FA) Dale Scott & Co Inc(EN) Build America(TR) US Bank NA(UW) Piper Jaffray & Co

Neg7/31/2013 $3,401,460.00 College of the Sequoias Community College DistrictCDIAC Number: 2013-1580General obligation bond

Ins

College, university facilityTulare Area ID No 3 Series C


6.4820

Term


Neg7/17/2013 $5,000,000.00 College of the Sequoias Community College District (CCCFA)CDIAC Number: 2013-1365Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.6130.622

Serial

(BC) Stradling Yocca(FA) C M de Crinis(EN) Assured Guaranty Corp(TR) US Bank NA(UW) De La Rosa & Co

Neg5/1/2013 $38,625,000.00 Colton Joint Unified School DistrictCDIAC Number: 2013-0713General obligation bond

Ins

M:A2/A1


S:AA-/A+ 8/1/2027 TIC:NIC:

2.682.977

Term

(BC) Jones Hall(FA) Isom Adv / Urban Futures(PU) JP Morgan Chase Bank(TR) JP Morgan Chase Bank

Neg8/9/2013 $1,860,000.00 Dos Palos-Oro Loma Joint Unified School DistrictCDIAC Number: 2013-1579General obligation bond


NR 8/1/2022NIC: 2.1

Serial


Comp7/16/2013 $80,000,000.00 East Bay Regional Park DistrictCDIAC Number: 2013-0857General obligation bond

M:Aaa

Parks, open spaceSeries A


2.7893.011

324




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Serial

(BC) Meyers Nave(FA) Government Fin Strat(EN) Assured Guaranty Corp(TR) Zions First Natl Bk(UW) E J De La Rosa

Comp12/4/2013 $631,298.00 Elverta Joint Elementary School DistrictCDIAC Number: 2013-2135General obligation bond

Ins

K-12 school facilitySacto & Placer Counties

S:AA-/A+ 6/1/2038 TIC:6.223

Serial


Neg2/28/2013 $3,000,000.00 Gavilan Joint Community College District (CCCFA)CDIAC Number: 2013-0412Tax and revenue anticipation note

Cash flow, interim financingCCCFA 2012-13 TRAN Pool Series H

S:SP-1+ 1/31/2014 TIC:NIC:

0.7770.786

Term


Neg7/17/2013 $2,000,000.00 Gavilan Joint Community College District (CCCFA)CDIAC Number: 2013-1358Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.5710.579

Term

(BC) Ballard Spahr(TR) Union Bank NA(UW) Kinsell Newcomb

Neg1/10/2013 $1,400,000.00 Independent Cities Finance AuthorityCDIAC Number: 2012-1878Conduit revenue bond

Single-family housingMillbrook Mobile Home Village Series A

NR 2/15/2048NIC: 5.115

Term

(BC) Ballard Spahr(TR) Union Bank NA(UW) Kinsell Newcomb


Single-family housingMillbrook Mobile Home Village Series B

NR 1/17/2043

Variable

Comb

(BC) Ballard Spahr(TR) Union Bank NA(UW) Newcomb Williams Fin Grp


Single-family housingRancho Vallecitos Mobile Home PkRefunding


4.7054.672

325




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Ballard Spahr(TR) Union Bank NA(UW) Newcomb Williams Fin Grp


Single-family housingVista de Santa Barbara Mobile Home Pk Series A


6.0675.925

Term

(BC) Ballard Spahr(PU) Newcomb Williams Fin Grp(TR) Union Bank NA


Single-family housingVista de Santa Barbara Mobile Home Pk Series B

NR 9/15/2048 TIC:NIC:

4.254.25

Serial


Neg8/8/2013 $54,805,000.00 Kern Community College DistrictCDIAC Number: 2013-1322General obligation bond

M:Aa2

College, university facilitySafety, Repair & ID Series C

S:AA- 8/1/2034 TIC:NIC:

4.9375.136

Comb

(BC) Fulbright & Jaworski(FA) Keygent Advisors LLC(EN) Build America(TR) The Bank of NY Mellon(UW) Stifel Nicolaus & Co Inc

Neg6/6/2013 $15,000,000.00 Kings Canyon Joint Unified School DistrictCDIAC Number: 2013-1468General obligation bond

Ins


S:AA / AA- 8/1/2047 TIC:NIC:

4.4934.558

Serial

(BC) Jones Hall(FA) First Southwest(TR) Union Bank NA(UW) Stone Youngberg/Stifel

Neg3/21/2013 $5,095,000.00 Kirkwood Meadows Public Utility DistrictCDIAC Number: 2012-2123Public enterprise revenue bond



3.4713.524

Serial

(BC) Stradling Yocca(TR) US Bank NA(UW) De La Rosa & Co

Neg5/14/2013 $2,745,000.00 Loma Prieta Joint Union Elementary School DistrictCDIAC Number: 2013-0917General obligation bond


S:AA- 8/1/2025 TIC:NIC:

2.0392.143

326




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term

(BC) Nixon Peabody(CB) Curls Bartling PC(FA) PRAG(TR) Wells Fargo Bank(UW) E J De La Rosa

Neg5/30/2013 $87,445,000.00 Metropolitan Water District of Southern CaliforniaCDIAC Number: 2013-1004Public enterprise revenue bond

M:Aa1/VMIG 1F:AA+/F1+

Water supply, storage, distributionSeries DRefunding

S:AAA/A-1+ 7/1/2035 TIC:NIC:

Variable

00

Term

(BC) Fulbright & Jaworski(CB) Alexis S M Chiu(FA) PRAG(TR) US Bank NA(UW) Goldman Sachs

Neg6/19/2013 $104,820,000.00 Metropolitan Water District of Southern CaliforniaCDIAC Number: 2013-1215Public enterprise revenue bond

M:VMIG1/Aa1F:F1+/AA+

Water supply, storage, distributionSeries ERefunding

S:A-1+ 7/1/2030 TIC:NIC:

Variable

00

Serial

(BC) Matt Juhl-Darlington(FA) Isom Adv / Urban Futures(PU) Green Campus Partners, LL(TR) The Bank of NY Mellon

Neg5/1/2013 $2,101,000.00 Muroc Joint Unified School DistrictCDIAC Number: 2013-0889Certificates of participation/leases


NR 11/1/2028 TIC:NIC:

4.254.25

Serial


Neg1/24/2013 $145,910,000.00 North Orange County Community College DistrictCDIAC Number: 2012-2016General obligation bond

M:Aa1

College, university facilityFederally TaxableRefunding


2.092.097

Serial


Neg1/23/2013 $9,765,000.00 Pajaro Valley Unified School DistrictCDIAC Number: 2012-2118General obligation bond

M:Aa2


S:A+ 8/1/2022 TIC:NIC:

1.7161.844

Serial



M:Aa2


S:A+ 8/1/2022 TIC:NIC:

2.7522.751

327




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Comb



M:Aa2


S:A+ 8/1/2047 TIC:NIC:

4.2944.426

Comb



M:Aa2

K-12 school facilitySeries BFederally Taxable

S:A+ 8/1/2037 TIC:NIC:

4.8194.864

Comb

(BC) Stradling Yocca(FA) Keygent Advisors LLC(EN) Build America(TR) US Bank NA(UW) RBC Capital Mkts LLC

Neg10/2/2013 $7,320,000.00 Redwoods Community College DistrictCDIAC Number: 2013-1760General obligation bond

Ins

M:A1



4.0784.217

Serial

(BC) Stradling Yocca(FA) Keygent Advisors LLC(TR) The Bank of NY Mellon(UW) Stone Youngberg/Stifel

Neg3/6/2013 $54,185,000.00 Roseville Joint Union High School DistrictCDIAC Number: 2013-0054General obligation bond

M:Aa2


S:AA- 8/1/2024 TIC:NIC:

1.7871.993

Term


Neg9/5/2013 $7,000,000.00 Roseville Joint Union High School DistrictCDIAC Number: 2013-1179Tax and revenue anticipation note

M:MIG1


9/18/2014 TIC:0.427

Comb

(BC) Orrick Herrington(CB) Lofton & Jennings(FA) The PFM Group(TR) US Bank NA(UW) Barclays Capital Inc

Neg4/18/2013 $132,020,000.00 Sacramento Municipal Utility DistrictCDIAC Number: 2013-0792Public enterprise revenue bond

M:A1F:A+

Power generation/transmissionSeries A

S:AA- 8/15/2041 TIC:NIC:

4.1114.5

328




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Serial

(BC) Orrick Herrington(CB) Lofton & Jennings(FA) The PFM Group(TR) US Bank NA(UW) Merrill Lynch Pierce


M:A1F:A+

Power generation/transmissionSeries BRefunding

S:AA- 8/15/2033 TIC:NIC:

3.0643.415

Serial

(BC) Orrick Herrington(CB) Lofton & Jennings(FA) The PFM Group(TR) US Bank NA(UW) Merrill Lynch Pierce


M:A1F:A+

Power generation/transmissionSeries CRefunding

S:AA- 8/15/2017 TIC:NIC:

0.7480.797

Serial


Neg4/10/2013 $198,570,000.00 San Bernardino Community College DistrictCDIAC Number: 2013-0801General obligation bond

M:Aa2


S:AA- 8/1/2033 TIC:NIC:

3.4043.616

Serial


Neg4/10/2013 $32,460,000.00 San Bernardino Community College DistrictCDIAC Number: 2013-0802General obligation bond

M:Aa2


S:AA- 8/1/2021 TIC:NIC:

2.5572.56

Comb

(BC) Orrick Herrington(FA) First Southwest(TR) The Bank of NY Mellon(UW) JP Morgan Securities

Neg11/5/2013 $240,000,000.00 San Francisco Bay Area Rapid Transit DistrictCDIAC Number: 2013-1995General obligation bond

M:Aaa

Public transitSeries C


3.2483.571

Comb

(BC) Stradling Yocca(EN) Build America(TR) Union Bank NA(UW) Citigroup Global Markets

Neg6/4/2013 $37,550,000.00 San Luis and Delta-Mendota Water AuthorityCDIAC Number: 2013-1299Public enterprise revenue bond

Ins

F: AA-

Water supply, storage, distributionDHCCP Dev Series ARefunding

S:AA / A+ 3/1/2043 TIC:NIC:

4.4094.609

329




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Comb

(BC) GHSB LLP(FA) Caldwell Flores(TR) US Bank NA(UW) Piper Jaffray & Co

Neg5/1/2013 $41,819,873.00 Santa Maria Joint Union High School DistrictCDIAC Number: 2013-1044General obligation bond

M:Aa3


S:A+ 8/1/2037 TIC:NIC:

2.4680

Serial

(BC) Stradling Yocca(FA) Capitol Public Fin Group(TR) The Bank of NY Mellon(UW) Stone Youngberg/Stifel

Neg2/20/2013 $16,820,000.00 Sierra Joint Community College DistrictCDIAC Number: 2013-0530General obligation bond

M:Aa2

College, university facilitySFID No 1 Tahoe-Truckee Campus Area Series ARefunding

S:AA- 8/1/2029 TIC:NIC:

2.8063.137

Serial

(BC) Stradling Yocca(FA) Capitol Public Fin Group(TR) The Bank of NY Mellon(UW) Stone Youngberg/Stifel

Neg2/20/2013 $13,555,000.00 Sierra Joint Community College DistrictCDIAC Number: 2013-0531General obligation bond

M:Aa2

College, university facilitySFID No 2 W Nevada Co Campus Series BRefunding

S:AA- 8/1/2029 TIC:NIC:

2.7863.081

Term

(BC) Quint & Thimmig(FA) Capitol Public Fin Group(TR) Placer Co(UW) Mitsubishi UFJ Securities

Neg6/20/2013 $9,000,000.00 Sierra Joint Community College DistrictCDIAC Number: 2013-1084Tax and revenue anticipation note

M:MIG1


7/8/2014 TIC:0.256

Serial

(BC) Quint & Thimmig(FA) Capitol Public Fin Group(PU) Pinnacle Public Finance

Neg6/12/2013 $2,590,000.00 Sierra Joint Community College DistrictCDIAC Number: 2013-1311Certificates of participation/leases

Other capital improvements, public works

NR 6/1/2028 TIC:2.28

Serial


Neg2/28/2013 $2,775,000.00 Siskiyou Joint Community College District (CCCFA)CDIAC Number: 2013-0424Tax and revenue anticipation note


S:SP-1+ 12/31/2013 TIC:NIC:

0.7320.74

330




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Term


Neg7/17/2013 $1,505,000.00 Siskiyou Joint Community College District (CCCFA)CDIAC Number: 2013-1366Tax and revenue anticipation note


S:SP-1+ 6/30/2014 TIC:NIC:

0.6780.687

Comb

(BC) Stradling Yocca(FA) The PFM Group(TR) Wells Fargo Bank(UW) Piper Jaffray & Co

Neg6/4/2013 $89,996,899.00 Solano Community College DistrictCDIAC Number: 2013-0788General obligation bond

M:Aa3


S:AA- 8/1/2047 TIC:NIC:

4.640

Comb

(BC) Stradling Yocca(FA) The PFM Group(TR) Wells Fargo Bank(UW) Piper Jaffray & Co

Neg6/5/2013 $30,000,000.00 Solano Community College DistrictCDIAC Number: 2013-0789General obligation bond

M:Aa3


S:AA- 8/1/2040 TIC:NIC:

5.3355.364

Serial

(BC) Stradling Yocca(FA) CA Financial Service(TR) The Bank of NY Mellon(UW) Piper Jaffray & Co

Neg5/7/2013 $133,215,000.00 Sonoma County Junior College DistrictCDIAC Number: 2013-0540General obligation bond

M:Aa2


S:AA- 8/1/2029 TIC:NIC:

2.6342.974

Term

(BC) Jones Hall(FA) Isom Adv / Urban Futures(EN) Build America(TR) Humboldt Co(UW) Piper Jaffray & Co

Neg3/5/2013 $2,197,188.00 Southern Humboldt Joint Unified School DistrictCDIAC Number: 2012-1968General obligation bond

Ins

M:A1


S:AA 8/1/2042 TIC:5.059

Comb

(BC) Jones Hall(FA) KNN Public Finance(EN) Build America(TR) Union Bank NA(UW) Stifel Nicolaus & Co Inc

Neg5/16/2013 $41,035,000.00 Sutter-Butte Flood Control AgencyCDIAC Number: 2013-0874Special assessment bond

Ins

Flood control, storm drainageFeather River West Levee Rehabilitation


3.994.036

331




DATEAMOUNT

Rating(s) Enhancmt


Multiple

Serial

(BC) Stradling Yocca(TR) US Bank NA(UW) E J De La Rosa

Neg1/15/2013 $3,615,000.00 Tahoe-Truckee Unified School DistrictCDIAC Number: 2013-0024General obligation bond

M:Aa3

K-12 school facilitySFID No 1 Series ARefunding


1.3341.463

Serial

(BC) Stradling Yocca(TR) US Bank NA(UW) E J De La Rosa

Neg1/15/2013 $13,450,000.00 Tahoe-Truckee Unified School DistrictCDIAC Number: 2013-0025General obligation bond

M:Aa3

K-12 school facilitySFID No 2 Series BRefunding


2.5042.705

Serial

(BC) Kronick Moskovitz(FA) Government Fin Strat(EN) Build America(TR) US Bank NA(UW) Robert Baird & Co

Neg4/30/2013 $8,475,000.00 Turlock Unified School DistrictCDIAC Number: 2013-0910General obligation bond

Ins



2.6922.728

Serial

(BC) Kutak Rock(FA) Keygent Advisors LLC(EN) Build America(TR) US Bank NA(UW) Stifel Nicolaus & Co Inc

Neg12/11/2013 $39,400,000.00 Twin Rivers Unified School DistrictCDIAC Number: 2013-2154General obligation bond

Ins

M:A1

K-12 school facilityGrant Series ARefunding


3.7733.826

Term

(BC) Bartkiewicz Kronick(FA) Capitol Public Fin Group(TR) Yuba Co(UW) Southwest Securities

Neg1/15/2013 $12,000,000.00 Yuba Community College DistrictCDIAC Number: 2012-2099Tax and revenue anticipation note


S:SP-1 7/26/2013 TIC:NIC:

0.6070.611

332




DATEAMOUNT

Rating(s) Enhancmt


SLC

Comb

(BC) Ballard Spahr(FA) Liscarnan Solutions LLC(TR) Manufacturers & Traders(UW) Morgan Stanley

Neg12/13/2013 $446,800,000.00 Access to Loans for Learning Student Loan CorporationCDIAC Number: 2013-2187Conduit revenue bond

F:AAAsf

Student loansStudent Loan Backed Notes, Sr Ser A 1 & Sub Ser BFederally TaxableState TaxableRefunding

S:AA+(sf) 1/26/2043

Variable

333

Abbreviations

ABAG Association of Bay Area Governments

AD Assessment District

ADMIN Administration

AGR Agricultural

AGY Agency

APTS Apartments

APRT Airport

ASSOC Association

AVE Avenue

BCH Beach

BD Board

BLDG Building

BLVD Boulevard

BUS Business

BCOE Butte County Office of Education

CA California

CCD Community College District

CCCFA California Community College Financing Authority

CCLC Community College League of California

CDB California Development Bank

CFD Community Facilities District

CO Company/County

COMM Community

COPS Certificates of Participation

CORP Corporation

CSA County/Community Service Area

CSBA California School Boards Association

CSCDA California Statewide Community Development Authority

CSCRPA California School Cash Reserve Program Authority

CSDA California Special District Association

CSD Community Services District

CSU California State University

CT/CTR Court/Center

CTY City

DIST District

DR Drive

E East

ED Education

EQUIP Equipment

ES/ESD Elementary School/District

FA Financing Authority

FAC Facilities

336

FGIC Financial Guaranty Insurance Company

FIN Finance

FNMA Federal National Mortgage Association

FSA Financial Security Assurance

GNMA Government National Mortgage Association

GOB General Obligation Bond

GOVT Government

HA Housing Authority

HS/HSD High School/District

HSG Housing

HWY Highway

IA Improvement Area

ID/IMP Improvement District/Improvement

INC Incorporated

INDUS/ID Industrial Development

INS Insurance

INT State Intercept Program

INTL International

IRD Irrigation District

JPA/JT Joint Powers Authority/Joint

JR Junior

LA Los Angeles

LACS Los Angeles County Schools

LID Local Improvement District

LTD Limited

MBIA Municipal Bond Investors Assurance Corporation

MFG Manufacturing

MKT Market

MTG Mortgage

N North

NATL National

NO Number

OBLIG Obligation

PFA/FA Public Financing Authority

PFFA Public Facilities Financing Authority

PK/PKWY Park/Parkway

PT Point

PUB Public

PUD Public Utility District

RBS Revenue Bonds

RD Road

RDA Redevelopment Agency

READ ReAssessment District

REC Recreation

REDEV/RD Redevelopment

REG Regional

REHAB Rehabilitation

RCOSFA Riverside County Schools Financing Authority

S South

SAN/SANIT DIST Sanitary/Sanitation District

SBC San Bernardino County

SBSFA Santa Barbara Schools Financing Authority

SCCE Santa Cruz County Office of Education

SCLE South Coast Local Education Agencies

SD/UNSD School District/Union School District

USD Unified School District

SDALG San Diego Area Local Government

SEC Securities

SER Series

SPEC Special

SR Senior

SFI Sanitation Facility Improvements

SQ Square

ST Street

SPTR Special Tax Revenue

SUB Subordinate

337

TD Transit District

TRAN Tax and Revenue Anticipation Notes

UC/UNIV University of California/University

UD Utility District

UNESD Union Elementary School

UNHSD Union High School District

VLY Valley

VRD Variable Rate Demand

W West

WD/WA Water District/Agency

WTR Water

915 Capitol Mall, Room 400, Sacramento, CA 95814 p 916.653.3269 • f 916.654.7440

[email protected] www.treasurer.ca.gov/cdiac

Public Debt Issuance · BILL LOCKYER California State Treasurer and Chairman EDMUND G. BROWN JR....

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Transcript of Public Debt Issuance · BILL LOCKYER California State Treasurer and Chairman EDMUND G. BROWN JR....