Proxy Voting Record: Maple Leaf Resource Class Mutual Fund … · 2017. 10. 10. · Proxy Voting...

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Proxy Voting Record: Maple Leaf Resource Class Mutual Fund Meeting Date Ticker CUSIP Company/Ballot Issues Proposing Party Recommendation Vote Cast Record Date Proponent Shares Voted Agenda 3-Jul-13 U 917017105 Uranium Participation Corporation 21-May-13 Mgt 28,700 1 For For Election of directors 2 For For Appoint auditors 30-Jul-13 FCU 33812R109 Fission Uranium Corp. 25-Jun-13 Mgt 82,943 1 For For Fix number of directors at 5 2 For For Election of directors 3 For For Appoint auditors 5-Sep-13 TOG 890895105 Torc Oil & Gas Ltd 2-Aug-13 Mgt 69,900 344060602173 1 For For Ratify private placement 2 For For Stock dividend payment 3 For For Consolidate common shares 1 to 5 4 For For Approve share award incentive plan 29-Oct-13 ANS 008914202 Ainsworth Lumber Co Ltd. 24-Sep-13 Mgt 20,200 046641533888 1 For For Approve LP buying ANS 21-Nov-13 STP 84359Y106 Southen Pacific Resource Corp. 7-Oct-13 Mgt 128,000 748268464193 1 For For Fix number of directors at 7 2 For For Election of directors 3 For For Appoint auditors 4 For For Confirm By-Law 2 to amend By-Law 1 26-Nov-13 IMZ 459875100 International Minerals Corporation 16-Oct-13 Mgt 54,500 748684982003 1 For For Fix number of directors at 6 2 For For Election of directors 3 For For Appoint auditors

Transcript of Proxy Voting Record: Maple Leaf Resource Class Mutual Fund … · 2017. 10. 10. · Proxy Voting...

Page 1: Proxy Voting Record: Maple Leaf Resource Class Mutual Fund … · 2017. 10. 10. · Proxy Voting Record: Maple Leaf Resource Class Mutual Fund Meeting Date Ticker CUSIP Company/Ballot

Proxy Voting Record: Maple Leaf Resource Class Mutual Fund

Meeting Date

Ticker CUSIP Company/Ballot Issues

Proposing Party Recommendation

Vote Cast

Record Date

Proponent Shares Voted

Agenda

3-Jul-13 U 917017105 Uranium Participation Corporation 21-May-13 Mgt 28,700

1 For For Election of directors

2 For For Appoint auditors

30-Jul-13 FCU 33812R109 Fission Uranium Corp. 25-Jun-13 Mgt 82,943

1 For For Fix number of directors at 5

2 For For Election of directors

3 For For Appoint auditors

5-Sep-13 TOG 890895105 Torc Oil & Gas Ltd 2-Aug-13 Mgt 69,900 344060602173

1 For For Ratify private placement

2 For For Stock dividend payment

3 For For Consolidate common shares 1 to 5

4 For For Approve share award incentive plan

29-Oct-13 ANS 008914202 Ainsworth Lumber Co Ltd. 24-Sep-13 Mgt 20,200 046641533888

1 For For Approve LP buying ANS

21-Nov-13 STP 84359Y106 Southen Pacific Resource Corp. 7-Oct-13 Mgt 128,000 748268464193

1 For For Fix number of directors at 7

2 For For Election of directors

3 For For Appoint auditors

4 For For Confirm By-Law 2 to amend By-Law 1

26-Nov-13 IMZ 459875100 International Minerals Corporation 16-Oct-13 Mgt 54,500 748684982003

1 For For Fix number of directors at 6

2 For For Election of directors

3 For For Appoint auditors

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4 For For Approve plan of arrangement

5 For For Approve stock option plan

29-Nov-13 NMX 64045C106 Nemaska Lithium Inc 25-Oct-13 Mgt 38,500 171700816853

1 For For Election of directors

2 For For Appoint auditors

3 For For Approve stock option plan

4 For For Reconfirm shareholder rights' plan agreement

28-Nov-13 AMW 02077G108 Alpha Minerals Inc. 23-Oct-13 Mgt 32,359 172074643147

1 For For Approve plan of arrangement

10-Dec-13 RGT 773405105 Rockgate Capital Corp 5-Nov-13 Mgt 424,000 270121009386

1 For For Fix number of directors at 7

2 For For Election of directors

3 For For Appoint auditors

4 For For Approve stock option plan

30-Jan-14 WB 96336D104 Whistler Blackcomb Holdings Inc 10-Dec-13 Mgt 4,500 90368 19726 49063

1 For For Election of directors

2 For For Appoint auditors

3 For For Re-approval of omnibus incentive plan

14-Jan-14 DCK 258024108 Donnycreek Energy Inc 10-Dec-13 Mgt 37,500 471633097721

1 For For Fix number of directors at 6

2 For For Election of directors

3 For For Appoint auditors

4 For For Approve stock option plan

5 For For Confirm amendment to by-laws relating to the advance notice for nominations of directors

28-Jan-14 CLQ 135120400 Canada Lithium Corp 23-Dec-13 Mgt 260,900 473068680788

1 For For Continuance resolution

2 For For Share issurance resolution

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3 For For Consolidation resolution

4 For For Name change resolution

20-Mar-14 YO 986007102 Yoho Resources Inc. 31-Jan-14 Mgt 11,600 763872753164

1 For For Fix number of directors at 7

2 For For Election of directors

3 For For Appoint auditors

4 For For Approve stock option plan

5 For For Plan of arrangement

03/26/2014 AII 020398103 Almonty Industries 19-Feb-14 Mgt 287,500 369094036521

1 For For Fix number of directors at 5

2 For For Election of directors

3 For For Appointment of auditors

4 For For Approval of incentive stock option plan

24-Apr-14 IMO 453038408 Imperial Oil Limited 5-Mar-14 Mgt 1,400 070889616279

1 For For Appointment of auditors

2 For For Election of directors

3 For For Special resolution to change province in which its registered office is situated from Ontario to Alberta

1-May-14 ALA 021361100 Altagas Ltd. 5-Mar-14 Mgt 1,600 070888776355

1 For For Election of directors

2 For For Appointment of auditors

3 For For Advisory vote on executive compensation

10-Apr-14 KEL 488295106 Kelt Exploration Ltd 7-Mar-14 Mgt 23,000 491425786400

1 For For Fix number of directors at 5

2 For For Election of directors

3 For For Appointment of auditors

29-Apr-14 SU 867224107 Suncor Energy Inc. 3-Mar-14 Mgt 3,600 676456300635

1 For For Election of directors

2 For For Appointment of auditors

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3 For For Advisory vote on executive compensation

29-Apr-14 WFT 952845105 West Fraser Timber Co. Ltd 18-Mar-14 Mgt 3,400 078302751211

1 For For Election of directors

2 For For Appointment of auditors

3 For For Approve increase maximum number of common shares authorized to issue

4 For For Advisory vote on executive compensation

5 For For Special resolution amending the company's articles to include advance notice provisions

30-Apr-14 CVE 15135U109 Cenovus Energy Inc 7-Mar-14 Mgt 2,200 491421127957

1 For For Election of directors

2 For For Appointment of auditors

3 For For Advisory vote on executive compensation

30-Apr-14 CFP 137576104 Canfor Corp 6-Mar-14 Mgt 6,100 775014086667

1 For For Election of directors

2 For For Appointment of auditors

30-Apr-14 HNL 44044D107 Horizon North Logistics Inc. 19-Mar-14 Mgt 7,200 782454333094

1 For For Fix number of directors at 7

2 For For Election of directors

3 For For Appointment of auditors

4 For For Approve unallocated options under the stock option plan

1-May-14 SCL 820439107 Shawcor Ltd 25-Mar-14 Mgt 3,900 390911890020

1 For For Election of directors

2 For For Appointment of auditors

6-May-14 AR 04016A101 Argonaut Gold Inc 31-Mar-14 Mgt 10,281 408863977510

1 For For Election of directors

2 For For Appointment of auditors

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6-May-14 IFP/A 45953E109 International Forest Products Limited 1-Apr-14 Mgt 13,000 115583418135

1 For For Fix number of directors at 10

2 For For Election of directors

3 For For Appointment of auditors

4 For For Advisory vote on executive compensation

5 For For Approve certain alternations to share capital

6 For For Approve adoption of new form of Articles

7 For For Approve change name to Interfor Corporation

7-May-14 BLX 09950M300 Boralex Inc. 14-Mar-14 Mgt 11,300 077269613256

1 For For Election of directors

2 For For Appointment of auditors

8-May-14 CNQ 136385101 Canadian Natural Resources Ltd 19-Mar-14 Mgt 3,200 782445027090

1 For For Election of directors

2 For For Appointment of auditors

3 For For Advisory vote on executive compensation

8-May-14 ESN 29669R101 Essential Energy Services Ltd. 26-Mar-14 Mgt 24,100 206549411217

1 For For Fix number of directors at 7

2 For For Election of directors

3 For For Appointment of auditors

8-May-14 ATH 04682R107 Athabasca Oil Corpration 19-Mar-14 Mgt 6,100 782452977456

1 For For Fix number of directors at 6

2 For For Election of directors

3 For For Approve amendments to stock option plan

4 For For Approve new performance award plan

5 For For Confirm amended and restated By-law No.1

6 For For Appointment of auditors

8-May-14 POU 699320206 Paramount Resources Ltd 24-Mar-14 Mgt 6,700 574644612994

1 For For Election of directors

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2 For For Appointment of auditors

8-May-14 CFW 129584108 Calfrac Well Services Ltd. 24-Mar-14 Mgt 1,200 574650560968

1 For For Election of directors

2 For For Appointment of auditors

3 For For Approve unallocated option s under stock option plan

4 For For Approve amendment to the articles to divide issue and outstanding common shares on a two-for-one basis

8-May-14 RRX 750649105 Raging River Exploration Inc. 3-Apr-14 Mgt 36,460 580456450231

1 For For Fix number of directors at 6

2 For For Election of directors

3 For For Appointment of auditors

8-May-14 DML 248356107 Denison Mines Corp 28-Mar-14 Mgt 131,008 113909584256

1 For For Election of directors

2 For For Appointment of auditors

8-May-14 P 74164W106 Primero Mining Corp 7-Apr-14 Mgt 8,200 580454612479

1 For For Election of directors

2 For For Appointment of auditors

13-May-14 PXT 69946Q104 Parex Resources Inc. 3-Apr-14 Mgt 16,700 580458325421

1 For For Fix number of directors at 8

2 For For Election of directors

3 For For Confirm amended and restated by-law no.1

4 For For Approve certain amendments to stock option plan

5 For For Approve unallocated stock options

6 For For Appointment of auditors

14-May-14 NOA 656844107 North American Energy Partners 4-Apr-14 Mgt 13,200 808903761510

1 For For Election of directors

2 For For Appointment of auditors

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14-May-14 PZE 72766P107 Platino Energy Corp. 14-Apr-14 Mgt 39,300 214759962308

1 For For Fix number of directors at 3

2 For For Election of directors

3 For For Appointment of auditors

4 For For Approve stock option plan

14-May-14 CHL 15941W109 Chaparral Gold Corp. 9-Apr-14 Mgt 54,500 809779758655

1 For For Fix number of directors at 7

2 For For Election of directors

3 For For Appointment of auditors

4 For For Approve shareholder rights plan

5 For For Approve advance notice policy

15-May-14 CDI 137508107 Canelson Drilling Inc. 10-Apr-14 Mgt 11,500 582549266734

1 For For Election of directors

2 For For Appointment of auditors

3 For For Approve unallocated options under stock option plan

15-May-14 TOG 890895303 Torc Oil & Gas Ltd. 8-Apr-14 Mgt 13,600 676290715973

1 For For Fix number of directors at 8

2 For For Election of directors

3 For For Appointment of auditors

4 For For Reduce stated capital of the common shares

15-May-14 DTX 24461P106 Deethree Exploration Ltd. 8-Apr-14 Mgt 14,400 696291052926

1 For For Fix number of directors at 7

2 For For Election of directors

3 For For Appointment of auditors

4 For For Adopt by-law providing advance notice requirements for the nomination of directors

21-May-14 CTA 227045200 Crocotta Energy Inc. 17-Apr-14 Mgt 15,900 584589490589

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1 For For Fix number of directors at 9

2 For For Election of directors

3 For For Appointment of auditors

4 For For Approve incentive plan

21-May-14 CFI 135047108 Canada Fluorspar Inc. 15-Apr-14 Mgt 494,000 214937071372

1 For For Continuance resolution

2 For For Arrangement resolution

21-May-14 CQE 15671G209 Cequence Energy Ltd 17-Apr-14 Mgt 66,000 584588774601

1 For For Appointment of auditors

2 For For Election of directors

3 For For Advance notice By-Law

21-May-14 LRE 54287V102 Long Run Exploration Ltd 16-Apr-14 Mgt 20,643 584226605668

1 For For Set the number of directors at 9

2 For For Election of directors

3 For For Appointment of auditors

4 For For Advance notice By-Law

5 For For Approval of issuance of common shares from treasury pursuant to restricted and performance award incentive plan

21-May-14 BNK 066286303 Bankers Petroleum Ltd. 9-Apr-14 Mgt 59,600 809779798475

1 For For Fix number of directors at 9

2 For For Election of directors

3 For For Appointment of auditors

4 For For Stock option plan

5 For For Restricted share unit plan

6 For For Approval of By-Law No.1

28-May-14 CCO 13321L108 Cameco Corporation 31-Mar-14 Mgt 5,800 408859519223

1 For For Declare residency

2 For For Election of directors

3 For For Appointment of auditors

4 For For Advisory vote on executive

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compensation

5 For For Approve amended and restated Bylaw No.7

29-May-14 KAM 48356P202 Kaminak Gold Corporation 24-Apr-14 Mgt 66,700 601722611137

1 For For Fix number of directors at 6

2 For For Election of directors

3 For For Appointment of auditors

4 For For Stock option plan

5 For For Advance notice By-Law

29-May-14 KIV 49834A106 Kivalliq Energy Corporation 24-Apr-14 Mgt 165,100 601722611137

1 For For Fix number of directors at 6

2 For For Election of directors

3 For For Appointment of auditors

4 For For Stock option plan

5 For For Advance notice By-Law

4-Jun-14 TOU 89156V106 Toumaline Oil Corp. 2-May-14 Mgt 5,267 096100744755

1 For For Fix number of directors at 11

2 For For Election of directors

3 For For Appointment of auditors

4 For For Unallocated options

5 For For Share option plan

6 For For Share option grants to certain non-insider employees

5-Jun-14 RMP 749682100 RMP Energy Inc. 1-May-14 Mgt 23,400 603130098553

1 For For Fix number of directors at 7

2 For For Election of directors

3 For For Appointment of auditors

4 For For Approve stock option plan

6-Jun-14 UEX 902666106 UEX Corp 2-May-14 Mgt 191,200 096099527936

1 For For Election of directors

2 For For Appointment of auditors

3 For For Approve stock option plan

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9-Jun-14 RTK 043004100 Artek Exploration LTd 29-Apr-14 Mgt 50,800 699523932060

1 For For Fix number of directors at 5

2 For For Election of directors

3 For For Appointment of auditors

10-Jun-14 IVW 46582W108 Ivernia Inc. 6-May-14 Mgt 345,500 218957157204

1 For For Election of directors

2 For For Appointment of auditors

10-Jun-14 BRY 10778T105 Bri-chem Corp. 6-May-14 Mgt 137,000 218957115228

1 For For Fix number of directors at 4

2 For For Election of directors

3 For For Appointment of auditors

12-Jun-14 E 29373A105 Enterprise Group Inc 28-Apr-14 Mgt 84,200 217702379095

1 For For Election of directors

2 For For Appointment of auditors

3 For For Special resolution to permit shareholder meetings to be held at any location in any province of Canada

4 For For Approve repeal and replacement of the by-laws

17-Jun-14 IAE 465676104 Ithaca Energy Inc 13-May-14 Mgt 16,900 096738150099

1 For For Fix number of directors at 8

2 For For Election of directors

3 For For Appointment of auditors

4 For For Approve unallocated stock options

5 For For Approve certain amendments to stock option plan

24-Jun-14 TV 89531J109 Trevali Mining Corp 9-May-14 Mgt 99,500 603738641299

1 For For Election of directors

2 For For Appointment of auditors

3 For For Approve stock option and stock bonus plan

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24-Jun-14 QST 747946101 Questor Technology Inc. 20-May-14 Mgt 63,700 097372497366

1 For For Fix number of directors at 4

2 For For Election of directors

3 For For Appointment of auditors

25-Jun-14 MEI 563499102 Manitok Energy Inc. 6-May-14 Mgt 33,200 218963437447

1 For For Fix number of directors at 7

2 For For Election of directors

3 For For Appointment of auditors

4 For For Approve stock option plan

5 For For Advance notice requirements

26-Jun-14 VGQ 927864108 Virginia Mines Inc. 26-May-14 Mgt 10,000 098131828528

1 For For Election of directors

2 For For Appointment of auditors

3 For For Ratify previously granted stock options

4 For For Approve amendments to stock option plan

5 For For Reconfirm shareholders rights plan

6 For For

3-Jul-14 U 917017105 Uranium Participation Corp 20-May-14 Mgt 19,000 097373013112

1 For For Election of directors

2 For For Appointment of auditors

3 For For Advance notice requirements

30-Jul-14 MVN 556231108 Madalena Energy Inc 23-Jun-14 Mgt 65,000 003028777470

1 For For Fix number of directors at 6

2 For For Election of directors

3 For For Appointment of auditors

4 For For Approve stock option plan

6-Aug-14 LRE 54287V102 Long Run Exploration Ltd. 4-Jul-14 Mgt 18,800 821552055240

1 For For Approve plan of arrangement to acquire Crocotta Energy

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6-Aug-14 CTA 227045200 Crocotta Energy Inc 4-Jul-14 Mgt 15,900 821552142858

1 For For Approve plan of arrangement

2 For For Appprove ExploreCo insider private placement

3 For For Appprove ExploreCo financing private placement

4 For For Approve stock option plan

5 For For Approve performance warrants

13-Aug-14 DBO 23305P108 D-Box Technologies Inc. 9-Jul-14 Mgt 43,800 877052173817265

1 For For Election of directors

2 For For Appointment of auditors