Proxy Voting Record: Maple Leaf Resource Class Mutual Fund … · 2017. 10. 10. · Proxy Voting...
Transcript of Proxy Voting Record: Maple Leaf Resource Class Mutual Fund … · 2017. 10. 10. · Proxy Voting...
Proxy Voting Record: Maple Leaf Resource Class Mutual Fund
Meeting Date
Ticker CUSIP Company/Ballot Issues
Proposing Party Recommendation
Vote Cast
Record Date
Proponent Shares Voted
Agenda
3-Jul-13 U 917017105 Uranium Participation Corporation 21-May-13 Mgt 28,700
1 For For Election of directors
2 For For Appoint auditors
30-Jul-13 FCU 33812R109 Fission Uranium Corp. 25-Jun-13 Mgt 82,943
1 For For Fix number of directors at 5
2 For For Election of directors
3 For For Appoint auditors
5-Sep-13 TOG 890895105 Torc Oil & Gas Ltd 2-Aug-13 Mgt 69,900 344060602173
1 For For Ratify private placement
2 For For Stock dividend payment
3 For For Consolidate common shares 1 to 5
4 For For Approve share award incentive plan
29-Oct-13 ANS 008914202 Ainsworth Lumber Co Ltd. 24-Sep-13 Mgt 20,200 046641533888
1 For For Approve LP buying ANS
21-Nov-13 STP 84359Y106 Southen Pacific Resource Corp. 7-Oct-13 Mgt 128,000 748268464193
1 For For Fix number of directors at 7
2 For For Election of directors
3 For For Appoint auditors
4 For For Confirm By-Law 2 to amend By-Law 1
26-Nov-13 IMZ 459875100 International Minerals Corporation 16-Oct-13 Mgt 54,500 748684982003
1 For For Fix number of directors at 6
2 For For Election of directors
3 For For Appoint auditors
4 For For Approve plan of arrangement
5 For For Approve stock option plan
29-Nov-13 NMX 64045C106 Nemaska Lithium Inc 25-Oct-13 Mgt 38,500 171700816853
1 For For Election of directors
2 For For Appoint auditors
3 For For Approve stock option plan
4 For For Reconfirm shareholder rights' plan agreement
28-Nov-13 AMW 02077G108 Alpha Minerals Inc. 23-Oct-13 Mgt 32,359 172074643147
1 For For Approve plan of arrangement
10-Dec-13 RGT 773405105 Rockgate Capital Corp 5-Nov-13 Mgt 424,000 270121009386
1 For For Fix number of directors at 7
2 For For Election of directors
3 For For Appoint auditors
4 For For Approve stock option plan
30-Jan-14 WB 96336D104 Whistler Blackcomb Holdings Inc 10-Dec-13 Mgt 4,500 90368 19726 49063
1 For For Election of directors
2 For For Appoint auditors
3 For For Re-approval of omnibus incentive plan
14-Jan-14 DCK 258024108 Donnycreek Energy Inc 10-Dec-13 Mgt 37,500 471633097721
1 For For Fix number of directors at 6
2 For For Election of directors
3 For For Appoint auditors
4 For For Approve stock option plan
5 For For Confirm amendment to by-laws relating to the advance notice for nominations of directors
28-Jan-14 CLQ 135120400 Canada Lithium Corp 23-Dec-13 Mgt 260,900 473068680788
1 For For Continuance resolution
2 For For Share issurance resolution
3 For For Consolidation resolution
4 For For Name change resolution
20-Mar-14 YO 986007102 Yoho Resources Inc. 31-Jan-14 Mgt 11,600 763872753164
1 For For Fix number of directors at 7
2 For For Election of directors
3 For For Appoint auditors
4 For For Approve stock option plan
5 For For Plan of arrangement
03/26/2014 AII 020398103 Almonty Industries 19-Feb-14 Mgt 287,500 369094036521
1 For For Fix number of directors at 5
2 For For Election of directors
3 For For Appointment of auditors
4 For For Approval of incentive stock option plan
24-Apr-14 IMO 453038408 Imperial Oil Limited 5-Mar-14 Mgt 1,400 070889616279
1 For For Appointment of auditors
2 For For Election of directors
3 For For Special resolution to change province in which its registered office is situated from Ontario to Alberta
1-May-14 ALA 021361100 Altagas Ltd. 5-Mar-14 Mgt 1,600 070888776355
1 For For Election of directors
2 For For Appointment of auditors
3 For For Advisory vote on executive compensation
10-Apr-14 KEL 488295106 Kelt Exploration Ltd 7-Mar-14 Mgt 23,000 491425786400
1 For For Fix number of directors at 5
2 For For Election of directors
3 For For Appointment of auditors
29-Apr-14 SU 867224107 Suncor Energy Inc. 3-Mar-14 Mgt 3,600 676456300635
1 For For Election of directors
2 For For Appointment of auditors
3 For For Advisory vote on executive compensation
29-Apr-14 WFT 952845105 West Fraser Timber Co. Ltd 18-Mar-14 Mgt 3,400 078302751211
1 For For Election of directors
2 For For Appointment of auditors
3 For For Approve increase maximum number of common shares authorized to issue
4 For For Advisory vote on executive compensation
5 For For Special resolution amending the company's articles to include advance notice provisions
30-Apr-14 CVE 15135U109 Cenovus Energy Inc 7-Mar-14 Mgt 2,200 491421127957
1 For For Election of directors
2 For For Appointment of auditors
3 For For Advisory vote on executive compensation
30-Apr-14 CFP 137576104 Canfor Corp 6-Mar-14 Mgt 6,100 775014086667
1 For For Election of directors
2 For For Appointment of auditors
30-Apr-14 HNL 44044D107 Horizon North Logistics Inc. 19-Mar-14 Mgt 7,200 782454333094
1 For For Fix number of directors at 7
2 For For Election of directors
3 For For Appointment of auditors
4 For For Approve unallocated options under the stock option plan
1-May-14 SCL 820439107 Shawcor Ltd 25-Mar-14 Mgt 3,900 390911890020
1 For For Election of directors
2 For For Appointment of auditors
6-May-14 AR 04016A101 Argonaut Gold Inc 31-Mar-14 Mgt 10,281 408863977510
1 For For Election of directors
2 For For Appointment of auditors
6-May-14 IFP/A 45953E109 International Forest Products Limited 1-Apr-14 Mgt 13,000 115583418135
1 For For Fix number of directors at 10
2 For For Election of directors
3 For For Appointment of auditors
4 For For Advisory vote on executive compensation
5 For For Approve certain alternations to share capital
6 For For Approve adoption of new form of Articles
7 For For Approve change name to Interfor Corporation
7-May-14 BLX 09950M300 Boralex Inc. 14-Mar-14 Mgt 11,300 077269613256
1 For For Election of directors
2 For For Appointment of auditors
8-May-14 CNQ 136385101 Canadian Natural Resources Ltd 19-Mar-14 Mgt 3,200 782445027090
1 For For Election of directors
2 For For Appointment of auditors
3 For For Advisory vote on executive compensation
8-May-14 ESN 29669R101 Essential Energy Services Ltd. 26-Mar-14 Mgt 24,100 206549411217
1 For For Fix number of directors at 7
2 For For Election of directors
3 For For Appointment of auditors
8-May-14 ATH 04682R107 Athabasca Oil Corpration 19-Mar-14 Mgt 6,100 782452977456
1 For For Fix number of directors at 6
2 For For Election of directors
3 For For Approve amendments to stock option plan
4 For For Approve new performance award plan
5 For For Confirm amended and restated By-law No.1
6 For For Appointment of auditors
8-May-14 POU 699320206 Paramount Resources Ltd 24-Mar-14 Mgt 6,700 574644612994
1 For For Election of directors
2 For For Appointment of auditors
8-May-14 CFW 129584108 Calfrac Well Services Ltd. 24-Mar-14 Mgt 1,200 574650560968
1 For For Election of directors
2 For For Appointment of auditors
3 For For Approve unallocated option s under stock option plan
4 For For Approve amendment to the articles to divide issue and outstanding common shares on a two-for-one basis
8-May-14 RRX 750649105 Raging River Exploration Inc. 3-Apr-14 Mgt 36,460 580456450231
1 For For Fix number of directors at 6
2 For For Election of directors
3 For For Appointment of auditors
8-May-14 DML 248356107 Denison Mines Corp 28-Mar-14 Mgt 131,008 113909584256
1 For For Election of directors
2 For For Appointment of auditors
8-May-14 P 74164W106 Primero Mining Corp 7-Apr-14 Mgt 8,200 580454612479
1 For For Election of directors
2 For For Appointment of auditors
13-May-14 PXT 69946Q104 Parex Resources Inc. 3-Apr-14 Mgt 16,700 580458325421
1 For For Fix number of directors at 8
2 For For Election of directors
3 For For Confirm amended and restated by-law no.1
4 For For Approve certain amendments to stock option plan
5 For For Approve unallocated stock options
6 For For Appointment of auditors
14-May-14 NOA 656844107 North American Energy Partners 4-Apr-14 Mgt 13,200 808903761510
1 For For Election of directors
2 For For Appointment of auditors
14-May-14 PZE 72766P107 Platino Energy Corp. 14-Apr-14 Mgt 39,300 214759962308
1 For For Fix number of directors at 3
2 For For Election of directors
3 For For Appointment of auditors
4 For For Approve stock option plan
14-May-14 CHL 15941W109 Chaparral Gold Corp. 9-Apr-14 Mgt 54,500 809779758655
1 For For Fix number of directors at 7
2 For For Election of directors
3 For For Appointment of auditors
4 For For Approve shareholder rights plan
5 For For Approve advance notice policy
15-May-14 CDI 137508107 Canelson Drilling Inc. 10-Apr-14 Mgt 11,500 582549266734
1 For For Election of directors
2 For For Appointment of auditors
3 For For Approve unallocated options under stock option plan
15-May-14 TOG 890895303 Torc Oil & Gas Ltd. 8-Apr-14 Mgt 13,600 676290715973
1 For For Fix number of directors at 8
2 For For Election of directors
3 For For Appointment of auditors
4 For For Reduce stated capital of the common shares
15-May-14 DTX 24461P106 Deethree Exploration Ltd. 8-Apr-14 Mgt 14,400 696291052926
1 For For Fix number of directors at 7
2 For For Election of directors
3 For For Appointment of auditors
4 For For Adopt by-law providing advance notice requirements for the nomination of directors
21-May-14 CTA 227045200 Crocotta Energy Inc. 17-Apr-14 Mgt 15,900 584589490589
1 For For Fix number of directors at 9
2 For For Election of directors
3 For For Appointment of auditors
4 For For Approve incentive plan
21-May-14 CFI 135047108 Canada Fluorspar Inc. 15-Apr-14 Mgt 494,000 214937071372
1 For For Continuance resolution
2 For For Arrangement resolution
21-May-14 CQE 15671G209 Cequence Energy Ltd 17-Apr-14 Mgt 66,000 584588774601
1 For For Appointment of auditors
2 For For Election of directors
3 For For Advance notice By-Law
21-May-14 LRE 54287V102 Long Run Exploration Ltd 16-Apr-14 Mgt 20,643 584226605668
1 For For Set the number of directors at 9
2 For For Election of directors
3 For For Appointment of auditors
4 For For Advance notice By-Law
5 For For Approval of issuance of common shares from treasury pursuant to restricted and performance award incentive plan
21-May-14 BNK 066286303 Bankers Petroleum Ltd. 9-Apr-14 Mgt 59,600 809779798475
1 For For Fix number of directors at 9
2 For For Election of directors
3 For For Appointment of auditors
4 For For Stock option plan
5 For For Restricted share unit plan
6 For For Approval of By-Law No.1
28-May-14 CCO 13321L108 Cameco Corporation 31-Mar-14 Mgt 5,800 408859519223
1 For For Declare residency
2 For For Election of directors
3 For For Appointment of auditors
4 For For Advisory vote on executive
compensation
5 For For Approve amended and restated Bylaw No.7
29-May-14 KAM 48356P202 Kaminak Gold Corporation 24-Apr-14 Mgt 66,700 601722611137
1 For For Fix number of directors at 6
2 For For Election of directors
3 For For Appointment of auditors
4 For For Stock option plan
5 For For Advance notice By-Law
29-May-14 KIV 49834A106 Kivalliq Energy Corporation 24-Apr-14 Mgt 165,100 601722611137
1 For For Fix number of directors at 6
2 For For Election of directors
3 For For Appointment of auditors
4 For For Stock option plan
5 For For Advance notice By-Law
4-Jun-14 TOU 89156V106 Toumaline Oil Corp. 2-May-14 Mgt 5,267 096100744755
1 For For Fix number of directors at 11
2 For For Election of directors
3 For For Appointment of auditors
4 For For Unallocated options
5 For For Share option plan
6 For For Share option grants to certain non-insider employees
5-Jun-14 RMP 749682100 RMP Energy Inc. 1-May-14 Mgt 23,400 603130098553
1 For For Fix number of directors at 7
2 For For Election of directors
3 For For Appointment of auditors
4 For For Approve stock option plan
6-Jun-14 UEX 902666106 UEX Corp 2-May-14 Mgt 191,200 096099527936
1 For For Election of directors
2 For For Appointment of auditors
3 For For Approve stock option plan
9-Jun-14 RTK 043004100 Artek Exploration LTd 29-Apr-14 Mgt 50,800 699523932060
1 For For Fix number of directors at 5
2 For For Election of directors
3 For For Appointment of auditors
10-Jun-14 IVW 46582W108 Ivernia Inc. 6-May-14 Mgt 345,500 218957157204
1 For For Election of directors
2 For For Appointment of auditors
10-Jun-14 BRY 10778T105 Bri-chem Corp. 6-May-14 Mgt 137,000 218957115228
1 For For Fix number of directors at 4
2 For For Election of directors
3 For For Appointment of auditors
12-Jun-14 E 29373A105 Enterprise Group Inc 28-Apr-14 Mgt 84,200 217702379095
1 For For Election of directors
2 For For Appointment of auditors
3 For For Special resolution to permit shareholder meetings to be held at any location in any province of Canada
4 For For Approve repeal and replacement of the by-laws
17-Jun-14 IAE 465676104 Ithaca Energy Inc 13-May-14 Mgt 16,900 096738150099
1 For For Fix number of directors at 8
2 For For Election of directors
3 For For Appointment of auditors
4 For For Approve unallocated stock options
5 For For Approve certain amendments to stock option plan
24-Jun-14 TV 89531J109 Trevali Mining Corp 9-May-14 Mgt 99,500 603738641299
1 For For Election of directors
2 For For Appointment of auditors
3 For For Approve stock option and stock bonus plan
24-Jun-14 QST 747946101 Questor Technology Inc. 20-May-14 Mgt 63,700 097372497366
1 For For Fix number of directors at 4
2 For For Election of directors
3 For For Appointment of auditors
25-Jun-14 MEI 563499102 Manitok Energy Inc. 6-May-14 Mgt 33,200 218963437447
1 For For Fix number of directors at 7
2 For For Election of directors
3 For For Appointment of auditors
4 For For Approve stock option plan
5 For For Advance notice requirements
26-Jun-14 VGQ 927864108 Virginia Mines Inc. 26-May-14 Mgt 10,000 098131828528
1 For For Election of directors
2 For For Appointment of auditors
3 For For Ratify previously granted stock options
4 For For Approve amendments to stock option plan
5 For For Reconfirm shareholders rights plan
6 For For
3-Jul-14 U 917017105 Uranium Participation Corp 20-May-14 Mgt 19,000 097373013112
1 For For Election of directors
2 For For Appointment of auditors
3 For For Advance notice requirements
30-Jul-14 MVN 556231108 Madalena Energy Inc 23-Jun-14 Mgt 65,000 003028777470
1 For For Fix number of directors at 6
2 For For Election of directors
3 For For Appointment of auditors
4 For For Approve stock option plan
6-Aug-14 LRE 54287V102 Long Run Exploration Ltd. 4-Jul-14 Mgt 18,800 821552055240
1 For For Approve plan of arrangement to acquire Crocotta Energy
6-Aug-14 CTA 227045200 Crocotta Energy Inc 4-Jul-14 Mgt 15,900 821552142858
1 For For Approve plan of arrangement
2 For For Appprove ExploreCo insider private placement
3 For For Appprove ExploreCo financing private placement
4 For For Approve stock option plan
5 For For Approve performance warrants
13-Aug-14 DBO 23305P108 D-Box Technologies Inc. 9-Jul-14 Mgt 43,800 877052173817265
1 For For Election of directors
2 For For Appointment of auditors