PROTOCOL PD0049 - ClinicalTrials.govUCB Biopharma SPRL Allée de la Recherche 60 1070 Brussels...

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UCB 16 Dec 2016 Clinical Study Protocol Rotigotine transdermal system PD0049 Confidential Page 1 of 38 PROTOCOL PD0049 A MULTICENTER, OPEN-LABEL, TWO-ARM STUDY TO EVALUATE THE IMPACT OF USING WEARABLE DEVICES IN ADDITION TO STANDARD CLINICAL PRACTICE ON PARKINSON’S SUBJECT SYMPTOMS MANAGEMENT PHASE 4 Sponsor: UCB Biopharma SPRL Allée de la Recherche 60 1070 Brussels BELGIUM Protocol/Amendment number Date Final protocol 16 Dec 2016 Confidential Material Confidential This document is the property of UCB and may not – in full or in part – be passed on, reproduced, published, or otherwise used without the express permission of UCB. REDACTED COPY erch erch russel russel ELGI ELGI t cannot be used to support any marketing authorization application and any extensions or variations thereof. 60 60 ls ls UM UM ol/Am ol/Am any protoco protoco port sup This document ca t ca

Transcript of PROTOCOL PD0049 - ClinicalTrials.govUCB Biopharma SPRL Allée de la Recherche 60 1070 Brussels...

Page 1: PROTOCOL PD0049 - ClinicalTrials.govUCB Biopharma SPRL Allée de la Recherche 60 1070 Brussels BELGIUM Protocol/Amendment number Date Final protocol 16 Dec 2016 Confidential Material

UCB 16 Dec 2016Clinical Study Protocol Rotigotine transdermal system PD0049

Confidential Page 1 of 38

PROTOCOL PD0049

A MULTICENTER, OPEN-LABEL, TWO-ARM STUDY TO EVALUATE THE IMPACT OF USING WEARABLE DEVICES IN

ADDITION TO STANDARD CLINICAL PRACTICE ONPARKINSON’S SUBJECT SYMPTOMS MANAGEMENT

PHASE 4

Sponsor:

UCB Biopharma SPRL

Allée de la Recherche 60

1070 Brussels

BELGIUM

Protocol/Amendment number Date

Final protocol 16 Dec 2016

Confidential Material

Confidential

This document is the property of UCB and may not – in full or in part – be passed on, reproduced, published, or otherwise used without the express permission of UCB.

REDACTED COPY Allée de la Recherche 60

REDACTED COPY Allée de la Recherche 60

1070 Brussels

REDACTED COPY

1070 Brussels

BELGIUM

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BELGIUM

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Page 2: PROTOCOL PD0049 - ClinicalTrials.govUCB Biopharma SPRL Allée de la Recherche 60 1070 Brussels BELGIUM Protocol/Amendment number Date Final protocol 16 Dec 2016 Confidential Material

UCB 16 Dec 2016Clinical Study Protocol Rotigotine transdermal system PD0049

Confidential Page 2 of 38

STUDY CONTACT INFORMATION

Sponsor

UCB Biopharma SPRL

Allée de la Recherche 60

1070 Brussels

BELGIUM

Sponsor Study Physician

Name: , MD

Address: UCB Biosciences, Inc.

8010 Arco Corporate Drive

Raleigh, NC 27617

UNITED STATES OF AMERICA

Phone:

Fax:

Clinical Project Manager

Name:

Address: UCB Biosciences, Inc.

8010 Arco Corporate Drive

Raleigh, NC 27617

UNITED STATES OF AMERICA

Phone:

Fax:

REDACTED COPY

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BiosciencesREDACTED C

OPY

Biosciences

8010 Arco Corporate DriveREDACTED C

OPY

8010 Arco Corporate DriveREDACTED C

OPY

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Raleigh, NC

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Page 3: PROTOCOL PD0049 - ClinicalTrials.govUCB Biopharma SPRL Allée de la Recherche 60 1070 Brussels BELGIUM Protocol/Amendment number Date Final protocol 16 Dec 2016 Confidential Material

UCB 16 Dec 2016Clinical Study Protocol Rotigotine transdermal system PD0049

Confidential Page 3 of 38

Clinical Trial Biostatistician

Name: , MSc

Address: UCB Biosciences GmbH

Alfred-Nobel-Strasse 10

40789 Monheim

GERMANY

Phone:

Fax:

Clinical Monitoring Contract Research Organization

Name: PAREXEL International

Address: 1 Federal Street

Billerica, MA 01821

UNITED STATES OF AMERICA

Phone: +1 978 313 3900

Fax: +1 781 768 5512

Device Manufacturer

Name: Great Lakes Neuro Technologies, Inc. (GLNT)

Address: 10055 Sweet Valley Drive

Valley View, OH 44125

UNITED STATES OF AMERICA

Phone: +1 855 456 3876

Fax: +1 216 361 5420

Device Manufacturer/Complaint Reporting

Name: Great Lakes Neuro Technologies/

Phone: Office: (9:00am – 5:00pm EST)

Mobile (after business hours)

email:

REDACTED COPY

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Great Lakes Neuro TechnologiesREDACTED C

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UCB 16 Dec 2016Clinical Study Protocol Rotigotine transdermal system PD0049

Confidential Page 4 of 38

SERIOUS ADVERSE EVENT REPORTING

Serious adverse event reporting (24h)

Fax USA: +1 800 880 6949or +1 866 890 3175

Email Global: [email protected] (for interventional clinical studies)

REDACTED COPY

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TABLE OF CONTENTS

LIST OF ABBREVIATIONS.................................................................................................... 8

1 SUMMARY..................................................................................................................... 10

2 INTRODUCTION ........................................................................................................... 11

3 STUDY OBJECTIVES.................................................................................................... 12

3.1 Primary objectives ........................................................................................................... 12

3.2 Other objectives ............................................................................................................... 12

4 STUDY VARIABLES..................................................................................................... 13

4.1 Efficacy variables............................................................................................................. 13

4.1.1 Primary efficacy variables ................................................................................... 13

4.1.2 Other efficacy variables ....................................................................................... 13

4.2 Safety variables ................................................................................................................ 14

5 STUDY DESIGN............................................................................................................. 14

5.1 Study description ............................................................................................................. 14

5.1.1 Study duration per subject ................................................................................... 14

5.1.2 Planned number of subjects and sites .................................................................. 14

5.1.3 Anticipated regions and countries ....................................................................... 15

5.2 Schedule of study assessments......................................................................................... 15

5.3 Rationale for study design and selection of dose............................................................. 18

6 SELECTION AND WITHDRAWAL OF SUBJECTS................................................... 18

6.1 Inclusion criteria .............................................................................................................. 18

6.2 Exclusion criteria ............................................................................................................. 18

6.3 Withdrawal criteria .......................................................................................................... 19

7 MEDICINAL PRODUCT AND DEVICE ...................................................................... 19

7.1 Description of medicinal product..................................................................................... 19

7.2 Devices............................................................................................................................. 19

7.2.1 Description of devices ......................................................................................... 20

7.2.2 Packaging and labeling of the Kinesia devices.................................................... 21

7.2.3 Storage requirements ........................................................................................... 21

7.2.4 Device accountability .......................................................................................... 21

7.3 Concomitant medications/treatments............................................................................... 21

7.3.1 Rescue medication ............................................................................................... 21

7.4 Blinding............................................................................................................................ 21

7.5 Randomization and numbering of subjects...................................................................... 21

8 STUDY PROCEDURES BY VISIT ............................................................................... 22

8.1 Visit 1 /Screening............................................................................................................ 22

8.2 Week 1 ............................................................................................................................. 22

8.3 Weeks 2, 3, and 4 ............................................................................................................. 23

REDACTED COPY ................................

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y design and selection of dose

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y design and selection of dose

AWAL

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AWAL OF SUBJECTS

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Description of medicinal product

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Description of devices

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Packaging and labeling of the Kinesia devices

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Storage requirements

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7.5

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Confidential Page 6 of 38

8.4 Week 5 up to Week 12..................................................................................................... 23

8.5 Visit 2 (End of Study Visit) (Week 12 ±3 days).............................................................. 24

8.6 Early Withdrawal Visit .................................................................................................... 24

9 ASSESSMENT OF EFFICACY...................................................................................... 24

9.1 Inclusion criteria threshold related to tremor and/or bradykinesia .................................. 24

9.1.1 Unified Parkinson’s Disease Rating Scale .......................................................... 25

9.1.2 39-Item Parkinson’s Disease Questionnaire ........................................................ 25

10 ASSESSMENT OF SAFETY.......................................................................................... 25

10.1 Adverse events ................................................................................................................. 25

10.1.1 Definitions ........................................................................................................... 25

10.1.1.1 Adverse event ............................................................................................ 25

10.1.1.2 Serious adverse event ................................................................................ 25

10.1.1.3 Adverse events of special interest ............................................................. 26

10.1.2 Procedures for reporting and recording adverse events and other safety related information .......................................................................................................... 26

10.1.2.1 Description of adverse events.................................................................... 27

10.1.2.2 Rule for repetition of an adverse event...................................................... 27

10.1.2.3 Reporting of serious AEs (related or not to Neupro) ................................ 27

10.1.2.4 Device reporting ........................................................................................ 27

10.1.3 Follow up of adverse events ................................................................................ 27

10.1.4 Pregnancy and breastfeeding ............................................................................... 28

10.1.5 Overdose of medicinal product............................................................................ 28

10.2 Laboratory measurements ................................................................................................ 28

10.3 Other safety measurements .............................................................................................. 28

10.3.1 Rate of discontinuation of treatment with Neupro .............................................. 28

11 STUDY MANAGEMENT AND ADMINISTRATION ................................................. 29

11.1 Adherence to protocol ...................................................................................................... 29

11.2 Monitoring ....................................................................................................................... 29

11.2.1 Definition of source data ..................................................................................... 29

11.2.2 Source data verification ....................................................................................... 30

11.3 Data handling ................................................................................................................... 30

11.3.1 Case Report form completion.............................................................................. 30

11.3.2 Database entry and reconciliation........................................................................ 30

11.3.3 Subject Screening and Enrollment log/Subject Identification Code list.............. 30

11.4 Termination of the study.................................................................................................. 30

11.5 Archiving and data retention............................................................................................ 31

11.6 Audit and inspection ........................................................................................................ 31

11.7 Good Clinical Practice ..................................................................................................... 31

REDACTED COPY Rule for repetition of an adverse event

REDACTED COPY Rule for repetition of an adverse event

10.1.2.3 Reporting of serious AEs (related or not to Neupro) ................................ 27

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Rate of discontinuation of treatment with Neupro

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11 STUDY MANAGEMENT AND

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11 STUDY MANAGEMENT AND

Adherence to protocol

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11.3.3 Subject Screening and Enrollment log/Subject Identification Code list.............. 30

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Confidential Page 7 of 38

12 STATISTICS ................................................................................................................... 31

12.1 Definition of analysis sets ................................................................................................ 32

12.2 General statistical considerations..................................................................................... 32

12.3 Planned efficacy analyses ................................................................................................ 32

12.3.1 Analysis of the efficacy variables........................................................................ 32

12.3.2 Other efficacy analyses........................................................................................ 33

12.4 Planned safety analyses.................................................................................................... 33

12.4.1 Safety analyses..................................................................................................... 33

12.5 Handling of protocol deviations....................................................................................... 33

12.6 Handling of dropouts or missing data .............................................................................. 33

12.7 Planned interim analysis and data monitoring ................................................................. 33

12.8 Determination of sample size........................................................................................... 34

13 ETHICS AND REGULATORY REQUIREMENTS...................................................... 34

13.1 Informed consent ............................................................................................................. 34

13.2 Subject identification cards.............................................................................................. 34

13.3 Institutional Review Boards............................................................................................. 34

13.4 Subject privacy................................................................................................................. 35

13.5 Protocol amendments....................................................................................................... 35

14 FINANCE, INSURANCE, AND PUBLICATION ......................................................... 35

15 REFERENCES ................................................................................................................ 36

16 DECLARATION AND SIGNATURE OF INVESTIGATOR ....................................... 37

17 SPONSOR DECLARATION .......................................................................................... 38

LIST OF TABLES

Table 5‒1: Schedule of study assessments......................................................................... 16

REDACTED COPY

................................

REDACTED COPY

................................

................................

REDACTED COPY

................................

REDACTED COPY

ND PUBLICATION

REDACTED COPY

ND PUBLICATION

................................

REDACTED COPY

................................................................

REDACTED COPY

................................

ATURE OF INVESTIREDACTED C

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ATURE OF INVESTI

17 SPONSOR DECLARATION ................................REDACTED COPY

17 SPONSOR DECLARATION ................................

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..... 33

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ND PUBLICATION

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17 SPONSOR DECLARATION ................................

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17 SPONSOR DECLARATION ................................

Schedule of stud

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y assessments

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UCB 16 Dec 2016Clinical Study Protocol Rotigotine transdermal system PD0049

Confidential Page 8 of 38

LIST OF ABBREVIATIONS

ADE adverse device event

AE adverse event

ANCOVA analysis of covariance

APP application, application software

ATC Anatomical Therapeutic Chemical

CDMS clinical data management system

CG Control Group

CI confidence interval

CRO contract research organization

DBS Deep Brain Stimulation

ECG electrocardiogram

eCRF electronic Case Report form

EG Experimental Group

ES Enrolled Set

FAS Full Analysis Set

FDA Food and Drug Administration

GLNT Great Lakes Neuro Technologies, Inc.

H0 null hypothesis

Ha alternative hypothesis

ICF Informed Consent form

ICH-GCP International Council for Harmonisation-Good Clinical Practice

IMP investigational medicinal product

IRB Institutional Review Board

ISO International Organization for Standardization

MedDRA Medical Dictionary for Regulatory Activities

n number

PDQ-39 39-Item Parkinson’s Disease Questionnaire

PPS Per-Protocol Set

PS Patient Safety

RLS restless leg syndrome

SAE serious adverse event

REDACTED COPY

Food and Drug Administration

REDACTED COPY

Food and Drug Administration

Great Lakes Neuro TechnologiesREDACTED COPY

Great Lakes Neuro Technologies

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Food and Drug Administration

Great Lakes Neuro Technologies

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investigational medicinal product

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PPS

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Confidential Page 9 of 38

SAP Statistical Analysis Plan

SD standard deviation

SOP Standard Operating Procedure

SS Safety Set

TEAE treatment-emergent adverse event

UPDRS Unified Parkinson’s Disease Rating Scale

REDACTED COPY

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Confidential Page 10 of 38

1 SUMMARY

PD0049 is a pilot study to investigate whether motor symptoms in subjects with Parkinson’s disease who start treatment with Neupro® can be improved by using wearable devices. Specifically, this study focuses on investigating how to optimize the evaluation of motor symptoms in subjects with Parkinson’s disease aiming at enabling Investigators to optimize subjects’ Neupro dosing regimens and ensure better patient outcomes in a timelier manner.

In this study, 2 Kinesia devices (Kinesia-ONE and Kinesia-360) will be employed to record specific motor symptoms. Approximately 40 subjects with Parkinson’s disease of any stage will be randomized (1:1 ratio) to either the Control Group or the Experimental Group. Specific motor tasks will be measured in all subjects with Kinesia-ONE on Day 1. In contrast to subjects randomized to the Control Group, subjects randomized to the Experimental Group will also use the Kinesia-360 device for home-based self-recording of their motor symptoms.

All subjects will start Neupro treatment at a dose of either rotigotine 2mg/24h or 4mg/24h (according to the disease stage of the subject), which will then be adjusted based on symptom assessment either via standard care alone (Control Group) or via a combination of standard care and evaluation of the recordings made available by the Kinesia wearable technologies(Experimental Group). The Neupro dosing regimen used in PD0049 follows standard of care, and is in line with the approved dosing regimen for rotigotine in the treatment of Parkinson’s disease (ie, up to 8mg/24h, depending on the stage of the disease).

PD0049 starts with in-clinic Screening activities, assessments (including recording of Baseline motor symptoms via Kinesia-One), and training in the use of Kinesia-360 devices (for subjects randomized to the Experimental Group only) on Day 1, followed by 3 days at home: During this period, subjects randomized to the Experimental Group will use the Kinesia-360 device to record their motor symptoms (on Days 2 and 3). Subjects allocated to the Control Group will start treatment with Neupro preferably on Day 1 (but no later than Day 4); subjects allocated to the Experimental group will start treatment with Neupro on Day 4. There are no required visits from Week 2 up to Week 12 (Visit 2). However, Investigators and subjects in the Experimental Group are encouraged to discuss by phone Kinesia-360 motor symptom reports and needs for any changes in Neupro dosing. Subjects of either group return to the clinic for final assessments and reporting of adverse events (AEs) and concomitant medications at Week 12. The individual duration of study participation may last up to 12 weeks.

A primary objective of PD0049 is to evaluate whether Parkinson’s disease motor symptoms in subjects starting Neupro can be improved by using feedback of motor symptom data from the Kinesia-360 wearable technology presented to subjects and Investigators in addition to standard clinical practice as compared with only standard clinical practice. A primary objective is to evaluate whether a clinician is more likely to determine a Neupro dosing regimen that improves a subject’s Parkinson’s disease motor symptoms when using motor symptom data collected with the Kinesia-360 wearable technology in addition to standard clinical practice as compared with only standard clinical practice. Another primary objective is to evaluate whether subjects with Parkinson’s disease are more likely to continue the usage of Neupro if Parkinson’s disease motor symptom data collected using the Kinesia wearable technology is used to provide the subjects with feedback on the status of their Parkinson’s disease motor symptoms and is used in addition to standard of care for titrating their Neupro dosing regimen. Other objectives include to evaluate

REDACTED COPY . The Neupro dosing regimen used in PD0049 follows standard of care,

REDACTED COPY . The Neupro dosing regimen used in PD0049 follows standard of care,

for rotigotine in the treatment of Parkinson’s

REDACTED COPY for rotigotine in the treatment of Parkinson’s

disease (ie, up to 8mg/24h, depending on the stage of the disease).

REDACTED COPY

disease (ie, up to 8mg/24h, depending on the stage of the disease).

clinic Screening activities, assessments

REDACTED COPY

clinic Screening activities, assessments, and training

REDACTED COPY

, and trainingto the Experimental Group only

REDACTED COPY

to the Experimental Group only) on Day

REDACTED COPY

) on Dayto the Experimental Group will use the Kinesia-360 device to record

REDACTED COPY

to the Experimental Group will use the Kinesia-360 device to record 2 and 3). REDACTED C

OPY

2 and 3).

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stage will Specific mo

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Specific moIn contrast to subjects

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In contrast to subjects to the Experimental Group will also

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All subjects will start Neupro treatment at a dose of either rotigotine 2mg/

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All subjects will start Neupro treatment at a dose of either rotigotine 2mg/2

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4h or 4mg/24h ), which will then be adjusted based on s

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), which will then be adjusted based on sia a combination of standard care

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the Kinesia wearable technologies. The Neupro dosing regimen used in PD0049 follows standard of care,

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. The Neupro dosing regimen used in PD0049 follows standard of care, for rotigotine in the treatment of Parkinson’s

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for rotigotine in the treatment of Parkinson’s disease (ie, up to 8mg/24h, depending on the stage of the disease).

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2 and 3). Subjects allocated to the Control Group will start

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changes in Neupro dosing. Subjects of either group return to the cladverse events (

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objective of PD0049 is to evaluate whether Parkinson’s disease motor sy

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clinical practice as compared with onlevaluate whether a

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the Kinesia

Page 11: PROTOCOL PD0049 - ClinicalTrials.govUCB Biopharma SPRL Allée de la Recherche 60 1070 Brussels BELGIUM Protocol/Amendment number Date Final protocol 16 Dec 2016 Confidential Material

UCB 16 Dec 2016Clinical Study Protocol Rotigotine transdermal system PD0049

Confidential Page 11 of 38

the quality of life and engagement in the management and treatment of their disease within subjects in either group, as well as to evaluate the safety of Neupro. The corresponding variables to be assessed to meet the study objectives are described in detail in Section 4.

2 INTRODUCTION

Neupro is approved for the treatment of the signs and symptoms of early-stage idiopathic Parkinson’s disease as monotherapy (ie, without levodopa) or in combination with levodopa, ie, over the course of the disease, through to late stages when the effect of levodopa wears off or becomes inconsistent and fluctuations of the therapeutic effect occur (end of dose or "on-off" fluctuations).

Dosing in patients with early-stage Parkinson’s disease consists of a single daily dose initiated at rotigotine 2mg/24h and then increased in weekly increments of rotigotine 2mg/24h to an effective dose up to a maximum dose of rotigotine 6mg/24h. Rotigotine 4mg/24h may be an effective dose in some patients. For most patients an effective dose is reached within 3 or 4 weeks at doses of rotigotine 6mg/24h. The maximum approved dose is rotigotine 6mg/24h(NEUPRO [package insert]. 2016 [Section 15]).

Dosing in patients with advanced-stage Parkinson’s disease with fluctuations consists of a single daily dose that should be initiated at rotigotine 4mg/24h and the increased in weekly increments of rotigotine 2mg/24h to an effective dose up to a maximum dose of rotigotine 8mg/24h. Rotigotine 4mg/24h or rotigotine 6mg/24h may be effective doses in some patients. For most patients with advanced-stage Parkinson’s disease, an effective dose is reached within 3 to 7 weeks at doses of rotigotine 8mg/24h. The maximum approved dose is rotigotine 8mg/24h(NEUPRO [package insert]. 2016 [Section 15]).

Optimal patient outcomes may be expected only when the clinician is able to prescribe a customized, optimal dosing regimen for patients with Parkinson’s disease. Clinicians employ various measures to diagnose Parkinson’s disease and its severity in order to prescribe the optimal dosing regimen for the patient. Key amongst these measures is an evaluation of the severity of the motor symptoms (eg, dyskinesia, gait, tremor, rigidity, and posture) associated with Parkinson’s disease. The quality of this evaluation (ie, quantification of movement) is critical to an accurate diagnosis of the evaluation of severity of the motor symptoms and is currently limited by the ability of the Clinician (through manual manipulation and observation) to accurately measure the various physical manifestations of motor symptoms associated withParkinson’s disease. Ultimately, the quality of the evaluation of the motor symptoms may determine whether the Clinician is able to prescribe the optimal dosing regimen for the patient.

New, wearable technologies that allow for accurate, consistent, and ongoing measurement of motor activity under ambulatory conditions in patients with Parkinson’s disease may provide the Clinician with additional motor symptom data that the Clinician could use to make more accurate evaluations of the motor symptoms associated with Parkinson’s disease, thereby providing the patient with the optimal Neupro dosing regimen and ensuring better patient outcomes in a more timely manner.

The focus of this 12-week study is on optimizing patients’ response to Neupro by using a commercially available wearable device to optimize the evaluation of motor symptoms and to improve customized dosing.

REDACTED COPY dose that should be initiated at rotigotine 4mg/24h and the increased in weekl

REDACTED COPY dose that should be initiated at rotigotine 4mg/24h and the increased in weekl

of rotigotine 2mg/24h to an effective dose up to a maximum dose of rotigotine 8mg/24h.

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be effective doses in some patients. For most

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be effective doses in some patients. For most stage Parkinson’s disease, an effective dose is

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stage Parkinson’s disease, an effective dose is weeks at doses of rotigotine 8mg/24h. The maximum

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weeks at doses of rotigotine 8mg/24h. The maximum Section 15

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Section 15

be expected onlREDACTED C

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motor activityClinician with additional motor symptom data that the Clinician coul

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evaluations of the motor sypatient with the optimal Neupro dosing regimen and ensuring better patient outcomes in a more

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patient with the optimal Neupro dosing regimen and ensuring better patient outcomes in a more

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Confidential Page 12 of 38

3 STUDY OBJECTIVES

3.1 Primary objectives

The primary objectives of this study are to:

Evaluate whether Parkinson’s disease motor symptoms in subjects starting Neupro can be improved by using feedback of motor symptom data from the Kinesia-360 wearable technology presented to subjects and Investigators in addition to standard clinical practice as compared with only standard clinical practice.

Evaluate the Neupro dosing regimen when using feedback of motor symptom data collected with the Kinesia-360 wearable technology in addition to standard clinical practice as compared with only standard clinical practice.

Evaluate whether subjects with Parkinson’s disease are more likely to continue the usage of Neupro if Parkinson’s disease motor symptom data collected using the Kinesia-360 wearable technology is used to provide the subjects with feedback on the status of their Parkinson’s disease motor symptoms and is used in addition to standard of care for titrating their Neupro dosing regimen.

3.2 Other objectives

Other objectives of this study are to:

Evaluate whether the quality of life of subjects with Parkinson’s disease can be improved by using the Kinesia-360 wearable technology to collect motor symptom data in addition to standard clinical practice as compared with only standard clinical practice to titrate the Neupro dosing regimen.

Evaluate whether subjects with Parkinson’s disease are more actively engaged in the management and treatment of their disease with Neupro therapy with the use of the Kinesia-360 wearable technology as compared to without the use of the Kinesia-360 wearable technology.

Evaluate the safety of Neupro.

REDACTED COPY

subject

REDACTED COPY

subjects with Parkinson’s disease can be improved b

REDACTED COPY

s with Parkinson’s disease can be improved bwearable technology

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wearable technology to collect motor sy

REDACTED COPY

to collect motor sywearable technology to collect motor sywearable technology

REDACTED COPY

wearable technology to collect motor sywearable technologystandard clinical practice as compared with only

REDACTED COPY

standard clinical practice as compared with only

with Parkinson’s disease are more actively engaged in the REDACTED COPY

with Parkinson’s disease are more actively engaged in the

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ptom data collected in addition to standard clinical practice as

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ptom data collected using the Kinesia-360eedback on the status of their Parkinson’s

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eedback on the status of their Parkinson’s ptoms and is used in addition to standard of care for titrating their Neupro

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ptoms and is used in addition to standard of care for titrating their Neupro

s with Parkinson’s disease can be improved b

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s with Parkinson’s disease can be improved b to collect motor sy

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to collect motor systandard clinical practice as compared with only

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standard clinical practice as compared with only

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with Parkinson’s disease are more actively engaged in the management and treatment of their disease with Neupro therap

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management and treatment of their disease with Neupro therap360 wearable technology

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360 wearable technology as compared to without the use of the Kinesia

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as compared to without the use of the Kinesia360 wearable technology as compared to without the use of the Kinesia360 wearable technology

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Confidential Page 13 of 38

4 STUDY VARIABLES

4.1 Efficacy variables

4.1.1 Primary efficacy variables

The efficacy variables of this study are:

Change from Baseline (Visit 1/Week 1) to Visit 2 (Week 12/3 months after start of treatment with Neupro) in Unified Parkinson’s Disease Rating Scale (UPDRS) Part III Motor Score

Change from Baseline (Visit 1/Week 1) to Visit 2 (Week 12) in Kinesia-ONE variables:

finger tapping speed score

rest tremor score

averaged finger tapping speed and resting tremor scores

postural tremor score

finger tapping amplitude score

hand grasp speed score

hand grasp amplitude score

rapid alternating movement speed score

rapid alternating amplitude score

dyskinesia score

Neupro dose per 24h at Visit 2 (Week 12)

Number of Neupro dose changes during the study (between Visit 1 and Visit 2)

Discontinuation of treatment with Neupro during the course of the study

4.1.2 Other efficacy variables

Change from Baseline to Visit 2 in the motor scores derived from the Kinesia-360 wearable technology by time (weekly/monthly) and by Neupro dose level (mg/24h) for the Experimental Group in:

average daily tremor score

average daily slowness score

average daily dyskinesia score

percent wear-time tremor detected

percent wear-time dyskinesia detected

percent wear-time user not moving

percent wear-time user was walking score

percent wear-time user active but not walking

REDACTED COPY

2 (WeekREDACTED COPY

2 (Week

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treatment

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treatment Motor Score

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Motor Score

ONE variables:

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ONE variables:

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12)

changes during the stud

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changes during the stud

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Discontinuation of treatment with Neupro during the course of the study

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vOther efficacy vOther efficacy

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ariables

Change from Baseline to Visit

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Change from Baseline to Visity time (weekly

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y time (weeklyExperimental Group in:

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Experimental Group in:

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Confidential Page 14 of 38

number of steps per hour while wearing device

Change from Baseline to Visit 2 (Week 12) in the 39-Item Parkinson’s Disease Questionnaire (PDQ-39) scores.

Change from Baseline to Visit 2 (Week 12) in subject engagement questionnaire scores.

4.2 Safety variables

Safety variable is:

Occurrence of AEs

5 STUDY DESIGN

5.1 Study description

PD0049 is a multicenter, open-label, two-arm, 12-week study in subjects with Parkinson’s disease. On Day 1, eligible subjects will be randomized to either the Control Group or the Experimental Group in a 1:1 fashion. In both groups, subjects will use the Kinesia-ONE wearable device in-clinic at Visit 1 and Visit 2 for recording of specific motor symptoms, and subjects randomized to the Experimental Group will also use the Kinesia-360 wearable device at home while awake for continuous measurement of motor symptoms. The Investigator will use these symptom data to provide feedback to subjects on their motor symptoms and to supplement standard of care to titrate the optimal dose of Neupro for any given subject. In the Control Group, subjects will not use any wearable device at home, and the Investigator will use only standard of care to titrate the optimal Neupro dose.

Subjects in the Control Group and the Experimental Group will start treatment with Neupro 2mg/24h or 4mg/24h (at the Investigator’s discretion and according to the disease stage of the subject) preferably on Day 1 (but no later than Day 4) or Day 4, respectively. Evaluations conclude 12 weeks after the start of treatment with Neupro (ie, at Visit 2).

The decision to prescribe Neupro must be made by the Investigator independent of his/her decision to include the subject in the study. The subject’s treatment/Neupro intake must be within the terms of the marketing authorization; Neupro will not be supplied by UCB.

A schedule of study assessments is presented in Table 5‒1; for a detailed rationale of the study design see Section 5.3.

5.1.1 Study duration per subject

Each subject’s participation is approximately 12 weeks.

The end of the study is defined as the date of the last visit of the last subject in the study.

5.1.2 Planned number of subjects and sites

This study will be conducted in approximately 6 sites and will include a total of approximately 40 subjects (20 subjects in the Experimental Group and 20 subjects in the Control Group). Of note, a single site will not randomize more than 20 subjects.

REDACTED COPY for continuous measurement of motor sy

REDACTED COPY for continuous measurement of motor sy

vide feedback to subjects on their motor sy

REDACTED COPY vide feedback to subjects on their motor sy

standard of care to titrate the optimal dose of Neupro for an

REDACTED COPY

standard of care to titrate the optimal dose of Neupro for an wearable device at home, and the

REDACTED COPY

wearable device at home, and the andard of care to titrate the optimal Neupro dose.

REDACTED COPY

andard of care to titrate the optimal Neupro dose.

ontrol Group and the Experimental Group

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ontrol Group and the Experimental Groupnvestigator’s discretionREDACTED C

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OPY

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in subjects with Parkinson’s

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in subjects with Parkinson’s to either the Control Group or the

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to either the Control Group or the will use the

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specific motor will also use the Kinesia

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for continuous measurement of motor symptoms. The

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nvestigator’s discretion

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later

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later than Day

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than Dayweeks after the start of treatment with Neupro (ie, at Visit

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weeks after the start of treatment with Neupro (ie, at Visit

The decision to prescribe Neupro must be made by the Investigator independent of his

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The decision to prescribe Neupro must be made by the Investigator independent of histo include the subject in the study

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to include the subject in the studywithin the terms of the marketing authorization

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within the terms of the marketing authorization

assessments is presented in

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assessments is presented in Section 5.3

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Section 5.3

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.

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.

Study duration per

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Study duration per

Each subject’s participation is approximately

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Each subject’s participation is approximately

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5.1.2

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5.1.2

This study

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This study40

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40

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Confidential Page 15 of 38

5.1.3 Anticipated regions and countries

This study will be conducted in the US.

5.2 Schedule of study assessments

A schedule of assessments planned for both the Control Group and the Experimental group is presented in Table 5‒1.

REDACTED COPY

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UCB 16 Dec 2016Clinical Study Protocol Rotigotine transdermal system PD0049

Confidential Page 16 of 38

Table 5‒1: Schedule of study assessments

In Clinic At Home In Clinic

SCREENING BASELINE EOS/EW

Visit 1 Visit 2

Assessments Day 1Day 2-3

Day 4

Week 2

Week 3

Week 4

Week 11

Week 12

(±3 days)

Written informed consent X

Demographic data

(incl. height and weight)X Xa

Kinesia-ONE subject assessments (measured in triplicate) Xb X

UPDRS X X

Patient engagement questionnaire X X

PDQ-39 X X

Verification of inclusion/exclusion criteria X

Randomization X

C Group: Start treatment with Neupro 2mg or 4mg preferably on Day 1 but no later than Day 4 (dose adjustments during study are performed per standard of care)

X X

C Group: Record Neupro dose X X

E Group: Kinesia-360 device training and distribution of equipment

X

E Group: Subject wears Kinesia-360 wrist and ankle devices on Days 2 and 3 at home for baseline

X

E Group: Start treatment with Neupro 2mg or 4mg on X

REDACTED COPY

REDACTED COPY

REDACTED COPY

REDACTED COPY

REDACTED COPY

REDACTED COPY

X

REDACTED COPY

X

REDACTED COPY

REDACTED COPY

X

REDACTED COPY

X

REDACTED COPY

REDACTED COPY

REDACTED COPY

REDACTED COPY

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Week

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Week 2

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preferably on Day 1 but no later than Day 4 (dose

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preferably on Day 1 but no later than Day 4 (dose adjustments during study are performed per standard of

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adjustments during study are performed per standard of

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360 device training and distribution of

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360 device training and distribution of

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Subject wears Kinesia

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360 wrist and ankle devices on Days 2 and 3 at home for baseline

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reatment with Neupro 2mg or 4mg on

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Confidential Page 17 of 38

Day 4

E Group: Record Neupro dosec X X

E Group: Reminder phone calls from site to subject at beginning of Weeks 2, 3, 4 and 11 (remind subject to charge devices and wear devices on at least 2 consecutive days during Weeks 2, 3, 4 and 11)

Xd Xd Xd Xd

E Group: Subject wears Kinesia-360 wrist and ankle devices on at least 2 consecutive days at home

X X X X

E Group: Subject and Investigator access Kinesia-360 device reports (subjects via device app, Investigators via GLNT web portal)

X X

E Group: Investigator combines standard of care withKinesia-360 motor symptom reports to adjust Neuprodose and is encouraged to contact the subject by phone to discuss motor symptom reports and potential Neuprodose adjustments anytime between V1 and V2 based on clinical judgment

X

E Group: Subject returns Kinesia-360 device equipment to site

X

Record adverse events X X

Record concomitant medications X X

APP=application; C Group=Control Group; E Group=Experimental Group; EOS=End of Study; EW=Early Withdrawal; GLNT=Great Lakes Neuro Technologies, Inc.; PDQ-39=39-Item Parkinson’s disease questionnaire; UPDRS=Unified Parkinson’s Disease Rating Scale; V=visit

a Only weight at V2. b The average of the triplicate resting tremor scores and triplicate finger tapping scores from Kinesia-ONE must be >1.0 to be eligible for inclusion in this study.c Subjects in the Experimental Group will be prompted to record Neupro dose in device app during each use of Kinesia-360 between V1 and V2. d Subjects in the Experimental Group are to use Kinesia-ONE on at least 2 consecutive days during Weeks 2, 3, 4 and 11, but are free to use the device as often

as they like between these time points prior to Visit 2.

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n’s disease

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e average of the triplicate resting tremor scores and triplicate finger tapping scores from KinesiaSubjects in the Experimental Group will be prompted to record Neupro dose in device app dur

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Subjects in the Experimental Group are to use Kinesiaeen these time points prior to

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een these time points prior to

Page 18: PROTOCOL PD0049 - ClinicalTrials.govUCB Biopharma SPRL Allée de la Recherche 60 1070 Brussels BELGIUM Protocol/Amendment number Date Final protocol 16 Dec 2016 Confidential Material

UCB 16 Dec 2016Clinical Study Protocol Rotigotine transdermal system PD0049

Confidential Page 18 of 38

5.3 Rationale for study design and selection of dose

The Neupro dosing regimen used in PD0049 follows standard of care, and is in line with the approved dosing regimen for rotigotine in the treatment of Parkinson’s disease (ie, up to 8mg/24h, depending on the stage of the disease).

As described in Section 2, the focus of this study is on optimizing the benefits of Neupro in patients with Parkinson’s disease by using wearable devices to help the Investigator optimize the evaluation of motor symptoms and improve customized dosing.

To that end, PD0049 employs Kinesia wearable technologies that allow for accurate, consistent, and ongoing measurement of motor activity under ambulatory conditions to provide the Investigator with additional information to further enhance his/her ability to evaluate subjects’ motor symptoms more accurately and, via providing the patient with the optimal Neupro dosing regimen, ensure better patient outcomes in a more timely manner. Both Kinesia devices will be used in accordance with their labelled instructions.

6 SELECTION AND WITHDRAWAL OF SUBJECTS

6.1 Inclusion criteria

To be eligible to participate in this study, all of the following criteria must be met:

1. Subject is newly prescribed Neupro and is expected to commence Neupro treatment.Historical Neupro treatment is permitted.

2. An Institutional Review Board (IRB) approved written Informed Consent form (ICF) is signed and dated by the subject, before any study-related procedures.

3. Subject is considered reliable and capable of adhering to the protocol, visit schedule, completion of the diary, and using Kinesia devices according to the judgment of the Investigator.

4. Male or female subject, ≥18 years of age at the time of the Screening Visit.

5. Subject has Parkinson’s disease, defined by the cardinal sign, bradykinesia, plus the presence of at least 1 of the following: tremor at rest, rigidity or impairment of postural reflexes, and without any other known or suspected cause of Secondary Parkinsonism.

6. Subject experiences motor symptoms associated with Parkinson’s disease that are not sufficiently controlled by current therapy. The average of the triplicate resting tremor scores and triplicate finger tapping scores from Kinesia-ONE (6 scores in total) must be >1.0.

6.2 Exclusion criteria

Subjects are not permitted to enroll in the study if any of the following criteria is met:

1. Subject is currently participating in any study with an investigational medicinal product(IMP) or investigational device.

2. Subject has any medical, neurological or psychiatric condition (eg, previous stroke, bipolar disorder, dementia, hallucinations, psychosis or severe depression, and drug or alcohol abuse) which, in the opinion of the Investigator, could jeopardize or would compromise the subject’s ability to participate in this study.

REDACTED COPY , all of the following criteria must

REDACTED COPY , all of the following criteria must

prescribed Neupro and is expected to commence Neupro treatment.

REDACTED COPY

prescribed Neupro and is expected to commence Neupro treatment.

An Institutional Review Board (IRB) approved written I

REDACTED COPY

An Institutional Review Board (IRB) approved written I, before

REDACTED COPY

, before an

REDACTED COPY

any stud

REDACTED COPY

y stud

is considered reliable and capable of adhering to the protocol, visit schedule, REDACTED C

OPY

is considered reliable and capable of adhering to the protocol, visit schedule, , and using Kinesia devices according to REDACTED C

OPY

, and using Kinesia devices according to

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Investigator optimize the

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Investigator optimize the

s Kinesia wearable technologies that allow for accurate, consistent,

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conditions to provide the to evaluate subjects’

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to evaluate subjects’ y and, via providing the patient with the optimal Neupro dosing

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y and, via providing the patient with the optimal Neupro dosing Both Kinesia devices will be

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Both Kinesia devices will be

SUBJECT

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SUBJECT

, all of the following criteria must

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, all of the following criteria must

prescribed Neupro and is expected to commence Neupro treatment.

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prescribed Neupro and is expected to commence Neupro treatment.

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An Institutional Review Board (IRB) approved written Iy stud

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is considered reliable and capable of adhering to the protocol, visit schedule,

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, and using Kinesia devices according to

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years

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ars

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other known or

Subject experiences motor sy

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Subject experiences motor sy

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sufficiently

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sufficiently controlled b

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Subjects are not permitted to enroll in the study

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Subjects are not permitted to enroll in the study

1.

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1. Subject is currentl

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Subject is currentl

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UCB 16 Dec 2016Clinical Study Protocol Rotigotine transdermal system PD0049

Confidential Page 19 of 38

3. Subject with Deep Brain Stimulation (DBS) device implant.

6.3 Withdrawal criteria

Subjects are free to withdraw from the study at any time, without prejudice to their continued care.

Subjects should be withdrawn from the study if any of the following events occur:

1. Subject develops an illness that would interfere with his/her continued participation.

2. Subject is noncompliant with the study procedures in the opinion of the Investigator.

3. Subject withdraws his/her consent.

4. The sponsor or a regulatory agency requests withdrawal of the subject.

For assessments to be performed in case of an Early Withdrawal, refer to Table 5‒1.

Investigators should attempt to obtain information on subjects in the case of withdrawal or discontinuation. For subjects considered as lost to follow up, the Investigator should make an effort (at least 1 phone call and 1 written message to the subject), and document his/her effort (date and summary of the phone call and copy of the written message in the source documents) to complete the final evaluation. All results of these evaluations and observations, together with a narrative description of the reason(s) for discontinuing the subject, including the date of discontinuation, must be recorded in the source documents. The electronic Case Report form (eCRF) must document the primary reason for withdrawal or discontinuation.

Investigators should contact the Medical Monitor, whenever possible, to discuss the withdrawal of a subject in advance.

For handling of dropouts, refer to Section 12.6.

7 MEDICINAL PRODUCT AND DEVICE

7.1 Description of medicinal product

Neupro (rotigotine) is a nonergolinic dopamine agonist for the treatment of the signs and symptoms of Parkinson’s disease and Restless Legs Syndrome (RLS). Neupro elicits its beneficial effect on Parkinson’s diseases by activation of the D3, D2 and D1 receptors of the caudate-putamen in the brain.

Neupro (Anatomical Therapeutic Chemical [ATC] code: N04BC09) is available as a transdermal system in six dosages. In the current study, Neupro is to be applied as prescribed by the Investigator and based on instructions provided in the patient leaflet/package insert (NEUPRO [package insert]. 2016 [Section 15]).

7.2 Devices

In the present study, all subjects will use the Kinesia-ONE device in-clinic during the Screening Visit for specific motor tasks/for recording of specific baseline motor symptoms. Subjectsrandomized to the Experimental Group will also use the Kinesia-360 device at home for continuous measurement of motor symptoms.

Kinesia-360 is intended to monitor physical motion and muscle activity to quantify kinematics of movement disorder symptoms such as tremor, and assess activity in any instance where

REDACTED COPY to complete the final evaluation. All results of these evaluations an

REDACTED COPY to complete the final evaluation. All results of these evaluations an

discontinuing

REDACTED COPY discontinuing the subject,

REDACTED COPY the subject,

must be recorded in the source documents. The electronic Case Report form

REDACTED COPY

must be recorded in the source documents. The electronic Case Report form or withdrawal

REDACTED COPY

or withdrawal

Investigators should contact the Medical Monitor, whenever possible, to discuss the withdrawal

REDACTED COPY

Investigators should contact the Medical Monitor, whenever possible, to discuss the withdrawal

Section 12.6REDACTED COPY

Section 12.6

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Table

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Table 5

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5

Investigators should attempt to obtain information on subjects in the case of withdrawal

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Investigators should attempt to obtain information on subjects in the case of withdrawalInvestigator should make an

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Investigator should make an written message to the subject), and document his/her effort

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written message to the subject), and document his/her effort of the written message in the source documents)

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of the written message in the source documents) to complete the final evaluation. All results of these evaluations an

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to complete the final evaluation. All results of these evaluations anthe subject,

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the subject, must be recorded in the source documents. The electronic Case Report form

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must be recorded in the source documents. The electronic Case Report form or withdrawal

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or withdrawal

Investigators should contact the Medical Monitor, whenever possible, to discuss the withdrawal

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Investigators should contact the Medical Monitor, whenever possible, to discuss the withdrawal

Section 12.6

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Section 12.6

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7 MEDICINAL PRODUCT AN

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7 MEDICINAL PRODUCT AN

Description of medicinal product

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Description of medicinal product

Neupro (rotigotine) is a nonergolinic dopamine agonist for the treatment of the signs and

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Neupro (rotigotine) is a nonergolinic dopamine agonist for the treatment of the signs and mptoms of Parkinson’s disease and Restless Legs

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mptoms of Parkinson’s disease and Restless Legsbeneficial effect on Parkinson’s diseases b

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beneficial effect on Parkinson’s diseases bputamen in the brain.

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putamen in the brain.

Anatomical Therapeutic Chemical [

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Anatomical Therapeutic Chemical [in six dosages.

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in six dosages.

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Investigator and based on instructions provided in the patient leaflet/package insert

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Investigator and based on instructions provided in the patient leaflet/package insert[package insert]. 2016

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[package insert]. 2016

7.2

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7.2

In the present stud

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In the present studVisit

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Visit

Page 20: PROTOCOL PD0049 - ClinicalTrials.govUCB Biopharma SPRL Allée de la Recherche 60 1070 Brussels BELGIUM Protocol/Amendment number Date Final protocol 16 Dec 2016 Confidential Material

UCB 16 Dec 2016Clinical Study Protocol Rotigotine transdermal system PD0049

Confidential Page 20 of 38

quantifiable analysis of motion and muscle activity is desired. Kinesia Regulatory Certifications: Kinesia-One and Kinesia-360 have received US Food and Drug Administration (FDA) 510K clearance to market (06 Apr 2007), Conformité Européen Mark (European Medical Device Directive 93/42/EEC), Canadian Medical Device Conformity Assessment Systems, Australian Therapeutic Goods Association Certification, and International Organization for Standardization (ISO) 13485 (2003). Kinesia-One and Kinesia-360 are tested to International Electrotechnical Commission 60601 Standards, comply with Federal Communications Commission Part 15 Rules, and are Health Insurance Portability and Accountability Act compliant, and FDA Part 11 compliant for Electronic Data Capture in Clinical Trials.

7.2.1 Description of devices

Kinesia-ONE Wearable Sensor uses a subject-worn finger sensor and iPad mini application (APP) to objectively measure specific motor tasks related to Parkinson’s disease symptoms such as tremor, bradykinesia (slowed movements), and dyskinesia (involuntary movements) in the Investigator’s office. Subjects should wear the Kinesia-ONE device on the most affected side.

Kinesia-360 Wearable Sensor includes a wrist and ankle device, along with a cell phone, whichis also APP-based, and is designed for continuous day time monitoring of Parkinson’s disease symptoms. Subjects will wear Kinesia-360 while they go about their daily lives, and symptom severity is continually captured to enable objective assessment of Parkinson’s disease symptoms. Subjects should wear the Kinesia-360 device bands on the most affected side.

Symptom data recorded by either device, as well as the corresponding data reports, will be made available to the Investigators through a web portal.

The following variables will be derived from either Kinesia device to be used in PD0049:

Kinesia-ONE Kinesia-360

Change from Baseline to Visit 2 (Week 12) in the following Kinesia-ONE measures, which

will be averaged from triplicate repeated assessments at a measurement point:

Change from Baseline to Visit 2 (Week 12) in the following Kinesia-360 measures, which will be averaged from 2 consecutive days of

wear:

Resting tremor score Average daily tremor score

Postural tremor score Average daily slowness score

Finger tapping speed and amplitude scores Average daily dyskinesia score

Hand grasps speed and amplitude scores % wear-time tremor was detected

Rapid alternating movements speed and amplitude scores

% wear-time dyskinesia was detected

Dyskinesia score % wear-time user was not moving

% wear-time user was walking

REDACTED COPY y is continually captured to enable objective assessment of Parkinson’s disease s

REDACTED COPY y is continually captured to enable objective assessment of Parkinson’s disease s

Subjects should wear the Kinesia-360 device bands on the most affected side.

REDACTED COPY

Subjects should wear the Kinesia-360 device bands on the most affected side.

as well as the corresponding data reports

REDACTED COPY

as well as the corresponding data reportsavailable to the Investigators through a web portal.

REDACTED COPY

available to the Investigators through a web portal.

The following variables will be derived from either Kinesia device to be used in PD0049:

REDACTED COPY

The following variables will be derived from either Kinesia device to be used in PD0049:

REDACTED COPY

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sensor and iPad mini

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sensor and iPad mini application

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application related to Parkinson’s disease s

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related to Parkinson’s disease sym

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ymykinesia (slowed movements), and dyskinesia (involuntary movements) in the

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ykinesia (slowed movements), and dyskinesia (involuntary movements) in the -ONE device on the most affected side.

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-ONE device on the most affected side.

includes a wrist and ankle device, along with a

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includes a wrist and ankle device, along with a time monitoring of Parkinson’s disease

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time monitoring of Parkinson’s disease go about their dail

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go about their daily is continually captured to enable objective assessment of Parkinson’s disease s

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y is continually captured to enable objective assessment of Parkinson’s disease sSubjects should wear the Kinesia-360 device bands on the most affected side.

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Subjects should wear the Kinesia-360 device bands on the most affected side.

as well as the corresponding data reports

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as well as the corresponding data reportsavailable to the Investigators through a web portal.

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available to the Investigators through a web portal.

The following variables will be derived from either Kinesia device to be used in PD0049:

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The following variables will be derived from either Kinesia device to be used in PD0049:

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2 (Week

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2 (Week

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the following Kinesia-ONE measures, which

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the following Kinesia-ONE measures, which averaged from triplicate

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averaged from triplicateassessments at a measurement point:

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assessments at a measurement point:

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Resting tremor scor

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Resting tremor scor

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Postural tremor score

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Postural tremor score

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Finger tapping speed and amplitude scores

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Finger tapping speed and amplitude scores

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Hand grasps speed and amplitude scores

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Hand grasps speed and amplitude scores

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% wear-time user was active, but not walking

Number of steps/h while wearing the device

7.2.2 Packaging and labeling of the Kinesia devices

The sites will receive uniquely numbered wearable sensor devices (Kinesia-ONE and Kinesia-360) for use in the study. The devices will be provided in the intended final packaging.

7.2.3 Storage requirements

Sensor devices must be stored in a secured area with limited access at the Investigators’ sites.

7.2.4 Device accountability

Great Lakes Neuro Technologies, Inc. (GLNT) will supply the wearable sensor devices and associated equipment / software. The Investigator must ensure that the devices are used only in accordance with the manufacturer’s instructions. A device accountability form will be used to record the receipt and return dates of the wearable sensor devices and associated equipment/ software. In addition, dispensing and returning information on a by-subject basis will be completed. This form will serve as source documentation during the course of the study. Details of any device lost, not used, disposed of at the study site, or returned to the Sponsor must also be recorded. The Investigator, after completion of the study, will ensure that all devices are returned to GLNT.

7.3 Concomitant medications/treatments

Subjects will continue with their usual treatment. All medications/treatments (ie, Parkinson’s disease medications and others), including dosages, will be recorded in the appropriate study documents (ie, eCRF and source document).

Investigators are encouraged to adjust, if needed, the Neupro dose to optimize Parkinson’s disease symptoms. Back-titration of the Neupro dose in case of AEs is allowed as per standard of care.

Subjects are encouraged not to change the dosages of any concomitant medications during the study. There are no prohibited medications defined for this study.

7.3.1 Rescue medication

Not applicable.

7.4 Blinding

Not applicable.

7.5 Randomization and numbering of subjects

Subjects will be randomized (1:1) to either the Control Group (without Kinesia-360 device to measure motor symptoms at home) or the Experimental Group (with Kinesia-360 device to measure motor symptoms at home) during the Screening Visit (Visit 1). The randomization will be stratified by site. A randomization list for each site with a block size of 4 will be provided to

REDACTED COPY completed. This form will serve as source documentation during the course of the study

REDACTED COPY completed. This form will serve as source documentation during the course of the study

y device lost, not used, disposed of at the study site, or returned to the Sponsor must also be

REDACTED COPY

y device lost, not used, disposed of at the study site, or returned to the Sponsor must also be Investigator, after completion of the study

REDACTED COPY

Investigator, after completion of the study

Concomitant medications/treatments

REDACTED COPY

Concomitant medications/treatments

s will continue with their usual treatment. All medications/treatmentsREDACTED COPY

s will continue with their usual treatment. All medications/treatments

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. The devices will be provided in the intended final packaging.

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. The devices will be provided in the intended final packaging.

at the Investigators’ sites.

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at the Investigators’ sites.

the wearable sensor devices and

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the wearable sensor devices and associated equipment / software. The Investigator must ensure that the devices are used onl

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associated equipment / software. The Investigator must ensure that the devices are used onlaccordance with the manufacturer’s instructions. A device accountability

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accordance with the manufacturer’s instructions. A device accountabilityd return dates of the wearable sensor devices and associated equipment/

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In addition, dispensing and returning information on a by-completed. This form will serve as source documentation during the course of the study

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completed. This form will serve as source documentation during the course of the studyy device lost, not used, disposed of at the study site, or returned to the Sponsor must also be

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y device lost, not used, disposed of at the study site, or returned to the Sponsor must also be Investigator, after completion of the study

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Investigator, after completion of the study, will ensure that all devices are returned

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, will ensure that all devices are returned

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Concomitant medications/treatments

s will continue with their usual treatment. All medications/treatments

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s will continue with their usual treatment. All medications/treatments, including dosages,

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, including dosages,documents (ie, eCRF and source document).

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documents (ie, eCRF and source document).

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Investigators are encouraged to

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adjust

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adjusttitration of the Neupro dose in case of

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titration of the Neupro dose in case of

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Subjects are encouraged not to change the dosages of any. There are no prohibited medications defined for this study

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. There are no prohibited medications defined for this study

Rescue medication

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Rescue medication

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Not applicable.

Not applicable.

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Not applicable.

7.5

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7.5

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the site. Each subject will receive a 5-digit number assigned at Screening that serves as the subject identifier throughout the study.

8 STUDY PROCEDURES BY VISIT

Prior to the start of any study-related examinations or procedures, the written ICF must be signed and personally dated by the subject. The person (Investigator [or designee]) who conducted the informed consent discussion will document their informed consent process with his/her signature.

8.1 Visit 1 /Screening

The Screening examinations will be completed within 4 days, the first of which will take place at the study site (in clinic) and will include the following:

Day 1, in clinic:

Sign ICF

Control Group and Experimental Group: Subject wears Kinesia-ONE sensor on the most affected side in the clinic to measure specific motor tasks in triplicate. Calculation of the average of triplicate resting tremor scores and triplicate finger tapping speed scores (ie, 6 scores in total) must be >1.0 for subject inclusion in the study.

Verification of inclusion/exclusion criteria and collection of demographic data (includingweight and height)

PDQ-39

Investigator performs UPDRS assessment

Patient Engagement Questionnaire

Randomization (Control Group [without Kinesia-360 device use at home]/Experimental Group [with Kinesia-360 device use at home])

Experimental Group: Trained in-clinic on Kinesia-360 device (and sent home with the device)

Control Group: Start treatment with Neupro as prescribed (preferably on Day 1, but no later than Day 4); record date and dose

Control Group and Experimental Group: Recording of AEs and concomitant medications

8.2 Week 1

Day 2 and 3, home:

Experimental Group: Subject wears Kinesia-360 wrist and ankle devices on Days 2 and 3 at home for baseline

Experimental Group: Recording of concomitant medications and Neupro dose via APP

Day 4, home:

Experimental Group: Start treatment with Neupro as prescribed; record date and dose via APP

REDACTED COPY must be >1.0 for subject inclusion in the study

REDACTED COPY must be >1.0 for subject inclusion in the study

Verification of inclusion/exclusion criteria and collection of demographic data (incl

REDACTED COPY

Verification of inclusion/exclusion criteria and collection of demographic data (incl

UPDRS assessment

REDACTED COPY

UPDRS assessment

uestionnaireREDACTED C

OPY

uestionnaire

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s, the first of which will take place at

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s, the first of which will take place at

ONE

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ONEin triplicate. C

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in triplicate. Cfinger tapping speed scores

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finger tapping speed scores must be >1.0 for subject inclusion in the study

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must be >1.0 for subject inclusion in the study

Verification of inclusion/exclusion criteria and collection of demographic data (incl

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Verification of inclusion/exclusion criteria and collection of demographic data (incl

UPDRS assessment

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UPDRS assessment

Randomization (Control Group [without Kinesia

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Randomization (Control Group [without Kinesia360 device

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360 device use at home

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use at home

Experimental Group: Trained in

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Experimental Group: Trained in

Control Group: Start treatment with Neupro as prescribed

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Control Group: Start treatment with Neupro as prescribed; record date and dose

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; record date and dose

Control Group and Experimental Group: Recording of AEs and concomitant medications

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Control Group and Experimental Group: Recording of AEs and concomitant medications

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Day

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Day 2 and 3

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Experimental Group: Subject wears Kinesia-

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Experimental Group: Subject wears Kinesia-

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Experimental Group: Recording of concomitant medications

8.3 Weeks 2, 3, and 4

Control Group, home:

Investigator uses standard of care to adjust Neupro dose as needed.

Phone contact initiated by subject or Investigator as needed. Documentation of any contact or dosage adjustment.

Experimental Group, home:

Subject uses Kinesia-360 at least on 2 consecutive days at home weekly to measure motor symptoms.

Subject accesses Kinesia-360 motor symptom reports on device following each day of measurements.

Investigator receives Kinesia-360 motor symptom reports via web portal following each day of measurements.

Investigator combines standard of care with weekly Kinesia-360 motor symptom reports to adjust Neupro dose as needed.

Phone contact initiated by subject or Investigator as needed and dispatch of Kinesia-360 motor symptom reports. Documentation of any contact or dosage adjustment.

Recording of concomitant medications and Neupro dose via APP.

A reminder phone call from the site to the subject each week during Weeks 2, 3, and 4 to ensure the subject will perform the protocol-requested Kinesia-360 assessments on 2 consecutive days per week. In addition, the subject should be reminded to charge the device and phone batteries the night prior to assessments.

8.4 Week 5 up to Week 12

Control Group, home:

Treatment of subjects as per standard of care.

Phone contact initiated by subject or Investigator as needed. Documentation of any contact or dosage adjustment.

Experimental Group, home:

A reminder phone call from the site to the subject during the week prior to Visit 2 to ensure the subject will perform the protocol-requested Kinesia-360 assessments on 2 consecutive days. In addition, the subject should be reminded to charge the device and phone batteries the night prior to assessments.

Optional: Subject may use Kinesia-360 as desired between Week 5 and Visit 2 (Week 12).

Subject receives Kinesia-360 motor symptom reports on device following each day of measurements.

REDACTED COPY

Investigator

REDACTED COPY

Investigator as needed and

REDACTED COPY

as needed and an

REDACTED COPY

any

REDACTED COPY

y contact or dosage adjustment.

REDACTED COPY

contact or dosage adjustment.

Recording of concomitant medications

REDACTED COPY

Recording of concomitant medications and Neupro dose

REDACTED COPY

and Neupro dose

A reminder phone call from the site to the subject each week during Weeks 2, 3

REDACTED COPY

A reminder phone call from the site to the subject each week during Weeks 2, 3ensure the subject will perform the protocolREDACTED C

OPY

ensure the subject will perform the protocol

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y contact or

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y contact or

to measure motor

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to measure motor

on device following each day

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on device following each day

via web portal following each

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via web portal following each

Kinesia

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contact or dosage adjustment.

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up to

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Treatment of subjects as per standard of care.

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adjustment.

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the subject will perform the protocolday

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day

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UCB 16 Dec 2016Clinical Study Protocol Rotigotine transdermal system PD0049

Confidential Page 24 of 38

Investigator receives Kinesia-360 motor symptom reports via web portal and by email following each day of measurements.

Treatment of patients as per standard of care and dispatch of any Kinesia-360 motor symptom report.

Phone contact initiated by subject or Investigator as needed and dispatch of Kinesia-360 motor symptom reports. Documentation of any contact or dosage adjustment.

8.5 Visit 2 (End of Study Visit) (Week 12 ±3 days)

Visit 2 represents the 3 month (from first Neupro dose) Follow-Up Visit.

Control Group and Experimental Group, in clinic:

Control Group and Experimental Group: Subject wears Kinesia-ONE sensor in the clinic on the same side assessed at Visit 1 to measure specific motor tasks in triplicate.

Investigator performs UPDRS assessment

Patient Engagement Questionnaire

Record Neupro dose

Complete questionnaire (PDQ-39)

Recording of AEs and concomitant medications

Experimental Group, in clinic:

Return Kinesia-360 equipment to site

8.6 Early Withdrawal Visit

In case of an Early Withdrawal Visit, the same assessments as planned for Visit 2 shall be performed (see Section 8.5).

9 ASSESSMENT OF EFFICACY

9.1 Inclusion criteria threshold related to tremor and/or bradykinesia

Based on prior experience with studies involving dopaminergic therapies, GLNT expectsbradykinesia and tremor to improve when using Neupro during PD0049. At Screening (ie, on Day 1), Investigators will perform the Kinesia-ONE assessment battery in triplicate on the more affected side of the body of each subject. As subjects will be on their individual Parkinson’s disease medication when entering the study, they will likely be in a relative “on” state. However, since these subjects will be newly prescribed Neupro as their Parkinson’s disease symptoms are not sufficiently controlled by their current therapy, it is likely that 1 or more symptoms will be present at Screening. To ensure subjects have sufficient room to improve, the inclusion criteria for this study include the presence of tremor and/or bradykinesia at Screening as measured by Kinesia-ONE. Specifically, based on experience in prior studies, the average of the triplicate resting tremor scores and the triplicate finger tapping scores (6 scores in total, averaged for 1 single score) must be >1.0 at Screening for subjects to be eligible for inclusion in this study (see Section 6.1, inclusion criterion #6).

REDACTED COPY

AEs and concomitant medications

REDACTED COPY

AEs and concomitant medications

to site

REDACTED COPY

to site

Withdrawal VisitREDACTED COPY

Withdrawal Visit

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ONE sensor in the clinic on

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ONE sensor in the clinic on the same side assessed at Visit 1 to measure specific motor tasks in triplicate.

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the same side assessed at Visit 1 to measure specific motor tasks in triplicate.

Withdrawal Visit

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y Withdrawal Visit, the same assessments as planned for Visit 2

SESSMENT OF EFFICA

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SESSMENT OF EFFICA

Inclusion criteria threshold related to tremor and/or

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Inclusion criteria threshold related to tremor and/or yki

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ykinesia

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nesia

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Based on prior experience with studies involving dopaminergic therapies,

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ience with studies involving dopaminergic therapies, ykinesia and tremor to improve when using Neupro during PD0049. At Screening (ie, on

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ykinesia and tremor to improve when using Neupro during PD0049. At Screening (ie, on 1), Investigators will perform

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1), Investigators will perform affected side of the bod

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disease medication when entering the stud

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disease medication when entering the studsince these subjects will be newl

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since these subjects will be newlnot sufficiently

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not sufficientlypresent at Screening.

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present at Screening.for this study

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for this study

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UCB 16 Dec 2016Clinical Study Protocol Rotigotine transdermal system PD0049

Confidential Page 25 of 38

9.1.1 Unified Parkinson’s Disease Rating Scale

The change from Baseline to Visit 2 (Week 12) in Part III UPDRS Motor Score will be utilized as a primary efficacy variable.

The UPDRS is a comprehensive assessment of symptoms in subjects with Parkinson’s disease. If possible, the same Investigator will perform both UPDRS assessments on a given subject. In PD0049, Parts I, II, and IV of the UPDRS will be used for the assessment of other efficacy variables.

9.1.2 39-Item Parkinson’s Disease Questionnaire

Another efficacy variable to be assessed is the change from Baseline to Visit 2 (Week 12) in PDQ-39 questionnaire scores.

In Parkinson’s disease, the PDQ-39 is the most widely used subject-reported rating scale endpoint in clinical studies.

10 ASSESSMENT OF SAFETY

10.1 Adverse events

10.1.1 Definitions

10.1.1.1 Adverse event

An AE is any untoward medical occurrence in a patient or clinical investigation subject administered a pharmaceutical product that does not necessarily have a causal relationship with this treatment. An AE can therefore be any unfavorable and unintended sign (including an abnormal laboratory finding), symptom, or disease temporally associated with the use of a medicinal (investigational) product, whether or not related to the medicinal (investigational) product.

In order to ensure complete safety data collection, all AEs occurring during the study (ie, after the signing of the ICF), including any pretreatment and posttreatment periods required by the protocol, must be reported in the eCRF even if no Neupro was taken but specific study procedures were conducted. This includes all AEs not present prior to the initial visit and all AEs that recurred or worsened after the initial visit.

Signs or symptoms of the condition/disease for which Neupro is being studied should be recorded as AEs only if their nature changes considerably or their frequency or intensity increases in a clinically significant manner as compared to the clinical profile known to the Investigator from the subject’s history or the pre-Neupro Period.

10.1.1.2 Serious adverse event

Once it is determined that a subject experienced an AE, the seriousness of the AE must be determined. A serious adverse event (SAE) must meet 1 or more of the following criteria:

Death

Life-threatening

(Life-threatening does not include a reaction that might have caused death had it occurred in a more severe form.)

REDACTED COPY

y untoward medical occurrence in a patient or clinical investigation subject

REDACTED COPY

y untoward medical occurrence in a patient or clinical investigation subject administered a pharmaceutical product that does not necessaril

REDACTED COPY

administered a pharmaceutical product that does not necessarilre be any

REDACTED COPY

re be any unfavorable and unintended sign (including an

REDACTED COPY

unfavorable and unintended sign (including an re be any unfavorable and unintended sign (including an re be any

REDACTED COPY

re be any unfavorable and unintended sign (including an re be anyptom, or disease temporall

REDACTED COPY

ptom, or disease temporallmedicinal (investigational) product, whether or not related to the medicinal (investigational) REDACTED C

OPY

medicinal (investigational) product, whether or not related to the medicinal (investigational)

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(Week

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(Week 12) in

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12) in

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administered a pharmaceutical product that does not necessaril unfavorable and unintended sign (including an

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unfavorable and unintended sign (including an ptom, or disease temporall

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ptom, or disease temporallmedicinal (investigational) product, whether or not related to the medicinal (investigational)

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medicinal (investigational) product, whether or not related to the medicinal (investigational)

er to ensure complete safety

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er to ensure complete safety data collection, all AEs occurring during the study

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data collection, all AEs occurring during the studyer to ensure complete safety data collection, all AEs occurring during the studyer to ensure complete safety

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er to ensure complete safety data collection, all AEs occurring during the studyer to ensure complete safety), including any pretreatment and posttreatment periods required b

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), including any pretreatment and posttreatment periods required bprotocol, must be reported in the e

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protocol, must be reported in the eprocedures were conducted. This includes all AEs not present prior to the initial visit and all AEs

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procedures were conducted. This includes all AEs not present prior to the initial visit and all AEs that recurred or worsened after the initial visit.

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that recurred or worsened after the initial visit.

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ptoms of the condition/disease for which

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ptoms of the condition/disease for which corded as AEs only if their nature changes considerabl

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corded as AEs only if their nature changes considerablincreases in a clinicall

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increases in a clinicallnvestigator from the subject’s history

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nvestigator from the subject’s history

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10.1.1.2

Once it is determined that a subject experienced an AE, the seriousness of the AE must be

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Once it is determined that a subject experienced an AE, the seriousness of the AE must be

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Significant or persistent disability/incapacity

Congenital anomaly/birth defect (including that occurring in a fetus)

Important medical event that, based upon appropriate medical judgment, may jeopardize the patient or subject and may require medical or surgical intervention to prevent 1 of the other outcomes listed in the definition of serious

(Important medical events may include, but are not limited to, potential Hy’s Law, allergic bronchospasm requiring intensive treatment in an emergency room or at home, blood dyscrasias that do not result in inpatient hospitalization, or the development of drug dependency or drug abuse.)

Initial inpatient hospitalization or prolongation of hospitalization

(A patient admitted to a hospital, even if he/she is released on the same day, meets the criteria for the initial inpatient hospitalization. An emergency room visit that results in admission to the hospital would also qualify for the initial inpatient hospitalization criteria. However, emergency room visits that do not result in admission to the hospital would not qualify for this criteria and, instead, should be evaluated for 1 of the other criteria in the definition of serious [eg, life-threatening adverse experience, important medical event].

Hospitalizations for reasons not associated with the occurrence of an AE [eg, preplanned surgery or elective surgery for a pre-existing condition that has not worsened or manifested in an unusual or uncharacteristic manner] do not qualify for reporting. For example, if a subject has a condition recorded on his/her medical history and later has a preplanned surgery for this condition, it is not appropriate to record the surgery or hospitalization as an SAE, since there is no AE upon which to assess the serious criteria. Please note that, if the pre-existing condition has worsened or manifested in an unusual or uncharacteristic manner, this would then qualify as an AE and, if necessary, the seriousness of the event would need to be determined.)

10.1.1.3 Adverse events of special interest

Not applicable.

10.1.2 Procedures for reporting and recording adverse events and other safety related information

The Investigator is requested to instruct participating subjects of the need to inform them of any AE or other safety related information during the study, regardless of the relationship to medication, device use, or study procedures.

The subject will be given the opportunity to report AEs spontaneously. A general prompt will also be given at each study visit to detect AEs. For example:

“Did you notice anything unusual about your health (since your last visit)?”

In addition, the Investigator should review any self-assessment procedures (eg, diary cards) employed in the study.

REDACTED COPY Hospitalizations for reasons not associated with the occurrence of an AE [eg,

REDACTED COPY Hospitalizations for reasons not associated with the occurrence of an AE [eg,

-existing condition that has not worsened or manifested

REDACTED COPY

-existing condition that has not worsened or manifested haracteristic manner] do not qualify

REDACTED COPY

haracteristic manner] do not qualifysubject has a condition recorded on his/her medical history

REDACTED COPY

subject has a condition recorded on his/her medical historyfor this condition, it is not appropriate to record the surgery

REDACTED COPY

for this condition, it is not appropriate to record the surgerysince there is no AE upon which to assess the serious criteria. Please note that, if the

REDACTED COPY

since there is no AE upon which to assess the serious criteria. Please note that, if the -existing condition has worsened or manifested in an unusual or uncharacteristic manner, REDACTED C

OPY

-existing condition has worsened or manifested in an unusual or uncharacteristic manner,

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rgic

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(A patient admitted to a hospital, even if he/she is released on the same day

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(A patient admitted to a hospital, even if he/she is released on the same day, meets the

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, meets the room visit that results in

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room visit that results in inpatient hospitalization criteria.

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inpatient hospitalization criteria. room visits that do not result in admission to the hospital would not

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room visits that do not result in admission to the hospital would not for this criteria and, instead, should be evaluated for 1 of the other criteria in the

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for this criteria and, instead, should be evaluated for 1 of the other criteria in the atening adverse experience, important medical event].

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atening adverse experience, important medical event].

Hospitalizations for reasons not associated with the occurrence of an AE [eg,

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-existing condition that has not worsened or manifested haracteristic manner] do not qualify

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haracteristic manner] do not qualifysubject has a condition recorded on his/her medical history

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subject has a condition recorded on his/her medical historyfor this condition, it is not appropriate to record the surgery

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for this condition, it is not appropriate to record the surgerysince there is no AE upon which to assess the serious criteria. Please note that, if the

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since there is no AE upon which to assess the serious criteria. Please note that, if the -existing condition has worsened or manifested in an unusual or uncharacteristic manner,

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-existing condition has worsened or manifested in an unusual or uncharacteristic manner, as an AE and, if necessary, the seriousness of t

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as an AE and, if necessary, the seriousness of t

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verse events of special interest

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verse events of special interest

Procedures for reporting and recording adverse events

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Procedures for reporting and recording adverse eventssafety

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safety related information

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related informationsafety related informationsafety

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safety related informationsafety

The Investigator is requested to

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The Investigator is requested to AE or other safet

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AE or other safety related information during the study

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y related information during the studymedication, device use, or study

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medication, device use, or study

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The subject will be given the opportunity

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The subject will be given the opportunityalso be given at each study

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also be given at each study

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10.1.2.1 Description of adverse events

When recording an AE, the Investigator should use the overall diagnosis or syndrome using standard medical terminology, rather than recording individual symptoms or signs. The eCRF and source documents should be consistent. Any discrepancies between the subject’s own words on his/her own records (eg, diary card) and the corresponding medical terminology should be clarified in the source documentation.

Details for completion of the AE eCRF (including judgment of relationship to Neupro) are described in the eCRF Completion Guidelines.

10.1.2.2 Rule for repetition of an adverse event

An increase in the intensity of an AE should lead to the repetition of the AE being reported with:

The outcome date of the first AE that is not related to the natural course of the disease being the same as the start date of the repeated AE, and the outcome of “worsening”

The AE verbatim term being the same for the first and repeated AE, so that the repeated AE can be easily identified as the worsening of the first one

Details for completion of the AE are described in the eCRF Completion Guidelines.

10.1.2.3 Reporting of serious AEs (related or not to Neupro)

An Investigator shall submit to UCB a report of any SAE experienced by a study subject, whether or not considered related to the participation in the study (ie, associated or not with Neupro) within 24 hours after the Investigator first learns of the event using the appropriate form.

Every effort shall be made to report the following information: date of AE, treatment/action taken, resolution, assessment of both the seriousness and the relationship to Neupro.

10.1.2.4 Device reporting

Great Lakes Neuro Technologies, Inc. will follow FDA medical device reporting requirements per 21CFR803. Sites will report adverse device effects and device deficiencies directly to GLNT ( : Office: [9:00am – 5:00pm EST]; Mobile: [after business hours]; email: ). An adverse device event (ADE) is defined as any AE related to the use of a device. A device deficiency is defined as inadequacy of a device with respect to its identity, quality, durability, reliability, safety, or performance. Great Lakes Neuro Technologies, Inc. will share this information with UCB.

10.1.3 Follow up of adverse events

An AE should be followed until it has resolved, has a stable sequelae, the Investigator determines that it is no longer clinically significant, or the subject is lost to follow up. This follow-up requirement applies to AEs and SAEs.

If an AE is ongoing at the end of the study for a subject, follow up should be provided until resolution/stable level of sequelae is achieved, or until the Investigator no longer deems that it is clinically significant, or until the subject is lost to follow up. If no follow up is provided, the Investigator must provide a justification. The follow up will usually be continued for 30 daysafter the subject has discontinued treatment with Neupro.

REDACTED COPY Es (related or not to

REDACTED COPY Es (related or not to

An Investigator shall submit to UCB a report of any

REDACTED COPY

An Investigator shall submit to UCB a report of any S

REDACTED COPY SAE experienced b

REDACTED COPY

AE experienced brelated to the participation in the study

REDACTED COPY

related to the participation in the study) within 24 hours after the Investigator first learns of the event using the appropriate

REDACTED COPY

) within 24 hours after the Investigator first learns of the event using the appropriate

effort shall be made to report the following information: date of AE, treatmentREDACTED COPY

effort shall be made to report the following information: date of AE, treatmenttaken, resolution, assessment of both the seriousness and the relationship to REDACTED C

OPY

taken, resolution, assessment of both the seriousness and the relationship to

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of an AE should lead to the repetition of the AE being reported with:

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of an AE should lead to the repetition of the AE being reported with:

atural course of the disease being

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atural course of the disease being the same as the start date of the repeated AE, and the outcome of “worsening”

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the same as the start date of the repeated AE, and the outcome of “worsening”

The AE verbatim term being the same for the first and repeated AE, so that the repeated AE

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The AE verbatim term being the same for the first and repeated AE, so that the repeated AE

Details for completion of the AE are described in the eCRF Completion Guidelines.

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Details for completion of the AE are described in the eCRF Completion Guidelines.

Es (related or not to

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Es (related or not to

AE experienced b

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AE experienced brelated to the participation in the study

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related to the participation in the study) within 24 hours after the Investigator first learns of the event using the appropriate

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) within 24 hours after the Investigator first learns of the event using the appropriate

effort shall be made to report the following information: date of AE, treatment

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effort shall be made to report the following information: date of AE, treatmenttaken, resolution, assessment of both the seriousness and the relationship to

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taken, resolution, assessment of both the seriousness and the relationship to

Device reporting

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Device reporting

Great Lakes Neuro Technologies

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Great Lakes Neuro Technologies, Inc.

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, Inc.

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803. Sites will report adverse device e

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803. Sites will report adverse device e

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: Office:

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: Office: ]; email:

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]; email: y AE related to the use of a device. A device deficiency is defined as inadequacy of

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a device with respect to its identityLakes Neuro Technologies

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follow

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If an AE is ongoing at the end of the study for a subject, follow up should be provided until

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Information on SAEs obtained after clinical database lock will be captured through the Patient Safety (PS) database without limitation of time.

10.1.4 Pregnancy and breastfeeding

Investigators are required to report pregnancy of a subject, pregnancy of a subject’s partner, and a subject who is breastfeeding using the Pregnancy Report and Outcome form for postmarketing cases. The procedure for reporting a pregnancy or breastfeeding is identical to the procedure for reporting safety relevant information (see Section 10.1.2.3).

The progression of the pregnancy and the eventual birth (if applicable) must be followed up using the same form in which the Investigator has to report on the health of the mother and of the child. Every reasonable attempt should be made to follow the development and health of the child for at least 30 days after birth for any significant medical issues or development delay.

If the subject is lost to follow up and/or refuses to give information, written documentation of attempts to contact the subject needs to be provided by the Investigator and filed at the site.

In cases where the partner of a male subject enrolled in this study becomes pregnant, the Investigator or designee is asked to contact the subject to request consent of the partner via the Partner Pregnancy Consent form that should be available in the Investigator’s site file. The Investigator will complete the Pregnancy Report and Outcome form for postmarketing cases and send it to UCB only after the partner has agreed that additional information can be captured and has provided the signed Partner Pregnancy Consent form.

10.1.5 Overdose of medicinal product

Excessive dosing (beyond that prescribed in the protocol and including overdose) should be recorded in the eCRF. Any SAE or nonserious AE associated with excessive dosing must be followed as any other SAE or nonserious AE. These events are only considered AEs or SAEs if there are associated clinical signs and symptoms or if the act of taking the excess medicine itself is an AE or SAE (eg, suicide attempt).

Further details on Neupro overdosing can be found in the label (NEUPRO [package insert]. 2016[Section 15]).

10.2 Laboratory measurements

Not applicable.

10.3 Other safety measurements

10.3.1 Rate of discontinuation of treatment with Neupro

The comparison of the rate of discontinuation of treatment with Neupro during the course of the study for the Control Group and the Experimental Group is one of the safety variables in PD0049.

Subjects who discontinue treatment with Neupro are encouraged to attend an Early Withdrawal Visit (see Section 8.6). For subjects randomized to the Experimental Group, discontinuation of treatment with Neupro can also be captured via the Kinesia-360 diary medication section within the respective APP.

REDACTED COPY Report and Outcome form for p

REDACTED COPY Report and Outcome form for p

after the partner has agreed that additional information can be captured and

REDACTED COPY

after the partner has agreed that additional information can be captured and Consent form.

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Consent form.

Overdose of medicinal product

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Overdose of medicinal product

ond that prescribed in the protocol an

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ond that prescribed in the protocol an

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SAE or nonserious AE associated with excessive dosing must be REDACTED C

OPY

SAE or nonserious AE associated with excessive dosing must be y other SAE or nonserious AE. These events are onlREDACTED C

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or breastfeeding is identical to the procedure for

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or breastfeeding is identical to the procedure for

and the eventual birth (if applicable) must be followed up

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and the eventual birth (if applicable) must be followed up of the mother and of the

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of the mother and of the reasonable attempt should be made to follow the development and health of the

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reasonable attempt should be made to follow the development and health of the significant medical issues or development delay

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significant medical issues or development delay

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refuses to give information, written documentation of the Investigator and filed at the site.

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the Investigator and filed at the site.

becomes pregnant, the

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becomes pregnant, the designee is asked to contact the subject to request consent of the partner via the

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designee is asked to contact the subject to request consent of the partner via the Consent form that should be available in the Investigator’s site file. The

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Consent form that should be available in the Investigator’s site file. The Report and Outcome form for p

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Consent form.

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SAE or nonserious AE associated with excessive dosing must be

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SAE or nonserious AE associated with excessive dosing must be y other SAE or nonserious AE. These events are onl

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y other SAE or nonserious AE. These events are onlthere are associated clinical signs and s

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there are associated clinical signs and sym

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ymsuicide attempt).

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suicide attempt).

Further details on Neupro overdosing can be found in the label

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Further details on Neupro overdosing can be found in the label

Laboratory

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Laboratory

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Rate of discontinuation of treatment with Neupro

The comparison of the rate of discontinuation of treatment with Neupro

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The comparison of the rate of discontinuation of treatment with Neuprostudy

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study

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for the Control Group and the Experimental Group is one of the safety

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for the Control Group and the Experimental Group is one of the safetystudy for the Control Group and the Experimental Group is one of the safetystudy

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study for the Control Group and the Experimental Group is one of the safetystudyPD0049.

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PD0049.

Subjects who discontinue treatment with Neupro are encouraged to attend an Earl

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Subjects who discontinue treatment with Neupro are encouraged to attend an Earl

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Confidential Page 29 of 38

11 STUDY MANAGEMENT AND ADMINISTRATION

11.1 Adherence to protocol

The Investigator should not deviate from the protocol. However, the Investigator should take any measure necessary in deviation from or not defined by the protocol in order to protect clinical study subjects from any immediate hazard to their health and safety. In this case, this action should be taken immediately, without prior notification of the regulatory authority, IRB, or sponsor.

After implementation of such measure, the Investigator must notify the Clinical Project Managerof the sponsor within 24 hours and follow any local regulatory requirements.

11.2 Monitoring

UCB (or designee) will monitor the study to meet the sponsor’s monitoring Standard Operating Procedures (SOPs), International Council for Harmonisation-Good Clinical Practice (ICH-GCP)guideline, and applicable regulatory requirements, and to ensure that study initiation, conduct, and closure are adequate. Monitoring of the study may be delegated by UCB to a Contract Research Organziation (CRO) or a contract monitor.

The Investigator and his/her staff are expected to cooperate with UCB (or designee) and to be available during the monitoring visits to answer questions sufficiently and to provide any missing information. The Investigator(s)/institution(s) will permit direct access to source data/documents for study-related monitoring, audits, IRB review, and regulatory inspection(s).

The Investigator will allow UCB (or designee) to periodically review all eCRFs and corresponding source documents (eg, hospital and laboratory records for each study participant). Monitoring visits will provide UCB (or designee) with the opportunity to evaluate the progress of the study, verify the accuracy and completeness of eCRFs, ensure that all protocol requirements, applicable authorities regulations, and Investigator’s obligations are being fulfilled, and resolve any inconsistencies in the study records.

11.2.1 Definition of source data

Source documents are original records in which raw data are first recorded. These may include hospital/clinic/general practitioner records, charts, diaries, x-rays, laboratory results, printouts, pharmacy records, care records, electrocardiogram (ECG) or other printouts, completed scales, or quality of life questionnaires. Source documents should be kept in a secure, limited access area.

Source documents that are computer generated and stored electronically must be printed for review by the monitor (eg, ECG reports). Once printed, these copies should be signed and dated by the Investigator and become a permanent part of the subject’s source documents. The Investigator will facilitate the process for enabling the monitor to compare the content of the printout and the data stored in the computer to ensure all data are consistent.

Electronic data records, such as Holter monitor records or electroencephalogram records, must be saved and stored as instructed by UCB (or designee).

REDACTED COPY nvestigator and his/her staff are expected to cooperate with UCB (or designee) and to

REDACTED COPY nvestigator and his/her staff are expected to cooperate with UCB (or designee) and to

available during the monitoring visits to answer questions sufficiently

REDACTED COPY available during the monitoring visits to answer questions sufficiently

nvestigator(s)/institution(s) will permit direct access to source

REDACTED COPY

nvestigator(s)/institution(s) will permit direct access to source related monitoring, audits, I

REDACTED COPY

related monitoring, audits, I

Investigator will allow UCB (or designee) to periodicall

REDACTED COPY

Investigator will allow UCB (or designee) to periodicallhospital and laboratory

REDACTED COPY

hospital and laboratoryMonitoring visits will provide UCB (or designee) wi

REDACTED COPY

Monitoring visits will provide UCB (or designee) wi and completeness of REDACTED C

OPY

and completeness of

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Clinical Project Manager

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Clinical Project Manager

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to meet the sponsor’s monitoring Standard Operating Good Clinical Practice (

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Good Clinical Practice (tudy

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initiation, conduct, tudy initiation, conduct, tudy

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nvestigator and his/her staff are expected to cooperate with UCB (or designee) and to

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nvestigator and his/her staff are expected to cooperate with UCB (or designee) and to available during the monitoring visits to answer questions sufficiently

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available during the monitoring visits to answer questions sufficientlynvestigator(s)/institution(s) will permit direct access to source

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nd an

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ons t

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f.

nvestigator(s)/institution(s) will permit direct access to source related monitoring, audits, I

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related monitoring, audits, IRB review, and r

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RB review, and r

Investigator will allow UCB (or designee) to periodicall

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Investigator will allow UCB (or designee) to periodicallhospital and laboratory

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autho

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hospital and laboratoryMonitoring visits will provide UCB (or designee) wi

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Monitoring visits will provide UCB (or designee) wi and completeness of

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and completeness of requirements, applicable authorities regulations, and Investigator’s obligations are being

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autho

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requirements, applicable authorities regulations, and Investigator’s obligations are being y inconsis

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y inconsistencies in the study

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autho

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tencies in the study

Definition of source data

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autho

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Definition of source data

Source documents are original records in which raw data are first recorded. These may

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autho

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Source documents are original records in which raw data are first recorded. These mayhospital/clinic/general practitioner records, charts, diar

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hospital/clinic/general practitioner records, charts, diar records, care records,

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autho

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records, care records, of life questionnaires. Source documents should be kept in a secure, limited access

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not b

e use

d to s

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mark

eting

autho

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of life questionnaires. Source documents should be kept in a secure, limited access

Source documents that are computer generated and stored electron

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e use

d to s

uppo

rt any

mark

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autho

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Source documents that are computer generated and stored electronreview b

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e use

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mark

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autho

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review by the monitor (

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y the monitor (

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the

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autho

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the I

This do

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Investigator and become a permanent part of the subject’s source documents. The

This do

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d to s

uppo

rt any

mark

eting

autho

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on ap

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nvestigator and become a permanent part of the subject’s source documents. The I

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mark

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autho

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Investigator will facilitate the process for en

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mark

eting

autho

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s or v

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nvestigator will facilitate the process for enprintout and the data stored in the computer to ensure all data are consistent.

This do

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t can

not b

e use

d to s

uppo

rt any

mark

eting

autho

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on ap

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printout and the data stored in the computer to ensure all data are consistent.

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11.2.2 Source data verification

Source data verification ensures accuracy and credibility of the data obtained. During monitoring visits, reported data are reviewed with regard to being accurate, complete, and verifiable from source documents (eg, subject files, recordings from automated instruments, tracings [ECG], x-ray films, laboratory notes). All data reported on the eCRF should be supported by source documents, unless otherwise specified in Section 11.2.1.

11.3 Data handling

11.3.1 Case Report form completion

The Investigator is responsible for prompt reporting of accurate, complete, and legible data in the eCRFs and in all required reports.

Any change or correction to the eCRF after saving must be accompanied by a reason for the change.

Corrections made after the Investigator’s review and approval (by means of a password/electronic signature) will be reapproved by the Investigator.

The Investigator should maintain a list of personnel authorized to enter data into the eCRF.

Detailed instructions will be provided in the eCRF Completion Guidelines.

11.3.2 Database entry and reconciliation

Case Report forms/external electronic data will be entered/loaded into a validated electronic database using a clinical data management system (CDMS). Computerized data cleaning checks will be used in addition to manual review to check for discrepancies and to ensure consistency of the data. The data are entered into the eCRFs once and are subsequently verified.

An electronic audit trail system will be maintained within the CDMS to track all data changes in the database once the data have been saved initially into the system or electronically loaded. Regular backups of the electronic data will be performed.

11.3.3 Subject Screening and Enrollment log/Subject Identification Code list

The subject’s screening and enrollment will be recorded in the Subject Screening and Enrollment Log.

The Investigator will keep a Subject Identification Code list. This list remains with the Investigator and is used for unambiguous identification of each subject.

The subject’s consent and enrollment in the study must be recorded in the subject’s medical record. These data should identify the study and document the dates of the subject’s participation.

11.4 Termination of the study

UCB reserves the right to temporarily suspend or prematurely discontinue this study either at a single site, multiple sites, or at all sites at any time for reasons including, but not limited to, safety or ethical issues, inaccurate or incomplete data recording, noncompliance, or unsatisfactory enrollment with respect to quality or quantity.

REDACTED COPY CRF Completion Guidelines.

REDACTED COPY CRF Completion Guidelines.

and reconciliation

REDACTED COPY

and reconciliation

lectronic data will be entered/loaded into a validated electronic

REDACTED COPY

lectronic data will be entered/loaded into a validated electronic database using a clinical data management sy

REDACTED COPY

database using a clinical data management system (CDMS). Computerized data cleaning checks

REDACTED COPY

stem (CDMS). Computerized data cleaning checks will be used in addition to manual review to check for discrepancies and to ensure consistency

REDACTED COPY

will be used in addition to manual review to check for discrepancies and to ensure consistencyThe data are entered into the

REDACTED COPY

The data are entered into the eCRFsREDACTED C

OPY

eCRFs

This do

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autho

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on ap

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Investigator is responsible for prompt reporting of accurate, complete, and legible data in th

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Investigator is responsible for prompt reporting of accurate, complete, and legible data in th

y a reason for the

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y a reason for the

y means of a

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y means of a nvestigator.

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nvestigator.

nvestigator should maintain a list of personnel authorized to enter data into the

This do

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nvestigator should maintain a list of personnel authorized to enter data into the

CRF Completion Guidelines.

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d to s

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mark

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autho

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CRF Completion Guidelines.

and reconciliation

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autho

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and reconciliation

lectronic data will be entered/loaded into a validated electronic

This do

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lectronic data will be entered/loaded into a validated electronic stem (CDMS). Computerized data cleaning checks

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stem (CDMS). Computerized data cleaning checks will be used in addition to manual review to check for discrepancies and to ensure consistency

This do

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t can

not b

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rt any

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autho

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will be used in addition to manual review to check for discrepancies and to ensure consistencyeCRFs

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eCRFs once and are subsequentl

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once and are subsequentl

An electronic audit trail system will be maintained within the CDMS to track all data changes in

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An electronic audit trail system will be maintained within the CDMS to track all data changes in

This do

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the database once the data have been saved initially

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the database once the data have been saved initiallyRegular backups of the electronic data will be performed.

This do

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on ap

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nd an

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Regular backups of the electronic data will be performed.

Subject Screening and Enrollment log/Subject Identification Code list

This do

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d to s

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rt any

mark

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autho

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on ap

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nd an

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s or v

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ons t

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Subject Screening and Enrollment log/Subject Identification Code list

The subject’s screening and enrollment will be recorded in the Subject Screening and Enrollment

This do

cumen

t can

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e use

d to s

uppo

rt any

mark

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autho

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on ap

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nd an

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The subject’s screening and enrollment will be recorded in the Subject Screening and Enrollment

nvestigator will keep a Subject Identification Code list. This list remains with the

This do

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nvestigator will keep a Subject Identification Code list. This list remains with the Investigator and is used for unambiguous identification of each subject.

This do

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Investigator and is used for unambiguous identification of each subject.

The subject’s consent and enrollment in the study must be recorded in the subject’s medical

This do

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The subject’s consent and enrollment in the study must be recorded in the subject’s medical

This do

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. These data should identify

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. These data should identifyparticipation.

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participation.

11.4

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11.4

UCB reserves the right to temporaril

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UCB reserves the right to temporaril

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Confidential Page 31 of 38

If the study is prematurely terminated or suspended, UCB (or its representative) will inform the Investigators/institutions and the regulatory authority(ies) of the termination or suspension and the reason(s) for the termination or suspension, in accordance with applicable regulatory requirement(s). The IRB should also be informed and provided with reason(s) for the termination or suspension by the sponsor or by the Investigator/institution, as specified by the applicable regulatory requirement(s). In addition, arrangements will be made for the return of the Kinesia devices and other material in accordance with UCB procedures for the study.

11.5 Archiving and data retention

The Investigator will maintain adequate records for the study, including eCRFs, medical records, Informed Consent documents, device dispensing and disposition records, safety reports, information regarding participants who discontinued, device distribution, and other pertinent data.

All essential documents are to be retained by the Investigator for at least 5 years after the final study report or first publication of the study results becomes available, whichever comes later. These documents should be retained for a longer period, however, if required by the applicable regulatory requirement(s) or by an agreement with UCB. The Investigator will contact UCB for authorization prior to the destruction of any study records or in the event of accidental loss or destruction of any study records. The Investigator will also notify UCB should he/she relocate or move the study-related files to a location other than that specified in the sponsor’s trial master file.

11.6 Audit and inspection

The Investigator will permit study-related audits mandated by UCB, after reasonable notice, and inspections by domestic or foreign regulatory authorities.

The main purposes of an audit or inspection are to confirm that the rights and well-being of the subjects enrolled have been protected, that enrolled subjects (ie, signing consent and undergoing study procedures) are appropriate for the study, and that all data relevant for the evaluation of Neupro have been processed and reported in compliance with the planned arrangements, the protocol, investigational site, and IRB SOPs, ICH-GCP, and applicable regulatory requirements.

The Investigator will provide direct access to all study documents, source records, and source data. If an inspection by a regulatory authority is announced, the Investigator will immediately inform UCB (or designee).

11.7 Good Clinical Practice

Noncompliance with the protocol, ICH-GCP, or local regulatory requirements by the Investigator, institution, institution staff, or designees of the sponsor will lead to prompt action by UCB to secure compliance. Continued noncompliance may result in the termination of the site’s involvement in the study.

12 STATISTICS

A description of statistical methods follows and will be described in more detail in the Statistical Analysis Plan (SAP).

REDACTED COPY nvestigator will also notify

REDACTED COPY nvestigator will also notify

s to a location other than that specified in the sponsor’s

REDACTED COPY

s to a location other than that specified in the sponsor’s

related audits mandated b

REDACTED COPY

related audits mandated b domestic or foreign regulatory

REDACTED COPY

domestic or foreign regulatory

This do

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t can

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autho

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on ap

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s or v

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ons t

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CRFs, medical records,

This do

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autho

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CRFs, medical records, reports,

This do

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autho

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reports, and other pertinent

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autho

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and other pertinent

for at least 5

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for at least 5 ye

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years after the final

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ars after the final y results becomes available, whichever comes later

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y results becomes available, whichever comes laterThese documents should be retained for a longer period, however, if required by

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These documents should be retained for a longer period, however, if required bynvestigator will contact UCB for

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nvestigator will contact UCB for y records or in the event of accidental loss or

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y records or in the event of accidental loss or nvestigator will also notify

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s to a location other than that specified in the sponsor’s

related audits mandated b

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domestic or foreign regulatory authorities.

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authorities. domestic or foreign regulatory authorities. domestic or foreign regulatory

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domestic or foreign regulatory authorities. domestic or foreign regulatory

e main purposes of an audit or inspection are to confirm that the rights and well

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e main purposes of an audit or inspection are to confirm that the rights and wellsubjects enrolled have been protected, that enrolled subjects (

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subjects enrolled have been protected, that enrolled subjects ( procedures) are appropriate for the study

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procedures) are appropriate for the studyhave been processed and reported in compliance with the planned arrangements, the

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have been processed and reported in compliance with the planned arrangements, the protocol, investigational site, and I

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protocol, investigational site, and I

Investigator will provide direct

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Investigator will provide direct data. If an inspection b

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data. If an inspection by

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y a regulatory

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a regulatoryinform UCB (or designee).

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inform UCB (or designee).

Good Clinical Practice

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Good Clinical Practice

Noncompliance with the protocol, I

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Noncompliance with the protocol, Investigator, institution, institution staff, or designees of the sponsor will lead to prompt action

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nvestigator, institution, institution staff, or designees of the sponsor will lead to prompt action by

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by UCB to secure compliance. Continued noncompliance may

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UCB to secure compliance. Continued noncompliance mayby UCB to secure compliance. Continued noncompliance mayby

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by UCB to secure compliance. Continued noncompliance mayby

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site’s involvement in the study

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site’s involvement in the study

12

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12

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UCB 16 Dec 2016Clinical Study Protocol Rotigotine transdermal system PD0049

Confidential Page 32 of 38

12.1 Definition of analysis sets

Four analysis sets will be defined for this study: the Enrolled Set (ES), the Safety Set (SS), the Full Analysis Set (FAS), and the Per-Protocol Set (PPS).

The ES will consist of all subjects who signed the ICF.

The SS will consist of all subjects who received at least 1 dose of Neupro. The SS will be used for the analysis of all demographic, disposition, and safety data.

The FAS will consist of all subjects who have at least 1 valid Baseline and at least 1 valid post-Baseline efficacy measurement. The FAS will be used for the analysis and presentation of the efficacy data. In the case of misallocation, subjects will be primarily analyzed according to Kinesia-360 application (yes/no). However, if applicable, sensitivity analysis will also be performed according to the randomized group.

The PPS will consist of those subjects in the FAS who do not have any important protocol deviations that would have an impact on the efficacy variables. The PPS will be used for sensitivity analysis.

12.2 General statistical considerations

All analyses will be performed using SAS® version 9.3 or higher (SAS Institute, Cary, NC, USA). Continuous variables will be summarized by visit (where applicable) with the statistics including the number of subjects (n), mean, standard deviation (SD), median, minimum, and maximum. Categorical variables will be summarized by visit (where applicable) with frequency counts and percentages.

Unless otherwise specified, the comparisons will be for outcomes in subjects with Parkinson’s disease in the Experimental Group (optimal Neupro dosing regimen will be titrated using motor symptom data collected with the Kinesia-360 wearable technology in addition to standard clinical practice) versus outcomes in subjects with Parkinson’s disease in the Control Group (optimal Neupro dosing regimen will be titrated using only standard clinical practice). It is obvious that Kinesia-360 based efficacy data will be presented for the Experimental group only.

Unless otherwise specified, the level of significance for all tests will be 0.05. All statistical tests are 2-sided; however, they are exploratory only and p-values <0.05 do not indicate statistical significance, since no alpha adjustment will be performed.

All data recorded in the eCRF, APP, and questionnaires will be listed.

12.3 Planned efficacy analyses

12.3.1 Analysis of the efficacy variables

The efficacy variables, change from Baseline to Visit 2 (for all efficacy variables not based on Kinesia-360) will be analyzed utilizing an analysis of covariance (ANCOVA) with Baseline as a covariate, “center” as factor, and “group” as main factor. The 2 groups are the Experimental Group (EG) and the Control Group (CG).

The 2-sided null and alternative hypotheses are:

Null hypothesis (H0): EG=CG

Alternative hypothesis (Ha): EG≠CG

REDACTED COPY version 9.3 or

REDACTED COPY version 9.3 or

USA). Continuous variables will be summarized by visit (where applicable) with the statistics

REDACTED COPY

USA). Continuous variables will be summarized by visit (where applicable) with the statistics including the number of subjects (n), mean, standard deviation (SD), median, minimum, and

REDACTED COPY

including the number of subjects (n), mean, standard deviation (SD), median, minimum, and maximum. Categorical variables will be summarized by

REDACTED COPY

maximum. Categorical variables will be summarized by

Unless otherwise specified, the comparisons will be for outcomes in subjects with Parkinson’s

REDACTED COPY

Unless otherwise specified, the comparisons will be for outcomes in subjects with Parkinson’s disease in the Experimental Group (optimal NeuproREDACTED C

OPY

disease in the Experimental Group (optimal Neupromptom data collected with the Kinesia

REDACTED COPY

mptom data collected with the Kinesia

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is and presentation of

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zed according to sis will also be

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sis will also be

important protocol

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important protocol PPS

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PPS will be used for

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will be used for

higher

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higher (SAS Institute, Cary

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(SAS Institute, CaryUSA). Continuous variables will be summarized by visit (where applicable) with the statistics

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USA). Continuous variables will be summarized by visit (where applicable) with the statistics including the number of subjects (n), mean, standard deviation (SD), median, minimum, and

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including the number of subjects (n), mean, standard deviation (SD), median, minimum, and maximum. Categorical variables will be summarized by

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maximum. Categorical variables will be summarized by visit (where ap

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visit (where apmaximum. Categorical variables will be summarized by visit (where apmaximum. Categorical variables will be summarized by

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maximum. Categorical variables will be summarized by visit (where apmaximum. Categorical variables will be summarized by

Unless otherwise specified, the comparisons will be for outcomes in subjects with Parkinson’s

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Unless otherwise specified, the comparisons will be for outcomes in subjects with Parkinson’s disease in the Experimental Group (optimal Neupro

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disease in the Experimental Group (optimal Neupromptom data collected with the Kinesia

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mptom data collected with the Kinesia

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-

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-360 wearable technology

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360 wearable technologyclinical practice) versus outcomes in subjects with Parkinson’s disease in the Control Group

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clinical practice) versus outcomes in subjects with Parkinson’s disease in the Control Group (optimal Neupro dosing regimen will be titrated using onl

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(optimal Neupro dosing regimen will be titrated using onl360 based efficacy

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360 based efficacy

Unless otherwise specified, the level of significance for all tests will be 0.05. All statistica

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Unless otherwise specified, the level of significance for all tests will be 0.05. All statisticahowever, they

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however, they are exploratory

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are exploratoryhowever, they are exploratoryhowever, they

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however, they are exploratoryhowever, they

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significance, since no alpha

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significance, since no alpha

All data recorded in the eCRF

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All data recorded in the eCRF

Planned efficacy

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Planned efficacy

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The efficacy

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The efficacyKinesia

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Kinesiacovariate

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covariate

Page 33: PROTOCOL PD0049 - ClinicalTrials.govUCB Biopharma SPRL Allée de la Recherche 60 1070 Brussels BELGIUM Protocol/Amendment number Date Final protocol 16 Dec 2016 Confidential Material

UCB 16 Dec 2016Clinical Study Protocol Rotigotine transdermal system PD0049

Confidential Page 33 of 38

EG: Represents the change from Baseline to Visit 2 for subjects in the Experimental Group.

CG: Represents the change from Baseline to Visit 2 for subjects in the Control Group.

The efficacy analysis will be performed on the FAS and observed cases will be utilized. The group effect will be estimated and presented with 95% 2-sided confidence intervals (CIs) and p-values.

The PPS will be used for sensitivity analysis on selected efficacy variables.

12.3.2 Other efficacy analyses

Kinesia-360-based efficacy data will be presented descriptively for the Experimental Group. Due to repeated measurements (during titration weekly and during maintenance), comparisons will be performed by time point and also by dose, if applicable (dependent on number of subjects in respective dose groups). Optional time points might also be subject to analysis (dependent on number of subjects at respective time points or windows for time points).

12.4 Planned safety analyses

12.4.1 Safety analyses

All analyses of safety data will be performed on the SS.

The incidence of subjects with treatment-emergent AEs (TEAEs) and/or SAEs will be determined. Furthermore, the absolute and relative frequencies for subjects with a given TEAE with respect to the preferred term according to the latest available version of the Medical Dictionary for Regulatory Activities (MedDRA®) will be determined within each study part and system organ class. Additional tables will include, but are not limited to, summaries of TEAEs by maximum event intensity and causal relationship to Neupro. The actions taken for each AE, the time of onset of the AE, and the duration of each AE will be listed.

Further details will be provided in the SAP.

12.5 Handling of protocol deviations

Important protocol deviations are identified as part of the data cleaning process in the Data Cleaning Plan. Ongoing data cleaning meetings will be held throughout the duration of the study. Objectives of these meetings include to review and update (if necessary) the important protocol deviations and discuss exclusion of subjects from analysis populations. Furthermore, overall trends in protocol deviations will be discussed at the Data Evaluation Meeting. Through this ongoing data cleaning and evaluation process, all decisions regarding important protocol deviations and exclusions from analysis populations are made on an ongoing basis.

12.6 Handling of dropouts or missing data

In general, there will be no imputation of missing data.

12.7 Planned interim analysis and data monitoring

Not applicable.

REDACTED COPY emergent AEs (TEAEs) and/or SAEs will be

REDACTED COPY emergent AEs (TEAEs) and/or SAEs will be

determined. Furthermore, the absolute and relative frequencies for subjects with a given TEAE

REDACTED COPY

determined. Furthermore, the absolute and relative frequencies for subjects with a given TEAE according to the latest available version of the Medical

REDACTED COPY

according to the latest available version of the Medical (MedDRA

REDACTED COPY

(MedDRA®

REDACTED COPY

®

tables will include, but are not limited to, summarie

REDACTED COPY

tables will include, but are not limited to, summarie and causal relationship to Neupro. The actions taken for each

REDACTED COPY

and causal relationship to Neupro. The actions taken for eachthe time of onset of the AE, and the duration of each AE will be listed.REDACTED C

OPY

the time of onset of the AE, and the duration of each AE will be listed.

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the Experimental Group. Due

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the Experimental Group. Due comparisons will be

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comparisons will be y time point and also by dose, if applicable (dependent on number of subjects in

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y time point and also by dose, if applicable (dependent on number of subjects in ints might also be subject to analysis (dependent on

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ints might also be subject to analysis (dependent on

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emergent AEs (TEAEs) and/or SAEs will be determined. Furthermore, the absolute and relative frequencies for subjects with a given TEAE

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determined. Furthermore, the absolute and relative frequencies for subjects with a given TEAE according to the latest available version of the Medical

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according to the latest available version of the Medical ) will be determined within each stud

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) will be determined within each studtables will include, but are not limited to, summarie

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tables will include, but are not limited to, summarie and causal relationship to Neupro. The actions taken for each

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and causal relationship to Neupro. The actions taken for eachthe time of onset of the AE, and the duration of each AE will be listed.

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the time of onset of the AE, and the duration of each AE will be listed.

Further details will be provided in the SAP.

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Further details will be provided in the SAP.

Handling of protocol deviations

This do

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Handling of protocol deviations

Important protocol deviations are identified as part of the data cleaning process in the Data

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Important protocol deviations are identified as part of the data cleaning process in the Data

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g Plan. Ongoing data cleaning meetings will be held throughout the duration of the study

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g Plan. Ongoing data cleaning meetings will be held throughout the duration of the studyObjectives of these meetings include to review and update (if necessary

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Objectives of these meetings include to review and update (if necessarydeviations and discuss exclusion of subjects from anal

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deviations and discuss exclusion of subjects from analtrends in protocol deviations will be discussed at the Data Evaluation Meeting. Through this

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trends in protocol deviations will be discussed at the Data Evaluation Meeting. Through this ongoing data cleaning and evaluation process, all decisions regarding

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ongoing data cleaning and evaluation process, all decisions regardingdeviations and exclusions from anal

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deviations and exclusions from anal

In general, there will be no imputation of missing data.

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In general, there will be no imputation of missing data.

12.7

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12.7

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12.8 Determination of sample size

Due to the character of the study, no formal sample size estimation can be performed. A sample size of approximately 40 will be regarded to be sufficient to get an impression of the effect of the device on the efficacy variables.

13 ETHICS AND REGULATORY REQUIREMENTS

13.1 Informed consent

Subject’s informed consent must be obtained and documented in accordance with local regulations, ICH-GCP requirements, and the ethical principles that have their origin in the principles of the Declaration of Helsinki.

Prior to obtaining informed consent, information should be given in a language and at a level of complexity understandable to the subject in both oral and written form by the Investigator (or designee). Each subject will have the opportunity to discuss the study and its alternatives with the Investigator.

Prior to participation in the study, the ICF should be signed and personally dated by the subject, or his/her legal representative, and by the person who conducted the informed consent discussion (Investigator or designee). The subject or his/her legal representative must receive a copy of the signed and dated ICF. As part of the consent process, each subject must consent to direct access to his/her medical records for study-related monitoring, auditing, IRB review, and regulatory inspection.

If the ICF is amended during the study, the Investigator (or the Sponsor, if applicable) must follow all applicable regulatory requirements pertaining to the approval of the amended ICF by the IRB and use of the amended form.

All studies conducted at centers in the US must include the use of a Health Insurance Portability and Accountability Act Authorization form.

The subject may withdraw his/her consent to participate in the study at any time. A subject is considered as enrolled in the study when he/she has signed the ICF. An eCRF must not be started, nor may any study specific procedure be performed for a given subject, without having obtained his/her written consent to participate in the study.

13.2 Subject identification cards

Upon signing the ICF, the subject or legal representative will be provided with a subject identification card in the language of the subject. The Investigator will fill in the subject identifying information and medical emergency contact information. The Investigator will instruct the subject to keep the card with him/her at all times.

13.3 Institutional Review Boards

The study will be conducted under the auspices of an IRB and in accordance with the ethical principles that have their origin in the Declaration of Helsinki.

The Investigator(s)/UCB will ensure that an appropriately constituted IRB that complies with applicable country-specific regulations will be responsible for the initial and continuing review and approval of the clinical study. Prior to initiation of the study, the Investigator/UCB will

REDACTED COPY ignee). The subject or his/her legal representative must receive a cop

REDACTED COPY ignee). The subject or his/her legal representative must receive a cop

As part of the consent process, each subject must consent to direct access

REDACTED COPY As part of the consent process, each subject must consent to direct access

-related monitoring, auditing, IRB review, a

REDACTED COPY

-related monitoring, auditing, IRB review, a

, the

REDACTED COPY

, the Investigator (or the Sponsor, if applicable) must

REDACTED COPY

Investigator (or the Sponsor, if applicable) must requirements pertaining to the approval of the amended I

REDACTED COPY

requirements pertaining to the approval of the amended IRB and use of the amended form.

REDACTED COPY

RB and use of the amended form.

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-GCP requirements, and the ethical principles that have their origin in the

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-GCP requirements, and the ethical principles that have their origin in the

taining informed consent, information should be given in a language and at a level of

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taining informed consent, information should be given in a language and at a level of the

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the Investigator (or

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Investigator (or and

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and its alternatives with

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its alternatives with

should be signed and personally

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should be signed and personallyy the person who conducted the informed consent discussion

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y the person who conducted the informed consent discussion ignee). The subject or his/her legal representative must receive a cop

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ignee). The subject or his/her legal representative must receive a copAs part of the consent process, each subject must consent to direct access

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As part of the consent process, each subject must consent to direct access -related monitoring, auditing, IRB review, a

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-related monitoring, auditing, IRB review, a

Investigator (or the Sponsor, if applicable) must

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Investigator (or the Sponsor, if applicable) must requirements pertaining to the approval of the amended I

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requirements pertaining to the approval of the amended I

studies conducted at centers in the

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studies conducted at centers in the US

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US must include the use of a Health Insurance Portability

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must include the use of a Health Insurance Portability Act Authorization form.

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Act Authorization form.

withdraw his/her consent to participate in the study

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withdraw his/her consent to participate in the studyn the study

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n the studyy study specific procedure be performed for a given subject, without having

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y study specific procedure be performed for a given subject, without having obtained his/her written consent to participate in the study.

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obtained his/her written consent to participate in the study.

Subject identification cards

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Subject identification cards

igning the I

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igning the ICF

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CFidentification card in the language of the subject. The Investigator will fill in the subject

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identification card in the language of the subject. The Investigator will fill in the subject identify

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identifying information and medical emergency

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ing information and medical emergencyinstruct the subject to keep the card with him/her at all times.

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instruct the subject to keep the card with him/her at all times.

13.3

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13.3

Th

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Th

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Confidential Page 35 of 38

forward copies of the protocol, ICF, Investigator’s Brochure, Investigator’s curriculum vitae (if applicable), advertisement (if applicable), and all other subject-related documents to be used for the study to the IRB for its review and approval.

Before initiating a study, the Investigator will have written and dated full approval from the responsible IRB for the protocol and all other documents submitted to the IRB.

The Investigator will also promptly report to the IRB all changes in the study, all unanticipated problems involving risks to human subjects or others, and any protocol deviations, to eliminate immediate hazards to subjects.

The Investigator will not make any changes in the study or study conduct without IRB approval, except where necessary to eliminate apparent immediate hazards to the subjects. For minor changes to a previously approved protocol during the period covered by the original approval, it may be possible for the Investigator to obtain an expedited review by the IRB as allowed.

As part of the IRB requirements for continuing review of approved studies, the Investigator will be responsible for submitting periodic progress reports to the IRB (based on IRB requirements), at intervals appropriate to the degree of subject risk involved, but no less than once per year. The Investigator should provide a final report to the IRB following study completion.

UCB (or its representative) will communicate safety information to the appropriate regulatory authorities and all active Investigators in accordance with applicable regulatory requirements. The appropriate IRB will also be informed by the Investigator or the Sponsor, as specified by the applicable regulatory requirements in each concerned country. Where applicable, Investigators are to provide the Sponsor (or its representative) with evidence of such IRB notification.

13.4 Subject privacy

UCB staff (or designee) will affirm and uphold the subject’s confidentiality. Throughout this study, all data forwarded to UCB (or designee) will be identified only by the subject number assigned at Screening.

The Investigator agrees that representatives of UCB, its designee, representatives of the relevant IRB, or representatives of regulatory authorities will be allowed to review that portion of the subject’s primary medical records that directly concerns this study (including, but not limited to, admission/discharge summaries for hospital admissions occurring during a subject’s study participation, and autopsy reports for deaths occurring during the study).

13.5 Protocol amendments

Protocol changes may affect the legal and ethical status of the study and may also affect the statistical evaluations of sample size and the likelihood of the study fulfilling its primary objective.

Significant changes to the protocol will only be made as an amendment to the protocol and must be approved by UCB, the IRB, and the regulatory authorities (if required), prior to being implemented.

14 FINANCE, INSURANCE, AND PUBLICATION

Insurance coverage will be handled according to local requirements.

REDACTED COPY information to the appropriate regulatory

REDACTED COPY information to the appropriate regulatory

nvestigators in accordance with applicable regulatory

REDACTED COPY

nvestigators in accordance with applicable regulatoryy the

REDACTED COPY

y the I

REDACTED COPY

Investigator or the

REDACTED COPY

nvestigator or the

REDACTED COPY

requirements in each concerned country

REDACTED COPY

requirements in each concerned countrySponsor (or its representative) with evidence of such IRB notification.

REDACTED COPY

Sponsor (or its representative) with evidence of such IRB notification.

UCB staff (or designee) will affirm and uphold the subject’s confidentiality. Throughout this REDACTED COPY

UCB staff (or designee) will affirm and uphold the subject’s confidentiality. Throughout this

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y protocol deviations, to eliminate

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y protocol deviations, to eliminate

B approval,

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B approval, to eliminate apparent immediate hazards to the subjects. For minor

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to eliminate apparent immediate hazards to the subjects. For minor the original approval, it

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the original approval, it ed review by the IRB as allowed.

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ed review by the IRB as allowed.

As part of the IRB requirements for continuing review of approved studies, the

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As part of the IRB requirements for continuing review of approved studies, the RB (based on I

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RB (based on Ie degree of subject risk involved, but no less than once per

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e degree of subject risk involved, but no less than once per nvestigator should provide a final report to the IRB following study

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nvestigator should provide a final report to the IRB following study completion.

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completion.nvestigator should provide a final report to the IRB following study completion.nvestigator should provide a final report to the IRB following study

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nvestigator should provide a final report to the IRB following study completion.nvestigator should provide a final report to the IRB following study

information to the appropriate regulatory

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information to the appropriate regulatorynvestigators in accordance with applicable regulatory

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nvestigators in accordance with applicable regulatorynvestigator or the

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nvestigator or the

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requirements in each concerned country

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requirements in each concerned countrySponsor (or its representative) with evidence of such IRB notification.

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Sponsor (or its representative) with evidence of such IRB notification.

UCB staff (or designee) will affirm and uphold the subject’s confidentiality. Throughout this

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UCB staff (or designee) will affirm and uphold the subject’s confidentiality. Throughout this , all data forwarded to UCB (or designee) will be identified only

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, all data forwarded to UCB (or designee) will be identified only

Investigator agrees that representatives of UCB, its designee, representatives of the relevant

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Investigator agrees that representatives of UCB, its designee, representatives of the relevant B, or representatives of regulatory

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B, or representatives of regulatory medical records that directl

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medical records that directladmission/discharge summaries for hospital admissions occurring during a subject’s study

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admission/discharge summaries for hospital admissions occurring during a subject’s study

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participation, and autopsy

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participation, and autopsy

Protocol amendments

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Protocol amendments

Protocol changes may affect the legal and ethical status of the study

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Protocol changes may affect the legal and ethical status of the studystatistical evaluations of sample size and the likelihood of the study

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statistical evaluations of sample size and the likelihood of the study

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objective.

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objective.

Signif

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Signifbe approved b

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be approved b

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Confidential Page 36 of 38

Finance, insurance, and publication rights are addressed in the Investigator and/or CRO agreements, as applicable.

15 REFERENCES

NEUPRO [package insert]. Smyrna, GA: UCB Inc.; 2016

REDACTED COPY

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UCB 16 Dec 2016Clinical Study Protocol Rotigotine transdermal system PD0049

Confidential Page 37 of 38

16 DECLARATION AND SIGNATURE OF INVESTIGATOR

I confirm that I have carefully read and understood this protocol and agree to conduct this clinical study as outlined in this protocol, according to current Good Clinical Practice and local laws and requirements.

I will ensure that all subinvestigators and other staff members read and understand all aspects of this protocol.

I have received and read all study-related information provided to me.

The objectives and content of this protocol as well as the results deriving from it will be treated confidentially, and will not be made available to third parties without prior authorization by UCB.

All rights of publication of the results reside with UCB, unless other agreements were made in a separate contract.

Investigator:

Printed name Date/Signature

REDACTED COPY

Date/Signature

REDACTED COPY

Date/Signature

REDACTED COPY

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The objectives and content of this protocol as well as the results deriving from it will be treated

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The objectives and content of this protocol as well as the results deriving from it will be treated , and will not be made available to third parties without prior authorization by

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, and will not be made available to third parties without prior authorization by

All rights of publication of the results reside with UCB, unless other agreements were made in a

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All rights of publication of the results reside with UCB, unless other agreements were made in a

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Date/Signature

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Date/Signature

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UCB 16 Dec 2016Clinical Study Protocol Rotigotine transdermal system PD0049

Confidential Page 38 of 38

17 SPONSOR DECLARATION

I confirm that I have carefully read and understand this protocol and agree to conduct this clinical study as outlined in this protocol and according to current Good Clinical Practice.

REDACTED COPY

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REDACTED COPY

REDACTED COPY

REDACTED COPY

REDACTED COPY

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